Beruflich Dokumente
Kultur Dokumente
INTRODUCTION
Executive Orders
A. Executive Order No. 02 ----------------------------------------------------- 19
Operationalizing in the Executive Branch the People's Constitutional Right to
Information and the State Policies of Full Public Disclosure and Transparency in
the Public Service
B. Executive Order No. 90 ----------------------------------------------------- 19
Operationalizing in the Executive Branch the People's Constitutional Right to
Information and the State Policies of Full Public Disclosure and Transparency in
the Public Service
C. Executive Order No. 708 --------------------------------------------------- 20
Devolving the Function of the Presidential Commission for the Urban Poor as the
Clearing House for the Conduct of Demolition and Eviction Activities Involving the
Homeless and Underprivileged Citizens to the Respective Local Government Units
(LGUs)
INTERNATIONAL LAWS 38
A. UN Declaration on Human Rights
B. International Covenant on Economic Social and Cultural Rights (ICESCR)
C. The Convention on the Elimination of All Forms of Discrimination against
Women (CEDAW)
D. Convention on the Rights of the Child (CRC)
E. Convention on the Rights of Persons with Disabilities (CRPD)
II. OBJECTIVES 40
TABLE OF CONTENTS
IV. COVERAGE 53
ANNEXES
Annex 1 Memorandum Circular No. 2016 – 088: Adherence to the
Community Empowerment Program in Housing Development
LIST OF ABBREVIATIONS
REFERENCES
INTRODUCTION
This manual introduces the process in Community Building and Empowerment in all
NHA – assisted communities. This is intended to serve as guidelines that describes
basic operation concepts, methods, objectives, forms to be used and process.
1. Compilation of Applicable laws and policies which serve as the legal bases in
implementing the Community Building and Empowerment Program and the
definition of terms used in the Manual.
4. The process model of the National Housing Authority which comprises the
Social Preparation, Community Development, and Community Management.
The Constitution of the Republic of the Philippines is the basis of all promulgated laws
of the land. It is the fundamental law ratified in 1987.
1
Sections on the related laws are included so that the participants will be informed and guided accordingly. The
participants and the writers may opt to summarize the provisions of the law as result of the writeshop.
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ARTICLE XIII: SOCIAL JUSTICE AND HUMAN RIGHTS
SECTION PROVISION
SOCIAL JUSTICE AND HUMAN RIGHTS
Section 1 The Congress shall give highest priority to the enactment of
measures that protect and enhance the right of all the people to
human dignity, reduce social, economic, and political inequalities, and
remove cultural inequities by equitably diffusing wealth and political
power for the common good.
Section 2 The promotion of social justice shall include the commitment to create
economic opportunities based on freedom of initiative and self-
reliance.
URBAN LAND REFORM AND HOUSING
Section 9 A continuing program of urban land reform and housing which will
make available at affordable cost decent housing and basic services to
underprivileged and homeless citizens in urban centers and
resettlements areas. Also, promotion of adequate employment
opportunities to such citizens. In the implementation of such program
the State shall respect the rights of small property owners.
Section 10 Urban or rural poor dwellers shall not be evicted nor their dwellings
demolished, except in accordance with law and in a just and
humane manner.
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ARTICLE XIV: EDUCATION, SCIENCE AND TECHNOLOGY, ARTS CULTURE AND
SPORTS
SECTION PROVISION
Section 1 Protection and promotion of the right of all citizens to quality education
at all levels and shall take appropriate steps to make such education
accessible to all.
Section 2 1. Encouragement to non-formal, informal, and indigenous
learning systems, as well as self-learning, independent, and
out-of-school study programs particularly those that respond to
community needs; and
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II. PRESIDENTIAL DECREES 757 DATED JULY 3, 1975
The creation of the National Housing Authority (NHA) is to develop and implement a
comprehensive and integrated housing program which shall embrace, among others,
housing development and resettlement, sources and schemes of financing, and
delineation of government and private sector participation.
In Section 3, the Authority shall have the following purposes and objectives:
a. To provide and maintain adequate housing for the greatest possible number of
people;
As stated in Section 6, The Authority shall have the following powers and functions to be
exercised by the Board in accordance with the established National Human Settlements
Plan prepared by the Human Settlements Commission:
b. Formulate and enforce general and specific policies for housing development and
resettlement;
d. Exercise the right of eminent domain or acquire by purchase privately owned lands
for purposes of housing development, resettlement and related services and
facilities;
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REPUBLIC ACTS OF THE PHILIPPINES
Beneficiaries specified under this Republic Act are underprivileged and homeless
citizens who refer to individuals or families residing in urban and urbanized areas
whose income or combined household income falls within the poverty threshold as
defined by the National Economic and Development Authority (NEDA) and who do
not own housing facilities. Furthermore, it includes those who live in makeshift
dwelling units and do not enjoy security of tenure.
Section 2. The State Policy and Program Objectives in cooperation with the private
sector to undertake an comprehensive and continuing Urban Development and
Housing Program referred to as the Program, shall:
1. Uplift the conditions of the underprivileged and homeless citizens in urban areas
and in resettlement areas by making available to them decent housing at
affordable cost, basic services, and employment opportunities;
2. Provide for the rational use and development of urban land in order to bring about
the following:
3. Adopt workable policies to regulate and direct urban growth and expansion
towards a dispersed urban net and more balanced urban-rural interdependence;
4. Provide for an equitable land tenure system that shall guarantee security of tenure
to Program beneficiaries but shall respect the rights of small property owners and
ensure the payment of just compensation;
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ARTICLE V: SOCIALIZED HOUSING
SECTION PROVISION
BASIC SERVICES
Section 21 Socialized housing or resettlement areas shall be provided by the LGU
or the NHA in cooperation with the private developers and concerned
agencies with the following basic services and facilities:
1. Potable water;
2. Power and electricity and an adequate power distribution system;
3. Sewerage facilities and an efficient and adequate solid waste
disposal system; and
4. Access to primary roads and transportation facilities.
LIVELIHOOD COMPONENT
Section 22 Socialized housing and resettlement projects shall be located near
areas where employment opportunities are accessible.
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SECTION PROVISION
Section 26 On-site development shall be implemented whenever possible in order
to ensure minimum resettlement of the beneficiaries of the Program
from their existing places of occupancy shall be undertaken only when
on-site development is not feasible and after compliance with the
procedures laid down in Section 28 of this Act.
Section 27 Action Against Professional Squatters and Squatting Syndicates. The
local government units, in cooperation with the Philippine National
Police, the Presidential Commission for the Urban Poor (PCUP), and
the PCUP accredited urban poor organization in the area, shall adopt
measures to identify and effectively curtail the nefarious and illegal
activities of professional squatters and squatting syndicates, as herein
defined.
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SECTION PROVISION
Section 40 (2) In coordination with the National Economic and Development
Authority and the National Statistics Office, provide data and
information for forward-planning by the local government units in
their areas, particularly on projections as to the population and
development trends in their localities and the corresponding
investment programs needed to provide appropriate types and
levels of infrastructure, utilities, services and land use patterns; and
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CHAPTER II: GENERAL POWERS AND ATTRIBUTES OF LOCAL GOVERNMENT
UNITS
SECTION PROVISION
GENERAL WELFARE
Section 16 Every local government unit shall exercise the powers expressly
granted, those necessarily implied there from, as well as powers
necessary, appropriate, or incidental for its efficient and effective
governance, and those which are essential to the promotion of the
general welfare.
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C. REPUBLIC ACT NO. 9904 ALSO KNOWN AS “MAGNA CARTA FOR
HOMEOWNERS AND HOMEOWNERS’ ASSOCIATIONS", DATED JANUARY
7, 2010.
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SECTION PROVISION
RIGHTS OF AN ASSOCIATION MEMBER.
Section 7 a. To avail of and enjoy all basic community services and the use of
common areas and facilities;
b. To inspect association books and records during office hours and
to be provided upon request with annual reports, including financial
statements;
c. To participate, vote and be eligible for any elective or appointive
office of the association subject to the qualifications as provided
for in the bylaws;
d. To demand and promptly receive deposits required by the
association as soon as the condition for the deposit has been
complied with or the period has expired;
e. To participate in association meetings, elections and referenda,
as long as his/her bona fide membership subsists; and
f. To enjoy all other rights as may be provided for in the association
bylaws
DUTIES OF A MEMBER
Section 8. a. To pay membership fees, dues and special assessments;
b. To attend meetings of the association; and
c. To support and participate in projects and activities of the
association
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SECTION PROVISION
Section 10 Provided, That: (1) public consultations are held; (2) existing laws
and regulations are met; (3) the authority of the concerned
government agencies or units are obtained; and (4) the appropriate
and necessary memoranda of agreement are executed among the
concerned parties;
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SECTION PROVISION
Section 10 l. Subject to consultation and with the approval of a simple majority
of the association members, allow the establishment of certain
institutions such as, but not limited to, schools, hospitals, markets,
grocery stores and other similar establishments that will necessarily
affect the character of the subdivision/village in terms of traffic
generation, and/or opening the area to outsiders which may result
in the loss of privacy, security, safety, and tranquility to its residents,
in accordance with the National Building Code, zoning laws,
existing local ordinances, HLURB rules and regulations, and
existing jurisprudence: Provided, That such prior approval shall not
be necessary for the establishment of sari - sari stores, home
industries and similar small - scale business enterprises within the
subdivision/village classified as socialized housing;
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SECTION PROVISION
Section 19 Associations are encouraged to actively cooperate with national
government agencies in the furtherance of their common goals and
activities for the benefit of the residents of the subdivisions and its
environs. National government agencies shall consult the
associations where proposed rules, projects and/or programs
may affect their welfare.
SECTION PROVISION
Section 2 A condominium is an interest in real property consisting of
separate interest in a unit in a residential, industrial or commercial
building and an undivided interest in common, directly or
indirectly, in the land on which it is located and in other common
areas of the building. The real right in condo may be ownership or
any other interest in real property recognized by law, on property in the
civil code and other pertinent laws.
Section 5 Any transfer or conveyance of a unit, apartment, office, store or other
space shall include the transfer of the undivided interests in the
common areas or, in a proper case, membership or shareholdings in
the condo corporation:
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E. REPUBLIC ACT NO. 7899 AN ACT AMENDING SECTION FOUR AND
SECTION SIXTEEN OF REPUBLIC ACT NUMBERED FOUR THOUSAND
SEVEN HUNDRED TWENTY-SIX, OTHERWISE KNOWN AS "THE
CONDOMINIUM ACT."
SECTION PROVISION
Section 1 Section 4, last paragraph of Republic Act No. 4726 is hereby amended
as follows;
The Magna Carta of Women promotes mechanisms for women empowerment and
recognizes their vital role in nation building. The said law also guarantees the civil,
political, and economic rights of women such as their right to skills training and
scholarships, access to information, participation, representation, and inclusion in
discussions on peace and development.
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The State condemns discrimination against women in all its forms and pursues by all
appropriate means and without delay the policy of eliminating discrimination against
women in keeping with the Convention on the Elimination of All Forms of
Discrimination Against Women (CEDAW) and other international instruments
consistent with Philippine law.
In line with this, the NHA includes in its mission addressing gender equality to pursue
gender mainstreaming in all NHA PAPs, plans, policies, programs, and services in
partnership with all stakeholders
The Republic Act 9262, also known as “The Anti-Violence against Women and their
Children (VAWC) Act of 2004” seeks to protect women and their children from all
forms of violence and discrimination.
Empowerment is not only limited to having equal access to opportunities but it also
talks about breaking free from abuse and exploitation. In the macro level of society,
the community is invigorated to raise their level of awareness and deepen
understanding of gender concepts through Gender Sensitivity Trainings and
Orientation. A healthy community life is manifested through intolerance of existing
violence in every family.
The goal of GAD in the community is to eradicate gender biases by recognizing the
potential of women – having the same capabilities, rights and opportunities as men
so that they can perform active roles in the development process. Gender and
Development therefore is not an insinuation of disempowering men but to also
recognize the role of women in the society. Community empowerment in a GAD
perspective encompasses freedom, equal access of both men and women in
opportunities, resources, and trainings responsive to their needs
SECTION PROVISION
Section 4 Implementation of the vital components of the National Shelter
Program: Resettlement, Medium Rise Public and Private Housing,
Cost Recoverable, and Local Housing Program.
Section 4a Engagement in land banking activities to ensure availability of land
to sustain the Resettlement Program
Section 5 Manage and administer a Trust Fund for the Medium Rise Public and
Private Housing and Local Housing Programs
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I. REPUBLIC ACT NO. 101211 ALSO KNOWN AS THE “PHILIPPINES
DISASTER RISK REDUCTION AND MANAGEMENT ACT OF 2010”
a. Uphold the people’s constitutional rights to life and property by addressing the
root causes of vulnerabilities to disasters, strengthening the country’s
institutional capacity for disaster risk reduction and management and building
the resilience of local communities to disasters including climate change
impacts;
e. Ensure that disaster risk reduction and climate change measures are gender
responsive, sensitive to indigenous knowledge systems, and respectful of
human rights
In pursuant to the RA No. 10121 of 2010, the National Disaster Risk Reduction Plan
(NDRRMP) fulfills the requirements to provide the legal basis for policies, plan, and
programs to deal with disasters. The NDRRMP covers four thematic areas namely:
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Disaster Prevention and Mitigation, Disaster Preparedness Disaster Respond and
Disaster Rehabilitation and Recovery
NHA will serve as one of the implementing partner in the Thematic Area 4: Disaster
Rehabilitation and Recovery, in which the overall responsible agency is the National
Economic and Development Authority (NEDA). This covers concerns related to
employment and livelihoods, infrastructure and lifeline facilities, and housing and
resettlement. NHA shall response to the outcome 22: Housing rebuilt or repaired to be
more resilient to hazard events; safer sites for Housing which includes outputs from:
(1) Safe relocation sites; (2) Disaster –resilient housing; (3) Self-sufficient communities
with access to basic social services and (4) empowered Informal Settler/affected
families.
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III. EXECUTIVE ORDERS
SECTION 2. Coverage. This order shall cover all government offices under the
Executive Branch, including but not limited to the national government and all its
offices, departments, bureaus, offices, and instrumentalities, including government-
owned or -controlled corporations, and state universities and colleges. Local
government units (LGUs) are encouraged to observe and be guided by this Order.
The National Housing Authority shall be the sole government agency engaged
in direct shelter production. It shall focus on its efforts in providing housing
assistance to the lowest 30% of urban income earners through slum upgrading,
squatter relocation, development of sites and services and construction of
core-housing units.
Undertake programs for the improvement of blighted urban areas and provide
technical assistance for private developers undertaking low-cost housing
projects.
May continue development of housing projects for income-earners above the
lowest 30% provided that funds generated thereon are utilized for the
attainment of its primary mandate
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C. EXECUTIVE ORDER NO. 708 – Devolving the Function of the Presidential
Commission for the Urban Poor as the Clearing House for the Conduct of
Demolition and Eviction Activities Involving the Homeless and
Underprivileged Citizens to the Respective Local Government Units (LGUs)
Having Territorial Jurisdiction over the Proposed Demolition and Eviction
Activities of Government Agencies23
SECTION 4 Residual Functions. The PCUP shall continue with its monitoring
and reporting functions. However, all clearinghouse functions, including issuance
of notices and clearances to affected families shall be the primary responsibility
of the Local Government Unit concerned. The powers and functions mentioned
in subsections 4 to 11 of Section 1 and Section 9 of Executive Order No. 152,
series of 2002, shall remain with the PCUP.
2
Source: http://www.officialgazette.gov.ph/2008/02/26/executive-order-no-708-s-2008/
3
See DILG Memorandum Circular 2008-143
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V. NATIONAL HOUSING AUTHORITY (NHA) MEMORANDUM CIRCULAR
Since 1975, NHA has pioneered the participatory process in the delivery of housing
services especially for the poor and homeless. The strategy has brought positive
result in bringing about appropriate interventions in socialized housing. Housing
development has proven the value of engaging the stakeholders to partner with the
change agents and this becomes one of the pillars in promoting increased partnership
with the beneficiaries. Thus, NHA affirms its adherence to the participatory approach
and its continuing commitment to promote the people’s process. The circular provides
the template for carrying out Community empowerment where opportunities are
identified to achieve the ultimate goal of building lives in new communities.
In respond to the spate of calamities and disaster, the said MC is created to govern
the implementation of an NHA corporate response to disasters and calamities in NHA
housing Project sites. This covers all NHA housing project sites circular. The Authority
to extraordinary conditions of its project beneficiaries shall constitute a Calamity
Operations Project Engagement (COPE) Team to ensure immediate and appropriate
actions.
In the approved Comprehensive Rehabilitation and Recovery Plan (CRRP) for the
typhoon Yolanda- affected areas, the NHA is tasked to deliver 205, 128 housing units,
as well as the programmed community facilities, in safe, and suitable resettlement
sites.
The NHA Board Resolution No. 5987 dated November 10, 2015 approved the
Community-Based Shelter and Livelihood (CBSL) Program.
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The program shall provide the framework for strengthening the partnership with the
Community Associations (CAs), non-governmental organizations (NGOs), national
government agencies (NGAs), Local Government Unit (LGUs) and other stakeholders
in the planning and implementation of the permanent resettlement projects.
Likewise, it shall engage NHA in facilitating the conduct of capability building for men
and women with focus on resource syndication and advocacy for gender equality.
The guidelines are issued for purposes of defining the policies, procedures, roles, and
responsibilities of participating agencies/entities in the relocation and resettlement of
families/households under the Housing Program for Informal Settler Families (ISFs)
in Danger Areas in Metro Manila. Relative to the Proper and Humane Relocation and
Resettlement, the procedures under this Circular covers the Section 28 of the
Republic Act No. 7279 Urban Development and Housing Act of 1992 under Section
28.
1. NHA plays an important role in the Social Preparation. The following are the
duty assign to NHA:
a. The NHA shall actively engage the local government units for social
preparation of families/ communities for relocation in coordination with
concerned NGAs and CSOs.
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FOR QUALIFIED FAMILIES FOR DISQUALIFIED FAMILIES
d. Food subsidy in the amount of P 1,000 per c. Food Subsidy in the amount
family/household of P 1,000.00 per family/
household
e. Health services– in coordination with the LGU
health office/HOA, medical personnel and an d. Balik – Probinsya Program
ambulance shall be present during relocation; for families/ households
opting to return to their
f. Enrollment assistance/ absorption of provinces shall be referred to
elementary and high school students in public the LGU’s Social Welfare
schools near new housing projects subject to Office.
submission of required school credentials (form
138 or report card, letter of recommendation or
certification from school of origin upon
enrollment/transfer)
3. Estate Management
Pursuant to the Board Resolution No. 5436 dated 30 March 2012, the following
Revised Guidelines governing the implementation of the Resettlement Assistance
Program for Local Government Units is hereby issued.
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Under the Policy Framework, pursuant to the mandate under RA 7279 or the Urban
Development and Housing Act (UDHA) of 1992, National Housing Authority adopts a
policy of providing assistance to local government units (LGUs) in the provision of
housing sites for informal settler families requiring relocation and resettlement.
In the Joint NHA – LG (Local Government) Undertaking under the Policy Guidelines,
projects implemented under the Resettlement Assistance Program for Local
Government Units (RAP – LGU) shall be pursued as joint undertakings between
LGUs and the NHA. Resources and expertise shall be shared for an efficient and
effective delivery of housing benefits to informal settler families requiring relocation
and resettlements.
The Primary roles and contributions of the NHA shall provide technical assistance to
LGUs in the preparation of project plans and formulation of policies and guidelines for
the implementation of resettlement projects and contribute funds for the development
of resettlement sites. NHA’s fund contribution shall be utilized for land development
or housing construction. Land Development shall involve development of raw land or
completion/repair of partial site development.
While LGUs shall contribute the land required for the project and shall be the lead
project implementer with overall responsibility for the operation and management of
the resettlement project to include preparation of overall project plans and site
development and housing plans, beneficiary selection, relocation of families and
estate management to cover disposition of housing units, cost recovery and project
maintenance.
In the Policy Guidelines of the Project Participation Mechanism the following are
included:
b. The LIAC shall serve as a venue for information, consultation, and resolution of
issues regarding the project. It shall serve as a mechanism of monitoring the
progress of project implementation.
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F. MEMORANDUM CIRCULAR NO. 2423 – REVISED GUIDELINES FOR THE
IMPLEMENTATION OF THE HOUSING ASSISTANCE PROGRAM FOR
INDIGENOUS PEOPLES
Approved under Board Resolution No. 5437 dated 30 March 2012, the guidelines
shall govern the implementation of the Housing Assistance Program for Indigenous
Peoples.
Based from the Program Framework, the formulation of project development plans
shall be undertaken in coordination with the Indigenous Peoples (IP) community.
All plans for projects implemented under the Program to include detailed architectural
and engineering plans and designs, technical specifications, cost estimates and
implementation schedules shall be jointly approved by the LGU, the IP community
and NHA.
The Program shall adopt a multi-stakeholder approach where the target communities
themselves as well as the National Commission on Indigenous Peoples (NCIP) shall
participate in project implementation and monitoring.
5. NHA shall ensure Implementation of appropriate cost recovery for the project.
6. The NGOs/POs shall liquidate the funds granted by NHA, submit reports on fund
utilization status and physical accomplishment, and return any unutilized funds.
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H. MEMORANDUM CIRCULAR NO. 2015 – 0015 – GUIDELINES FOR SITE
SELECTION, SITE SUSTAINABILITY, AND SITE PLANNING OF NHA
HOUSING DEVELOPMENT PROJECTS, DATED DECEMBER 28, 2015.
Site sustainability looks at the intrinsic and specific technical qualities of the site
and its capability to address the requirements for housing. This process involves
determining the potentials, constraints, and development issues the site may
create.
2. Power Supply
There must be a utility company that will serve the needs of the new
community, and that access for power facilities to and from the site must
be identified as a requirement for the approval of the identified site for
housing project. Provision of these facilities is imperative in the selection
site.
Power supply must be provided and ensured in conjunction with the
program schedule of the local power service provider. Certification as
to its availability must likewise be secured.
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STANDARD DIMENSIONS
BELOW 3 HECTARES 3.0 – 5.0 Hectares
(in meters)
L x W = Area in sq.m. Below 450 Lots/Units 450 -750 Lots/Units
COMMUNITY FACILITIES
No. of Land Area No. of Land Area
Building Footprint Minimum Lot Size Facilities to Requirement Facilities to Requirement
be Provided (sq.m.) be Provided (sq.m.)
1.a. Covered Basketball Court 28 x 15 = 420 34 x 19 = 650 1 650 1 650
b. Multi-Purpose Covered 31 x 29 = 899 40 x 34 = 1350 - - - -
2.a. Elementary School 54 x 9.5 = 513 60 x 21 = 1285 - - 1 1285
b. High School Building 54 x 9.5 = 513 60 x 21 = 1285 - - - -
3.a. Wet and Dry Market 30 x 14 = 450 45 x 30 = 1350 - - - -
b. Talipapa 30 x 15 = 450 50 x 35 = 1750 1 420 1 420
4.a. Tricycle Terminal (Shed Type) 14 x 8 = 112 28 x 15 = 420 1 100 1 100
b. Jeepney Terminal 8 x 5 = 40 25 x 16 = 400 - - - -
5.a. Police Outpost 10 x 6 = 60 25 x 18 = 450 - - - -
b. Police Sub-Station 8 x 5 = 40 12 x 8.5 = 100 - - - -
6. Material Recovery Facility 12 x 8 = 96 20 x 15 = 300 1 180 1 180
7. Livelihood Training Center
a. Model A 21 x 10 = 240 36 x 18 = 650 - - - -
b. Model B 15.24 x 10 = 152.4 25 x 16 = 400 1 400 1 400
8.a. Health Center/ Infirmary 12 x 8 = 96 30 x 18 = 540 - - - -
b. Health Center/ Day Care 16.2 x 9 = 145 25 x 15 = 375 1 375 1 375
9. 2-Classroom Day Care 20 x 9 = 180 28 x 15 = 420 - - - -
10. NHA Project Office 15 x 10 = 150 25 x 15 = 375 - - --
Total no. of Facilities/ Total Areas to be Provided 6 2,125 7 3,410
Percentage of Total Area for Community Facilities 7.08% 6.82 – 11.37%
Open Space/ Parks and Playgrounds (3.5% of Area
1,049 sq.m. 1,050 – 1,750 sq.m.
of Projects with Density of 150 and Below)
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Land Area Requirement of Site 5.01 – 6.66 HECTARES 6.67 – 10.0 HECTARES 10.01 – 13.33 HECTARES 13.34 – 2.0 HECTARES
Project Site 751 – 1000 Lots/Units 1001 – 1500 Lots/Units 1,500 – 2000 Lots/Units 2001 – 3000 Lots/Units
No. of No. of No. of No. of
Land Area Land Area Land Area Land Area
Facilities Facilities Facilities Facilities
COMMUNITY FACILITIES Requirement Requirement Requirement Requirement
to be to be to be to be
(sq.m.) (sq.m.) (sq.m.) (sq.m.)
Provided Provided Provided Provided
1.a. Covered Basketball Court 1 650 - - - 1 - -
b. Multi-Purpose Covered - - 1 1,350 1 1,350 1 1,350
2.a. Elementary School 1 1,285 1 1,285 1 out 2 2,570 1 out of 3 3,855
b. High School Building - - - - 1 1,285 1 1,285
3.a. Wet and Dry Market - - - - - - - -
b. Talipapa 1 420 1 420 1 420 1 420
4.a. Tricycle Terminal (Shed Type) 1 100 1 150 1 150 2 300
b. Jeepney Terminal - - - - - - - -
5.a. Police Outpost 1 100 1 100 1 100 1 150
b. Police Sub-Station - - - - - - - -
6. Material Recovery Facility 1 180 1 300 1 300 1 300
7. Livelihood Training Center
a. Model A - - 1 650 1 650 1 650
b. Model B 1 400 - - - - - -
8.a. Health Center/ Infirmary - - 1 300 1 300 1 300
b. Health Center/ Day Care 1 375 - - - - - -
9. 2-Classroom Day Care - - 1 420 1 420 2 840
10. NHA Project Office - - - - - - - -
Total no. of Facilities/ Total Areas to be Provided 8 3,510 9 4,975 10 7,545 12 9,450
Percentage of Total Area for Community Facilities 5.27 – 7.02% 4,98 – 7.46% 5.66 – 7.55% 4.72 – 7.08%
Open Space/ Parks and Playgrounds (3.5% of
1,753.5 – 2,331 sq.m. 2,334.5 – 3,500 sq.m. 3,500 – 4,665.5 sq.m. 4,669 – 7000 sq.m.
Area of Projects with Density of 150 and Below)
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20.01 – 26.66 26.67 – 33.33 40.01 – 50,0
Land Area Requirement of Site 33.34 – 40.0 HECTARES
HECTARES HECTARES HECTARES
Project Site 3000 – 4000 Lots/Units 4001 – 5000 Lots/Units 5001 – 6000 Lots/Units 6001 – 7500 Lots/Units
No. of No. of No. of No. of
Land Area Land Area Land Area Land Area
Facilities Facilities Facilities Facilities
COMMUNITY FACILITIES Requirement Requirement Requirement Requirement
to be to be to be to be
(sq.m.) (sq.m.) (sq.m.) (sq.m.)
Provided Provided Provided Provided
1.a. Covered Basketball Court 1 650 1 650 1 650 2 1,300
b. Multi-Purpose Covered 1 1,350 2 2,700 2 2,700 2 2,700
2.a. Elementary School 2 out of 4 5,140 2 out of 4 5,140 3 out of 5 6,425 4 out of 6 7,710
b. High School Building 1 out of 2 2,570 1 out of 3 3,855 2 out of 4 5,140 2 out of 5 6,425
3.a. Wet and Dry Market 1 1,350 1 1,350 1 1,350 1 1,750
b. Talipapa - - - - - - -
4.a. Tricycle Terminal (Shed Type) 1 400 1 400 1 400 1 400
b. Jeepney Terminal - - 1 450 1 450 1 450
5.a. Police Outpost 1 150 - - 1 100 1 100
b. Police Sub-Station - - 1 300 1 300 1 300
6. Material Recovery Facility 1 300 1 300 1 400 1 400
7. Livelihood Training Center
a. Model A 1 650 1 650 1 650 1 650
b. Model B - - - - - - - -
8.a. Health Center/ Infirmary 1 300 1 450 1 450 1 540
b. Health Center/ Day Care - - - - - - - -
9. 2-Classroom Day Care 2 840 3 1280 4 1,680 5 2100
10. NHA Project Office - - - - 1 360 1 375
Total no. of Facilities/ Total Areas to be Provided 13 13,700 16 17,505 21 20,245.00 24 25,200
Percentage of Total Area for Community Facilities 5.14 – 6.85% 5.25 – 6.55% 5.06 – 6.07% 5.04 – 6.3%
Open Space/ Parks and Playgrounds (3.5% of
7,005 – 9,330 sq.m. 9,334.5 – 11,665.5 sq.m. 11,669 – 14,000 sq.m. 14,003.5 – 17,500 sq.m.
Area of Projects with Density of 150 and Below)
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I. MEMORANDUM CIRCULAR NO. 2334 – STANDARD GUIDELINES ON THE
PROVISION OF COMMUNITY FACILITIES FOR NHA RESETTLEMENT
SITES
This guidelines shall be adopted for new resettlement sites with land area of at least
five (5) hectares to a maximum of fifty (50). Sites with areas of more than 50
hectares shall be covered by existing planning guidelines for new town
development, and shall be required to include such land uses as commercial,
institutional, and industrial uses in the master development plan.
Procedures
2. A priority list of facilities for construction shall be made by the AMO together
with the community representatives and other government agencies, which
should not exceed the cost allocation per lot/ family.
3. Site planning and development for the facilities shall be undertaken by the
Area Management Office (AMO) concerned while the design of the building
facilities shall be provided by HTDO. Costing and ceiling prices in these
guidelines shall be subject to an updating by HTDO on an annual basis,
subject to the approval of the General Manager.
5. As an option, in order not to exceed the said cost, integration of the facilities
shall be undertaken. An example will be the covered basketball court that
can be used as a multi-functional center for livelihood, sports area and a
social hall, and to serve as a place for medical missions. In case of
emergency, it can also be used as an evacuation center. For the Elementary
and High School facilities, the integrated system of the Department of
Education with scheduling scheme shall be encouraged as much as
possible.
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6. Other service providers shall be encouraged to construct the facilities or
provide the furniture for certain facilities, to be covered by appropriate
agreement with the NHA, to save on costs. Such agreements may cover the
reimbursement of funds advanced by the NHA for certain facilities, similar
to the arrangements made between NHA and the Department of Education
for the construction of school buildings in NHA projects per NHA.
1. Minimum Requirements:
For all sites, the minimum provision shall be as follows: one (1) covered
Basketball Court and Multi-Purpose Center and one (1) Day Care Center
(2-Classroom), one (1) Tricycle Terminal, and one (1) Material Recovery
Facility (MRF), regardless of the size of the site.
4. Health Center
There shall be one (1) Health Center for sites generating at least 2,000
residential lots, or for sites with land area of 12 hectares and above.
For sites below 12 hectares, the Health Center may be generated with the
Multi-Purpose Center.
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5. Wet Market
There shall be one (1) Wet Market of 150 stalls or less for all sites below 24
hectares. For sites 24 hectares and above, or those generating at least
4,000 residential lots, the provision shall be a Wet and Dry Market.
7. Education Facilities
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8. Police Outposts or Substation
Police Outposts shall be provided for all sites below 30 hectares, or as the
need arises as defined by the community and the LGUs. For sites 30
hectares and above, a Police Substation shall be provided and additional
outposts corresponding to every 1,000 lot increment, subject to needs of the
locality and proper coordination with the Local Police District concerned.
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VI. OTHER RELEVANT GUIDELINES AND LEGAL ISSUANCES AND OPINIONS
Pursuant to NHA Board Resolution Nos. 6081, 6155 and 6244 dated May 13, 2016,
March 01, 2017 and September 27, 2017, respectively, this Terms of Reference
(TOR) will provide the interested Landowner/ Developer/ Contractor as well as
other stakeholders, a set of guidelines which will serve as the parameters in
financing the acquisition of developed lots and/or completed housing units in
permanent housing/ resettlement sites through the CBIA.
The project beneficiaries that may be qualified under CBIA, but not limited to the
following whenever applicable:
1) Those identified under Section 2 of the Administrative Order No. 9 dated 11
April 2011 entitled “Directing the National Housing Authority to Formulate,
Implement and Manage A Housing Program for the Military and Police
Personnel”;
2) Informal Settler Families (ISFs) residing along danger areas;
3) ISFs occupying sites earmarked for government infrastructure projects; and,
4) Other low-salaried employees of the government.
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B. GUIDELINES ON THE CONDUCT OF PRE-DEMOLITION CONFERENCE
ON THE PROVISION OF POLICE ASSISTANCE
Section 10, Article XIII of the 1987 Constitution that “Urban and rural
dwellers shall not be evicted nor their dwellings demolished, except in
accordance with law and in a just and humane manner”;
The Guidelines shall apply to lawful orders of the court of justice, quasi-judicial
bodies, and administrative orders involving demolition and eviction activities
affecting the underprivileged and homeless citizens.
The guidelines is intended to (a) prevent, and if not, to stop the hostility and
violence arising from the demolition and/or eviction of the underprivileged and
homeless citizens; and (b) safeguard from hostility and violence, not only the
affected informal settlers but also the representatives of government agencies and
police personnel, involved in the demolition and/or eviction.
The local housing board, referred to as the Board, shall be headed by the City
Mayor or Municipal Mayor, with the following as members:
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Provided, that a Non-Governmental Organization which is already
represented in Local Development Council may be concurrently
represented in the Board.
Powers and Functions of the Local Housing Board. As the sole clearing house
for eviction and demolition activities concerning informal settlers in danger areas,
public places and government projects, the Board shall exercise the following
powers and functions:
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VII. INTERNATIONAL LAWS
The following International laws related to the provision of adequate standard of living
are legally binding treaties or conventions in which the Philippines is a part of/
signatory, thus creating obligations and responsibilities under international law.
The UN Declaration on Human Rights sets out the first fundamental human rights
to be universally protected. It was proclaimed by the United Nations General
Assembly as a common standard of achievements for all peoples and all nations.
Article 25 (1) – Everyone has the right to a standard of living adequate for the
health and well-being of himself and of his family, including food, clothing,
housing, and medical care and necessary social services, and the right to security
in the event of unemployment, sickness, disability, widowhood, old age or other
lack of livelihood in circumstances beyond his control.
Article 11 (1) – The States Parties to the present Covenant recognize the right of
everyone to an adequate standard of living for himself and his family, including
adequate food, clothing and housing, and to the continuous improvement of living
conditions. The States Parties will take appropriate steps to ensure the realization
of this right, recognizing to this effect the essential importance of international co-
operation based on free consent.
Part III: Article 14. States Parties shall take all appropriate measures to eliminate
discrimination against women in rural areas in order to ensure, on a basis of
equality of men and women that they participate in and benefit from rural
development and, in particular, shall ensure to such women the right:
(a) To participate in the elaboration and implementation of development
planning at all levels;
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(b) To have access to adequate health care facilities, including information,
counselling and services in family planning;
(c) To benefit directly from social security programs;
(d) To obtain all types of training and education, formal and non-formal,
including that relating to functional literacy, as well as, inter alia, the benefit
of all community and extension services, in order to increase their technical
proficiency;
(e) To organize self-help groups and co-operatives in order to obtain equal
access to economic opportunities through employment or self-employment;
(f) To participate in all community activities;
(g) To have access to agricultural credit and loans, marketing facilities,
appropriate technology and equal treatment in land and agrarian reform as
well as in land resettlement schemes;
(h) To enjoy adequate living conditions, particularly in relation to housing,
sanitation, electricity and water supply, transport and communications.
4 Source: https://www.ohchr.org/EN/ProfessionalInterest/Pages/CRC.aspx
5 Source: https://www.un.org/development/desa/disabilities/convention-on-the-rights-of-persons-with-disabilities/convention-on-the-
rights-of-persons-with-disabilities-2.html
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Article 28 – Adequate standard of living and social protection:
(1) States Parties recognize the right of persons with disabilities to an adequate
standard of living for themselves and their families, including adequate food,
clothing and housing, and to the continuous improvement of living
conditions, and shall take appropriate steps to safeguard and promote the
realization of this right without discrimination on the basis of disability.
(2) States Parties recognize the right of persons with disabilities to social
protection and to the enjoyment of that right without discrimination on the
basis of disability, and shall take appropriate steps to safeguard and
promote the realization of this right, including measures:
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OBJECTIVES
Community Building and Empowerment primarily provides the essential skills and
opportunities to the community to allow them to work together and to achieve a better-
quality life.
Hereunder are the objectives of the Community Building and Empowerment Program
in Housing Development:
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DEFINITION OF TERMS
4. Alliance Building – The process of selecting the most effective members for the
team and bringing these members together. Alliance members may consist of
individuals, organizations, businesses, or other groups.
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CSOs are non-state actors whose aims are neither to generate profits nor to seek
governing power. CSOs unite people to advance shared goals and interests.
They have a presence in public life, expressing the interests and values of their
members or others, and are based on ethical, cultural, scientific, religious, or
philanthropic considerations. CSOs include nongovernment organizations
(NGOs), professional associations, foundations, independent research institutes,
community-based organizations (CBOs), faith-based organizations, people’s
organizations, social movements, and labor unions.
11. Climate Change – A change in climate that can be identified by changes in the
mean and/or variability of its properties and that persists for an extended period
typically decades or longer, whether due to natural variability or as a result of
human activity.
15. Community – A group of people gathered together in any geographic area, large
or small who have common interests.
18. Community Development – The process by which the efforts of the people
themselves are united with those of Government authorities to improve the
economic, social, and cultural conditions of the communities.
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19. Community Development Plan – Plan for the future of a community developed
by the local people. It sets out goals and activities for the way in which a
community wants to develop and respond to changes in the future. It usually
contain statements of Goals, Mission, target activities, person/s responsible,
Resource needed. and timeline.
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Competence indicates sufficiency of knowledge and skills that enable someone
to act in a wide variety of situations
30. Condominium Corporation –the entire group of individual home units along
with the land upon which the unit sits. The ownership of the individual home is
composed only of the space within the boundaries of the home.
33. Convergence – People and organizations coming together and moving toward
union or uniformity.
34. Cooperation – the actions of someone who is being helpful by doing what is
wanted or asked for. It is the association of persons for common benefit.
36. Core Group – Made up of five to seven individuals who are potential leaders of
the community. The group can layout the plans and tasks for establishing a
community organization composed of various sectors.
37. Development – Freedom, equity, justice, peace, good health, prosperity for all,
integrity of creation.
Disaster impacts may include loss of life, injury, disease and other negative
effects on human, physical, mental and social well-being, together with damage
to property, destruction of assets, loss of services, social and economic
disruption and environmental degradation.
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39. Disaster Risk Reduction – The concept and practice of reducing disaster risks
through systematic efforts to analyze and manage the causal factors of disasters,
including through reduced exposures to hazards, lessened vulnerability of people
and property, wise management of land and the environment, and improved
preparedness for adverse events.
40. Disaster Risk – The potential disaster losses in lives, health status, livelihood,
assets and services, which could occur to a particular community or a Society
over some specified future time period.
46. Gender and Development (GAD) – Refers to the development perspective and
process that are participatory and empowering, equitable, sustainable, free from
violence, respectful of human rights, supportive of self-determination and
actualization of human potentials. Socially constructed basis of differences
between men and women and emphasizes the need to challenge existing gender
roles and relations.
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47. Gender Equality – Refers to the principle asserting the equality of men and
women and their right to enjoy equal conditions realizing their full human
potentials to contribute to and benefit from the results of development.
48. Government Agency (GA) – Any department, bureau or office of the national
government, or any of its branches and instrumentalities, or any political
subdivision or its instrumentalities, as well as any government owned or
controlled corporation, including its subsidiaries, or other self-governing board or
commission of the government.
49. Groundwork/ing – The work done in preparation for something that will happen
later. This may also mean laying the foundation or basis of something that has to
be done.
51. Homeowner – refers to any of the following: (1) An owner or purchaser of a lot
in a subdivision/village; (2) An awardee, usufructuary, or legal occupant of a unit,
house and/or lot in a government socialized or economic housing or relocation
project and other urban estates.
53. Housing and Land Use Regulatory Board (HLURB) – A national government
agency tasked as the planning, regulatory and quasi-judicial body for land use
development and real estate and housing regulation include function on HOA
registration, etc.
54. Impact – The overall and long-term effect of an intervention. Impact is the longer
term or ultimate result attributable to a development intervention—in contrast to
output and outcome, which reflect more immediate results from the intervention.
The concept of impact is close to “development effectiveness”.
55. Impact Indicators – Impact indicators are linked to objectives and are expected
to be achieved in the medium-long term. Impact indicators measure what a
project has achieved relative to its aims and thus promote accountability. Impact
indicators monitor the progress of achieving the program’s objectives, which
usually relate to some type of short-term changes.
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56. Implementation – Refers to one of the critical stages of housing development.
Vital development activities are carry out and constructed in this stage including
the physical, social, and economic components of the project.
57. Indicators – Signal that reveals progress (or lack thereof) towards objectives;
means of measuring what actually happens against what has been planned in
terms of quantity, quality and timeliness. An indicator is a quantitative or
qualitative variable that provides a simple and reliable basis for assessing
achievement, change or performance.
Data that is (1) accurate and timely, (2) specific and organized for a purpose, (3)
presented within a context that gives it meaning and relevance, and (4) can lead
to an increase in understanding and decrease in uncertainty.
59. Interest Group – Non-profit and usually voluntary organization whose members
have a common cause for which they seek to influence public policy, without
seeking political control.
60. Knowledge – is the sum of what is known. It is the body of truth, information, and
principles acquired by humankind. It is also a branch of learning. Knowledge is
the fact or condition of knowing something with familiarity gained through
experience or association. It is the acquaintance with or understanding of a
science, art, or technique
61. Leadership and Leaders Profile - The Leadership Profile is designed to help
you gain a better understanding of leadership as well as to help you examine
your own leadership effectiveness.
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65. Management – The process of dealing with or controlling things or people.
Organization and coordination of the activities of a business in order to achieve
defined objectives.
66. Meaningful Consultation – A process that (i) begins early in the project
preparation stage and is carried out on an ongoing basis throughout the project
cycle; (ii) provides timely disclosure of relevant and adequate information that is
understandable and readily accessible to affected people; (iii) is undertaken in an
atmosphere free of intimidation or coercion; (iv) is gender inclusive and
responsive, and tailored to the needs of disadvantaged and vulnerable groups;
and (v) enables the incorporation of all relevant views of affected people and
other stakeholders into decision making, such as project design, mitigation
measures, the sharing of development benefits and opportunities, and
implementation issues.
67. Means of Verification – tells where we should obtain the data necessary to
prove the objectives defined by the indicator has been reached. Most of the
information would be available from network reports, progress reports, survey
reports, and monitoring and evaluation reports.
70. Monitoring - A continuing function that aims primarily to provide managers and
main stakeholders with regular feedback and early indications of progress or lack
thereof in the achievement of intended results. Monitoring tracks the actual
performance or situation against what was planned or expected according to pre-
determined standards.
Monitoring generally involves collecting and analyzing data on implementation
processes, strategies and results, and recommending corrective measures.
71. Monitoring and Evaluation – Helps improve performance and achieve results.
More precisely, the overall purpose of monitoring and evaluation is the
measurement and assessment of performance in order to more effectively
manage the outcomes and outputs known as development results.
72. Multi-Sectoral Group - Group of individuals which calls for holistic inter-
organizational and inter-agency efforts that promote participation of people of
concern, interdisciplinary and inter-organizational cooperation, and collaboration
and coordination across key sectors.
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73. National Disaster Risk Reduction and Management Framework
(NDRRMF) – Provides for comprehensive, all hazards, multi-sectoral, inter-
agency and community-based approach to disaster risk reduction and
management.
74. National Disaster Risk Reduction and Management Plan (NDRRMP) – the
document formulated and being implemented by the Office of Civil Defense
(OCD) that sets out goals and specific objectives for reducing disaster risks
together with related actions to accomplish these objectives.
76. Network Building - creating useful linkages, both within and among
communities, organizations, and societies, in order to mobilize resources and
achieve various goals.
77. Objective – A specific result that a person or system aims to achieve within a
time frame and with available resources. In general, objectives are more specific
and easier to measure than goals. Objectives are basic tools that underlie all
planning and strategic activities which serves as basis for creating policy and
evaluating performance.
78. Organization – A social unit of people that is structured and managed to meet a
need or to pursue collective goals. Can be formal or informal organization.
81. Organizational Domain – The organizational domain refers to the goods and
services offered and the customers and other stakeholders served; an
organization designs transactions to enlarge its domain.
82. Organizing Phase – Active involvement of the residents through block and
phase organizations in the formulation and implementation of housing-related
activities.
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84. Output – Tangible products (including services) of a program or project that are
necessary to achieve the objectives of a program or project. Outputs relate to the
completion (rather than the conduct) of activities and are the type of results over
which managers have a high degree of influence
90. Preparedness – Pre-disaster actions and measures being undertaken within the
context of disaster risk reduction and management and are based on sound risk
analysis as well as pre-disaster activities to avert or minimize loss of life and
property such as, but not limited to, community organizing, training, planning,
equipping, stockpiling, hazard mapping, insuring of assets, and public information
and education initiatives. This also includes the development/enhancement of an
overall preparedness strategy, policy, institutional structure, warning and
forecasting capabilities, and plans that define measures geared to help at-risk
communities safeguard their lives and assets by being alert to hazards and taking
appropriate action in the face of an imminent threat or an actual disaster.
93. Proponent – A person who advocates, argues and supports for a certain cause,
liberation or empowerment
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94. Relocation – the organized and systematic process of moving out persons from
a declared area for clearing to settle them to another place either temporarily or
permanently.
99. Response – any concerted effort by two (2) or more agencies, public, or private,
to provide assistance or intervention during or immediately after a disaster to
meet the life preservation and basic subsistence needs of those people affected
and in the restoration of essential public activities and facilities.
100. Risk – the combination of the probability of an event and its negative
consequences.
104. Socialized Housing – refers to housing programs and projects covering houses
and lots or home lots only undertaken by the Government or the private sector
for the underprivileged and homeless citizens which shall include sites and
services development, long-term financing, liberalized terms on interest
payments
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105. Socio-Economic Profile – Is a tool that provides a ‘birds-eye view’ of a group of
communities. It can assist municipalities in identifying unique and shared
characteristics for the purpose of implementing growth strategies, development
planning, and supporting and growing local services. It displays combined and
comparable statistical snapshots of the communities in your region, such as
housing stock, demographics, average annual income, cost of housing, mobility
in and out of the region, cultural and generational markers, languages, child
population, etc.
106. Stabilizing Phase – Capability building of the leaders and members of the
Community-Based Structure for the management of housing-related
activities/programs.
112. Urban Areas – refers to all cities regardless of their population density and to
municipalities with a population density of at least five hundred (500) persons per
square kilometers
113. Usufruct – refers to a person who has been given the right to enjoy the property
of another with the obligation of preserving its form and substance.
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COVERAGE
To come-up with a long term and sustainable development in the new housing
community, NHA is committed to establish and carry out the Community Building and
Empowerment Program which recognizes the important role the community will play
in the development and management of the housing program in the long run. This will
allow active participation and improved social responsibility and capacity to oversee
community development projects.
Based from the NHA Memorandum Circular No. 2016 – 088: Adherence to the
Community Empowerment Program in Housing Development and Prescribing the
Stewardship and Procedures in its implementation, the following aspects are covered
to achieve the ultimate goal of building lives in new communities:
The major activities and critical tasks of the Community Support Services Staff as the
lead advocator and facilitator of the Community Building and Empowerment (CBE)
Program are also listed in the three phases of the CBE Program and its
implementation, namely;
1. Social Preparation
2. Community Development
3. Community Management
In line with this, the program requires that all NHA-assisted communities are
empowered. These communities are the following:
Permanent Housing Sites for Calamity Affected Families
Community-Based Housing Projects
Low Rise Buildings (LRBs) Resettlement Sites of Waterways under 50 B
North Triangle Resettlement Sites
Old Resettlement Sites (Lot only)
Pasig River Rehabilitation Resettlement Sites
Railway Resettlement Sites (Northville and Southville)
Select Sites and Services sites in the Regions
Slum Upgrading Areas in Metro Manila and Regions
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ROLES AND RESPONSIBILITIES
Community Building and Empowerment directly involves the active participation of the
community with the help of the National and Local Government Agencies (NGAs) and
Non-Government Organizations (NGOs).
Enumerated below are the roles and responsibilities of the NGAs, NGOs, LGUs, and
other stakeholders in the program:
To have an effective delivery of social services to the community, NGAs ensure all
possible actions and services are aimed at developing a strong NGO sector and draw
it into partnership in the planning.
The following NGAs offers variety of social services to promote sound community
planning and community actions. Their roles and responsibilities in the Community
Building and Empowerment process are listed below:
Under Executive Order No. 82, the following functions of PCUP are essential
to the Community Building and Empowerment process:
To coordinate the speedy implementation of government policies and
programs for the poor;
To set up a consultative mechanism which shall provide a forum
for continuing dialogue between the government and the urban poor on
the proper planning and evaluation of programs and projects affecting
them;
To evaluate post and on-going shelter-related projects of the
government in squatter and resettlement areas in consultation with
beneficiary communities, and recommend appropriate actions thereon
to the President;
To help coordinate the various activities and services being rendered by
the different government organizations and non-government
organizations for the urban poor;
To plan and monitor programs and projects for the development
of urban poor communities in coordination with the agencies involved;
To request the assistance of any ministry, bureau, office or agency in the
performance of its functions; and,
To facilitate the funding of urban poor programs and projects both from
foreign and domestic fund sources.
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To participate in policy discussions relating to the urban poor in board
meetings of the HUDCC, Key Shelter Agencies (KSA), Local Housing
Boards (LHB) or other similar bodies;
To submit quarterly reports to the Office of the President, relative to the
status of compliance with the provisions of EO 69 and the pertinent
provision of the law governing eviction and demolition activities.
The roles and functions of DILG which is essential to the Community Building
and Empowerment process are the following:
Establish and prescribe rules, regulations and other issuances
implementing laws on public order and safety, the general supervision
over local governments and the promotion of local autonomy and
community empowerment and monitor compliance thereof6
The HUDCC Council has the following powers and functions7 that are
essential to the Community Building and Empowerment process:
To formulate national objectives for housing and urban development and
to design broad strategies for the accomplishment of these objectives;
To determine the participation and coordinate the activities of the
key government housing agencies in the national housing program;
To monitor, review and evaluate the effective exercise by
these agencies of their assigned functions; and
To assist in the maximum participation of the private sector in all aspects
of housing and urban development
6 Source: http://www.dilg.gov.ph/page/Powers-Functions/21
7 Soruce: http://www.hudcc.gov.ph/content/council%20functions
8
Source: http://www.napc.gov.ph/commission?throbber=1
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Advocate for the mobilization of funds by the national and local
governments to finance social reform and poverty alleviation programs
and capability building activities of people’s organizations.
9 Source: https://www.dole.gov.ph/pages/view/7
10 Source: http://www.tesda.gov.ph/About/TESDA/11
11
Source: http://www.tesda.gov.ph/About/TESDA/37
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7. Human Development and Poverty Reduction (HDPR).
Under Section 7 of the Executive Order no. 43, The Human Development and
Poverty Reduction Cluster shall focus on improving the overall quality of life of
the Filipino and translating the gains of good governance into direct, immediate,
and substantial benefits that will empower the poor and marginalized segments
of society.
On the hand of the local level, RA 7160 (1991) or the Local Government Code provided
the Local Government Units (LGUs) powers, authority, responsibility and resources in
assisting the community. Among the social services and facilities that the Local
Government should provide, as stipulated in Section 17 of the Local Government
Code, are the following:
a. Facilities and research services for agriculture and fishery activities, which
include seedling nurseries, demonstration farms, and irrigation systems;
b. Health services, which include access to primary health care, maternal and
child care, and medicines, medical supplies and equipment;
c. Social welfare services, which include programs and projects for women,
children, elderly, and persons with disabilities, as well as vagrants, beggars,
street children, juvenile delinquents, and victims of drug abuse;
d. Information services, which include job placement information systems and a
public library;
e. Solid waste disposal system or environmental management system;
f. Municipal/ city/ provincial buildings, cultural centers, public parks,
playgrounds, and sports facilities and equipment;
g. Community Infrastructure/ facilities such as roads, bridges, school buildings,
health clinics, fish ports, water supply systems, seawalls, dikes, drainage and
sewerage, and traffic signals and road signs; public markets, slaughterhouses,
and other local enterprises;
h. Public cemetery;
i. Tourism facilities and other tourist attractions; and
j. Sites for police and fire stations and substations and municipal jail.
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The LGU, in coordination with the concerned NGAs, shall ensure that these basic
services are provided at the most cost efficient rates, and shall be set as mechanism
to coordinate operationally the thrusts, objectives, and activities of other concerned
government agencies with providing basic services to housing projects.
When a disaster hits the country, LGUs are expected to be at the frontline of
emergency measures in the aftermath of disasters to ensure the general welfare
of its constituents. As responders, they should be proactive in performing disaster-
related activities, from preemptive evacuation to the restoration of people's
livelihood.
Pursuant to the Republic Act 10121, the enabling law of National Disaster Risk
Reduction and Management Council (NDRRMC), the following are the roles of the
LGU:
1) To come up with a framework for Disaster Risk Reduction and Management
(DRRM) and also provide for local DRRM councils, and specifies levels of
coordination between NDRRMC and the local councils.
2) To create a Local Disaster Risk Reduction and Management Plan
(LDRRMP) covering 4 aspects of DRRM as specified in NDRRMC's
framework, namely: disaster preparedness, response, prevention and
mitigation, and rehabilitation and recovery.
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IV. COMMUNITY ASSOCIATIONS
A. Homeowner’s Associations
The rights and powers of the Homeowner’s Association under Chapter III,
Section 10 of the Republic Act 9904, essential to the Community Building and
Empowerment Process are:
g. Impose or collect reasonable fees for the use of open spaces, facilities,
and services of the association to defray necessary operational
expenses, subject to the limitations and conditions imposed under the
law, the regulations of the board and the association’s bylaws;
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h. Cause compliance with regard to height regulations, easements,
use of homes, buildings, edifices, or structures that may be built
within the subdivision, in accordance with the National Building Code,
zoning laws, HLURB rules and regulations, existing local ordinances,
and existing deeds of restriction;
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V. SPECIFIC ROLES AND RESPONSIBILITIES OF NHA AS PROGRAM PROPONENT:
NHA as the program proponent of the Community Building and Empowerment (CBE) program, the following functions and key
responsibilities should be done by levels: from the Community Support Services Department (CSSD), Regional Program Offices to
District/ Project Offices.
CRITICAL
PERFROMANCE CSSD REGIONAL OFFICE DISTRICT/ PROJECT OFFICE
ACTIVITIES
Policy Review/ Formulate new policies, reviews and Validate effectiveness of policy in Feedback reporting to Regional
Development recommends revision of existing actual operation through project Office on the appropriateness of
policies and guidelines consultation policy/ guidelines to project
Conduct sectoral consultation on Recommend amendments on operation
proposed policies, standards, systems prescribed policy, guidelines, Identify present issues which
and procedures on Community standards, systems and existing policies and programs
Relations and Socio-Economic procedures cannot respond to
Development operationalization Determine gaps between policy Application of policy in project
Conduct policy study to determine and implementation implementation
feasibility/ acceptability
Program Review/ Conduct research studies on Identify gaps in housing services Provide inputs to program
Development Community Building and as presented by the projects and development and review by way
Empowerment, Socio-Economic gleaned from issues and of providing data and project ideas
Development and People’s Planning problems based on problems met in the
Processes, practices and experiences Provide direct and technical implementation
Program conceptualization and assistance in the Pilot testing of Report the accomplishment,
Manual Development program issues, and recommendations in
Facilitate Pilot testing Provide materials/ documents/ the policy and program
Gather inputs on pilot implementation inputs for program development implementation
and experimental program on Identify problem areas and
Livelihood Affordability and concerns/ Facilitate ventilation of
Enhancement Program, Community issues
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CRITICAL
PERFROMANCE CSSD REGIONAL OFFICE DISTRICT/ PROJECT OFFICE
ACTIVITIES
Program Review/ Building and Empowerment and Facilitate problem/ conflict/ issue
Development related topics, programs, trainings for resolution
wider application
Formulate/ adopt guidelines/
mechanisms/ templates on project
maintenance/ disengagement vis-à-vis
role of HOA/ CA in community
development and community
management
To prepare MOA/ DODA (ready-to-
use) template
Standard Establish standard of performance Ensure application of standard Adopt system for Livelihood
Systems and and systems or procedures for systems and procedures in the Affordability and Enhancement
Procedures, implementation operations Program and Community Building
Review and Identify gaps and appropriate and Empowerment
Development
interventions/ recommendations operationalization and
implementation
Follow-through the procedural
details and process in the
Livelihood Affordability and
Enhancement Program and
Community Building and
Empowerment program
implementation
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CRITICAL
PERFROMANCE CSSD REGIONAL OFFICE DISTRICT/ PROJECT OFFICE
ACTIVITIES
Monitoring and Monitor adherence to policy, Monitor implementation of Submit Program and Project
Evaluation programs, guidelines and procedures relevant policy, guidelines, Status as prescribed/ Report
Facilitate conduct of assessment and program, standard, systems and accomplishments and
action planning sessions, in procedures recommendations
coordination with the Regional office Facilitate conduct of assessment Present problems/ ventilate issues
Recommend intervention to problems/ and action planning sessions and Facilitate resolution of problem/
issues and areas for improvement documentation of the same conflict/ issue
Monitor compliance on the submission Undertake problem solving by Conduct district/ project level
of regular monthly/ quarterly reports providing specific intervention assessment and action planning
and required feedback report from the Facilitate management and document results
District/ Regional offices information activities
Consolidate and analyze submitted
reports and feedbacks
Apprise concerned department and/or
management, as needed
Technical Provide technical assistance/ inputs in Provide intervention/ inputs to Provide technical assistance to
Assistance the policy, program and systems resolve problem/ issues communities, organized groups,
implementation Consolidate and analyze the and community leaders/
Provide technical assistance through Livelihood Affordability and volunteers
program review, policy review, and Enhancement Program and Facilitate the creation/
organizational assessment Community Building and establishment of a functioning
Analyze the consolidated outputs of Empowerment program Project/ Local Inter-Agency
the Livelihood Affordability and implementation Committee (PIAC/ LIAC)
Enhancement Program and Functional supervision of project
Community Building and teams
Empowerment program
implementation particularly on the
outcome and impact
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CRITICAL
PERFROMANCE CSSD REGIONAL OFFICE DISTRICT/ PROJECT OFFICE
ACTIVITIES
Technical Provide advice/ recommendations/
Assistance intervention for specific program/
project related concerns as required
Direct services Develop prototype info tools Assist in developing and Identify the participants
Develop Capacity Building Program implementing the Capacity Organize the community and the
and Gender and Advocacy Program Building Program and Gender participants
Act as a resource person in the Advocacy Implement the Capacity Building
implementation of the Capacity Undertake agency coordination Program and Gender Advocacy
Building, Advocacy and GAD and networking at the Regional Initiate, facilitate and implement
Programs level the Community Building and
Assist in critical tasks and Assist in critical tasks and in Empowerment program and
management instructions trouble shooting Livelihood Affordability and
Utilize documentations as basis of Monitor/ Supervise compliance to Enhancement Program
program development for CBE and management instructions Monitor Provide data/ inputs to facilitate
Livelihood Affordability and the Community Support Services program development
Enhancement Program Team in the District/ Project Undertake agency coordination
Offices and networking
Ensure that Work Programs are Tap and Mobilize community and
implemented to according to agency resources
standards and approved budget
Provide data/ inputs to facilitate
program development
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COMMUNITY BUILDING AND EMPOWERMENT: AN OVERVIEW
To be an effective instrument for Community Building and Empowerment, the
community worker should have a clear understanding and guided with the basic
concepts on community organizing.
Through organized efforts, community organization aims to solve certain problems that
the people consider of great priority or attain their community pressing need and
aspirations.
Community Building and Empowerment, therefore, is more than the involvement, participation, or
engagement of communities. It implies community ownership and action that explicitly aims at social
and political change.
2. Principle of felt needs. Strong pressures for change in the community can be
accomplished by creating a shared perception of the need for change, thus
making the source of pressure for change lie within the community itself.
3. Principle of feedback. Information relating to the need for change, plans for
change, and its consequent must be shared with the community.
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Illustration 1: Goals of the Community Empowerment Process:
Objectives, goals, and plans will be meaningful once they are achieved. Success
indicators are unit of measurement used as standard against which is to evaluate such
as individual performance, what we should be doing and self-improvement. To
illustrate, the community may consider the following as success indicators:
3. Increased voluntary work. Initiatives and concern for the welfare of others has
developed in the community.
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4. Responsive delivery of community Services. Community has developed the
strong sense of urgency when it comes to the needs of other members.
The process of Community Building and Empowerment may take time to develop
since it will depends on how the community connect with its goals towards its
development. But once the community is empowered, the members would achieve for
themselves a better life and higher socio-economic goals.
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PROCESS FLOW OUTLINE
The start of urbanization and industrialization coupled with its socio-economic and
political effect have strongly affected the Filipino simple way of living.
The Development is focused on the common man and woman to uplift its well-being.
Likewise, this common man/ woman is the effective instrument for the progress it
wants to achieve. Therefore, these two should extend for self-fulfillment. Community
organizers should intervene in the process in order to make the two aware of such
expectation and put them into action.
The process which the community go through in order to achieve a specific objective
or series of objective is called helping process by social workers and community
development workers. While, the process of releasing the potentials of people through
appropriate programs, services and strategies, removing blocks that deter growth and
development and accessing them for the enhancement of their highest capabilities so
that they would be freed from poverty, ignorance, oppression, social injustice and fear
to stand up for their rights to pursuits for happiness as a member of free and justice
society is called People Empowerment or Community Empowerment. (Nelmida-
Miclat, 1993)
The process should give opportunities for the community to acquire positive power,
capacities for leadership roles, and abilities to achieve their goals. The people should
be assisted to realize their highest potentials as active and contributing member of the
community.
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This part will provide the community workers the detailed process and more insights
on how the community can be empowered for their benefits and for their community.
Community Planning
• Data Gathering - identification of needs, problems, strengths, weaknesses
and opportunities in the target area;
• Identification of the goals/ objective of the community;
• Identification of the possible activities and strategies to be done - program
and services to be developed and implemented;
• Roles and responsibilities of the target community; and
• Setting of time table/ timeline of activities
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IMPLEMENTING PROCESS OF
COMMUNITY BUILDING AND EMPOWERMENT
THE SOCIAL PREPARATION PROCESS
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THE SOCIAL PREPARATION PROCESS
I. Conceptual Framework
A well-informed community understands and becomes responsible that real and true
condition is reflected and appropriate interventions are provided. On this assumption,
social preparation draws significant value in evolving the right and correct solutions to
development concerns and in reaching a consensus in pursuing development goals
and objectives.
But social preparation process goes beyond consultation and reaching consensus. It
has to be thorough to really ensure that post development problems no longer occur
as it is identified, addressed, and resolved at the early stages of development.
In the Republic Act 7279 (UDHA) recognizes the importance of social preparation;
hence consultations must be done before any physical changes are introduced
specifically as this will affect the people. It is also recognized by the Government that
implementing development works or introducing changes and advocating paradigm
shifts in attitudes and behaviors is not a one-sided affair. Rather, it will need the
contribution of many players such as communities and other stakeholders.
In the government’s housing efforts, the National Housing Authority has pioneered in
the participative approach, focusing on bridging the gap between technocrats and
planners and the target communities and beneficiary end users.
2. The convergence of all possible players. This must be planned for, not only
to maximize resource but to ensure that the development tasks are acceptable
and truly address the issues and concerns at hand. Closer coordination among
the players in every critical stage must be ensured as it will not only guarantee
the achievement of objectives but also sustain the planned change.
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5. Periodic evaluation and monitoring of the planned activities. This must be
done to determine the progress and to identify innovative intervention adopted
to facilitate the process. It can also indicate real or possible risks that can make
the project vulnerable and its participants.
Based from the experiences of National Housing Authority (NHA) in working with
communities in the urban and rural areas, the following process of social preparation
enumerated in each specific key elements/ activities are observed:
1. Community Profiling
It establishes the current conditions of the site or the community in focus.
It basically identifies the socio-economic and political makeup of the site
that may play a key role in planning the development.
It identifies leadership structures, the prevailing political spectrum, and the
community structures that affect political persuasions and decision-
making processes.
It serves as database for determining changes and impact of the
development in the future.
3. Community Organizing
The most concrete outputs of the social preparation process. It defines the
new community, whereby each and every resident is afforded the feeling
of accomplishment and belongingness.
This will spell the ownership of the development, crafted by the interaction
of the community and its partners.
Not just an association or a federation but well-functioning block
organizations that are able to respond to the many needs of the community
such as safe environment, productive households’ desire to stay in the
new community, ability to withstand challenges, flexibility to adjust to new
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obligations, dependable leadership and resourceful community volunteers
formally undertaken in the resettlement site.
4. Capacity Building
The capacities of the association leaders and members must be
developed to ensure full performance of the tasks. The most important
capacity to be developed is in the community organizing and
management. The residents are encouraged to form community
structures that will sustain their new communities.
Skills must be developed to enable clear understanding of the many
tasks their community can engage in, particularly during implementation.
Trainings specifically in communication planning is a major methodology
in the capacity building program.
6. Network Building
Other stakeholders share in improving the development process,
therefore must be given equal opportunity to co-create the desired
outcomes of the development.
A “must” action is to organize or mobilize the Local Inter-Agency
Committee or a Project Inter-Agency Committee to provide the venue for
various ideas to be crystallized and pursued, resources to be shared and
actions to be harmonized.
The multi-sectoral group can start small, with primary actors involved as
members eventually expanding to include relevant groups as new needs
or issues arise. Initiatives can start with the project proponents and the
local government but should eventually cover other resource groups
found needed in the development efforts.
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C. Communication Plan
The over-all goal of the Social Operation Process is Empowerment. It involves the
priming of development players to fully engage in the task of bringing about the desired
condition, sustains this, and works towards improving it to keep up with the changing
times.
The key elements of the Process have to be translated into enabling objectives and
indicators to measure results. To facilitate the monitoring and evaluation of inputs,
these indicators are spelled out in every steps and stages, which can be categorized
into three types:
a) Organizational Development Indicators
b) Project Development Indicates
c) Community Welfare Indicators
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OBJECTIVES ACTIVITIES OUTPUT INDICATORS
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OBJECTIVES ACTIVITIES OUTPUT INDICATORS
9. Develop Phase Out - Prepare C.O work plan in - Approved C.O work plan
Disengagement consultation with different focused on community
Plan work units management and
- Submission of work-unit disengagement
phase on disengagement - Approved Project Phase-
plan out/ Disengagement Plan
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STATUS REPORTS AND
MONITORING OF DESIGN MONITORING
INTERVENTIONS
EVALUATION SYSTEM
PROVIDED/ RECORDED
2. Determine Program - Conduct Impact studies - Best Practice Write-up
Impact
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OBJECTIVES ACTIVITIES OUTPUT INDICATORS
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THE COMMUNITY DEVELOPMENT
Since its inception in 1976, the National Housing Authority relentlessly pursued a
holistic approach to its shelter development for depressed communities. The Authority
goes beyond provision of basic amenities and facilities. With its people-centered
orientation, it sees project beneficiaries not merely as passive recipients of services
but as a partner in developing their communities.
The following changes spurred the CRIO Department, now Community Support
Services Department, to take a second look at its CBS Model:
1. NHA management has identified the importance of pursuing the expansion of the
mass base as a corporate thrust. Its support to the development of community
organization in the project communities is tremendous and consequently,
management’s expectations on the community resident’s capability for self-
management have increased.
2. The socio-political make-up of the organized groups and the residents in our
project communities is gradually changing. They are becoming more aggressive in
articulating their needs and what they feel is best for them. The presence of cause-
oriented group’s subversive elements using the housing issues to win the residents
over to their anti-government sentiments may erode the NHA’s successes in
generating community support and involvement.
3. The concept of community building for self-reliance the last few years has also
been given an upward push due primarily to the government’s recognition of its
value and importance. Various government and private agencies have adapted the
community organization approach, people’s planning, and the challenge to develop
new concepts and technologies for community work should be met. Thus, at
present there are innovative technologies, which the staff should be exposed to so
that their knowledge and skills can be enriched.
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In view of the cited socio-economic-political development, the CBS has been re-
conceptualized in the following areas:
1. The organizing process is integrated with the project development process. The
latter provides the venue for the CBS to participate and build its capability to carry
on the development efforts after the project has been completed.
This new direction was brought about by the realization that the development of
the Community-Based Structure should be done within the context of project
development cycle and resettlement projects. Although there were efforts in the
past to marry these two processes, it was not consciously, deliberately, and
consistently directed. Thus, it leads to confusion in priorities and unwanted conflict
in resources (time, money, and manpower) allocation both on the end of the Project
Management Team and the community leaders and residents.
Given this re-defined focus of the CBS, its operationalization shall be guided by the
ensuing framework
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3. A built-in mechanism is provided for to ensure open flow of communication,
accountability of leaders to members, and responsibility of leaders to members,
to the organization. It is able to gradually assume obligations/ responsibilities
as partners of the Authority.
4. Evidence of formal agreement between NHA and Local Government and other
concerned agencies to support community programs.
This Section states the over-all goal of the Community-Based Structure organizing
process and its enabling objectives. Described herein are the preparatory
components, the Social Preparation and the three major phases of the CBS organizing
process – organizing phase, stabilizing phase, and disengagement phase.
To facilitate monitoring and evaluation and to ensure attainment of goal and objectives,
indicators are spelled out in each phase of the organizing process. Indicators are
categorized into three: Organizational Development Indicators, Project Development
Indicators, and Community Welfare Indicators. The illustration below capsulizes the
total organizing process.
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Operational Framework: Community-Based Structure (CBS) Organizing Process
The commitment of the Authority to develop a depressed community and organize into
a self-reliant Community-Based Structure (CBS) formally commences on the
organizing phase and gradually phases out towards the disengagement phase. The
project development process was not indicated in the diagram because of difficulty in
matching its stage with each phase of the organizing process without being
impractically prescriptive12.
To ensure mass-base support and participation, organizing starts from the basic social
unit of the NHA project area – the block. The process of organizing moves on to the
next bigger social unit, the phase level and so on until the Project Level CBS is
organized. In the case of the upgrading project, generally the phase level is the highest
level. But in the sites and services project, the community is further subdivided into
several phases and/or areas. The dotted concentric line represents these intermediary
subdivisions. The arrows between the inner and outer circle connote interaction,
support, and unity among the various levels without stifling initiative and responsive
action to needs and problems, which are immediate and particular to the block, levels.
The enabling objectives and goal provide direction to the total organizing problem.
12
While it is conceptually possible and ideally preferred to synchronize certain phases of the organizing
process, we are constrained by certain realities such as, financial, technical, and manpower capability
of the Authority and the project beneficiaries – level of organization of the community, level of
development of the leaders and members, and other related factors.
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A. Goal and Objectives of the Organizing Process:
Enabling Objectives:
To consolidate the community into a cohesive residents association whose
leadership is accountable to its constituents
To equip the homeowners/ residents association with knowledge and skills to
become analytical, vigilant, and socially responsible
To equip the leadership and membership with basic skills in collective and
collaborative problem-solving, social planning and management of housing
related program
To enable the homeowners/ residents association to develop management
systems in the course of implementing the program of action.
The Social Preparation is pre-requisite to the success of the total organizing work.
It is the initial stage in the dynamic and continuous process of enabling
communities to involve themselves as partners in pursuing the housing program.
Having laid a good foundation, the change agent with the community goes through the
following three phases:
1. Organizing Phase
Communities when organized bound by a common vision can achieve desired
change.
Since the block is the basic unit of a housing project, it likewise becomes the
basic unit of organization. It is at this stage that the foundation of the area-
wide Community-Based Structure is established through formation of
block/phase organizations.
The focus of the organizing phase is the active involvement of the
homeowners/ residents through block/phase organizations in the formulation/
implementation of housing related activities.
2. Stabilizing Phase
It is characterized by the establishment of the area-wide Community-Based
Structure having support system at the block and phase levels. This area-
wide officially recognized Community-Based Structure is credible to the
community and the Authority as legitimate representatives of the residents.
The Focus of this phase is the capability building of the leaders/ members of
the Community-Based Structure for management of housing-related
activities/programs
3. Disengagement Phase
It is the final phase in the process of preparing communities toward self-
management.
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It is at this period that the Community-Based Structure shows vivid indication
of the capability to sustain development efforts vital to the promotion of
community well-being.
Disengagement opens the door for the change agent to assist other
communities goes through the change process.
There are critical areas in each stage of the project development process where the
community must participate:
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In land acquisition, the community may participate through representation
in the committee that will undertake land research, costing, and negotiation
with the landowners.
b) Feasibility and Planning (Social and Physical surveys, preparation and approval
of Development plan)
Representative participation of the community may be realized through the
committee organized to carry out the following:
Social and physical surveys to be conducted either by themselves with
technical assistance or through NHA but with community approval of the
research design and outputs.
Development plan with community inputs in the specification of
community facilities/utilities, standards of development/costing, location
of facilities/utilities, and final plan for implementation.
d) Maintenance
Community representation in the committee that will conduct the following:
Collection - Establish methods/ schemes/ strategies for the collection of
different kinds of charges
Beneficiary Selection - Set priorities and eligibility criteria and solve
census related cases
Maintenance - Repair, restore, and ensure proper use of community
facilities; formulate project rules and regulations; and monitor
maintenance activities.
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D. THE OBJECTIVES OF COMMUNITY DEVELOPMENT ARE THE FOLLOWING:
ACTIVITIES RESULT
1. Preparation of information materials Relocated families informed/ provided
e.g., poster and flyers on the: with required information
a. Procedures in the sending and Relocated families occupying allocated
receiving Resettlement Action block/lot
Centers (RACs) Project team leader/concerned staff
b. Requirements and procedures in informed of the feedback/ issues for
the power and water application action
c. Community facilities within/near Required assistance provided
the project
d. Individual discussion/provision of
information materials after the
required RAC processing
2. Mobilization of the community
volunteers/welcome groups
3. Feedback gathering
4. Provision of required assistance to the
Project/Receiving team
Communication planning as venue for Info- Two members of the family attended the
sharing and Feedback Gathering series of formal orientation and meetings
a. General Assemblies, Block Awardees aware of the Project policies,
Meetings and Individual procedures, rules and regulations and
Discussions support their implementation
b. Formal Orientations-Sessions on Copies of occupancy rules, contract and
the Project (series of half-day handouts provided
orientation sessions)
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ACTIVITIES RESULT
Community Organizing Active Core Group/ Functioning
a. Election of Block/Cluster leaders Committees/ Volunteer Groups
b. Organization of Community Activities and programs in support to
Volunteer – Green Patrol, COPE project beautification/ maintenance,
team community building, socio-economic
c. Organization of Core Group or program planning and responsive
Interim HOA implementation, information-motivation
d. Planning and Implementation of program
start-up community projects
Values Strengthening / Reorientation GAD activities conducted, with
a. Gender and Development Activities documentation of highlights/learnings
b. Values Education Values seminar conducted; Commitments
c. Organization for Community Growth of the participants for action and change
Beneficiary-Participants support NHA
Programs and Community activities
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THE COMMUNITY MANAGEMENT
Community Management shows that the community shall not just be an association/
federation or cooperative but well-functioning and empowered organizations that are
able to respond to the many needs of the community such as safe environment and
availability of socio-economic activities to ensure productivity and progress, thereby
motivating the beneficiaries to stay.
To illustrate the five areas of the Community Management, the following activities are
carried out by area and the key results are pointed out:
ACTIVITIES RESULTS
I. Strengthening of the Community-Based Structure (CBS)
a. Facilitate HOA re-election and HOA re-registered and organized
HLURB registration
b. Activate HOA working Active HOA Officers and Functioning
committees Committees
c. Orientation on RA 9904 and its Sustain Five-Year Community
IRR Development Plan and roadmap for
Community Management and
Empowerment
d. Preparation of a Community Programs, activities and projects
Development Plan support the Five-Year Plan
e. Planning and implementation of Partnership with social services and
short and long-term programs livelihood providers
and projects
f. Implementation of the
Occupancy Rules and
Regulations
II. Sustenance of Capacity Building Activities
a. Estate Management Training Leaders and members more cohesive,
b. Financial Management committed, have free exchange of
Training information
c. Collection Enhancement Increased capacities of leaders to
d. Disaster Risk Reduction and manage the HOA programs and
Management activities
e. Leadership Development Learning in the capacity building
f. Team Building/Organizational sessions shared with the members
Development Establish alliances and working
g. Introduction to Community relationship with LGUs, Barangay,
Management agencies and other HOAs/ POs
h. Communication Planning
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ACTIVITIES RESULTS
i. Networking and Resource Established communication and
Syndication resources network
j. Resource Mobilization HOA implements the estate
management policies
III. Continuing Values Strengthening and Re-orientation
a. Conduct of children and adult Homeowners compliant to Project
learning modules in Policies
coordination with appropriate Orderly and well-kept Project
entities Community living strengthened
b. Improvement/Maintenance of
Lot, House and Project
c. Compliance to the Occupancy
Rules and House/ Lot Contract
IV. Continuing promotion of gender equality
a. Conduct of Gender Seminars/ HOA Officers and members aware of
Trainings the Gender issues/concepts and
b. Celebration of Family Week observe gender equality
and Women’s Month Free interaction among families and
stronger collaboration among women in
the community
Creation of VAWC Desk
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
1. LIAC (Local Inter-Agency 1.1 Facilitate LIAC creation through inter-agency coordination 2 months Executive Order creating the Involved agencies in the relocation and
Committee) Creation and organization LIAC Issued resettlement and housing program are
participating/ supportive of the LIAC
Working mechanism as Activities
prescribed by UDHA; LIAC with
complete 126 representatives LIAC and its sub-committee formally
from NGOs, POs, GOs, LGUs, organizedd and functioning in support to
and HOAs. the Relocation and Resettlement Action
Plan (RRAP)
2. COMMUNITY 14 Months
INTEGRATION AND 2.1 Courtesy Call to concerned entities Community/ Barangay Leaders facilitating
NETWORKING 2.2 Establish/ sustain working relationship with LGUs interaction and priming
(Barangay, City/ Municipal, Provincial), Local Agencies,
Community Associations (CAs), NGAs and NGOs,
through coordination and meetings.
2.3 Community consultation, pulsing and feedback gathering
2.4 Prepare a Community Information Sharing Strategy/ Majority of the residents Community Residents are Informed,
Information Plan attended the Info-Motivation knowledgeable and are participative in
2.4.1 Preparation of a Community Information Plan Activities the Relocation and Resettlement Program
2.4.2 Organization and Implementation of the Info
Plan cum consultation with the Barangay /
Community Leaders and Residents
2.4.3 Feedback Gathering / Issue Identification
2.4.4 Clarification / Resolution of Issues/ Concerns
2.4.5 Consensus Building
2.5 Initiate / attend socialization activities
2.6 Participate in Inter-Agency and Barangay Meetings
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
5.8. Identification/motivation of affected families for continuing till actual Relocation rolling schedule Families with full compliance to the
relocation and preparation of the rolling schedule relocation relocation documentation requirements
5.9. Signing of the House/Lot Application Documents Preparatory activities created awareness
and interest to the affected families to be
relocated
5.10. Conduct of organizing activities e.g. volunteers / continuing Sending and receiving areas organized
committees during relocation for the relocation
5.11. Distribution of second notice for Relocation
5.12. Community Organizing-Formation Phase continuing
5.12.1 Organization of Core Group of Leaders / Working
Groups
5.12.2 Mobilization of Volunteer Groups
5.12.3 Vision Setting
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
c. Identify a set of inidicators against which to Set of tools for monitoring and
assess block level organization and provide evaluating status/ progress of
directions and guidelines block organization
7.2.2 Conduct of block meetings/orientation 80% of households attended the
and one to one discussions re: block meetings and are informed
- Occupancy rules and regulations on:
- Maintenance of community facilities - Occupancy rules and
- Need for a block organization regulations
- Maintenance of open spaces/
community facilities
- Functions of block leader and criteria in Block leaders as partners in the conduct
choosing a block leader and qualified voters of action plan and inter-block activities
- Community info
- Tapping resources
- Social services
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
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COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Process and Procedural Details
CBTAP
Production 20 months
To render land tenure 1 Preparatory activities: 6 months
assistance to other ISFs not 1.1 Meeting with prospective beneficiaries as Project site is feasible for housing Terms
covered by NHA regular endorsed by the Congressional Reps. (Local and condition for sale is acceptable to all
programs Housing Fund) parties
1.2 Data gathering and completion of documentary Notarized contract agreement between
requirements CA and LO
2 Packaging of project loan application 12 months Approval of the project MOA on the
2.1 Initital review and endorsement by the Project acquisition of the property between and
Office to CBTAPCC AMO among LO, CA, and NHA
2.2 Presentation of project proposal
2.3 Compliance to CBTAPCC findings and MOA between NHA and Cong. Rep. re
instructions LHF
Responsible
Activity Detailed Procedure
Unit/ Staff
SOCIAL PREPARATION/
COMMUNITY
ORGANIZING
Responsible
Activity Detailed Procedure
Unit/ Staff
Community Facilitate the scanning of Socio-
Support Political Environment and Data
Services Validation:
Staff o Leadership Profiling
o Political Influences / Affiliations
o Needs Assessment
o Data Validation
o Environmental Scanning
o Inventory of Skills and Livelihood
Opportunities
o Social Services Requirements
o Inventory of Community Facilities
Community Regular Updating of the Household
Support Profile and Directory at the Block/
Services HOA levels
Staff Prepare Community Map / Directory
Community Community Priming and Commitment
Formal Orientation Session/
Support Setting For Relocation and
Info-Motivation Campaign Services Resettlement
Staff o Orientation at places of origin on
the features of possible
relocation areas (services
facilities/utilities, policies and
occupancy rules, responsibilities
of families for relocation,
reception and relocation
procedures
o Orientation on the proposed
Housing Program and the
Resettlement Sites: The House
and Lot and The Community
Facilities
o Community/ People’s
Consultations, and Acceptance of
the Resettlement Site
o Gathering of feedback on impact
of aforementioned activities and
documentation of feedback and
community
resolution/endorsement
o Organization of site trips for
familiarization/ Field visitation to
resettlement areas
o Basic Orientation on Relocation
and Resettlement Plan
Responsible
Activity Detailed Procedure
Unit/ Staff
o Action Planning in Support to
Relocation
o Submission of Documents/
Eligibility Requirements
o Distribution of First Notice for
Relocation
Community The Magna Carta for Homeowners
Support and Homeowners' Associations or the
Services Condominium Corp. and the Master
Staff Deed with Declaration of Restrictions
o Block Meetings
o Cluster Meetings
o Formal Orientation Sessions
o HOA Leaders Meeting (Executive
Officers/ BOD and Committees)
o Production and Distribution of
Residence Handbook, Flyers,
and Member's Booklet
o Production and Posting of Info-
Motivational Posters, Flyers and
other Materials
Community The Roles and Responsibilities of
Support HOAs and its Members/
Services Condominium Corporation
Staff
Community Orientation on the relocation and
Preparatory Activities Before Support resettlement process
Actual Relocation Services Briefing on the resettlement project –
Staff utilities, house/ lot contract, and
community facilities
Facilitate matching/ allocation of
block and lot thru raffle or consensus
Monitoring of the house construction
Inter-agency meetings/ discussion on
relocation, reception, and
resettlement concerns to secure inter-
agency commitment/ support
Assistance in securing concurrence
of relocatees in documents required
before relocation
Regular field work/ community
meetings/ monitoring participation of
community leaders and residents in
the activities
Responsible
Activity Detailed Procedure
Unit/ Staff
Identification/ motivation of affected
families for relocation and preparation
of the rolling schedule
Signing of the House/ Lot Application
Documents
Conduct of organizing activities e.g.
volunteers/ committees during
relocation
Distribution of second notice for
Relocation
Community Organizing-Formation
Phase
o Organization of Core Group of
Leaders / Working Groups
o Mobilization of Volunteer Groups
o Vision Setting
o Pre-Relocation Orientation on
the: (a) Relocation and
Resettlement Procedures; (b)
Occupancy Rules and
Regulations, and; (c) House and
Lot Contract
Community Assistance in providing information
Actual Relocation Support and guidance to the affected families
Services at the Relocation Action Center
Staff (RAC-sending and receiving sites)
"Monitoring/ supervision of the
implementation of agreements on
relocation, reception, and
resettlement concerns/ procedures at
the community and inter-agency
levels to make sure that procedures
are carried out as agreed upon
Assistance in the deliberation of
Beneficiary Selection and Award
related cases
Ensure transfer of families scheduled
for relocation and trouble shoot when
needed
Facilitate clarification/resolution of
issues and concerns raised by HOAs,
POs and NGOs
Responsible
Activity Detailed Procedure
Unit/ Staff
Post Relocation Activities
Community Organizing Community Community Immersion
(Block Organization to HOA Support o House to house visits to new
Formation) or Building Services settlers
Organization to Staff o Identification and assessment of
Condominium Corporation potential leaders
Creation o Conduct/ facilitate Informal
Block discussions, info-
motivation activities, and action
planning sessions with Block
residents
Community Block Organization / Building
Support Representatives
Services o Planning and implementation of
Staff CBS concept and project
organizational set-up and its
functions
o Conduct of block meetings/
orientation and one to one
discussions on Occupancy rules
and regulations, Maintenance of
community facilities, Block
Organization, Functions of block
leader, and criteria in choosing a
block leader and qualified voters
o Conduct of Block Elections
o Facilitate organizational
meetings among block leaders
to plan, implement and evaluate
action plans and inter-block
activities
o Conduct of capability building
activities on Basic Leadership
session, Values formation/
Importance of community living,
and on resource syndication and
networking
o Tap funds/ mobilize resources
needed to conduct
organizational management and
technical trainings
Community HOA Formation / Creation of
Support Condominium Corporation
Services
Staff
Responsible
Activity Detailed Procedure
Unit/ Staff
o Orientation on the Magna Carta
of Homeowners and
Homeowners Associations
o Action planning with the block
leaders
o Formulation of election
guidelines, mechanics and
procedures
o Implementation of election
guidelines and procedures
o Organization, implementation,
monitoring and supervision of
HOA election activities
o Formation of HOA working
Committee to undertake and
implement its programs and
activities.
o Induction of elected officers
Community Constitution and By-Laws (CBL)
Support formulation and ratification
Services o Drafting of CBL/ review of the
Staff HLURB prepared CBL for
possible adoption/ revision
o Presentation of CBL and
ratification by the general
assembly
Community Registration of HOA/ elected officers
Support with HLURB
Services o Preparation of documentary
Staff requirements for registration.
o Packaging and submission of
documents according to
checklist.
o Coordination meetings with
HLURB on HOA registration.
o Attendance to HLURB
conciliatory meetings being
called for on raised election/
HOA registration issues.
Community Provision of technical inputs to HOA
Support on Regular and special meetings,
Services Work programming sessions,
Staff Implementation, monitoring and
supervision of work program
operationalization, Tap funds/
Responsible
Activity Detailed Procedure
Unit/ Staff
mobilization of resources,
Operationalization of mechanisms
and venues for consultations at
various levels, and CBE performance
audit and feedbacking
Community Community Visioning/ Setting of
Support Vision, Mission, Goal
Services HOA Action Planning for Short-Term
Staff Programs and Resolution of
Community Issues / Problems
Community Needs Assessment
HOA/ Condominium Support o Gaps on present capabilities and
Corporation Strengthening Services requirements to do the tasks as
and Capability Development Staff HOA Leaders/ Board of Directors
o Basic Knowledge, Attitude and
Skills (KAS) needed by Block
Leaders/ HOA Leaders/ Board of
Directors
Community Ensure regular conduct of the HOA
Support Officers Meetings, BOD Meetings and
Services Committee Meetings and General
Staff Assemblies
Implement and Assess the Short-
Term Program
Organize the Capability Building
Program-based on TNA
Implementation of the Capability
Development Program
Preparation of the Five-Year Housing
and Community Development Plan
Community
Inter-Agency Meetings and Support
Stakeholders' Roundtable Services
Discussion on Various Staff
Project Issues, Concerns
Plans and Programs
Needing Inter-Agency
Support, Interventions and
Endorsement
Responsible
Activity Detailed Procedure
Unit/ Staff
COMMUNITY BUILDING
AND DEVELOPMENT
Responsible
Activity Detailed Procedure
Unit/ Staff
Community Strengthening of HOAs
Continuing HOA/ Support Facilitate conduct of trainings/
Condominium Corporation Services seminar workshops: Leadership,
Strengthening Capability Staff Team building, Capability building,
Development Values formation/ family
development, Financial and project
management, Simple bookkeeping,
and Resource mobilization
Formation of green patrol brigade,
volunteer health workers and
volunteer local peace enforcers
Support activities in the formulation
implementation, monitoring and
evaluation of the 5 year Community
Development Work Plan for all
Southville/Northville communities and
new resettlement sites
Facilitate HOA reorganization and
election of officers
Responsible
Activity Detailed Procedure
Unit/ Staff
COMMUNITY
MANAGEMENT
Responsible
Activity Detailed Procedure
Unit/ Staff
o Training in MOA/ formal
agreement preparation and
acceptance
Assistance in the turn-over of
community facilities, utilities,
circulation and open spaces.
Sustenance of established
linkages/network with civil
society/NGOs. GOs, LGUs
Community Facilitate the conduct of buyers
Community Information and Support orientation for new awardees and
Motivation Services credit repair orientation for old
Staff awardees.
Prepare localized Pahayag in
promoting community awareness on
lot payments occupancy rules and
regulations and other priority projects.
Conduct Community assemblies and
block meetings in support to sales
and disposition and to enhance
collection.
Community Community profiling/updating of mew
Social Services Support resettlement projects
Services Facilitate conduct of inter-agency/
Staff working committees meetings
Support activities in the advocacy to
deepen inter-agency commitment for
long term provision of services
Responsible
Activity Detailed Procedure
Unit/ Staff
Community Meeting with prospective
CBTAP Production
Support beneficiaries as endorsed by the
Services Congressional Reps. (Local Housing
Staff Fund) and Data gathering and
completion of documentary
requirements
Packaging of project loan application
Conduct of Financial Management
Seminar and Values Formation
Packaging of approved project for
payment
Signing and notarization of CCS with
the CA
Preparation, signing and notarization
of Individual CCS
Endorse award documents (MOA &
CCS) to EMD for project code and
inclusion in the LIS and to Accounting
for creation of CA account in the BCS
Community Provide TA for the following:
Post Take Out of CBTAP Support o Substitution of beneficiaries
Projects Services o Parcellation of title
Staff o Collection
o Reorganization of CA
o Action Planning of CA concerns
and implementation
Community Preparatory activities for Loan
Support Individualization
Services o Restoration of CA awards in the
Staff NHA LIS
o Facilitate reconciliation of CA
accounts with accounting.
o Coordination meeting with
COSO, accounting and CRIOD
regarding loan individualization
o Orient CA on loan
individualization, issue notices
regarding substitution.
o Community Assembly meetings
with HOAs
o Data gathering/validation of
HOA member's profiles,
payments and other pertinent
documents
Responsible
Activity Detailed Procedure
Unit/ Staff
o Data Build-Up
o Systems Data build-up
Package targetted CBTAP projects
Community for loan individualization:
Support o Package required documents
Services per MC No.2253
Staff o Submit packaged documents to
AMO/ CRIOD for review/
approval
o Serve notice of cancellation CA
and notices to CA Members.
o Orient EMU and turn-over all
documents needed and the
processing of individual awards.
o Assistance to collection
enhancement thru info-
motivational campaigns
o Monitor collection performance
of CA accounts that are not yet
individualized.
o Support activities in the
compliance of CAs/ project
office on the COA findings.
Page 1 of 4
(TEMPLATE #1)
COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Inputs and Recommendations on the Draft Community Building and Empowerment Manual Outline and Contents
Page 2 of 4
(TEMPLATE #1)
COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Inputs and Recommendations on the Draft Community Building and Empowerment Manual Outline and Contents
3. DEFINITION OF TERMS
Please refer to the attached list of Definition of Terms
4. COVERAGE
Page 3 of 4
(TEMPLATE #1)
COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Inputs and Recommendations on the Draft Community Building and Empowerment Manual Outline and Contents
Page 4 of 4
(TEMPLATE # 2)
COMMUNITY BUILDING AND EMPOWERMENT (CBE)
Monitoring of Community Building and Empowerment Process and Procedural Details
MONITORING INDICATORS
COMREL STATUS STATUS
CBE PHASE/ PROCESS REMARKS
CRITICAL TASKS EXPECTED OUTPUT EXPECTED OUTCOME
A PA NA A PA NA
STAKEHOLDERS
Homeowners Association
KEY RESULT AREAS Local Government and Community
Partner NGOs and Private
NHA Project Proponent Partner NGAs (Province, City/ Association
Organizations
Municipality, Barangay) (Leaders, Officers, and
Members)
V. Socio-Economic
Planning and
Implementation
STAKEHOLDERS
Homeowners Association
KEY RESULT AREAS Local Government and Community
Partner NGOs and Private
NHA Project Proponent Partner NGAs (Province, City/ Association
Organizations
Municipality, Barangay) (Leaders, Officers, and
Members)
POST - RELOCATION PHASE
VI. Sales and Disposition
VIII.Community Development
Corporate Planning Office (CPO) and Housing Technical and Development Office
(HTDO). Compilation of Select NHA Memorandum Circulars, Volume 1.
September 2013
Presidential Commission for the Urban Poor, Field Operations Division for National
Capital Region (PCUP FO NCR). Compilation of laws and related issuances on
the implementation of Just and Humane Demolition and Eviction. NCR
Consultative Conference for Just and Humane Demolition and Eviction Handouts,
Quezon City, 2013
https://en.wikipedia.org/wiki/Empowerment
http://www.emt.org/userfiles/Resources/MentoringProgOperationsManual.PDF
http://www.gov.ph/constitutions/1987-constitution/
http://www.gov.ph/section/republic-acts/
http://www.cdf.org.uk/nepmicrosite/files/resources/Briefings/What%20is%20community
%20empowerment.pdf
https://www.microfinancegateway.org/library/role-ngos-promoting-empowerment-
sustainable-community-development
https://www.milton-keynes.gov.uk/assets/attach/4014/Local_Plan_Part_15.pdf
https://www.amrshire.wa.gov.au/library/file/1Council/StrategicDocs/Community%20Dev
elopment%20Plan.pdf
https://www.adb.org/sites/default/files/linked-documents/44328-013-rfab.pdf
http://www.un.org/womenwatch/daw/cedaw/cedaw.htm