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Abstract- The aim of this paper is to provide performance manufacturing problems. The comparisons are focused on the
comparisons among conventional radial flux (RF), multi-stage torque density and the efficiency of the machines with respect
axial flux (AF) and three-phase transverse flux (AF) permanent to their pole numbers and machine axial lengths based on
magnet (PM) machines for downhole applications where the
analytical calculations.
outer-diameters are limited by well sizes, but the axial lengths can
be relatively long. The comparison procedure is based on a high II. THREE MACHINE PROTOTYPES
ambient temperature of 150ºC, a small outer-diameter of 100mm,
a current density of 4A/mm2, an electrical loading of 20kA/m and According to the traveling direction of their magnetic field
a constant speed of 1000rpm. Three machine prototypes are in the airgap, PM machines are categorized into RFPM, AFPM
chosen and optimized individually in terms of maximum torque and TFPM machines. Each of them has many construction
density on the basis of some common constraints. The variations depending on specific applications. In downhole
comparisons are focused on the torque density and the efficiency
applications, machine construction is chosen based upon
of the machines with respect to different pole numbers and axial
lengths. For a specific downhole application without an external following considerations:
cooling system, the obtained results provide an indication of • Cylindrical shape: suitable for cylindrical wells.
machines best suited with respect to the performance and size. • Internal-rotor machines: Normally, with the same
dimensions external-rotor RFPM and TFPM machines could
provide higher torque density than internal-rotor machines
I. INTRODUCTION since the former can have greater airgap radius, but it is not
The current standard electrical downhole machine is the the case in downhole applications where the machines need
induction machine which is relatively inefficient. Permanent to be enclosed to protect the moving rotors from the harsh
conditions within a small radial space. The internal-rotor
magnet (PM) machines, having higher efficiencies, higher
machines can use their stator yokes to achieve this function
torque densities and smaller volumes, have widely employed in
and may have greater outer diameters by eliminating the
industrial applications to replace conventional machines, but
extra shields required for the external-rotor machines. For
few have been developed for downhole applications due to the AFPM machines an extra shield is always needed. However,
high ambient temperatures in deep wells and the low this is not taken into account in the investigations presented
temperature stability of PM materials over time. Today, with in this paper.
the development of advanced technologies and applications of • Three-phase machines: Considering the machine self-
high temperature magnets, it is increasingly interesting for oil starting and standard control systems.
and gap industries to develop PM machines for downhole • Multi-stage AFPM machines: To provide good
applications [1][2] where the machine outer-diameters are performance, a single-stage AFPM machine usually has a
typically limited to 100-200 mm by well sizes, but the axial disc shape, so it is not practical to design a single-stage
lengths can be relatively long. AFPM machine with a long axial length. Multi-stage AFPM
This paper compares the performance of conventional radial machines having n+1 stators/rotor and n rotors/stator can
flux (RF), multi-stage axial flux (AF) and three-phase have a long axial length by increasing the number of stages.
transverse flux (TF) permanent magnet (PM) machines for • Single-sided TFPM machines: Double-sided TFPM
downhole applications. Several papers have already presented machines can usually provide higher torque by fully utilizing
machine performance comparisons [3]-[6], but all of them the magnetic flux, but they need more radial space and it is
focused on RFPM and single-stage AFPM machines. The challengeable to manufacture them within a small radius.
authors have found no paper including multi-stage AFPM and Single-sided TFPM machines are therefore chosen here.
TFPM machines. In this paper, three machine prototypes are Summarizing the aspects above-mentioned, internal-rotor
chosen and optimized individually in terms of maximum RFPM, multi-stage AFPM and single-sided TFPM machines
torque density based on some common constraints without with cylindrical shapes as the example shown in Fig. 1 are
considering the mechanical construction machine and selected to investigate their performances.
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⎧ Do / 2 respectively called NN-type or NS-type machines [11], as the
; for NS type
⎪
⎪
Rso = ⎨
sin( ) ( )
π
p
+ cos π
p (2)
example shown in Fig. 2. In the NN-type machine, the yoke
iron in each stator and rotor is needed for guiding magnetic
⎪ pBsat Do flux, whilst it is only required at the two ends in the NS-type
⎪ ; for NN type machine. In the NN-type machine, the stator current flows in
⎩ 2 pBsat + Bg α pmπ (1 + λ ) reverse direction in each of the back-to-back stator slots. A
back-to-back wrapped winding structure as in Fig. 3 (a) is used
where αpm is the magnet coverage, here it is assumed to be in this topology. The back-to-back wrapped winding is one in
unity, Bsat is the iron saturation flux density, Bg is the flux which the windings are wrapped around the stator periphery in
density in the air gap over the magnets, and its distribution is much the same manner as the winding of a toroid. Whereas, in
assumed to be a square waveform. The relationship between the NS-type machine, the stator current flows in the same
Bg1 and Bg is direction in each of the back-to-back stator slots in order to
2 2 π create torque, so a lap winding as in Fig. 3 (b) is employed.
Bg1 = B sin(α pm ) . (3) Fig. 4 depicts their winding sketches.
π g 2
The torque expression of the TFPM machines is derived as The equivalent length of half the end connects of a winding
follows: coil in the NN-type and NS-type AFPM machines are
The electromagnetic torque produced by an electrical respectively evaluated by (10) and (11) [4].
machine can be calculated by
T = mEI / ωm . (4) lend _ NN = α pmπ 2 Bg Rso (1 + λ ) / pBsat (10)
where m is the phase number, E is the induced phase voltage, π Do sin (π p ) ⎛ π π ⎞ λ Do tan (π p )
lend _ NS = +⎜ − ⎟ (11)
and for the TFPM machines it can be expressed as (5). I is the 4 ⎝ 2 p⎠ 2
phase current and determined by (6), ωm is the mechanical
angular speed and calculated by (7).
ωm = 4π f e / p (7)
Substituting (5), (6) and (7) into (4), the torque expression for
the TFPM machines is obtained as
1
T = kσ kt mpπ SBg1 Do2 λ 2 lm . (8)
2
B. End Winding Approximation (a) (b)
The method presented in [4] for calculating the end-winding Fig. 3. Single-stage (a) NN-type and (b) NS-type AFPM machines.
length of RFPM and AFPM machines is employed here. No
end-winding exits in the TFPM machines.
The equivalent length of half the end connects of a winding
coil in the RFPM is approximated as
lend _ RF = π 2 (λ Do + H t ) / 2 p . (9)
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C. Torque density Calculations magnetic design. It should be noted that, to calculate the torque
The torque density here is defined as the ratio of from (1), S=20kA/m is used for the machines with small λ
electromagnetic torque to overall machine volume including values, which have enough space for copper in their stators.
end-windings. For the machines with big λ values, the machine current is
4T limited by the available copper area, and the electrical loading
ξT = (12)
is then determined by
π Do2 Ltot
S = Acu Jk f / π Do λ . (19)
where Ltot is the total machine axial length.
Fig. 5 shows an example of the result for 6-pole machines
D. Efficiency Calculations
with an axial length of 0.5 m, varying Bg from 0.4 to 1.0 T and
The copper loss is calculated by
λ from 0.3 to 0.8. It is clearly seen that the torque density at a
specific Bg first increases along with an increase of λ until
Pcu = k f J 2 Acu ρθ lcu . (13) reaching its maximum value, then decreases with a further
increased λ leading to a reduced copper area which determines
where Acu is the copper area. J is the current density. kf is the the electrical loading by (19). For each Bg there is an optimum
winding fill factor. lcu is the copper length including the end λ to obtain maximum torque densities that increases along with
windings. ρθ is the copper resistivity at temperature θ and is
an increase of Bg. As a constraint given in the subsection of
calculated by
Machine Constraints, Bg =0.9T is chosen for all the RFPM
machines.
ρθ = ρ 20 (1 + α (θ − 20°)) . (14)
It is also observed from Fig. 5 that the optimal λ value
increases along with a decrease of the airgap flux density due
where α is the temperature coefficient. to a thinner stator yoke needed to avoid the iron saturation. It is
The iron loss in each iron part is approximated by [9] well-known that the required yoke thickness is inversely
proportional to pole number p for RFPM machines. To obtain
PFe = 0.078Wf (100 + f ) BFe
2
GFe 10−3 . (15) the optimal λ with respect to the pole numbers, one program is
programmed in MATLAB to investigate the torque densities of
where W is the specific loss factor in W/kg, GFe is the weight the machines with Bg =0.9T, p varied from 4 to 28 and λ varied
of the iron part, while BFe is the peak flux density in the from 0.3 to 0.8. Fig. 6 provides the analytical results, and the
corresponding iron part. curve can be approximated by a simplified expression as
The efficiency is then evaluated by
λ = 0.8 − 0.8 / p . (20)
η = T ωm /(T ωm + Pcu + PFe ) . (16)
For the RFPM machines it is obvious that the optimal values
V. OPTIMAL DESIGN VARIABLES of λ and Bg are independent of the machine axial length.
So far the airgap density Bg =0.9T is chosen for all the
As clearly seen from (1) and (8), the key variables for each
RFPM machines and the optimal values of λ are evaluated
machine design are Bg (Bg1) and λ. In order to obtain the
from (20) for different pole machines, disregarding the axial
optimal machines with the highest torque density, their optimal
length of the machines. Now the torque density and the
values addressing to the maximum torque densities with
machine efficiency with respect to the pole number and axial
respect to different pole numbers and machine axial lengths are
length can be investigated by (1), (2) and (16), and the results
investigated for each of the prototypes.
are shown in Fig. 15 (a) and (b), respectively.
A. RFPM Machines
For a specific RFPM machine the total machine axial length Torque density
is evaluated by
Torque density [kN.m/m3]
15
Ltot = L + lea . (17)
10
1225
0.8 NN-type machine). The conclusion is also valid for low pole
machines from performed analytical calculations.
0.75 For a multi-stage NN-type machine as that in Fig. 2, it
λ
consists of multiple single-stage NN-type machines, both its
0.7 calculated curve
approximated curve electromagnetic torque and axial length are proportional to its
stage number, so its torque density is therefore independent of
0.65
the stage number and is the same as that of a single-stage
machine; whereas the torque density of a multi-stage NS-type
4 8 12 16 20 24 28 machine is greater than that of a single-stage one due to the
Pole number p
Fig. 6. Optimal λ for different pole numbers. absence of all the yoke iron except at the two ends of the
machine. So NS-type multi-stage machines may have greater
Conclusions and explanations for the analytical results torque densities and are hence chosen for further
shown in Fig. 15 (a) and (b) are: investigations.
1. More torque density can be achieved by an increase of the To find the optimal Bg for obtaining maximum torque
pole number due to the reduction of the end-winding length density, S is fixed to 20kA/m, Bg is varied between 0.4 and 1T,
in axial direction evaluated from (9) and (18), and the and for each Bg value, λ is varied from 0.4 to 0.8. Fig. 8 (a)
increase of the inner-stator radius determined by (20). shows the maximum torque densities with respect to Bg for 4, 8
2. The machines have high efficiencies, more than 90%, and 12-pole machines. An optimal value of Bg =0.7T is found
which first increases along with an increase of the pole and it is independent of the pole number.
number to the maximum value of around 94% for 8-pole To obtain the optimal λ, S is fixed to 20kA/m, λ is varied
machines and then decreases. By increasing the pole between 0.4 and 0.8, and for each λ value, Bg is varied from 0.4
number, the machine torque increases and the stator copper to 1T. Fig. 8 (b) shows the maximum torque densities with
loss decreases due to reduced end winding length, which respect to λ value for 4, 8 and 12-pole machines. The optimal
implies increased machine efficiency. On the other hand, value λ=0.55 is obtained and it is also independent of the pole
both eddy current loss and hysteresis loss increase since the number.
operating frequency increases proportionally to the number Fig. 9 shows the axial lengths lns of single-stage NS-type
of poles in order to achieve the desired speed. This will machines with respect to pole numbers, the lengths decrease
decrease the machine efficiency. There is a trade off
along with an increase of the pole number due to a thinner back
between them.
iron required for high pole machines.
3. For long axial machines more than 0.2 m, the torque
density is almost independent of the machine axial length
since the end-winding length in axial direction is negligible
T o rq u e d e s it y [ k N . m / m 3 ]
T o rq u e d e s it y [ k N . m / m 3 ]
6 6
compared to the active winding length of the machines.
5
5
B. AFPM Machines 4
Before investigating the performance of the multi-stage 4
3
AFPM machines, two single-stage machines shown in Fig. 3
are studied. The physical structures of the stator and rotor of 2 3
0.8 0.8
these two machines are exactly the same except for the 1 1
0.6 0.8 0.6 0.8
thickness of the stator yoke and winding arrangement. Unlike 0.6 0.6
0.4 0.4 0.4 0.4
the NN type, the NS type does not require any stator back iron Ratio of Di/Do Airgap flux density [T] Ratio of Di/Do Airgap flux density [T]
since the main flux travels axially. This feature implies an (a) (b)
Fig. 7. Torque density of single –stage TFPM machines with respect to λ
increase in torque density and efficiency, and a reduction in the and airgap flux density (a) 24-pole NN type (b) 24-pole NS type.
stator thickness and iron loss. However, using lap winding in
the NS structure results in longer winding length and end 4 4
Maximum torque density [kN.m/m3]
Maximum torque density [kN.m/m3]
winding, which implies smaller outer stator diameter (see Fig. 3.5 3.5
4), higher copper loss, reduced efficiency and torque density.
3 3
To compare the performance of these two machines, their
2.5 2.5
torque densities are investigated by employing (1), (2) and 4 poles 4 poles
8 poles 8 poles
(12). Fig. 7 shows the torque densities with respect to λ and Bg 2
12 poles
2
12 poles
of these two single-stage machines with 24 poles and 1.5 1.5
1226
0.06 increases proportionally to the number of poles in order to
0.055
Axial length of single-stage AFPM machine achieve the desired speed. This will decrease the machine
Axial length (la) without back iron
efficiency. The poor efficiency is due to the relatively large
0.05
amount of end-winding existing in each stage.
3. The torque density and efficiency of the long machines are
Ax ial length [m ]
0.045
1227
increased length contributes an increase of the available
copper area that determines the electrical loading by (19)
until the electrical loading up to 20kA/m, so the torque
density increases. For a further increased axial length, it
mainly contributes to an increase of the total magnet depth
2lm. As can be seen from (8), only half of the length lm
appears in the torque calculation, so the toque density
decreases.
D. FEM Simulations
From the analytical results presented in Fig. 15, an 8-pole
Fig. 10. A part of single-phase TFPM machine.
RFPM machine could have both high torque density and high
Torque density of TFPM efficiency. To verify the result, 2D FEM simulations have been
performed for an 8-pole RFPM machine with 24 stator slots as
Torque density [kN.m/m3]
6
shown in Fig. 14. The machine parameters and simulated
4 results are listed in TABLE II, where the torque density and
2
machine efficiency are calculated without taking the end
winding into account, so the values are little greater than those
0
0.8
0.7
in Fig. 15 (a). The FEM simulation results are satisfactory with
1
0.5
0.6
0.8 the analytical results well.
Ratio of Di/Do 0.3 0.4
Airgap flux density [T]
VI. PERFORMANCE COMPARISONS AND CONCLUSIONS
Fig. 11. The torque density with respect to the ratio λ and airgap density (6-
pole machines). Fig. 15 shows the torque densities and the efficiencies of the
0.6
RFPM, the multi-stage AFPM and the three-phase TFPM
0.58
0.56 machines with respect to the axial lengths from 0.1 up to 1 m
Optimal lamda
0.44
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35
Axial length [m]
Fig. 12. Optimal λ with respect to the machine axial length.
10
4 poles
8 8 poles
12 poles
6
1228
• The high-pole TFPM machines present the advantage of
Torque density of RFPM Efficiency of RFPM
high torque density as expected. The high-pole TFPM
T o rq u e d e n s ity [k N .m /m 3 ]
15
machines with an appropriate axial length may compete with
0.94
the RFPM machines, but their high flux leakage confines the
10 0.92
machines to low-speed applications.
E ffic ienc y
0.9
5 0.88 • The RFPM machines have simple constructions and
0
0.86 therefore are more robust and more reliable than AFPM and
0.9
0.7 28
0.9
0.7 28
TFPM machines.
0.5 20 24 0.5 20 24
• The RFPM machines present the best performance for high-
0.3 12 16 0.3 12 16
0.1 4 8 0.1 4 8
Axial length [m] Pole number Axial length [m] Pole number speed downhole applications.
(a) (b)
ACKNOWLEDGMENT
Torque density of AFPM Efficiency of AFPM
The authors are grateful to NFR for the financial support.
T orque dens ity [k N .m /m 3]
10 0.9 REFERENCES
E ffic ienc y o f A F P M
8
0.85 [1] Dan Turner, Philip Head and Mike Yuratich, “New DC motor for
6
Downhole Drilling and Pumping Applications”, Society of petroleum
0.8
4 engineers paper 68489, March 2001, Houston, Texas.
2 0.75
[2] Zhang Binyi, Liang Binxue, Feng Guihong and Zhuang Fuyu, “Research
0.9 0.9
of Multipolar permanent Magnet Synchronous Submersible Motor for
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0.5 20 24 0.5 20 24
0.3 12 16 0.3 12 16 Mechatronics and Automation, August 5-8, 2007 Harbin, China,
4 8
0.1 4 8 0.1
Axial length [m] Pole number Axial length [m] Pole number pp.1011-1016, 2007
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axial field, Permanent-magnet, Brushless Machines, IEEE Transactions
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20 1
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15 0.9
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