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Geomatics, Natural Hazards and Risk

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Flood risk assessment using multi-criteria analysis:


a case study from Kopili River Basin, Assam, India

Shivaprasad Sharma S V, Parth Sarathi Roy, Chakravarthi V & Srinivasa Rao G

To cite this article: Shivaprasad Sharma S V, Parth Sarathi Roy, Chakravarthi V & Srinivasa
Rao G (2018) Flood risk assessment using multi-criteria analysis: a case study from
Kopili River Basin, Assam, India, Geomatics, Natural Hazards and Risk, 9:1, 79-93, DOI:
10.1080/19475705.2017.1408705

To link to this article: https://doi.org/10.1080/19475705.2017.1408705

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GEOMATICS, NATURAL HAZARDS AND RISK, 2018
VOL. 9, NO. 1, 79–93
https://doi.org/10.1080/19475705.2017.1408705

Flood risk assessment using multi-criteria analysis: a case study


from Kopili River Basin, Assam, India
a b b
Shivaprasad Sharma S V , Parth Sarathi Roy , Chakravarthi V and
Srinivasa Rao G a
a
Remote Sensing Applications Area, National Remote Sensing Centre, Indian Space Research Organisation,
Hyderabad, India; bCentre for Earth, Ocean and Atmospheric Sciences, University of Hyderabad, Hyderabad, India

ABSTRACT ARTICLE HISTORY


A multi-criteria analysis (MCA) approach to describe the effective utilization Received 10 April 2017
of geospatial techniques for disaster risk reduction at village level in Kopili Accepted 16 November 2017
River Basin (KRB) of Assam State, India is presented. The KRB is chronically KEYWORDS
flood affected due to seasonal monsoon and rise in water levels of Kopili Flood risk; multi-criteria;
River. Based on the MCA approach using flood hazard layer derived from Kopili; Assam; vulnerability
the spatio-multi-temporal historic satellite data-sets (comprising of sensors
from RISAT-1 SAR, Radarsat SAR and IRS AWiFS), socio-economic data
(based on five census variables), infrastructure (road network) and land use
vulnerabilities (cropped and uncropped areas), flood risk zones are derived.
Our study elucidates that 24,837 ha of crop area spread across 95 villages in
the KRB falls in high risk zone, about 39,209 ha distributed in 150 villages
falls under moderate-high risk zones and remaining area spread over 162
villages is more or less unaffected. The proposed approach can be applied
elsewhere in other river basins to estimate the flood risk so as to mitigate
the disaster risk posed by the floods.

Introduction
Brahmaputra river basin in India is chronically flood affected owing to its large catchment area
which frequently overtop its bankful discharge and submerge the Brahmaputra plains (Kale 2003;
Prasad et al. 2006, Dikshit and Dikshit 2014). The Brahmaputra river basin is predominantly influ-
enced by the tropical south west monsoon (during a short spell of June–September) which accounts
for almost 90% of the total rainfall in the region (Singh et al. 2004). The physiography and unique
orographic position of the basin coupled with high dynamic monsoon setting often leads to repeated
colossal floods in the region. The river experiences one of the strongest flows and high water levels
even in the pre-monsoon season (Rakhecha 2002). There are multitude of factors which contribute
to the perennial flood problems of the Brahmaputra basin such as tremendous population pressure
intruding into the flood plains of the river, the menace of bank erosion and siltation of the main
channel and its tributaries leading to severe drainage congestion (Minakshi and Goswami 2014).
The floods in the basin are causing severe damage to the livestock, property and infrastructure on a
repeated basis during every monsoon season (Bhatt et al. 2013). An increase of 28% of rainfall dur-
ing the month of June 2012 had led to breaching of the embankments of Brahmaputra tributaries
at 43 locations which has caused serious damage to the Assam state (IFRC 2012). The vulnerability
to flood disasters due to increase in extreme precipitation events coupled with the rise in the

CONTACT Shivaprasad Sharma S V sharma_svsp@nrsc.gov.in


Supplemental data for this article can be accessed at http://dx.doi.org/10.1080/19475705.2017.1408705.
© 2017 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
80 S. SHARMA S. V. ET AL.

developmental activities in the hazard-prone areas poses a major challenge to the disaster managers
in future (Intergovernmental Panel on Climate Change 2012).
The Kopili River Basin (KRB), well-drained by the principal south bank tributary of Kopili River
is located between the sub-humid regions of Assam and Meghalaya states. Large part of the basin is
covered by alluvial soils. Several minor streams are contributing their flows to the basin apart from
the discharge received from the mean annual precipitation of 1760 mm. The KRB is chronically
flood affected; hence, a need exists to understand the recurrent flood phenomena and ways to tackle
it by utilizing proper flood management procedures and disaster risk reduction measures. One of
the prime pre-requisite for carrying out effective disaster risk reduction strategy is to prevent or
avoid the damages caused by a flood to the community. There are two types of flood controlling
measures viz. (i) structural measures by way of constructing flood retention walls, dykes, reservoirs,
detention basins, and (ii) the non-structural measures which include flood forecasting, flood
proofing and flood hazard zoning (Li et al. 2016).
The structural measures of flood control requires extensive ground truth information, survey
and manpower which is often time consuming, whereas for a basin like KRB which is being
chronically affected by floods requires the monitoring on a regular basis. Satellite remote sensing
in combination with hydro-meteorological data of the river basin can serve as a beneficial input
in monitoring the floods. It is well known that regular monitoring of the vast extent of flood-
affected areas is possible using satellite remote sensing technology. Use of multi-sensor satellite
data for monitoring the floods (both during and after) has been effective for carrying out damage
assessment (Prasad et al. 2006). On the other hand, the geographic information system (GIS)
paves the way to visualize the damages and also to generate detailed assessment of the quantum
of damages occurred in the flood-affected regions. Historic and multi-temporal satellite data-sets
of the flood-affected regions can be used to assess the vulnerability of a region during the onset
of extreme rainfall or rise in the water levels of the rivers in the nearby vicinity. The field-based
methods of recording hydrological parameters on a regular basis during the monsoon season is a
difficult task and at times may fail to yield reliable information, particularly when the flood
events are extreme. In such cases, the satellite remote sensing technology provides useful infor-
mation (Sanyal and Lu 2004).
In the present study, all of the flood inundation events occurred in the KRB during the period
1998–2015 were captured using a combination of sensors from both RADARSAT SAR, RISAT-1
SAR (microwave) and Indian remote sensing (IRS) series AWiFS (advanced wide imaging field sen-
sor) satellite (optical) data-sets. The first step towards flood management strategy is to assess the
flood risk situation by identifying the frequent flood-affected regions by adopting the non-structural
measures of classifying the flood hazard zones using multi-temporal historic flood inundation layers
followed by assessing the multi-dimensional vulnerability (Physical, Social, Economic and Environ-
mental) of the region. This exercise will be used to develop a comprehensive flood risk map as an
input towards disaster reduction measure culminating into a flood management strategy.
The flood risk assessment is successfully attempted by many researchers. For e.g. Hailin et.al.
(2009) had used the multi-year average precipitation, average number of rainstorm days across the
years, topographical factor and flood frequency to derive the flood risk maps. Scheuer et al. (2011)
had worked on the flood risk assessment by considering social, economic and ecological dimensions
of flood risk by drawing a comparison between the starting point (without coping capacities) and
endpoint views (with coping capacities). Sharma et al. (2012) have estimated the village flood risk
index for Nagaon district of the Assam state by deriving flood hazard zonation from the historical
flood inundations observed during 1998–2007 with population density infrastructure (road net-
work) and land use (cropped areas) as indicators (to classify the villages on various risk severity
zones ranging from high to low). Elsheikh et al. (2015) have identified flood risk areas using GIS
with multi-criteria decision analysis considering the annual rainfall, basin slope, drainage network
and the type of soil. Appropriate weights had been assigned to the parameters using analytical
hierarchy process. Using multi-temporal satellite data and multi-criteria evaluation technique,
GEOMATICS, NATURAL HAZARDS AND RISK 81

Hazarika et. al (2016) have assessed the flood risk of Dhemaji district, Assam state by integrating the
flood vulnerability and risk assessment.
In the present study, we have used the multi-criteria analysis (MCA) to classify the villages falling
in KRB into various flood risk zones namely high, moderate and low by taking the product of flood
hazard zonation layer derived from the spatio multi-temporal analysis of satellite data and different
vulnerability indicators (social, infrastructure and land use), taking village as a stratum.

Study area
KRB is located between 91 –93 E longitude and 25 –27 N latitude (Figure 1). The basin is drained
by a myriad of several minor rivers namely Diju, Misa, Haria, Digaru, Kolong and Kopili following
dendritic drainage pattern. The Kopili River, which accommodates the flows from several other
streams, in addition to the seasonal precipitation joins the Brahmaputra River after passing a length
of over 297 km from the Shillong peak of Meghalaya state. The basin falls in sub-humid region with
minimum temperatures ranging from 11 –11.2  C in winter and touches a maximum of 33  C dur-
ing the summer. The mean annual rainfall received by the basin is »1760 mm during the short
monsoon spell (June–September) every year. The topography of the basin is gently undulating with
the master slope being towards the northwest and northeast. The flood plains of the Kopili River are
more or less flat. The minimum and maximum elevation of the basin ranges from 74 to 1967 m,
respectively (Kumar et al. 2014). Nagaon and Morigaon are the most densely populated districts of
the basin. A total of 57 flood events were reported in KRB by the Kampur and Dharamtul gauge/dis-
charge stations during 1987–1998 (Dhar and Nandargi 2000). The Great Assam Earthquake of 1950
had caused the bed levels uplifted, thereby large sediments were deposited on the river banks leading
to overtopping of banks (Minakshi and Goswami 2014).

Figure 1. Location map of the study area. Settlements are shown as red dots and gauge stations as red triangles. Kopili River and
drainage shown as solid line in blue are overlaid on the Shuttle Radar Topographic Mission (SRTM) 30 m digital elevation model
data (background image).
82 S. SHARMA S. V. ET AL.

Materials and methods


Data used
In the present study, a total of 181 spatio multi-temporal satellite data-sets comprising of IRS
Resourcesat-1/2 AWiFS and microwave synthetic aperture radar (SAR) data of both IRS Series
RISAT-1 and Canada-based RADARSAT-1/2 series (both operate in C-band [5.35 Ghz] and HH
[Horizontal Horizontal]) polarization data was acquired during the flood seasons of 1998–2015
(Table 1). The Radarsat SAR Scan SAR wide data has 500 km swath and 50 m spatial resolution,
whereas RISAT-1 coarse resolution scanner data has 220 km swath with 36 m spatial resolution. In
addition, the partially cloud-free optical data-sets comprising of IRS series Resourcesat AWiFS were
also acquired to assess the flood situation in the region. Resourcesat-1/2 AWiFS operates in the visi-
ble region with Red, Green, Blue and short wave infrared region bands with a swath of 740 km and
a spatial resolution of 56 m. All these satellite data-sets are resampled to 50 m (pixel spacing) spatial
resolution for uniformity and seamlessness of the flood inundation layers. The source of socio-eco-
nomic data is from the Census of India (Census 2011) and land use/cover data is obtained from
multi-temporal Resourcesat2 terrain-corrected LISSIII data of 2011-2012 (National Land Use/
Land Cover Mapping project, NRSC, Department of Space).

Multi-criteria analysis
MCA is a decision-making tool developed for solving complex multi-criteria problems that include
qualitative and/or quantitative aspects of the problem (Mendoza et al. 1999).
MCA employs two methodologies namely, Ranking and Rating. Ranking is attributed to each
decision element which reflects the degree of importance it imparts to the decision, whereas Rating
is a bit similar to ranking but numerical scores are assigned to show the level of importance it has in
the decision-making. The flood risk assessment is an amalgamation of both hazard and multiple vul-
nerability dimensions and each is assessed differently with respect to the level of impact it has on the
society or environment.
Applications of MCA in combination with GIS (Malczewski 2006) are available in literature. For
e.g. Raaijmakers et al. (2008) had utilized MCA to perform risk analysis in ‘Ebro Delta’ in Spain by
considering different risk perceptions of a commoner within a given social system. Musungu et al.
(2012) have used GIS and multi-criteria evaluation approach to assess the flood risk posed to the
informal settlements of graveyard pond in Cape Town, South Africa. Malczewski (2006) had pro-
vided a holistic review on spatial multi-criteria decision analysis.
The application of spatial MCA for flood risk assessment is relatively new concept and only a few
examples exist. Referring to the case studies reported by Brouwer and van Ek (2004), Janssen et al.
(2003), Penning-Rowsell et al. (2003), Socher et al. (2006) and Bana et al. (2004), one can notice
that flood risk assessment using MCA is mainly focused to evaluate the flood mitigation rather than
risk mapping (Meyer et al. 2009). Cowen (1988) opined that GIS can be effectively used as a decision
supporting tool to address the problems related to spatially referenced data. Malczewski (2006), on
the other hand, opined that multi-criteria decision analysis compiles the information from geo-
graphical domain and considers the preferences of decision-maker to reach to a viable decision-
making.

Table 1. Details of data-sets used in the study.


Spatial resolution
S.No Satellite/sensor (metres) Period Source
1 Radarsat-1/2 (Scan SAR Wide) 50 1998–2015 National Remote Sensing Centre (NRSC)
2 RISAT-1 (Coarse Resolution Sensor) 36 2012–2015 NRSC
3 Resourcesat-1/2 (AWiFS) 56 2003–2015 NRSC
4 IRS 1C/1D WiFS 188 1998–2001 NRSC
Note: The detailed date-wise availability of satellite data is mentioned in Appendix-1 as supplementary material.
GEOMATICS, NATURAL HAZARDS AND RISK 83

Flood risk assessment is realized by the product of flood hazard zonation and the sum of vulner-
abilities derived from various vulnerability indicators and criteria followed in deducing the social,
infrastructure and land use parameters represented by
Flood risk assessment ¼ Hazard X f fSocial; Infrastructure ðRoadsÞ; Land use Vulnerabilitiesg
(1)

Derivation of flood hazard zonation layer


The flood hazard zonation layer of KRB is generated using the spatio-multi-temporal satellite data-
sets acquired during the flood seasons of 1998–2015 (for more details see Sharma et al. 2016). Inun-
dation layer pertaining to each flood event is extracted and all such flood inundation layers are inte-
grated to form one annual inundation layer. Similarly, all the annual inundation layers are
integrated to generate a flood hazard zonation layer for the basin. The framework for deriving flood
hazard zonation layer is shown in Figure 2.

Figure 2. Extraction of flood hazard zonation layer.


84 S. SHARMA S. V. ET AL.

In the present paper, our objective is to do a comprehensive flood risk assessment of KRB using
various criteria involving the segments like social, infrastructure and land use vulnerabilities. The
flood risk assessment requires assessing the flood damages/losses using spatial analysis with refer-
ence to both space and time. Hence, a thorough assessment of vulnerabilities of the community and
their resistance/coping capacities needs to be ascertained. The following aspects are analyzed to
derive a flood risk map of the basin.

(1) Assessment of social vulnerability to the impact of flood hazards on the society and environ-
ment using a set of variable indicators like household composition, gender (female popula-
tion), poverty (population of scheduled castes/tribes (SC/ST)) and unemployment
(population of illiterates).
(2) Infrastructure vulnerability pertaining to roads.
(3) Land use vulnerability with respect to the impact of flood hazard on the cropland areas which
would directly affect the livelihood of the society in the event of a potentially damaging flood.

Figure 3 shows the detailed methodology adopted by us to derive the social, infrastructure and
land use vulnerability indices. The vulnerability indices generated in this study are based on the
weightages assigned to each parameter based on their level of estimated significance they impart on
the society/community.

Preparation of inputs
The layers pertaining to administrative, infrastructure (roads) and drainage line, etc. are used to
extract the village-wise damage statistics. The land use/cover map (1:50,000 scale) was generated as
a part of ISRO Census project. The shuttle radar topographic mission (SRTM) digital elevation
model (DEM) data of 30 m posting was downloaded from USGS (http://earthexplorer.usgs.gov/).

Figure 3. Extraction of social, infrastructure and land use vulnerabilities.


GEOMATICS, NATURAL HAZARDS AND RISK 85

Derivation of socio-economic vulnerability index


Social vulnerability is more often than not describes the population/individual characteristics com-
prising of age, race, health, poverty and employment (Cutter et al. 2003; Fekete 2009; Fekete 2010).
The information pertaining to losses incurred due to vulnerabilities of social aspects are largely
ignored due to the difficulty in quantifying them (Cutter et al. 2003). Social vulnerability index for
KRB is derived by making use of the indicators comprising of number of households, female popula-
tion, population of scheduled castes/tribes (SC/ST) (people below the poverty line) and population
comprising of illiterates, taking village as stratum. The village spatial database of Kopili basin is inte-
grated with the Census of India data of 2011. The village database coupled with census data is inte-
grated with the flood hazard zonation layer of Kopili basin to assess the impact of flood inundation
on the demography of the area to observe the effect of human susceptibility to varying severities of
flood hazard. In the present study, it is assumed that the areas with maximum density of population
will have their associated physical structure and livelihood options (Pramojanee et al. 1997), hence
higher weightages are assigned to dense population centres in the case of socio-economic
vulnerability.

Derivation of infrastructure vulnerability index


The assessment of infrastructure vulnerability (roads) was carried out by considering the
metalled and un-metalled roads as the primary indicators and weightages are given accordingly.
Metalled roads have been assigned higher weightages because of their economic value. This is
obvious because any damage to such structures would cost considerable loss to the community
besides hampering the smooth functioning of local governments. The village layer coupled with
infrastructure layer is integrated with the flood hazard zonation layer in order to identify the
roads falling in high – very high flood hazard zones. Accordingly higher weightages are assigned
to the road network based on the level of significance it has in the smooth functioning of the
community.

Derivation of land use vulnerability index


Paddy crop is grown three times a year in KRB, hence, the cropped area and uncropped areas are
considered as indicators in the assessment of land use vulnerability in the current scenario. The land
use/cover layer generated as part of ISRO Census project of the year 2012–2013 is integrated with
the village layer and then with the flood hazard zonation layer. The integration enables one to iden-
tify the number of villages that fall in cropped and uncropped areas. Higher weightages are assigned
to all the cropped areas and lower weightages to non-cropped areas, respectively.
Finally, flood risk assessment is estimated using Equation (1).

Results and discussions


The KRB is one of the most flood-prone regions of the country due to the emptying of various
tributaries into the river coupled with excessive amount of rainfall in a short spell of 4 months
(June-September) every year. The repeated events of floods in the basin are assessed by integrating
the annual flood inundation layers captured from satellite data during the last 18 year flood seasons
to classify villages into various flood hazard severity zones. The flood risk assessment is carried out
by using MCA approach which in the present study is a result of the product of flood hazard and
vulnerability, which is a function of Socio-economic, Infrastructure and land use vulnerability
indices.
86 S. SHARMA S. V. ET AL.

Hazard vulnerability
Depending on the flood hazard severity level, the flood hazard zonation layer is classified as low,
moderate and high and weightages of 0.3, 0.6 and 1 are assigned accordingly. Low flood hazard zone
signifies that the area was inundated at least 1–8 times in the last 20 years (1977, 1988 and 1998–
2015) and moderate hazard zone is classified if the area is inundated 9–12 times and high hazard
zone for 13–20 times as shown in Table 2. It is observed that about 649 villages are falling in Low
flood hazard severity against 95 villages falling in high flood hazard zones. About 162 villages remain
unaffected which comprises of about 16% of the total number of villages. The high flood hazard
zones are mostly confined to the areas adjacent to Kopili river where the maximum elevation is
about 60 m (SRTM 30 m DEM), and low and moderate flood hazard zones comprising of about
74% of total number of villages are those areas whose elevation is between 61–156 m as shown in
Figure 4(a).

Social vulnerability
The flood vulnerability is a function of adaptive capacity, elements at risk, exposure and their sus-
ceptibility to flood hazard severities and probability (Scheuer et al. 2011). Social vulnerability assess-
ment characterizes the human interaction and their coping capacities in the event of a major
disaster, which varies both geographically and temporally. In the present context, 5 variables from
Census-2011 data of India are considered for carrying out vulnerability calculations. Household
composition, gender (female), poverty (population of scheduled castes/tribes (SC/ST) and unem-
ployment (illiterate population) at village level are considered and weightages are assigned appropri-
ately depending on the level of significance as shown in Table 3. Higher weightages are assigned to
those villages which comprise more number of households, female population and population con-
sisting of large number of SC/ST and illiterates and lower weightages are assigned to villages which
comprise less number of population. Because the physical structure and economic assets vary in
accordance with the population density of a community (Pramojanee et al. 1997), higher weightages
are assigned to villages which are densely populated in five census variables. Social vulnerability
index derived from the sum of the vulnerability indices from the five census variables are shown in
Table 4.
Figure 4(b) shows the social vulnerability of Kopili River basin. About 454 villages are falling in
low vulnerable zones and about 73 villages in high vulnerable zones.

Infrastructure vulnerability
National highways, state highways, district and village roads which are metalled are given higher
weightages in the current study because any damage to these structures would severely affect the
relief and rescue operations in the event of a flood disaster. About 82% of villages falling in KRB
have metalled roads and they are given a weightage of 0.6 as shown in Table 5. Figure 4(c) shows

Table 2. Showing the flood hazard index.


Number of times/years the
area was subjected
to flood inundation
Flood hazard during 1977, 1988 No. of villages
S.No classification & 1998–2015 Hazard index affected
1 Low 1–8 times 0.3 649
2 Moderate 9–12 times 0.6 93
3 High 13–20 times (almost every year) 1 95
4 Unaffected 0 times 0 162
GEOMATICS, NATURAL HAZARDS AND RISK 87

Figure 4. (a) Flood hazard vulnerability, (b) Social vulnerability, (c) Infrastructure (roads) vulnerability, (d) Land use vulnerability.
88 S. SHARMA S. V. ET AL.

Figure 4. (Continued)
GEOMATICS, NATURAL HAZARDS AND RISK 89

Table 3. Vulnerability evaluation criteria for deriving social vulnerability index.


S.No Vulnerability parameter Parameter sub-type Evaluation criteria Index Number of villages
1 Households Household composition 0–300 0.3 563
301–450 0.6 179
>450 1 257
2 Gender Female population 1–500 0.3 414
501–1000 0.6 277
>1000 1 308
3 Poverty Population of scheduled caste (SC) 1–50 0.3 203
51–300 0.6 201
>300 1 221
0 0 374
Population of scheduled tribe (ST) 1–50 0.3 263
51–300 0.6 164
>300 1 134
0 0 438
4 Unemployment Illiteracy 1–500 0.3 564
501–750 0.6 118
>750 1 317

Table 4. Social vulnerability index of Kopili Basin.


S.No Social vulnerability index Hazard severity Number of villages
1 0–2 Low 454
2 2–4 Moderate 472
3 >4 High 73

Table 5. Infrastructure vulnerability index of Kopili Basin.


S.No Infrastructure vulnerability index Road-type Vulnerability No. of villages
1 1 (Metalled)district roads/highways High 132
2 0.6 (Metalled)village roads Moderate 829
3 0.3 (Metalled)other roads Low 5
4 0 Un-metalled roads Unaffected 31

the infrastructure vulnerability of the Kopili basin. District and village roads which are in close prox-
imity to the left and right banks of the Kopili River also fall in the low-lying areas.

Land use vulnerability


The basin is covered by fertile alluvial soil which allows the crops to grow throughout the year.
Paddy, the main crop cultivated in this region, is sown almost three times a year. Other crops
include maize, wheat and tea plantations are also grown in this region. Land use vulnerability is
mainly assessed by the impact of flood hazard on the cropped areas and accordingly higher weigh-
tages are assigned to the cropped regions when compared to uncropped areas as shown in Table 6.
Cropped areas which comprise more than 90% of total number of villages are assigned a weightage
of 1 and uncropped areas are assigned a weightage of 0.3. Figure 4(d) shows the land use vulnerabil-
ity map of the basin.

Table 6. Land use vulnerability index of Kopili Basin.


S.No Infrastructure vulnerability index Road-type Vulnerability No. of villages
1 1 Croplands High 949
2 0.3 Uncropped lands Low 50
90 S. SHARMA S. V. ET AL.

Table 7. Flood risk index of Kopili Basin.


S.No Risk index Risk severity No. of villages Risk area (hectares)
1 >4 High 35 12,830
2 2–4 Moderate 124 26,379
3 0.2–1.99 Low 676 160,015
4 0 Unaffected 162 189,872
Total 389,096

The flood risk assessment is calculated as


Risk ¼ Hazard  Vulnerability (ADPC 2005) which is further mentioned as
Flood Risk Assessment = function of Hazard Assessment, Vulnerability Assessment, Elements at
risk and Risk Analysis} (Van Westen et al. 2009).
Figure 5 shows the flood risk assessment for KRB, which is derived from MCA in conjunction with
GIS by integrating the hazard zonation with the total vulnerability index. It is inferred that about
35 villages are falling in high risk zone, 124 villages in moderate risk zone and 676 villages in low risk
zone (Table 7). The high risk zones are mainly confined to the low-lying areas whereas the moderate
risk zones fall along the banks of the Kopili River. About 162 villages are unaffected by the severities of
the flood because they are located on higher elevation when compared to high and moderate risk zones.
The demography data of 2011 (Census 2011) is utilized to assess the impact of flood hazard on
various population centres of KRB to understand the social vulnerability of the basin at village level.
Household composition, gender, poverty and unemployment are used as prime vulnerability indica-
tors to derive the village level social vulnerability Index on a scale of 0–4. Indicator >4 being high
vulnerability and 0–2 being low. It is observed that about 54% of the population is falling between
moderate to high social vulnerability zones and these are the centres where high infrastructure

Figure 5. Flood risk map of Kopili Basin.


GEOMATICS, NATURAL HAZARDS AND RISK 91

vulnerability zones are concentrated. From the present study, it is very much evident that the vulner-
ability parameters selected for deriving various vulnerability indices are in fact the driving factors for
assessing the flood risk which in turn is complemented by the hazard indicators. The flood hazard
zone is one contributing factor but in order to effectively implement the mitigation/disaster reduc-
tion measures, there is a need to decrease the vulnerability and risk of the residents living in the
flood hazard prone areas. It is also important to implement the land use regulation practices effec-
tively in the vulnerable regions of the basin.

Conclusions
The main objective of the study is to develop an approach based on MCA and GIS to assess the flood
risk by integrating the flood hazard zonation with social, infrastructure and land use vulnerabilities
at village level keeping the KRB as one of the case studies. In the present approach, flood risk assess-
ment was realized by making use of the formula proposed by ADPC, 2005. The social vulnerability
index is derived with a set of four variable indicators using Census, 2011 data of India and the
impact of flood hazard on resilience of various communities is studied. It is estimated from the pro-
posed analysis that about 540 villages fall in moderate–high social vulnerability zones and about 132
villages in high infrastructure vulnerability zones and 82% of the villages for which agriculture is the
main source of livelihood come under high vulnerable zones. The flood risk assessment zone is the
cumulative effect of assessing the impact of flood hazard on various vulnerability parameters. Out of
3.89 lakh hectares of flood hazard area, about 4% of the hazard area falls in high risk zone and about
150 villages comprising 10% of total flood hazard area fall under moderate–high risk zones. Evalua-
tion criteria employed in assigning weights to various vulnerability (social, infrastructure, land use)
parameters is mainly dependent on the assumption that the vulnerability of a village is more when
the density of population is more and as the densely populated areas have more economic assets
and livelihood options, the impact of flood hazard on these areas also become more.

Acknowledgments
The authors profusely thank the reviewers for their constructive reviews and feedback to improve the manuscript as
presented. Authors Sharma S. V. and Rao G are grateful to the Director, National Remote Sensing Centre (NRSC),
Hyderabad, Dy Director, Remote Sensing Applications Area (RSAA), Dr K. H. V. Durga Rao, Head, Disaster Manage-
ment Support Division Disaster Management Support Group (DMSG), Ch. Sudhakar Reddy, Forestry & Ecology
Group for their support and extending facilities to carry out the work. For using Landsat-8 and Shuttle Radar Topog-
raphy Mission (SRTM) 30 m Digital Elevation Model (DEM) data, USGS is duly acknowledged.

Disclosure statement
No potential conflict of interest was reported by the authors.

ORCID
Shivaprasad Sharma S V http://orcid.org/0000-0001-7483-9747
Parth Sarathi Roy http://orcid.org/0000-0002-6803-6785
Chakravarthi V http://orcid.org/0000-0003-4055-7105
Srinivasa Rao G http://orcid.org/0000-0003-0491-7409

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