Sie sind auf Seite 1von 8



*XLGHOLQHIRUSUHSDUDWLRQRI
)LUH&RQWURO3ODQV

$QQH[$&KHFNOLVW


1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  )LUH&RQWURO3ODQV    

,,
 )LUHFRQWUROSODQ
FRSLHVWREHSURYLGHGLQ:KHHOKRXVHDWWKH0HVV5RRPVDQG
LQDZHDWKHUWLJKWHQFORVXUHRXWVLGH 
  )LUHDODUPSDQHO    
,,
&RQWUROSDQHOIRUILUHGHWHFWLRQDQGDODUPV\VWHP
ORFDWHGDWFHQWUDOFRQWUROVWDWLRQ HJ:KHHOKRXVH(&5 
  3XVKEXWWRQVZLWFKIRUILUHDODUP    
,,

3XVKEXWWRQVZLWFKIRUJHQHUDO ILUH DODUP


ORFDWHGDWFHQWUDOFRQWUROVWDWLRQ HJ:KHHOKRXVH(&5 
  0DQXDOO\RSHUDWHGFDOOSRLQWV    
,,
WREHSURYLGHG
- DWHDFKH[LW
- LQFRUULGRUVHDFKP


0DQXDOO\RSHUDWHGFDOOSRLQW
  )LUHGHWHFWLRQV\VWHPV    
,,
 ,QVWDOOHGLQ 
 - DOOVWDLUZD\VFRUULGRUVDQGHVFDSHURXWHV
 
 - 0HWKRG,,&DQG,,,±&DOODFFRPPRGDWLRQDQGVHUYLFH
 VSDFHV
 - 3HULRGLFDOO\XQDWWHQGHGPDFKLQHU\VSDFHV
 - 0DFKLQHU\VSDFHVXQGHUUHPRWHFRQWURO
 - &DUJRVSDFHVIRUGDQJHURXVJRRGVLQSDFNDJHGIRUP
 - 5R5R±FDUJRVSDFHV
,,


6SDFHRUJURXSRIVSDFHVPRQLWRUHGE\
VPRNHGHWHFWRU V 


  
6SDFHRUJURXSRIVSDFHVPRQLWRUHGE\
KHDWGHWHFWRU V JDVGHWHFWRU V IODPHGHWHFWRU V 
V\PERO³VSDFHPRQLWRUHGE\JDVGHWHFWRU´WREHXVHGIRUIL[HG
JDVGHWHFWLRQV\VWHPVRQWDQNHUVRQO\ 

         SDJH




SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  &2 ILUHH[WLQJXLVKLQJV\VWHP    



,, 


 &2EDWWHU\ &2 EXONLQVWDOODWLRQ
 


 
6SDFHRUJURXSRIVSDFHV&2UHOHDVHVWDWLRQ
SURWHFWHGE\&2  ,QGLFDWHDWWKHERWWRPRIWKH
V\PEROWKHVSDFHSURWHFWHG
*DOOH\UDQJHH[KDXVWGXFW±LWVKDOOEHLQGLFDWHGWKDWWKHV\VWHP
SURWHFWVWKHGXFWRQO\
  +DORQILUHH[WLQJXLVKLQJV\VWHP    
 3HUPLWWHGRQVKLSVZLWKNHHOOD\LQJEHIRUH
,,
 RQO\
 2QDOOVKLSVXQGHU(&±IODJ+DORQLVSURKLELWHG
 VLQFH 


 
+DORQEDWWHU\+DORQERWWOHVSODFHGLQ
SURWHFWHGDUHDV


 
6SDFHSURWHFWHG+DORQUHOHDVHVWDWLRQ
E\+DORQ ,QGLFDWHDWWKHERWWRPRIWKHV\PEROWKH
VSDFHSURWHFWHG 

7KHVDPHV\PEROVPD\EHXVHGIRUILUHH[WLQJXLVKLQJV\VWHPV
XVLQJRWKHUJDVHVWKDQKDORQ HJ)0 7KHLQGH[HV+DQG
+DORQDUHWREHUHSODFHGDFFRUGLQJO\

  +LJKH[SDQVLRQIRDPV\VWHP    

,, 


)RDPLQVWDOODWLRQ +LJKH[SDQVLRQ

IRDPVXSSO\WUXQN

 ,QGLFDWHDWWKHERWWRPRIWKH

V\PEROWKHSURWHFWHGVSDFHLIQHFHVVDU\ 

6SDFHSURWHFWHG )RDPUHOHDVHVWDWLRQ
E\IRDP ,QGLFDWHDWWKHERWWRPRIWKH
V\PEROWKHVSDFHSURWHFWHG 

*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  'U\FKHPLFDOSRZGHUILUHH[WLQJXLVKLQJV\VWHP    
 *DVWDQNHU&KHPLFDO7DQNHU 
,*&&RGH

 3RZGHULQVWDOODWLRQ 3RZGHUKRVHDQG
 KDQGJXQ


3RZGHUPRQLWRU 3RZGHUUHOHDVH
VWDWLRQ
 ,QGLFDWHDWWKHERWWRPRIWKH
V\PEROWKHVSDFHSURWHFWHG 

 3RZGHUVHFWLRQYDOYH
 ,QGLFDWHWKHUHIHUHQFHQXPEHURIWKHYDOYHDWWKHULJKWVLGHRI
WKHV\PERO 
  /RZ([SDQVLRQIRDPV\VWHP ORFDODSSOLFDWLRQGHFN    
,, V\VWHPRQWDQNHU 



 )RDPLQVWDOODWLRQ 6SDFHSURWHFWHGE\IRDP
,%&&RGH 

)RDPPRQLWRU )RDPVHFWLRQYDOYH
 ,QGLFDWHWKHUHIHUHQFHQXPEHURI
WKHYDOYHDWWKHULJKWVLGHRIWKHV\PERO 
  $XWRPDWLFVSULQNOHUV\VWHP KHDWUHOHDVHGVSULQNOHU    
 QR]]OHVQRUPDOO\ILWWHGZLWKJODVVEXOEV 

,QVWDOOHGLQ
,, 0HWKRG,,&±DOODFFRPPRGDWLRQDQGVHUYLFHVSDFHV
,, - FRPELQHGLQFLQHUDWRUDQGZDVWHVWRUDJHVSDFH
,025HV ZDVWHVWRUDJHVSDFH
0(3&  
-

 
6SULQNOHULQVWDOODWLRQ6SDFHRUJURXSRIVSDFHV
SURWHFWHGE\VSULQNOHU


6SULQNOHUVHFWLRQYDOYH
,QGLFDWHWKHUHIHUHQFHQXPEHURIWKHYDOYHDWWKHULJKWVLGHRI
WKHV\PERO9DOYHVIRUDXWRPDWLFGU\SLSHVSULQNOHUV\VWHPV
VKRXOGEHLQGLFDWHGLQWKHOHJHQG 

7KHV\PEROVPD\DOVREHDSSOLHGWRHTXLYDOHQWZDWHU
H[WLQJXLVKLQJV\VWHPV ZDWHUPLVWV\VWHPV 

*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  'UHQFKLQJ6\VWHP :DWHUVSUD\V\VWHPRSHQQR]]OHW\SH     


,,


 6SDFHSURWHFWHGE\GUHQFKLQJV\VWHP
 
,*&&RGH

:DWHUVSUD\V\VWHPYDOYHV
,QGLFDWHDWKHERWWRPRIWKHV\PEROWKHSURWHFWHGVSDFHLI
QHFHVVDU\ 
- PDFKLQHU\VSDFHWRWDOIORRGLQJV\VWHP HJZDWHUPLVW
V\VWHP 
- ZDWHUVSUD\LQJV\VWHPIRU5R5RFDUJRVSDFHV
- ZDWHUVSUD\LQJV\VWHPIRUSDLQWVWRUHFDUJRVSDFHVIRU
FDUULDJHRIGDQJHURXVJRRGVRIFODVVJDVWDQNHUVFDUJR
WDQNGHFNDQGERXQGDULHVRIVXSHUVWUXFWXUH
  :DWHUVXSSO\V\VWHP    

,,
 ILUHSXPS (PHUJHQF\ILUHSXPS
 TXDQWLW\RIZDWHUGHOLYHUHGSHUWLPHXQLWDQGSUHVVXUHKHDGVKDOO
EHLQGLFDWHGHLWKHUDWWKHULJKWVLGHRIWKHV\PERORULQWKH
 OHJHQG 
 

 5HPRWHFRQWUROIRU 5HPRWHFRQWUROIRU
 ILUHSXPS V HPHUJHQF\ILUHSXPS


 5HPRWHFRQWUROIRUILUHSXPSYDOYH V 
 

 )LUHK\GUDQW )LUHKRVHDQGQR]]OH
 LQGLFDWHWKHKRVHOHQJWKDWWKHULJKWVLGHRIWKHV\PEROZKHUH
 RQO\RQHW\SHRIKRVHVLVXVHGWKLVLQIRUPDWLRQFDQEHVKRZQLQ
 WKHOHJHQG 


 )LUHPDLQVHFWLRQYDOYH
 ,QGLFDWHWKHUHIHUHQFHQXPEHURIWKHYDOYHDWWKHULJKWVLGHRI
WKHV\PERO 
 


:DWHUPRQLWRU ,QWHUQDWLRQDOVKRUHFRQQHFWLRQ


*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

 ,, )L[HGZDWHUEDVHGORFDODSSOLFDWLRQILUH²ILJKWLQJ    


 V\VWHP

 
)L[HGZDWHUEDVHGORFDODSSOLFDWLRQILUHILJKWLQJV\VWHP
LQFOIODPHGHWHFWRUVIRUDXWRPDWLFUHOHDVH DQGORFDO
PDQXDOUHOHDVH

UHTXLUHGIRUVKLSVZLWKNHHOOD\LQJRQRUDIWHULQ
PDFKLQHU\VSDFHVRIFDWHJRU\$DERYHPñRQFDUJRVKLSVRI
*7DQGDERYH 
QRWDSSOLFDEOHLQPDQQHGPDFKLQHU\VSDFHV

 ,, )L[HGILUH²H[WLQJXLVKLQJV\VWHPIRUGHHSIDW    


 FRRNLQJHTXLSPHQW

 
)L[HGILUHH[WLQJXLVKLQJV\VWHPIRUGHHSIDWFRRNLQJ
HTXLSPHQW
7KHH[WLQJXLVKLQJPHGLDVKRXOGEHFRORXUFRGHGDQGLQGLFDWHG
E\DOHWWHU 

UHTXLUHGIRUQHZLQVWDOODWLRQRQDOOVKLSVRQRUDIWHU 

  :DWHUIRJDQGIRDPDSSOLFDWRU    


,, :DWHUIRJDSSOLFDWRU
 

 3RUWDEOHIRDPDSSOLFDWRUXQLW
 IRUVKLSVZLWKNHHOOD\LQJRQRUDIWHURQO\ 
  5HPRWHFRQWURORISXPSVDQGYDOYHV    

 
,,
,,
)XHORLOSXPS V  5HPRWHFRQWUROIRU
 UHPRWHVKXWRIIIXHORLOYDOYHV
 

/XEHRLOSXPS V  5HPRWHFRQWUROIRU
UHPRWHVKXWRIIOXEHRLOYDOYHV


5HPRWHFRQWUROIRU 5HPRWHFRQWUROIRU
ELOJHSXPS V HPHUJHQF\ELOJHSXPSV


*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  )LUHH[WLQJXLVKHU SRUWDEOHDQGZKHHOHG     




,,



 
)LUHH[WLQJXLVKHU:KHHOHGILUHH[WLQJXLVKHU
  LQGLFDWHW\SHRIPHGLDDQGFDSDFLW\ NJIRUJDVDQGSRZGHU
 OLWUHVIRUZDWHUDQGIRDP DWWKHULJKWVLGHRIWKHV\PERO
 GU\SRZGHUDQG&2 H[WLQJXLVKHUVKDOOKDYHDPLQLPXPFDSDFLW\
RINJ H[FHSWWKRVHLQOLIHERDWVZLWKNJPLQ IRDPDQGZDWHU
 H[WLQJXLVKHUVKDOOKDYHDPLQLPXPFDSDFLW\RIO&2
 H[WLQJXLVKHUVQRWWREHDUUDQJHGLQFRUULGRUVRIDFFRPPRGDWLRQ
,, VSDUHFKDUJHFDSDFLWLHVWREHLQGLFDWHGLQWKHOHJHQG 
  )LUH/RFNHU    
 /RFNHUFRQWDLQLQJILUHILJKWHU¶VRXWILWVSRUWDEOHILUHILJKWLQJ
HTXLSPHQWDQGUHOHYDQWVSDUHSDUWV 


 )LUHORFNHU
,, ,QGLFDWHWKHQXPEHURIWKHILUHORFNHUDWWKHULJKWVLGHRIWKH
 V\PERO7KHSULQFLSOHFRQWHQWVRIHDFKORFNHUVKRXOGEH
,*&&RGH LQGLFDWHGLQWKHOHJHQG 
 
 )LUHILJKWHU¶VRXWILWV
              
             

,, 3HUVRQDOSURWHFWLRQ
    !" #    $         
,%&&RGH    !    %    "



,*&&RGH
 

  (PHUJHQF\HVFDSHEUHDWKLQJGHYLFH ((%'     
,,


,%&&RGH (PHUJHQF\(VFDSH%UHDWKLQJ'HYLFH ((%' 
 ,QGLFDWHWKHTXDQWLW\RIWKH((%'VVWRZHGDWWKHULJKWVLGHRIWKH
 V\PERO7UDLQLQJGHYLFHVVKDOOEHLQGLFDWHGZLWK75$,1,1*
,*&&RGH 6SDUH'HYLFHVVKRXOGEHLQGLFDWHGZLWK63$5(
 
VHH*/QRWHV 
  0HDQVRIHVFDSH    

,,  
 3ULPDU\HVFDSHURXWH6HFRQGDU\HVFDSHURXWH
 LQGLFDWLRQDWWKHUHOHYDQWGRRUV 
  $DQG%FODVVGLYLVLRQV    

,,
  
 $FODVVGLYLVLRQ%FODVVGLYLVLRQ
PLQLPXPOLQHSRLQWVL]HRIóLQGLFDWLRQRIWKHILUHFODVVHJ
$LVQRWUHTXLUHGRQO\ZDOOVWREHLQGLFDWHGLQWKHGHFNYLHZ
GHFNVPD\EHVKRZQLQWKHVLGHYLHZ 

*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  $DQG%FODVVILUHGRRUV    

,,
  
$FODVVKLQJHGILUHGRRU%FODVVKLQJHGILUHGRRU
 

 
$FODVVKLQJHG%FODVVKLQJHG
VHOIFORVLQJILUHGRRUVHOIFORVLQJILUHGRRU

 
$FODVVVOLGLQJILUHGRRU%FODVVVOLGLQJILUHGRRU

 
$FODVVVHOIFORVLQJ%FODVVVHOIFORVLQJ
VOLGLQJILUHGRRUVOLGLQJILUHGRRU
WKHV\PEROVKRXOGEHDWWKHGRRUSRVLWLRQDQGVKRXOGVKRZWKH
DFWXDOGLUHFWLRQRIWKHGRRULQGLFDWLRQRIWKHILUHFODVVHJ$
LVQRWUHTXLUHG 

$GG:7WRWKHULJKWVLGHRIWKHV\PEROLQFDVHRIDZDWHUWLJKW
GRRU
$GG6:7WRWKHWKHULJKWVLGHRIWKHV\PEROLQFDVHRIDVHPL
ZDWHUWLJKWGRRU

5HPRWHFRQWUROIRUILUHGRRUVRUZDWHUWLJKWGRRUV
$GG:7WRWKHULJKWVLGHRIWKHV\PEROWRLQGLFDWHUHPRWHFRQWURO
IRUZDWHUWLJKWZDWHUWLJKWGRRUVRU)'WRLQGLFDWHUHPRWHFRQWURO
IRUILUHGRRUV

  9HQWLODWLRQV\VWHPV    

,,
 

 
)LUHGDPSHU&ORVLQJGHYLFHIRUYHQWLODWLRQLQOHWRURXWOHW
LQYHQWLODWLRQGXFWV  IRUWKHH[WHULRUYHQWLODWLRQRSHQLQJV 


 
UHPRWHFRQWUROIRUUHPRWHFRQWUROIRUFORVLQJ
ILUHGDPSHU V GHYLFH V IRUYHQWLODWLRQLQOHWRURXWOHW


 
9HQWLODWLRQUHPRWH5HPRWHFRQWURO
FRQWURORUVKXWRIIIRUVN\OLJKWV
FRORXUDQGRUOHWWHURQWKHULJKWVLGHDVIROORZV
$ EOXH±IRUDFFRPPRGDWLRQDQGVHUYLFHVSDFHV
0 JUHHQ±IRUPDFKLQHU\VSDFHV
& \HOORZ±IRUFDUJRVSDFHV 

*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 



SDJH

1R 5XOHV
   

6XEMHFW \HV QR QD 5HPDUN


 

  ,QHUWJDVV\VWHP    
,,

,QHUWJDVLQVWDOODWLRQ

  (PHUJHQF\VRXUFHRIHOHFWULFDOSRZHU    
,,

 
(PHUJHQF\VRXUFHRIHOHFWULFDOSRZHU
 JHQHUDWRU  EDWWHU\ 


(PHUJHQF\VZLWFKERDUG
  $LUFRPSUHVVRUIRUEUHDWKLQJGHYLFHV    


$LUFRPSUHVVRUIRUEUHDWKLQJGHYLFHV


 H[WLQJXLVKLQJPHGLDVKRXOGEHFRORXUFRGHGDQGLQGLFDWHGE\DOHWWHUDVIROORZV
- FDUERQGLR[LGH JUH\±&2& 
- QLWURJHQ  JUH\±1
- JDVRWKHUWKDQ&2RU1 EURZQ±+ W\SHRIJDVWREHLQGLFDWHG 
- IRDP  \HOORZ±)
- SRZGHU  ZKLWH3
- ZDWHU  JUHHQ±:
- VSULQNOHU  JUHHQ±6
 RUKLJKSUHVVXUHZDWHUH[WLQJXLVKLQJV\VWHPV 

*XLGHOLQHIRUSUHSDUDWLRQRI)LUH&RQWURO3ODQV$QQH[$ 

Das könnte Ihnen auch gefallen