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CHEST Original Research

CRITICAL CARE MEDICINE

Comparison of the SpO2/FIO2 Ratio and


the PaO2/FIO2 Ratio in Patients With
Acute Lung Injury or ARDS*
Todd W. Rice, MD, MSc; Arthur P. Wheeler, MD, FCCP;
Gordon R. Bernard, MD, FCCP; Douglas L. Hayden, MA;
David A. Schoenfeld, PhD; and Lorraine B. Ware, MD, FCCP; for the National
Institutes of Health, National Heart, Lung, and Blood Institute ARDS Network

Background: The diagnostic criteria for acute lung injury (ALI) and ARDS utilize the PaO2/
fraction of inspired oxygen (FIO2) [P/F] ratio measured by arterial blood gas analysis to assess the
degree of hypoxemia. We hypothesized that the pulse oximetric saturation (SpO2)/FIO2 (S/F) ratio
can be substituted for the P/F ratio in assessing the oxygenation criterion of ALI.
Methods: Corresponding measurements of SpO2 (values < 97%) and PaO2 from patients enrolled
in the ARDS Network trial of a lower tidal volume ventilator strategy (n ⴝ 672) were compared
to determine the relationship between S/F and P/F. S/F threshold values correlating with P/F
ratios of 200 (ARDS) and 300 (ALI) were determined. Similar measurements from patients
enrolled in the ARDS Network trial of lower vs higher positive end-expiratory pressure (n ⴝ 402)
were utilized for validation.
Results: In the derivation data set (2,613 measurements), the relationship between S/F and P/F
was described by the following equation: S/F ⴝ 64 ⴙ 0.84 ⴛ (P/F) [p < 0.0001; r ⴝ 0.89). An S/F
ratio of 235 corresponded with a P/F ratio of 200, while an S/F ratio of 315 corresponded with a
P/F ratio of 300. The validation database (2,031 measurements) produced a similar linear
relationship. The S/F ratio threshold values of 235 and 315 resulted in 85% sensitivity with 85%
specificity and 91% sensitivity with 56% specificity, respectively, for P/F ratios of 200 and 300.
Conclusion: S/F ratios correlate with P/F ratios. S/F ratios of 235 and 315 correlate with P/F ratios
of 200 and 300, respectively, for diagnosing and following up patients with ALI and ARDS.
(CHEST 2007; 132:410 – 417)

Key words: acute lung injury; ARDS; definition; Pao2/fraction of inspired oxygen ratio

Abbreviations: AECC ⫽ American European Consensus Conference; ALI ⫽ acute lung injury; AUC ⫽ area under the
curve; CI ⫽ confidence interval; Fio2 ⫽ fraction of inspired oxygen; PBW ⫽ predicted body weight; PEEP ⫽ positive
end-expiratory pressure; P/F ⫽ Pao2/fraction of inspired oxygen; ROC ⫽ receiver operator characteristic; S/F ⫽ pulse
oximetric saturation/fraction of inspired oxygen; Spo2 ⫽ pulse oximetric saturation

A cute lung injury (ALI) and the ARDS are devas-


tating clinical syndromes with high morbidity
arterial blood gas sampling may contribute to the
underdiagnosis of these syndromes.4 Concerns about
and mortality.1,2 Acute hypoxic respiratory failure, as anemia, excessive blood draws, and a movement to
defined by the Pao2/fraction of inspired oxygen minimally invasive approaches have led to fewer arte-
(Fio2) ratio (or P/F ratio) is one of the criteria for rial blood gas measurements in critically ill patients.5–7
ALI/ARDS that was developed by an American In healthy subjects, changes in Pao2 correlate well with
European Consensus Conference (AECC) in 1994.3 changes in pulse oximetric saturation (Spo2) for oxygen
A P/F ratio ⱕ 300 and ⱕ 200, respectively, are saturation in the range of 80 to 100%.8 –10 However,
utilized to define ALI and ARDS.3 studies in critically ill patients, especially those with
Despite the straightforward nature of the AECC ALI/ARDS, are lacking. Furthermore, threshold values
definition of ALI and ARDS, the requirement for for Spo2/Fio2 (S/F) ratios could be used as noninvasive

410 Original Research


criteria for diagnosing ALI/ARDS. In this study, we with Spo2 values of ⬎ 97% were also excluded from analysis
sought to derive and validate the relationship between because the oxyhemoglobin dissociation curve is flat above these
levels.
S/F and P/F ratios in critically ill patients with ALI/
ARDS. We hypothesize that the continuously available
Analysis of the Derivation Data Set
S/F ratio can be used as a surrogate for the P/F ratio in
the diagnosis of ALI/ARDS. The use of the S/F ratio A scatterplot of S/F vs P/F ratios was utilized to determine the
may better facilitate the screening and rapid identifica- linear relationship between the two measurements. Generalized
estimating equations13 were then utilized to quantify the best
tion of patients with ALI/ARDS while avoiding the regression line. The equation for this regression line was em-
blood use and cost for blood gas determinations. ployed to determine threshold values for S/F ratios that correlate
with P/F ratios of 300 and 200, respectively, for ALI and ARDS.
The S/F ratio divided by the P/F ratio was plotted against Fio2,
positive end-expiratory pressure (PEEP), and Spo2 to assess the
Materials and Methods effect that each had on the relationship. Linear mixed-effect
modeling was undertaken to determine the effect that PEEP
exerted on the S/F threshold values for defining either ALI or
Derivation Data Set
ARDS, as defined by the P/F ratio oxygenation criterion. Arterial
Corresponding measurements of Spo2 and Pao2 from patients pH and Paco2 might also affect the relationship between S/F and
enrolled in the National Heart, Lung, and Blood Institute ARDS P/F ratios but were not included in the model because both
Network trial11 comparing tidal volumes of 6 mL/Kg predicted require arterial blood sampling. In these situations, the availabil-
ity of the P/F ratio would obviate the need for a noninvasive
body weight (PBW) with those of 12 mL/kg were utilized to
measurement defining ALI. An interaction term was included in
establish the relationship between S/F and P/F ratios. Each
the model to assess the effect modification by PEEP on the
ARDS Network site received approval from local institutional
relationship between the P/F and S/F ratios. Receiver operator
review boards to conduct the studies. The inclusion and exclusion characteristic (ROC) curves were plotted to assess the degree of
criteria for the ARDS Network tidal volume study11 have been discrimination between S/F and P/F ratios and to slightly adjust
reported elsewhere. All patients underwent measurements of the S/F ratio threshold values for both ALI and ARDS to
Spo2 and Pao2 with documentation of inhaled concentrations of optimize the sensitivity and specificity.
oxygen at study enrollment and as clinically indicated prior to
study day 28 or achieving unassisted breathing. Research person-
nel were instructed to document Spo2 values at the time of Validation Data Set
arterial blood gas sampling. In rare cases when this was not
The relationship of S/F vs P/F ratio was externally validated
possible, the Pao2 measurement closest to the Spo2 value was
using similarly matched data for S/F and P/F ratios from patients
utilized. The following measures were employed to improve the
enrolled in another ARDS Network trial comparing lower vs
accuracy of the Spo2 measurements: optimal position and clean-
higher PEEP.14 This study utilized inclusion and exclusion
liness of the sensor; satisfactory waveforms; no position changes
criteria that were similar to those of the derivation data set
or endobronchial suctioning for at least 10 min prior to the
study.14 Arterial blood gas measurements and Spo2 data were
measurement; and no invasive procedures or ventilator changes
collected at similar time points using methods that were similar to
for at least 30 min prior to the measurement.12 Spo2 was
those of the derivation data set.
observed for a minimum of 1 min before the value was recorded.
Because the P/F ratio cutoffs used to diagnosis ALI/ARDS differ
at lower barometric pressures, patients who were enrolled in the Analysis of the Validation Data Set
study at centers located ⬎ 1,000 m in altitude (eg, Salt Lake City
and Denver) were excluded from the data sets. Measurements Generalized estimating equations13 was utilized to quantify the
relationship between S/F and P/F ratios in the validation data set.
ROC curves were plotted to determine the sensitivity and
*From the Division of Allergy, Pulmonary, and Critical Care
Medicine (Drs. Rice, Wheeler, Bernard, and Ware), Department specificity of the threshold values derived from the derivation
of Medicine, Vanderbilt University School of Medicine, Nash- data set for both ALI and ARDS, with the area under the curve
ville, TN; ARDS Network Clinical Coordinating Center (Mr. (AUC) calculated to assess the degree of discrimination between
Hayden and Dr. Schoenfeld), Massachusetts General Hospital, S/F and P/F ratios.
Boston, MA.
This research was funded by National Institutes of Health grants
N01-HR-46054 (to Drs. Rice, Wheeler, and Bernard), N01-HR- Statistical Analysis
46064 (to Mr. Hayden and Dr. Schoenfeld), HL07123 (to Dr.
Rice), HL70521 (to Dr. Ware), and HL81332 (to Dr. Ware) from Normally distributed continuous variables are expressed as the
the National Heart, Lung, and Blood Institute. means and SD. Nonnormally distributed continuous variables are
The authors have reported to the ACCP that no significant reported as the median and interquartile range. The correlation
conflicts of interest exist with any companies/organizations whose between P/F and S/F ratios was analyzed using Spearman
products or services may be discussed in this article. correlation analysis. Linear regression modeling was utilized to
Manuscript received March 20, 2007; revision accepted May 2, compare the relationship between P/F and S/F ratios with
2007. adjustment for levels of PEEP as a potential confounder and
Reproduction of this article is prohibited without written permission effect modifier. A fixed effect with parametric compound sym-
from the American College of Chest Physicians (www.chestjournal.
org/misc/reprints.shtml). metry structure was utilized to account for multiple measure-
Correspondence to: Todd W. Rice, MD, MSc, Division of Allergy, ments obtained from the same patient. PEEP, P/F ratio, and the
Pulmonary, and Critical Care Medicine, T-1218 MCN, Nashville, interaction term PEEP*P/F were included in the model as
TN 37232-2650; e-mail: todd.rice@vanderbilt.edu continuous variables. Statistical software packages (SPSS, version
DOI: 10.1378/chest.07-0617 14.0; SPSS; Chicago, IL; and SAS, version 9.1; SAS Institute Inc;

www.chestjournal.org CHEST / 132 / 2 / AUGUST, 2007 411


Cary, NC) were utilized to perform analyses, graph scatterplots Table 1—Baseline Demographics of the Patients
and ROC curves, and calculate the AUC of the ROC. Likelihood Enrolled in the Studies for Both Data Sets
ratios were calculated using appropriate software (Confidence
Interval Analysis, version 2.1.0) [available at: www.medschool. Derivation Validation
soton.ac.uk/cia]. Two thousand bootstrap samples were com- Data Set Data Set
puted by resampling patients with replacement to determine Variables (n ⫽ 672) (n ⫽ 402)
95% CI for the likelihood ratios.
Age, yr 50.8 ⫾ 17.5 50.9 ⫾ 17.4
Female sex 41 44
Etiology of ALI
Results Pneumonia 34 41
Sepsis 26 22
Of the 861 patients enrolled in the study compar- Trauma 10 9
ing tidal volumes of 6 and 12 mL/kg PBW, 189 were Aspiration 16 16
Baseline P/F ratio 132 ⫾ 61 152 ⫾ 66
enrolled at sites located at ⬎ 1,000 m in altitude (Fig Minute ventilation, L/min 12.9 ⫾ 4.1 11.7 ⫾ 3.5
1). The remaining 672 patients provided 3,384 Pao2 APACHE III score 85 ⫾ 29 93 ⫾ 31
and Spo2 measurements at known Fio2 values. Spo2 Nonpulmonary organ 1.6 ⫾ 0.8 1.0 ⫾ 0.9
exceeded 97% in 711 patients, leaving 2,673 data failures, No.
points for analysis in the derivation data set. Of the *Values are given as the mean ⫾ SD or %. APACHE ⫽ acute
549 patients who were enrolled in the trial compar- physiology and chronic health evaluation.43
ing high and low PEEP, 146 were enrolled at centers
that were at altitudes of ⬎ 1,000 m, and 1 patient
had no matched measurements for Spo2 and Pao2. Table 1. The respiratory parameters from the time of
The remaining 402 patients provided 2,031 measure- the measurements for both data sets are depicted in
ments with Spo2 values of ⱕ 97% for the validation Table 2. In the derivation data set, the minimum
data set (Fig 1). Spo2 measurement was 56%, with 94% of the mea-
Patients enrolled in both studies had similar base- surements being between 88% and 97%. Likewise,
line demographics, which have been previously de- the minimum Spo2 measurement in the validation
tailed elsewhere11,14 and are briefly summarized in data set was 62%, with 95% of the measurements

Figure 1. Flow diagram for the data points utilized in the derivation and validation data sets. The
derivation set was derived from the ARDS Network trial11 of 6 vs 12 mL/kg tidal volume ventilation.
The validation set was derived from the ARDS Network trial14 of higher vs lower PEEP.

412 Original Research


being between 88% and 97%. The majority of P/F Validation Data Set
ratio measurements met the AECC oxygenation
criterion for ARDS (P/F ratio ⱕ 200) in both the S/F and P/F ratios demonstrated a similar linear
derivation data set (2,130 of 2,673 measurements; relationship in the validation data set, described by
79.7%) and the validation data set (1,475 of 2,031 the following equation: S/F ⫽ 68 ⫹ 0.84 ⫻ (P/F)
measurements; 72.6%), while 96.9% of measure- [95% CI, S/F ⫽ (60 ⫺ 77) ⫹ (0.78 ⫺ 0.89) ⫻ P/F]
ments for the derivation data set (2,590 of 2,673 (p ⬍ 0.0001; r ⫽ 0.82) [Fig 5]. S/F ratios also dem-
measurements) and 96.1% of measurements for the onstrated discriminatory ability for P/F ratio values
validation data set (n ⫽ 1952/2031) met the criterion of both 200 and 300 in the validation data set as
for ALI (P/F ratio ⱕ 300). shown by AUC values of 0.928 and 0.878, respec-
tively, for ROC curves. The S/F ratio threshold of
235 from the derivation data set accurately identified
Derivation Data Set
1,257 of the 1,475 cases of ARDS in the validation
S/F and P/F ratios demonstrated a linear correla- data set (P/F ratio ⱕ 200), yielding a sensitivity of
tion. This relationship, which did not differ between 85%. The same threshold value also correctly dis-
the two tidal volume strategies (ie, 6 vs 12 mL/kg criminated 472 of the 556 cases in which the P/F
PBW) is described by the following regression equa- ratio was ⬎ 200, for a specificity of 85%. The positive
tion: S/F ⫽ 64 ⫹ 0.84 ⫻ (P/F) [95% CI, S/F ⫽ and negative likelihood ratios for the S/F ratio value
(58 ⫺ 70) ⫹ (0.79 ⫺ 0.88) ⫻ P/F] (p ⬍ 0.0001; of 235 discriminating P/F ratio values of ⱕ 200 (ie,
r ⫽ 0.89) [Fig 2]. The relationship between S/F and the oxygenation criterion for ARDS in the AECC
P/F ratios did not change across varying levels of Fio2 definition) were 5.64 (95% CI, 4.69 to 7.08) and 0.17
(Fig 3, top, A) or PEEP (Fig 3, middle, B). Since the (95% CI, 0.15 to 0.20), respectively. Similarly, the
Fio2 delivered to patients was protocol-driven with a S/F threshold of 315 demonstrated 91% sensitivity
goal Spo2 between 88% and 92%, the inverse of the (accurately identifying 1,778 of the 1,952 cases) for
Fio2 correlates similarly with P/F ratio (r ⫽ 0.83) [Fig discriminating ALI (P/F ratio ⱕ 300) with 56%
3, bottom, C]. ROC curves (Fig 4) demonstrated that specificity (correctly discriminating 44 of the 79
S/F ratios had excellent ability to discriminate between cases in which the P/F ratio was ⬎ 300). The positive
patients with and without ARDS (ie, P/F ratio ⱕ 200; and negative likelihood ratios for the S/F ratio of 315
AUC ⫽ 0.929) and ALI (P/F ⱕ 300; AUC ⫽ 0.920). for ALI (P/F ratio ⱕ 300) were 2.06 (95% CI, 1.64 to
Linear mixed-effect analysis of the derivation data 2.76) and 0.16 (95% CI, 0.12 to 0.21), respectively.
set demonstrated that PEEP had a significant effect on
S/F ratios (p ⬍ 0.001) and slightly modified the effect
of the P/F ratio on S/F ratios (p ⫽ 0.001) as Discussion
described by the following equation: S/F ⫽ 129 ⫹
0.72 ⫻ (P/F) ⫺ 4.0 ⫻ (PEEP) ⫺ 0.008 ⫻ (PEEP) ⫻ We hypothesized that the continuously available
(P/F) [95% CI: S/F ⫽ (121 ⫺ 137) ⫹ (0.68 ⫺ 0.76) S/F ratio can serve as a surrogate for P/F ratio in the
⫻ P/F ⫺ (3.3 ⫺ 4.7) ⫻ PEEP ⫺ (0.004 ⫺ 0.013) ⫻ diagnostic criteria for ALI/ARDS. Using data from
(PEEP) ⫻ (P/F)] (p ⬍ 0.001; r ⫽ 0.87). The linear re- patients with ALI and ARDS who were enrolled in
gression equation utilized in conjunction with the two large clinical trials,11,14 we found that S/F ratio
mixed-effect model and ROC curves predicted that S/F correlates well with a simultaneously obtained P/F
ratios of 235 and 315 would correspond with P/F ratios ratio. The correlation improves slightly if PEEP is
of 200 (ARDS) and 300 (ALI), respectively. included in the regression model. S/F ratios of 235

Table 2—Respiratory Parameters at the Time of the Corresponding S/F and P/F Ratio Measurements in Both
Data Sets*

Derivation Data Set Measurements Validation Data Set Measurements


Variables (n ⫽ 2,673) (n ⫽ 2,031)

S/F ratio 194 ⫾ 65 (188; 137–235) 208 ⫾ 69 (194; 155–242.5)


P/F ratio 155 ⫾ 66 (146; 106–190) 166 ⫾ 68 (157.5; 115–207.5)
Tidal volume, mL/kg PBW 9.0 ⫾ 2.9 6.4 ⫾ 1.7
Total respiratory rate, breaths/min 23.3 ⫾ 8.7 28.1 ⫾ 7.7
Minute ventilation, L/min 13.2 ⫾ 4.2 (12.7; 10.4–15.5) 12.1 ⫾ 3.5 (11.8; 9.6–14.1)
PEEP, cm H2O 8.7 ⫾ 3.9 10.7 ⫾ 4.6
Paco2, mm Hg 40.4 ⫾ 10.7 (39; 33–45.8) 42.9 ⫾ 13.0 (41; 35–47)
Arterial pH 7.39 ⫾ 0.07 7.38 ⫾ 0.08
*Values are given as the mean ⫾ SD (median; interquartile range 关for variables that are not normally distributed兴).

www.chestjournal.org CHEST / 132 / 2 / AUGUST, 2007 413


values will allow the recognition of patients who
likely have ALI/ARDS but have not undergone
arterial blood gas sampling, facilitating early enroll-
ment into clinical trials and early diagnosis and
treatment in clinical practice. Second, the S/F ratio
threshold of 315 can be utilized as a continuously
available screening tool to identify which patients
should undergo arterial blood gas analysis to deter-
mine whether they meet the oxygenation criterion
for ALI. For example, a ventilated patient receiving
30% Fio2 with 94% Spo2 (S/F ratio 313) who meets
the other criteria for ALI has a high likelihood of also
meeting the P/F ratio oxygenation criterion.
Utilizing S/F ratios to facilitate the clinical diag-
nosis of ALI/ARDS should help to address the
underdiagnosis of these syndromes. A volume-lim-
ited and pressure-limited ventilation strategy is the
only therapeutic intervention that has been shown to
significantly reduce mortality in patients with ALI.11
Figure 2. S/F ratio vs P/F ratio scatterplot for the derivation data
set. The line represents the best fit linear relationship (S/F Despite being inexpensive and easy to use, this
ratio ⫽ 64 ⫹ 0.84 ⫻ [P/F]) [p ⬍ 0.0001; r ⫽ 0.89]. intervention has not been widely adopted.22–26 One
explanation may be that ALI and ARDS are often not
recognized,4,26 likely contributing to the failure to
and 315, were found to correspond to P/F ratios of implement treatment strategies such as lung-protec-
200 and 300, respectively, which are the oxygenation tive ventilation and conservative fluid manage-
criteria defining ARDS and ALI, respectively.3 ment.11,27
These threshold S/F ratios demonstrated excellent S/F ratios may be useful in other important clinical
sensitivity and good specificity in predicting the applications. Many organ failure scores, such as lung
corresponding P/F ratios in a validation data set. To injury score,28 sequential organ failure assessment,29
our knowledge, these findings represent the first simplified acute physiology score II,30 or multiorgan
large study of the relationship between Spo2 and dysfunction score,31 utilize P/F ratios to quantify
Pao2 in critically ill patients. hypoxemia. In instances in which these scores are
The noninvasive and continuously available Spo2 calculated frequently, the respiratory component is
is standard monitoring in most ICUs.15 Although often omitted due to the lack of repeated arterial
Spo2 reliably predicts Pao2 measured by blood gas blood gas analyses. Using S/F ratio as a surrogate
analysis in healthy subjects,8,9,15–17 patient race, measure of hypoxemia would allow these scores to be
oximeter location, and disease states, like low cardiac calculated in the absence of arterial blood gas sam-
output or methemoglobinemia, may reduce the ac- pling. It should be noted, however, that, except for
curacy.8,10,16,18 Despite the ubiquity of Spo2, Pao2 is the lung injury score, these scoring systems are often
the accepted “gold standard” for determining arterial used for widely heterogeneous groups of critically ill
oxygenation. The measurement of Pao2 may also patients and not just those with ALI/ARDS requiring
significantly vary in patients over short periods of mechanical ventilation. Since a diagnosis of ALI or
time despite constant Fio2 due to factors such as ARDS was required for enrollment in both of the
positioning, agitation, and endotracheal suction- trials utilized in our analysis, ⬎ 95% of the measure-
ing.19,20 Institutions, in an effort to contain costs, ments in both the derivation and validation data sets
conserve blood, and reduce inappropriate use,5–7 met the oxygenation criteria for ALI. The relatively
have vastly reduced the number of arterial blood gas few patients with a P/F ratio of ⬎ 300 in our data sets
samples obtained in mechanically ventilated pa- and the exclusion of patients enrolled at sites located
tients.21 at altitudes of ⬎ 1,000 m renders extrapolation of
The sensitivity and specificity of the threshold S/F our results to these populations uncertain. Further-
ratios of 235 and 315 derived in this study suggest more, the majority of the patients were nonsurgical,
that they are appropriate surrogates for P/F ratios of with medical conditions causing ALI/ARDS. Our
200 and 300. The use of the S/F ratio in the results should be prospectively validated in other
diagnostic definitions for ALI/ARDS has several patient populations, including patients not requiring
potential clinical applications. First, the use of these mechanical ventilation and patients without lung

414 Original Research


Figure 4. ROC curves for (top, A) S/F vs P/F ratios of ⱕ 200 and
(bottom, B) S/F vs P/F ratios of ⱕ 300 for the derivation data set.

injury, to ensure that they remain accurate in these


heterogeneous populations.
There are some additional limitations of this study.
Figure 3. Relationship of S/F vs P/F ratio across varying levels First, although the vast majority of the Spo2 and
of (top, A) Fio2 (r ⫽ 0.14), (middle, B) PEEP (r ⫽ 0.18), and Pao2 measurements were made simultaneously, the
(bottom, C) P/F vs 1/F ratio (P/F ⫽ ⫺13 ⫹ 81.2/Fio2; r ⫽ 0.83)
for the derivation data set. The line in all panels represents the protocols allowed separation by a few hours, which
best-fit linear relationship. could contribute to discrepancies between measure-

www.chestjournal.org CHEST / 132 / 2 / AUGUST, 2007 415


appropriate therapies such as lung-protective venti-
lation and conservative fluid management strategies.
Future studies are needed to validate the relation-
ship between S/F and P/F ratio in more heteroge-
neous populations of critically ill patients.

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