Beruflich Dokumente
Kultur Dokumente
21:67-91
Copyright © 1992 by Annual Reviews Inc. All rights reserved
ANNUAL
REVIEWS Further
Quick links to online content
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Patricia S. Bridges
Trauma, infection and deficiency diseases have a gratifying precision as causes ofpatho
logical change. Conditions described as "degenerative" are much less understood but
are none the less important because among them is osteoarthritis which has the distinc
tion of being one of the commonest, most widespread and most antique of all diseases
(119:59).
INTRODUCTION
Arthritic conditions are among the most commonplace diseases affecting hu
mans, not only today, but in the past as well. Although arthritis means literally
"inflammation of the joints," the term is used to encompass an array of condi
tions affecting the joints, many of which do not involve inflammation. Perhaps
the most familiar of these conditions is osteoarthritis (OA) or degenerative
joint disease (DJD), caused by what is sometimes described as "wear and tear"
on the joints (82). Because of the role that activities play in the etiology of OA,
it is often used as an indicator of activity levels in prehistoric societies, or of
the prevalence of specific activities (e.g. spear-throwing).
Here I focus on osteoarthritis in prehistoric Amerindians and on what may
be inferred from its prevalence about differences in the level and type of
activities in these groups. With respect to several other forms of arthritis
67
0084-6570/92/1015-0067$02.00
68 PREHISTORIC ARTHRITIS
around the margins of the vertebral bodies called osteophytosis (OP). The
apophyseal facets at the back of the spine are synovial joints and exhibit the
typical features of OA described above.
Rheumatoid arthritis (RA) is characterized by inflammation of appendicu
lar joints, especially the hands and feet. The disease usually manifests itself
symmetrically on both sides of the body. Its victims typically go through
periods of remission and recurrence. The etiology of RA is unknown, although
a number of factors (including allergies, diet, hormonal influences, genetic
predisposition, infections, stress, and autoimmune reactions) have been impli
cated. Females are more prone to RA than males. RA results in resorption and
osteoporosis around the articular ends of the bones. It is therefore primarily a
lytic or bone-destroying process rather than a proliferative arthritis like DJD
(26, 85, 106). Leisen et al (60) and Rothschild et al (95) discuss the identifica
tion of RA in skeletal material.
Juvenile rheumatoid arthritis (JRA) differs from RA in adults in a number
of ways. Its onset is frequently associated with fever, and it may affect only a
few of the larger joints,such as the knec. Rheumatoid factor is usually abscnt,
and the patient may completely recover. However, growth disruption (espe
cially of the mandible) and widespread joint destruction occur in a minority of
cases (12,17,26).
Ankylosing spondylitis (AS),also called Marie-Striimpell disease after two
of its early describers, is characterized by inflammation and eventual bony
fusion or ankylosis of various joints. It preferentially attacks males. Generally
it begins in the sacroiliac joints and moves upward in the vertebral column. It
affects primarily the small apophyseal joints at the back of the vertebral
column rather than the vertebral discs themselves, although the annulus fibro-
, sus (consisting of ligaments running down the sides of the vertebral bodies)
also becomes ossified, fusing together the vertebrae. This leads to a unique
form of ankylosis sometimes called "bamboo spine." In advanced cases, ap
pendicular joints may also be affected, especially the hip and shoulder. Al
though the etiology of AS is uncertain,it is related in part to heredity,since the
majority of its sufferers share the HLA-B27 antigen (62, 85, 100, 106). AS is
one of a series of related diseases-the seronegative spondyloarthropathies
(SNS), so called because rheumatoid factor is absent in the bloodstream and
BRIDGES 69
because they primarily affect the vertebral column. Other forms of SNS have
rarely been diagnosed in prehistory largely because paleopathologists were
unaware of the distinctions between them and AS (6, 88).
OSTEOARTHRITIS
these goals through more sophisticated techniques and analyses, and have
begun to test more rigorously how these differences might relate to aspects of
subsistence economy.
Ortner (73), for example, carried out a thorough examination of DJD at the
humeral component of the elbow in Eskimos and Peruvians. He considered in
detail the structure of the elbow, relating this to the degenerative changes
occurring at different regions of this joint. "Atlatl elbow" and bilateral asym
metry were significantly more prevalent in Eskimos than in the Peruvian
skeletons. This paper is important not only for its careful look at the structure
of the elbow but also because it statistically compared samples from different
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
regions (73).
During the last two decades, a number of studies on osteoarthritis have been
completed (including a series of as-yet-unpublished doctoral dissertations). A
few notable examples include Jurmain's work assessing populational differ
ences in DJD (42-45), and Merbs's study (64) on patterns of arthritis in the
Sadlermiut, which he related to their activities. In addition, scholars have
compared arthritis levels in Native American populations with different eco
nomic strategies (discussed below). A good deal of information is now avail
able on arthritis in a variety of Amerindian groups.
Major problems remain, however, in the interpretation of these findings,
given the differences in methodologies and means of analysis used in the
studies (89, 116; also see 86 for suggestions regarding classification and
description of lesions). Since the coding of arthritis scores relies on visual
inspection, it is necessarily subjective. But perhaps the most critical problem is
that many studies fail to control adequately for age differences between sam
ples, even though the development of arthritis is closely linked to increasing
age. In addition, there are differences among studies in how arthritis is scored,
in the recording of scores for data presentation or analysis, in which parts of
joints are examined and how they may be lumped together to form composite
scores, in whether average or maximum scores are assigned to composite
joints, and in the presentation of statistical findings.
Although the impact of differing techniques is hard to assess, it may be
illustrated by a discussion of several reports that have examined various types
of arthritis at Indian Knoll, often in comparison with other groups. For exam
ple, three studies looking at vertebral osteophytosis found average prevalences
of 39%, 60%, and 72% (19, 50, 104). The large differences among these
figures are due in part to different methods of data presentation-i.e. whether
or not "arthritis" included all individuals with minor to severe arthritis, or only
those with at least moderate arthritis.
I wish to emphasize that none of the above-mentioned studies presented
"wrong" information. Different research protocols and techniques of data
analysis simply affected the findings presented. As a result, it is often not
possible to compare directly levels of osteoarthritis in different groups. At
least some inter-observer error may be eliminated by comparing the patterning
BRIDGES 71
Patterning of Osteoarthritis
The four major appendicular joints (shoulder, elbow, hip, and knee) are com
pared below for 25 skeletal samples from the Americas (2, 11, 15, 24, 33, 39,
42, 45, 46, 50, 57, 64, 66, 77, 80, 90, 113, 117). These joints were chosen for
comparison because they are the most widely reported. Data from both sexes,
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
the left and right sides, and individual joint surfaces, when given, have been
averaged to create a composite score for each joint.
Of the 25 skeletal groups, 17 have the greatest prevalence of DJD at the
knee. The level of elbow arthritis falls in first or second place in 15 groups
(and ties for second in two other instances). In contrast, modem American
Whites and Blacks show the lowest levels of arthritis at the elbow, with the
most DJD at the hip in Whites and the shoulder in Blacks (42). Another
autopsy sample from Germany showed the most arthritis at the knee and the
least at the elbow (74). It is unlikely that these results reflect genetic differ
ences alone. In a prehistoric skeletal collection from Iran and Iraq (83), the
knee shows the most DJD and the hip the least-a pattern more like that seen
in many Native American skeletal samples. A skeletal sample from medieval
Nubia, on the other hand, shows the greatest amount of OA at the knee but the
least at the elbow (53).
The subsistence economies of groups with high levels of both knee and
elbow arthritis are varied, including a series of hunter-gatherers (33, 46, 50,
57, 80, 90, 117, 118), agriculturalists (50, 57, 80), and fishers (117). Eskimos
tend to show fairly high levels of shoulder arthritis and so do not fit this pattern
(42, 64). However, a number of other groups also have the most (or second
most) arthritis at the shoulder, including hunter-gatherers (11, 15, 77, 118) and
a wide variety of agriculturalists (2, 15, 39, 42, 45, 66, 113). Therefore, the
patterning of arthritis does not correlate with subsistence economy, although
the relative lack of hip arthritis in prehistoric samples may be significant.
Although I have concentrated on the four major appendicular joints, some
evidence suggests wide variation in the prevalence of OA at the hands and
feet. OA of the hands and feet is less widely reported owing to the large
numbers of small joint surfaces present there. Degenerative changes are more
subtle and difficult to observe. Studies that do present data on these lesions are
usually not comparable because they look at different combinations of joint
surfaces. Jurmain (46) found the highest levels of appendicular OA at the
hands (including the wrist) and feet (including the ankle) in a sample from
prehistoric California. Hand or wrist arthritis was similarly high in another
hunter-gatherer group from California, as well as in a Great Lakes Archaic
sample (77, 117). Other groups with relatively widespread arthritis of the
hands include California fishers, the Sadlermiut, and hunter-gatherers from the
72 PREHISTORIC ARTHRITIS
Georgia Coast and Indian Knoll (50, 57, 64, 117). However, a variety of
groups show lower levels of arthritis at the hands, including Alabama and
Mobridge hunter-gatherers (15, 50) and agriculturalists from Alabama, Ken
tucky, Ontario, Arizona, and Peru (15, 24, 39, 50, 113). Contemporary Eski
mos also have low levels of hand and wrist arthritis (9). Generally,the groups
with high levels of wrist or hand arthritis tend not to be agriculturalists,
although not all hunter-gatherers have increased amounts of DID at these
joints. Ankle or foot arthritis is usually less common than that of the hands
(but see 46,50,113).
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Patterning of Osteophytosis
A clear-cut patterning of vertebral osteophytosis (OP) appears in Native
American samples (several Eskimo groups, Aleuts, California hunter-gather
ers, and two Alabama series) that is broadly comparable with that of other
populations (16,34, 46, 64, 110,112,122). Within the cervical region of the
spine, the articulation between C5 and C6 invariably has the greatest preva
lence of arthritis. Within the thoracic segment, the peak is less certain and
varies between the middle and lower thoracic vertebrae (T7 throug h about
TIl). The lumbar vertebrae usually show their greatest lipping between L2
and IA, although L5 is occasionally strongly involved. The region between C7
to about T3 is always the least affected by osteophytosis (16,34, 46,64,110,
112).
Studies on American White and Black vertebral columns show again that
C5/C6, the area in the mid-lower thoracics,and L31L4 are the most involved
articulations within their segments of the spine. T lff2 shows the least OP of
any vertebral articulation (70, 110). The patterning seen in American Indian
spines,then, is broadly similar to that in other populations in being related to
areas of maximum curvature of the spine (53,70).
However, there is some variation in which segment shows the highest level
of arthritis. Osteophytosis in prehistoric Amerindians is usually greatest in the
lumbar region. Fourteen of 17 populations (2, 16, 34,46, 57,64, 79,90,107,
112, 113, 117, 118, 122) have more arthritis in the lumbar spine than else
where,but the Sadlermiut have greater frequencies in the cervicals,California
hunter-gatherers at the thoracic vertebrae, and Aleuts high levels at both the
cervicals and thoracics (64, 117, 122). Twelve of the remaining groups show
their second highest level of arthritis at the cervical vertebrae. Although two
Eskimo series show sharp peaks in the mid-thoracics (34, 64), most Native
Americans other than the Aleuts and California hunter-gatherers mentioned
above show much lower levels of arthritis in this region.
The White and Black specimens studied by Nathan (70), which came in
part from the Hamann-Todd Collection,show high maximum levels of arthri
tis in the mid-Iumbars and lower thoracics, with lower involvement in the
cervicals. In contrast, the Whites from the Terry Collection show maximum
lipping in the cervical portion of the spine,with the lumbar vertebrae second
BRIDGES 73
Bilateral Asymmetry
Since most humans are right-handed, it might be expected that DJD should
show strong bilateral asymmetry, especially in the upper limb. It has also been
suggested that in groups that used spears or harpoons, males should show
more asymmetry of the arms than females because of the stresses associated
with throwing (64, 79). These suggestions are not completely supported by
available data (14, 79). Below are included results from Native American
skeletal groups for which we have arthritis data for both sides of the major
appendicular joints (15, 24,42,46,64,77,80).
For males, four of nine Native American groups show the most bilateral
asymmetry at the knee, two each at the elbow and shoulder, and one at the hip.
For females, five show the most asymmetry at the knee, an additional three at
the elbow, and one at the hip. In a combined sex sample, the knee also has the
greatest asymmetry, with the elbow next (24). The knee, then, tends to show
more widespread asymmetry than the other major appendicular joints, with
elbow asymmetry second in prevalence.
Data on hand and foot arthritis are not as frequently given, but the wrist
(and in one case, the ankle) occasionally shows higher levels of asymmetry
than the major appendicular joints (15, 46, 64). For the wrist, stronger right
side involvement is invariable.
Generally, the joints of the upper limb (shoulder and elbow) have more
arthritis on the right side than on the left. The only exception to this trend in
males is an agricultural group from Alabama, where there is more arthritis in
the left arm for both joints (15). Females show a more mixed pattern. Three of
seven groups examined here have more arthritis on the right side for both the
shoulder and elbow, two show more on the left, and the remaining two groups
have right dominance for one joint and left for the other. Males, then, do seem
to show more widespread right-side dominance in the upper limb.
Degree of asymmetrical arthritis at the major appendicular joints varies
between the sexes. Males are more likely to show greater asymmetry at the
shoulder and knee, nearly always right-sided. Females are more likely to show
74 PREHISTORIC ARTHRITIS
greater asymmetry at the hip and elbow, and in about half of these cases the
left side has the most arthritis. While this confirms that right dominance is
more frequent in male arthritis, it is surprising to see that asymmetry itself is
often higher in females-particularly at the elbow, where the influence of
activities is thought to be much greater than at the hip (43, 47).
Unfortunately, side differences are generally not tested statistically, so
these findings must be considered tentative. In one of the few explicit tests of
bilateral asymmetry (using a skeletal sample from Nubia), Kilgore found no
significant differences between the sides in prevalence of arthritis (53). In a
series from the Lower lllinois Valley, there were no significant differences
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
between the sexes in bilateral asymmetry (79). In addition, the greater amount
of asymmetry in the knee than in the shoulder in most Native American groups
makes it clear that factors other than handedness may be important in the
development of DID.
Bilateral asymmetry is also present in the vertebrae, both in the distribution
of osteophytes on the centra and in arthritis of the apophyseal joints, but it has
rarely been examined in detail. The Sadlermiut show more osteophytosis on
the right side, primarily in the thoracic region (64). This generally fits the
pattern seen in other populations and may be related to the position of the
aorta, which lies on the left side of the column at that level (53, 70).
Osteoarthritis of the articular facets shows somewhat more asymmetry. The
cervical vertebrae tend to show more involvement of these joints on the left
side in the Sadlermiut and two Alabama series, as well as in a medieval
Nubian group and modern Americans (53, 64, 109; P. S. Bridges, in prepara
tion). In the Sadlermiut the thoracic facets have more OA on the right side,
particularly around T2 through T6 (64). However, for remains from an Iro
quois ossuary, only the combined lumbar region was asymmetric, with more
arthritis on the left side (24).
Sex Differences
Sex differences with respect to arthritis are often easier to evaluate than inter
populational ones because each researcher typically compares both sexes using
the same methodology. However, such differences are not always statistically
tested. I compare first those studies that do present statistical analyses of
sexual dimorphism.
A surprisingly wide variation in the sexual dimorphism of arthritis is evi
dent in prehistoric samples. Males often show higher levels of OA, but sex
differences are not always significant. In a pre-agricultural group from Geor
gia, Larsen found males to have significantly higher levels of OA at the
shoulder and OP in the lumbar region. Agriculturalists from the same area
have more widespread sexual dimorphism, again with more prevalence of
arthritis in males, at the elbow, at the knee, and in the cervical, thoracic, and
lumbar segments of the spinal column (57).
BRIDGES 75
column as a whole. For the later group, which engaged in intensive fishing,
males and females have more nearly equal levels of arthritis (117).
Males also show generally more arthritis than females in a Great Lakes
Archaic group, especially at the knee and ankle, followed by the wrist and
hand. Females have somewhat (but not significantly) greater levels of OA at
the temporomandibular joint (77).
Two Arikara samples show differences in the level of sexual dimorphism,
possibly related to the adoption of horseback riding in the later group. The
earlier sample has generally greater levels of arthritis in females, especially in
the vertebral column and knee. In the later population, males show a higher
level of arthritis than females in the lower limbs and sacroiliac joints (11).
Females from the Chiggerville site in Kentucky have more widespread
arthritis than males for both appendicular and vertebral joints, but especially at
the sacroiliac and thoracic levels. The only joint where males outrank females
is at the shoulder (113). In skeletal samples from Peru and Chile, commoner
females have more OP of the cervical and lumbar segments than do males of
the same social rank (1).
Comparative data, from outside prehi storic America, also show mixed re
sults. In a Nubian skeletal sample there are no significant differences between
the sexes at the appendicular joints (where females nonetheless have higher
levels of OA, especially at the knee) or in OP of the vertebral bodies. Females
do show significantly higher levels of OA of the apophyseal' joints in the
lumbar region (53). On the other hand, in a study of American Black and
White vertebral columns, Nathan (70) found significantly higher levels of OP
in both male groups between T9 and T l l , where arthritis is most prevalent.
Appendicular arthritis in contemporary Whites and Blacks, however, does not
show consistent levels of sexual dimorphism. Males have more arthritis at the
elbow, whereas females may have more at other joints, especially the knee
(42). Females also tend to have more arthritis of the hands, especially the distal
interphalangeal joints of the fingers, in living populations (51, 81). Unfortu
nately, these joints have not been examined in detail in most prehistoric
collections, so it is not clear whether this pattern was present in the past.
This survey clearly shows differences in the level of sexual dimorphism
among Native American groups, as well as between them and modem skeletal
BRIDGES 77
Populational Differences
As noted above, comparisons among groups are often impossible owing to the
varied methodologies used by researchers. Of course, when one worker com
pares several groups, this problem is precluded. Here I consider studies of
popUlational differences in prevalence of arthritis.
Stewart (107, 1 10, 112) compared differences in vertebral osteophytosis
and osteoarthritis among Eskimos, Pueblo Indians, and modem American
Whites. These groups differ in both levels and patterning of pathology. Both
Native American groups show the highest OP in the lumbar region, while
Whites have more at the cervicals. In Stewart's sample Eskimos evidence little
OP above the lumbars and Pueblo Indians show somewhat more. Eskimos,
however, have greater OA of the apophyseal facets than the other groups.
Jurmain (42-44) examined appendicular arthritis in Pueblo Indians, Eski
mos, and modern American Whites and Blacks. He found a number of signifi
cant differences in prevalence that contrast with Stewart's findings on
vertebral OP. Eskimos show a significantly higher frequency of arthritis than
modern Americans or Pecos Pueblo Indians at many joints. 1bis is particularly
true for the males, and for the right side. The Pueblo sample has less arthritis in
many cases than the sample of modern Americans. Eskimos tend to have more
arthritis of the arms (especially at the elbow) than the other groups. 1bis high
78 PREHISTORIC ARTHRITIS
mies. Such studies emphasize the transition to, or intensification of, maize
agriculture; but at least one has also examined the change to a maritime
economy (117). The results of these studies are mixed. Cohen & Armelagos
(25) note that in many cases from around the world, arthritis declines with the
introduction of agriculture, implying a reduction in workload. In at least some
cases from the New World, however, the level of arthritis increases with
agriculture.
Larsen (57, 58) found a number of decreases in the prevalence of arthritis in
Coastal Georgia with the introduction of agriculture. Agricultural females
have significantly lower levels of arthritis than hunter-gatherers at the lumbar
and cervical vertebrae, and at the knee, elbow, ankle, and hip. Male agricultu
ralists have significantly less arthritis at the lumbar vertebrae, the shoulder,
and wrist. Combined with other information on the biomechanical attributes of
the arms and legs, this work suggests a m�or decrease in activity levels with
the introduction of agriculture (57, 58, 97, 98).
Similarly, in a comparison of three Native American skeletal samples (In
dian Knoll Archaic, Mobridge Arikara, and Grasshopper Pueblo), Kelley
found the highest overall level of appendicular arthritis at Mobridge, with
Indian Knoll second. The agricultural Pueblo Indians show the lowest levels.
Spinal arthritis is most prevalent at Indian Knoll, while the Pueblo group again
has the lowest frequency of spinal lesions (50).
These studies suggest that the agricultural way of life involves less joint
stress than does hunting/gathering or simple horticulture. Jurmain (42-44),
Ortner (73), and Stewart (107, 109, 110) also found lower levels of arthritis in
the agricultural groups they surveyed than in Eskimos.
However, other work demonstrates that in some cases the level of arthritis
increases with the introduction of agriculture in prehistoric America. In a
comparison of three cultural groups from Dickson Mounds, Lallo (55) found
an increase in overall frequencies of arthritis over time, with the greatest
change occurring with the intensification of maize agriculture in the Mississip
pian period. Vertebral arthritis also increases significantly in the later groups,
more so in males than in females (32, 55).
Results from the Lower Illinois Valley are similar, though not identical, to
those from Dickson Mounds. Spinal osteophytosis is greater in the later groups
BRIDGES 79
men) harpoon throwing and kayak: paddling. According to Merbs, high levels
of vertebral osteophytosis were related to sledding injuries and (in women) to
carrying heavy loads (64).
Several studies have examined changes in the elbow that might be related to
spear-throwing. Ortner, for example, showed that Hatlatl elbow" was more
prevalent in Eskimos than in Peruvians, supporting the idea that atlatl use was
its primary cause (73). However, other workers have not found a similar
relationship between use of the atlatl and arthritis at the elbow and elsewhere.
Pickering (79) compared two groups of lllinois Indians,one of which used the
atlatl,the other relying on the bow. He found no difference between the groups
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
to expectations, in the Arikara there is more arthritis in the earlier group; but
differences in the age structure of the samples may explain this result. The
patterning of arthritis occurrence varies between the groups in a way that may
indeed have been due to horseback riding: Although in the earlier group the
females had more arthritis than the males, in the later period males exhibited
higher levels of DJD in the vertebral column, sacroiliac joint, hip, knee, and
ankle (11).
In short, many types of arthritis-especially at the elbow-have been
linked with specific activities. In certain cases where the behavior of earlier
peoples is fairly well understood (such as the hunting methods of the Inuit), it
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Status Differences
Few studies have examined the relationship between social status and arthritis.
If higher-status individuals were engaging in different sorts of activities or in
fewer strenuous chores overall, one would expect them to show less joint
degeneration. In a study of Middle Woodland burials from the Lower lllinois
Valley, higher-status individuals (those buried in log tombs) have significantly
less arthritis of the elbow than those buried elsewhere (114). Both sexes show
significant differences: males differ in both the radiohumeral part of the joint
(involving rotational movement) and the ulnohumeral component (flexion-ex
tension), while females differ for the rotational component only.
In a study on remains from northern Chile dating to about 1000 AD, burials
identified as shamans have less arthritis of the cervical and lumbar vertebrae
than either commoner males or females. Commoner females have the greatest
amount of arthritis at these joints, which may be related to the use of tumplines
to carry burdens (1).
In short, the limited evidence available suggests that in some populations
arthritis patterns varied by social status. Such variation may correlate with
activity level. Additional work with larger samples is needed to clarify these
. .
Issues.
samples: Eskimos show the earliest age of onset, while the Pueblo Indians are
less affected at all ages than even the two contemporary American groups. Not
all the joints examined show the same degree of deterioration with age. The
elbow is the least correlated with age effects, suggesting that activities are an
important determinant of arthritis developing there. Arthritis of the hip and to a
lesser degree the shoulder shows a greater correlation with age (42, 47).
Other studies on prehistoric Amerindians also demonstrate an increase in
female arthritis in late middle age (42, 50). Contemporary research also finds
that the percentage of women with arthritis exceeds that of males after age 55
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
ANKYLOSING SPONDYLITIS
An early case from Ohio of what was probably ankylosing spondylitis (AS)
was described in the 1880s (56). Additional reports of what may be AS come
from Alaska (74), a Huron ossuary (36, 52), the Great Plains (7, 33), a late
prehistoric site in Arizona (65), the Maya (99), and the Archaic through
Mississippian periods in lllinois (68, 71), Ohio, and the southwestern United
States (106).
The antiquity of AS in the Americas is therefore thought to be well estab
lished, as it is for the Old World. Indeed, it has been suggested to be present in
a variety of other animals, going back as far as the Mesozoic (10, 123). We are
not certain that all of these cases represent AS rather than another seronegative
spondylarthropathy such as Reiter's syndrome or Diffuse Idiopathic Skeletal
Hyperostosis (DISH). Until recently there has been little attempt to differenti
ate these diseases in skeletal material (88). An exception is Arriaza's recent
study (6) of prehistoric Chilean remains, which found seronegative spondy
loarthropathies and a DISH-like condition, although in low frequencies. Ar
riaza was able to differentiate among several forms of vertebral arthritis, even
though in many cases the skeletons did not exhibit the classic forms of the
lesions associated with these diseases today. In general, it is clear that some
sort of vertebral arthropathy, often leading to ankylosis, has long been occur
ring in the Americas.
Today, ankylosing spondylitis occurs with great frequency in some Native
American groups (30, 102). Since the disease has a genetic component (62,
100), its prehistoric presence is certainly plausible. Some Indian groups also
show high frequencies of Reiter's syndrome (69), a seronegative spondy
larthropathy that differs from AS in the nature and distribution of skeletal
lesions (86).
84 PREHISTORIC ARTHRITIS
RHEUMATOID ARTHRITIS
cally in the New World first and spread to Europe after 1492.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Until recently, juvenile rheumatoid arthritis (IRA) had not been identified in
prehistoric skeletal populations. In a thorough description and differential
diagnosis of a juvenile from Southern Peru (900-1050 AD), Buikstra et al ( 1 7)
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
argue that this individual had a disease closely resembling JRA. The skeleton
is characterized by widespread degenerative changes of the joints; reduced
growth in the long bones, face, and mandible; and disuse atrophy of much of
the skeleton. The disease was obviously of long standing and closely resem
bles systemic or polyarticular JRA in modern populations ( 1 7).
DISCUSSION
Osteoarthritis
A good deal of new information is now available on the prevalence of OA, but
the new data do not simplify the situation. Can anything be said about arthritis
in general in the Americas? Certain broad, if perhaps simplistic, statements can
indeed be made.
First, the patterning of arthritis among the major appendicular joints in
prehistoric populations often differs widely from that in modem groups, with
elevated levels of lesions especially at the elbow. In both the elbow and (to a
lesser extent) the knee, variations in arthritis prevalence are thought to reflect
differences in physical activity levels; development of arthritis at the shoulder
and hip is more closely related to age and less affected by activities (47). The
greater prevalence of prehistoric elbow and knee arthritis suggests high physi
cal activity levels in a variety of prehistoric populations.
Prehistoric males frequently show more arthritis than females. This pattern
reverses that seen in some modem groups, where females may have signifi
cantly more arthritis than men, either at such joints as the distal finger joints
(5 1 , 8 1 ) or in thc older age categories (76, 84). Studies examining changes in
arthritis with age in American Indians demonstrate a marked increase of the
disease in older females, which may paraUel the situation seen in contempo
rary populations. In fact, larger sample sizes for the different age groups may
reveal the pattern of sexual dimorphism to be similar in prehistoric and mod
ern populations.
On the other hand, substantiation of a tendency towards more arthritis in
males might suggest more rigidly defined sex roles in some prehistoric socie
ties than in modem ones, with males subject to a greater risk of joint injury.
86 PREHISTORIC ARTHRITIS
Such reasoning makes sense for groups like the Eskimo, but it is not obvious
why arthritis is more prevalent among settled agriculturalist males than among
male hunter-gatherers (especially in societies where females are thought to do
much of the agricultural work). One explanatory factor may be the increase in
warfare and associated traumatic injuries seen across parts of the Eastern
Woodlands in later prehistory.
The effects on the body ' s joints of the economic shift to agriculture vary
both between and within regions. Even when a general trend is seen-e.g.
when arthritis increases with the introduction of agriculture-variability is
observed in which sex and which part of the body is affected most. Type of
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Future Research
Future work should standardize the coding of arthritis on joint surfaces and
present data in a form readily interpreted, using appropriate statistical tech
niques.
The presentation of percentages of individuals with moderate-severe arthri
tis is easier to interpret than average arthritis scores (especially since scoring
varies among researchers). Most useful for comparative purposes are data on
individual joint complexes (such as the "knee" or "elbow"); for more specific
purposes it may be necessary to present information on separate components
of each joint. The maximum arthritis score on any joint surface should be
assigned to the joint complex as a whole, rather than averaging scores for
different parts of the joint.
Controlling for age is essential. Perhaps the best technique is to give data
for different age categories. While categorizing by life decade often leads to
unacceptably small sample sizes, testing for mean age differences between
samples is not specific enough. For example, the mean age in a sample where
everyone i s 35 might be identical to that in one where the ages ranged from 1 5
to 65.
Only a handful of reports present statistical analyses of sexual dimorphism
or bilateral asymmetry. Work has been completed on such special topics as the
change in arthritis prevalence with the introduction of agriculture, or the
association of some type of arthritis with a particular activity, while certain
more basic topics have been given short shrift. Also, while a good deal of work
has been done in the Eastern Woodlands, with various Arctic groups, and with
coastal California samples, data on arthritic diseases in the rest of the Ameri
cas are scarce.
BRIDGES 87
AS has been widely reported in the literature, in few of the specimens men
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
tioned has AS been differentiated from other fonns of arthritis. Until differen
tial diagnosis has been carried out in a number of popUlations, the prevalence
of AS must remain uncertain. Rheumatoid arthritis has been more methodi
cally examined in recent years, but its origins and spread must be more
thoroughly scrutinized in populations outside the Eastern Woodlands.
CONCLUSIONS
The history of osteoarthrosis is long, for degenerative joint changes can be seen
in fossil skeletons of prehistoric animals and in the joints of ancient Egyptian
mummies. Despite this long history our knowledge of the disease is incomplete,
perhaps because it is one of those dull commonplace disorders that are hard to
study with enthusiasm, but new knowledge of osteoarthrosis must be gained if the
later years of our lengthening lives are not to be plagued by increasing pain and
disability.
ACKNOWLEDGMENTS
I thank all those who offered advice, reprints, or other help, including B .
Bradtmiller, T . Bromage, R . Junnain, C . Merbs, J . Rose, K . Rosenberg, S .
Stinson, D . Ubelaker, and especially M. Powell. R . Junnain and K . Rosenberg
made a number of valuable comments on the manuscript. I gratefully acknow
ledge the assistance of L. Carroll and the Interlibrary Loan Service at Rosen
thal Library, Queens College. My own work on arthritis was supported by the
PSC-CUNY Research Award Program, and was carried out largely at the
University of Alabama Laboratory for Human Osteology. I thank K. Turner of
that institution for many useful discussions on this topic.
88 PREHISTORIC ARTHRITIS
Literature Cited
I . Allison, M. 1. 1984. Paleopathology in Pe ists from the Southeastern United States.
ruvian and Chilean populations. In Paleo Am. J. Phys. Anthropol. 85:379-9 1
pathology at the Origins ofAgriculture, ed. 1 6. Bridges, P. S. 1 992. Vertebral arthritis in a
M. N. Cohen, G. J. Annelagos, pp. 5 1 5-29. northwestern Alabama skeletal sample.
Orlando: Academic Am. 1. Phys. A nthropol. Suppl. 14:54
2. Anderson, J. E. 1963. The people of Fairty. (Abstr.)
An osteological analysis of an Iroquois os 17. Buikstra, J. E., Poznanski, A., Cerna, M . L.,
suary. Natl. Mus. Can. Contrib. A nthropol. Goldstein, P. , Hoshower, L. M. 1 990. A
Bull. 193(1):28-1 29 case of juvenile rheumatoid arthritis from
3. Angel, J. L. 1966. Early skeletons from Pre-Columbian Peru. In A Life in Science:
Access provided by University of New England on 03/08/18. For personal use only.
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
Tranquillity, California. Smithson. Con Papers in Honor of1. Lawrence Angel, ed.
trib. Anthropol. 2: 1 - 1 9 J. E. Buikstra, pp. 99-137. Cent. Am.
4 . Angel, J . L. 1 97 1 . The People of Lerna. Archeol. Sci. Pap. 6
Washington: Smithson. Inst. Press 1 8. Burnett, B. A. 1 990. The bioarcheological
5. Angel, J. L., Kelley, J. 0., Parrington, M., synthesis of the eastern portion of the Gulf
Pinter, S. 1987. Life stresses of the free Coastal Plain. Ark. Archeo!. Surv. Res. Ser.
black community as represented by the 38:385-4 1 8
First African Baptist Church, Philadelphia, 19. Cassidy, C . M . 1 984. Skeletal evidence for
1823- 1 8 4 1 . Am. 1. Phys. Anthropol. prehistoric subsistence adaptation in the
74:21 3-29 Central Ohio River Valley. In Paleopathol
6. Arriaza Torres, B. 1 99 1 . The search for ogy at the Origins ofAgriculture, ed. M. N .
seronegative spondyloarthropathies and Cohen, G. J . Annelagos, pp. 307-45. Or
diffuse idioparhic skeletal hyperostosis in lando: Academic
ancient South America. PhD thesis. Ariz. 20. Chapman, F. H. 1962. Incidence of arthritis
State Univ., Tempe in a prehistoric Middle Mississippian In
7. Bass, W. M., Gregg, J. B .. Provost, P. E. dian popUlation. Proc. Indiana Acad. Sci.
1 974. Ankylosing spondylitis (Marie 72:59-62
Strumpel Disease lsic]) in historic and pre 21. Chapman, F. H. 1964. Comparison of
historic Northern Plains Indians. Plains osteoarthritis in three aboriginal popula
Anthropo!. 19(66):303-5 tions. Proc. Indiana Acad. Sci. 74:84-86
8. Bennell, P. H., Burch, T. A. 1968. The ge 22. Chapman, F. II. 1972. Vertebral osteophy
netics of rheumatoid arthritis. In Popula tosis in prehistoric populations of Central
tion Studies of the Rheumatic Diseases, ed. and Southern Mexico. Am. 1. Phys. Anthro
P. H. Bennett, P. H. N . Wood, pp. 1 36-47. pol. 36: 3 1 -38
Amsterdam: Excerpta Medica 23. Chapman, F. H. 1973. Osteophytosis in
9. Blumberg, B. S., Bloch, K. 1., Black, R. L., prehistoric Brazilian populations. Man
Dotter, C. 196 1 . A study of the prevalence 8:93-99
of arthritis in Alaskan Eskimos. Arth. 24. Clabeaux, M. S. 1 976. Health and disease
Rheum. 4:325-41 in the population of an Iroquois ossuary.
1 0. Bourke, J. B. 1967. A review of the paleo Yrb. Phys. Anthropol. 20:359-70
pathology of the arthritic diseases. In Dis 25. Cohen, M. N., Annelagos, G. J. 1984. Pa
eases in Antiquity, ed. D. Brothwell, A. T. leopathology at the origins of agriculture:
Sandison, pp. 352-70. Springfield, IL: C. editors' summation. In Paleopathology at
C. Thomas the Origins of Agriculture, ed. M. N. Co
1 1 . Bradtmiller, B . 1983. The effect of horse hen, G. J. Annelagos, pp. 585-60 1 . Or
back riding on Arikara arthritis patterns. lando: Academic
Presented at Annu. Meet. Am. Anthropo!. 26. Condemi, J. J. 1987. The autoimmune dis
Assoc., 82nd, Chicago eases. J. Am. Med. Assoc. 258:2920-29
1 2 . Brewer, E. J., Giannini, E. H. 1983. Juve 27. Dobbs, W. II. 1988. Vertebral osteophy
nile rheumatoid arthritis. Clin. Rheum. Dis. tosis among Archaic and Mississippian
9:629-40 populations of the Tennessee River Valley
1 3 . Bridges, P. S. 1989. Changes in activities in North Alabama. Am. J. Phys. Anthropol.
with the shift to agriculture in the South 75:204 (Abstr.)
eastern United States. Curro Anthropol. 28. Edynak, G. J. 1976. Life-styles from skele
30:385-94 tal material: a medieval Yugoslav example.
14. Bridges, P. S. 1 990. Osteological correlates In The Measures ofMan, ed. G. Giles, J. S.
of weapon use. In A Life in Science: Papers Friedlander, pp. 408-32. Cambridge: Pea
in Honor of J. Lawrence Angel, ed. J. E. body Mus. Press
Buikstra, pp. 87-98. Cent. Am. ArcheD!. 29. Funkhouser, W. D. 1939. A study of the
Sci. Pap. 6 physical anthropology and pathology of the
1 5 . Bridges, P. S. 1 99 1 . Degenerative joint dis osteological material from the Wheeler Ba
ease in hunter-gatherers and agricultural- sin. In An Archaeological Survey of
BRIDGES 89
Wheeler Basin on the Tennessee River in from Ca-Ala-329. II. Degenerative disease.
Northern Alabama, ed. W. S. Webb, pp. Am. 1. Phys. Anthropol. 83:83-94
1 09-25. Bur. Am. Ethnol. Bull. 1 22 47. Jurmain, R. D. 1 99 1 . Degenerative changes
30. Gofton, J. P., Lawrence, J. S ., Bennett, P. in peripheral joints as indicators of me
H., Burch, T. A . 1968. Sacroiliitis in eight chanical stress: opportunities and limita
populations. In Population Studies of the tions. Int. 1. Osteoarchaeol. 1 :247-52
Rheumatic Diseases, ed. P. H. Bennett, P. 48. Keefer, C. S., Myers, W. K. 1934. The
H. N. Wood, pp. 293-98. Amsterdam: Ex incidence and pathogenesis of degenerative
cerpta Medica arthritis. 1. Am. Med. Assoc. 102:8 1 1 - 1 3
3 1 . Goldstein, M. S. 1957. Skeletal pathology 49. Kelley, J. 0 . , Ange l, J . L. 1 987. Life
of early Indians in Texas. Am. 1. Phys. stresses of slavery: Am. 1. Phys. Anthropol.
Anthropol. 15:299-3 1 1 74: 1 99-2 1 1
32. Goodman, A. H., Lallo, J., Armelagos, G . 50. Kelley, M . A . 1980. Disease and environ
J., Rose, 1. C. 1 984. Health changes at ment: a comparative analysis ofthree early
Access provided by University of New England on 03/08/18. For personal use only.
Dickson Mounds, Illinois (A. D. 950- American Indian skeletal collections. PhD
Annu. Rev. Anthropol. 1992.21:67-91. Downloaded from www.annualreviews.org
1 300). In Paleopathology at the Origins thesis. Case Western Reserve Univ., Cleve
of Agriculture, ed. M. N. Cohen, G. J. land
Armelagos, p p . 27 1 -305. Orlando: Aca 5 1 . Kellgren, J. H. 1 96 1 . Osteoarthrosis in pa
demic tients and populations. Br. Med. 1. 2(1
33. Gregg, J. B., Gregg, P. S. 1987. Dry Bones. July):5243-48
Dakota Territory Reflected. Sioux Falls: 52. Kidd, K. E. 1954. A note on the palaeo
Sioux Printing pathology of Ontario. Am. J. Phys. Anthro
34. Gunness-Hey, M. 1980. The Koniag Es pol. 12:610-15
kimo presacral vertebral column: vari 53. Kilgore, L. 1984. Degenerative joint dis
ations, anomalies and pathologies. Ossa ease in a Medieval Nubian population.
7:99-1 1 8 PhD thesis. Univ. Colo., Denver
35. Harmon, A. M . , Rose, J. C. 1 989. Bioar 54. Klepinger, L. L. 1979. Paleopathologic evi
chaeology of the Louisiana and Arkansas dence for the evolution of rhcumatoid ar
study area. Ark. A rcheol. Surv. Res. Ser. thritis. Am. 1. Phys. Anthropol. 50: 1 1 9-22
37:323-54 55. Lallo, 1. W. 1973. The skeletal biology of
36. Harris, R. I. 1949. Osteological evidence of three prehistoric American Indian socie
disease amongst the Huron Indians. Univ. ties from Dickson Mounds. PhD thesis.
Toronto Med. 1. 27:71-75 Univ. Mass ., A mherst
37. Hodges, D. C. 1 99 1 . Temporomandibular 56. Langdon, F. W. 1 8 8 1 . The Madisonville
jOint osteoarthritis in a British skeletal pre-historic ce metery : anthropological
population. Am. 1. Phys. Anthropol. notes. 1. Cincinnati Soc. Nat. Hist. 4:237-
85:367-77 57
38. Hooton, E. A. 1930. The Indians of Pecos 57. Larsen, C. S . 1 982. The anthropology ofSt.
Pueblo. A Study of Their Skeletal Remains. Catherines Island. 3 . Prehistoric human
New Haven: Yale Univ. Press biological adaptation. Am. Mus. Nat. Hist.
39. Hrdlicka, A. 1 9 1 4. Special notes on some Anthropol. Pap. 57: 1 59-270
of the pathological conditions shown by the 58. Larsen, C. S. 1 984. Health and disease in
skeletal material of the ancient Peruvians. prehistoric Georgia: the transition to agri
Smithson. Mise. Coli. 6 1 :57-69 culture. In Paleopathology at the Origins
40. Hrdli cka A. 1 9 1 6. Phy sical anthropology
, of Agriculture, ed. M. N. Cohen, G. J. Ar
of the Lenape or Delawares, and of the melagos, pp. 367-92. Orlando: Academic
Eastern Indians in general. Bur. Am. Eth 59. Lawrence, J. S., Behrend, T., Bennett, P. H.,
nol. Bull. 62 Bremner, J. M., Burch, T. A., et al. 1966.
41. Hudson, c., Butler, R., Sikes, D. 1975. Geographical studies on rheumatoid arthri
Arthritis in the prehistoric Southeastern tis. Ann. Rheum. Dis. 25 :425-3 1
United Slales: biological and cultural vari 60. Leisen, J. C. c., Duncan, H., Riddle, J. M .
ables. Am. 1. Phys. Anthropol. 43:57--62 1 99 1 . Rheumatoid erosive arthropathy as
42. Jurmain, R. D. 1 977. Stress and the etiol seen in macerated (dry) bone specimens. In
ogy of osteoarthritis. Am. 1. Phys. Anthro Human Pa/eopathology. Current Synthe
pol. 46:353--66 ses and Future Options, ed. D. J. Ortner, A.
43. Jurmain, R. D. 1977. Paleoepidemiology of C. Aufderheide, pp. 2 1 1-15. Washington:
degenerative knee disease. Med. Anthro Smithson. Inst. Press
pol. 1 : 1-23 6 1 . MacCurdy, O. O. 1 923. Human skeletal
44. Jurmain, R. D. 1978. Paleoepidemiology of remains from the highlands of Peru. Am. J.
degenerative joint disease. Med. Coli. Va. Phys. Anthropol. 6 (Old Ser.):21 8-330
Q. 1 4:45-56 62. McDaniel, D. O., Acton, R. T., Barger, B.
45. Jurmain, R. D. 1980. The pattern of in 0., Koopman, W. J., Reveille, J . D. 1987.
volvement of appendicul ar degenerative Association of a 9. 2-kilobase Pvu II Class
joint disease. Am. J. Phys. Anthropol. I major histocompatibility complex restric