Beruflich Dokumente
Kultur Dokumente
reduced the term of the treaty from 99 years consultation with the Philippine government
to a total of 44 years or until 1991.46 on the former’s use of the bases for military
Concerning the number of U.S. military combat operations or the establishment of
bases in the country, the Bohlen-Serrano long-range missiles.53
Memorandum of Agreement provided for _______________
44 1947 Military Bases Agreement, Art. 1(3);
the return to the Philippines of 17 U.S. Foreign Service Institute, id., at p. xii; Simbulan, id., at
military bases covering a total area of pp. 78-79.
117,075 hectares.47 Twelve years later, the 45 Foreign Service Institute, id., at pp. xii-xv.
U.S. returned Sangley Point in Cavite City 46 Id., at p. xiii.
47 Id., at p. xii.
through an exchange of notes.48 Then, 48 Id., at p. xiii.
through the Romulo-Murphy Exchange of 49 Id.
Notes of 1979, the parties agreed to the 50 Id.
51 Id., at pp. xiii-xiv.
recognition of Philippine sovereignty over 52 Id.
Clark and Subic Bases and the reduction of 53 Id.
the areas that could be used by the U.S.
military.49 The agreement also provided for
the mandatory review of the treaty every 312
five years.50 In 1983, the parties revised the 31 SUPREME COURT REPORTS ANNOTATED
2 armed forces of the Republic of the Philippines, in the
form of transfer of property and information, giving of
Saguisag vs. Ochoa, Jr. technical advice and lending of personnel to instruct and
train them, pursuant to the provisions of United States
Pursuant to the legislative authorization Public Act Numbered Four hundred and fifty-four,
commonly called the ‘Republic of the Philippines Military
granted under Republic Act No. 9,54 the
Assistance Act,’ under the terms and conditions
President also entered into the 1947 Military provided in this Act.”
Assistance Agreement55 with the U.S. This 55 Agreement Between the Government of the
executive agreement established the Republic of the Philippines and the Government of the
United States of America on Military Assistance to the
conditions under which U.S. military Philippines, 45 UNTS 47 (entered into force 21 Mar.
assistance would be granted to the 1947) [hereinafter 1947 Military Assistance Agreement].
Philippines,56 particularly the provision of 56 Foreign Service Institute, supra note 24 at p. xi;
military arms, ammunitions, supplies, Simbulan, supra note 31, at pp. 79-89.
57 1947 Military Assistance Agreement, Sec. 6.
equipment, vessels, services, and training 58 Exchange of Notes Constituting an Agreement
for the latter’s defense forces.57 An Extending the Agreement Between the Government of
exchange of notes in 1953 made it clear that the Republic of the Philippines and the Government of
the United States of America on Military Assistance to
the agreement would remain in force until the Philippines, 26 Jun. 1953, 213 UNTS 77 (entered
terminated by any of the parties.58 into force 5 Jul. 1953) reproduced in Foreign Service
_______________ Institute, supra note 24 at pp. 197-203. See Mutual
54 Republic Act No. 9 — Authority of President to Logistics Support Agree-
Enter into Agreement with US under Republic of the Phil.
Military Assistance Act (1946). According to Section 1
thereof: “The President of the Philippines is hereby
authorized to enter into agreement or agreements with 313
the President of the United States, or with any of the To further strengthen their defense and
agencies or instrumentalities of the Government of the security relationship,59 the Philippines and
United States, regarding military assistance to the
the U.S. next entered into the MDT in 1951. Alyansang Makabayan) v. Zamora, supra note 23.
60 S. Res. 84, 2nd Cong. (1952); Foreign Service
Concurred in by both the Philippine60 and Institute, supra note 24 at pp. 193-194; The Philippine
the U.S.61 Senates, the treaty has two main instrument of ratification was signed by the President on
features: first, it allowed for mutual 27 August 1952 and it entered into force on the same
assistance in maintaining and developing date upon the exchange of ratification between the
Parties (Philippines and U.S.), and was proclaimed by
their individual and collective capacities to the President by virtue of Proc. No. 341, S. 1952.
resist an armed attack;62 and second, it 61 Nicolas v. Romulo, supra note 39 (citing U.S.
provided for their mutual self-defense in the Congressional Record, 82nd Congress, Second
Session, Vol. 98, Part 2, pp. 2594-2595).
event of an armed attack against the 62 1951 MDT, Art. II.
territory of either party.63 The treaty was 63 Id., Arts. IV-V.
premised on their recognition that an armed 64 Padua, Colonel Paterno C., Republic of the
attack on either of them would equally be a Philippines United States Defense Cooperation:
Opportunities and Challenges, A Filipino Perspective, p.
threat to the security of the other.64 6 (2010).
_______________
ment (21 Nov. 2007). See generally: People v.
Nazareno, 612 Phil. 753; 595 SCRA 438 (2009) (on the
continued effectivity of the agreement). 314
59 See Mutual Defense Treaty between the 31 SUPREME COURT REPORTS ANNOTATED
Republic of the Philippines and the United States of 4
America, 30 Aug. 1951, 177 UNTS 133 (entered into
force 27 Aug. 1952) [hereinafter 1951 MDT]. According Saguisag vs. Ochoa, Jr.
to its preamble: “The Parties to this Treaty x x x Desiring
further to strengthen their present efforts to collective C. Current legal regime on
defense for the preservation of peace and security
pending the development of a more comprehensive the presence of U.S. armed
system of regional security in the Pacific Area x x x forces in the country
hereby agreed as follows[.]” See: Bayan (Bagong
In view of the impending expiration of the _______________
65 Bayan (Bagong Alyansang Makabayan) v.
1947 MBA in 1991, the Philippines and the Zamora, supra note 23; People’s Movement for Press
U.S. negotiated for a possible renewal of Freedom v. Manglapus, supra note 15.
their defense and security relationship.65 66 See Treaty of Friendship, Cooperation and
Termed as the Treaty of Friendship, Security Between the Government of the Republic of the
Philippines and the Government of the United States of
Cooperation and Security, the countries America, 27 Aug. 1991 (rejected by the Senate on 16
sought to recast their military ties by Sept. 1991).
providing a new framework for their defense 67 Id., Art. VII; Supplementary Agreement Two to
the Treaty of Friendship, Cooperation and Security, Arts.
cooperation and the use of Philippine I & II(9).
installations.66 One of the proposed 68 Bayan (Bagong Alyansang Makabayan) v.
provisions included an arrangement in Zamora, supra note 23.
which U.S. forces would be granted the use 69 Id.; Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and
of certain installations within the Philippine Security reproduced in Senate of the Philippines, The
naval base in Subic.67 On 16 September Visiting Forces Agreement: The Senate Decision, p. 206
1991, the Senate rejected the proposed (1999); Lim v. Executive Secretary, 430 Phil. 555; 380
SCRA 739 (2002).
treaty.68
The consequent expiration of the 194 7
MBA and the resulting paucity of any formal
315
agreement dealing with the treatment of VOL. 779, JANUARY 12, 2016
U.S. personnel in the Philippines led to the Saguisag vs. Ochoa, Jr.
suspension in 1995 of large-scale joint
military exercises.69 In the meantime, the
agreed70 to hold joint exercises at a
respective governments of the two
substantially reduced level.71 The military
countries
arrangements between them were revived note 69; Lim v. Executive Secretary, supra note 69;
Bayan (Bagong Alyansang Makabayan) v. Zamora,
in 1999 when they concluded the first supra note 23.
Visiting Forces Agreement (VFA).72 72 Agreement Between the Government of the
As a “reaffirm[ation] [of the] obligations Republic of the Philippines and the Government of the
under the MDT,”73 the VFA has laid down United States of America Regarding the Treatment of
United States Armed Forces Visiting the Philippines,
the regulatory mechanism for the treatment Phil.-U.S., 10 Feb. 1998, TIAS No. 12931 (entered into
of U.S. military and civilian personnel force 1 Jun. 1999) [hereinafter VFA I], reproduced in
visiting the country.74 It contains provisions Senate of the Philippines, id., at pp. 257-266 (1999); Lim
v. Executive Secretary, id.
on the entry and departure of U.S. 73 VFA I, preamble. See: Lim v. Executive Secretary,
personnel; the purpose, extent, and id. In Lim, we explained that “It is the VFA which gives
limitations of their activities; criminal and continued relevance to the MDT despite the passage of
disciplinary jurisdiction; the waiver of years. Its primary goal is to facilitate the promotion of
_______________ optimal cooperation between American and Philippine
70 Agreement regarding the status of U.S. military military forces in the event of an attack by a common
and civilian personnel, Exchange of notes between the foe.”
DFA and the U.S. Embassy in Manila on Apr. 2, and 74 Bayan (Bagong Alyansang Makabayan) v.
June 11 and 21, 1993, Hein’s No. KAV 3594 (entered Zamora, supra note 23 at p. 637; p. 469.
into force 21 June 1993) [hereinafter Status of Forces
Agreement of 1993]. The agreement was extended on
19 September 1994; on 28 April 1995 (See Hein’s No. 316
KAV 4245); and 8 December 1995 (See Hein’s No. KAV 31 SUPREME COURT REPORTS ANNOTATED
4493). See also Mason, R. Chuck, Status of Forces
Agreement (Sofa): What Is It, and How Has It Been 6
Utilized?, p. 14 (2012). Saguisag vs. Ochoa, Jr.
71 Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and
Security reproduced in Senate of the Philippines, supra
certain claims; the importation and
exportation of equipment, materials, Military
supplies, and other pieces of property _______________
75 VFA I; Lim v. Executive Secretary, supra note 69.
owned by the U.S. government; and the 76 Agreement between the Government of the
movement of U.S. military vehicles, vessels, United States of America and the Government of the
and aircraft into and within the country.75 Republic of the Philippines Regarding the Treatment of
The Philippines and the U.S. also entered Republic of the Philippines Personnel Visiting the United
States of America, Phil.-U.S., 9 Oct. 1998, TIAS No.
into a second counterpart agreement (VFA 12931 [hereinafter VFA II].
II), which in turn regulated the treatment of 77 Senate Resolution No. 18, 27 May 1999
Philippine military and civilian personnel reproduced in Senate of the Philippines, supra note 69
at pp. 185-190; Bayan (Bagong Alyansang Makabayan)
visiting the U.S.76 The Philippine Senate v. Zamora, supra note 23.
concurred in the first VFA on 27 May 1999.77 78 Lim v. Executive Secretary, supra note 69.
Beginning in January 2002, U.S. military 79 Id.
and civilian personnel started arriving in 80 Mutual Logistics Support Agreement Between
the Department of Defense of the United States of
Mindanao to take part in joint military America and the Department of National Defense of the
exercises with their Filipino counterparts.78 Republic of the Philippines, Preamble, 21 Nov. 2002
Called Balikatan, these exercises involved [hereinafter 2002 MLSA]. According to the preamble
thereof, the parties “have resolved to conclude” the
trainings aimed at simulating joint military
agreement in light of their “desir[e] to further the
maneuvers pursuant to the MDT.79 interoperability, readiness, and effectiveness of their
In the same year, the Philippines and the respective military forces through increased logistic
U.S. entered into the Mutual Logistics cooperation in accordance with the RP-US Mutual
Defense
Support Agreement to “further the
interoperability, readiness, and
effectiveness of their respective military 317
forces”80 in accordance with the MDT, the VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr. no longer neces-
_______________
Treaty, RP-US Visiting Forces Agreement or the RP-US
Assistance Agreement of 1953, and the Military Assistance Agreement.” Consequently, Article II
VFA.81 The new agreement outlined the of the agreement provides that: “[it] shall be
basic terms, conditions, and procedures for implemented, applied and interpreted by the Parties in
facilitating the reciprocal provision of accordance with the provisions of the Mutual Defense
Treaty, the Visiting Forces Agreement or the Military
logistics support, supplies, and services Assistance Agreement and their respective constitutions,
between the military forces of the two national laws and regulations.”
countries.82 The phrase “logistics support 81 2002 MLSA, Preamble.
82 Id., Art. I.
and services” includes billeting, operations 83 Id., Art. IV(1)(a); Padua, supra note 64 at pp. 1-2.
support, construction and use of temporary 84 See Mutual Logistics Support Agreement
structures, and storage services during an Between the Department of Defense of the United
approved activity under the existing military States of America and the Department of National
Defense of the Republic of the Philippines, Art. IX, 8 Nov.
arrangements.83 Already extended twice, 2007 (applied provisionally on 8 Nov. 2007; entered into
the agreement will last until 2017.84 force 14 Jan. 2009) [hereinafter 2007 MLSA]; Extension
of the Mutual Logistics Support Agreement (RP-US-01)
Between the Department of Defense of the United
D. The Enhanced Defense
States of America and the Department of National
Cooperation Agreement Defense of the Republic of the Philippines (entered into
force 6 Nov. 2012).
EDCA authorizes the U.S. military forces to
have access to and conduct activities within
certain “Agreed Locations” in the country. It 318
was not transmitted to the Senate on the 31 SUPREME COURT REPORTS ANNOTATED
executive’s understanding that to do so was 8
Saguisag vs. Ochoa, Jr. 85 Memorandum of the OSG, pp. 8, 24 Rollo (G.R.
No. 212426, Vol. I), pp. 438, 454.
86 See Note No. 1082 of the U.S. Embassy to the
sary.85 Accordingly, in June 2014, the DFA dated 25 June 2014, Annex B of the Memorandum
Department of Foreign Affairs (DFA) and of the OSG, Rollo (G.R. No. 212426, Vol. I), p. 477;
the U.S. Embassy exchanged diplomatic Memorandum of the OSG, p. 8, Rollo (G.R. No. 212426,
Vol. I), p. 438.
notes confirming the completion of all 87 Statement of Secretary Albert F. del Rosario on
necessary internal requirements for the the signing of the PH-U.S. EDCA, Department of
agreement to enter into force in the two Foreign Affairs (28 Apr. 2014) available at
<https://www.dfa.gov.ph/index.php/newsroom/dfa-
countries.86 releases/2694-statement-of-secretary-albert-f-del-
According to the Philippine government, the rosario-on-the-signing-of-the-philippines-us-enhanced-
conclusion of EDCA was the result of defense-cooperation-agreement> (last visited 5 Nov.
intensive and comprehensive negotiations 2015); Frequently Asked Questions (FAQ) on the
Enhanced Defense Cooperation Agreement,
in the course of almost two years.87 After Department of Foreign Affairs (28 Apr. 2014) available
eight rounds of negotiations, the Secretary at <https://www.dfa.gov.ph/index.php/newsroom/dfa-
of National Defense and the U.S. releases/2693-frequently-asked-questions-faqs-on-
the-enhanced-defense-cooperation-agreement> (last
Ambassador to the Philippines signed the
visited 5 Nov. 2015).
agreement on 28 April 2014.88 President 88 EDCA; Memorandum of OSG, p. 3, Rollo (G.R.
Benigno S. Aquino III ratified EDCA on 6 No. 212426, Vol. I), p. 433.
June 2014.89 The OSG clarified during the 89 Instrument of Ratification, Annex of A of the
Memorandum of OSG, Rollo, p. 476.
oral arguments90 that the Philippine and the 90 Oral Arguments, TSN, 25 November 2014, pp.
U.S. governments had yet to agree formally 119-120.
on the specific sites of the Agreed Locations
mentioned in the agreement.
_______________ 319
VOL. 779, JANUARY 12, 2016 EDCA 319in the form of an executive
Saguisag vs. Ochoa, Jr. agreement. For this reason, we cull the
issues before us:
Two petitions for certiorari were thereafter
filed before us assailing the constitutionality A. Whether the essential requisites for
of EDCA. They primarily argue that it should judicial review are present.
have been in the form of a treaty concurred B. Whether the President may enter into an
in by the Senate, not an executive executive agreement on foreign military
agreement. bases, troops, or facilities.
On 10 November 2015, months after the C. Whether the provisions under EDCA are
oral arguments were concluded and the consistent with the Constitution, as well as
parties ordered to file their respective with existing laws and treaties.
memoranda, the Senators adopted Senate
Resolution No. (SR) 105.91 The resolution _______________
91 Rollo (G.R. No. 212444), pp. 865-867.
expresses the “strong sense”92 of the 92 According to the Resolution: “Be it further
Senators that for EDCA to become valid resolved that this resolution expressing the strong sense
and effective, it must first be transmitted to of the Senate be formally submitted to the Supreme
Court through the Chief Justice.” Id., at p. 867.
the Senate for deliberation and concurrence.
III. Issues
320
32 SUPREME COURT REPORTS ANNOTATED
Petitioners mainly seek a declaration 0
that the Executive Department committed Saguisag vs. Ochoa, Jr.
grave abuse of discretion in entering into
branch or an instrumentality of government
IV. Discussion has acted beyond the scope of the latter’s
constitutional powers.94 As articulated in
A. Whether the essential Section 1, Article VIII of the Constitution, the
requisites for judicial power of judicial review involves the power
review have been satisfied to resolve cases in which the questions
concern the constitutionality or validity of
Petitioners are hailing this Court’s power of any treaty, international or executive
judicial review in order to strike down EDCA agreement, law, presidential decree,
for violating the Constitution. They stress proclamation, order, instruction, ordinance,
that our fundamental law is explicit in or regula-
prohibiting the presence of foreign military _______________
93 Francisco, Jr. v. Nagmamalasakit na mga
forces in the country, except under a treaty Manananggol ng mga Manggagawang Pilipino, Inc.,
concurred in by the Senate. Before this 460 Phil. 830, 914; 415 SCRA 44, 133 (2003).
Court may begin to analyze the 94 See: Chavez v. Judicial and Bar Council, G.R. No.
constitutionality or validity of an official act 202242, 17 July 2012, 676 SCRA 579; Tagolino v.
House of Representatives Electoral Tribunal, G.R. No.
of a coequal branch of government, 202202, 19 March 2013, 693 SCRA 574; Gutierrez v.
however, petitioners must show that they House of Representatives Committee on Justice, 658
have satisfied all the essential requisites for Phil. 322; 643 SCRA 198 (2011); Francisco, Jr. v.
Nagmamalasakit na mga Manananggol ng mga
judicial review.93 Manggagawang Pilipino, Inc., id.; Demetria v. Alba, 232
Distinguished from the general notion of Phil. 222; 148 SCRA 208 (1987).
judicial power, the power of judicial review
specially refers to both the authority and the
duty of this Court to determine whether a 321
VOL. 779, JANUARY 12, 2016 321
and independent of each other. The
Saguisag vs. Ochoa, Jr. Constitution has provided for an elaborate
system of checks and balances to secure
tion.95 In Angara v. Electoral Commission, coordination in the workings of the various
this Court exhaustively discussed this departments of the government. x x x. And
“moderating power” as part of the system of the judiciary in turn, with the Supreme Court
checks and balances under the Constitution. as the final arbiter, effectively checks the
In our fundamental law, the role of the Court other departments in the exercise of its
is to determine whether a branch of power to determine the law, and hence to
government has adhered to the specific declare executive and legislative acts void if
restrictions and limitations of the latter’s violative of the Constitution.
power:96
xxxx
The separation of powers is a fundamental
principle in our system of government. It As any human production, our Constitution
obtains not through express provision but is of course lacking perfection and
by actual division in our Constitution. Each perfectibility, but as much as it was within
department of the government has the power of our people, acting through
exclusive cognizance of matters within its _______________
95 The Constitution provides: “SECTION 1. The
jurisdiction, and is supreme within its own judicial power shall be vested in one Supreme Court and
sphere. But it does not follow from the fact in such lower courts as may be established by law.
that the three powers are to be kept Judicial power includes the duty of the courts of justice
to settle actual controversies involving rights which are
separate and distinct that the Constitution
legally demandable and enforceable, and to determine
intended them to be absolutely unrestrained whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on
transcended it would be inconceivable if the
the part of any branch or instrumentality of the
Government.”
Constitution had not provided for a
mechanism by which to direct the course of
96 Angara v. Electoral Commission, 63 Phil. 139,
156-158 (1936). government along constitutional channels,
for then the distribution of powers would be
mere verbiage, the bill of rights mere
322 expressions of sentiment, and the principles
32 SUPREME COURT REPORTS ANNOTATED of good government mere political
2 apothegms. Certainly, the limitations and
Saguisag vs. Ochoa, Jr. restrictions embodied in our Constitution
are real as they should be in any living
their delegates to so provide, that constitution. x x x. In our case, this
instrument which is the expression of their moderating power is granted, if not
sovereignty however limited, has expressly, by clear implication from Section
established a republican government 2 of Article VIII of [the 1935] Constitution.
intended to operate and function as a The Constitution is a definition of the
harmonious whole, under a system of powers of government. Who is to determine
checks and balances, and subject to the nature, scope and extent of such
specific limitations and restrictions provided powers? The Constitution itself has
in the said instrument. The Constitution sets provided for the instrumentality of the
forth in no uncertain language the judiciary as the rational way. And when the
restrictions and limitations upon judiciary mediates to allocate constitutional
governmental powers and agencies. If boundaries, it does not assert any
these restrictions and limitations are superiority over the other departments; it
does not in reality nullify or invalidate an act government, an exercise of discretion has
of the legislature, but only asserts the been attended with grave abuse.97 The
solemn and sacred obligation assigned to it expansion of this power has made the
by the Constitution to determine conflicting political question doctrine “no longer the
claims of authority under the Constitution insurmountable obstacle to the exercise of
and to establish for the parties in an actual judicial power or the impenetrable shield
controversy the rights which that instrument that protects executive and legislative
secures and guarantees to them. This is in actions from judicial inquiry or review.”98
truth all that is involved in what is termed This moderating power, however, must be
“judicial supremacy” which properly is the exercised carefully and only if it cannot be
power of judicial review under the completely avoided. We stress that our
Constitution. x x x x. (Emphases supplied) Constitution is so incisively designed that it
identifies the spheres of expertise within
which the different branches of government
323 shall function and the questions of policy
VOL. 779, JANUARY 12, 2016 that they323
shall resolve.99 Since the power of
Saguisag vs. Ochoa, Jr. judicial review involves the delicate
exercise of examining the validity or
The power of judicial review has since been constitutionality of an act of a coequal
strengthened in the 1987 Constitution. The branch of government, this Court must
scope of that power has been extended to continually exercise restraint to avoid
the determination of whether in matters _______________
traditionally considered to be within the 97 Gutierrez v. House of Representatives
Committee on Justice, supra note 94; Francisco, Jr. v.
sphere of appreciation of another branch of Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc., supra note 93; Tañada v. branch of government — in this case the
Angara, 338 Phil. 546; 272 SCRA 18 (1997); Oposa v.
Factoran, Jr., G.R. No. 101083, 30 July 1993, 224
executive — we must abide by the stringent
SCRA 792, 809-810 (citing Llamas v. Orbos, 279 Phil. requirements for the exercise of that power
920; 202 SCRA 844 [1991]; Bengzon, Jr. v. Senate Blue under the Constitution. Demetria v. Alba101
Ribbon Committee, G.R. No. 89914, 20 November 1991, and Francisco, Jr. v. Nagmamalasakit na
203 SCRA 767; Gonzales v. Macaraig, Jr., G.R. No.
87636, 19 November 1990, 191 SCRA 452; Coseteng v. mga Manananggol ng mga Manggagawang
Mitra, Jr., G.R. No. 86649, 12 July 1990, 187 SCRA 377; Pilipino, Inc.,102 cite the “pillars” of the
Daza v. Singson, 259 Phil. 980; 180 SCRA 496 [1989]; limitations on the power of judicial review as
and I Record, Constitutional Commission, pp. 434-436
[1986]).
enunciated in the concurring opinion of U.S.
98 Oposa v. Factoran, Jr., id., at p. 97. Supreme Court Justice Brandeis in
99 Morfe v. Mutuc, 130 Phil. 415, 442; 22 SCRA 424, Ashwander v. Tennessee Valley
442 (1968); Angara v. Electoral Commission, supra note Authority.103 Francisco104 redressed these
96 at p. 178.
“pillars” under the following categories:
324
1. That there be absolute necessity of
32 SUPREME COURT REPORTS ANNOTATED deciding a case;
4 2. That rules of constitutional law shall be
Saguisag vs. Ochoa, Jr. formulated only as required by the facts of
the case;
the risk of supplanting the wisdom of the 3. That judgment may not be sustained on
constitutionally appointed actor with that of some other ground;
its own.100 4. That there be actual injury sustained by
Even as we are left with no recourse but to the party by reason of the operation of the
bare our power to check an act of a coequal statute;
5. That the parties are not in estoppel; following four stringent requirements are
6. That the Court upholds the presumption satisfied: (a) there is an actual case or
of constitutionality. (Emphases supplied) controversy; (b) petitioners possess locus
_______________ standi; (c) the question of constitutionality is
100 See: Francisco, Jr. v. Nagmamalasakit na mga
Manananggol ng mga Manggagawang Pilipino, Inc.,
raised at the earliest opportunity; and (d) the
supra note 93; United States v. Raines, 362 U.S. 17 issue of constitutionality is the lis mota of
(1960); and Angara v. Electoral Commission, id. the case.106 Of these four, the first two
101 Demetria v. Alba, supra note 94 at p. 226. conditions will be the focus of our
102 Francisco, Jr. v. Nagmamalasakit na mga
Manananggol ng mga Manggagawang Pilipino, Inc., discussion.
supra at pp. 922-923; p. 161.
103 Ashwander v. Tennessee Valley Authority, 297 1. Petitioners have shown
U.S. 288, 346-348 (1936).
104 Francisco, Jr. v. Nagmamalasakit na mga
the presence of an actual
Manananggol ng mga Manggagawang Pilipino, Inc., case or controversy.
supra at p. 923; p. 161.
The OSG maintains107 that there is no actual
case or controversy that exists, since the
325 Senators have not been deprived of the
VOL. 779, JANUARY 12, 2016 325 to invoke the privileges of the
opportunity
Saguisag vs. Ochoa, Jr. institution they are representing. It contends
that the nonparticipation of the Senators in
These are the specific safeguards laid down the present petitions only confirms that
by the Court when it exercises its power of even they believe that EDCA is a binding
judicial review.105 Guided by these pillars, it executive agreement that does not require
may invoke the power only when the their concurrence.
It must be emphasized that the Senate has Saguisag vs. Ochoa, Jr.
already expressed its position through SR
105.108 Through the Resolution, the Senate Moreover, we cannot consider the sheer
has taken a position contrary to that of the abstention of the Senators from the present
OSG. As the body tasked to participate in proceedings as basis for finding that there
foreign affairs by ratifying treaties, its belief is no actual case or controversy before us.
that EDCA infringes upon its constitutional We point out that the focus of this
role indicates that an actual controversy — requirement is the ripeness for adjudication
albeit brought to the Court by non-Senators, of the matter at hand, as opposed to its
exists. being merely conjectural or anticipatory.109
_______________ The case must involve a definite and
105 Id., at p. 922; p. 160.
106 Southern Hemisphere Engagement Network,
concrete issue involving real parties with
Inc. v. Anti-Terrorism Council, 646 Phil. 452, 471; 632 conflicting legal rights and legal claims
SCRA 146, 166-167 (2010); David v. Macapagal-Arroyo, admitting of specific relief through a decree
522 Phil. 705, 753; 489 SCRA 160, 213 (2006); conclusive in nature.110 It should not equate
Francisco, Jr. v. Nagmamalasakit na mga Manananggol
ng mga Manggagawang Pilipino, Inc., id., at p. 892;p. with a mere request for an opinion or advice
133; Angara v. Electoral Commission, supra note 96 at on what the law would be upon an abstract,
p. 158. hypothetical, or contingent state of facts.111
107 Memorandum of OSG, p. 6; Rollo, p. 436.
108 Rollo (G.R. No. 212444), pp. 865-867.
As explained in Angara v. Electoral
Commission:112
The President shall have control of all the guage, not in the form of the President’s
executive departments, bureaus, and oath, was present in the 1935 Constitution,
offices. He shall ensure that the laws be particularly in the enumeration of executive
faithfully executed. functions.150 By 1987, executive power was
codified not only in the Constitution, but also
The equivalent provisions in the next in the Administrative Code:151
preceding Constitution did not explicitly
require this oath from the President. In the
1973 Constitution, for instance, the SECTION 1. Power of Control.—The
provision simply gives the President control President shall have control of all the
over the ministries.149 A similar lan- executive departments, bureaus, and
_______________ offices. He shall ensure that the laws be
faithfully executed. (Emphasis supplied) 152 Constitution, Art. X, Sec. 16: “The President
shall exercise general supervision over autonomous
regions to ensure that the laws are faithfully executed.”
Hence, the duty to faithfully execute the 153 Ilusorio v. Ilusorio, 564 Phil. 746; 540 SCRA 182
laws of the land is inherent in executive (2007); Gonzalez v. Hongkong & Shanghai Banking
power and is intimately related to the other Corp., 562 Phil. 841; 537 SCRA 255 (2007).
154 Metropolitan Manila Development Authority v.
executive functions. These functions Viron Transportation Co., Inc., 557 Phil. 121; 530 SCRA
include the faithful execution of the law in 341 (2007).
autonomous regions;152 the right to 155 La Perla Cigar & Cigarette Factory v. Capapas,
139 Phil. 451; 28 SCRA 1085 (1969).
prosecute crimes;153 the implementation of 156 In re: R. McCulloch Dick, 38 Phil. 211 (1918).
transportation projects;154 the duty to ensure 157 Almario v. Executive Secretary, supra note 114.
compliance with treaties, executive 158 Administrative Code of 1987, Book IV, Sec. 38.
agreements and executive orders;155 the
authority to deport undesirable aliens;156 the
conferment of national awards under the 340
President’s jurisdiction;157 and the overall 34 SUPREME COURT REPORTS ANNOTATED
administration and control of the executive 0
department.158 Saguisag vs. Ochoa, Jr.
_______________
150 Constitution (1935, as amended), Art. VII, Sec. These obligations are as broad as they
10(1): “The President shall have control of all executive
departments, bureaus or offices, exercise general
sound, for a President cannot function with
supervision over all local governments as may be crippled hands, but must be capable of
provided by law, and take care that the laws be faithfully securing the rule of law within all territories
executed.” of the Philippine Islands and be empowered
151 Administrative Code of 1987, Book III, Title I,
Sec. 1.
to do so within constitutional limits.
Congress cannot, for instance, limit or take the law, even if not expressly granted by the
over the President’s power to adopt law, is justified by necessity and limited only
implementing rules and regulations for a by law, since the President must “take
law it has enacted.159 necessary and proper steps to carry into
More important, this mandate is self- execution the law.”162 Justice George
executory by virtue of its being inherently Malcolm states this principle in a grand
executive in nature.160 As Justice Antonio T. manner:163
Carpio previously wrote,161
The executive should be clothed with
[i]f the rules are issued by the President in sufficient power to administer efficiently the
implementation or execution of self- affairs of state. He should have complete
executory constitutional powers vested in control of the instrumentalities
the President, the rulemaking power of the _______________
159 Concurring Opinion of J. Carpio, Abakada Guro
President is not a delegated legislative Party-List v. Purisima, 584 Phil. 246; 562 SCRA 251
power. The most important self-executory (2008).
constitutional power of the President is the 160 Id.
President’s constitutional duty and mandate 161 Id., at p. 297; p. 304.
162 Philippine Constitution Association v. Enriquez,
to “ensure that the laws be faithfully supra note 131.
executed.” The rule is that the President can 163 Government of the Philippine Islands v.
execute the law without any delegation of Springer, supra note 143.
power from the legislature.
341
The import of this characteristic is that
VOL. 779, JANUARY 12, 2016
the manner of the President’s execution of
Saguisag vs. Ochoa, Jr. strict adherence to the basic principles of
constitutional government.
through whom his responsibility is
discharged. It is still true, as said by In light of this constitutional duty, it is the
Hamilton, that “A feeble executive implies a President’s prerogative to do whatever is
feeble execution of the government. A legal and necessary for Philippine defense
feeble execution is but another phrase for a interests. It is no coincidence that the
bad execution; and a government ill constitutional provision on the faithful
executed, whatever it may be in theory, execution clause was followed by that on
must be in practice a bad government.” The the President’s commander-in-chief
mistakes of State governments need not be powers, which are specifically granted
164
Section VIII of US-Denmark Mutual Support The phrasing in EDCA is similar to that in
Agreement similarly provides: the U.S.-Australia treaty but with a term less
than half of that is provided in the latter Saguisag vs. Ochoa, Jr.
agreement. This means that EDCA merely
follows the practice of other states in not eignty and territorial integrity;291 who, as
specifying a non-extendible maximum term. chief architect of our foreign relations, is the
This practice, however, does not head policymaker tasked to assess, ensure,
automatically grant a badge of permanency and protect our national security and
to its terms. Article XII(4) of EDCA provides interests;292 who holds the most
very clearly, in fact, that its effectivity is for comprehensive and most confidential
an initial term of 10 years, which is far information about foreign countries293 that
shorter than the terms of effectivity between may affect how we conduct our external
the U.S. and other states. It is simply affairs; and who has unrestricted access to
illogical to conclude that the initial, highly classified military intelligence data294
extendible term of 10 years somehow gives that may threaten the life of the nation. Thus,
EDCA provisions a permanent character. if after a geopolitical prognosis of situations
The reasoning behind this interpretation is affecting the country, a belief is engendered
rooted in the constitutional role of the that a much longer period of military training
President who, as Commander-in-Chief of is needed, the President must be given
our armed forces, is the principal strategist ample discretion to adopt necessary
of the nation and, as such, duty-bound to measures including the flexibility to set an
defend our national sover- extended timetable.
Due to the sensitivity and often strict
confidentiality of these concerns, we
407 acknowledge that the President may not
VOL. 779, JANUARY 12, 2016 always 407be able to candidly and openly
discuss the complete situation being faced supra note 15; Bayan (Bagong Alyansang Makabayan)
v. Zamora, supra note 23.
by the nation. The Chief Executive’s hands 293 Vinuya v. Romulo, supra note 17.
must not be unduly tied, especially if the 294 Id.
situation calls for crafting programs and
setting timelines for approved activities.
These activities may be necessary for 408
maintaining and developing our capacity to 40 SUPREME COURT REPORTS ANNOTATED
resist an armed attack, ensuring our 8
national sovereignty and territorial integrity, Saguisag vs. Ochoa, Jr.
and securing our national interests. If the
Senate decides that the President is in the Evidently, the fact that the VFA does not
best position to define in operational terms provide specificity in regard to the extent of
the meaning of temporary in relation to the the “temporary” nature of the visits of U.S.
visits, considered individually or in their personnel does not suggest that the
totality, the Court must respect that policy duration to which the President may agree
decision. If the Senate feels that there is no is unlimited. Instead, the boundaries of the
need to set a time limit to these visits, meaning of the term temporary in Article I of
neither should we. the treaty must be measured depending on
_______________ the purpose of each visit or activity.295 That
291 See Constitution, Art. VII, Sec. 18, in relation to
purpose must be analyzed on a case-by-
Art. II, Sec. 3.
292 See Administrative Code of 1987, Book IV case basis depending on the factual
(Executive Branch), Title I (Foreign Affairs), Sec. 3(1), in circumstances surrounding the conclusion
relation to Constitution, Art. VII, Sec. 1 and Art. II, Sec. of the implementing agreement. While the
3; Akbayan Citizens Action Party v. Aquino, supra note
15; Pimentel, Jr. v. Office of the Executive Secretary,
validity of the President’s actions will be
judged under less stringent standards, the Philippines, supra note 69 at p. 206. According to the
report: “The Mutual Defense Board programs an
power of this Court to determine whether average of 10 to 12 exercises annually. Participating
there was grave abuse of discretion U.S. personnel, numbering from 10 to more than 1,000,
remains unimpaired. stay in Philippine territory from four days to four weeks,
depending on the nature of the exercise.”
296 Memorandum of Bayan, pp. 47-51, Rollo (G.R.
d. Authorized activities per- No. 212444), pp. 611-615.
formed by U.S. contractors
within Philippine territory
— who were legitimately 409
permitted to enter the coun- VOL. 779, JANUARY 12, 2016
try independent of EDCA — Saguisag vs. Ochoa, Jr.
are subject to relevant Phil-
ippine statutes and regula- one of which has already been operating in
tions and must be consistent Mindanao since 2004 — have been
with the MDT and the VFA. implicated in incidents or scandals in other
parts of the globe involving rendition, torture
Petitioners also raise296 concerns about the and other human rights violations. They
U.S. government’s purported practice of also assert that these contractors employ
hiring private security contractors in other paramilitary forces in other countries where
countries. They claim that these contractors they are operating.
— Under Articles III and IV of EDCA, U.S.
_______________ contractors are authorized to perform only
295 See generally Joint Report of the Committee on
Foreign Relations and the Committee on National the following activities:
Defense and Security reproduced in Senate of the 1. Training; transit; support and related
activities; refueling of aircraft; bunkering of military contractors. Relevantly,
vessels; temporary maintenance of vehicles, providing security300 and carrying,
vessels, and aircraft; temporary owning, and possessing firearms301
accommodation of personnel; are illegal for foreign civilians.
communications; prepositioning of _______________
297 EDCA, Art. III(1).
equipment, supplies, and materiel; 298 Id., Art. IV(4).
deployment of forces and materiel; and 299 Id., Art. IV(5).
such other activities as the Parties may 300 Commonwealth Act No. 541.
agree.297 301 Republic Act No. 10951.
2. Prepositioning and storage of defense
equipment, supplies, and materiel,
410
including delivery, management, inspection,
41 SUPREME COURT REPORTS ANNOTATED
use, maintenance, and removal of such 0
equipment, supplies and materiel.298
Saguisag vs. Ochoa, Jr.
3. Carrying out of matters in
accordance with, and to the extent
The laws in place already address issues
permissible under, U.S. laws,
regarding the regulation of contractors. In
regulations, and policies.299
the 2015 Foreign Investment Negative list,302
the Executive Department has already
EDCA requires that all activities
identified corporations that have equity
within Philippine territory be in
restrictions in Philippine jurisdiction. Of note
accordance with Philippine law. This
is No. 5 on the list — private security
means that certain privileges denied
agencies that cannot have any foreign
to aliens are likewise denied to foreign
equity by virtue of Section 4 of Republic Act _______________
302 Executive Order No. 184 (2015).
No. 5487;303 and No. 15, which regulates 303 Republic Act No. 5487 — The Private Security
contracts for the construction of defense- Agency Law, as amended by P.D. No. 11.
related structures based on Commonwealth 304 Glenn Defense: SBMA suspension doesn’t
Act No. 541. cover all our functions, Rappler, available at
<http://www.rappler.com/nation/16688-glenn-defense-
Hence, any other entity brought into the sbma-suspension-does-not-cover-all-functions> (last
Philippines by virtue of EDCA must visited 3 December 2015).
subscribe to corporate and civil 305 Id.; Bordadora, Norman, US Navy contractor
liable for Subic waste dumping, Philippine Daily Inquirer,
requirements imposed by the law, available at <http://globalnation.inquirer.net/63765/us-
depending on the entity’s corporate navy-contractor-liable-for-subic-waste-dumping> (last
structure and the nature of its business. visited 3 December 2015); Santos, Matikas, US navy
That Philippine laws extraneous to EDCA contractor dumped millions of liters of wastes in Subic,
Philippine Daily Inquirer, available at
shall govern the regulation of the activities <http://globalnation.inquirer.
of U.S. contractors has been clear even to
some of the present members of the Senate.
For instance, in 2012, a U.S. Navy 411
contractor, the Glenn Marine, was accused VOL. 779, JANUARY 12, 2016
of spilling fuel in the waters off Manila Bay.304 Saguisag vs. Ochoa, Jr.
The Senate Committee on Foreign
Relations and the Senate Committee on and promised stricter guidelines to be
Environment and Natural Resources imposed upon its contractors.306 The
chairperson claimed environmental and statement attributed to Commander Ron
procedural violations by the contractor.305 Steiner of the public affairs office of the U.S.
The U.S. Navy investigated the contractor Navy’s 7th Fleet — that U.S. Navy
contractors are bound by Philippine laws — judicial notice of claims aired in news
is of particular relevance. The statement reports, “not because of any issue as to
acknowledges not just the presence of the their truth, accuracy, or impartiality, but for
contractors, but also the U.S. position that the simple reason that facts must be
these contractors are bound by the local established in accordance with the rules of
laws of their host state. This stance was evidence.”308 What is
echoed by other U.S. Navy _______________
net/63649/us-navy-contractor-dumped-millions-of-
representatives.307 liters-of-wastes-in-subic> (last visited 3 December
This incident simply shows that the Senate 2015).
was well aware of the presence of U.S. 306 Cabreza, Vincent, US Embassy says dumping
contractors for the purpose of fulfilling the of untreated waste in Subic not condoned, Philippine
Daily Inquirer, available at
terms of the VFA. That they are bound by <http://globalnation.inquirer.net/60255/us-embassy-
Philippine law is clear to all, even to the U.S. says-dumping-of-untreated-waste-in-subic-not-
As applied to EDCA, even when U.S. condoned> (last visited 3 December 2015).
307 Gonzaga, Robert, Contractor could face
contractors are granted access to the sanctions from US navy for violations, Philippine Daily
Agreed Locations, all their activities must be Inquirer, available at
consistent with Philippine laws and <http://globalnation.inquirer.net/56622/contractor-
regulations and pursuant to the MDT and could-face-sanctions-from-usnavy-for-violations> (last
visited 3 December 2015).
the VFA. 308 Lim v. Executive Secretary, supra note 69 at p.
While we recognize the concerns of 580; pp. 759-760.
petitioners, they do not give the Court
enough justification to strike down EDCA. In
Lim v. Executive Secretary, we have 412
already explained that we cannot take 41 SUPREME COURT REPORTS ANNOTATED
2 laws311 apply to them
Saguisag vs. Ochoa, Jr. _______________
309 See R.A. No. 10591 or the Comprehensive
Firearms and Ammunition Regulation Act. According to
more, we cannot move one step ahead and Section 4, Article II thereof: In order to qualify and
speculate that the alleged illegal activities of acquire a license to own and possess a firearm or
firearms and ammunition, the applicant must be a
these contractors in other countries would
Filipino citizen, at least twenty-one (21) years old and
take place in the Philippines with certainty. has gainful work, occupation or business or has filed an
As can be seen from the above discussion, Income Tax Return (ITR) for the preceding year as proof
making sure that U.S. contractors comply of income, profession, business or occupation. In
addition, the applicant shall submit the following
with Philippine laws is a function of law certification issued by appropriate authorities attesting
enforcement. EDCA does not stand in the the following: x x x x. On the other hand, Section 5
way of law enforcement. states: “A juridical person maintaining its own security
Nevertheless, we emphasize that U.S. force may be issued a regular license to own and
possess firearms and ammunition under the following
contractors are explicitly excluded from the conditions: (a) It must be Filipino-owned and duly
coverage of the VFA. As visiting aliens, their registered with the Securities and Exchange
entry, presence, and activities are subject to Commission (SEC); (b) It is current, operational and a
continuing concern; (c) It has completed and submitted
all laws and treaties applicable within the all its reportorial requirements to the SEC; and (d) It has
Philippine territory. They may be refused paid all its income taxes for the year, as duly certified by
entry or expelled from the country if they the Bureau of Internal Revenue. x x x x. Security
engage in illegal or undesirable activities. agencies and LGUs shall be included in this category of
licensed holders but shall be subject to additional
There is nothing that prevents them from requirements as may be required by the Chief of the
being detained in the country or being PNP.” Finally, Section 22 expresses: “A person
subject to the jurisdiction of our courts. Our
penal laws,309 labor laws,310 and immigrations
413 provides: “Employment permit of nonresident aliens.—
VOL. 779, JANUARY 12, 2016 Any alien413 seeking admission to the Philippines for
employment purposes and any domestic or foreign
Saguisag vs. Ochoa, Jr. employer who desires to engage an alien for
employment in the Philippines shall obtain an
and therefore limit their activities here. Until employment permit from the Department of Labor. The
employment permit may be issued to a nonresident
and unless there is another law or treaty
alien or to the applicant employer after a determination
that specifically deals with their entry and of the nonavailability of a person in the Philippines who
activities, their presence in the country is is competent, able and willing at the time of application
subject to unqualified Philippine jurisdiction. to perform the services for which the alien is desired. For
_______________ an enterprise registered in preferred areas of
arriving in the Philippines who is legally in possession investments, said employment permit may be issued
of any firearm or ammunition in his/her country of origin upon recommendation of the government agency
and who has declared the existence of the firearm upon charged with the supervision of said registered
embarkation and disembarkation but whose firearm is enterprise.” (Emphasis supplied)
not registered in the Philippines in accordance with this 311 Supra notes 263 and 267.
Act shall deposit the same upon written receipt with the
Collector of Customs for delivery to the FEO of the PNP
for safekeeping, or for the issuance of a permit to 414
transport if the person is a competitor in a sports
41 SUPREME COURT REPORTS ANNOTATED
shooting competition. If the importation of the same is
allowed and the party in question desires to obtain a 4
domestic firearm license, the same should be Saguisag vs. Ochoa, Jr.
undertaken in accordance with the provisions of this Act.
If no license is desired or leave to import is not granted,
the firearm or ammunition in question shall remain in the
custody of the FEO of the PNP until otherwise disposed EDCA does not allow the presence
of in accordance with law.” (Emphasis supplied) of U.S.-owned or -controlled mili-
310 Article 40 of the Labor Code, as amended,
tary facilities and bases in the
Philippines utilities and to operate their own
telecommunications system.
Petitioners Saguisag, et al. claim that EDCA
permits the establishment of U.S. military a. Preliminary point on
bases through the “euphemistically” termed badges of exclusivity.
“Agreed Locations.”312 Alluding to the
definition of this term in Article II(4) of EDCA, As a preliminary observation, petitioners
they point out that these locations are have cherry-picked provisions of EDCA by
actually military bases, as the definition presenting so-called “badges of exclusivity,”
refers to facilities and areas to which U.S. despite the presence of contrary provisions
military forces have access for a variety of within the text of the agreement itself.
purposes. Petitioners claim that there are First, they clarify the word “return” in
several badges of exclusivity in the use of Article V(2) of EDCA. However, the use of
the Agreed Locations by U.S. forces. First, the word “return” is within the context of a
Article V(2) of EDCA alludes to a “return” of lengthy provision. The provision as a whole
these areas once they are no longer needed reads as follows:
by U.S. forces, indicating that there would _______________
312 Memorandum of Saguisag, et al., pp. 25-29,
be some transfer of use. Second, Article Rollo (G.R. No. 212426, Vol. II), pp. 995-999.
IV(4) of EDCA talks about American forces’
unimpeded access to the Agreed Locations
for all matters relating to the prepositioning 415
and storage of U.S. military equipment, VOL. 779, JANUARY 12, 2016
supplies, and materiel. Third, Article VII of Saguisag vs. Ochoa, Jr.
EDCA authorizes U.S. forces to use public
The United States shall return to the and Commander, U.S. PACOM with
Philippines any Agreed Locations, or any representatives from the Philippines’
portion thereof, including non-relocatable Department of National Defense and
structures and assemblies constructed, Department of Foreign Affairs sitting as
modified, or improved by the United States, members.”313 The terms shall be negotiated
once no longer required by United States by both the Philippines and the U.S., or
forces for activities under this Agreement. through their Designated Authorities. This
The Parties or the Designated Authorities provision, seen as a whole, contradicts
shall consult regarding the terms of return petitioners’ interpretation of the return as a
of any Agreed Locations, including possible “badge of exclusivity.” In fact, it shows the
compensation for improvements or cooperation and partnership aspect of
construction. EDCA in full bloom.
Second, the term “unimpeded access”
The context of use is “required by United must likewise be viewed from a contextual
States forces for activities under this perspective. Article IV(4) states that U.S.
Agreement.” Therefore, the return of an forces and U.S. contractors shall have
Agreed Location would be within the “unimpeded access to Agreed Locations for
parameters of an activity that the Mutual all matters relating to the prepositioning and
Defense Board (MDB) and the Security storage of defense equipment, supplies,
Engagement Board (SEB) would authorize. and materiel, including delivery,
Thus, possession by the U.S. prior to its management, inspection, use, maintenance,
return of the Agreed Location would be and removal of such equipment, supplies
based on the authority given to it by a joint and materiel.”
body co-chaired by the “AFP Chief of Staff _______________
313 PH-US MDB and SEB Convenes, Department
Therefore, this “unimpeded access” to the
of National Defense, available at
Agreed Locations is a necessary adjunct to
<http://www.dndph.org/press-releases/ph-us-mdb-and-
the ownership, use, and control of the U.S.
seb-convenes> (last visited 3 December 2015).
over its own equipment, supplies, and
materiel and must have first been allowed
416 by the joint mechanisms in play between the
41 SUPREME COURT REPORTS ANNOTATED two states since the time of the MDT and
6 the VFA. It is not the use of the Agreed
Saguisag vs. Ochoa, Jr. Locations that is exclusive per se; it is mere
access to items in order to exercise the
At the beginning of Article IV, EDCA states rights of ownership granted by virtue of the
that the Philippines gives the U.S. the Philippine Civil Code.318
authority to bring in these equipment, As for the view that EDCA authorizes U.S.
supplies, and materiel through the MDB and forces to use public utilities and to operate
SEB security mechanism. These items are their own telecommunications system, it will
owned by the U.S., are exclusively for the
314
be met and answered in part D, infra.
use of the U.S.315 and, after going through Petitioners also point out319 that EDCA is
the joint consent mechanisms of the MDB strongly reminiscent of and in fact bears a
and the SEB, are within the control of the one-to-one correspondence with the
U.S. More importantly, before these items
316 _______________
314 EDCA, Art. IV(3).
are considered prepositioned, they must
315 Id.
have gone through the process of prior 316 Id.
authorization by the MDB and the SEB and 317 Id.
given proper notification to the AFP.317 318 Such rights gleaned from Title II, Chapter I of
the Civil Code are (Cojuangco v. Sandiganbayan, 604 The similar activities cited by petitioners321
Phil. 670; 586 SCRA 790 [2009]) the right to possess, to
use and enjoy, to abuse or consume, to accessories, to
simply show that under the MBA, the U.S.
dispose or alienate, to recover or vindicate, and to the had the right to construct, operate, maintain,
fruits. utilize, occupy, garrison, and control the
319 Memorandum of Saguisag, et al., pp. 29-33, bases. The so-called parallel provisions of
Rollo (G.R. No. 212426, Vol. II), pp. 999-1003;
Memorandum of Bayan, et al., pp. 41-71, Rollo (G.R. No. EDCA allow only operational control over
212444), pp. 605-635. the Agreed Locations specifically for
construction activities. They do not allow
the overarching power to operate, maintain,
417 utilize, occupy, garrison, and control a base
VOL. 779, JANUARY 12, 2016 with full 417
discretion. EDCA in fact limits the
Saguisag vs. Ochoa, Jr. rights of the U.S. in respect of every activity,
including construction, by giving the MDB
provisions of the 1947 MBA. They assert and the SEB the power to determine the
that both agreements (a) allow similar details of all activities such as, but not
activities within the area; (b) provide for the limited to, operation, maintenance, utility,
same “species of ownership” over facilities; occupancy, garrisoning, and control.322
and (c) grant operational control over the The “species of ownership” on the other
entire area. Finally, they argue320 that EDCA hand, is distinguished by the nature of the
is in fact an implementation of the new property. For immovable property
defense policy of the U.S. According to constructed or developed by the U.S.,
them, this policy was not what was originally EDCA expresses that ownership will
intended either by the MDT or by the VFA. automatically be vested to the Philippines.323
On these points, the Court is not persuaded. On the other hand, for movable properties
brought into the Philippines by the U.S., The parallelism, however, ends when the
EDCA provides that ownership is retained situation involves facilities that can be
by the latter. In contrast, the MBA dictates considered immovable. Under the MBA, the
_______________ U.S. retains ownership if it paid for the
320 Memorandum of Saguisag, et al., pp. 33-35,
Rollo (G.R. No. 212426, Vol. II), pp. 1003-1005.
facility.325 Under EDCA, an immovable is
321 Id., at pp. 1000-1001. owned by the Philippines, even if built
322 Id., at p. 1000. EDCA, Arts. I(1)(b), I(2), I(3), & completely on the back of U.S. funding.326
III(4). This is consistent with the constitutional
323 Id., at p. 1002.
prohibition on foreign land ownership.327
Despite the apparent similarity, the
418 ownership of property is but a part of a
41 SUPREME COURT REPORTS ANNOTATED larger whole that must be considered before
8 the constitutional restriction is violated.
Saguisag vs. Ochoa, Jr. Thus, petitioners’ points on operational
control will be given more attention in the
that the U.S. retains ownership over discussion below. The arguments on policy
immovable and movable properties. are, however, outside the scope of judicial
To our mind, both EDCA and the MBA review and will not be discussed.
simply incorporate what is already the law Moreover, a direct comparison of the MBA
of the land in the Philippines. The Civil and EDCA will result in several important
Code’s provisions on ownership, as applied, distinctions that would allay suspicion that
grant the owner of a movable property full EDCA is but a disguised version of the MBA.
rights over that property, even if located in
another person’s property.324 b. There are substantial
matters that the U.S. can- Philippines in which its forces or equipment
not do under EDCA, but may be found. Below is a comparative table
which it was authorized to between the old treaty and EDCA:
do under the 1947 MBA.
_______________
324 See generally Civil Code, Arts. 427-429.
325 Memorandum of Saguisag, et al., pp. 33-35,
Rollo (G.R. No. 212426, Vol. II), pp. 1001-1002.
326 Id.
327 Constitution, Art. XII, Sec. 7.
419
VOL. 779, JANUARY 12, 2016 419
Saguisag vs. Ochoa, Jr.
The Bases Conversion and Development raise funds by the sale of portions of Metro
Act of 1992 described its coverage in its Manila military camps, and to apply said
Declaration of Policies: funds as provided herein for the
development and conversion to productive
Sec. 2. Declaration of Policies.—It is civilian use of the lands covered under the
hereby declared the policy of the 1947 Military Bases Agreement between
Government to accelerate the sound and the Philippines and the United States of
balanced conversion into alternative America, as amended.330
productive uses of the Clark and Subic
military reservations and their extensions The result of the debates and subsequent
(John Hay Station, Wallace Air Station, voting is Section 25, Article XVIII of the
O’Donnell Transmitter Station, San Miguel Constitution, which specifically restricts,
Naval Communications Station and Capas among others, foreign military facilities or
Relay Station), to bases. At the time of its crafting of the
_______________ Constitution, the 1986 Constitutional
328 P.D. No. 1227 – Punishing Unlawful Entry into Commission had a clear idea of what
Any Military Base in the Philippines, Sec. 2.
329 IV Record, Constitutional Commission, p. 648 exactly it was restricting. While the term
(15 September 1986). “facilities and bases” was left undefined, its
point of reference was clearly those areas proposes a novel concept termed “Agreed
covered by the 1947 MBA as amended. Locations.”
Notably, nearly 30 years have passed since By definition, Agreed Locations are:
then, and the ever-evolving world of _______________
330 R.A. No. 7227.
military technology and geopolitics has 331 Padua, supra note 64.
surpassed the understanding of the
Philippine people in 1986. The last direct
military action of the U.S. in the region was 434
the use of Subic base as the staging ground 43 SUPREME COURT REPORTS ANNOTATED
for Desert Shield and Desert Storm during 4
the Gulf War.331 In 1991, the Philippine Saguisag vs. Ochoa, Jr.
Senate rejected the successor treaty of the
1947 MBA that would have allowed the facilities and areas that are provided by the
continuation of U.S. bases in the Philippines. Government of the Philippines through the
Henceforth, any proposed entry of U.S. AFP and that United States forces, United
forces into the Philippines had to evolve States contractors, and others as mutually
likewise, taking into consideration the agreed, shall have the right to access and
subsisting agreements between both use pursuant to this Agreement. Such
parties, the rejection of the 1991 proposal, Agreed Locations may be listed in an annex
and a concrete understanding of what was to be appended to this Agreement, and may
constitutionally restricted. This trend birthed be further described in implementing
the VFA which, as discussed, has already arrangements.332
been upheld by this Court.
The latest agreement is EDCA, which Preliminarily, respondent already claims
that the proviso that the Philippines shall aircraft; temporary accommodation of
retain ownership of and title to the Agreed personnel; communications; prepositioning
Locations means that EDCA is “consistent of equipment, supplies and materiel;
with Article II of the VFA which recognizes deploying forces and materiel; and such
Philippine sovereignty and jurisdiction over other activities as the Parties may agree.”
locations within Philippine territory.”333 This creation of EDCA must then be tested
By this interpretation, respondent against a proper interpretation of the
acknowledges that the contention of Section 25 restriction.
petitioners springs from an understanding _______________
332 EDCA, Art. II(4).
that the Agreed Locations merely 333 Memorandum of OSG, p. 23, Rollo (G.R. No.
circumvent the constitutional restrictions. 212426), p. 453.
Framed differently, the bone of contention is
whether the Agreed Locations are, from a
legal perspective, foreign military facilities 435
or bases. This legal framework triggers VOL. 779, JANUARY 12, 2016
Section 25, Article XVIII, and makes Senate Saguisag vs. Ochoa, Jr.
concurrence a sine qua non.
Article III of EDCA provides for Agreed d. Reasons for the constitu-
Locations, in which the U.S. is authorized by tional requirements and le-
the Philippines to “conduct the following gal standards for constitu-
activities: “training; transit; support and tionally compatible mili-
related activities; refueling of aircraft; tary bases and facilities.
bunkering of vessels; temporary
maintenance of vehicles, vessels and Section 25 does not define what is meant by
a “foreign military facility or base.” While it provisions with what purports to be an
specifically alludes to U.S. military facilities objective presentation of the historical
and bases that existed during the framing of background of the military bases in the
the Constitution, the provision was clearly Philippines. Care appears, however, to
meant to apply to those bases existing at have been taken to underscore the inequity
the time and to any future facility or base. in their inception as well as their
The basis for the restriction must first be implementation, as to seriously reflect on
deduced from the spirit of the law, in order the supposed objectivity of the report.
to set a standard for the application of its Pronouncements of military and civilian
text, given the particular historical events officials shortly after World War II are
preceding the agreement. quoted in support of the proposition on
Once more, we must look to the 1986 neutrality; regrettably, the implication is that
Constitutional Commissioners to glean, the same remains valid today, as if
from their collective wisdom, the intent of _______________
334 IV Record, Constitutional Commission, pp. 628-
Section 25. Their speeches are rich with 630 (15 September 1986).
history and wisdom and present a clear
picture of what they considered in the
crafting the provision. 436
43 SUPREME COURT REPORTS ANNOTATED
SPEECH OF COMMISSIONER 6
REGALADO 334
Saguisag vs. Ochoa, Jr.
xxxx
We have been regaled here by those who the world and international activity stood still
favor the adoption of the anti-bases for the last 40 years.
We have been given inspired decide not only on the geopolitical aspects
lectures on the effect of the presence and contingent implications of the military
of the military bases on our bases but also on their political, social,
sovereignty — whether in its legal or economic and cultural impact on our
political sense is not clear — and the national life. We are asked to answer a
theory that any country with foreign plethora of questions, such as: 1) whether
bases in its territory cannot claim to be the bases are magnets of nuclear attack or
fully sovereign or completely are deterrents to such attack; 2) whether an
independent. alliance or mutual defense treaty is a
I was not aware that the concepts of derogation of our national sovereignty; 3)
sovereignty and independence have now whether criticism of us by Russia, Vietnam
assumed the totality principle, such that a and North Korea is outweighed by the
willing assumption of some delimitations in support for us of the ASEAN countries, the
the exercise of some aspects thereof would United States, South Korea, Taiwan,
put that State in a lower bracket of Australia and New Zealand; and 4) whether
nationhood. the social, moral and legal problems
xxxx spawned by the military bases and their
We have been receiving a continuous influx operations can be compensated by the
of materials on the pros and cons on the economic benefits outlined in papers which
advisability of having military bases within have been furnished recently to all of us.335
our shores. Most of us who, only about xxxx
three months ago, were just mulling the _______________
335 Id., at p. 628.
prospects of these varying contentions are
now expected, like armchair generals, to
SPEECH OF COMMISSIONER SUAREZ337
437
VOL. 779, JANUARY 12, 2016 437
MR. SUAREZ: Thank you, Madam
Saguisag vs. Ochoa, Jr. President.
I am quite satisfied that the crucial issues
Of course, one side of persuasion has involved in the resolution of the problem of
submitted categorical, unequivocal and the removal of foreign bases from the
forceful assertions of their positions. They Philippines have been adequately treated
are entitled to the luxury of the absolutes. by previous speakers. Let me, therefore,
We are urged now to adopt the proposed just recapitulate the arguments adduced in
declaration as a “golden,” “unique” and “last” favor of a foreign bases-free Philippines:
opportunity for Filipinos to assert their 1. That every nation should be free to
sovereign rights. Unfortunately, I have shape its own destiny without outside
never been enchanted by superlatives, interference;
much less for the applause of the moment 2. That no lasting peace and no true
or the ovation of the hour. Nor do I look sovereignty would ever be achieved so long
forward to any glorious summer after a as there are foreign military forces in our
winter of political discontent. Hence, if I may country;
join Commissioner Laurel, I also invoke a 3. That the presence of foreign military
caveat not only against the tyranny of labels bases deprives us of the very substance of
but also the tyranny of slogans.336 national sovereignty and this is a constant
source of national embarrassment and an
xxxx insult to our national dignity and self-
respect as a nation;
_______________ helpless country; and
336 Id., at p. 629.
337 Id., at pp. 630-631.
8. That on the legal viewpoint and in the
ultimate analysis, all the bases agreements
are null and void ab initio, especially
438 because they did not count the sovereign
43 consent and will of the Filipino people.338
SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr. xxxx
In the real sense, Madam President, if we in
4. That these foreign military bases the Commission could accommodate the
unnecessarily expose our country to provisions I have cited, what is our objection
devastating nuclear attacks; to include in our Constitution a matter as
5. That these foreign military bases create priceless as the nationalist values we
social problems and are designed to cherish? A matter of the gravest concern for
perpetuate the strangle-hold of United the safety and survival of this nation indeed
States interests in our national economy deserves a place in our Constitution.
and development; xxxx
6. That the extraterritorial rights enjoyed x x x Why should we bargain away our
by these foreign bases operate to deprive dignity and our self-respect as a nation and
our country of jurisdiction over civil and the future of generations to come with thirty
criminal offenses committed within our own pieces of silver?339
_______________
national territory and against Filipinos;
338 Id., at p. 630.
7. That the bases agreements are colonial 339 Id., at p. 631.
impositions and dictations upon our
for their clientele elsewhere. The remedy to
439 the problem of prostitution lies primarily
VOL. 779, JANUARY 12, 2016 elsewhere439 — in an alert and concerned
Saguisag vs. Ochoa, Jr. citizenry, a healthy economy and a sound
education in values.343
SPEECH OF COMMISSIONER
BENNAGEN 340
SPEECH OF COMMISSIONER JAMIR344
xxxx xxxx
The underlying principle of military bases One of the reasons advanced
and nuclear weapons wherever they are against the maintenance of foreign
found and whoever owns them is that those military bases here is that they impair
are for killing people or for terrorizing portions of our sovereignty. While I
humanity. This objective by itself at any agree that our country’s sovereignty
point in history is morally repugnant. This should not be impaired, I also hold the
alone is reason enough for us to view that there are times when it is
constitutionalize the ban on foreign military necessary to do so according to the
bases and on nuclear weapons.341 imperatives of national interest. There
are precedents to this effect. Thus,
SPEECH OF COMMISSIONER BACANI342 during World War II, England leased
xxxx its bases in the West Indies and in
x x x Hence, the remedy to prostitution does Bermuda for 99 years to the United
not seem to be primarily to remove the _______________
bases because even if the bases are 340 Id., at pp. 632-634.
341 Id., at p. 632.
removed, the girls mired in poverty will look 342 Id., at pp. 634-635.
343 Id., at p. 634.
344 Id., at pp. 635-636.
SPEECH OF COMMISSIONER
TINGSON346
440
xxxx
44 SUPREME COURT REPORTS ANNOTATED In the case of the Philippines and the other
0 Southeast Asian nations, the presence of
Saguisag vs. Ochoa, Jr. American troops in the country is a
projection of America’s security interest.
States for its use as naval and air bases. It Enrile said that nonetheless, they also
was done in consideration of 50 overaged serve, although in an incidental and
destroyers which the United States gave to secondary way, the security interest of the
England for its use in the Battle of the Republic of the Philippines and the region.
Atlantic. Yes, of course, Mr. Enrile also echoes the
A few years ago, England gave the Island sentiments of most of us in this Commission,
of Diego Garcia to the United States for the namely: It is ideal for us as an independent
latter’s use as a naval base in the Indian and sovereign nation to ultimately abrogate
Ocean. About the same time, the United the RP-US military treaty and, at the right
States obtained bases in Spain, Egypt and time, build our own air and naval might.347
Israel. In doing so, these countries, in effect, xxxx
contributed to the launching of a preventive Allow me to say in summation that
defense posture against possible trouble in I am for the retention of American
the Middle East and in the Indian Ocean for military bases in the Philippines
their own protection.345 provided that such an extension from
one period to another shall be
concluded upon concurrence of the statement of President Aquino to the
parties, and such extension shall be effect that she is for the removal of the
based on justice, the historical amity U.S. military bases in this country but
of that the removal of the U.S. military
bases should not be done just to give
_______________ way to other foreign bases. Today,
345 Id., at p. 636.
346 Id., at pp. 637-639.
there are two world superpowers,
347 Id., at p. 638. both vying to control any and all
countries which have importance to
their strategy for world domination.
441 The Philippines is one such country.
VOL. 779, JANUARY 12, 2016 441
Madam President, I submit that I
Saguisag vs. Ochoa, Jr. am one of those ready to completely
remove any vestiges of the days of
the people of the Philippines and enslavement, but not prepared to
the United States and their common erase them if to do so would merely
defense interest.348 leave a vacuum to be occupied by a
far worse type.350
SPEECH OF COMMISSIONER
ALONTO349 SPEECH OF COMMISSIONER
xxxx GASCON351
Madam President, sometime ago xxxx
after this Commission started with this Let us consider the situation of
task of framing a constitution, I read a peace in our world today. Consider
our brethren in the Middle East, in ways be on the side of peace — this means
Indo-China, Central America, in South that we should not always rely on military
Africa — there has been escalation of solution.352
war in some of these areas because xxxx
of foreign intervention which views x x x The United States bases, therefore,
these conflicts through the narrow are springboards for intervention in our own
prism of the East-West conflict. The internal affairs and in the affairs of other
United States bases have been used nations in this region.
as springboards for intervention in xxxx
some of these conflicts. We should Thus, I firmly believe that a self-respecting
not allow ourselves to be party to the nation should safeguard its fundamental
warlike mentality of these foreign freedoms which should logically be
interventionists. We must al- declared in black and white in our
_______________ fundamental law of the land — the
348 Id., at p. 639.
349 Id., at pp. 640-641.
Constitution. Let us express our desire for
350 Id., at p. 640. national sovereignty so we may be able to
351 Id., at pp. 641-645. achieve national self-determination. Let us
express our desire for neutrality so that we
may be able to follow active nonaligned
442 independent foreign policies. Let us
44 SUPREME COURT REPORTS ANNOTATED express our desire for peace and a nuclear-
2 free zone so we may be able to pursue a
Saguisag vs. Ochoa, Jr. healthy and tranquil existence, to have
peace that is autonomous and not
imposed.353
443
xxxx VOL. 779, JANUARY 12, 2016
SPEECH OF COMMISSIONER TADEO354 Saguisag vs. Ochoa, Jr.
Para sa magbubukid, ano ba ang
kahulugan ng U.S. military bases? Para sa litically and culturally. Para sa
magbubukid, ang kahulugan nito ay sambayanang magbubukid ang U.S.
pagkaalipin. Para sa magbubukid, ang military bases ay kasingkahulugan ng
pananatili ng U.S. military bases ay tinik sa nuclear weapon — ang kahulugan ay
dibdib ng sambayanang Pilipinong patuloy magneto ng isang nuclear war. Para sa
na nakabaon. Para sa sambayanang sambayanang magbubukid, ang kahulugan
magbubukid, ang ibig sabihin ng U.S. ng U.S. military bases ay isang salot.355
military bases ay batong pabigat na patuloy
na pinapasan ng sambayanang Pilipino. SPEECH OF COMMISSIONER
Para sa sambayanang magbubukid, ang QUESADA356
pananatili ng U.S. military bases ay isang xxxx
nagdudumilat na katotohanan ng patuloy na The drift in the voting on issues related
paggahasa ng imperyalistang Estados to freeing ourselves from the instruments of
Unidos sa ating Inang Bayan — domination and subservience has clearly
economically, po- been defined these past weeks.
_______________ xxxx
352 Id., at p. 643. So for the record, Mr. Presiding Officer, I
353 Id., at p. 644.
354 Id., at pp. 645-649. would like to declare my support for the
committee’s position to enshrine in the
Constitution a fundamental principle
forbidding foreign military bases, troops or
facilities in any part of the Philippine territory 444
as a clear and concrete manifestation of our 44 SUPREME COURT REPORTS ANNOTATED
inherent right to national self-determination, 4
independence and sovereignty. Saguisag vs. Ochoa, Jr.
Mr. Presiding Officer, I would like to
relate now these attributes of genuine cally discussed in past deliberations. The
nationhood to the social cost of allowing deletion, therefore, of Section 3 in the
foreign countries to maintain military bases Constitution we are drafting will have the
in our country. Previous speakers have following implications:
dwelt on this subject, either to highlight its First, the failure of the
importance in relation to the other issues or Constitutional Commission to
to gloss over its significance and make this decisively respond to the continuing
a part of future negotiations.357 violation of our territorial integrity via
xxxx the military bases agreement which
Mr. Presiding Officer, I feel that banning permits the retention of U.S. facilities
foreign military bases is one of the solutions within the Philippine soil over which
and is the response of the Filipino people our authorities have no exclusive
against this condition and other conditions jurisdiction contrary to the accepted
that have already been clearly and emphati- definition of the exercise of
_______________ sovereignty.
355 Id., at p. 645. Second, consent by this forum, this
356 Id., at pp. 649-652.
357 Id., at p. 650.
Constitutional Commission, to an
exception in the application of a facilities, while in the meantime we
provision in the Bill of Rights that we have to suffer all existing indignities
have just drafted regarding equal and disrespect towards our rights as a
application of the laws of the land to sovereign nation.
all inhabitants, permanent or xxxx
otherwise, within its territorial Eighth, the utter failure of this
boundaries. forum to view the issue of foreign
Third, the continued exercise by military bases as essentially a
the United States of extraterritoriality question of sovereignty which does
despite the condemnations of such not require in-
practice by the world community of _______________
358 Id., at p. 651.
nations in the light of overwhelming
international approval of eradicating
all vestiges of colonialism.358 445
xxxx VOL. 779, JANUARY 12, 2016
Sixth, the deification of a new Saguisag vs. Ochoa, Jr.
concept called pragmatic sovereignty,
in the hope that such can be wielded depth studies or analyses and which this
to force the United States government forum has, as a constituent assembly
to concede to better terms and drafting a constitution, the expertise and
conditions concerning the military capacity to decide on except that it lacks the
bases agreement, including the political will that brought it to existence and
transfer of complete control to the now engages in an elaborate scheme of
Philippine government of the U.S.
buck-passing. xxxx
xxxx The anachronistic and ephemeral
Without any doubt we can establish a new arguments against the provisions of the
social order in our country, if we reclaim, committee report to dismantle the American
restore, uphold and defend our national bases after 1991 only show the urgent need
sovereignty. National sovereignty is what to free our country from the entangling
the military bases issue is all about. It is only alliance with any power bloc.363
the sovereign people exercising their xxxx
national sovereignty who can design an x x x x Mr. Presiding Officer, it is
independent course and take full control of not necessary for us to possess
their national destiny.359 expertise to know that the so-called
RP-US Bases
SPEECH OF COMMISSIONER PADILLA360 _______________
359 Id., at p. 652.
xxxx 360 Id., at pp. 652-653.
Mr. Presiding Officer, in advocating the 361 Id.
majority committee report, specifically 362 Id., at pp. 653-654.
Sections 3 and 4 on neutrality, nuclear and 363 Id., at p. 653.
bases-free country, some views stress
sovereignty of the Republic and even
446
invoke survival of the Filipino nation and
44 SUPREME COURT REPORTS ANNOTATED
people.361 6
Saguisag vs. Ochoa, Jr.
REBUTTAL OF COMMISSIONER
NOLLEDO362
Agreement will expire in 1991, that it control, sovereignty and applicable law, and
infringes on our sovereignty and jurisdiction national security and territorial integrity.
as well as national dignity and honor, that it
goes against the UN policy of disarmament i. First standard: independence
and that it constitutes unjust intervention in from foreign control
our internal affairs.364 (Emphases supplied)
Very clearly, much of the opposition to the
The Constitutional Commission eventually U.S. bases at the time of the Constitution’s
agreed to allow foreign military bases, drafting was aimed at asserting Philippine
troops, or facilities, subject to the provisions independence from the U.S., as well as
of Section 25. It is thus important to read its control over our country’s territory and
discussions carefully. From these military.
discussions, we can deduce three legal Under the Civil Code, there are several
standards that were articulated by the aspects of control exercised over property.
Constitutional Commission Members. Property is classified as private or public.365
These are characteristics of any agreement It is public if “intended for public use, such
that the country, and by extension this Court, as roads, canals, rivers, torrents, ports and
must ensure are observed. We can thereby bridges constructed by the State, banks,
determine whether a military base or facility shores, roadsteads, and others of similar
in the Philippines, which houses or is character[,]” or
accessed by foreign military troops, is _______________
364 Id., at p. 654.
foreign or remains a Philippine military base 365 Civil Code, Art. 419.
or facility. The legal standards we find
applicable are: independence from foreign
447 Possession, after all, merely raises a
VOL. 779, JANUARY 12, 2016 447presumption of ownership, which
disputable
Saguisag vs. Ochoa, Jr. can be contested through normal judicial
processes.367
“[t]hose which belong to the State, without In this case, EDCA explicitly provides that
being for public use, and are intended for ownership of the Agreed Locations remains
some public service or for the development with the Philippine government.368 What U.S.
of the national wealth.”366 personnel have a right to, pending mutual
Quite clearly, the Agreed Locations are agreement, is access to and use of these
contained within a property for public use, locations.369
be it within a government military camp or The right of the owner of the property to
property that belongs to the Philippines. allow access and use is consistent with the
Once ownership is established, then the Civil Code, since the owner may dispose of
rights of ownership flow freely. Article 428 the property in whatever way deemed fit,
of the Civil Code provides that “[t]he owner subject to the limits of the law. So long as
has the right to enjoy and dispose of a thing, the right of ownership itself is not
without other limitations than those transferred, then whatever rights are
established by law.” Moreover, the owner transmitted by agreement does not
“has also a right of action against the holder completely divest the owner of the rights
and possessor of the thing in order to over the property, but may only limit them in
recover it.” accordance with law.
Philippine civil law therefore accords very _______________
strong rights to the owner of property, even 366 Id., Art. 420.
367 Id., Art. 433.
against those who hold the property. 368 EDCA, Art. V.
369 Id., Art. II(4). public land and facilities.371 The activities
carried out within these locations are
subject to agreement as authorized by the
448
Philippine government.372 Granting the U.S.
44 SUPREME COURT REPORTS ANNOTATED
operational control over these locations is
8
likewise subject to EDCA’s security
Saguisag vs. Ochoa, Jr.
mechanisms, which are bilateral
procedures involving Philippine consent
Hence, even control over the property is
and cooperation.373 Finally, the Philippine
something that an owner may transmit
Designated Authority or a duly designated
freely. This act does not translate into the
representative is given access to the
full transfer of ownership, but only of certain
Agreed Locations.374
rights. In Roman Catholic Apostolic
To our mind, these provisions do not raise
Administrator of Davao, Inc. v. Land
the spectre of U.S. control, which was so
Registration Commission, we stated that
feared by the Constitutional Commission. In
the constitutional proscription on property
fact, they seem to have been the product of
ownership is not violated despite the foreign
deliberate negotiation from the point of view
national’s control over the property.370
of the Philippine government, which
EDCA, in respect of its provisions on
balanced constitutional restrictions on
Agreed Locations, is essentially a contract
foreign military bases and facilities against
of use and access. Under its pertinent
the security needs of the country. In the
provisions, it is the Designated Authority of
1947 MBA, the U.S. forces had “the right,
the Philippines that shall, when requested,
power and authority x x x to construct
assist in facilitating transit or access to (including dredging and filling), operate,
maintain, utilize, occupy, garrison do violence to the constitutional
_______________ requirement if the Agreed Locations were
370 Roman Catholic Apostolic Administrator of
Davao, Inc. v. Land Registration Commission, 102 Phil.
simply to become a less obvious
596 (1957). manifestation of the U.S. bases that were
371 EDCA, Art. III(2). rejected in 1991.
372 Id., Art. III(1). When debates took place over the military
373 Id., Art. III(4).
374 Id., Art. III(5). provisions of the Constitution, the
committee rejected a specific provision
proposed by Commissioner Sarmiento. The
449 discussion illuminates and provides context
VOL. 779, JANUARY 12, 2016 to the 1986
449 Constitutional Commission’s
Saguisag vs. Ochoa, Jr. vision of control and independence from the
U.S., to wit:
and control the bases.”375 No similarly
explicit provision is present in EDCA. MR. SARMIENTO: Madam President, my
Nevertheless, the threshold for allowing the proposed amendment reads as follows:
presence of foreign military facilities and “THE STATE SHALL ESTABLISH AND
bases has been raised by the present MAINTAIN AN INDEPENDENT AND SELF-
Constitution. Section 25 is explicit that RELIANT ARMED FORCES OF THE
foreign military bases, troops, or facilities PHILIPPINES.” Allow me to briefly explain,
shall not be allowed in the Philippines, Madam President. The Armed Forces of the
except under a treaty duly concurred in by Philippines is a vital component of
the Senate. Merely stating that the Philippine society depending upon its
Philippines would retain ownership would training, orientation and support. It will
either be the people’s protector or a staunch arrangements, the United States
supporter of a usurper or tyrant, local and unilaterally determines not only the types
foreign interest. The Armed Forces of the and quantity of arms and equipments that
Philippines’ past and recent experience our armed forces would have, but also the
shows it has never been independent and time when these items are to be made
self-reliant. Facts, data and statistics will available to us. It is clear, as he pointed out,
show that it has been substantially that the composition, capability and
dependent upon a foreign power. In March schedule of development of the Armed
1968, Congressman Barbero, himself a Forces of the Philippines is under the
member of the Armed Forces of the effective control of the U.S. government.376
Philippines, revealed top secret documents (Emphases supplied)
showing what he described as U.S.
dictation over the af- Commissioner Sarmiento proposed a
_______________ motherhood statement in the 1987
375 1947 MBA, III(2)(a).
Constitution that would assert “independent”
and “self-reliant” armed forces. This
450
proposal was rejected by the committee,
45 SUPREME COURT REPORTS ANNOTATED however. As Commissioner De Castro
0 asserted, the involvement of the Philippine
Saguisag vs. Ochoa, Jr. military with the U.S. did not, by itself, rob
the Philippines of its real independence. He
fairs of the Armed Forces of the Philippines. made reference to the context of the times:
He showed that under existing that the limited resources of the Philippines
and the current insurgency at that time
necessitated a strong military relationship
with the U.S. He said that the U.S. would not 451
in any way control the Philippine military VOL. 779, JANUARY 12, 2016
despite this relationship and the fact that the Saguisag vs. Ochoa, Jr.
former would furnish military hardware or
extend military assistance and training to Armed Forces self-reliant. Indeed that is a
our military. Rather, he claimed that the beautiful dream. And I would like it that way.
proposal was in compliance with the But as of this time, fighting an insurgency
treaties between the two states. case, a rebellion in our country —
insurgency — and with very limited funds
MR. DE CASTRO: If the Commissioner and very limited number of men, it will be
will take note of my speech on U.S. military quite impossible for the Philippines to
bases on 12 September 1986, I spoke on appropriate the necessary funds therefor.
the self-reliance policy of the armed forces. However, if we say that the U.S.
However, due to very limited resources, the government is furnishing us the military
only thing we could do is manufacture small hardware, it is not control of our armed
arms ammunition. We cannot blame the forces or of our government. It is in
armed forces. We have to blame the whole compliance with the Mutual Defense Treaty.
Republic of the Philippines for failure to It is under the military assistance program
provide the necessary funds to make the that it becomes the responsibility of the
Philippine United States to furnish us the necessary
_______________ hardware in connection with the military
376 V Record, Constitutional Commission, p. 240 bases agreement. Please be informed that
(30 September 1986).
there are three (3) treaties connected with
the military bases agreement; namely: the and in Paris. So, it does not mean that
RP-US Military Bases Agreement, the when we send military officers to
Mutual Defense Treaty and the Military United States schools or to other
Assistance Program. military schools, we will be under the
My dear Commissioner, when we control of that country. We also have
enter into a treaty and we are foreign officers in our schools, we in
furnished the military hardware the Command and General Staff
pursuant to that treaty, it is not in College in Fort Bonifacio and in our
control of our armed forces nor control National De-
of our government. True indeed, we
have military officers trained in the
U.S. armed forces school. This is part 452
of our Military Assistance Program, 45 SUPREME COURT REPORTS ANNOTATED
but it does not mean that the minds of 2
our military officers are for the U.S. Saguisag vs. Ochoa, Jr.
government, no. I am one of those
who took four courses in the United fense College, also in Fort Bonifacio.377
States schools, but I assure you, my (Emphases supplied)
mind is for the Filipino people. Also,
while we are sending military officers This logic was accepted in Tañada v.
to train or to study in U.S. military Angara, in which the Court ruled that
schools, we are also sending our independence does not mean the absence
officers to study in other military of foreign participation:
schools such as in Australia, England
Furthermore, the constitutional policy of a The heart of the constitutional restriction on
“self-reliant and independent national foreign military facilities and bases is
economy” does not necessarily rule out the therefore the assertion of independence
entry of foreign investments, goods and from the U.S. and other foreign powers, as
services. It contemplates neither “economic independence is exhibited by the degree of
seclusion” nor “mendicancy in the foreign control exerted over these areas.
international community.” As explained by The essence of that independence is
Constitutional Commissioner Bernardo selfgovernance and self-control.379
Villegas, sponsor of this constitutional Independence itself is “[t]he
policy: _______________
377 Id., at pp. 240-241.
Economic self-reliance is a primary 378 Tañada v. Angara, supra note 97.
objective of a developing country that is 379 Tydings-McDuffie Act, Section 10(a), Pub.L. 73-
keenly aware of overdependence on 127, 48 Stat. 456 (enacted 24 March 1934).
external assistance for even its most basic
needs. It does not mean autarky or
economic seclusion; rather, it means 453
avoiding mendicancy in the international VOL. 779, JANUARY 12, 2016
community. Independence refers to the Saguisag vs. Ochoa, Jr.
freedom from undue foreign control of the
national economy, especially in such state or condition of being free from
strategic industries as in the development of dependence, subjection, or control.”380
natural resources and public utilities.378 Petitioners assert that EDCA provides the
(Emphases supplied) U.S. extensive control and authority over
Philippine facilities and locations, such that
the agreement effectively violates Section A basic textual construction would show
25 of the 1987 Constitution.381 that the word “their,” as understood above,
Under Article VI(3) of EDCA, U.S. forces are is a possessive pronoun for the subject
authorized to act as necessary for “they,” a third-person personal pronoun in
“operational control and defense.” The term plural form. Thus, “their” cannot be used for
“operational control” has led petitioners to a nonpersonal subject such as “Agreed
regard U.S. control over the Agreed Locations.” The simple grammatical
Locations as unqualified and, therefore, conclusion is that “their” refers to the
total.382 Petitioners contend that the word previous third-person plural noun, which is
“their” refers to the subject “Agreed “United States forces.” This conclusion is in
Locations.” line with the definition of operational control.
This argument misreads the text, which is _______________
380 Black’s Law Dictionary, p. 770 (6th ed., 1990).
quoted below: See also J. Carpio’s Dissenting Opinion in Liban v.
Gordon, 654 Phil. 680; 639 SCRA 709 (2011).
United States forces are authorized to 381 Memorandum of Saguisag, p. 56, Rollo (G.R.
exercise all rights and authorities within No. 212426), p. 594.
382 Id., at p. 596.
Agreed Locations that are necessary for
their operational control or defense,
including taking appropriate measure to 454
protect United States forces and United 45 SUPREME COURT REPORTS ANNOTATED
States contractors. The United States 4
should coordinate such measures with Saguisag vs. Ochoa, Jr.
appropriate authorities of the Philippines.
a. U.S. operational control as
the exercise of authority but is not limited to, all personnel
over U.S. personnel, and not administrative actions, such as: hiring
over the Agreed Locations. recommendations; firing recommendations;
position classification; discipline;
Operational control, as cited by both nomination and approval of incentive
petitioner and respondents, is a military awards; and payroll computation.
term referring to:
Clearly, traditional standards define
[t]he authority to perform those functions of “operational control” as personnel control.
command over subordinate forces involving Philippine law, for instance, deems
organizing and employing commands and operational control as one exercised by
forces, assigning tasks, designating police officers and civilian authorities over
objective, and giving authoritative direction their subordinates and is distinct from the
necessary to accomplish the mission.383 administrative control that they also
exercise over police subordinates.385
At times, though, operational control can Similarly, a municipal mayor exercises
mean something slightly different. In operational control over the police within the
JUSMAG Philippines v. National Labor municipal govern-
Relations Commission, the Memorandum _______________
383 Id., at p. 460.
of Agreement between the AFP and 384 G.R. No. 108813, 15 December 1994, 239
JUSMAG Philippines defined the term as SCRA 224, 229.
follows:384 385 R.A. No. 6975 — Department of the Interior and
Local Government Act of 1990, Sec. 86; P.D. No. 531,
Secs. 4, 5, and 6.
The term “Operational Control” includes,
For actual operations, EDCA is clear that
any activity must be planned and
455 preapproved by the MDB-SEB.388 This
VOL. 779, JANUARY 12, 2016 455
provision evinces the partnership aspect of
Saguisag vs. Ochoa, Jr. EDCA, such that both stakeholders have a
say on how its provisions should be put into
ment,386 just as city mayor possesses the effect.
same power over the police within the city
government.387 b. Operational control
Thus, the legal concept of operational vis-à-vis effective com-
control involves authority over personnel in mand and control.
a commander-subordinate relationship and
does not include control over the Agreed Petitioners assert that beyond the concept
Locations in this particular case. Though of operational control over personnel,
not necessarily stated in EDCA provisions, qualifying access to the Agreed Locations
this interpretation is readily implied by the by the Philippine Designated Authority with
reference to the taking of “appropriate the phrase “consistent with operational
measures to protect United States forces safety and security requirements in
and United States contractors.” accordance with agreed procedures
It is but logical, even necessary, for the U.S. developed by the Parties” leads to the
to have operational control over its own conclusion that the U.S. exercises effective
forces, in much the same way that the control over the Agreed Locations.389 They
Philippines exercises operational control claim that if the Philippines exercises
over its own units. possession of and control over a given
_______________ assigned and attached forces in the
386 Local Government Code of 1991, Sec. 444.
387 Id., Sec. 455.
accomplishment of the mission x x x.”393
388 Rollo (G.R. No. 212426), pp. 515-525. Operational control, on the other hand,
389 Id., at p. 597. refers to “[t]hose functions of command
over assigned forces involving the
composition of subordinate forces, the
456 assignment of tasks, the designation of
45 SUPREME COURT REPORTS ANNOTATED objectives, the overall control of assigned
6 resources, and the full authoritative
Saguisag vs. Ochoa, Jr. direction necessary to accomplish the
mission.”394
area, its representative should not have to Two things demonstrate the errors in
be authorized by a special provision. 390
petitioners’ line of argument.
For these reasons, petitioners argue that Firstly, the phrase “consistent with
the “operational control” in EDCA is the operational safety and security
“effective command and control” in the 1947 requirements in accordance with agreed
MBA. 391
In their Memorandum, they procedures developed by the Parties” does
distinguish effective command and control not add any qualification beyond that which
from operational control in U.S. parlance.392 is already imposed by existing treaties. To
Citing the Doctrine for the Armed Forces of recall, EDCA is based upon prior treaties,
the United States, Joint Publication 1, namely the VFA and the MDT.395 Treaties
“command and control (C2)” is defined as are in themselves contracts from which
“the exercise of authority and direction by a rights and obligations may be claimed or
properly designated commander over waived.396
_______________ “operational control” with “effective
390 Id.
391 Id., at p. 598.
command and control,” since it defines the
392 Id., at p. 599. terms quite differently, viz.:398
393 Id., footnote 76.
394 Id., footnote 77. Command and control encompasses the
395 EDCA, preamble.
396 See: Bayan Muna v. Romulo, supra note 114; exercise of authority, responsibility, and
Bayan (Bagong Alyansang Makabayan) v. Zamora, direction by a commander over assigned
supra note 23; USAFFE Veterans Ass’n., Inc. v. and attached forces to accomplish the
Treasurer of the Phil., supra note 173; Vienna
Convention on the Law of the Treaties, Art. 27 (on
mission. Command at all levels is the art of
internal law and observance of motivating and directing people and
organizations into action to accomplish
missions. Control is inherent in command.
457 To control is to manage and direct forces
VOL. 779, JANUARY 12, 2016 and 457
functions consistent with a
Saguisag vs. Ochoa, Jr. commander’s command authority. Control
of forces and functions helps commanders
In this particular case, the Philippines has and staffs compute requirements, allocate
already agreed to abide by the security means, and integrate efforts. Mission
mechanisms that have long been in place command is the preferred method of
between the U.S. and the Philippines based exercising C2. A complete discussion of
on the implementation of their treaty tenets, organization, and processes for
relations.397 effective C2 is provided in Section B,
Secondly, the full document cited by “Command and Control of Joint Forces,” of
petitioners contradicts the equation of Chapter V “Joint Command and Control.”
treaties) in relation to Art. 46 (on provisions of internal
command over subordinate forces involving
law regarding competence to conclude treaties).
organizing and employing commands and
397 “Under EDCA, before constructions and other
forces, assigning tasks, designating
activities can be undertaken, prior consent of the
objectives, and giving authoritative direction
Philippines will have to be secured through the Mutual
Defense Board (MDB) and Security Engagement Board
over all aspects of military operations and
(SEB) which were established under the MDT and the
joint training necessary to accomplish the
VFA.” See Q&A on the Enhanced Defense Cooperation
Agreement, Official Gazette, mission. It should be delegated to and
available at
<http://www.gov.ph/2014/04/28/qna-on-the-enhanced-
exercised by the commanders of
defense-cooperation-agreement> (last accessed 3
December 2015).
subordinate organizations; normally, this
authority is exercised through subordinate
398 United States Department of Defense, Doctrine
JFCs, Service, and/or functional component
for the Armed Forces of the United States: Joint
Publication 1, Chaps. 1-18 (2013). commanders. OPCON provides authority to
organize and employ commands and forces
as the commander considers necessary to
458
accomplish assigned missions. It does not
45 SUPREME COURT REPORTS ANNOTATED
include authoritative direction for logistics or
8
matters of administration, discipline,
Saguisag vs. Ochoa, Jr.
internal organization, or unit training. These
elements of COCOM must be specifically
Operational control is defined thus:399
delegated by the CCDR. OPCON does
include the authority to delineate functional
OPCON is able to be delegated from a
responsibilities and operational areas of
lesser authority than COCOM. It is the
subordinate JFCs.
authority to perform those functions of
Operational control is therefore the
delegable aspect of combatant command, This distinction, found in the same
while command and control is the overall document cited by petitioners, destroys the
power and responsibility exercised by the very foundation of the arguments they have
commander with reference to a mission. built: that EDCA is the same as the MBA.
Operational control is a narrower power and
must be given, while command and control c. Limited operational control over
is plenary and vested in a commander. the Agreed Locations only for
Operational control does not include the construction activities.
planning, programming, budgeting, and
execution process input; the assignment of As petitioners assert, EDCA
subordinate commanders; the building of indeed contains a specific provision
relationships with Department of Defense that gives to the U.S. operational
agencies; or the directive authority for control within the Agreed Locations
logistics, whereas these factors are during construction activities.401 This
included in the concept of command and exercise of operational control is
control.400 premised upon the approval by the
_______________ MDB and the SEB of the construction
399 Id., at Chap. V-6.
400 Id., at Chap. V-2.
activity through consultation and
mutual agreement on the
requirements and standards of the
459 construction, alteration, or
VOL. 779, JANUARY 12, 2016 improvement.
459 402
508
50 SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr.
509
VOL. 779, JANUARY 12, 2016 509
Saguisag vs. Ochoa, Jr.
510
51 SUPREME COURT REPORTS ANNOTATED
0
Saguisag vs. Ochoa, Jr.
requires that the three requisites under
The EDCA is not a mere Section 25, Article XVIII be complied with.
implementing agreement The EDCA must be submitted to the Senate
of the MDT or the VFA for concurrence.
The majority opinion posits, inter alia,
As can be seen in the above table of that the President may enter into an
comparison, these EDCA provisions executive agreement on foreign military
establishes military areas similar to that in bases, troops, or facilities if: (a) it “is not the
the Military Bases Agreement, and for that principal agreement that first allowed their
reason alone, the EDCA is far greater in entry or presence in the Philippines,” or (b)
scope than both the Mutual Defense Treaty it merely aims to implement an existing law
and the Visiting Forces Agreement. The or treaty. Likewise, the President alone had
EDCA is not a mere implementing the choice to enter into the EDCA by way of
agreement of either the MDT or the VFA. an executive agreement or a treaty. Also,
The EDCA is an international agreement the majority suggests that executive
that allows the presence in the Philippines agreements may cover the matter of foreign
of foreign military military forces if it involves detail
adjustments of previously existing
international agreements.
511 The above arguments fail to consider
VOL. 779, JANUARY 12, 2016 511
that Section 25, Article XVIII of the
Saguisag vs. Ochoa, Jr. Constitution covers three distinct and
mutually independent situations: the
bases, troops and facilities, and thus presence of foreign military bases or troops
or facilities. The grant of entry to foreign 51 SUPREME COURT REPORTS ANNOTATED
military troops does not necessarily allow 2
the establishment of military bases or Saguisag vs. Ochoa, Jr.
facilities.39
Generally, the parties to an international embodied in a single instrument or in two or
agreement are given the freedom to choose more related instruments and whatever its
the form of their agreement. particular designation.40
International agreements may be in the In the 1961 case of Commissioner of
form of: (1) treaties, which require Customs v. Eastern Sea Trading,41 the
legislative concurrence after executive Court had occasion to state that
ratification; or (2) executive agreements, “[i]nternational agreements involving
which are similar to treaties, except that political issues or changes of national policy
they do not require legislative concurrence and those involving international
and are usually less formal and deal with a arrangements of a permanent character
narrower range of subject matters than usually take the form of treaties. But
treaties. Under Article 2 of the Vienna international agreements embodying
Convention on the Law of Treaties, a treaty adjustments of detail carrying out well-
is defined as an international agreement established national policies and traditions
concluded between states in written form and those involving arrangements of a more
and governed by international law, whether or less temporary nature usually take the
_______________ form of executive agreements.
39 Supra note 2 at p. 653; p. 484.
In the more recent case of Bayan Muna v.
Romulo,42 the Court expounded on the
512
above pronouncement in this wise:
more complex and the domain of
The categorization of subject matters that international law wider, as to include such
may be covered by international subjects as human rights,
agreements mentioned in Eastern Sea _______________
40 Id., at p. 657; pp. 488-489.
Trading is not cast in stone. There are no 41 113 Phil. 333, 338; 3 SCRA 351, 356 (1961).
hard and fast rules on the propriety of 42 656 Phil. 246, 271-272; 641 SCRA 244, 260-262
entering, on a given subject, into a treaty or (2011).
an executive agreement as an instrument of
international relations. The primary
consideration in the choice of the form of 513
agreement is the parties’ intent and desire VOL. 779, JANUARY 12, 2016
to craft an international agreement in the Saguisag vs. Ochoa, Jr.
form they so wish to further their respective
interests. Verily, the matter of form takes a the environment, and the sea. x x x Surely,
back seat when it comes to effectiveness the enumeration in Eastern Sea Trading
and binding effect of the enforcement of a cannot circumscribe the option of each
treaty or an executive agreement, as the state on the matter of which the
parties in either international agreement international agreement format would be
each labor under the pacta sunt servanda convenient to serve its best interest. As
principle. Francis Sayre said in his work referred to
As may be noted, almost half a century has earlier:
elapsed since the Court rendered its x x x It would be useless to undertake to
decision in Eastern Sea Trading. Since then, discuss here the large variety of executive
the conduct of foreign affairs has become agreements as such concluded from time to
time. Hundreds of executive agreements, But over and above the foregoing
other than those entered into under the considerations is the fact that — save for
trade agreement act, have been negotiated the situation and matters contemplated in
with foreign governments. x x x. They cover Sec. 25, Art. XVIII of the Constitution —
such subjects as the inspection of vessels, when a treaty is required, the Constitution
navigation dues, income tax on shipping does not classify any subject, like that
profits, the admission of civil air craft, involving political issues, to be in the form
custom matters and commercial relations of, and ratified as, a treaty. What the
generally, international claims, postal Constitution merely prescribes is that
matters, the registration of trademarks and treaties need the concurrence of the Senate
copyrights, etc. x x x. (Citations omitted) by a vote defined
comprehensive system of regional security need for each party to follow their respective
in the Pacific area.”49 constitutional processes and, therefore, the
Under Article II of the MDT, the parties MDT is not a self-executing agreement. It
undertook “separately and jointly by self- follows that if the Philippines aims to
help and mutual aid” to “maintain and implement the MDT in the manner that the
develop their individual and collective majority opinion suggests, such
capacity to resist armed attack.”50 Article III implementation must adhere to the
mandate of Section 25, Article XVIII of the
Constitution. attack on the metropolitan territory of either
Also, under the above article, the parties are of the Parties, or on the island territories
thereafter obligated to immediately report to under its jurisdiction in the Pacific or on its
the Security Council of the armed forces, public vessels or aircraft in
_______________ the Pacific.”54
48 Mutual Defense Treaty, Preamble, paragraph 3.
49 Id., Preamble, paragraph 4.
Under Article VIII of the treaty, the parties
50 Id., Article II. agreed that the treaty shall remain in force
51 Id., Article III. indefinitely and that either party may
52 Id., Article IV, first paragraph. terminate it one year after notice has been
given to the other party.55
Clear from the foregoing provisions is that
517
the thrust of the MDT pertains to the
VOL. 779, JANUARY 12, 2016 517
furtherance of the avowed purpose of the
Saguisag vs. Ochoa, Jr.
parties thereto of maintaining and
developing their individual and collective
United Nations the occurrence of any such
capacity to resist external armed attack only
armed attack and all the measures taken as
in the metropolitan territory of either party or
result thereof. Said measures shall be
in their island territories in the Pacific Ocean.
terminated when the Security Council has
Accordingly, the territories of the parties
taken the measures necessary to restore
other than those mentioned are not covered
and maintain international peace and
by the MDT.
security.53 Article V of the treaty explained
Conspicuously absent from the MDT are
that “an armed attack on either of the
specific provisions regarding the presence
Parties is deemed to include an armed
in Philippine territory — whether permanent
or temporary — of foreign military bases, the requirements of Section 25, Article XVIII
troops, or facilities. The MDT did not of the Constitution, which took effect in 1987.
contemplate the presence of foreign military As explained above, the reference to
bases, troops or facilities in our country in constitutional processes of either party in
view of the fact that it was already expressly the MDT renders it obligatory that the
covered by the MBA that was earlier Philippines follow Section 25, Article XVIII
entered into by the Philippines and the of the Constitution.
United States in 1947. Moreover, the MDT Indeed, the MDT covers defensive
contains no delegation of power to the measures to counter an armed attack
President to enter into an agreement against either of the parties’ territories or
relative to the establishment of foreign armed forces but there is nothing in the
military bases, troops, MDT that specifically authorizes the
_______________ presence, whether temporary or permanent,
53 Id., Article IV, second paragraph.
54 Id., Article V.
of a party’s bases, troops, or facilities in the
55 Id., Article VII. other party’s territory even during peace
time or in mere anticipation of an armed
attack.
518 On the other hand, the very clear-cut focal
51 SUPREME COURT REPORTS ANNOTATED point of the EDCA is the authority granted
8 to the United States forces and contractors
Saguisag vs. Ochoa, Jr. to have unimpeded access to so-called
Agreed Locations — which can be
or facilities in our country. The MDT cannot anywhere in the Philippines — and to build
also be treated as allowing an exception to there military facilities and use the same to
undertake various military activities. The
very wording of the EDCA shows that it 519
undoubtedly deals with the presence of VOL. 779, JANUARY 12, 2016
foreign military bases, troops, and facilities Saguisag vs. Ochoa, Jr.
in Philippine territory.
Thus, contrary to the posturing of the The VFA primarily deals with the subject of
majority, the presence of foreign military allowing elements of the United States
bases, troops, or facilities provided under armed forces to visit the Philippines from
the EDCA cannot be traced to the MDT. time to time for the purpose of conducting
Moreover, the general provisions of the activities, approved by the Philippine
MDT cannot prevail over the categorical government, in line with the promotion and
and specific provision of Section 25, Article protection of the common security interests
XVIII of the Constitution. of both countries.
As will be further highlighted in the In the case of BAYAN v. Zamora,56 the Court
succeeding discussion, the EDCA creates ruled that the VFA “defines the treatment of
new rights, privileges and obligations United States troops and personnel visiting
between the parties thereto. the Philippines,” “provides for the guidelines
to govern such visits of military personnel,”
The VFA in relation to the EDCA and “defines the rights of the United States
and the Philippine government in the matter
With respect to the VFA, the EDCA likewise of criminal jurisdiction, movement of vessel
surpasses the provisions of the said former and aircraft, importation and exportation of
treaty. equipment, materials and supplies.”
We likewise reiterated in Lim v. Executive
Secretary,57 that: cooperative activities in peace time. Thus,
in line with the mandate of Section 25,
The VFA provides the “regulatory Article XVIII of the Constitu-
mechanism” by which “United States _______________
56 Supra note 2 at p. 652; p. 483.
military and civilian personnel [may visit] 57 Lim v. Executive Secretary, supra note 47 at p.
temporarily in the Philippines in connection 572; p. 752.
with activities approved by the Philippine
Government.” It contains provisions relative
to entry and departure of American 520
personnel, driving and vehicle registration, 52 SUPREME COURT REPORTS ANNOTATED
criminal jurisdiction, claims, importation and 0
exportation, movement of vessels and Saguisag vs. Ochoa, Jr.
aircraft, as well as the duration of the
agreement and its termination. It is the VFA tion, the VFA is embodied in a treaty
which gives continued relevance to the concurred in by the Senate.
MDT despite the passage of years. Its In particular, the coverage of the VFA is as
primary goal is to facilitate the promotion of follows:
optimal cooperation between American and 1) The admission of United States
Philippine military forces in the event of an personnel and their departure from
attack by a common foe. Philippines in connection with activities
covered by the agreement, and the grant of
To a certain degree, the VFA is already an exemption to United States personnel from
amplification of the MDT in that it allows the passport and visa regulations upon entering
presence of visiting foreign troops for and departing from the Philippines;58
2) The validity of the driver’s license or _______________
58 Visiting Forces Agreement, Article III.
permit issued by the United States, thus 59 Id., Article IV.
giving United States personnel the authority 60 Id., Article V.
to operate military or official vehicles within 61 Id., Article VII.
the Philippines;59 62 Id., Article VIII.
63 Id., Article IX.
3) The rights of the Philippines and the
United States in matters of criminal
jurisdiction over United States personnel 521
who commit offenses within the Philippine VOL. 779, JANUARY 12, 2016
territory and punishable under Philippine Saguisag vs. Ochoa, Jr.
laws;60
4) The importation and exportation of 1) The authority of the United States forces
equipment, materials, supplies and other to access facilities and areas, termed as
property, by United States personnel free “Agreed Locations,” and the activities that
from Philippine duties, taxes and similar may be allowed therein;64
charges;61 2) The grant to the United States of
5) The movement of United States aircrafts, operational control of Agreed Locations to
vessels and vehicles within Philippine do construction activities and make
territory;62 and alterations or improvements thereon;65
6) The duration and termination of the 3) The conditional access to the Agreed
agreement.63 Locations of the Philippine Designated
Authority and its authorized
In contrast, the EDCA specifically deals with representative; 66
II.B. Ripeness of the Issues Raised for judicial power.47 The two concepts differ
because ripeness is considered from the facilities into the country without the
prism, not of the party whose right has been required Senate concurrence is a
violated, but from the prism of the actual prerogative that the people of this country
violation itself. adopted for themselves under their
Of the two basic components of actual case Constitution: they want participation in this
or controversy, namely, the existence of a decision, however indirect this participation
right and the violation of that right, ripeness might be. This prerogative is exercised
essentially addresses the latter through the Senate; thus, a violation of this
component.48 That a right exists is not constitutional prerogative is not only a
sufficient to support the existence of an transgression against the Senate but one
actual case or controversy; the right must against the people who the Senate
be alleged to have been violated to give rise represents.
to a justiciable dispute. In other words, it is The violation in this case occurred when the
the fact of violation that renders a case President ratified the EDCA as an executive
ripe,49 assuming of course the undisputed agreement and certified to the other
existence of the right violated. contracting party (the U.S.) that all the
In the present cases, Article VIII, Section 25 internal processes have been complied with,
of the Constitution lays down in no uncertain leading the latter to believe that the
terms the conditions under which foreign agreement is already valid and enforceable.
military bases, troops, and facilities may be Upon
allowed into the country: there should at 47 Supra note 36 at p. 280.
48 Id.
least be the concurrence of the Senate. 49 Province of North Cotabato v. Government of the
Under these terms, the refusal to allow entry Republic of the Philippines Peace Panel on Ancestral
of foreign military bases, troops, and Domain (GRP), 589 Phil. 387, 481; 568 SCRA 402, 451
(2008). EDCA’s constitutionality, however, does not
depend solely on the separate agreements
that will implement it. The fact that an
543
executive agreement had been entered into,
VOL. 779, JANUARY 12, 2016 543
not a treaty as required by Article XVIII,
Saguisag vs. Ochoa, Jr.
Section 25 of the Constitution, rendered the
agreement’s constitutional status
such violation, the dispute between the questionable. Thus, when the exchange of
President and the Filipino people ripened. notes that signaled the implementation of
The same conclusion obtains even under the EDCA took place, the issue of its
the respondents’ argument that the compliance with the constitutional
constitutionality of the EDCA is not yet ripe requirements became ripe for judicial
for adjudication, since it requires the intervention under our expanded jurisdiction.
creation of separate agreements to carry
out separate activities such as joint II.C. The Political Question Doctrine
exercises, the prepositioning of materiel, or
construction activities. To the respondents, Another threshold issue that this Court
the petitioners are merely speculating on must settle at the outset, relates to the
their claim of unconstitutionality since these political question doctrine that, as a rule,
separate agreements do not yet exist. bars any judicial inquiry on any matter that
Indeed, issues relating to agreements yet to the Constitution and the laws have left to the
be made are not, and cannot be, ripe for discretion of a coordinate branch of
adjudication for the obvious reason that government for action or determination.50
they do not yet exist. The question of the The respondents raise the political
question issue as part of their defense, an issue involves a political question, as
arguing that the issues the petitioners raise follows:
are
_______________ Prominent on the surface of any case held
50 Bondoc v. Pineda, 278 Phil. 784; 201 SCRA 792
(1991).
to involve a political question is found a
textually demonstrable constitutional
commitment of the issue to a coordinate
544 political department; or a lack of judicially
54 SUPREME COURT REPORTS ANNOTATED discoverable and manageable standards
4 for resolving it; or the impossibility of
Saguisag vs. Ochoa, Jr. deciding without an initial policy
determination of a kind clearly for
policy matters that lie outside the Court’s nonjudicial discretion; or the impossibility of
competence or are matters where the Court a court’s undertaking independent
should defer to the Executive.51 resolution without expressing lack of the
The political question bar essentially rests respect due coordinate branches of
on the separation of powers doctrine that government; or an unusual need for
underlies the Constitution.52 The courts unquestioning adherence to a political
cannot interfere with questions that involve decision already made; or the potentiality of
policy determination exclusively assigned to embarrassment from multifarious
the political departments of the pronouncements by various departments
government.53The American case of Baker on one question.55
v. Carr54 best describes the standards that
must be observed in determining whether From among these tests, the presence or
absence of constitutional standards is the procedural in character while others are
most relevant under the circumstances of substantive ones that require the
the present consolidated cases. application of different constitutional
_______________ provisions.
51 Javellana v. Executive Secretary, 151-A Phil. 36,
131; 50 SCRA 30, 140 (1973), citing In Re McConaughy,
The petitioners primarily question the
119 N.W. 408, 417. constitutional validity of the EDCA for
52 See Garcia v. Executive Secretary, 602 Phil. 64, violation of Article XVIII, Section 25 of the
73-77; 583 SCRA 119, 133-134 (2009). 1987 Constitution. They challenge, as well,
53 Id.
54 369 U.S. 186 (1962). substantive provisions of the EDCA, among
55 Id., at p. 217. them, those relating to the grant of
telecommunication privileges and tax
exemptions to American visiting forces, and
545 the EDCA provisions that would allegedly
VOL. 779, JANUARY 12, 2016 allow the545
entry of nuclear weapons into the
Saguisag vs. Ochoa, Jr. country.
That the EDCA is an agreement that
After analyzing the issues raised, I find the requires concurrence by the Senate before
respondents’ position partly erroneous and it can be considered valid and enforceable,
partly premature for a political question is an issue that is essentially procedural as
doctrine ruling. it requires that steps be taken before an
This conclusion proceeds from my international agreement can be considered
recognition that a distinction should be fully valid and enforceable. It is an issue
drawn in recognizing the constitutional extrinsic to the terms of the EDCA and is
issues before us, some of which are properly a threshold issue that must be
resolved before the substantive challenges
to the EDCA’s validity can be addressed. Thus, the main issue the petitioners pose —
Aside from being procedural, the issue the constitutional status of the EDCA as an
relates as well to the standard set by the executive agreement in light of the mandate
Constitution that delineates when an of Article XVIII, Section 25 of the
international agreement should be a treaty Constitution — is not a political question
subject to Senate concurrence. The outside the judiciary’s competence and
presence of this standard renders the authority to resolve. The respondents’
determination of the medium to be used in argument on this point is therefore
forging an international agreement — erroneous.
whether as a treaty or as an executive If indeed a referral to the Senate is required
agreement an issue within the competence and no referral has been made, then the
and authority of the courts to resolve in their EDCA is constitutionally deficient so that its
role as guardians of the Constitution.56 terms cannot be enforced. This finding
_______________ renders further proceedings on the merits of
56 Dueñas, Jr. v. House of Representatives
Electoral Tribunal, 610 Phil. 730, 742; 593 SCRA 316,
the substantive issues raised, pointless and
345 (2009); Lambino v. Commission on Elections, 536 unwarranted. There is likewise no point in
Phil. 1, 111; 505 SCRA 160, 264 (2006). determining whether the substantive issues
raised call for the application of the political
question doctrine.57
546 On the other hand, the examination of the
54 SUPREME COURT REPORTS ANNOTATED EDCA’s substantive contents may be ripe
6 and proper for resolution if indeed the
Saguisag vs. Ochoa, Jr. EDCA can properly be the subject of an
executive agreement. It is at that point when 57 See Constitution, Article VII, Section 21.
58 Supra note 50.
the respondents may claim that the
substantive contents of the EDCA involve
policy matters that are solely for the 547
President to determine and that the courts VOL. 779, JANUARY 12, 2016
may not inquire into under the separation of Saguisag vs. Ochoa, Jr.
powers principle.58 It is only at that point
when the application of the political III.A(1) The Early Years of
question doctrine is called for. Philippines-U.S. Relationship
In these lights (particularly, my position on
the merits of the procedural issue raised), I Active Philippine-American relations started
find a ruling on the application of the political in 1898, more than a century ago, when
question doctrine to the substantive issues Commodore George Dewey and his
raised premature and unripe for armada of warships defeated the Spanish
adjudication; any ruling or discussion I may navy in the Philippines in the Battle of
make may only confuse the issues when a Manila Bay.59 The sea battle was
proper petition on the constitutionality of the complemented by land assaults by
substantive contents of EDCA is filed. Philippine forces who were then in open
rebellion against Spain under the
III. The Facts leadership of General Emilio Aguinaldo.60
The complementary effort started a
III.A. Historical, International and relationship that, from the Philippine end,
Regional Contexts was characterized by hope of collaboration
_______________
and assistance in the then colony’s quest 60 In the early part of 1898, the relations between
the U.S. and Spain deteriorated. As the war became
for independence from Spain.61 But the imminent, Commodore George Dewey, the commander
fulfillment of this hope did not come to pass of the U.S. Asiatic Squadron, had discussion with Emilio
and was in fact shattered when America, Aguinaldo’s government in exile in Singapore and Hong
with its own Kong. See Weir, id.
_______________ 61 Id.
59 On order of then U.S. Secretary of the Navy,
Theodore Roosevelt, Commodore Dewey attacked the
Spanish fleet in the Philippines. At noon of May 1, 1898, 548
Commodore Dewey’s ships had destroyed the Spanish 54 SUPREME COURT REPORTS ANNOTATED
fleet at the Battle of Manila Bay. See Bayan Muna, et al.
Petition (G.R. No. 212444), p. 11, citing 8
http://www.history.com/this-day-in-history/battle-of- Saguisag vs. Ochoa, Jr.
manila-bay.
See Brzesinski, Zbigniew, The Grand Chessboard –
American Primacy and its Geostrategic Imperatives
geopolitical interests in mind, decided to
(1997). fight the Philippine forces and to keep the
See also Weir, Fraser, A Centennial History of Philippines for itself as a colony. The
Philippine Independence, 1898-1998: Spanish- American objective was fully realized under
American War – War of Philippine Independence 1898-
1901. University of Alberta, available at the Treaty of Paris between Spain and the
https://www.ualberta.ca/~vmitchel/fw4.html; The U.S., when the Philippines was handed by
Spanish-American War, 1898, United States Spain to the U.S. as a colony.62
Department of State, available at
https://history.state.gov/milestones/1866-1898/spanish-
The result, of course, was inevitable as the
american-war; and The Spanish-American War in the Philippine forces were not then fighting for
Philippines (1989), American Experience, available at a change of masters but for independence.
http://www.pbs.org/wgbh/amex/macarthur/peopleevent The Philippine forces fought the Americans
s/pandeAMEX87.html.
in the Philippine-American war, and lost.63
Thus, a new colonizer took Spain’s place. the United States and Spain, available at
http://avalon.law.yale.edu/19th_century/sp1898.asp.
Unlike the Spanish colonial rule, however, 63 Constantino, Renato, The Philippines: A Past
one redeeming feature of the American Revisited,pp. 228-229 (1975).
colonial rule was the introduction of the 64 See Brzesinski, supra note 59 at pp. 3-29.
concepts of democracy and governance. According to Brzesinski, America stands supreme in
the four decisive domains of global power: (1) militarily,
As a colony, the Philippines, played a it has an unmatched global reach; (2) economically, it
distinct role as the American outpost in the remains the main locomotive of global growth; (3)
Far East as the American geopolitical technologically, it retains the overall lead in the
interests slowly grew from the First World
War years. By the end of the Second World
549
War, the U.S.’ international primacy was
VOL. 779, JANUARY 12, 2016
confirmed as the leader of the victor-nations.
Saguisag vs. Ochoa, Jr.
This international leadership role became
sole leadership when the Soviet Union III.A(2) The Post-W.W.II Years
collapsed in the late 1980s. Thus, the U.S.
now stands as the only global superpower It was soon after Philippine
whose military, economic, cultural, and independence, as the U.S. superpower
technological reach and influence extend status was rising, that the U.S. and the
over all continents.64 Philippines forged the Military Bases
_______________ Agreement of 1947 (1947 MBA) and the
62 Treaty of Peace Between the United States and 1951 MDT. The 1947 MBA was the
Spain (December 10, 1898), Article III: agreement specific to the U.S. bases,
“Spain cedes to the United States the archipelago
known as the Philippine Islands x x x.” See Yale Law troops, and facilities in the Philippines,65
School, The Avalon Project, Treaty of Peace between while the 1951 MDT was the overarching
document, resilient and innovative, socially more creative and
_______________ appealing.
cutting-edge areas of innovation; and (4) culturally, 65 See Bayan Muna, et al. Petition (G.R. No.
despite some crassness, it enjoys an appeal that is 212444), pp. 13-14; and Kilusang Mayo Uno, et al.
unrivaled. The combination of all four makes America Petition-in-Intervention, p. 7.
the only comprehensive superpower. See also Shalom, Stephen, Securing the U.S.-
Brzesinski traced the trajectory of the US’s rise to global Philippine Military Bases Agreement of 1947, William
supremacy beginning from World War I (WWI) to the Paterson University, available at
end of the Cold War, noting that the U.S.’s participation http://www.wpunj.edu/dotAsset/209673.pdf; Paterno,
in WWI introduced it as a new major player in the Robert, American Military Bases in the Philippines: The
international arena. While WWI was predominantly a Brownell Opinion, available at
European war, not a global one, its self-destructive http://philippinestudies.net/ojs/index.php/ps/article/view
power marked the beginning of the end of Europe’s
political, economic and cultural preponderance over the
rest of the world. The European era in world politics 550
ended in the course of World War II (WWII), the first truly
global war. Since the European (i.e., Germany) and the
55 SUPREME COURT REPORTS ANNOTATED
Asian (i.e., Japan) were defeated, the US and the Soviet 0
Union, two extra-European victors, became the Saguisag vs. Ochoa, Jr.
successors to Europe’s unfulfilled quest for global
supremacy.
The contest between the Soviet Union and the US for entered into and ratified by the two
global supremacy dominated the next fifty years countries as a treaty, to define the
following WWII. The outcome of this contest, the author Philippine-American defense relationship
believes, was eventually decided by nonmilitary means:
political vitality, ideological flexibility, economic
in case of an armed attack by a third country
dynamism, and cultural appeal. The protracted on either of them.66 As its title directly
competition, in the end, eventually tip the scales in suggests, it is a defense agreement.
America’s favor simply because it was much richer, _______________
technologically much more advanced, militarily more File/2602/5224; Gregor, James, The Key Role of U.S.
Bases in the Philippines, The Heritage Foundation, were committed on or off the base areas. See Gregor,
available at id.
http://www.heritage.org/research/reports/1984/01/the- 66 The Philippines and the U.S. signed the MDT on
key-role-of-us-bases-in-the-philippines; Lim, Maria August 30, 1951. It came into force on August 27, 1952
Teresa, “Removal Provisions of the Philippine-United by the exchange of instruments of ratification between
States Military Bases Agreement: Can the United States the parties. See Mutual Defense Treaty, U.S.-
Take it All” 20 Loyola of Los Angeles Law Review 421, Philippines, August 30, 1951, 177 U.N.T.S. 134,
421-422. See Greene, Fred, The Philippine Bases: available at
Negotiating For the Future, p. 4 (1988). https://treaties.un.org/doc/Publication/UNTS/Volume%
The 1947 Military Bases Agreement was signed by the 20177 /volume-177-1-2315-English.pdf. See also
Philippines and the U.S. on March 14, 1947; it entered Bayan v. Gazmin petition (G.R. No. 212444), p. 14;
into force on March 26, 1947 and was ratified by the Saguisag v. Executive Secretary Ochoa petition (G.R.
Philippine President on January 21, 1948. See Bevans, No. 212426), p. 8; and Kilusang Mayo Uno, et al.
Charles, Treaties and Other International Agreements of Petition-in-
the United States of America (1776-1949), available at
United States Department of State,
https://books.google.com.ph/books?id=MUU6AQAA1A
AJ&pg=PA55&1pg=PA55&dq=17+UST+1212;+T1AS+ 551
6084&source=bl&ots=VBt1V34ntR&sig=X2yYCbWVfJq VOL. 779, JANUARY 12, 2016
F_o69-CcyiP88zw0&hl=en&sa=X&ved=0ahUKEwiKg- Saguisag vs. Ochoa, Jr.
jXq8LJAhXRBY4K
HSicDeAQ6AE1GzAA#v=onepage&q=17%20UST%20
1212%3B%20TIAS%206084&f=false. The solidity of the R.P.-U.S. relationship
The Philippine government also agreed to enter into that started in the colonizer-colony mode,
negotiations with the U.S., on the latter’s request, to: shifted to defense/military alliance (through
expand or reduce such bases, exchange those bases
for others, or acquire additional base areas. The
the MBA, MDT, and their supplementary
agreement allowed the U.S. full discretionary use of the agreements) after Philippine independence,
bases’ facilities; gave criminal jurisdiction over U.S. and began to progressively loosen as the
base personnel and their dependents to the U.S. Philippines tracked its own independent
authorities irrespective of whether the alleged offenses
path as a nation. Through various http://elibrary.judiciary.gov.ph/thebookshelf/showdocs/
35/10934.
agreements,67 the American 1966: The Ramos-Rusk Agreement reduced the term
_______________
of the MBA to 25 years starting from that year. See
Intervention, p. 7. It was concurred in by the Philippine
Exchange of Notes, U.S.-Philippines, September 16,
Senate on May 12, 1952; and was advised and
1966, available at http://elibrary.jud
consented to by the U.S. Senate on March 20, 1952, as
iciary.gov.ph/thebookshelf/showdocs/35/10859.
reflected in the U.S. Congressional Record, 82nd
1979: The US reaffirmed Philippine sovereignty over
Congress, Second Session, Vol. 98, Part 2, pp. 2594-
the basis and placed each base under command of a
2595. See Nicolas v. Romulo, 598 Phil. 262; 578 SCRA
Philippine base commander. See Office of the President
438 (2009).
of the Philippines, Official Week in Review, Official
67 1956: The Garcia-Bendetsen conference
Gazette of the Republic of the Philippines, 75(1), iii-iv
resolved the issue of jurisdiction in the American bases.
(1979), available at
The US began to recognize sovereignty of the Philippine
http://www.gov.ph/1979/01/08/official-week-in-review-
government over the base lands. See Exchange of
january-1-january-7-1979/.
Notes, U.S.-Philippines, December 6, 1956, available at
http://elibrary.judiciary.gov.ph/thebookshelf/docmonth/
Dec/1956/35.
1959: Olongapo, which was then an American 552
territory, was officially turned over by the US to the 55 SUPREME COURT REPORTS ANNOTATED
Philippines. Over the years, 17 of the 23 military
2
installations were also turned over to the Philippines.
See Memorandum of Agreement, U.S.-Philippines, Saguisag vs. Ochoa, Jr.
October 12, 1959, available at
http://elibrary.judiciary.gov.ph/thebookshelf/showdocs/ hold and the length of stay of American
35/11192.
1965: An agreement was signed revising Article XIII military bases in the Philippines
of the treaty wherein the US will renounce exclusive progressively shrunk.
jurisdiction over the on-base offenses and the creation The death knell for the U.S. military bases
of a joint criminal jurisdiction committee. See Exchange
of Notes, U.S.-Philippines, August 10, 1965, available at
started sounding when a new Philippine
Constitution was ratified in 1987. The new announced a shift in its global strategy in
Constitution provides that after the favor of a military and diplomatic “pivot” or
expiration of the agreement on military “rebalance” toward Asia.70 The strategy
bases, no foreign military bases, troops or involved a shift of the U.S.’s diplomatic,
facilities shall be allowed except through a economic, and defense resources to Asia,
treaty concurred in by the Senate or with the made ur-
direct consent of the Filipino people if _______________
68 Constitution, Article XVIII, Section 25.
Congress would require this mode of 69 On September 16, 1991, the Philippine Senate
approval.68 voted to reject a new treaty that would have extended
The actual end of the military bases came the presence of U.S. military bases in the Philippines.
in 1991 when the 1947 MBA expired with no See Bayan (Bagong Alyansang Makabayan) v. Zamora,
396 Phil. 623, 632; 342 SCRA 449, 464 (2000), citing
replacement formal arrangement in place the Joint Report of the Senate Committee on Foreign
except the 1951 MDT.69 For some years, Relation and the Committee on National Defense and
R.P.-U.S. relationship on defense/military Security on the Visiting Forces Agreement.
70 United States Department of Defense, Sustaining
matters practically froze. The thaw only U.S. Global Leadership: Priorities for 21st Century
came when the 1998 VFA was negotiated Defense, p. 2 (January 2012), available at
and agreed upon as a treaty that the http://archive.defense.gov/news/Defense_Strategic_Gu
Philippine Senate concurred in. idance.pdf.
Second, even the assumptions that the x x x declare publicly and formally their
EDCA is indeed a mere implementation of sense of unity and their common
determination to defend themselves against
external armed attack, so that no potential 611
aggressor could be under the illusion that VOL. 779, JANUARY 12, 2016
either of them stands alone in the Pacific Saguisag vs. Ochoa, Jr.
area.218
ties would be dangerous to each other’s
The rest of the text of the 1951 MDT peace and safety and thus they would act to
consistently highlights this goal. Its Article II meet the common danger. Article V then
states that the parties shall “separately and proceeds to define an armed attack as to
jointly by self-help and mutual aid maintain include an armed attack on “the
and develop their individual and collective metropolitan territory of either parties or on
capacity to resist armed attack.” Article III the island territories under its jurisdiction in
provides that the parties shall “consult the Pacific Ocean, its armed forces, public
together” regarding the implementation of vessels and aircrafts in the Pacific.”
the MDT whenever in their opinion the This Court has had occasion to explain the
“territorial integrity, political independence nature of the 1951 MDT. In Lim v. Executive
or security of either of the parties is Secretary,219 we said —
threatened by external armed attack in the
Pacific.” Article IV declares that an armed x x x The MDT has been described as the
attack in the Pacific area on either of the core of the defense relationship between
par- the Philippines and its traditional ally, the
_______________ United States. Its aim is to enhance the
218 1951 MDT, Preamble, par. 3. strategic and technological capabilities of
our armed forces through joint training with
its American counterparts x x x. [Emphasis effectively to achieve the objective of
supplied] this Treaty, the Parties separately and
jointly by self-help and mutual aid will
Thus, the essence of the 1951 MDT is the maintain and develop
conduct of joint activities by the U.S. and the _______________
219 Supra note 179 at pp. 571-572; p. 752.
Philippines in accordance with the dictates
of collective defense against an attack in the
Pacific. This is a focus that the EDCA lacks. 612
61 SUPREME COURT REPORTS ANNOTATED
V.D(2)(iii) The 1951 MDT 2
Compared with Other Saguisag vs. Ochoa, Jr.
Defense Alliance Agreements
their individual and collective
Our military obligations to the U.S. under capacity to resist armed attack.
the 1951 MDT are (1) to maintain and Article IV. Each Party
develop our military capacity to resist armed recognizes that an armed attack in the
attack, and (2) to recognize that an armed Pacific area on either of the Parties
attack against the U.S. in the Pacific is an would be dangerous to its own peace
attack on the Philippines and to meet the and safety and declares that it would
common danger in accordance with our act to meet the common dangers in
constitutional process. The relevant accordance with its constitutional
provisions read: processes.
Any such armed attack and all
Article II. In order more
measures taken as a result thereof In relating the 1951 MDT to the
shall be immediately reported to the EDCA, I glean from the ponencia the
Security Council of the United Nations. intent to seize the term “mutual aid” in
Such measures shall be terminated developing the contracting parties’
when the Security Council has taken collective capacity to resist an armed
the measures necessary to restore attack, as basis for the US to establish
and maintain international peace and a military base or a military facility or
security. station military troops in the
Article V. For purposes of Philippines.220 This reading, however,
ARTICLE IV, an armed attack on would be a novel one in the context of
either of the Parties is deemed to American agreements with other
include an armed attack on the Asian countries with their own alliance
metropolitan territory of either of the and MDTs with the U.S.
Parties, or on the island territories _______________
220 Ponencia, pp. 378-383.
under its jurisdiction in the Pacific
Ocean, its armed forces, public
vessels or aircraft in the Pacific. 613
VOL. 779, JANUARY 12, 2016
(Fortunately, the limits of the 1951 Saguisag vs. Ochoa, Jr.
MDT have not been tested in actual
operation since neither the Philippines Note that Article II of the RP-U.S. 1951 MDT
nor the U.S. has as yet been the is similar to the following provisions in other
subject of an armed attack in the MDTs:
Pacific region.)
(1) The 1953 US-South Korean MDT activities directed from without against their
territorial integrity and political stability.222
Article II
The Parties will consult together whenever, (3) the 1960 US-Japan Treaty of Mutual
in the opinion of either of them, the political Co-operation and Security
independence or security of either of the _______________
221 Mutual Defense Treaty, U.S.-South Korea,
Parties is threatened by external armed October 1, 1953, 238 U.N.T.S. 202, 204, available at
attack. Separately and jointly, by self-help https://treaties.un.org/doc/Publication/UNTS/Volume%
and mutual aid, the Parties will maintain and 20238/v238.pdf.
develop appropriate means to deter armed 222 Mutual Defense Treaty, U.S.-Taiwan,
December 10, 1954, 248 U.N.T.S. 214, available at
attack and will take suitable measures in https://treaties.un.org/doc/Publication/UNTS/Volume%
consultation and agreement to implement 20248/v238.pdf.
this Treaty and to further its purposes.221
Article IV 615
(US-Korea) VOL. 779, JANUARY 12, 2016
The Republic of Korea grants, and the Saguisag vs. Ochoa, Jr.
United States of America accepts, the right
to dispose United States land, air and sea Article VII
forces in and about the territory of the (US-Taiwan)
Republic of Korea as determined by mutual The Government of the Republic of China
agreement.225 (Taiwan) grants, and the Government of the
_______________
223 Treaty of Mutual Cooperation and Security, United States of America accepts, the right
U.S.-Japan, January 19, 1960, 373 U.N.T.S. 188, to dispose such United States land, air and
sea forces in and about Taiwan and the upon.227
Pescadores as may be required for their
defense, as determined by mutual These three articles do not have
agreement.226 any counterpart in the RP-US 1951
Article VI MDT. Understandably perhaps,
(US-Japan) counterpart provisions are not in the
For the purpose of contributing to 1951 MDT as our commitment to
the security of Japan and the grant the U.S. use and access to
maintenance of international peace areas and facilities in the Philippine
and security in the Far East, the territory was embodied in an earlier
United States of America is granted agreement, the 1947 MBA (which,
the use by its land, air and naval however, expired, thus ending the use
forces of facilities and areas in Japan. and access grants to the U.S. and its
The use of these facilities and armed forces).
areas as well as the status of United In my view, the implication of the
States armed forces in Japan shall be above quoted provisions in the US-
governed by a separate agreement, South Korea, US-Taiwan, and US-
replacing the Administrative Japan treaties
Agreement under Article III of the _______________
226 Mutual Defense Treaty, U.S.-Taiwan, supra
Security Treaty between Japan and note 222.
the United States of America, signed 227 Treaty of Mutual Cooperation and Security,
at Tokyo on February 28, 1952, as U.S.-Japan, supra note 223.
amended, and by such other
arrangements as may be agreed
616 V.D(3) Does the EDCA Merely
61 SUPREME COURT REPORTS ANNOTATED
Implement the
6 1998 VFA?
Saguisag vs. Ochoa, Jr.
Is the EDCA merely an agreement
(on “mutual aid”) is clear: the obligation to implementing the 1998 VFA which already
provide mutual aid under Article II of the RP- allows the limited entry of U.S. military
US 1951 MDT (and its counterpart troops and the construction of facilities?
provisions) does not include the obligation The quick and short answer to the above
to allow the entry and the stationing of U.S. question is — No, the EDCA does not
troops or the establishment of military implement the 1998 VFA as the EDCA in
bases or facilities. fact provides a wider arrangement than the
In light particularly of the constitutional 1998 VFA with respect to the entry of
developments in 1987, the 1951 MDT military bases, troops, and facilities into the
cannot be invoked as an umbrella Philippines. A naughty view is that the 1998
agreement that would legally justify the VFA should form part of the EDCA and not
grant to the U.S. of entry, access, and use the other way around. Another reality,
of Philippine-owned areas or facilities based on the treaty-executive agreement
without Senate concurrence. These distinctions discussed above, is that the
activities, which the EDCA seeks to do EDCA introduces new arrangements and
allegedly pursuant to the 1951 MDT, do not obligations to those existing under the 1998
fall within the purview of our commitments VFA; hence, the EDCA should be in the
under the earlier treaty. form of a treaty.
V.D(3)(i) The 1998 Visiting Forces provisions of the 1998 VFA:
Agreement
VISITING FORCES AGREEMENT
The Philippines’ primary obligation Preamble
under the 1998 VFA, is to facilitate the
entry and departure of U.S. personnel in The Government of the Republic
rela- of the Philippines and the
Government of the United States of
America,
617 Reaffirming their faith in the
VOL. 779, JANUARY 12, 2016 617
purposes and principles of the
Saguisag vs. Ochoa, Jr. Charter of the United Nations and
their desire to strengthen
tion with “covered activities”;228 it merely international and regional security in
defines the treatment of U.S. personnel the Pacific area;
visiting the Philippines; hence, its name.229 It Reaffirming their obligations under
is in fact a counterpart of the NATO-SOFA the Mutual Defense Treaty of August
that the U.S. forged in Europe. 30, 1951;
The Preamble of the VFA defines its Noting that from time to time
objectives — to govern the terms of visits of elements of the United States armed
“elements of the United States Armed forces may visit the Republic of the
Forces” to the Philippines, while the body of Philippines;
the agreement contains the agreed _______________
conditions. To quote from the relevant 228 1998 VFA, Article III(1).
229 BAYAN (Bagong Alyansang Makabayan) v.
Zamora, supra note 69. On the whole, the VFA is an As used in this Agreement,
agreement which defines the treatment of United States
troops and personnel visiting the Philippines. It provides
“United States personnel” means
for the guidelines to govern such visits of military United States military and civilian
personnel, and further defines the rights of the United personnel temporarily in the
States and the Philippine government in the matter of Philippines in connection with
criminal jurisdiction, movement of vessel and aircraft,
importation and exportation of equipment, materials and activities approved by the Philippine
supplies. Government. x x x
xxxx
618 Article III: Entry and Departure
61 SUPREME COURT REPORTS ANNOTATED 1. The Government of the
8 Philippines shall facilitate the
Saguisag vs. Ochoa, Jr. admission of United States personnel
and their departure from the
Considering that cooperation between the Philippines in connection with
Republic of the Philippines and the United activities covered by this Agreement.
States promotes their common security xxx
interests;
Recognizing the desirability of defining the As the ponencia correctly
treatment of United States personnel observed, the 1998 VFA itself does
visiting the Republic of the Philippines; not specify what “activities” would
Have agreed as follows: allow the entry of U.S. troops into the
Philippines. The parties left this open
Article I: Definitions and recognized that the activities that
shall require the entry of U.S. troops armed forces personnel and their aircraft
are subject to future agreements and and vehicles while visiting the Philippines.
the approval by the Philippine The agreement itself does not authorize
Government. U.S. troops to permanently stay in the
How this approval, however, will Philippines nor authorize any activity
be secured is far from certain. What related to the establishment and the
is certain is that beyond the operation of bases, as these activities had
restrictive “visits” that the 1998 VFA been defined under the 1947 MBA.
mentions, nothing else is said under As discussed under the treaty-executive
the express terms of the Agreement. agreement distinctions above, if indeed the
Harking back to the 1947 MBA activities would be in line with the original
and its clear and certain terms, what intent of the 1998 VFA, then an executive
comes out boldly is that the 1998 agreement would suffice as an
VFA is not an agreement that covers implementing agreement. On the other
“activities” in the way that the 1947 hand, if the activity would be a modification
MBA did; it is simply an agreement of the 1998 VFA or would be beyond its
regulating the status of and the terms and would entail the establishment of
treatment to be accorded to U.S. a military base or facility or their equivalent,
and the introduction of troops, then, a treaty
duly concurred in by the Senate would be
619 the appropriate medium of the U.S.-
VOL. 779, JANUARY 12, 2016 619 agreement.
Philippines
Saguisag vs. Ochoa, Jr. This Court has had the opportunity to
examine the 1998 VFA in BAYAN230 and
described the agreement in this wise —
DISSENTING OPINION
630
“Para kayong mga birhen na naniniwala sa 63 SUPREME COURT REPORTS ANNOTATED
pag-ibig ng isang puta!”1 0
– Heneral Luna kina Pedro Paterno, Felix Saguisag vs. Ochoa, Jr.
Buencamino, at
Emilio Aguinaldo noong sinabi nila na America concerning Military Bases,
foreign military bases, troops, or launching pads for operations in
facilities shall not be allowed in the various parts of the globe is not
Philippines except under a treaty duly binding until it is concurred in by the
concurred in by the Senate and, when Senate. This is in accordance with
the Congress so requires, ratified by a Article XVIII, Section 25 and Article VII,
majority of the votes cast by the Section 21 of the Constitution.
people in a national referendum held Furthermore, the Enhanced
for that purpose, and recognized as a Defense Cooperation Agreement
treaty by the other contracting State. (EDCA) does not simply implement
the Agreement Between the
In a disturbing turn of events, the Government of the United States of
majority of this court just succeeded in America and the Government of the
amending this constitutional provision. Republic of the Philippines Regarding
At the very least, it emasculated its the Treatment of United States Armed
text and weakened its spirit. Forces Visiting the Philippines
An agreement signed by our (Visiting Forces Agreement or VFA).
Secretary of Defense and the The EDCA substantially modifies or
Ambassador of the United States that amends the VFA. An executive
grants United States military agreement cannot amend a treaty.
personnel and their contractors Nor can any executive agreement
operational control over unspecified amend any statute, most especially a
locations within Philippine territory in constitutional provision.
order to pre-position military The EDCA substantially modifies
equipment as well as to use as or amends the VFA in the following
aspects: paramilitary operations to be conducted
First, the EDCA does not only regulate within our territory or against targets in other
the “visits” of foreign troops. It also allows states.
the temporary stationing on a rotational Fourth, the EDCA introduces the
basis of US military personnel and their following concepts not contemplated in the
contractors in physical locations with VFA or in the 1951 Mutual Defense Treaty,
permanent facilities and pre-positioned namely: (a) agreed locations; (b)
military materiel. contractors; (c) pre-positioning of military
materiel; and (d) operational control.
Lastly, the VFA does not have provisions
631 that may be construed as a restriction or
VOL. 779, JANUARY 12, 2016 631 of obligations found in existing
modification
Saguisag vs. Ochoa, Jr. statutes. The EDCA contains provisions
that may affect various statutes, including (a)
Second, unlike the VFA, the EDCA the jurisdiction of courts, (b) local autonomy,
allows pre-positioning of military materiel, and (c) taxation.
which can include various types of warships, There is no showing that the new matters
fighter planes, bombers, and vessels, as covered in the EDCA were contemplated by
well as land and amphibious vehicles and the Senate when it approved the VFA.
their corresponding ammunition. Senate Resolution No. 105, Series of 2015,
Third, the VFA contemplates the entry of which expresses the sentiment of that
troops for various training exercises. The legislative chamber, is a definite and
EDCA allows our territory to be used by the unequivocal articulation of the Senate: the
United States to launch military and VFA was not intended to cover the matters
now included in the EDCA. In the view of the of this provision when it discussed the
Senate reading the same provisions of the constitutionality of the VFA. Similar to the
Constitution as we do, the EDCA should be EDCA, the VFA was a product of
in treaty form. negotiations between the two governments
The EDCA, in its current form, is only an relating to mutual security interests. Unlike
official and formal memorial of agreed the EDCA, however, the VFA was
provisions resulting from the negotiations submitted to the Senate for concurrence,
with the United States. The President has thus:
the discretion to submit the agreement to
the Senate for concurrence. The EDCA is a On July 18, 1997, the United States
treaty and requires Senate concurrence. panel, headed by US Defense Deputy
Assistant Secretary for Asia Pacific Kurt
I Campbell, met with the Philippine panel,
headed by Foreign Affairs Undersecretary
The EDCA should comply with Article Rodolfo Severino, Jr., to exchange notes on
XVIII, Section 25 of the Constitution. “the complementing strategic interests of
the United States and the Philippines in the
Asia-Pacific region.” Both sides discussed,
632 among other things, the possible elements
63 SUPREME COURT REPORTS ANNOTATED of the Visiting Forces Agreement (VFA for
2 brevity). Negotiations by both panels on the
Saguisag vs. Ochoa, Jr. VFA led to a consolidated draft text, which
in turn resulted [in] a final series of
BAYAN v. Zamora interpreted the scope
2
conferences and negotiations that
culminated in Manila on January 12 and 13, _______________
2 Bayan (Bagong Alyansang Makabayan) v. Zamora,
1998. Thereafter, then President Fidel V. 396 Phil. 623; 342 SCRA 449 (2000) [Per J. Buena, En
Ramos approved the VFA, which was Banc].
respectively signed by public respondent
Secretary Siazon and Unites States
Ambassador Thomas Hubbard on February 633
10, 1998. VOL. 779, JANUARY 12, 2016
On October 5, 1998, President Joseph E. Saguisag vs. Ochoa, Jr.
Estrada, through respondent Secretary of
Foreign Affairs, ratified the VFA. ommendation. Thereafter, joint public
On October 6, 1998, the President, hearings were held by the two Committees.
acting through respondent Executive On May 3, 1999, the Committees submitted
Secretary Ronalda Zamora, officially Proposed Senate Resolution No. 443
transmitted to the Senate of the Philippines, recommending the concurrence of the
the Instrument of Ratification, the letter of Senate to the VFA and the creation of a
the President and the VFA, for concurrence Legislative Oversight Committee to oversee
pursuant to Section 21, Article VII of the its implementation. Debates then ensued.
1987 Constitution. The Senate, in turn, On May 27, 1999, Proposed Senate
referred the VFA to its Committee on Resolution No. 443 was approved by the
Foreign Relations, chaired by Senator Blas Senate, by a two-thirds (2/3) vote of its
F. Ople, and its Committee on National members. Senate Resolution No. 443 was
Defense and Security, chaired by Senator then renumbered as Senate Resolution No.
Rodolfo G. Biazon, for their joint 18.
consideration and rec- On June 1, 1999, the VFA officially entered
into force after an Exchange of Notes requirement in Section 21, Article VII, or the
between respondent Secretary Siazon and specific mandate mentioned in Section 25,
United States Ambassador Hubbard.3 Article XVIII, the provision in the latter article
(Citations omitted) requiring ratification by a majority of the
votes cast in a national referendum being
BAYAN held that Article XVIII, Section unnecessary since Congress has not
25 of the Constitution applies to the VFA: required it.
_______________
3 Id., at pp. 632-637; pp. 464-469.
Section 25, Article XVIII disallows foreign
military bases, troops, or facilities in the
country, unless the following conditions are 634
sufficiently met, viz.: (a) it must be under a 63 SUPREME COURT REPORTS ANNOTATED
treaty; (b) the treaty must be duly concurred 4
in by the Senate and, when so required by Saguisag vs. Ochoa, Jr.
Congress, ratified by a majority of the votes
cast by the people in a national referendum; As to the matter of voting, Section 21,
and (c) recognized as a treaty by the other Article VII particularly requires that a treaty
contracting state. or international agreement, to be valid and
There is no dispute as to the presence of effective, must be concurred in by at least
the first two requisites in the case of the two-thirds of all the members of the Senate.
VFA. The concurrence handed by the On the other hand, Section 25, Article XVIII
Senate through Resolution No. 18 is in simply provides that the treaty be “duly
accordance with the provisions of the concurred in by the Senate.”
Constitution, whether under the general
Applying the foregoing constitutional contemplated under Section 25, Article
provisions, a two-thirds vote of all the XVIII means that at least two-thirds of all
members of the Senate is clearly required the members of the Senate favorably vote
so that the concurrence contemplated by to concur with the treaty — the VFA in the
law may be validly obtained and deemed instant case.
present. While it is true that Section 25, ....
Article XVIII requires, among other things, Having resolved that the first two requisites
that the treaty — the VFA, in the instant prescribed in Section 25, Article XVIII are
case — be “duly concurred in by the present, we shall now pass upon and delve
Senate,” it is very true however that said on the requirement that the VFA should be
provision must be related and viewed in recognized as a treaty by the United States
light of the clear mandate embodied in of America.
Section 21, Article VII, which in more ....
specific terms, requires that the This Court is of the firm view that the phrase
concurrence of a treaty, or international “recognized as a treaty” means that the
agreement, be made by a two-thirds vote of other contracting party accepts or
all the members of the Senate. Indeed, acknowledges the agreement as a treaty.
Section 25, Article XVIII must not be treated To require the other contracting state, the
in isolation to Section 21, Article VII. United States
As noted, the “concurrence requirement”
under Section 25, Article XVIII must be
construed in relation to the provisions of 635
Section 21, Article VII. In a more particular VOL. 779, JANUARY 12, 2016
language, the concurrence of the Senate Saguisag vs. Ochoa, Jr.
exercises may include training on new
of America in this case, to submit the VFA techniques of patrol and surveillance to
to the United States Senate for concurrence protect the nation’s marine resources, sea
pursuant to its Constitution, is to accord search-and-rescue operations to assist
strict meaning to the phrase.4 vessels in distress, disaster relief
operations, civic action projects such as the
Lim v. Executive Secretary5 further building of school houses, medical and
explored the scope of the VFA as it dealt humanitarian missions, and the like.
with the constitutionality of the Terms of Under these auspices, the VFA gives
Reference of the “Balikatan 02-1” joint legitimacy to the current Balikatan
military exercises between the Philippines exercises. It is only logical to assume that
and the United States: “Balikatan 02-1,” a “mutual anti-terrorism
advising, assisting and training exercise,”
The Terms of Reference rightly fall within falls under the umbrella of sanctioned or
the context of the VFA. allowable activities in the context of the
After studied reflection, it appeared agreement. Both the history and intent of
farfetched that the ambiguity surrounding the Mutual Defense Treaty and the VFA
the meaning of the word “activities” arose support the conclusion that combat-related
from accident. In our view, it was activities — as opposed to combat itself —
deliberately made that way to give both such as the one subject of the instant
parties a certain leeway in negotiation. In petition, are indeed authorized.
this manner, visiting US forces may sojourn _______________
4 Id., at pp. 654-657; pp. 486-488.
in Philippine territory for purposes other 5 430 Phil. 555; 380 SCRA 739 (2002) [Per J. De
than military. As conceived, the joint Leon, Jr., En Banc].
brought to their very doorstep. They cannot
be expected to pick and choose their targets
636 for they will not have the luxury of doing so.
63 SUPREME COURT REPORTS ANNOTATED We state this point if only to signify our
6 awareness that the parties straddle a fine
Saguisag vs. Ochoa, Jr. line, observing the honored legal maxim
“Nemo potest facere per alium quod non
That is not the end of the matter, though. potest facere per directum.” The indirect
Granted that “Balikatan 02-1” is permitted violation is actually petitioners’ worry, that in
under the terms of the VFA, what may US reality, “Balikatan 02-1” is actually a war
forces legitimately do in furtherance of their principally conducted by the United States
aim to provide advice, assistance and government, and that the provision on self-
training in the global effort against terrorism? defense serves only as camouflage to
Differently phrased, may American troops conceal the true nature of the exercise. A
actually engage in combat in Philippine clear pronouncement on this matter thereby
territory? The Terms of Reference are becomes crucial.
explicit enough. Paragraph 8 of Section I In our considered opinion, neither
stipulates that US exercise participants may the MDT nor the VFA allow foreign
not engage in combat “except in self- troops to engage in an offensive war
defense.” We wryly note that this sentiment on Philippine territory.6 (Emphasis
is admirable in the abstract but difficult in supplied)
implementation. The target of “Balikatan 02-
1,” the Abu Sayyaf, cannot reasonably be Nicolas v. Romulo7 involved the grant of
expected to sit idly while the battle is custody of Lance Corporal Daniel Smith to
the United States pursuant to the VFA and the requirements of Art. XVIII, Sec. 25 of our
reiterated the ruling in Bayan: Constitution.8
The controversy now before us involves
[A]s an implementing agreement of the more than the VFA. Reading the entirety of
RP-US Mutual Defense Treaty, it was not the Constitution is necessary to fully
necessary to submit the VFA appreciate the context of the interpretation
_______________ of Article XVIII, Section 25.
6 Id., at pp. 575-576; pp. 755-756. “Nemo palest
facere per alium quod non palest facere per directum”
translates to “No one is allowed to do indirectly what he II
is prohibited to do directly.”
7 598 Phil. 262; 578 SCRA 438 (2009) [Per J. Foreign policy indeed includes security
Azcuna, En Banc].
alliances and defense cooperation among
states. In the conduct of negotiations and
637 in the implementation of any valid and
VOL. 779, JANUARY 12, 2016 binding637
international agreement, Article II
Saguisag vs. Ochoa, Jr. of the Constitution requires:
to the US Senate for advice and consent, Section 2. The Philippines renounces
but merely to the US Congress under the war as an instrument of national policy,
Case-Zablocki Act within 60 days of its adopts the generally accepted principles of
ratification. It is for this reason that the US international law as part of the law of the
has certified that it recognizes the VFA as a land and adheres to the policy of peace,
binding international agreement, i.e., a equality, justice, freedom, cooperation, and
treaty, and this substantially complies with amity with all nations.
.... Purposes of the United Nations.”9
Section 7. The State shall pursue an Our use of force is not completely
independent foreign policy. In its relations proscribed as the Charter of the United
with other states the paramount Nations provides for the inherent right of
consideration shall be national sovereignty, individual or collective self-defense:
territorial integrity, national interest, and
the right to self-determination. CHAPTER VII: ACTION WITH
RESPECT TO THREATS TO THE
Article 2(4) of the Charter of the United PEACE, BREACHES OF THE
Nations similarly provides that “[a]ll PEACE, AND ACTS OF
Members shall refrain in their international AGGRESSION
relations from the threat or use of force
against the territorial integrity or political ....
independence of any state, or
_______________ Article 51. Nothing in the present
8 Id., at pp. 284-285; p. 461.
Charter shall impair the inherent right
of individual or collective self-
638
defen[s]e if an armed attack occurs
63 SUPREME COURT REPORTS ANNOTATEDagainst a Member of the United
8 Nations, until the Security Council has
Saguisag vs. Ochoa, Jr. taken measures necessary to
maintain international peace and
in any other manner inconsistent with the security. Measures taken by Members
in the exercise of this right of self-
defen[s]e shall be immediately Higgins, Rosalyn, Problems and Process: International
Law and How We Use It, pp. 242-243 (1994), citing US
reported to the Security Council and
shall not in any way affect the
authority and responsibility of the 639
Security Council under the present VOL. 779, JANUARY 12, 2016
Charter to take at any time such action Saguisag vs. Ochoa, Jr.
as it deems necessary in order to Another exception would be the collective
maintain or restore international security system set up under the Charter of
peace and security.10 the United Nations, with the Security
Council acting in accordance with Chapter
Furthermore, falling within the VII of the Charter. Under Article 42:
penumbra on the use of force are Should the Security Council consider that
preemptive self-defense,11 self-help, measures provided for in Article 41 would
and humanitarian interventions.12 be inadequate or have proved to be
_______________
9 Charter of United Nations, Chapter I, Art. 2(4) inadequate, it may take such action by air,
<http://www.un.org/en/documents/charter/chapter1.sht sea, or land forces as may be necessary to
ml> (visited January 11, 2016). maintain or restore international peace and
10 Charter of United Nations, Chapter VII, Art. 51
<http://www.un.org/en/documents/charter/chapter7.sht
security. Such action may include
ml> (visited January 11, 2016). See Military and demonstrations, blockade, and other
Paramilitary Activities in and Against Nicaragua operations by air, sea, or land forces of
(Nicaragua v. United States of America), I.C.J. 1984
Members of the United Nations.13
I.C.J. 39
_______________
11 See Anthony Clark Arend, International Law and
Secretary of State Webster in his diplomatic note in the
the Preemptive Use of Military Force, THE
1842 Caroline Case. According to Professor Higgins,
WASHINGTON QUARTERLY 26:2, 89-103 (2003). See
under customary international law, preemptive self- <http://www.un.org/en/documents/charter/chapter7.sht
defense may be resorted to when the necessity is ml> (visited January
“instant, overwhelming, and leav[es] no choice of means,
and no moment for deliberation.”
12 See Higgins, id., at pp. 245-248 (1994). See
640
Keynote address by Jacques Forster, Vice President of
the International Committee of the Red Cross, 64 SUPREME COURT REPORTS ANNOTATED
presented at the Ninth Annual Seminar on International 0
Humanitarian Law for Diplomats accredited to the Saguisag vs. Ochoa, Jr.
United Nations, Geneva, 8-9 March 2000
<https://www.icrc.org/eng/resources/documents/misc/5
7jqjk.htm> (visited January 11, 2016): “The use of force Generally, the President’s discretion is
by the international community should come within the plenary in matters falling within executive
scope of the United Nations Charter. International
humanitarian law cannot be invoked to justify armed
functions. He is the chief executive,15 having
intervention because it has nothing to do with the right the power of control over all executive
of States to use force. Its role is strictly limited to setting departments, bureaus, and offices.16 Further,
limits to armed force irrespective of the legitimacy of its “by constitutional fiat and by the intrinsic
use.” See also United Nations Security Council
Resolution 1674 (2006) on the concept of Responsibility nature of his office, the President, as head
to Protect of State, is the sole organ and authority in
<http://www.un.org/en/ga/search/view_doc.asp?symbol the external affairs of the country [and] [i]n
=S/RES/1674(2006)> (visited January 11, 2016).
many ways, the President is the chief
13 Charter of United Nations, Chapter VII, Art. 42
<http://www.un.org/en/sections/charter/chapter7.shtml> architect of the nation’s foreign policy.”17
(visited January 11, 2016). The President is also the Commander-in-
We fall within this exception when we participate in Chief of all armed forces of the Philippines.18
the enforcement of the resolutions of the Security
Council.14
He has the power to “call out such armed
14 See Charter of United Nations, Chapter VII, Art. forces to prevent or suppress lawless
44
violence, invasion or rebellion . . . suspend 19 Id.
the privilege of the writ of habeas corpus or
place the Philippines or any part thereof
641
under martial law”19 subject to the conditions
VOL. 779, JANUARY 12, 2016
and requisites under the provision.
Saguisag vs. Ochoa, Jr.
However, the President’s discretion to allow
our participation in the use of force —
whether by committing our own military III
assets and personnel or by allowing our
territory to be used as waypoints, refueling With respect to the use of or threat to
or staging areas — is also constrained by use force, we can discern a gradation of
the Constitution. In this sense, the power of interrelations of the legislative and
the President as Commander-in-Chief and executive powers to ensure that we pursue
head of state is limited by the sovereign “an independent foreign policy” in the
through judicially determinable context of our history.
constitutional parameters. Article VI, Section 23 of the Constitution
_______________ covers declarations of a state of war. It is
11, 2016). See also Enforcement action through vested solely in Congress, thus:
regional arrangements under Articles 52(1) and 53(1) of
the United Nations Charter.
<http://www.un.org/en/sections/un-charter/chapter-
Section 23. (1) The Congress, by a
viii/index.html> (visited January 11, 2016). vote of two-thirds of both Houses in joint
15 Const., Art. VII, Sec. 1. session assembled, voting separately,
16 Const., Art. VII, Sec. 17.
shall have the sole power to declare the
17 Supra note 2 at p. 663; p. 494.
18 Const., Art. VII, Sec. 18. existence of a state of war.
(2) In times of war or other national States of America concerning Military
emergency, the Congress may, by law, Bases, foreign military bases, troops, or
authorize the President, for a limited period facilities shall not be allowed in the
and subject to such restrictions as it may Philippines except under a treaty duly
prescribe, to exercise powers necessary concurred in by the Senate and, when the
and proper to carry out a declared national Congress so requires, ratified by a majority
policy. Unless sooner withdrawn by of the votes cast by the people in a
resolution of the Congress, such powers national referendum held for that purpose,
shall cease upon the next adjournment and recognized as a treaty by the other
thereof. contracting State.
The Parties undertake, as set forth in the While these provisions in the 1951 Mutual
Charter of the United Nations, to settle any Defense Treaty could reasonably be
international disputes in which they may be interpreted to include activities done jointly
involved by peaceful means in such a by the Philippines and the United States,
manner that international peace and nothing in International Law nor in the
security and justice are not endangered and Constitution can be reasonably read as
to refrain in their international relations from referring to this treaty for the authorization
the threat or use of force in any manner for “foreign military bases, troops, or
inconsistent with the purposes of the United facilities” after the ratification of the 1987
Nations. Constitution.
Again, the constitutional provision reads:
Further, the treaty expresses the desire of
the parties to “maintain and develop their Section 25. After the expiration in 1991 of
individual and collective capacity to resist the Agreement between the Republic of the
armed attack.” Thus, in Article III of the Philippines and the United States of
Treaty: America concerning Military Bases, foreign
military bases, troops or facilities
Bases Agreement as amended. This was
still in effect at the time of the drafting,
658 submission, and ratification of the 1987
65 SUPREME COURT REPORTS ANNOTATED Constitution.
8 The constitutional timeline is unequivocal.
Saguisag vs. Ochoa, Jr. The 1951 Mutual Defense Treaty was in
effect at the time of the ratification of the
shall not be allowed in the Philippines Constitution in 1987. It was also in effect
except under a treaty duly concurred in by even after the expiration of the Military
the Senate and, when the Congress so Bases Agreement in 1991. We could
requires, ratified by a majority of the votes reasonably assume that those who drafted
cast by the people in a national referendum and ratified the 1987 Constitution were
held for that purpose, and recognized as a aware of this legal situation and of the broad
treaty by the other contracting State. terms of the 1951 treaty yet did not
(Emphasis supplied) expressly mention the 1951 Mutual
Defense Treaty in Article XVIII, Section 25.
There is a time stamp to the obligation We can conclude, with sturdy and
under this provision. The prohibition against unassailable logic, that the 1951 treaty is
“foreign military bases, troops, or facilities,” not the treaty contemplated in Article XVIII,
unless covered by treaty or allowed through Section 25.
a referendum, becomes effective “after the Besides, the Executive also viewed the VFA
expiration in 1991 of the Agreement . . . as an implementation of the 1951 Mutual
concerning Military Bases.” The treaty Defense Treaty. Yet, it was still submitted to
about to expire refers to the 1947 Military the Senate for concurrence.
Parenthetically, Article 62 of the Vienna by petitioners, we do not need to go into
Convention on the Law of Treaties38 such an issue and at this time to be able to
provides for the principle of “rebus sic stan- resolve the controversies in this case. We
await a case that will provide a clearer
_______________ factual backdrop properly pleaded by the
38 Article 62. Fundamental Change of
Circumstances
parties.
_______________
1. A fundamental change of circumstances which has
ties, may not be invoked as a ground for terminating or
occurred with regard to those existing at the time of the
withdrawing from the treaty unless:
conclusion of a treaty, and which was not foreseen by
a. The existence of those circumstances constituted an
the par-
essential basis of the consent of the parties to be bound
by the treaty; and
b. The effect of the change is radically to transform the
659 extent of obligations still to be performed under the
VOL. 779, JANUARY 12, 2016 treaty. 659
2. A fundamental change of circumstances may not be
Saguisag vs. Ochoa, Jr. invoked as a ground for terminating or withdrawing from
a treaty:
tibus,” in that a fundamental change of a. If the treaty establishes a boundary; or
b. If the fundamental change is the result of a breach by
circumstances may be a ground to
the party invoking it either of an obligation under the
terminate or withdraw from a treaty.39 Dean treaty or of any other international obligation owed to
Merlin M. Magallona is of the view that there any other party to the treaty.
has been a fundamental change in 3. If, under the foregoing paragraphs, a party may
invoke a fundamental change of circumstances as a
circumstances that allows the Philippines to ground for terminating or withdrawing from a treaty it
terminate the 1951 Mutual Defense may also invoke the change as a ground for suspending
Treaty.40 Although we should acknowledge the operation of the treaty.
this suggestion during the oral arguments Vienna Convention of the Law of Treaties (1969)
<https://treaties.un.org/doc/Publication/UNTSNolume% development of a more comprehensive
201155/volume-1155-I-18232-English.pdf> (visited
January 11, 2016).
system of regional security in the Pacific
39 Vienna Convention of the Law of Treaties, Art. 62 Area.” Article II further clarifies the treaty’s
(1969) purpose:
<https://treaties.un.org/doc/Publication/UNTSN/Volume Article II
%201155/volume-1155-I-18232-English.pdf> (visited
January 11, 2016). In order more effectively to achieve the
40 Magallona, Merlin M., A Critical Review of the objective of this Treaty, the Parties
EDCA, p. 29 (2014) (Unpublished), annexed to separately and jointly by self-help and
petitioners’ Memorandum.
mutual aid will maintain and develop their
individual and collective capacity to resist
armed attack. (Emphasis supplied)
660
66 SUPREME COURT REPORTS ANNOTATED
0 Clearly, none of its provisions provide
Saguisag vs. Ochoa, Jr. specifically for the presence of a base,
troops, or facilities that will put it within the
In addition, the Mutual Defense Treaty is not ambit of Article XVIII, Section 25. Its main
the treaty contemplated by Article XVIII, aim is to provide support against state
Section 25 on account of its subject matter. enemies effectively and efficiently. Thus, for
In paragraph 5 of its Preamble, the Mutual instance, foreign military bases were
Defense Treaty articulates the parties’ covered in the 1947 Military Bases
desire “to strengthen their present efforts to Agreement.
collective defense for the preservation of The VFA cannot also be said to be the
peace and security pending the treaty required in Article XVIII, Section 25.
This is because the United States, as the
other contracting party, has never treated it Military Bases Agreement by the two
as such under its own domestic laws. The countries was believed to be a slur to our
VFA has the same status as that of the 1947 sovereignty.41 (Emphasis supplied)
Military Bases Agreement in that it is merely
an executive agreement on the part of In Nicolas, Associate Justice Antonio T.
United States: Carpio himself underscored the non-treaty
status of the Visiting Forces Agreement in
As articulated by Constitutional light of Medellin v. Texas42 in his Separate
Commissioner Blas F. Ople in the 1986 Opinion, thus:
Constitutional Commission deliberations on
this provision, the 1947 RP-US Military Under Medellin, the VFA is indisputably not
Bases Agreement was ratified by the enforceable as domestic federal law in the
Philippine Senate, but not by the United United States. On the other hand, since the
States Senate. In the eyes of Philippine law, Philippine Senate ratified the VFA, the VFA
therefore, the Military Bases Agreement constitutes domestic law in the Philippines.
was a treaty, but by the laws of the United This unequal legal status of the VFA
States, it was a mere executive agreement. violates Section 25, Article XVIII of the
Philippine Constitution, which specifically
requires that a treaty involving the presence
661 of foreign troops in the Philippines must be
VOL. 779, JANUARY 12, 2016 equally 661
binding on the Philippines and on
Saguisag vs. Ochoa, Jr. the other contracting State.
In short, the Philippine Constitution bars the
This asymmetry in the legal treatment of the efficacy of such a treaty that is enforceable
as domestic law only in the Philippines but
unenforceable as domestic law in the other Section 25. After the expiration in 1991 of
contracting State. The Philippines is a the Agreement between the Republic of the
sovereign and independent State. It is no Philippines and the United States of
longer a colony of the United States. This America concerning Military Bases, foreign
Court should not countenance an unequal military bases, troops, or facilities shall not
treaty that is not only contrary to the express be allowed in the Philippines except under
mandate of the Philippine Constitution, but a treaty duly concurred in by the Senate and,
also an affront to the sovereignty, dignity when the Congress so requires, ratified by
and independence of the Philippine State. a majority of the votes cast by the people in
There is no dispute that Section 25, Article a national referendum held for that purpose,
XVIII of the Philippine Constitution governs and recognized as a treaty by the other
the constitutionality of the VFA. Section 25 contracting State.
states: The clear intent of the phrase “recognized
_______________ as a treaty by the other contracting State” is
41 J. Puno, Dissenting Opinion in Bayan (Bagong
Alyansang Makabayan) v. Zamora, supra note 2 at pp.
to insure that the treaty has the same legal
672-673; p. 503. effect on the Philippines as on the other
42 128 S.Ct. 1346; 170 L.Ed.2d 190. contracting State. This requirement is
unique to agreements involving the
presence of foreign troops in the Philippines,
662 along with the requirement, if Congress is
66 SUPREME COURT REPORTS ANNOTATED so minded, to hold a national referendum for
2 the ratification of such a treaty.
Saguisag vs. Ochoa, Jr. The deliberations of the Constitutional
Commission reveal the sensitivity of the Saguisag vs. Ochoa, Jr.
framers to the “unacceptable asymmetry” of
the then existing military bases agreement to take, if the government of our country will
between the Philippines and the United deem it in the national interest to terminate
States. The Philippine Senate had ratified this agreement or even to renegotiate it, is
the military bases agreement but the United that we must begin with a clean slate; we
States Government refused to submit the should not be burdened by the flaws of the
same to the U.S. Senate for ratification. 1947 Military Bases Agreement. I think that
Commissioner Blas Ople explained this is a very important point. I am glad to be
“unacceptable asymmetry” in this manner: reassured by the two Gentlemen that there
. . . But I think we have acknowledged is nothing in these proposals that will bar the
starting at the committee level that the Philippine government at the proper time
bases agreement was ratified by our from exercising the option of abrogation or
Senate; it is a treaty under Philippine law. termination.
But as far as the Americans are concerned, Eventually, the Constitutional Commission
the Senate never took cognizance of this required that any agreement involving the
and, therefore, it is an executive agreement. presence of foreign troops in the Philippines
That creates a wholly unacceptable must be “recognized as a treaty by the other
asymmetry between the two countries. contracting State.” This means that the
Therefore, in my opinion, the right step other contracting State must recognize the
agreement as a treaty, as distinguished
from any other agreement, and if its
663 constitutional processes require, submit the
VOL. 779, JANUARY 12, 2016 agreement663to its proper legislative body for
ratification as a treaty. As explained by Saguisag vs. Ochoa, Jr.
Commissioner Father Joaquin Bernas, S.J.,
during the deliberations of the
So, for these reasons, I oppose the deletion
Constitutional Commission: of this section because, first of all, as I said,
Third, on the last phrase “AND it does not prevent renegotiation. Second, it
RECOGNIZED AS A TREATY BY THE respects the sovereignty of our people and
OTHER CONTRACTING NATION,” we the people will be in a better position to
enter into a treaty and we want the other
judge whether to accept the treaty or not,
contracting party to respect that document
because then they will be voting not just on
as a document possessing force in the an abstraction but they will be voting after
same way that we respect it. The present
examination of the terms of the treaty
situation we have is that the bases negotiated by our government. And third,
agreement is a treaty as far as we arethe requirement that it be recognized as a
concerned, but it is only an executivetreaty by the other contracting nation places
agreement as far as the United States is
us on the same level as any other
concerned, because the treaty process was
contracting party.
never completed in the United States The following exchanges in the
because the agreement was not ratified by
Constitutional Commission explain further
the Senate. the meaning of the phrase “recognized as a
treaty by the other contracting State”:
FR. BERNAS: Let me be concrete, Madam
664 President, in our circumstances. Suppose
66 SUPREME COURT REPORTS ANNOTATED
they were to have this situation where our
4 government were to negotiate a treaty with
the United States, and then the two MR. NOLLEDO: Under the circumstances
executive departments in the ordinary the Commissioner just mentioned, Madam
course of negotiation come to an President, on the basis of the provision of
agreement. As our Constitution is taking Section 1 that “sovereignty resides in the
shape now, if this is to be a treaty at all, it Filipino people,” then we would not consider
will have to be submitted to our Senate for that a derogation of our sovereignty on the
its ratification. Suppose, therefore, that basis and expectation that there was a
what was agreed upon between the United plebiscite.
States and the executive department of the xxx xxx xxx
Philippines is submitted and ratified by the FR. BERNAS: As Commissioner Romulo
Senate, then it is further submitted to the indicated, since this certainly would refer
people for its ratification and subsequently, only to the United States, because it is only
we ask the United States: “Complete the the United States that would have the
process by accepting it as a treaty through possibility of being allowed to have treaties
ratification by your Senate as the United here, then we would have to require that the
States Constitution requires,” would such Senate of the United States concur in the
an arrangement be in derogation of treaty because under American
sovereignty? constitutional law, there must be
concurrence on the part of the Senate of the
United States to conclude treaties.
665 MR. SUAREZ: Thank you for the
VOL. 779, JANUARY 12, 2016 665
clarification.
Saguisag vs. Ochoa, Jr. Under the 1935 Constitution, if I recall it
correctly, treaties and agreements entered
into require an exchange of ratification. I legally binding both on the Philippines and
remember that is how it was worded. We do on the other contracting State. This means
not have in mind here an exchange of the treaty must be enforceable under
ratification by the Senate of the United Philippine domestic law as well as under the
States and by the Senate of the Philippines,domestic law of the other contracting State.
for instance, but only an approval or a Even Justice Adolfo S. Azcuna, the ponente
recognition by the Senate of the United of the majority opinion, and who was himself
States of that treaty. a member of the Constitutional Commission,
FR. BERNAS: When I say that the other expressly admits this when he states in his
contracting state must recognize it as a ponencia:
treaty, by that I mean it must perform all the
The provision is thus designed to ensure
acts required for that agreement to reach that any agreement allowing the presence
the status of a treaty under their jurisdiction.
of foreign military bases, troops or facilities
in Philippine territory shall be equally
binding on the Philippines and the foreign
666 sovereign State involved. The idea is to
66 SUPREME COURT REPORTS ANNOTATED prevent a recurrence of the situation where
6 the terms and conditions governing the
Saguisag vs. Ochoa, Jr. presence of foreign armed forces in our
territory were binding on us but not upon the
Thus, Section 25, Article XVIII of the foreign State.
Philippine Constitution requires that any An “equally binding” treaty means exactly
agreement involving the presence of foreign what it says — the treaty is enforceable as
troops in the Philippines must be equally domestic law in the Philippines and likewise
enforceable as domestic law in the other on equal footing must be demanded, and
contracting State.43 (Emphasis in the from one state to another. The Philippine
original, citations omitted) government must be firm in requiring that
the United States establish stability in its
Surprisingly, through his Concurring international commitment, both by
Opinion in this case, Associate Justice legislation and jurisprudence.
Carpio has now abandoned his earlier The doctrine laid down in BAYAN, insofar
views. as the VFA is concerned, should now be
This court’s interpretation of a treaty under revisited in light of new circumstances and
Article XVIII, Section 25 in BAYAN, which challenges in foreign policy and
did away with the requirement that the international relations.
agreement be recognized as a treaty by the
other contracting party, has resulted in an VII
absurd situation of political asymmetry
between the United States and the Philip- Even if we assume that the Mutual
_______________ Defense Treaty and the VFA are the
43 J. Carpio, Dissenting Opinion in Nicolas v.
Romulo, supra note 7 at pp. 308-312; pp. 488-491.
treaties contemplated by Article XVIII,
Section 25 of the Constitution, this court
must determine whether the EDCA is a
667 valid executive agreement as argued by
VOL. 779, JANUARY 12, 2016 667 respondents.
Saguisag vs. Ochoa, Jr. It is not. The EDCA modifies these two
agreements.
pines. A relationship where both parties are Respondents claim that the EDCA is an
executive agreement and merely 66 SUPREME COURT REPORTS ANNOTATED
implements the Mutual Defense Treaty and 8
VFA.44 In arguing that the EDCA Saguisag vs. Ochoa, Jr.
implements the Mutual Defense Treaty,
respondents state that the latter has two According to respondents, “[t]he primary
operative principles: (1) the Principle of concern of the EDCA is the Principle of
Defensive Reaction under Article IV;45 and Defensive Preparation in order to enhance
(2) the Principle of Defensive Preparation both parties’ abilities, if required, to
under Article II.46 operationalize the Principle of Defensive
_______________ Reaction.”47 The specific goals enumerated
44 Respondents’ Memorandum, pp. 15-16.
45 ARTICLE IV. Each Party recognizes that an
in the EDCA demonstrate this:
armed attack in the Pacific area on either of the Parties
would be dangerous to its own peace and safety and 56. The specific purposes of the EDCA —
declares that it would act to meet the common dangers to “[s]upport the Parties’ shared goal of
in accordance with its constitutional processes. Any
such armed attack and all measures taken as a result improving interoperability of the Parties’
thereof shall be immediately reported to the Security forces, and for the Armed Forces of the
Council of the United Nations, Such measures shall be Philippines (‘AFP’), [to address its] short-
terminated when the Security Council has taken the
measures necessary to restore and maintain
term capabilities gaps, promoting long-term
international peace and security. modernization, and helping maintain and
46 ARTICLE II. In order more effectively to develop additional maritime security,
achieve the objective of this Treaty, the Parties maritime domain awareness, and
separately and jointly by self-help and
humanitarian assistance and disaster relief
capabilities” properly fall within the MDT’s
668
objective of developing the defense
capabilities of the Philippines and the US. Republic of the Philippines and the Government of the
United States of America Regarding the Treatment of
The EDCA implements the MDT by United States Armed Forces Visiting the Philippines
providing for a mechanism that promotes (1998), Arts. I, VII, and VIII.
optimal cooperation between the US and
the Philippines.48
669
Similarly, respondents allege that the EDCA VOL. 779, JANUARY 12, 2016
implements the VFA in relation to the entry Saguisag vs. Ochoa, Jr.
of United States troops and personnel,
importation and exportation of equipment, erability of the Parties’ forces, and for the
materials, supplies, and other property, and Armed Forces of the Philippines (‘AFP’), [to
movement of vessels and aircraft in the address its] short-term capabilities gaps,
Philippines.49 Respondents rely on this promoting long-term modernization, and
court’s pronouncement in Lim that combat- helping maintain and develop additional
related activities are allowed under the VFA: maritime security, maritime domain
awareness, and humanitarian assistance
61. Article I of the EDCA provides that its and disaster relief capabilities.”
purposes are to support “the Parties’ shared 62. The Honorable Court in Lim ruled that
goal of improving interop- these activities are already covered by the
_______________ VFA. Under Lim, “maritime security,
mutual aid will maintain and develop their individual and
collective capacity to resist armed attack.
maritime domain awareness, and
47 Respondents’ Memorandum, p. 15. humanitarian assistance and disaster relief
48 Id., at p. 16. capabilities” are activities that are
49 Id., citing Agreement between the Government authorized to be undertaken in the
Philippines under the VFA. and materiel” is an “activity” to be approved
63. Article II of the EDCA reiterates the by the Philippine Government “through
definition of “United States personnel” in the bilateral security mechanisms, such as the
VFA which means “United States military MDB and SEB.”
and civilian personnel temporarily in the 66. In sum, what the EDCA does is to
Philippines in connection with activities enhance the existing contractual security
approved by the Philippines.” apparatus between the Philippines and the
64. Article III of the EDCA provides for the US, set up through the MDT and the VFA. It
“Agreed Locations” where the Philippines is the duty of the Honorable Court to allow
authorizes US to “conduct the following this security apparatus enough breathing
activities”: “training; transit; support and space to respond to perceived, anticipated,
related activities; refueling of aircraft; and actual exigencies.
bunkering of vessels; temporary
maintenance of vehicles, vessels and
aircraft; temporary accommodation of 670
personnel; communications; prepositioning 67 SUPREME COURT REPORTS ANNOTATED
of equipment, supplies and materiel; 0
deploying forces and materiel; and such Saguisag vs. Ochoa, Jr.
other activities as the Parties may agree.”
65. Article IV of the EDCA authorizes the As discussed earlier, an executive
prepositioning and storing of defense agreement merely provides for the detailed
equipment, supplies and materiel. Under adjustments of national policies or
Article IV in relation to Article III of the EDCA, principles already existing in other treaties,
the “prepositioning of equipment, supplies statutes, or the Constitution. It involves only
the enforcement of clear and specific amphibious vehicles, and their
provisions of the Constitution, law, or treaty. corresponding ammunition.
It cannot amend nor invalidate an existing Third, the VFA contemplates the entry of
statute, treaty, or provision in the troops for various training exercises. The
Constitution. It includes agreements that EDCA allows our territory to be used by the
are of a temporary nature. United States to launch military and
This is not the case with the EDCA. paramilitary operations conducted in other
The EDCA contains significant and material states.
obligations not contemplated by the VFA. Fourth, the EDCA introduces new
As an executive agreement, it cannot be concepts not contemplated in the VFA,
given any legal effect. The EDCA namely: (a) agreed locations; (b)
substantially modifies and amends the VFA contractors; (c) pre-positioning of military
in at least the following aspects: materiel; and (d) operational control.
First, the EDCA does not only regulate Lastly, the VFA did not have provisions
the “visits” of foreign troops. It allows the that may have been construed as a
temporary stationing on a rotational basis of restriction or modification of obligations
United States military personnel and their found in existing statutes. The EDCA
contractors on physical locations with contains provisions that
permanent facilities and pre-positioned
military materiel.
Second, unlike the VFA, the EDCA 671
allows the pre-positioning of military VOL. 779, JANUARY 12, 2016
materiel, which can include various types of Saguisag vs. Ochoa, Jr.
warships, fighter planes, bombers, land and
may affect various statutes including, agreed Locations may be listed in an annex
among others, (a) the jurisdiction of courts, to be appended to this Agreement, and may
(b) local autonomy, and (c) taxation. be further described in implementing
agreements. (Emphasis supplied)
VIII
As treaties, the 1947 Military Bases
Article I(1)(b) of the EDCA authorizes Agreement and its various amendments
United States forces access to “Agreed specified the actual location of the physical
Locations” in the Philippines on a rotational locations of United States troops and
basis.50 Even while the concept of “rotation” facilities. The EDCA, however, now
may refer to incidental and transient delegates the identification of the location
presence of foreign troops and contractors, not to a select Senate Committee or a public
the nature of the “Agreed Locations” is body but simply to our military
eerily similar to and, therefore, amounts to representatives in the Mutual Defense
basing agreements. Board and the Security Enhancement
“Agreed Locations” has been defined by Board.
the EDCA in Article II(4) as: More importantly, the extent of access and
use allowed to United States forces and
Facilities and areas that are provided by the contractors under the EDCA is broad. It is
Government of the Philippines through the set out in Article III:
AFP and that United states forces, United _______________
50 (b) Authorizing access to Agreed Locations in
States contractors, and others as mutually the territory of the Philippines by United States forces on
agreed, shall have the right to access and a rotational basis, as mutually determined by the Parties.
use pursuant to this Agreement. Such
2. When requested, the Designated
672 Authority of the Philippines shall assist in
67 SUPREME COURT REPORTS ANNOTATED facilitating transit or temporary access by
2 United States forces to public land and
Saguisag vs. Ochoa, Jr. facilities (including roads, ports, and
airfields), including those owned or
Article III controlled by local governments, and to
Agreed Locations other land and facilities (including roads,
1. With consideration of the views of the ports, and airfields).
Parties, the Philippines hereby authorizes 3. Given the mutuality of benefits, the
and agrees that United States forces, Parties agree that the Philippines shall
United States contractors, and vehicles, make Agreed Locations available to United
vessels, and aircraft operated by or for States forces without rental or similar costs.
United States forces may conduct the United States forces shall cover their
following activities with respect to Agreed necessary operation expenses with respect
Locations: training; transit; support and to their activities at the Agreed Locations.
related activities; refueling of aircraft; 4. The Philippines hereby grants to the
bunkering of vessels; temporary United States, through bilateral security
maintenance of vehicles, vessels, arid mechanisms, such as the MDB and SEB,
aircraft; temporary accommodation of operational control of Agreed Locations for
personnel; communications; prepositioning construction activities and authority to
of equipment, supplies, and materiel; undertake such activities on, and make
deploying forces and materiel; and such alterations and improvements to, Agreed
other activities as the Parties may agree. Locations. United States forces shall
consult on issues regarding such the Agreed Locations may be used for:
construction; alterations, and improvements
on the Parties’ shared intent that the (1) training;
technical requirements and construction (2) transit;
standards of any such projects undertaken (3) support and related activities;
by or on behalf of United States (4) refueling of aircraft;
(5) bunkering of vessels;
(6) temporary maintenance of vehicles,
673 vessels, and aircraft;
VOL. 779, JANUARY 12, 2016 673 accommodation of personnel;
(7) temporary
Saguisag vs. Ochoa, Jr. (8) communications;
(9) pre-positioning of equipment, supplies,
forces should be consistent with the and materiel;
requirements and standards of both Parties. (10) deploying forces and materiel; and
.... (11) other activities as the parties may
6. United States forces shall be responsible agree.
on the basis of proportionate use for
construction, development, operation, and There is no hierarchy among these
maintenance costs at Agreed Locations. activities. In other words, functions (2) to (11)
Specific funding arrangements may be need not be supportive only of training or
fined in Implementing arrangements. transit. Function (10), which pertains to
(Emphasis supplied) deployment of United States forces and
materiel, can be done independently of
Parsing the provisions carefully, we find that whether there are training exercises or
whether the troops are only in transit. transient military training exercise with their
The permission to do all these activities is Philippine counterparts. They are also
explicit in the EDCA. Government has allowed to execute, among others, the
already authorized and agreed that “United following scenarios:
States forces, United States contractors, One: Parts of Philippine territory may
and vehicles, be used as staging areas for special or
regular United States military personnel for
intervention in conflict areas in the
674 Southeast Asian region. This can be in the
67 SUPREME COURT REPORTS ANNOTATED form of landing rights given to their fighter
4 jets and stealth bombers or way stations for
Saguisag vs. Ochoa, Jr. SEALS or other special units entering
foreign territory in states not officially at war
vessels, and aircraft operated by or for with the Philippines.
United States forces” may conduct all these Two: Parts of Philippine territory may
activities. Carefully breaking down this be used to supplement overt
clause in Article III(1) of the EDCA, the communication systems of the United
authorization is already granted to: States forces. For instance, cyberwarfare
(a) “United States forces”; targeting a state hostile to the United States
(b) “United States contractors”; and can be launched from any of the Agreed
(c) “vehicles, vessels, and aircraft operated Locations to pursue their interests even if
by or for United States forces.” this will not augur well to Philippine foreign
United States military forces will not only be policy.
allowed to “visit” Philippine territory to do a Three: Parts of Philippine territory may
be used to plan, deploy, and supply covert is granted under Article VI, Section 3 of the
operations done by United States EDCA. The United States forces are given
contractors such as Blackwater and other a broad range of powers with regard to the
mercenary groups that have been used by Agreed Locations that are “necessary for
the United States in other parts of the world. their operational control or defense.”51 This
The EDCA covers these types of operations authority extends to the protection of
within and outside Philippine territory. Again, United States forces and contractors. In
the consequences to Philippine foreign addition, the United States is merely
policy in cases where targets are found in obligated to coordinate with Philippine
neighboring countries would be authorities the measures they will take in
immeasurable. case they deem it necessary to take
action.
679 Article I
VOL. 779, JANUARY 12, 2016 Purpose679and Scope
Saguisag vs. Ochoa, Jr.
1. This Agreement deepens defense
the VFA, activities such as joint exercises, cooperation between the Parties and
which “include training on new techniques maintains and develops their individual and
of patrol and surveillance to protect the collective capacities, in furtherance of
nation’s marine resources, sea search-and- Article II of the MDT, which states that the
rescue operations to assist vessels in Parties separately and jointly by self-help
distress, disaster relief operations, civic and mutual aid will maintain and develop
action projects such as the building of their individual capacity to resist armed
school houses, medical and humanitarian attack, and within the context of VFA. This
missions, and the like,”56 are authorized. includes:
However, Lim specifically provided for the (a) Supporting the Parties’ shared goal of
context of the conduct of the combat-related improving interoperability of the Parties’
forces, and for the Armed Forces of the necessary authorizations with respect to
Philippines (“AFP”), addressing short-term Agreed Locations.
capabilities gaps, promoting long-term 3. The Parties agree that the
modernization, and helping maintain and United States may undertake the
develop additional maritime security, following types of activities in the
maritime domain awareness, and territory of the Philippines in relation to
humanitarian assistance and disaster relief its access to and use of Agreed
capabilities; and Locations: security cooperation
(b) Authorizing access to Agreed exercises; joint and combined training
Locations in the territory of the Philippines activities; humanitarian assistance
by United States forces on a rotational basis, and disaster relief activities; and such
as mutually determined by the Parties. other activities as may be agreed
_______________ upon by the Parties. (Emphasis
56 Lim v. Executive Secretary, supra note 5.
57 Id., at p. 564; p. 745.
supplied)