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G.R. No. 212426. January 12, 2016.* G.R. No. 212444. January 12, 2016.

RENE A.V. SAGUISAG, WIGBERTO E. BAGONG ALYANSANG MAKABAYAN


TAÑADA, FRANCISCO “DODONG” (BAYAN), represented by its SECRETARY
NEMENZO, JR., SR. MARY JOHN GENERAL RENATO M. REYES, JR.,
MANANZAN, PACIFICO A. AGABIN, BAYAN MUNA PARTY-LIST
ESTEBAN “STEVE” SALONGA, H. HARRY REPRESENTATIVES NERI J.
L. ROQUE, JR., EVALYN G. URSUA, COLMENARES and CARLOS ZARATE,
EDRE U. OLALIA, DR. CAROL GABRIELA WOMEN’S PARTY-LIST
PAGADUAN-ARAULLO, DR. ROLAND REPRESENTATIVES LUZ ILAGAN and
SIMBULAN, and TEDDY CASIÑO, EMERENCIANA DE JESUS, ACT
petitioners, vs. EXECUTIVE SECRETARY TEACHERS PARTY-LIST
PAQUITO N. OCHOA, JR., DEPARTMENT REPRESENTATIVE ANTONIO L. TINIO,
OF NATIONAL DEFENSE SECRETARY ANAKPAWIS PARTY-LIST
VOLTAIRE GAZMIN, DEPARTMENT OF REPRESENTATIVE FERNANDO HICAP,
FOREIGN AFFAIRS SECRETARY KABATAAN PARTY-LIST
ALBERT DEL ROSARIO, JR., REPRESENTATIVE TERRY RIDON,
DEPARTMENT OF BUDGET AND MAKABAYANG KOALISYON NG
MANAGEMENT SECRETARY MAMAMAYAN (MAKABAYAN),
FLORENCIO ABAD, and ARMED FORCES represented by SATUR­NINO OCAMPO
OF THE PHILIPPINES CHIEF OF STAFF and LIZA MAZA, BIENVENIDO LUMBERA,
GENERAL EMMANUEL T. BAUTISTA, JOEL C. LAMANGAN, RAFAEL MARIANO,
respondents. SALVADOR FRANCE, ROGELIO M.
SOLUTA, and CLEMENTE G. BAUTISTA, DEPARTMENT OF JUSTICE
petitioners, vs. DEPARTMENT OF UNDERSECRETARY FRANCISCO
NATIONAL DEFENSE BARAAN III, and DND ASSISTANT
_______________ SECRETARY FOR STRATEGIC
* EN BANC.
ASSESSMENTS RAYMUND JOSE
QUILOP AS CHAIRPERSON AND
242
MEMBERS, respectively, of the
24 SUPREME COURT REPORTS ANNOTATEDNEGOTIATING PANEL FOR THE
2 PHILIPPINES ON EDCA, respondents.
Saguisag vs. Ochoa, Jr. KILUSANG MAYO UNO, represented by its
CHAIRPERSON, ELMER LABOG,
CONFEDERATION FOR UNITY,
(DND) SECRETARY VOLTAIRE GAZMIN, RECOGNITION AND ADVANCEMENT OF
DEPARTMENT OF FOREIGN AFFAIRS GOVERNMENT EMPLOYEES
SECRETARY ALBERT DEL ROSARIO, (COURAGE), represented by its
EXECUTIVE SECRETARY PAQUITO N. NATIONAL PRESIDENT FERDINAND
OCHOA, JR., ARMED FORCES OF THE GAITE, NATIONAL FEDERATION OF
PHILIPPINES CHIEF OF STAFF LABOR UNIONS-KILUSANG MAYO UNO,
GENERAL EMMANUEL T. BAUTISTA, represented by its NATIONAL PRESIDENT
DEFENSE UNDERSECRETARY PIO JOSELITO USTAREZ, NENITA GONZAGA,
LORENZO BATINO, AMBASSADOR VIOLETA ESPIRITU, VIRGINIA FLORES,
LOURDES YPARRAGUIRRE, and ARMANDO TEODORO, JR.,
AMBASSADOR J. EDUARDO MALAYA, petitioners-in-intervention.
RENE A.Q. SAGUISAG, JR., petitioner-in-
intervention. Electoral Commission, 63 Phil. 139 (1936), this
Judicial Review; Distinguished from the Court exhaustively discussed this “moderating
general notion of judicial power, the power of power” as part of the system of checks and
judicial review specially refers to both the authority balances under the Constitution. In our
and the duty of the Supreme Court (SC) to fundamental law, the role of the Court is to
determine whether a branch or an instrumentality determine whether a branch of government has
of government has acted beyond the scope of the adhered to the specific restrictions and limitations
latter’s constitutional powers.—Distinguished of the latter’s power.
from the general notion of judicial power, the Same; Demetria v. Alba, 148 SCRA 208
power of judicial review specially refers to both the (1987) and Francisco, Jr. v. Nagmamalasakit na
authority and the duty of this Court to determine mga Manananggol ng mga Manggagawang
whether a branch or an instrumentality of Pilipino, Inc., 415 SCRA 44 (2003), cite the “pillars”
government has acted beyond the scope of the of the limitations on the power of judicial review as
latter’s constitutional powers. As articulated in enunciated in the concurring opinion of United
Section 1, Article VIII of the Constitution, the States (U.S.) Supreme Court Justice Brandeis in
power of judicial review involves the power to Ashwander v. Tennessee Valley Authority, 297
resolve cases in which the questions concern the U.S. 288, 346-348 (1936).—Even as we are left
constitutionality or validity of any treaty, with no recourse but to bare our power to check
an act of a coequal branch of government — in
this case the executive — we must abide by the
243 stringent requirements for the exercise of that
VOL. 779, JANUARY 12, 2016 power under243 the Constitution. Demetria v. Alba,
148 SCRA 208 (1987) and Francisco, Jr. v.
Saguisag vs. Ochoa, Jr. Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc., 415 SCRA 44
international or executive agreement, law, (2003), cite the “pillars” of the limitations on the
presidential decree, proclamation, order, power of judicial review as enunciated in the
instruction, ordinance, or regulation. In Angara v.
concurring opinion of U.S. Supreme Court Justice 24 SUPREME COURT REPORTS ANNOTATED
Brandeis in Ashwander v. Tennessee Valley 4
Authority, 297 U.S. 288 (1936). Francisco Saguisag vs. Ochoa, Jr.
redressed these “pillars” under the following
categories: 1. That there be absolute necessity of
deciding a case; 2. That rules of constitutional law Same; Actual Case or Controversy; The
shall be formulated only as required by the facts performance of an official act by the Executive
of the case; 3. That judgment may not be Department that led to the entry into force of an
sustained on some other ground; 4. That there be executive agreement was sufficient to satisfy the
actual injury sustained by the party by reason of actual case or controversy requirement.—We find
the operation of the statute; 5. That the parties are that the matter before us involves an actual case
not in estoppel; 6. That the Court upholds the or controversy that is already ripe for adjudication.
presumption of constitutionality. (Emphases The Executive Department has already sent an
official confirmation to the U.S. Embassy that “all
supplied) These are the specific safeguards laid
internal requirements of the Philippines x x x have
down by the Court when it exercises its power of
already been complied with.” By this exchange of
judicial review. Guided by these pillars, it may
diplomatic notes, the Executive Department
invoke the power only when the following four
effectively performed the last act required under
stringent requirements are satisfied: (a) there is an
actual case or controversy; (b) petitioners possess Article XII(1) of EDCA before the agreement
entered into force. Section 25, Article XVIII of the
locus standi; (c) the question of constitutionality is
raised at the earliest opportunity; and (d) the issue Constitution, is clear that the presence of foreign
military forces in the country shall only be allowed
of constitutionality is the lis mota of the case. Of
these four, the first two conditions will be the focus by virtue of a treaty concurred in by the Senate.
of our discussion. Hence, the performance of an official act by the
Executive Department that led to the entry into
force of an executive agreement was sufficient to
satisfy the actual case or controversy requirement.
244
Same; Locus Standi; The question of locus
standi or legal standing focuses on the bringing the suit, and that they have been or are
determination of whether those assailing the about to be denied some right or privilege to which
governmental act have the right of appearance to they are lawfully entitled, or that they are about to
bring the matter to the court for adjudication. They be subjected to some burden or penalty by reason
must show that they have a personal and of the act complained of. The reason why those
substantial interest in the case, such that they who challenge the validity of a law or an
have sustained or are in immediate danger of international
sustaining, some direct injury as a consequence
of the enforcement of the challenged
governmental act.—The question of locus standi 245
or legal standing focuses on the determination of VOL. 779, JANUARY 12, 2016
whether those assailing the governmental act
Saguisag vs. Ochoa, Jr.
have the right of appearance to bring the matter to
the court for adjudication. They must show that
they have a personal and substantial interest in agreement are required to allege the existence of
the case, such that they have sustained or are in a personal stake in the outcome of the controversy
immediate danger of sustaining, some direct injury is “to assure the concrete adverseness which
as a consequence of the enforcement of the sharpens the presentation of issues upon which
challenged governmental act. Here, “interest” in the court so largely depends for illumination of
the question involved must be material — an difficult constitutional questions.”
interest that is in issue and will be affected by the Same; Same; Taxpayers’ Suit; The Supreme
official act — as distinguished from being merely Court (SC) emphasizes that a taxpayers’ suit
incidental or general. Clearly, it would be contemplates a situation in which there is already
insufficient to show that the law or any an appropriation or a disbursement of public funds.
governmental act is invalid, and that petitioners A reading of Article X(1) of Enhanced Defense
stand to suffer in some indefinite way. They must Cooperation Agreement (EDCA) would show that
show that they have a particular interest in there has been neither an appropriation nor an
authorization of disbursement of funds.—A
taxpayer’s suit concerns a case in which the challenging the official act have standing only to
official act complained of directly involves the the extent that the alleged violation impinges on
illegal disbursement of public funds derived from their right to participate in the exercise of the
taxation. Here, those challenging the act must powers of the institution of which they are
specifically show that they have sufficient interest members. Legislators have the standing “to
in preventing the illegal expenditure of public maintain inviolate the prerogatives, powers, and
money, and that they will sustain a direct injury as privileges vested by the Constitution in their office
a result of the enforcement of the assailed act. and are allowed to sue to question the validity of
Applying that principle to this case, they must any official action, which they claim infringes their
establish that EDCA involves the exercise by prerogatives as legislators.” As legislators, they
Congress of its taxing or spending powers. We must clearly show that there was a direct injury to
agree with the OSG that the petitions cannot their persons or the institution to which they
qualify as taxpayers’ suits. We emphasize that a belong.
taxpayers’ suit contemplates a situation in which
there is already an appropriation or a
disbursement of public funds. A reading of Article 246
X(1) of EDCA would show that there has been 24 SUPREME COURT REPORTS ANNOTATED
neither an appropriation nor an authorization of 6
disbursement of funds.
Saguisag vs. Ochoa, Jr.
Same; Same; Legislators’ Suit; In a
legislators’ suit, those Members of Congress who
are challenging the official act have standing only Constitutional Law; Treaties; Power to
to the extent that the alleged violation impinges on Concur in a Treaty; The power to concur in a treaty
their right to participate in the exercise of the or an international agreement is an institutional
powers of the institution of which they are prerogative granted by the Constitution to the
members.—We emphasize that in a legislators’ Senate, not to the entire Legislature.—As
suit, those Members of Congress who are correctly argued by respondent, the power to
concur in a treaty or an international agreement is
an institutional prerogative granted by the Court may exercise its sound discretion and take
Constitution to the Senate, not to the entire cognizance of the suit. It may do so in spite of the
Legislature. In Pimentel, Jr. v. Office of the inability of the petitioners to show that they have
Executive Secretary, 462 SCRA 622 (2005), this been personally injured by the operation of a law
Court did not recognize the standing of one of the or any other government act.
petitioners therein who was a member of the Executive Power; The duty to faithfully
House of Representatives. The petition in that execute the laws of the land is inherent in
case sought to compel the transmission to the executive power and is intimately related to the
Senate for concurrence of the signed text of the other executive functions.—The duty to faithfully
Statute of the International Criminal Court. Since execute the laws of the land is inherent in
that petition invoked the power of the Senate to executive power and is intimately related to the
grant or withhold its concurrence in a treaty other executive functions. These functions include
entered into by the Executive Department, only the faithful execution of the law in autonomous
then incumbent Senator Pimentel was allowed to regions; the right to prosecute crimes; the
assert that authority of the Senate of which he was implementation of transportation projects; the duty
a member. to ensure compliance with treaties, executive
Same; Judicial Review; When those who agreements and executive orders; the authority to
challenge the official act are able to craft an issue deport undesirable aliens; the conferment of
of transcendental significance to the people, the national awards under the President’s jurisdiction;
Supreme Court (SC) may exercise its sound and the overall administration and control of the
discretion and take cognizance of the suit.—In a executive department.
number of cases, this Court has indeed taken a
liberal stance towards the requirement of legal
standing, especially when paramount interest is 247
involved. Indeed, when those who challenge the VOL. 779, JANUARY 12, 2016
official act are able to craft an issue of
Saguisag vs. Ochoa, Jr.
transcendental significance to the people, the
Same; Presidency; Foreign Military Bases; contracting State.
Despite the President’s roles as defender of the Same; Same; Same; The President is not
State and sole authority in foreign relations, the authorized by law to allow foreign military bases,
1987 Constitution expressly limits his ability in troops, or facilities to enter the Philippines, except
instances when it involves the entry of foreign under a treaty concurred in by the Senate.—To
military bases, troops or facilities.—Despite the this Court, a plain textual reading of Article XIII,
President’s roles as defender of the State and sole Section 25, inevitably leads to the conclusion that
authority in foreign relations, the 1987 Constitution it applies only to a proposed agreement between
expressly limits his ability in instances when it our government and a foreign government,
involves the entry of foreign military bases, troops whereby military bases, troops, or facilities of such
or facilities. The initial limitation is found in Section foreign government would be “allowed” or would
21 of the provisions on the Executive Department: “gain entry” Philippine territory. Note that the
“No treaty or international agreement shall be provision “shall not be allowed” is a negative
valid and effective unless concurred in by at least injunction. This wording signifies that the
two­-thirds of all the Members of the Senate.” The President is not authorized by law to allow foreign
specific limitation is given by Section 25 of the military bases, troops, or facilities to enter the
Transitory Provisions, the full text of which reads Philippines, except under a treaty concurred in by
as follows: SECTION 25. After the expiration in the Senate. Hence, the constitutionally restricted
1991 of the Agreement between the Republic of authority pertains to the entry of the bases, troops,
the Philippines and the United States of America or facilities, and not to the activities to be done
concerning Military Bases, foreign military bases, after entry.
troops, or facilities shall not be allowed in the Verba Legis; Under the principles of
Philippines except under a treaty duly concurred constitutional construction, of paramount
in by the Senate and, when the Congress so consideration is the plain meaning of the language
requires, ratified by a majority of the votes cast by expressed in the Constitution, or the verba legis
the people in a national referendum held for that rule.—Under the principles of constitutional
purpose, and recognized as a treaty by the other construction, of paramount consideration is the
plain meaning of the language expressed in the requirement of validity through a treaty.—It is
Constitu- evident that the constitutional restriction refers
solely to the initial entry of the foreign military
bases, troops, or facilities. Once entry is
248 authorized, the subsequent acts are thereafter
24 SUPREME COURT REPORTS ANNOTATED subject only to the limitations provided by the rest
8 of the Constitution and Philippine law, and not to
the Section 25 requirement of validity through a
Saguisag vs. Ochoa, Jr. treaty.
Presidency; The President has the inherent
tion, or the verba legis rule. It is presumed that the power to enter into agreements with other states,
provisions have been carefully crafted in order to including the prerogative to conclude binding
express the objective it seeks to attain. It is executive agreements that do not require further
incumbent upon the Court to refrain from going Senate concurrence.—As the sole organ of our
beyond the plain meaning of the words used in the foreign relations and the constitutionally assigned
Constitution. It is presumed that the framers and chief architect of our foreign policy, the President
the people meant what they said when they said is vested with the exclusive power to conduct and
it, and that this understanding was reflected in the manage the country’s interface with other states
Constitution and understood by the people in the and governments. Being the principal
way it was meant to be understood when the representative of the Philippines, the Chief
fundamental law was ordained and promulgated. Executive speaks and listens for the nation;
Foreign Military Bases; It is evident that the initiates, maintains, and develops diplomatic
constitutional restriction refers solely to the initial relations with other states and governments;
entry of the foreign military bases, troops, or negotiates and enters into international
facilities. Once entry is authorized, the agreements; promotes trade, investments,
subsequent acts are thereafter subject only to the tourism and other economic relations; and settles
limitations provided by the rest of the Constitution international disputes with other states. As
and Philippine law, and not to the Section 25
previously discussed, this constitutional mandate Executive Agreements; Words and Phrases;
emanates from the inherent power of the In Commissioner of Customs v. Eastern Sea
President to enter into agreements with other Trading, 3 SCRA 351 (1961), executive
states, including the prerogative to conclude agreements are defined as “international
binding executive agreements that do not require agreements embodying adjustments of detail
further Senate concurrence. The existence of this carrying out well-established national policies and
presidential power is so well-entrenched that traditions and those involving arrangements of a
Section 5(2)(a), Article VIII of the Constitution, more or less temporary nature.”—In
even provides for a check on its exercise. As Commissioner of Customs v. Eastern Sea Trading,
expressed 3 SCRA 351 (1961), executive agreements are
defined as “international agreements embodying
adjustments of detail carrying out well-established
249 national policies and traditions and those involving
VOL. 779, JANUARY 12, 2016 arrangements
249 of a more or less temporary nature.”
Saguisag vs. Ochoa, Jr. In Bayan Muna v. Romulo, 641 SCRA 244 (2011),
this Court further clarified that executive
agreements can cover a wide array of subjects
below, executive agreements are among those that have various scopes and purposes. They are
official governmental acts that can be the subject no longer limited to the traditional subjects that are
of this Court’s power of judicial review: (2) Review, usually covered by executive agreements as
revise, reverse, modify, or affirm on appeal or identified in Eastern Sea Trading.
certiorari, as the law or the Rules of Court may Same; International Agreements; After noted
provide, final judgments and orders of lower constitutionalist Fr. Joaquin Bernas quoted the
courts in: (a) All cases in which the Supreme Court’s (SC’s) ruling in Commissioner of
constitutionality or validity of any treaty, Customs v. Eastern Sea Trading, 3 SCRA 351
international or executive agreement, law, (1961), the Constitutional Commission members
presidential decree, proclamation, order, ultimately decided that the term “international
instruction, ordinance, or regulation is in question.
agreements” as contemplated in Section 21, nation rights, patent rights, trademark and
Article VII, does not include executive agreements,
copyright protection, postal and navigation
and that a proviso is no longer needed.—One of arrangements and the settlement of claims. The
the distinguishing features of executive validity of these has never been seriously
agreements is that their validity and effectivity are
questioned by our courts. (Emphases supplied)
not affected by a lack of Senate concurrence. This
That notion was carried over to the present
distinctive feature was recognized as early as inConstitution. In fact, the framers specifically
Eastern Sea Trading (1961), viz.: Treaties are deliberated on whether the general term
formal documents which require ratification with “international agreement” included executive
the approval of two-thirds of the Senate. Executive
agreements, and whether it was necessary to
agreements become binding through executive include an express proviso that would exclude
action without the need of a vote by the Senate or
executive agreements from the requirement of
by Congress. x x x x [T]he right of the ExecutiveSenate concurrence. After noted constitutionalist
to enter into binding agreements without the Fr. Joaquin Bernas quoted the Court’s ruling in
necessity of subsequent Congressional approval Eastern Sea Trading, the Constitutional
has been con- Commission members ultimately decided that the
term “international agreements” as contemplated
in Section 21, Article VII, does not include
250 executive agreements, and that a proviso is no
25 SUPREME COURT REPORTS ANNOTATED longer needed.
0 Same; Same; International practice has
accepted the use of various forms and
Saguisag vs. Ochoa, Jr.
designations of international agreements, ranging
from the traditional notion of a treaty — which
firmed by long usage. From the earliest days of connotes a formal, solemn instrument — to
our history we have entered into executive engagements concluded in modern, simplified
agreements covering such subjects as forms that no longer necessitate ratification.—The
commercial and consular relations, most-favored-
special nature of an executive agreement is not VOL. 779, JANUARY 12, 2016
just a domestic variation in international Saguisag vs. Ochoa, Jr.
agreements. International practice has accepted
the use of various forms and designations of
when it stated that the Department of Foreign
international agreements, ranging from the
Affairs (DFA) “shall determine whether an
traditional notion of a treaty — which connotes a
agreement is an executive agreement or a
formal, solemn instrument — to engagements
treaty.”—Indeed, in the field of external affairs, the
concluded in modern, simplified forms that no
President must be given a larger measure of
longer necessitate ratification. An international
authority and wider discretion, subject only to the
agreement may take different forms: treaty, act,
least amount of checks and restrictions under the
protocol, agreement, concordat, compromis
Constitution. The rationale behind this power and
d’arbitrage, convention, covenant, declaration,
discretion was recognized by the Court in Vinuya
exchange of notes, statute, pact, charter, agreed
v. Romulo, 619 SCRA 533 (2010), cited earlier.
minute, memorandum of agreement, modus
Section 9 of Executive Order No. 459, or the
vivendi, or some other form. Consequently, under
Guidelines in the Negotiation of International
international law, the distinction between a treaty
Agreements and its Ratification, thus, correctly
and an international agreement or even an
reflected the inherent powers of the President
executive agreement is irrelevant for purposes of
when it stated that the DFA “shall determine
determining international rights and obligations.
whether an agreement is an executive agreement
Same; Section 9 of Executive Order (EO) No.
or a treaty.” Accordingly, in the exercise of its
459, or the Guidelines in the Negotiation of
power of judicial review, the Court does not look
International Agreements and its Ratification, thus,
into whether an international agreement should be
correctly reflected the inherent powers of the
in the form of a treaty or an executive agreement,
President
save in cases in which the Constitution or a statute
requires otherwise. Rather, in view of the vast
constitutional powers and prerogatives granted to
251 the President in the field of foreign affairs, the task
of the Court is to determine whether the United States (U.S.) contractors guaranteed
international agreement is consistent with the immediate admission into the Philippines; It is
applicable limitations. neither mandatory
Foreign Military Bases; Enhanced Defense
Cooperation Agreement; Visiting Forces
Agreement; The admission and presence of 252
United States (U.S.) military and civilian personnel 25 SUPREME COURT REPORTS ANNOTATED
in Philippine territory are already allowed under 2
the Visiting Forces Agreement (VFA), the treaty
supposedly being implemented by Enhanced
Saguisag vs. Ochoa, Jr.
Defense Cooperation Agreement (EDCA). What
EDCA has effectively done, in fact, is merely nor obligatory on the part of the Philippines to
provide the mechanism to identify the locations in admit United States (U.S.) contractors into the
which U.S. personnel may perform allowed country.—Nowhere in EDCA are U.S. contractors
activities pursuant to the VFA.—The admission guaranteed immediate admission into the
and presence of U.S. military and civilian Philippines. Articles III and IV, in fact, merely grant
personnel in Philippine territory are already them the right of access to, and the authority to
allowed under the VFA, the treaty supposedly conduct certain activities within the Agreed
being implemented by EDCA. What EDCA has Locations. Since Article II(3) of EDCA specifically
effectively done, in fact, is merely provide the leaves out U.S. contractors from the coverage of
mechanism to identify the locations in which U.S. the VFA, they shall not be granted the same entry
personnel may perform allowed activities accommodations and privileges as those enjoyed
pursuant to the VFA. As the implementing by U.S. military and civilian personnel under the
agreement, it regulates and limits the presence of VFA. Consequently, it is neither mandatory nor
U.S. personnel in the country. obligatory on the part of the Philippines to admit
Same; Same; Nowhere in Enhanced U.S. contractors into the country. We emphasize
Defense Cooperation Agreement (EDCA) are that the admission of aliens into Philippine territory
is “a matter of pure permission and simple
tolerance which creates no obligation on the part also be deported if they are found to be illegal or
of the government to permit them to stay.” Unlike undesirable aliens pursuant to the Philippine
U.S. personnel who are accorded entry Immigration Act and the Data Privacy Act. In
accommodations, U.S. contractors are subject to contrast, Article 111(5) of the VFA requires a
Philippine immigration laws. The latter must request for removal from the Philippine
comply with our visa and passport regulations and government before a member of the U.S.
prove that they are not subject to exclusion under personnel may be “dispos[ed] x x x outside of the
any provision of Philippine immigration laws. The Philippines.”
President may also deny them entry pursuant to Same; Same; Same; Certain privileges
his absolute and unqualified power to prohibit or denied to aliens are likewise denied to foreign
prevent the admission of aliens whose presence military contractors.—EDCA requires that all
in the country would be inimical to public interest. activities within Philippine territory be in
Same; Same; Visiting Forces Agreement; accordance with Phil-
Presidency; The President may exercise the
plenary power to expel or deport U.S. contractors
as may be necessitated by national security, 253
public safety, public health, public morals, and VOL. 779, JANUARY 12, 2016
national interest; In contrast, Article 111(5) of the
Saguisag vs. Ochoa, Jr.
Visiting Forces Agreement (VFA) requires a
request for removal from the Philippine
government before a member of the U.S. ippine law. This means that certain privileges
personnel may be “dispos[ed] x x x outside of the denied to aliens are likewise denied to foreign
Philippines.”—In the same vein, the President military contractors. Relevantly, providing security
may exercise the plenary power to expel or deport and carrying, owning, and possessing firearms
U.S. contractors as may be necessitated by are illegal for foreign civilians. The laws in place
national security, public safety, public health, already address issues regarding the regulation of
public morals, and national interest. They may contractors. In the 2015 Foreign Investment
Negative list, the Executive Department has
already identified corporations that have equity their entry and activities, their presence in the
restrictions in Philippine jurisdiction. Of note is No. country is subject to unqualified Philippine
5 on the list — private security agencies that jurisdiction.
cannot have any foreign equity by virtue of Section Same; Same; Agreed Locations; The latest
4 of Republic Act No. 5487; and No. 15, which agreement is Enhanced Defense Cooperation
regulates contracts for the construction of Agreement (EDCA), which proposes a novel
defense-related structures based on concept termed “Agreed Locations.”—The latest
Commonwealth Act No. 541. agreement is EDCA, which proposes a novel
Same; Same; Same; United States (U.S.) concept termed “Agreed Locations.” By definition,
contractors are explicitly excluded from the Agreed Locations are facilities and areas that are
coverage of the Visiting Forces Agreement (VFA). provided by the Government of the Philippines
As visiting aliens, their entry, presence, and through the AFP and that United States forces,
activities are subject to all laws and treaties United States contractors, and others as mutually
applicable within the Philippine territory.—We agreed, shall have the right to access and use
emphasize that U.S. contractors are explicitly pursuant to this Agreement. Such Agreed
excluded from the coverage of the VFA. As visiting Locations may be listed in an annex to be
aliens, their entry, presence, and activities are appended to this Agreement, and may be further
subject to all laws and treaties applicable within described in implementing arrangements.
the Philippine territory. They may be refused entry Preliminarily, respondent already claims that the
or expelled from the country if they engage in proviso that the Philippines shall retain ownership
illegal or undesirable activities. There is nothing of
that prevents them from being detained in the
country or being subject to the jurisdiction of our
courts. Our penal laws, labor laws, and 254
immigrations laws apply to them and therefore 25 SUPREME COURT REPORTS ANNOTATED
limit their activities here. Until and unless there is 4
another law or treaty that specifically deals with
Saguisag vs. Ochoa, Jr.
Locations remains with the Philippine government.
and title to the Agreed Locations means that What U.S. personnel have a right to, pending
EDCA is “consistent with Article II of the VFA mutual agreement, is access to and use of these
which recognizes Philippine sovereignty and locations.
jurisdiction over locations within Philippine Same; Same; Same; So long as the right of
territory.” ownership itself is not transferred, then whatever
Same; Same; Same; Enhanced Defense rights are transmitted by agreement does not
Cooperation Agreement (EDCA) explicitly completely divest the owner of the rights over the
provides that ownership of the Agreed Locations property, but may only limit them in accordance
remains with the Philippine government. What with law.—The right of the owner of the property
United States (U.S.) personnel have a right to, to allow access and use is consistent with the Civil
pending mutual agreement, is access to and use Code, since the owner may dispose of the
of these locations.—Once ownership is property in whatever way deemed fit, subject to
established, then the rights of ownership flow the limits of the law. So long as the right of
freely. Article 428 of the Civil Code provides that ownership itself is not transferred, then whatever
“[t]he owner has the right to enjoy and dispose of rights are transmitted by agreement does not
a thing, without other limitations than those completely divest the owner of the rights over the
established by law.” Moreover, the owner “has property, but may only limit them in accordance
also a right of action against the holder and with law. Hence, even control over the property is
possessor of the thing in order to recover it.” something that an owner may transmit freely. This
Philippine civil law therefore accords very strong act does not translate into the full transfer of
rights to the owner of property, even against those ownership, but only of certain rights. In Roman
who hold the property. Possession, after all, Catholic Apostolic Administrator of Davao, Inc. v.
merely raises a disputable presumption of Land Registration Commission, 102 Phil. 596
ownership, which can be contested through (1957), we stated that the constitutional
normal judicial processes. In this case, EDCA proscription on property ownership is not violated
explicitly provides that ownership of the Agreed despite the foreign national’s control over the
property. evinces the partnership aspect of EDCA, such that
both stakeholders have a say on how its
provisions should be put into effect.
255 Same; Same; Same; The Philippines retains
VOL. 779, JANUARY 12, 2016 primary responsibility
255 for security with respect to
the Agreed Locations.—From the text of EDCA
Saguisag vs. Ochoa, Jr.
itself, Agreed Locations are territories of the
Philippines that the U.S. forces are allowed to
Same; Same; Same; For actual operations, access and use. By withholding ownership of
Enhanced Defense Cooperation Agreement these areas and retaining unrestricted access to
(EDCA) is clear that any activity must be planned them, the government asserts sovereignty over its
and preapproved by the Mutual Defense Board- territory. That sovereignty exists so long as the
Security Engagement Board (MDB-SEB).—The Filipino people exist. Significantly, the Philippines
legal concept of operational control involves retains primary responsibility for security with
authority over personnel in a commander- respect to the Agreed Locations. Hence,
subordinate relationship and does not include Philippine law remains in force therein, and it
control over the Agreed Locations in this particular cannot be said that jurisdiction has been
case. Though not necessarily stated in EDCA transferred to the U.S. Even the previously
provisions, this interpretation is readily implied by discussed necessary measures for operational
the reference to the taking of “appropriate control and defense over U.S. forces must be
measures to protect United States forces and coordinated with Philippine authorities.
United States contractors.” It is but logical, even Jurisprudence bears out the fact that even under
necessary, for the U.S. to have operational control the former legal regime of the MBA, Philippine
over its own forces, in much the same way that the laws continue to be in force within the bases. The
Philippines exercises operational control over its difference between then and now is that EDCA
own units. For actual operations, EDCA is clear retains the primary jurisdiction of the Philippines
that any activity must be planned and over the security of the Agreed Locations, an
preapproved by the MDB-SEB. This provision
important provision that gives it actual control over armed conflict are held to specific standards of
those locations. Previously, it was the provost conduct that require them to distinguish between
marshal of the U.S. who kept the peace and combatants and non-combatants, as embodied by
enforced Philippine law in the bases. In this the Geneva Conventions and their Additional
instance, Philippine forces act as peace officers, Protocols.
in stark contrast to the 1947 MBA provisions on Same; Same; Same; There is ample legal
jurisdiction. protection for the Philippines under international
law that would ensure its territorial integrity and
national security in the event an Agreed Location
256 is subjected to attack.—Any armed attack by
25 SUPREME COURT REPORTS ANNOTATED forces of a third state against an Agreed Location
6 can only be legitimate under international
humanitarian law if it is against a bona fide U.S.
Saguisag vs. Ochoa, Jr.
military base, facility, or installation that directly
contributes to the military effort of the U.S.
Same; Same; Same; Even if the lawfulness Moreover, the third state’s forces must take all
of the attack were not in question, international measures to ensure that they have complied with
humanitarian law standards prevent participants the principle of distinction (between combatants
in an armed conflict from targeting and non-combatants). There is, then, ample legal
nonparticipants.—Even if the lawfulness of the protection for the Philippines under international
attack were not in question, international law that would ensure its territorial integrity and
humanitarian law standards prevent participants national security in the event an Agreed Location
in an armed conflict from targeting nonparticipants. is subjected to attack. As EDCA stands, it does
International humanitarian law, which is the not create the situation so feared by petitioners —
branch of international law applicable to armed one in which the Philippines, while not
conflict, expressly limits allowable military conduct participating in an armed conflict, would be
exhibited by forces of a participant in an armed legitimately targeted by an enemy of the U.S.
conflict. Under this legal regime, participants to an
Same; Same; Visiting Forces Agreement; foreign military equipment being present in the
The Visiting Forces Agreement (VFA) already Philippines must likewise be contextualized. Most
authorizes the presence of United States (U.S.) significantly, the VFA already authorizes the
military equipment in the country.—The provisions presence of U.S. military equipment in the country.
in EDCA dealing with Agreed Locations are Article VII of the VFA already authorizes the U.S.
analogous to those in the aforementioned to import into or acquire in the Philippines
executive agreements. Instead of authorizing the “equipment, materials, supplies, and other
building of temporary structures as previous property” that will be used “in connection with
agreements have done, EDCA authorizes the U.S. activities” contemplated therein. The same
to build permanent structures or alter or improve section also recognizes that “[t]itle to such
existing ones for, and to be owned by, the property shall remain” with the US and that they
Philippines. EDCA is clear that the Philippines have the discretion to “remove such property from
retains ownership of altered or improved facilities the Philippines at any time.”
and newly constructed permanent or non- CARPIO, J., Separate Concurring Opinion:
relocatable struc- Constitutional Law; Treaties; View that a
ratified treaty cannot be interpreted to require a
second ratified treaty to implement the first ratified
257 treaty, as a fundamental rule is that a treaty must
VOL. 779, JANUARY 12, 2016 be interpreted
257 to avoid a “result which is
manifestly absurd or unreasonable.”—A ratified
Saguisag vs. Ochoa, Jr.
treaty like the MDT must be interpreted to allow
the Executive to take all necessary measures to
tures. Under EDCA, U.S. forces will also be insure that the treaty’s purpose is attained. A
allowed to use facilities and areas for “training; ratified treaty cannot be interpreted to require a
x x x; support and related activities; x x x; second ratified treaty to implement the first ratified
temporary accommodation of personnel; treaty, as a fundamental rule is that a treaty must
communications” and agreed activities. Concerns be interpreted to avoid a “result which is
on national security problems that arise from
manifestly absurd or unreasonable.” This is
air force. The Philippines also agreed with the U.S.
particularly true to a mutual defense treaty the
to use the MDT to preposition U.S. war materials
purpose of which is mutual self-defense against
in strategic locations in the Philippines, particularly
sudden armed attack by a third state. in the islands of Palawan and Luzon facing the
Foreign Military Bases; Enhanced Defense
West Philippine Sea.
Cooperation Agreement; View that the Philippines
Same; Same; View that this is what the
agreed with the United States (U.S.) to use the
Enhanced Defense Cooperation Agreement
Mutual Defense Treaty (MDT) to preposition U.S.
(EDCA) is all about — the prepositioning in
war materials in strategic locations in the
strategic locations of war materials to successfully
Philippines, particularly in the islands of Palawan
resist any armed aggression.—In modern warfare,
and Luzon facing the West Philippine Sea.—In
the successful implementation of a mutual
2012, China seized Scarborough Shoal from the
defense treaty requires the strategic
Philippines, which could offer no armed resistance
prepositioning of war materials. Before the advent
to Chinese naval forces. The Scarborough Shoal
of guided missiles and drones, wars could take
seizure finally made the Philippine Government
months or even years to prosecute. There was
realize that there was an absolute need to deter
plenty of time to conscript and train soldiers,
China’s creeping invasion of Philippine islands,
manufacture guns and artillery, and ship war
rocks and reefs in the West Philippine Sea. Thus,
materials to strategic locations even after the war
the Philippines rushed the modernization of its
had started. Today, wars could be won or lost in
navy and the first few weeks or even first few days after the
initial outbreak of war. In modern warfare, the
prepositioning of war materials, like mobile anti­-
258 ship and anti-aircraft missiles, is absolutely
25 necessary and essential to a successful defense
SUPREME COURT REPORTS ANNOTATED
8 against armed aggression, particularly for a
coastal state like the Philippines. This is what the
Saguisag vs. Ochoa, Jr.
EDCA is all about — the prepositioning in strategic
locations of war materials to successfully resist supplying the BRP Sierra Madre, the
any armed aggression. Such prepositioning will
also publicly telegraph to the enemy that any
armed aggression would be repelled. The enemy 259
must know that we possess the capability, that is, VOL. 779, JANUARY 12, 2016
the war materials, to defend the country against
Saguisag vs. Ochoa, Jr.
armed aggression. Otherwise, without such
capability, we telegraph to the enemy that further
seizure of Philippine islands, rocks and reefs in dilapidated Philippine landing ship beached in
the South China Sea would be a walk in the park, Ayungin Shoal, just 20 NM from Mischief Reef.
just like China’s seizure of Mischief Reef and Only the Philippines’ use of small watercrafts
Scarborough Shoal. Without such capability, we enables the re­supply to the BRP Sierra Madre,
would practically be inviting the enemy to seize which is manned by about a dozen Philippine
whatever Philippine island, rock or reef it desires marine soldiers. The Philippines’ small watercrafts
to seize in the West Philippine Sea. can navigate the shallow waters of Ayungin Shoal
Same; Same; View that the Philippines will while China’s large coast guard vessels cannot.
lose 381,000 square kilometers of its Exclusive With the anticipated installation by China of
Economic Zone (EEZ) in the West Philippine Sea, military facilities and war materials in its three air
a maritime space larger than the total Philippine and naval bases in the Spratlys, expected to be
land area of 300,000 square kilometers.—It is completed before the end of 2016, China will
obvious that China will use the three air and naval begin to aggressively enforce its 9-dashed lines
bases in its artificial islands to prevent Philippine claim over the South China Sea. Under this claim,
ships and planes from re-supplying Philippine- China asserts sovereignty not only to all the
occupied islands in the Spratlys, forcing the islands, rocks and reefs in the Spratlys, but also
Philippines to abandon its occupied islands. to 85.7% of the South China Sea, comprising all
Already, Chinese coast guard vessels are the waters, fisheries, mineral resources, seabed
preventing medium-sized Philippine ships from re- and submarine areas enclosed by the 9-dashed
lines. Under this claim, the Philippines will lose
381,000 square kilometers of its EEZ in the West areas over which the Philippines has “sovereignty
Philippine Sea, a maritime space larger than the or jurisdiction.”—The 1987 Constitution defines
total Philippine land area of 300,000 square the “national territory” to include not only islands
kilometers. China’s 9-dashed lines claim or rocks above water at high tide but also the
encroaches on all the traditional fishing grounds seabed, subsoil and other submarine areas “over
of Filipino fishermen in the South China Sea: which the Philippines has sovereignty or
Scarborough Shoal, Macclesfield Bank and the jurisdiction.” Article 1 of the 1987 Constitution
Spratlys. provides: The national territory com-
Same; Same; View that unless the United
States (U.S.) and the Philippines have
prepositioned anti-ship missiles in Palawan, there 260
will be no deterrence to China, and no swift 26 SUPREME COURT REPORTS ANNOTATED
response from U.S. and Philippine forces.—If 0
China’s navy ships attack a Philippine military ship
Saguisag vs. Ochoa, Jr.
re-supplying Philippine-occupied islands in the
Spratlys, that will be covered by the MDT.
However, unless the U.S. and the Philippines prises the Philippine archipelago, with all the
have prepositioned anti-ship missiles in Palawan, islands and waters embraced therein, and all
there will be no deterrence to China, and no swift other territories over which the Philippines has
response from U.S. and Philippine forces. The sovereignty or jurisdiction, consisting of its
absence of any deterrence will likely invite terrestrial, fluvial, and aerial domains, including its
Chinese harassment, or even armed attack, on territorial sea, the seabed, the subsoil, the insular
Philippine resupply ships. That will lead to the loss shelves, and other submarine areas. The waters
of all Philippine-occupied islands in the Spratlys, around, between, and connecting the islands of
as well as the loss of the gas-rich Reed Bank. the archipelago, regardless of their breadth and
Constitutional Law; National Territory; View dimensions, form part of the internal waters of the
that the Philippine “national territory” refers to Philippines. (Emphasis supplied) Thus, the
Philippine “national territory” refers to areas over
which the Philippines has “sovereignty or territory” in two separate areas, one in the
jurisdiction.” The Constitution mandates: “The Kalayaan Island Group in the Spratlys and the
State shall protect the nation’s marine wealth in its other in Scarborough Shoal. When China seized
archipelagic waters, territorial sea, and exclusive in 1988 Subi Reef, a submerged area within the
economic zone, and reserve its use and Philippines’ ECS and beyond the territorial sea of
enjoyment exclusively to Filipino citizens.” any high tide feature, China invaded Philippine
Same; Same; International Law; View that national territory as defined in the Constitution.
under international law and in particular under the When China seized in 1995 Mischief Reef, a
United Nations Convention on the Law of the Sea submerged area within the Philippines’ EEZ and
(UNCLOS), the Philippines has jurisdiction over its beyond the territorial sea of any high tide feature,
Exclusive Economic Zone (EEZ) and Extended China invaded Philippine national territory as
Continental Shelf (ECS).—Under international law defined in the Constitution. When China seized in
and in particular under the UNCLOS, the 2012 Scarborough Shoal, a rock above water at
Philippines has jurisdiction over its EEZ and ECS. high tide and constituting land territory under
Thus, under domestic law, the Philippines’ EEZ international law, China invaded Philippine
and ECS form part of Philippine “national territory” national territory as defined in the Constitution and
since the Constitution defines “national territory” to as
include areas over which the Philippines has
“jurisdiction,” a term which means less than
sovereignty. However, under international law, the 261
Philippine “national territory” refers to the areas VOL. 779, JANUARY 12, 2016
over which the Philippines has sovereignty,
Saguisag vs. Ochoa, Jr.
referring to the Philippines’ land territory,
archipelagic waters and territorial sea, excluding
areas over which the Philippines exercises only understood in international law. Republic Act No.
jurisdiction like its EEZ and ECS. China has 9522, amending the Philippine Baselines Law,
already invaded repeatedly Philippine “national expressly declares that Scarborough Shoal is part
of Philippine territory over which the Philippines
exercises “sovereignty and jurisdiction.” navy and coast guard vessels patrolling the West
Same; Same; Enhanced Defense Philippine Sea. This will give the Philippines a
Cooperation Agreement; View that the Enhanced fighting chance to ward off China’s impending
Defense Cooperation Agreement (EDCA) was enforcement of its 9-dashed lines as China’s
born, to give much needed teeth to the Mutual “national boundaries” as shown in its 2013 official
Defense Treaty (MDT) as a deterrent to further vertical map.
Chinese aggression in the West Philippine Sea. Same; Same; Same; View that to hold that
Without the EDCA, the MDT remains a toothless the Enhanced Defense Cooperation Agreement
paper tiger.—After China’s seizure of (EDCA) cannot take effect without Senate
Scarborough Shoal in 2012, the Philippines finally ratification is to render the Mutual Defense Treaty
woke up and summoned the political will to (MDT), our sole mutual self-defense treaty, totally
address the serial and creeping Chinese invasion inutile to meet the grave, even existentialist,
of Philippine national territory. Thus, the EDCA national security threat that the Philippines is now
was born, to give much needed teeth to the MDT facing in the West Philippine Sea.—The EDCA is
as a deterrent to further Chinese aggression in the absolutely necessary and essential to implement
West Philippine Sea. Without the EDCA, the MDT the purpose of the MDT, which on the part of the
remains a toothless paper tiger. With the EDCA, Philippines, given the existing situation in the
the MDT acquires a real and ready firepower to West Philippine Sea, is to deter or repel any
deter any armed aggression against Philippine armed attack on Philippine territory or on any
public vessels or aircrafts operating in the West Philippine public vessel or aircraft operating in the
Philippine Sea. With the EDCA, China will think West Philippine Sea. To hold that the EDCA
twice before attacking Philippine military resupply cannot take effect without Senate ratification is to
ships to Philippine-occupied islands in the render the MDT, our sole mutual
Spratlys. With the EDCA, the Philippines will have
a fighting chance to hold on to Philippine­-
occupied islands in the Spratlys. With the EDCA, 262
China will think twice before attacking Philippine 26 SUPREME COURT REPORTS ANNOTATED
2 View that Section 25, Article XVIII embodies a
Saguisag vs. Ochoa, Jr. prohibition: “foreign military bases, troops, or
facilities shall not be allowed in the Philippines,”
unless the requisites in the said section are met.—
self-defense treaty, totally inutile to meet the grave,
Section 25, Article XVIII bans foreign military
even existentialist, national security threat that the
bases, troops, or facilities in Philippine territory,
Philippines is now facing in the West Philippine
unless the following requisites are complied with:
Sea. China has already invaded several geologic
(1) the presence of foreign military bases, troops,
features comprising part of Philippine “national
or facilities should be allowed by a treaty; (2) the
territory” as defined in the Constitution. The
treaty must be duly concurred in by the Philippine
territorial integrity of the Philippines has been
Senate and, when Congress so requires, such
violated openly and repeatedly. The President, as
treaty should be ratified by a majority of the votes
Commander-in-Chief of the Armed Forces, “chief
cast by the Filipino people in a national
architect” of foreign policy and implementer of the
referendum held for that purpose; and (3) such
MDT, has decided on the urgent need to fortify
treaty should be recognized as a treaty by the
Philippine military defenses by prepositioning war
other contracting party. Couched in negative
materials of our treaty ally on Philippine soil. This
terms, Section 25, Article XVIII embodies a
Court should not erect roadblocks to the
prohibition: “foreign military bases, troops, or
President’s implementation of the MDT,
facilities shall not be allowed in the Philippines,”
particularly since time is of the essence and the
unless the requisites in the said section are met.
President’s act of entering into the EDCA on his
Foreign Military Bases; Visiting Forces
own does not violate any provision of the
Agreement; View that the Visiting Forces
Constitution.
Agreement (VFA) expressly allowed the
importation into the Philippines of reasonable
LEONARDO-DE CASTRO, J., Concurring and
quantities of personal baggage, personal effects,
Dissenting Opinion:
and other property for the personal use of United
States (U.S.) personnel.—The VFA expressly
Constitutional Law; Foreign Military Bases;
allowed the importation into the Philippines of gives the other party notice in writing that it desires
reasonable quantities of personal baggage, to terminate the agreement.
personal effects, and other property for the Same; Enhanced Defense Cooperation
personal use of United Agreement; View that under the Enhanced
Defense Cooperation Agreement (EDCA), the
Philippines by mutual agreement with the United
263 States (U.S.), shall provide the U.S. forces the
VOL. 779, JANUARY 12, 2016 access and 263use of portions of Philippine territory;
These portions of Philippine territory that will be
Saguisag vs. Ochoa, Jr.
made available to the U.S. are called “Agreed
Locations,” which is a new concept defined under
States personnel. The VFA likewise expressly Article II(4) of the EDCA.—Under the EDCA, the
allowed the entry into the Philippines of (1) aircraft Philippines by mutual agreement with the United
operated by or for the United States armed forces States, shall provide the United States forces the
upon approval of the Government of the access and use of portions of Philippine territory.
Philippines in accordance with procedures United States forces are “the entity comprising
stipulated in implementing arrangements; and (2) United States personnel and all property,
vessels operated by or for the United States equipment, and materiel of the United States
armed forces upon approval of the Government of Armed Forces present in the territory of the
the Philippines, in accordance with international Philippines.” These portions of Philippine territory
custom and practice and such agreed that will be made available to the US are called
implementing arrangements as necessary. The “Agreed Locations,” which is a new concept
VFA also provided for the jurisdiction over criminal defined under Article II(4) of the EDCA as: 4.
and disciplinary cases over United States “Agreed Locations” means facilities and areas that
personnel with respect to offences committed are provided by the Government of the Philippines
within the Philippines. The VFA further stated that through the AFP and that the United States forces,
the same shall remain in force until the expiration United States contractors, and others as mutually
of 180 days from the date on which either party
agreed, shall have the right to access and use agreed upon by the Parties.” Article III(1) of the
pursuant to this Agreement. Such Agreed EDCA further states in detail the activities that the
Locations may be listed in an annex to be United States may conduct inside the Agreed
appended to this Agreement, and may further be Locations: 1. With consideration of the views of
described in implementing arrangements. the Parties, the Philippines hereby authorizes and
Same; Same; View that aside from the right agrees· that United States forces, United States
to access and to use the Agreed Locations, the contractors, and vehicles, vessels, and aircrafts
United States (U.S.) may undertake the following operated by or for United States forces may
types of activities within the Agreed Locations: conduct the following activities with respect to
security Agreed Locations: training; transit; support and
related activities; refueling of aircraft; bunkering of
vessels; temporary maintenance of vehicles,
264 vessels, and aircraft; temporary accommodation
26 SUPREME COURT REPORTS ANNOTATED of personnel; communications; prepositioning of
4 equipment, supplies, and materiel; deploying
forces and materiel; and such other activities as
Saguisag vs. Ochoa, Jr.
the Parties may agree.
Same; Same; View that the United States
cooperation exercises; joint and combined (U.S.) is also granted operational control of
training activities; humanitarian and disaster relief Agreed Locations to do construction activities,
activities; and such other activities that as may be make alterations or improvements of the Agreed
agreed upon by the Parties.—Aside from the right Locations.—The United States is also granted
to access and to use the Agreed Locations, the operational control of Agreed Locations to do
United States may undertake the following types construction activities, make alterations or
of activities within the Agreed Locations: security improvements of the Agreed Locations. All
cooperation exercises; joint and combined buildings, non-relocatable structures, and
training activities; humanitarian and disaster relief assemblies affixed to the land in the Agreed
activities; and such other activities that as may be
Locations, including [those] altered or improved by preposition and store defense equipment,
United States forces, remain the property of the supplies, and materiel (“prepositioned materiel”),
Philippines. Permanent buildings constructed by including but not limited to, humanitarian
the United States forces become the property of assistance and disaster relief equipment, supplies
the Philippines, once constructed, but shall be and material, at Agreed Locations. The
used by the United States forces until no longer prepositioned materiel of the United States forces
required. shall be for the exclusive use of United States
Same; Same; View that considering the forces, and full title to all such equipment, supplies
presence of United States (U.S.) armed forces: and materiel remains with the United States.
military personnel, vehicles, vessels, and aircrafts United States forces and United States
and other defensive equipment, supplies, and contractors shall have unimpeded access to
materiel in the Philippines, for obvious military Agreed Locations for all matters relating to the
purposes and with the obvious intention of prepositioning and storage of defense equipment,
assigning or stationing them within the Agreed supplies, and materiel, including delivery,
Locations, said Agreed Locations, for all intents management, inspection, use, maintenance, and
and purposes, are considered military bases and removal of such equipment, supplies and materiel.
fall squarely under the definition of a military The United States forces and United States
contractors shall retain title to all equipment,
materiel, supplies, relocatable structures, and
265 other movable property that have been imported
VOL. 779, JANUARY 12, 2016 into or 265
acquired within the territory of the
Philippines by or on behalf of United States forces.
Saguisag vs. Ochoa, Jr.
Considering the presence of US armed forces:
military personnel, vehicles, vessels, and aircrafts
base under Section 2, Presidential Decree and other defensive equipment, supplies, and
(PD) No. 1227, otherwise known as “Punishing materiel in the Philippines, for obvious military
Unlawful Entry into Any Military Base in the purposes and with the obvious intention of
Philippines.”—The United States is authorized to
assigning or stationing them within the Agreed 266
Locations, said Agreed Locations, for all intents 26 SUPREME COURT REPORTS ANNOTATED
and purposes, are considered military bases and 6
fall squarely under the definition of a military base Saguisag vs. Ochoa, Jr.
under Section 2, Presidential Decree No. 1227,
otherwise known as “Punishing Unlawful Entry
Same; Same; International Agreements;
into Any Military Base in the Philippines,” which
View that the Enhanced Defense Cooperation
states: SECTION 2. The term “military base” as
Agreement (EDCA) is an international agreement
used in this decree means any military, air, naval,
that allows the presence in the Philippines of
or coast guard reservation, base, fort, camp,
foreign military bases, troops and facilities, and
arsenal, yard, station, or installation in the
thus requires that the three requisites under
Philippines.
Section 25, Article XVIII be complied with. The
Same; Same; View that the Enhanced
EDCA must be submitted to the Senate for
Defense Cooperation Agreement (EDCA)
concurrence.—These EDCA provisions
provided for an initial term of ten (10) years, which
establishes military areas similar to that in the
thereafter shall continue in force automatically,
Military Bases Agreement, and for that reason
unless terminated by either party by giving one
alone, the EDCA is far greater in scope than both
year’s written notice through diplomatic channels
the Mutual Defense Treaty and the Visiting Forces
of its intention to terminate the agreement.—The
Agreement. The EDCA is not a mere
EDCA provided for an initial term of ten years,
implementing agreement of either the MDT or the
which thereafter shall continue in force
VFA. The EDCA is an international agreement
automatically, unless terminated by either party by
that allows the presence in the Philippines of
giving one year’s written notice through diplomatic
foreign military bases, troops and facilities, and
channels of its intention to terminate the
thus requires that the three requisites under
agreement.
Section 25, Article XVIII be complied with. The
EDCA must be submitted to the Senate for
concurrence.
Same; Same; Same; View that international the Enhanced Defense Cooperation Agreement
agreements may be in the form of: (1) treaties, (EDCA) cannot be traced to the Mutual Defense
which require legislative concurrence after Treaty (MDT).—The very clear-cut focal point of
executive ratification; or (2) executive agreements, the EDCA is the authority granted to the United
which are similar to treaties, except that they do States forces and contractors to have unimpeded
not require legislative concurrence and are usually access to so-
less formal and deal with a narrower range of
subject matters than treaties.—Generally, the
parties to an international agreement are given the 267
freedom to choose the form of their agreement. VOL. 779, JANUARY 12, 2016
International agreements may be in the form of: (1)
Saguisag vs. Ochoa, Jr.
treaties, which require legislative concurrence
after executive ratification; or (2) executive
agreements, which are similar to treaties, except called Agreed Locations — which can be
that they do not require legislative concurrence anywhere in the Philippines — and to build there
and are usually less formal and deal with a military facilities and use the same to undertake
narrower range of subject matters than treaties. various military activities. The very wording of the
Under Article 2 of the Vienna Convention on the EDCA shows that it undoubtedly deals with the
Law of Treaties, a treaty is defined as an presence of foreign military bases, troops, and
international agreement concluded between facilities in Philippine territory. Thus, contrary to
states in written form and governed by the posturing of the majority, the presence of
international law, whether embodied in a single foreign military bases, troops, or facilities provided
instrument or in two or more related instruments under the EDCA cannot be traced to the MDT.
and whatever its particular designation. Moreover, the general provisions of the MDT
Same; Same; View that contrary to the cannot prevail over the categorical and specific
posturing of the majority, the presence of foreign provision of Section 25, Article XVIII of the
military bases, troops, or facilities provided under Constitution.
Same; Same; Agreed Locations; View that
under the Enhanced Defense Cooperation word visit is very telling. In its ordinary usage, to
Agreement (EDCA), United States (U.S.) forces visit is to “stay temporarily with (someone) or at (a
and U.S. contractors are permitted to stay in the place) as a guest or tourist” or to “go to see
Agreed Locations to undertake military activities (someone or something) for a specific purpose.”
therein without any clear limitation as to the Thus, the word visit implies the temporariness or
duration of their stay.—Initially, what is abundantly impermanence of the presence at a specific
clear with the foregoing enumeration is that the location. On the other hand, under the EDCA,
EDCA is an entirely new creation. The provisions United States forces and United States
of the EDCA are not found in or have no contractors are permitted to stay in the Agreed
corresponding provisions in the VFA. They cover Locations to undertake military activities therein
entirely different subject matters and they create without any clear limitation as to the duration of
new and distinct rights and obligations on the part their stay. Moreover, they are given unimpeded
of the Philippines and the United States. access to Agreed Locations to
Furthermore, as to the nature of the presence of
foreign military troops in this country, the VFA is
explicit in its characterization that it is an 268
agreement between the governments of the 26 SUPREME COURT REPORTS ANNOTATED
Philippines and the United States regarding the 8
treatment of United States Armed Forces visiting
Saguisag vs. Ochoa, Jr.
the Philippines. The Preamble of the VFA likewise
expressly provides that, “noting that from time to
time elements of the United States armed forces conduct different activities that definitely were not
may visit the Republic of the Philippines” and contemplated under the VFA.
“recognizing the desirability of defining the Same; Same; View that in the instant case,
treatment of United States personnel visiting the some of the activities that the United States (U.S.)
Republic of the Philippines” the parties to the VFA forces will undertake within the Agreed Locations
agreed to enter into the said treaty. The use of the such as prepositioning of defense equipment,
supplies and materiel, and deploying of forces and
materiel are actual military measures supposedly further evinces the permanent nature of the stay
put into place in anticipation of battle.—In the of United States (U.S.) forces and contractors in
instant case, some of the activities that the United this country under the Enhanced Defense
States forces will undertake within the Agreed Cooperation Agreement (EDCA).—The EDCA
Locations such as prepositioning of defense likewise allows the construction of permanent
equipment, supplies and materiel, and deploying buildings, which the United States forces can
of forces and materiel are actual military utilize until such time that they no longer need the
measures supposedly put into place in use thereof. The construction of permanent
anticipation of battle. To preposition means “to buildings, including the alteration or improvement
place military units, equipment, or supplies at or by the United States of existing buildings,
near the point of planned use or at a designated structures and assemblies affixed to the land, are
location to reduce reaction time, and to ensure certainly necessary not only for the
timely support of a specific force during initial accommodation of its troops, bunkering of vessels,
phases of an operation.” On the other hand, maintenance of its vehicles, but also the creation
materiel is defined as “all items necessary to equip, of the proper facilities for the storage and
operate, maintain, and support military activities prepositioning of its defense materiel. This grant
without distinction as to its application for of authority to construct new buildings and the
administrative or combat purposes.” Also, to improvement of existing buildings inside the
deploy means “to place or arrange (armed forces) Agreed Locations — which buildings are to be
in battle disposition or formation or in locations used indefinitely — further evinces the perma-
appropriate for their future employment.”
Deployment also means “the rotation of forces into
and out of an operational area.” 269
Same; Same; View that this grant of authority VOL. 779, JANUARY 12, 2016
to construct new buildings and the improvement
Saguisag vs. Ochoa, Jr.
of existing buildings inside the Agreed Locations
— which buildings are to be used indefinitely —
nent nature of the stay of United States forces and
contractors in this country under the EDCA. This of the Senate through the constitutionally ordained
is a far cry from the temporary visits of United treaty-making process in defining the new national
States armed forces contemplated in the VFA. policy concerning United States access to Agreed
Same; Same; View that the intervention of Locations enunciated in the EDCA, which has
the Senate through the constitutionally ordained never been before expressly or impliedly
treaty-making process in defining the new national authorized, is imperative and indispensible for the
policy concerning United States (U.S.) access to validity and effectivity of the EDCA.
Agreed Locations enunciated in the Enhanced Same; Same; View that the initial entry of
Defense Cooperation Agreement (EDCA), which United States (U.S.) troops under the Visiting
has never been before expressly or impliedly Forces Agreement (VFA) cannot, as postulated by
authorized, is imperative and indispensible for the the ponencia, justify a “treaty-authorized”
validity and effectivity of the EDCA.—Article II(4) presence under the Enhanced Defense
of the EDCA states that the Agreed Locations Cooperation Agreement (EDCA), since the
shall be provided by the Philippine Government presence contemplated in the EDCA also pertains
through the AFP. What is readily apparent from to the establishment of foreign military bases or
said article is that the AFP is given a broad facilities, and not merely visiting troops.—The
discretion to enter into agreements with the United VFA, which allows the presence of the units of the
States with respect to the Agreed Locations. The United States military troops, cannot by any
grant of such discretion to the AFP is without any stretch of the imagination include any
guideline, limitation, or standard as to the size, arrangement that practically allows the
area, location, boundaries and even the number establishment of United States military bases or
of Agreed Locations to be provided to the United facilities in the so-called Agreed Locations under
States forces. As there is no sufficient standard in the EDCA. Thus, the EDCA goes far-beyond the
the EDCA itself, and no means to determine the arrangement contemplated by the VFA and
limits of authority granted, the AFP can exercise therefore it necessarily requires Senate
unfettered power that may have grave concurrence as mandated by Section 25, Article
implications on national security. The intervention XVIII of the
in view of the “initial entry” of United States troops
under the VFA glaringly ignores that the entry of
270 visiting foreign military troops is distinct and
27 SUPREME COURT REPORTS ANNOTATED separate from the presence or establishment of
0 foreign military bases or facilities in the country
under Section 25, Article XVIII of the Constitution.
Saguisag vs. Ochoa, Jr. To reiterate, the EDCA is entirely a new treaty,
separate and distinct from the VFA and the MDT.
Constitution. In the same vein, the initial entry of Hence, it must satisfy the requirements under
United States troops under the VFA cannot, as Section 25, Article XVIII of the Constitution. The
postulated by the ponencia, justify a “treaty- Senate itself issued Resolution No. 105 on
authorized” presence under the EDCA, since the November 10, 2015, whereby it expressed its
presence contemplated in the EDCA also pertains “definite stand on the non-negotiable power of the
to the establishment of foreign military bases or Senate to decide whether a treaty will be valid and
facilities, and not merely visiting troops. effective depending on the Senate concurrence”
Same; Same; View that the argument that the and resolved “that the RP-US EDCA [is a] treaty
entry of the United States (U.S.) bases, troops and [that] requires Senate concurrence in order to be
facilities under the Enhanced Defense valid and effective.”
Cooperation Agreement (EDCA) is already
allowed in view of the “initial entry” of U.S. troops BRION, J., Dissenting Opinion:
under the Visiting Forces Agreement (VFA)
glaringly ignores that the entry of visiting foreign Constitutional Law; Executive Agreements;
military troops is distinct and separate from the Enhanced Defense Cooperation Agreement; View
presence or establishment of foreign military that the Enhanced Defense Cooperation
bases or facilities in the country under Section 25, Agreement (EDCA) is an agreement that, on
Article XVIII of the Constitution.—The argument deeper examination, violates the letter and spirit
that the entry of the United States bases, troops of Article XVIII, Section 25 and Article VII, Section
and facilities under the EDCA is already allowed
21, both of the Constitution.—I dissent, as I judiciary’s expanded power (i.e., when courts
disagree that an executive agreement is the pass upon the actions of other agencies of
proper medium for the matters covered by the government for the grave abuse of discretion they
EDCA. The EDCA is an agreement that, on committed), or when the Supreme Court (SC)
deeper examination, violates the letter and spirit reviews, on appeal or certiorari, the
of Article XVIII, Section 25 and Article VII, Section constitutionality or validity of any law or other
21, both of the Constitution. The EDCA should be governmental instruments under Section 5(2)(a)
in the form of a treaty as it brings back to and (b) of Article VIII of the Constitution.—I agree
with the ponencia’s ultimate conclusions on the
threshold issues raised. I agree as well that a
271 justiciable issue exists that the Court can pass
VOL. 779, JANUARY 12, 2016 upon, although
271 on both counts I differ from the
ponencia’s line of reasoning. Let me point out at
Saguisag vs. Ochoa, Jr.
the outset, too, that judicial review is only an
exercise of the wider judicial power that Article VIII,
the Philippines: the modern equivalent of the Section 1 of the Constitution grants and defines.
foreign military bases whose term expired in 1991 One should not be confused with the other.
and which Article XVIII, Section 25 of the Judicial review is part of the exercise of judicial
Constitution directly addresses; foreign troops power under Article VIII, Section 1 of the
under arrangements outside of the contemplation Constitution, particularly when it is exercised
of the visiting forces that the 1998 VFA allows; and under the judiciary’s expanded power (i.e., when
military facilities that, under modern military courts pass upon the actions of other agencies of
strategy, likewise can be brought in only through government for the grave abuse of discretion they
a treaty. committed), or when the Supreme Court reviews,
Same; Judicial Review; View that judicial on appeal or certiorari, the constitutionality or
review is part of the exercise of judicial power validity of any law or other governmental
under Article VIII, Section 1 of the Constitution, instruments under Section 5(2)(a) and (b) of
particularly when it is exercised under the
Article VIII of the Constitution. A basic requirement— i.e., a right that belongs to the public in general
is the existence of an actual case or controversy and whose violation ultimately affects every
that, viewed correctly, is a limit on the exercise ofmember of the public — the locus standi
judicial power or the more specific power of requirement cannot be sharp or narrow; it must
judicial review. correspond in width to the right violated. Thus, the
Same; Locus Standi; View that the standing standing of even a plain citizen sufficiently able to
of even a plain citizen sufficiently able to bring and
bring and support a suit, should be recognized as
support a suit, should be recognized as he or she he or she can then be deemed to be acting in
can then be deemed to be acting in representation representation of the general public.
of the general public.—Locus standi is a Same; Same; View that the issues involved
requirement for the exercise of judicial review and in the present case are so important that a plain
is in fact an aspect of the actual case or citizen sufficiently knowledgeable of the
controversy requirement viewed from the prism of outstanding issues, should be allowed to sue.—I
the complaining party whose right has been believe that the issues involved in the present
violated. When a violation of a private right is case are so important that a plain citizen
sufficiently knowledgeable of the outstanding
issues, should be allowed to sue. The petitioners
272 — some of whom are recognized legal luminaries
27 SUPREME COURT REPORTS ANNOTATED or are noted for their activism on constitutional
2 matters — should thus be recognized as parties
with proper standing to file and pursue their
Saguisag vs. Ochoa, Jr.
petitions before this Court.
Same; Foreign Military Bases; View that in
asserted, the locus standi requirement is sharp the present cases, Article VIII, Section 25 of the
and narrow because the claim of violation accrues Constitution lays down in no uncertain terms the
only to the complainant or the petitioner whose conditions under which foreign military bases,
right is alleged to have been violated. On the other troops, and facilities may be allowed into the
hand, when a violation of a public right is asserted
country: there should at least be the concurrence Saguisag vs. Ochoa, Jr.
of the Senate.—In the present cases, Article VIII,
Section 25 of the Constitution lays down in no agreement is already valid and enforceable. Upon
uncertain terms the conditions under which such violation, the dispute between the President
foreign military bases, troops, and facilities may and the Filipino people ripened.
be allowed into the country: there should at least Same; Same; Enhanced Defense
be the concurrence of the Senate. Under these Cooperation Agreement; View that if indeed a
terms, the refusal to allow entry of foreign military referral to the Senate is required and no referral
bases, troops, and facilities into the country has been made, then the Enhanced Defense
without the required Senate concurrence is a Cooperation Agreement (EDCA) is
prerogative that the people of this country adopted constitutionally deficient so that its terms cannot
for themselves under their Constitution: they want be enforced.—The main issue the petitioners
participation in this decision, however indirect this pose — the constitutional status of the EDCA as
participation might be. This prerogative is an executive agreement in light of the mandate of
exercised through the Senate; thus, a violation of Article XVIII, Section 25 of the Constitution — is
this constitutional prerogative is not only a not a political question outside the judiciary’s
transgression against the Senate but one against competence and authority to resolve. The
the people who the Senate represents. The respondents’ argument on this point is therefore
violation in this case occurred when the President erroneous. If indeed a referral to the Senate is
ratified the EDCA as an executive agreement and required and no referral has been made, then the
certified to the other contracting party (the U.S.) EDCA is constitutionally deficient so that its terms
that all the internal processes have been complied cannot be enforced. This finding renders further
with, leading the latter to believe that the proceedings on the merits of the substantive
issues raised, pointless and unwarranted. There
is likewise no point in determining whether the
273 substantive issues raised call for the application of
VOL. 779, JANUARY 12, 2016 273question doctrine.
the political
Same; Same; Same; View that the Filipino were crafted by the framers of the Constitution
nation cannot attain self-respect unless it shows and ratified by the people.—The supremacy of the
its respect for its own Constitution — the only Constitution means that in the performance of his
instrument that binds the whole nation.—EDCA duties, the President should always be guided and
and Article XVIII, Section 25 of the Constitution, in kept in check by the safeguards that were
their larger regional signification, mean that the
Philippines would thereafter, not only be bound as
an American ally under the 1951 MDT, but as an 274
active participant as “pivot” and projection points 27 SUPREME COURT REPORTS ANNOTATED
in the grand American strategy in Asia. How the 4
Philippines will react to all these developments is
largely for the Executive and the people (through
Saguisag vs. Ochoa, Jr.
the Legislature) to determine. In making its
decisions, they must — at the very least — show crafted by the framers of the Constitution and
one and all that our country is entitled to respect ratified by the people. The Constitution prescribes
as an independent and sovereign nation. This the limitations to the otherwise awesome powers
respect must come primarily from within the of the Executive who wields the power of the
Philippines and the Filipinos themselves, from the sword and shares in the power of the purse. I also
nation’s own sense of self-respect: in negative do not agree that constitutional limitations, such
terms, the Filipino nation cannot attain self- as the need for Senate concurrence in treaties,
respect unless it shows its respect for its own can be disregarded if they unduly “tie the hands”
Constitution — the only instrument that binds the of the President. These limitations are democratic
whole nation. safeguards that place the responsibility over
Same; Presidency; View that the supremacy national policy beyond the hands of a single
of the Constitution means that in the performance official. Their existence is the hallmark of a strong
of his duties, the President should always be and healthy democracy. In treaty-making, this is
guided and kept in check by the safeguards that how the people participate — through their duly
­elected Senate — or directly when the Congress
so requires. When the Constitution so dictates, the command. It grants him the power to call out the
President must act through the medium of a treaty armed forces to prevent/suppress lawless
and is left with no discretion on the matter. This is violence, invasion, insurrection, or rebellion.
the situation under Article XVIII, Section 25 of the Same; Same; View that while the President’s
Constitution, whose application is currently in role as the country’s lead official in the conduct of
dispute. Let it be noted that noble objectives do foreign affairs is beyond question, his authority is
not authorize the President to bypass not without limit.—While the President’s role as
constitutional safeguards and limits to his powers. the country’s lead official in the conduct of foreign
To emphasize this point, we only need to refer to affairs is beyond
Article VI, Section 23(2) of the Constitution: (2) In
times of war or other national emergency, the
Congress may by law authorize the President, for 275
a limited period and subject to such restrictions as VOL. 779, JANUARY 12, 2016
it may prescribe, to exercise powers necessary Saguisag vs. Ochoa, Jr.
and proper to carry out a declared national policy.
Unless sooner withdrawn by resolution of the
Congress, such power shall cease upon the next question, his authority is not without limit. When
adjournment thereof. [Emphasis supplied] Thus, examined within the larger context of how our
the President cannot, by himself, usurp the tripartite system of government works (where
prerogatives of a co­equal branch to carry out each branch of government is supreme within its
what he believes is necessary for the country’s sphere but coordinate with the others), we can see
defense interests. His position as the that the conduct of foreign affairs, particularly
Commander-in-Chief of the Armed Forces of the when it comes to international agreements, is a
Philippines (AFP) does not give him the sole shared function among all three branches of
discretion to increase our military’s defensive government. The President is undeniably the chief
capabilities; his role as commander-in-­chief only architect of foreign policy and is the country’s
gives him control of the military’s chain of representative in international affairs. He is vested
with the authority to preside over the nation’s
foreign relations which involve, among others, requirement of Senate concurrence to the
dealing with foreign states and governments, executive’s treaty-making powers is a check on
extending or withholding recognition, maintaining the prerogative of the Executive, in the same
diplomatic relations, and entering into treaties. In manner that the Executive’s veto on laws passed
the realm of treaty-making, the President has the by Congress is a check on the latter’s legislative
sole authority to negotiate with other States. powers.
Same; Same; Treaties; View that by requiring Same; Same; Same; Judicial Review; View
the concurrence of the Legislature in the treaties that entry into international agreements is a
entered into by the President, the Constitution shared function among the three (3) branches of
ensures a healthy system of checks and balances government.—The judicial branch of
necessary in the nation’s pursuit of political government’s participation in international
maturity and growth.—That we have consistently agreements is largely passive, and is only
included the participation of the legislative branch triggered when cases reach the courts. The courts,
in the treaty-making process is not without an in the exercise of their judicial power, have the
important reason: it provides a check on the duty to ensure that the Executive and Legislature
Executive in the field of foreign relations. By stay within their spheres of competence; they
requiring the concurrence of the Legislature in the ensure as
treaties entered into by the President, the
Constitution ensures a healthy system of checks
and balances necessary in the nation’s pursuit of 276
political maturity and growth. Under this system, 27 SUPREME COURT REPORTS ANNOTATED
the functions of government are divided among 6
three branches of government, each one supreme
Saguisag vs. Ochoa, Jr.
within its own sphere: the executive administers
and enforces laws; the legislature formulates and
enacts laws; and the judiciary settles cases arising well that constitutional standards and limitations
out of the enforcement of these laws. The set by the Constitution for the Executive and the
Congress to follow are not violated. Article VIII,
Section 5 of the Constitution is even more explicit, governed by international law, whether embodied
as it gives the Supreme Court the jurisdiction “to in a single instrument or in two or more related
review by appeal or certiorari all cases in which instruments and whatever its particular
the constitutionality or validity of any treaty, designation. International agreements may be in
international or executive agreement, law x x x is the form of (1) treaties that require legislative
in question.” Thus, entry into international concurrence after executive ratification; or (2)
agreements is a shared function among the three executive agreements that are similar to treaties,
branches of government. In this light and in the except that they do not require legislative
context that the President’s actions should be concurrence and are usually less formal and deal
viewed under our tripartite system of government, with a narrower range of subject matters than
I cannot agree with the ponencia’s assertion that treaties. [Emphases supplied] Bayan Muna
the case should be examined solely and strictly likewise did not distinguish between treaties and
through the constitutional limitation found in Article executive agreements in terms of their binding
XVIII, Section 25 of the Constitution. effects on the contracting States concerned. But
Same; Treaties; Executive Agreements; View neither one can contravene the Constitution. This
that Bayan Muna v. Romulo, 641 SCRA 244 ambiguity perhaps might have been the root of the
(2011), did not distinguish between treaties and general statement that the Executive generally
executive agreements in terms of their binding has the discretion to determine whether an
effects on the contracting States concerned.— international obligation should be in the form of a
Jurisprudential definitions of treaties and treaty or an executive agreement. This general
executive agreements are conceptually drawn statement, however, is far from complete and
from these distinctions although in Bayan Muna v. should be qualified because the Executive’s
Romulo, 641 SCRA 244 (2011), we simply exercise of discretion is affected and should be
differentiated treaties from executive agreements dictated by the demands of the enforceability of
in this wise: Article 2 of the Vienna Convention on the obligations the international
the Law of Treaties: An international agreement
concluded between states in written form and
277 existing law or treaty, then it can properly take the
VOL. 779, JANUARY 12, 2016 form of an277
executive agreement. In contrast, when
Saguisag vs. Ochoa, Jr. an international agreement involves the
introduction of a new subject matter or the
agreement creates in the domestic sphere. amendment of existing agreements or laws and
Between a treaty and an executive agreement, a has not passed the required executive and
treaty exists on a higher plane as it carries the legislative processes, then it should properly be in
authority of the President and the Senate. Treaties the form of a treaty.—Accordingly, the terms and
have the status, effect, and impact of statutory law objectives of the presidential entry into an
in the Philippines; they can amend or prevail over international agreement dictates the form the
prior statutory enactments. Executive agreements agreement must take. When an international
— which exist at the level of implementing rules agreement is made merely to implement an
and regulations or administrative orders in the existing law or treaty, then it can properly take the
domestic sphere — carry no such effect. They form of an executive agreement. In contrast, when
cannot contravene statutory enactments and an international agreement involves the
treaties and would be invalid if they do so. Again, introduction of a new subject matter or the
this difference in impact is traceable to the source amendment of existing agreements or laws and
of their authority; since a treaty has the approval has not passed the required executive and
of both the President and the Senate, it has the legislative processes, then it should properly be in
same impact as a statute. In contrast, since an the form of a treaty.
executive agreement springs from the President’s Same; Foreign Military Bases; View that the
power to execute laws, it cannot amend or violate dynamics that Article VII, Section 21 embody,
existing treaties, and must be in accord with and should be read into Article XVIII, Section 25 of the
be made pursuant to existing laws and treaties. 1987 Constitution, which specifically covers and
Same; Same; Same; International applies to the entry of foreign military bases,
Agreements; View that when an international troops, or facilities into the country.—The
agreement is made merely to implement an dynamics that Article VII, Section 21 embody,
should be read into Article XVIII, Section 25 of the facilities should be examined based on whether it
1987 Constitution, which specifically covers and creates a new obligation or implements an
applies to the entry of foreign military bases, existing one.—After the initial entry of foreign
troops, or facilities into the country. It is on the military bases, troops, or facilities in the
basis of this joint Philippines under a duly ratified treaty,
subsequent arrangements relating to foreign
military bases, troops or facilities that are claimed
278 to be based on the same treaty, should be
27 SUPREME COURT REPORTS ANNOTATED examined based on the treaty-executive
8 agreement distinctions recognized by
jurisprudence under Article VII, Section 21 of the
Saguisag vs. Ochoa, Jr. Constitution. In other words, any subsequent
international agreement referring to military bases,
reading that the ponencia’s conclusion — that troops or facilities should be examined based on
Article XVIII, Section 25 applies only to the initial whether it creates a new obligation or implements
entry of foreign military bases, troops, and an existing one. The determination of this question
facilities in the country — is essentially incorrect. rests with the Executive but the treaty-executive
Article XVIII, Section 25 does not provide for any agreement distinctions should limit the
such limitation in its applicability. Neither is there Executive’s discretion when the new international
anything in the language of the provision that agreement relates to a new obligation (or a
remotely implies this consequence. What it simply change in an existing obligation) as the presence
states is that foreign military bases, troops, and of foreign military bases, troops, or facilities in the
facilities may only be present in Philippine soil in Philippines should then be effected through
accordance with a treaty concurred in by the another treaty.
Senate. Same; Same; Enhanced Defense
Same; Same; International Agreements; Cooperation Agreement; View that if the
View that any subsequent international Enhanced Defense Cooperation Agreement
agreement referring to military bases, troops or
(EDCA) introduces foreign military bases, troops, his powers in the execution of our present treaty
or facilities in the Philippines within the obligations. The ponencia is correct and the
contemplation of Article XVIII, Section 25 of the Dissent therefore fails.
1987 Constitution, and if these obligations are Same; International Agreements; Treaties;
different from those found in our existing treaty View that when the subject of an international
obligations with the United States (U.S.), then the agreement falls under Article XVIII, Section 25 of
EDCA cannot be enforced in the Philippines the Constitution, the President — by constitutional
without the Senate’s concurrence.—If the EDCA command — must enter into a treaty subject to the
introduces foreign military bases, troops, or concurrence of the Senate and, when Congress
facilities in the Philippines within the so desires, of the people through a national
contemplation of Article XVIII, Section 25 of the referendum.—When the subject of an
1987 Constitution, and if these obligations are international agreement falls under Article XVIII,
different from those found in our existing treaty Section 25 of the Constitution, the President — by
obligations with constitutional command — must enter into a treaty
subject to the concurrence of the Senate and,
when Congress so desires, of the people through
279 a national referendum. This rule opens the door
VOL. 779, JANUARY 12, 2016 for Court279 intervention pursuant to its duty to
uphold the Constitution and its further duty (under
Saguisag vs. Ochoa, Jr.
its power of judicial review) to pass upon any
grave abuse of discretion committed by any
the U.S., then the EDCA cannot be enforced in the official or agency of government. It is under this
Philippines without the Senate’s concurrence. The constitutionally-mandated terms that this Court
ponencia is then incorrect and the Dissent must invokes its power to review the constitutionality of
prevail. Conversely, if the EDCA merely the President’s actions in handling the EDCA.
implements present treaty obligations — Within this framework, the issue these cases
particularly those under the 1951 MDT and the present is clear. The bottom line question is
1998 VFA — then the President was well within
whether the President gravely abused his tions that bear upon its plain terms, among them,
discretion in executing the EDCA as an executive
the treaty-executive agreement distinctions under
agreement; the alleged existence of grave abuse
Article VII, Section 21 that I discussed above; the
of discretion constitutes the actual case or
history of Article XVIII, Section 25; the motivations
controversy that allows the exercise of judicial
that drove the framers to adopt the provision; and
power. Whether grave abuse exists, in turn,
the current and contemporaneous developments
depends on the determination of whether the
and usages that give full and effective meaning to
terms of the EDCA imposed new or amended the provision. Separately from textual
existing obligations involving foreign military
interpretation considerations and as part of the
bases, troops, and facilities in the Philippines.
history of Article XVIII, Section 25, the basic
Same; Foreign Military Bases; View that
concept of sovereignty that underlies it should not
within its territory, a nation reigns supreme. If it will
be forgotten. Sovereignty means the full right and
allow interference at all, such interference should
power of the nation to govern itself, its people, and
be under the terms the nation allows and has
its territory without any interference from outside
accepted; beyond those terms, the primacy of
sources or entities. Within its territory, a nation
sovereignty is the rule.—I believe that the
reigns supreme. If it will allow interference at all,
ponencia’s approach and interpretation aresuch interference should be under the terms the
incorrect because they are overly simplistic. The
nation allows and has accepted; beyond those
proper understanding of Article XVIII, Section 25
terms, the primacy of sovereignty is the rule.
must take into account the many considera- Same; Treaties; View that Article XVIII,
Section 25 imposed three (3) requirements that
must be complied with for an agreement to be
280 considered valid insofar as the Philippines is
28 concerned. These three requirements are: (1) the
SUPREME COURT REPORTS ANNOTATED
0 agreement must be embodied in a treaty; (2) the
treaty must be duly concurred in by 2/3 votes of all
Saguisag vs. Ochoa, Jr.
the members of the Senate; recognized as a
treaty by the other State; and (3) the agreement brought to the
must be recognized as a treaty by the other
State.—Article XVIII, Section 25 imposed three
requirements that must be complied with for an 281
agreement to be considered valid insofar as the VOL. 779, JANUARY 12, 2016
Philippines is concerned. These three
Saguisag vs. Ochoa, Jr.
requirements are: (1) the agreement must be
embodied in a treaty; (2) the treaty must be duly
concurred in by 2/3 votes of all the members of the attention of the United Nations (UN) for
Senate; and (3) the agreement must be immediate action.—The 1951 MDT provides for
recognized as a treaty by the other State. On the an alliance — that both nations would support one
second requirement, the two-thirds concurrence another if either the Philippines or the U.S. would
of all the members of the Senate, the people’s be attacked by an external party. It states that
representative, may be viewed as the people’s each party shall either, separately or jointly,
“voluntary submission” of their sovereignty so they through mutual aid, acquire, develop and maintain
can reap the greater benefits of the agreement their capacity to resist armed attack. It provides for
that the President, as policymaker, entered into. a mode of consultations to determine the 1951
When the Congress so requires, the agreement MDT’s appropriate implementation measures and
should be ratified by a majority of the votes cast when either of the parties determines that their
by the people in a national referendum held for territorial integrity, political independence, or
that purpose. This additional requirement evinces national security is threatened by armed attack in
the framers’ intent to emphasize the people’s the Pacific. An attack on either party will be acted
direct participation in treaty-making. upon in accordance with their constitutional
Same; Same; Mutual Defense Treaty; View processes and any armed attack on either party
that an attack on either party will be acted upon in will be brought to the attention of the United
accordance with their constitutional processes Nations for immediate action. The accord defines
and any armed attack on either party will be the meaning of an armed attack as including
armed attacks by a hostile power on a
metropolitan area of either party, on the island cases, including capital offenses, involving U.S.
territories under their jurisdiction in the Pacific, or troops.
on their armed forces, public vessels, or aircrafts Enhanced Defense Cooperation Agreement;
in the Pacific. The U.S. government guaranteed to View that the agreement allows the United States
defend the security of the Philippines against (U.S.) to station troops and operations on
external aggression but not necessarily against Philippine territory without establishing a
internal subversion. The treaty expressly permanent base and with the stipulation that the
stipulates that its terms are indefinite and would U.S. is not allowed to store or
last until one or both parties terminate the
agreement by a one-year advance notice. The
treaty subsequently became the basis for an 282
annual joint exercise, known as Balikatan, 28 SUPREME COURT REPORTS ANNOTATED
between the Philippines and the U.S. 2
Same; Same; Visiting Forces Agreement;
Saguisag vs. Ochoa, Jr.
View that the 1998 Visiting Forces Agreement
(VFA) allows the rotational presence of United
States (U.S.) military forces and their operations position any nuclear weapons on Philippine
anywhere in the Philippines for a temporary but territory.—The EDCA was signed on April 28,
undefined length of time to train and inter-operate 2014, in Manila, by Philippine Defense Secretary
with the Philippine armed forces and to use their Voltaire Gazmin, and U.S. Ambassador to the
facilities.—In line with the American approach, the Philippines Philip Goldberg, in time for the official
1998 VFA allows the rotational presence of U.S. state visit by U.S. President Barack Obama. The
military forces and their operations anywhere in 10-year accord is the second military agreement
the Philippines for a temporary but undefined between the U.S. and the Philippines (the first
length of time to train and inter-operate with the being the 1998 VFA) since American troops
Philippine armed forces and to use their facilities. withdrew from its Philippines naval base in 1992.
The Philippines retains jurisdiction over criminal The agreement allows the U.S. to station troops
and operations on Philippine territory without
establishing a permanent base and with the military base is “any military, air, naval, coast
stipulation that the U.S. is not allowed to store or guard reservation, base, fort, camp, arsenal, yard,
position any nuclear weapons on Philippine station, or installation in the Philippines.” A military
territory. base connotes the presence, in a relatively
Same; View that the Enhanced Defense permanent degree, of troops and facilities in a
Cooperation Agreement (EDCA) is effective for particular area.
ten (10) years, unless both the United States (U.S.) Enhanced Defense Cooperation Agreement;
and the Philippines formally agree to alter it.—The View that the Enhanced Defense Cooperation
EDCA is effective for 10 years, unless both the Agreement (EDCA) allows United States (U.S.)
U.S. and the Philippines formally agree to alter it. military personnel to enter and remain in
The U.S. is bound to hand over any and all Philippine territory. It grants the U.S. the right to
facilities in the “Agreed Locations” to the construct structures and assemblies. It also allows
Philippine government upon the termination of the the U.S. to preposition defense equipment,
Agreement. supplies and materiel. The U.S. personnel may
Military Bases; View that a military base also use the Agreed Locations to refuel aircraft
connotes the presence, in a relatively permanent and bunker vessels.—To go back to the EDCA, it
degree, of troops and facilities in a particular nota-
area.—There exists no rigid definition of a military
base. However, it is a term used in the field of
military operations and thus has a generally 283
accepted connotation. The U.S. Department of VOL. 779, JANUARY 12, 2016
Defense (DoD) Dictionary of Military and
Saguisag vs. Ochoa, Jr.
Associated Terms defines a base as “an area or
locality containing installations which provide
logistic or other support”; home carrier. Under our bly allows the U.S. to use the Agreed Locations
laws, we find the definition of a military base in for the following activities: “training, transit,
Presidential Decree No. 1227 which states that a support and related activities, refueling of aircraft;
bunkering of vessels; temporary maintenance of
vehicles, vessels, and aircraft; temporary and exit of US troops in the country. No provision
accommodation of personnel; communications; in either treaty specifically allows stockpiling of
prepositioning of equipment, supplies, and military materiel. In sum, the Agreed Locations
materiel; deploying forces and materiel and such mentioned in the EDCA are areas where the U.S.
other activities as the Parties may agree.” In order can perform military activities in structures built by
to carry out these activities, the EDCA allows U.S. its personnel. The extent of the U.S.’ right to use
military personnel to enter and remain in of the Agreed Locations is broad enough to
Philippine territory. It grants the U.S. the right to include even the stockpiling of weapons and the
construct structures and assemblies. It also allows shelter and repair of vessels over which the U.S.
the U.S. to preposition defense equipment, personnel has exclusive control. Clearly, this is a
supplies and materiel. The U.S. personnel may military base as this term is ordinarily understood.
also use the Agreed Locations to refuel aircraft Further, as we held in BAYAN (Bagong Alyansang
and bunker vessels. Makabayan) v. Zamora, 342 SCRA 449 (2000),
Mutual Defense Treaty; Visiting Forces Article XVIII, Section 25 refers to three different
Agreement; View that neither the 1951 Mutual situations: the presence of foreign military bases,
Defense Treaty (MDT) nor the 1998 Visiting troops, or facilities. Even assuming that the EDCA
Forces Agreement (VFA) authorized stockpiling. is not a basing agreement, it nevertheless
The 1951 MDT focused on developing the involves the deployment of troops and facilities in
Philippines and the United States’ (U.S.’) capacity Philippine soil. As I have already stated, the EDCA
to resist an armed attack while 1998 VFA focused allows U.S. forces to enter and remain in the
on the entry and exit of U.S. troops in the country. Philippines. It defines U.S. forces to include U.S.
No provision in either treaty specifically allows military and civilian personnel and U.S. Armed
stockpiling of military materiel.—Notably, neither Forces property,
the 1951 MDT nor the 1998 VFA authorized
stockpiling. The 1951 MDT focused on developing
the Philippines and the U.S.’s capacity to resist an 284
armed attack while 1998 VFA focused on the entry 28 SUPREME COURT REPORTS ANNOTATED
4 This temporary stay of U.S. forces in the
Saguisag vs. Ochoa, Jr. Philippines under the 1998 VFA means that it
does not cover, or approve of, a more permanent
stay of US forces and their equipment in the
equipment, and materiel. The EDCA itself
Philippines. Significantly, this is the key
provides that the U.S. can deploy forces and
characteristic of the Agreed Locations in the
materiel in the Agreed Locations.
EDCA. For, if the EDCA had not envisioned the
Foreign Military Bases; Enhanced Defense
stay of U.S. forces and equipment in the Agreed
Cooperation Agreement; View that that the
Locations in the Philippines for a period longer
Enhanced Defense Cooperation Agreement
than envisioned in the 1998 VFA, it would not
(EDCA) allows this arrangement for an initial
have added obligations regarding the storage of
period of ten (10) years, to continue automatically
their equipment and materiel. The more
unless terminated, is further proof that it pertains
permanent nature of the EDCA, in contrast to the
to the presence in Philippine soil of foreign military
1998 VFA, indicates a change in the tenor of the
bases, troops, and facilities on a more or less
agreement in the EDCA, one that does not merely
permanent basis.—That the EDCA allows this
implement the 1998 VFA.
arrangement for an initial period of 10 years, to
Same; Same; View that the introduction of
continue automatically unless terminated, is
military bases or their equivalent, of troops, and of
further proof that it pertains to the presence in
military facilities into the Philippines can now only
Philippine soil of foreign military bases, troops,
take place by way of a treaty concurred in by the
and facilities on a more or less permanent basis.
Senate.—The detailed arrangements that expired
Note, at this point, that the Senators, during the
with the 1947 MBA were not carried over to the
ratification of the 1998 VFA, observed that it only
1951 MDT as this treaty only generally provided
covers temporary visits of U.S. troops and
for the defense and alliance relationship between
personnel in the country. These Senators gave
the U.S. and the Philippines. Thus, there were no
their consent to the 1998 VFA on the knowledge
specific policies on military bases, troops, and
that the U.S. forces’ stay in the country may last
facilities that could be implemented and
only up to three weeks to six months per batch.
operationalized by subsequent executive Defense Cooperation Agreement (EDCA)
agreements on the basis of the MDT. In particular, introduces new arrangements and obligations to
the terms of the 1947 MBA that had expired and those existing under the 1998 Visiting Forces
had not been renewed cannot be deemed carried Agreement (VFA); hence, the EDCA should be in
the form of a treaty.—Is the EDCA merely an
agreement implementing the 1998 VFA which
285 already allows the limited entry of U.S. military
VOL. 779, JANUARY 12, 2016 troops and the construction of facilities? The quick
285
and short answer to the above question is — No,
Saguisag vs. Ochoa, Jr.
the EDCA does not implement the 1998 VFA as
the EDCA in fact provides a wider arrangement
over to the 1951 MDT. If any such future than the 1998 VFA with respect to the entry of
agreements would be made after the effectivity of military bases, troops, and facilities into the
the 1987 Constitution, then such agreements Philippines. A naughty view is that the 1998 VFA
would be governed by Article XVIII, Section 25 of should form part of the EDCA and not the other
the new Constitution. Significantly, when the 1987 way around. Another reality, based on the treaty-
Constitution and its Article XVIII, Section 25 took executive agreement distinctions discussed
effect, no absolute prohibition against the above, is that the EDCA introduces new
introduction of new U.S. bases, troops, and arrangements and obligations to those existing
facilities was put in place. In fact the 1951 MDT under the 1998 VFA; hence, the EDCA should be
then still existed as a general defense alliance of in the form of a treaty.
the Philippines and the U.S. against armed attack Visiting Forces Agreement; View that the
by third parties. But the introduction of military Visiting Forces Agreement (VFA) itself does not
bases or their equivalent, of troops, and of military authorize United States (U.S.) troops to
facilities into the Philippines can now only take permanently stay in the Philippines, nor authorize
place by way of a treaty concurred in by the any activity related to the establishment and the
Senate. operation of bases, as these activities had been
Same; Same; View that the Enhanced
defined under the 1947 Military Bases Agreement deploy weapons can be undertaken even if it is not
(MBA).—Harking back to the 1947 MBA and its in the pursuit of joint activities for common security
clear and certain terms, what comes out boldly isinterests.—A reading of the EDCA’s provisions
that the 1998 VFA is not an agreement that coversshows that the rights and privileges granted to the
“activities” in the way that the 1947 MBA did; it is
U.S. do not always carry a concomitant right on
simply an agreement regulating the status of and the part of the Philippines nor do they involve joint
the treatment to be accorded to U.S. armed forcesexercises. While the EDCA mentions that the
personnel and their aircraft and vehicles while Agreed Locations may be used for “security
visiting the Philippines. The agreement itself does
cooperation exercises” and “joint and combined
not authorize U.S. troops to permanently stay in training activities,” the provisions of the EDCA
the Philippines nor authorize any activity related
also provide for the conduct of other activities
beyond the 1951 MDT and the 1998 VFA. Within
the Agreed Locations, the U.S. may conduct
286 trainings for its troops, transit, support and related
28 SUPREME COURT REPORTS ANNOTATED activities. The EDCA also allows the U.S. to use
6 the Agreed Locations to refuel aircraft, bunker
vessels, temporarily maintain vehicles, vessels
Saguisag vs. Ochoa, Jr.
and aircraft. Significantly, it does not provide for
any qualification on the purpose for the entry of
to the establishment and the operation of bases, these vessels, vehicles, and aircraft into Philippine
as these activities had been defined under the jurisdiction. The EDCA also permits the temporary
1947 MBA. accommodation of personnel, again without any
Enhanced Defense Cooperation Agreement; qualification as to the purpose of their visit. The
Agreed Locations; View that within the Agreed U.S. forces may also engage in communications
Locations, the United States (U.S.) can also activities including the use of its own radio
preposition defense equipment, supplies, and spectrum, similarly without any limitation as to the
materiel over which the U.S. forces shall have purpose by which such communications shall be
exclusive use and control. Clearly, the right to
carried out. Further, within the Agreed Locations, and cannot be hidden behind reaffirmations of
the U.S. can also preposition defense equipment, existing 1998 VFA obligations.—While the EDCA
supplies, and materiel over which the U.S. forces affirms the treatment of U.S. personnel and U.S.
shall have exclusive use and control. Clearly, the forces in the Philippines, it at the same time
right to deploy weapons can be undertaken even introduces the Philippines’ obligation to recognize
if it is not in the pursuit of joint activities for the authority of U.S. Forces in the “Agreed
common security interests. These rights, granted Locations.” Under the EDCA, U.S. forces can now
to the U.S. under the EDCA, do not contain an preposition and store defense equipment,
element of mutuality in the sense that mutuality is supplies, and materiel at Agreed Locations. They
reflected in the 1951 MDT and the 1998 VFA. As shall have unimpeded access to Agreed Locations
these rights go beyond the earlier treaties and are, for all matters relating to the prepositioning and
in fact, independent sources of rights and storage of defense equipment, supplies, and
obligations between the U.S. and the Philippines, materiel. Lastly, the EDCA authorizes the U.S.
they cannot be mere details of implementation of forces to exercise all rights and authorities within
both the 1951 MDT and the 1998 VFA. the Agreed Locations that are necessary for their
Same; View that the Enhanced Defense operational control or defense. In contrast, the
Cooperation Agreement (EDCA) cannot be 1998 VFA only refers to the tax and duty-free entry
considered to be a simple implementation of the of U.S. Government equipment in connection with
the activities during their visit. In the same manner,
and despite being in a different class as U.S.
287 personnel and U.S. forces, U.S. contractors are
VOL. 779, JANUARY 12, 2016 also allowed
287 “unimpeded access” to the Agreed
Locations when it comes to all matters relating to
Saguisag vs. Ochoa, Jr.
the prepositioning and storage of defense
equipment, supplies and materiel. Thus, these
1998 Visiting Forces Agreement (VFA). groups of people (U.S. personnel, U.S. forces and
Rather, it is a continuation of the 1998 VFA under U.S. contractors) have been referred to in the
new dimensions. These dimensions should not
EDCA not merely to implement the 1998 VFA, but
to further their roles in the Agreed Locations that 288
the EDCA authorizes. From these perspectives, 28 SUPREME COURT REPORTS ANNOTATED
the EDCA cannot be considered to be a simple 8
implementation of the 1998 VFA. Rather, it is a Saguisag vs. Ochoa, Jr.
continuation of the 1998 VFA under new
dimensions. These dimensions should not and
cannot be hidden behind reaffirmations of existing thus a new agreement that touches on military
1998 VFA obligations. These added dimensions bases, troops, and facilities beyond the scope of
reinforce the idea of military bases, as it allows the 1951 MDT and the 1998 VFA, and should be
them access to the Agreed Locations that, as I covered by a treaty pursuant to Article XVIII,
had earlier mentioned, is the cornerstone of the Section 25 and Article VII, Section 21, both of the
EDCA. From the legal end, the obligations under 1987 Constitution. Without the referral and
the EDCA, not its policy declarations and concurrence by the Senate, the EDCA is
characterization, should be decisive in constitutionally deficient and, hence, cannot be
determining whether Section 25, Article XVIII enforced in our country.
applies.
Same; View that the Enhanced Defense LEONEN, J., Dissenting Opinion:
Cooperation Agreement (EDCA) is thus a new
agreement that touches on military bases, troops, Foreign Policy; Security Alliance; Defense
and facilities beyond the scope of the 1951 Mutual Cooperation; View that foreign policy indeed
Defense Treaty (MDT) and the 1998 Visiting includes security alliances and defense
Forces Agreement (VFA), and should be covered cooperation among states.—Foreign policy
by a treaty pursuant to Article XVIII, Section 25 indeed includes security alliances and defense
and Article VII, Section 21, both of the 1987 cooperation among states. In the conduct of
Constitution.—The EDCA is negotiations and in the implementation of any
valid and binding international agreement, Article
II of the Constitution requires: Section 2. The
Philippines renounces war as an instrument of to “call out such armed forces to prevent or
national policy, adopts the generally accepted suppress lawless violence, invasion or rebellion . . .
principles of international law as part of the law of suspend the privilege of the writ of habeas corpus
the land and adheres to the policy of peace, or place the Philippines or any part thereof under
equality, justice, freedom, cooperation, and amity martial law” subject to the conditions and
with all nations. . . . . Section 7. The State shall requisites under the provision. However, the
pursue an independent foreign policy. In its President’s discretion to allow our participation in
relations with other states the paramount the use of force — whether by commit-
consideration shall be national sovereignty,
territorial integrity, national interest, and the right
to self-determination. 289
Presidency; Judicial Review; View that the VOL. 779, JANUARY 12, 2016
power of the President as Commander-in-Chief
Saguisag vs. Ochoa, Jr.
and head of state is limited by the sovereign
through judicially determinable constitutional
parameters.—Generally, the President’s ting our own military assets and personnel or by
discretion is plenary in matters falling within allowing our territory to be used as waypoints,
executive functions. He is the chief executive, refueling or staging areas — is also constrained
having the power of control over all executive by the Constitution. In this sense, the power of the
departments, bureaus, and offices. Further, “by President as Commander-in-Chief and head of
constitutional fiat and by the intrinsic nature of his state is limited by the sovereign through judicially
office, the President, as head of State, is the sole determinable constitutional parameters.
organ and authority in the external affairs of the Foreign Military Bases; International
country [and] [i]n many ways, the President is the Agreements; View that the prohibition in Article
chief architect of the nation’s foreign policy.” The XVIII, Section 25 relates only to international
President is also the Commander-in-Chief of all agreements involving foreign military bases,
armed forces of the Philippines. He has the power troops, or facilities.—The prohibition in Article
XVIII, Section 25 relates only to international
agreements involving foreign military bases, achieve its objectives and, as such, has a
troops, or facilities. It does not prohibit the measure of rational utility. So, the purpose for
President from entering into other types of which the use of force is intended will be the major
agreements that relate to other aspects of his determinant of the course and character of a war.
powers as Commander-in-­Chief. As Clausewitz explains, war “is controlled by its
Same; View that there is nothing in Article political object,” which will set its course, prescribe
XVIII, Section 25 that defines the extent and the scale of means and effort which is required,
scope of the presence of foreign military bases, and makes its influence felt throughout down to
troops, or facilities, thereby justifying a distinction the smallest operational detail.
between their initial entry and subsequent Enhanced Defense Cooperation Agreement;
activities.—There is nothing in Article XVIII, View that the Enhanced Defense Cooperation
Section 25 that defines the extent and scope of Agreement (EDCA) was negotiated in
the presence of foreign military bases, troops, or
facilities, thereby justifying a distinction between
their initial entry and subsequent activities. Its very 290
structure shows that Article XVIII, Section 25 is not 29 SUPREME COURT REPORTS ANNOTATED
a mere gateway for the entry of foreign troops or 0
facilities into the Philippines for them to carry out
Saguisag vs. Ochoa, Jr.
any activity later on. The provision contains
measures designed to protect our country in the
broader scheme of international relations. Military private between representatives of the
presence shapes both foreign policy and political President and the United States (U.S.).—The
relations. War — or the threat thereof through the EDCA was negotiated in private between
position of troops, basing, and provision of military representatives of the President and the United
facilities — is an extension of politic, thus: The use States. The complete text of the negotiations was
of military force is a means to a higher end — the presented to the public in time for the visit of the
political object. War is a tool that policy uses to President of the United States. During its
presentation, the President’s representatives took
the position that no further public discussion would agreement that “deepens defense cooperation”
be held that might affect the terms of the EDCA. between the Philippines and the United States.
The President presented the EDCA as a final However, like the 1947 Military Bases Agreement,
product withdrawn from Senate or Congressional it is the agreement more than any other that will
input. The President curtailed even the possibility extensively shape our foreign policy.
of full public participation through a Congressional Constitutional Law; Treaties; Executive
Resolution calling for a referendum on this matter. Agreements; View that whether an international
Same; Foreign Policy; View that by allowing agreement is to be regarded as a treaty or as an
the entry of United States (U.S.) military personnel, executive agreement depends on the subject
their deployment into undefined missions here matter covered by and the temporal nature of the
and abroad, and their use of military assets staged agreement.—That the President may enter into
from our territory against their present and future international agreements as chief architect of the
enemies based on a general provision in the Philippines’ foreign policy has long been
Visiting Forces Agreement (VFA), the majority acknowledged. However, whether an international
now undermines the measures built into our agreement is to be regarded as a treaty or as an
present Constitution to allow the Senate, executive agreement depends on the subject
Congress and our People to participate in the matter covered by and the temporal nature of the
shaping of foreign policy.—By allowing the entry agreement. Commissioner of Customs v. Eastern
of United States military personnel, their Sea Trading, 3 SCRA 351 (1961), differentiated
deployment into undefined missions here and interna-
abroad, and their use of military assets staged
from our territory against their present and future
enemies based on a general provision in the VFA, 291
the majority now undermines the measures built VOL. 779, JANUARY 12, 2016
into our present Constitution to allow the Senate,
Saguisag vs. Ochoa, Jr.
Congress and our People to participate in the
shaping of foreign policy. The EDCA may be an
tional agreements that require Senate
concurrence from those that do not: International States of America concerning Military Bases,
agreements involving political issues or changes foreign military bases, troops or facilities shall not
of national policy and those involving international be allowed in the Philippines except under a treaty
arrangements of a permanent character usually duly concurred in by the Senate and, when the
take the form of treaties. But international Congress so requires, ratified by a majority of the
agreements embodying adjustments of detail votes cast by the people in a national referendum
carrying out well-established national policies and held for that purpose, and recognized as a treaty
traditions and those involving arrangements of a by the other contracting State. (Emphasis
more or less temporary nature usually take the supplied) There is a time stamp to the obligation
form of executive agreements. under this provision. The prohibition against
Foreign Military Bases; View that the “foreign military bases, troops, or facilities,” unless
prohibition against “foreign military bases, troops, covered by treaty or allowed through a
or facilities,” unless covered by treaty or allowed referendum, becomes effective “after the
through a referendum, becomes effective “after expiration in 1991 of the Agreement . . .
the expiration in 1991 of the Agreement . . . concerning Military Bases.” The treaty about to
concerning Military Bases.”—While these expire refers to the 1947 Military Bases
provisions in the 1951 Mutual Defense Treaty Agreement as amended. This was still in effect at
could reasonably be interpreted to include the time of the drafting, submission, and
activities done jointly by the Philippines and the ratification of the 1987 Constitution.
United States, nothing in International Law nor in Constitutional Law; Foreign Military Bases;
the Constitution can be reasonably read as Mutual Defense Treaty; View that the 1951 treaty
referring to this treaty for the authorization for is not the treaty contemplated in Article XVIII,
“foreign military bases, troops, or facilities” after Section 25.—The 1951 Mutual Defense Treaty
the ratification of the 1987 Constitution. Again, the was in effect at the time of the ratification of the
constitutional provision reads: Section 25. After Constitution in 1987. It was also in effect even
the expiration in 1991 of the Agreement between after the expiration of the Military Bases
the Republic of the Philippines and the United
change in circumstances that allows the
292 Philippines to terminate the 1951 Mutual Defense
29 SUPREME COURT REPORTS ANNOTATED Treaty. Although we should acknowledge this
2 suggestion during the oral arguments by
Saguisag vs. Ochoa, Jr. petitioners, we do not need to go into such an
issue and at this time to be able to resolve the
controversies in this case. We await a case that
Agreement in 1991. We could reasonably assume will provide a clearer factual backdrop properly
that those who drafted and ratified the 1987 pleaded by the parties. In addition, the Mutual
Constitution were aware of this legal situation and Defense Treaty is not the treaty contemplated by
of the broad terms of the 1951 treaty yet did not Article XVIII, Section 25 on account of its subject
expressly mention the 1951 Mutual Defense matter. In paragraph 5 of its Preamble, the Mutual
Treaty in Article XVIII, Section 25. We can Defense Treaty articulates the parties’ desire “to
conclude, with sturdy and unassailable logic, that strengthen their present efforts to collective
the 1951 treaty is not the treaty contemplated in defense for the preservation of peace and security
Article XVIII, Section 25. pending the development of a more
Treaties; Rebus Sic Stantibus; View that comprehensive system of regional security in the
Article 62 of the Vienna Convention on the Law of Pacific Area.”
Treaties provides for the principle of “rebus sic Same; Visiting Forces Agreement; View that
stantibus,” in that a fundamental change of the Visiting Forces Agreement (VFA) cannot also
circumstances may be a ground to terminate or be said to be the treaty required in Article XVIII,
withdraw from a treaty.—Paren­thetically, Article Section 25. This is because the United States
62 of the Vienna Convention on the Law of (U.S.), as the other contracting party, has never
Treaties provides for the principle of “rebus sic treated it as such under its own domestic laws.—
stantibus,” in that a fundamental change of The VFA cannot also be said to be the treaty
circumstances may be a ground to terminate or required in Article XVIII, Section 25. This is
withdraw from a treaty. Dean Merlin M. Magallona because the United States, as the other
is of the view that there has been a fundamental
contracting party, has never treated it as such requirement that the agreement be recognized as
under its own domestic laws. The VFA has the a treaty by the other contracting party, has
same status as that of the 1947 Military Bases resulted in an absurd situation of political
Agreement in that it is merely an executive asymmetry between the United States (U.S.) and
agreement on the part of United States: As the Philippines.—This court’s interpretation of a
articulated by Constitutional Commissioner Blas F. treaty under Article XVIII, Section 25 in BAYAN
Ople in the 1986 Constitutional Com- (Bagong Alyansang Makabayan) v. Zamora, 342
SCRA 449 (2000), which did away with the
requirement that the agreement be recognized as
293 a treaty by the other contracting party, has
VOL. 779, JANUARY 12, 2016 resulted 293in an absurd situation of political
asymmetry between the United States and the
Saguisag vs. Ochoa, Jr.
Philippines. A relationship where both parties are
on equal footing must be demanded, and from one
mission deliberations on this provision, the 1947 state to another. The Philippine government must
RP-US Military Bases Agreement was ratified by be firm in requiring that the United States establish
the Philippine Senate, but not by the United States stability in its international commitment, both by
Senate. In the eyes of Philippine law, therefore, legislation and jurisprudence. The doctrine laid
the Military Bases Agreement was a treaty, but by down in Bayan, insofar as the VFA is concerned,
the laws of the United States, it was a mere should now be revisited in light of new
executive agreement. This asymmetry in the legal circumstances and challenges in foreign policy
treatment of the Military Bases Agreement by the and international relations.
two countries was believed to be a slur to our Executive Agreements; Enhanced Defense
sovereignty. Cooperation Agreement; View that an executive
Same; View that this court’s interpretation of agreement merely provides for the detailed
a treaty under Article XVIII, Section 25 in BAYAN adjustments of national policies or principles
(Bagong Alyansang Makabayan) v. Zamora, 342 already existing in other treaties, statutes, or the
SCRA 449 (2000), which did away with the
Constitution; The Enhanced Defense Cooperation Foreign Military Bases; View that United States
Agreement (EDCA) contains significant and (U.S.) military forces will not only be allowed to
material obligations not contemplated by the “visit” Philippine territory to do a transient military
Visiting Forces Agreement (VFA). As an executive training exercise with their Philippine
agreement, it cannot be given any legal effect.— counterparts.—United States military forces will
As discussed earlier, an executive agreement not only be allowed to “visit” Philippine territory to
merely provides for the detailed adjustments of do a transient military training exercise with their
national policies or principles already existing in Philippine counterparts. They are also allowed to
other treaties, statutes, or the Constitution. It execute, among others, the following scenarios:
involves only the enforcement of clear and specific One: Parts of Philippine territory may be used as
provisions of the Constitution, law, or treaty. It staging areas for special or regular United States
cannot amend nor invalidate an existing statute, military personnel for intervention in conflict areas
treaty, or provision in the Constitution. It includesin the Southeast Asian region. This can be in the
agreements that form of landing rights given to their fighter jets and
stealth bombers or way stations for SEALS or
other special units entering foreign territory in
294 states not officially at war with the Philippines.
29 SUPREME COURT REPORTS ANNOTATED Two: Parts of Philippine territory may be used to
4 supplement overt communication systems of the
United States forces. For instance, cyberwarfare
Saguisag vs. Ochoa, Jr.
targeting a state hostile to the United States can
be launched from any of the Agreed Locations to
are of a temporary nature. This is not the case with pursue their interests even if this will not augur
the EDCA. The EDCA contains significant and well to Philippine foreign policy. Three: Parts of
material obligations not contemplated by the VFA. Philippine territory may be used to plan, deploy,
As an executive agreement, it cannot be given any and supply covert operations done by United
legal effect. States contractors such as Blackwater and other
Enhanced Defense Cooperation Agreement;
mercenary groups that have been used by the tions that are “necessary for their operational
United States in other parts of the world. The control or defense.” This authority extends to the
EDCA covers these types of operations within and protection of United States forces and contractors.
outside Philippine territory. Again, the In addition, the United States is merely obligated
consequences to Philippine foreign policy in cases to coordinate with Philippine authorities the
where targets are found in neighboring countries measures they will take in case they deem it
would be immeasurable. The Visiting Forces necessary to take action.
Agreement does not cover these sample activities. Same; Same; Same; Visiting Forces
Nor does it cover United States contractors. Agreement; View that what is clear is that the
Same; Same; Agreed Locations; View that Agreed Locations become a platform for the
blanket authority over Agreed Locations is granted United States (U.S.) to execute its new military
under Article VI, Section 3 of the Enhanced strategy and strengthen its presence in the Asia-
Defense Cooperation Agreement (EDCA). The Pacific, which is clearly outside the coverage of
United States (U.S.) forces are given a broad the Visiting Forces Agreement (VFA).—If, indeed,
range of powers with regard to the Agreed the goal is only to enhance mutual defense
Locations that are “necessary for their operational capabilities under the Mutual Defense Treaty
control or defense.”—Blanket authority over through conduct of joint military exercises
Agreed Locations is granted under Article VI, authorized by the VFA, then it behooves this court
Section 3 of the EDCA. The United States forces to ask the purpose of providing control and
are given a broad range of powers with regard to authority over Agreed Locations here in the
the Agreed Loca- Philippines when it is outside the coverage of both
the Mutual Defense Treaty and the VFA. Through
a vague reference to the VFA, respondents fail to
295 establish how the EDCA merely implements the
VOL. 779, JANUARY 12, 2016 VFA. They 295cannot claim that the provisions of the
EDCA merely make use of the authority previously
Saguisag vs. Ochoa, Jr.
granted under the VFA. What is clear is that the
Agreed Locations become a platform for the other contracting party.
United States to execute its new military strategy
and strengthen its presence in the Asia-Pacific,
which is clearly outside the coverage of the VFA. 296
Same; Same; Same; View that the Enhanced 29 SUPREME COURT REPORTS ANNOTATED
Defense Cooperation Agreement (EDCA) 6
authorizes the use of Philippine territory as bases
of operations. Although not as permanent as
Saguisag vs. Ochoa, Jr.
those set up pursuant to the 1947 Military Bases
Agreement (MBA), they are still foreign military At best, the United States’ only obligation is to
bases within the contemplation of Article XVIII, consult and coordinate with our government.
Section 25 of the Constitution; Ownership of the Under the EDCA, the consent of the Philippine
Agreed Locations under the EDCA is a diluted government does not extend to the operations and
concept, with the Philippine government devoid of activities to be conducted by the United States
any authority to set the parameters for what may forces and contractors. Operational control
and may not be conducted within the confines of remains solely with the United States government.
these areas.—The EDCA authorizes the use of The agreement did not create a distinction
Philippine territory as bases of operations. between domestic and international operations.
Although not as permanent as those set up Ownership of the Agreed Locations under the
pursuant to the 1947 Military Bases Agreement, EDCA is a diluted concept, with the Philippine
they are still foreign military bases within the government devoid of any authority to set the
contemplation of Article XVIII, Section 25 of the parameters for what may and may not be
Constitution. The development and use of these conducted within the confines of these areas.
Agreed Locations are clearly within the discretion Same; Same; View that the Enhanced
of the United States. The retention of ownership Defense Cooperation Agreement (EDCA) has an
by the Philippines under Article V(1) of the EDCA open-ended duration. Despite having an initial
does not temper the wide latitude accorded to the term of ten (10) years, Article XII(4) specifically
provides for the automatic continuation of the
agreement’s effectivity until a party communicates implemented. Treaties, being of the same status
its intent to terminate.—The EDCA has an open- as that of municipal law, may be modified either
ended duration. Despite having an initial term of by another statute or by the Constitution itself.
10 years, Article XII(4) specifically provides for the Treaties such as the VFA cannot be amended by
automatic continuation of the agreement’s an executive agreement.
effectivity until a party communicates its intent to Remedial Law; Civil Procedure; Judgments;
terminate. The purpose of the Agreed Locations is View that ruling on abstract cases presents the
also open-ended. At best, its definition and danger of foreclosing litigation between
description of rights provide that the areas shall be
for the use of United States forces and contractors.
However, short of referring to Agreed Locations as 297
bases, the EDCA enumerates activities that tend VOL. 779, JANUARY 12, 2016
to be military in nature, such as bunkering of
Saguisag vs. Ochoa, Jr.
vessels, pre-positioning of equipment, supplies,
and materiel, and deploying forces and materiel.
The United States is also allowed to undertake the real parties, and rendering advisory opinions
construction of permanent facilities, as well as to presents the danger of a court that substitutes its
use utilities and its own telecommunications own imagination and predicts facts, acts, or
systems. events that may or may not happen.—It is not this
Same; Visiting Forces Agreement; Treaties; court’s duty to “rule on abstract and speculative
View that the Enhanced Defense Cooperation issues barren of actual facts.” Ruling on abstract
Agreement (EDCA) amends the Visiting Forces cases presents the danger of foreclosing litigation
Agreement (VFA). Since the VFA is a treaty, the between real parties, and rendering advisory
EDCA cannot be implemented; Treaties such as opinions presents the danger of a court that
the VFA cannot be amended by an executive substitutes its own imagination and predicts facts,
agreement.—The EDCA amends the VFA. Since acts, or events that may or may not happen. Facts
the VFA is a treaty, the EDCA cannot be based on judicial proof must frame the court’s
discretion, as “[r]igor in determining whether
controversies brought before us are justiciable whether it should advise the President to reopen
avoids the counter majoritarian difficulties negotiations to amend some of its provisions. It is
attributed to the judiciary.” Abstract cases include the Senate, through Article VII, Section 21 in
those where another political department has yet relation to Article XVIII, Section 25, that was given
to act. In other words, a case not ripe for the discretion to make this initial inquiry exclusive
adjudication is not yet a concrete case. of all other constitutional bodies, including this
Political Law; Political Question Doctrine; court. A policy of deference and respect for the
View that in Diocese of Bacolod v. COMELEC, allocation of such power by the sovereign to a
747 SCRA 1 (2015), the Supreme Court (SC) held legislative chamber requires that we refrain from
that the political question doctrine never precludes making clear and categorical rulings on the
this court’s exercise of its power of judicial review constitutional challenges to the content of the
when the act of a constitutional body infringes EDCA.
upon a fundamental individual or collective Constitutional Law; Enhanced Defense
right.—In Diocese of Bacolod v. COMELEC, 747 Cooperation Agreement; View that while the
SCRA 1 (2015), this court held that the political Enhanced Defense Cooperation Agreement
question doctrine never precludes this court’s (EDCA) is a formal and official memorial of the
exercise of its power of judicial review when the results of negotia-
act of a constitutional body infringes upon a
fundamental individual or collective right.
However, this will only be true if there is no other 298
constitutional body to whom the discretion to 29 SUPREME COURT REPORTS ANNOTATED
make inquiry is preliminarily granted by the 8
sovereign. Ruling on the challenge to the content
Saguisag vs. Ochoa, Jr.
of the EDCA will preclude and interfere with any
future action on the part of the Senate as it
inquires into and deliberates as to whether it tions between the Philippines and the United
should give its concurrence to the agreement or States (U.S.), it is not yet effective until the Senate
concurs or there is compliance with Congressional
action to submit the agreement to a national through which we exist requires that we interpret
referendum in accordance with Article XVIII, its words to make real an independent foreign
Section 25 of the Constitution.—The judiciary has policy. It requires measures be fully publicly
the duty to ensure that the acts of all branches of discussed before any foreign resource capable of
government comply with the fundamental nature making war with our neighbors and at the
of the Constitution. While the EDCA is a formal command of a foreign sovereign — foreign military
and official memorial of the results of negotiations bases, troops and facilities — becomes effective.
between the Philippines and the United States, it Mutual Defense Treaty; Visiting Forces
is not yet effective until the Senate concurs or Agreement; View that the 1951 Mutual Defense
there is compliance with Congressional action to Treaty (MDT) and the Visiting Forces Agreement
submit the agreement to a national referendum in (VFA) was in effect when the Chinese invaded
accordance with Article XVIII, Section 25 of the certain features within our Exclusive Economic
Constitution. Zone (EEZ) in the West Philippine Sea. The
Same; View that by abbreviating the Americans did not come to our aid; The
constitutional process, the Supreme Court (SC) commitment of the United States (U.S.) remains
makes itself vulnerable to a reasonable ambiguous. The U.S.’ statement is that it will not
impression that we do not have the courage to interfere in those types of differences we have
enforce every word, phrase, and punctuation in with China, among others.—The 1951 Mutual
the Constitution promulgated by our People.—By Defense Treaty and the Visiting Forces
abbreviating the constitutional process, this court Agreement was in effect when the Chinese
makes itself vulnerable to a reasonable invaded certain features within our Exclusive
impression that we do not have the courage to Economic Zone in the West Philippine Sea. The
enforce every word, phrase, and punctuation in Americans did not come to our aid. The President
the Constitution promulgated by our People. We of the United States visited and, on the occasion
will stand weak, as an institution and by of that visit, our own President announced the
implication as a state, in the community of nations. completion of the EDCA. No clear,
In clear unequivocal words, the basic instrument
Sarza for petitioners in G.R. No. 212444.
299 Remigio D. Saladero, Jr., Noel V. Neri
VOL. 779, JANUARY 12, 2016 299
and Vicente Jaime M. Topacio for
Saguisag vs. Ochoa, Jr. petitioners-in-intervention Kilusang Mayo
Uno, et al.
unequivocal, and binding commitment was given Rene A.V. Saguisag petitioner in G.R.
with respect to the applicability of the Mutual
No. 212426 and for petitioner-intervenor
Defense Treaty to the entirety of our valid legal
claims in the West Philippine Sea. The Rene A.Q. Saguisag, Jr.
commitment of the United States remains SERENO, CJ.:
ambiguous. The United States’ statement is that it
will not interfere in those types of differences we The petitions1 before this Court question
have with China, among others. the constitutionality of the Enhanced
SPECIAL CIVIL ACTIONS in the Supreme Defense Cooperation Agreement (EDCA)
Court. Certiorari. between the Republic of the Philippines and
The facts are stated in the opinion of the the United States of America (U.S.).
Court. Petitioners allege that respondents
Harry L. Roque, Jr., Gilbert Teruel committed grave abuse of discretion
Andres, Romel R. Bagares, Ethel C. amounting to lack or excess of jurisdiction
Avisado and Evalyn Ursua for petitioners in when they entered into EDCA with the
G.R. No. 212426. U.S.,2 claiming that the instrument violated
Rachel F. Pastores, Amylyn B. Sato, multiple consti-
Francis Anthony P. Principe, Sandra Jill S. _______________
Santos, Carlos A. Montemayor, Maria 1 Petition of Saguisag, et al., Rollo (G.R. No. 212426,
Vol. I),
Kristina C. Conti and Maneeka Asistol pp. 3-66; Petition of Bayan, et al., Rollo (G.R. No.
212444, Vol. I), pp. 3-101. Powers of the President: Defense, Foreign
2 Petition of Saguisag, et al., p. 5, Rollo (G.R. No.
212426, Vol. I), p. 7; Petition of Bayan, et al., p. 5, Rollo
Relations, and EDCA
(G.R. No. 212444, Vol. I), p. 7.
A. The Prime Duty of the
State and the Consolida-
300 tion of Executive Power
30 SUPREME COURT REPORTS ANNOTATED
in the President
0
Saguisag vs. Ochoa, Jr. Mataimtim kong pinanunumpaan (o
pinatotohanan) na tutuparin ko nang buong
tutional provisions.3 In reply, respondents katapatan at sigasig ang aking mga
argue that petitioners lack standing to bring tungkulin bilang Pangulo (o Pangalawang
the suit. To support the legality of their Pangulo o Nanunungkulang Pangulo) ng
actions, respondents invoke the 1987 Pilipinas, pangangalagaan at ipagtatanggol
Constitution, treaties, and judicial ang kanyang Konstitusyon, ipatutupad ang
precedents.4 mga batas nito, magiging makatarungan sa
A proper analysis of the issues requires this bawat tao, at itatalaga ang aking sarili sa
Court to lay down at the outset the basic paglilingkod sa Bansa. Kasihan nawa aka
parameters of the constitutional powers and ng Diyos.
roles of the President and the Senate in – Panunumpa sa Katungkulan ng
respect of the above issues. A more Pangulo ng Pilipinas ayon sa Saligang
detailed discussion of these powers and Batas5
roles will be made in the latter portions. _______________
3 Principally the following provisions under the
I. Broad Constitutional Context of the
Constitution: Art. VII, Sec. 21; Art. XVIII, Sec. 25; Art. I;
Art. II, Secs. 2, 7, & 8; Art. VI, Sec. 28(4); and Art. VIII,
Sec. 1. See Petition of Saguisag, et al., pp. 23-59, Rollo
(G.R. No. 212426, Vol. I), pp. 25-61; Petition of Bayan,
The prime duty of the Government is to
et al., Rollo pp. 23-93 (G.R. No. 212444, Vol. I), pp. 25- serve and protect the people. The
95. Government may call upon the people to
4 Memorandum of the OSG, pp. 8-38, Rollo (G.R. defend the State and, in the fulfillment
No. 212426, Vol. I), pp. 438-468.
5 The Protocol, Ceremony, History, and Symbolism thereof, all citizens may be required, under
of the Presidential Inauguration, The Presidential conditions provided by law, to render
Museum and Library, available at personal military or civil service.7
<http://malacanang.gov.ph/1608-the-protocol-
ceremony-
(Emphases supplied)

B. The duty to protect the


301 territory and the citizens
VOL. 779, JANUARY 12, 2016 of the Philippines,
301 the
Saguisag vs. Ochoa, Jr. power to call upon the
people to defend the
The 1987 Constitution has “vested the State, and the President
executive power in the President of the as Commander-in-Chief
Republic of the Philippines.”6 While the
vastness of the executive power that has The duty to protect the State and its people
been consolidated in the person of the must be carried out earnestly and
President cannot be expressed fully in one effectively throughout the whole territory of
provision, the Constitution has stated the the Philippines in accordance with the
prime duty of the government, of which the constitutional provision on national territory.
President is the head: Hence, the President of the Philippines, as
the sole repository of executive power, is
the guardian of the Philippine archipelago, To carry out this important duty, the
including all the islands and waters President is equipped with authority over
embraced therein and all other territories the Armed Forces of the Philippines (AFP),9
over which it has sovereignty or jurisdiction. which is the protector of the people and the
These territories consist of its terrestrial, state. The AFP’s role is to secure the
fluvial, and aerial domains; including its sovereignty of the State and the integrity of
territorial sea, the seabed, the subsoil, the the national territory.10 In addition, the
insular shelves, and other submarine areas; Executive is constitutionally empowered to
and the waters around, between, maintain peace and order; protect life,
_______________ liberty, and property; and promote the
history-and-­symbolism-of-the-presidential-
inauguration> (last visited 5 Nov. 2015).
general welfare.11 In recognition of these
6 Constitution, Art. VII, Sec. 1. powers, Congress has specified that the
7 Id., Art. II, Sec. 4. President must oversee, ensure, and
reinforce our defensive capabilities against
external and internal threats12 and, in the
302 same vein, ensure that the country is
30 SUPREME COURT REPORTS ANNOTATED adequately prepared for all national and
2 local emergencies arising from natural and
Saguisag vs. Ochoa, Jr. man-made disasters.13
To be sure, this power is limited by the
and connecting the islands of the Constitution itself. To illustrate, the
archipelago, regardless of their breadth and President may call out the AFP to prevent
dimensions.8 or suppress instances of lawless violence,
invasion or rebellion,14 but not suspend the VOL. 779, JANUARY 12, 2016
privilege of the writ of habeas corpus for a Saguisag vs. Ochoa, Jr.
period exceeding 60 days, or place the
Philippines or any part thereof under martial Congress may in turn revoke the
law exceeding that same span. In the proclamation or suspension. The same
exercise of these powers, the President is provision provides for the Supreme Court’s
also duty-bound to submit a report to review of the factual basis for the
Congress, in person or in writing, within 48 proclamation or suspension, as well as the
hours from the proclamation of martial law promulgation of the decision within 30 days
or the suspension of the privilege of the writ from filing.
of habeas corpus; and
_______________ C. The power and duty to
8 Id., Art. I.
9 Id., Art. II, Sec. 3.
conduct foreign relations
10 Id.
11 Id., Art. II, Sec. 5. The President also carries the mandate of
12 Id., Art. VII, Sec. 18, in relation to Art. II, Secs. 3,
being the sole organ in the conduct of
4 & 7; Executive Order No. 292 (Administrative Code of
1987), Book IV (Executive Branch), Title VIII (National foreign relations.15 Since every state has the
Defense), Secs. 1, 15, 26 & 33 [hereinafter capacity to interact with and engage in
Administrative Code of 1987]. relations with other sovereign states,16 it is
13 Administrative Code of 1987, Book IV (Executive
Branch), Title XII (Local Government), Sec. 3(5).
but logical that every state must vest in an
14 Constitution, Art. VII, Sec. 18. agent the authority to represent its interests
to those other sovereign states.

303 The conduct of foreign relations is full of


complexities and consequences, James, The Creation of States in International Law,
p. 61 (2nd ed. 2007).
sometimes with life and death significance
to the nation especially in times of war. It
can only be entrusted to that department of 304
government which can act on the basis of 30 SUPREME COURT REPORTS ANNOTATED
the best available information and can 4
decide with decisiveness. x x x It is also the Saguisag vs. Ochoa, Jr.
President who possesses the most
comprehensive and the most confidential our diplomatic and consular officials
information about foreign countries for regularly brief him on meaningful events all
_______________
15 Id., Art. VII, Sec. 1, in relation to Administrative over the world. He has also unlimited
Code of 1987, Book IV (Executive Branch), Title I access to ultra-sensitive military intelligence
(Foreign Affairs), Secs. 3(1) and 20; Akbayan Citizens data. In fine, the presidential role in foreign
Action Party (“AKBAYAN”) v. Aquino, 580 Phil. 422; 558
SCRA 468 (2008); Pimentel, Jr. v. Office of the
affairs is dominant and the President is
Executive Secretary, 501 Phil. 303; 462 SCRA 622 traditionally accorded a wider degree of
(2005); People’s Movement for Press Freedom v. discretion in the conduct of foreign affairs.
Manglapus, G.R. No. 84642, 13 September 1988 The regularity, nay, validity of his actions
(unreported) (citing United States v. Curtiss-Wright
Export Corp., 299 U.S. 304 [1936]); Bernas, Joaquin, are adjudged under less stringent
Foreign Relations in Constitutional Law, p. 101 (1995); standards, lest their judicial repudiation lead
Cortes, Irene R., the Philippine Presidency: A Study of to breach of an international obligation,
Executive Power, p. 187 (1966); Sinco, Vicente G.,
Philippine Political Law: Principles and Concepts, p. 297
rupture of state relations, forfeiture of
(10th ed., 1954). confidence, national embarrassment and a
16 See 1933 Montevideo Convention on the Rights plethora of other problems with equally
and Duties of States, Art. 1, 165 LNTS 19; Crawford,
undesirable consequences.17 role of the Senate
_______________
17 Vinuya v. Romulo, 633 Phil. 538, 570; 619 SCRA
The role of the President in foreign affairs is 533, 561 (2010) (quoting the Dissenting Opinion of then
qualified by the Constitution in that the Chief Assoc. Justice Reynato S. Puno in Secretary of Justice
Executive must give paramount importance v. Lantion, 379 Phil. 165, 233-234; 322 SCRA 160, 221-
to the sovereignty of the nation, the integrity 222 [2000]).
18 Constitution, Art. II, Sec. 7.
of its territory, its interest, and the right of
the sovereign Filipino people to self-
determination.18 In specific provisions, the 305
President’s power is also limited, or at least VOL. 779, JANUARY 12, 2016
shared, as in Section 2 of Article II on the Saguisag vs. Ochoa, Jr.
conduct of war; Sections 20 and 21 of
Article VII on foreign loans, treaties, and Clearly, the power to defend the State and
international agreements; Sections 4(2) and to act as its representative in the
5(2)(a) of Article VIII on the judicial review international sphere inheres in the person of
of executive acts; Sections 4 and 25 of the President. This power, however, does
Article XVIII on treaties and international not crystallize into absolute discretion to
agreements entered into prior to the craft whatever instrument the Chief
Constitution and on the presence of foreign Executive so desires. As previously
military troops, bases, or facilities. mentioned, the Senate has a role in
ensuring that treaties or international
D. The relationship between agreements the President enters into, as
the two major presiden- contemplated in Section 21 of Article VII of
tial functions and the the Constitution, obtain the approval of two-
thirds of its members. own erudite mind, has the prerogative to either accept
or reject the proposed agreement, and whatever action
Previously, treaties under the 1973 it takes in the exercise of its wide latitude of discretion,
Constitution required ratification by a pertains to the wisdom rather than the legality of the act.
majority of the Batasang Pambansa,19 In this sense, the Senate partakes a principal, yet
except in instances wherein the President delicate, role in keeping the principles of separation of
powers and of checks and balances alive and vigilantly
“may enter into international treaties or ensures that these cherished rudiments remain true to
agreements as the national welfare and their form in a democratic government such as ours. The
interest may require.”20 This left a large Constitution thus animates, through this treaty-
concurring power of the Senate, a healthy system of
margin of discretion that the President could checks and balances indis-
use to bypass the Legislature altogether.
This was a departure from the 1935
Constitution, which explicitly gave the 306
President the power to enter into treaties 30 SUPREME COURT REPORTS ANNOTATED
only with the concurrence of two-thirds of all 6
the Members of the Senate.21 The 1987 Saguisag vs. Ochoa, Jr.
Constitution returned the Senate’s power22
and, with it, the legislative’s traditional role The responsibility of the President when it
in foreign affairs.23 comes to treaties and international
_______________
agreements under the present Constitution
19 Id. (1973, as amended), Art. VIII, Sec. 14(1).
20 Id. (1973, as amended), Art. VIII, Sec. 16. is therefore shared with the Senate. This
21 Id. (1935), Art. VII, Sec. 10(7). shared role, petitioners claim, is bypassed
22 Id., Art. VII, Sec. 21. by EDCA.
23 Quoth the Court: “For the role of the Senate in
relation to treaties is essentially legislative in character;
the Senate, as an independent body possessed of its II. Historical Antecedents of EDCA
A. U.S. takeover of Spanish pensable toward our nation’s pursuit of political maturity
and growth.” Bayan (Bagong Alyansang Makabayan) v.
colonization and its mili- Zamora, 396 Phil. 623; 342 SCRA 449 (2000).
tary bases, and the tran- 24 Foreign Service Institute, Agreements on United
sition to Philippine inde- States Military Facilities in Philippine Military Bases,
pendence 1947-1985, p. ix (Pacifico A. Castro, revised ed., 1985).
25 Treaty of Peace Between the United States of
America and the Kingdom of Spain, 10 Dec. 1898, 30
The presence of the U.S. military forces in US Stat. 1754, T.S. No. 343 (1898) (entered into force
the country can be traced to their pivotal 11 Apr. 1899).
26 Foreign Service Institute, supra.
victory in the 1898 Battle of Manila Bay 27 Id.
during the Spanish-­American War.24 Spain
relinquished its sovereignty over the
Philippine Islands in favor of the U.S. upon 307
its formal surrender a few months later.25 By VOL. 779, JANUARY 12, 2016
1899, the Americans had consolidated a Saguisag vs. Ochoa, Jr.
military administration in the archipelago.26
When it became clear that the American led to the downfall of the first Philippine
forces intended to impose colonial control Republic.28 The Americans henceforth
over the Philippine Islands, General Emilio began to strengthen their foothold in the
Aguinaldo immediately led the Filipinos into country.29 They took over and expanded the
an all-out war against the U.S.27 The former Spanish Naval Base in Subic Bay,
Filipinos were ultimately defeated in the Zambales, and put up a cavalry post called
Philippine-American War, which lasted until Fort Stotsenberg in Pampanga, now known
1902 and as Clark Air Base.30
_______________
When talks of the eventual independence of
the Philippine Islands gained ground, the a part thereof or in an ordinance appended thereto,
contain provisions to the effect that, pending the final
U.S. manifested the desire to maintain and complete withdrawal of the sovereignty of the
military bases and armed forces in the United States over the Philippine Islands — ­(1) The
country.31 The U.S. Congress later enacted Philippine Islands recognizes the right of the United
the Hare­-Hawes-Cutting Act of 1933, States x x x to maintain military and other reservations
and armed forces in the Philippines x x x.”
which required that the proposed 33 Hare-Hawes-Cutting Act, Secs. 5 & 10.
constitution of an independent Philippines According to the law: “Sec. 5. All the property and
recognize the right of the U.S. to maintain rights which may have been acquired in the Philippine
Islands by the United States under the treaties
the latter’s armed forces and military mentioned in the first section of this Act, except such
bases.32 The Philippine Legislature rejected land or other property as has heretofore been
that law, as it also gave the U.S. the power designated by
to unilaterally designate any part of
Philippine territory as a permanent military
or naval base of the U.S. within two years
from complete independence.33 308
_______________ 30 SUPREME COURT REPORTS ANNOTATED
28 Id. 8
29 Id. Saguisag vs. Ochoa, Jr.
30 Id.
31 Id.; Simbulan, Roland G., The Bases of our
Insecurity: A Study of the US Military Bases in the The U.S. Legislature subsequently crafted
Philippines, p. 13 (2nd ed. 1985). another law called the Tydings-McDuffie
32 Hare-Hawes-Cutting Act, ch. 11, Sec. 2(1), 47 US
Stat. 761 (1933). According to the law: “Sec. 2. The
Act or the Philippine Independence Act of
constitution formulated and drafted shall be republican 1934. Compared to the old Hare-Hawes-
in form, shall contain a bill of rights, and shall, either as Cutting Act, the new law provided for the
surrender to the Commonwealth 127, Secs. 5 & 10, 48 US Stat. 456 (1934) [hereinafter
Philippine Independence Act]. According to the law:
Government of “all military and other “SEC. 10. (a) On the 4th day of July immediately
reservations” of the U.S. government in the following the expiration of a period of ten years from the
Philippines, except “naval reservations and date of the inauguration of the new government under
refueling stations.”34 Furthermore, the law the constitution provided for in this Act the President of
the United States shall by proclamation withdraw and
au- surrender all right of possession, supervision,
_______________ jurisdiction, control, or sovereignty then existing and
the President of the United States for military and exercised by the United States in and over the territory
other reservations of the Government of the United and people of the Philippine Islands, including all military
States x x x are hereby granted to the government of the and other reservations of the Government of the United
Commonwealth of the Philippine Islands when States in the Philippines (except such naval
constituted. x x x x.” “Sec. 10. On the 4th day of July, reservations and fueling stations as are reserved under
immediately following the expiration of a period of ten Section 5) x x x.” See Foreign Service Institute, id.
years from the date of the inauguration of the new
government under the constitution provided for in this
Act, the President of the United States shall by
proclamation withdraw and surrender all right of 309
possession, supervision, jurisdiction, control, or 30 SUPREME COURT REPORTS ANNOTATED
sovereignty then existing and exercised by the United 9
States in and over the territory and people of the
Philippine Islands, including all military and other Saguisag vs. Ochoa, Jr.
reservations of the Government of the United States in
the Philippines (except such land or property reserved thorized the U.S. President to enter into
under Section 5 as may be redesignated by the
President of the United States not later than two years
negotiations for the adjustment and
after the date of such proclamation).” See Foreign settlement of all questions relating to naval
Service Institute, supra note 24; Simbulan, supra note reservations and fueling stations within two
31. years after the Philippines would have
34 Philippine Independence Act, US Pub. L. No. 73-
gained independence.35 Under the Tydings- _______________
35 Philippine Independence Act, Secs. 5 & 10;
McDuffie Act, the U.S. President would Foreign Service Institute, id.
proclaim the American withdrawal and 36 Philippine Independence Act, Sec. 10.
surrender of sovereignty over the islands 10 37 Foreign Service Institute, supra note 24 at p. ix;
years after the inauguration of the new Simbulan, supra note 31 at pp. 13-14.
38 See Agreement Between the Republic of the
government in the Philippines.36 This law Philippines and the United States of America
eventually led to the promulgation of the Concerning Military Bases, preamble, 14 Mar. 1947, 43
1935 Philippine Constitution. UNTS 271 (entered into force 26 Mar. 1947) [hereinafter
1947 Military Bases Agreement]; Foreign Service
The original plan to surrender the military Institute, id.
bases changed.37 At the height of the 39 Treaty of General Relations between the
Second World War, the Philippine and the Republic of the Philippines and the United States of
U.S. Legislatures each passed resolutions America, Art. I, 4 Jul. 1946, 7 UNTS 3 (1946) (entered
into force 22 Oct. 1946) [hereinafter 1946 Treaty of
authorizing their respective Presidents to General Relations]. According to the treaty: “The United
negotiate the matter of retaining military States of America agrees to withdraw and surrender,
bases in the country after the planned and does hereby withdraw and surrender, all rights of
possession, supervision, jurisdiction, control or
withdrawal of the U.S.38 Subsequently, in
sovereignty existing and exercised by the United States
1946, the countries entered into the Treaty of America in and over the territory and the
of General Relations, in which the U.S.
relinquished all control and sovereignty
over the Philippine Islands, except the 310
areas that would be covered by the 31 SUPREME COURT REPORTS ANNOTATED
American military bases in the country.39 0
This treaty eventually led Saguisag vs. Ochoa, Jr.
to the creation of the post-colonial legal Philippines to negotiate with the U.S. to
regime on which would hinge the continued allow the latter to
presence of U.S. military forces until 1991: _______________
people of the Philippine Islands, except the use of
the Military Bases Agreement (MBA) of such bases, necessary appurtenances to such bases,
1947, the Military Assistance Agreement of and the rights incident thereto, as the United States of
1947, and the Mutual Defense Treaty (MDT) America, by agreement with the Republic of the
of 1951.40 Philippines may deem necessary to retain for the mutual
protection of the Republic of the Philippines and of the
United States of America. x x x.” The Philippine Senate
B. Former legal regime on concurred in this treaty (S. Res. 11, 1st Cong. [1946]).
the presence of U.S. armed See also: Nicolas v. Romulo, 598 Phil. 262; 578 SCRA
438 (2009).
forces in the territory of 40 Foreign Service Institute, supra note 24 at pp. x-
an independent Philip- xi; Bayan (Bagong Alyansang Makabayan) v. Zamora,
pines (1946-1991) supra note 23.
41 1947 Military Bases Agreement.
42 S. Res. 29, 1st Cong. (1946); Philippine
Soon after the Philippines was granted instrument of ratification was signed by the President on
independence, the two countries entered 21 Jan. 1948 and the treaty entered into force on 26 Mar.
into their first military arrangement pursuant 1947; Nicolas v. Romulo, supra note 39.
43 Foreign Service Institute, supra note 24 at pp. x-
to the Treaty of General Relations — the
xi; Simbulan, supra note 31 at pp. 76-79.
1947 MBA.41 The Senate concurred on the
premise of “mutuality of security interest,”42
which provided for the presence and 311
operation of 23 U.S. military bases in the VOL. 779, JANUARY 12, 2016
Philippines for 99 years or until the year Saguisag vs. Ochoa, Jr.
2046.43 The treaty also obliged the
expand the existing bases or to acquire new 1947 MBA through the Romualdez-
ones as military necessity might require.44 Armacost Agreement.51 The revision
A number of significant amendments to the pertained to the operational use of the
1947 MBA were made.45 With respect to its military bases by the U.S. government
duration, the parties entered into the within the context of Philippine
Ramos-Rusk Agreement of 1966, which sovereignty, including the need for prior
52

reduced the term of the treaty from 99 years consultation with the Philippine government
to a total of 44 years or until 1991.46 on the former’s use of the bases for military
Concerning the number of U.S. military combat operations or the establishment of
bases in the country, the Bohlen-Serrano long-range missiles.53
Memorandum of Agreement provided for _______________
44 1947 Military Bases Agreement, Art. 1(3);
the return to the Philippines of 17 U.S. Foreign Service Institute, id., at p. xii; Simbulan, id., at
military bases covering a total area of pp. 78-79.
117,075 hectares.47 Twelve years later, the 45 Foreign Service Institute, id., at pp. xii-xv.
U.S. returned Sangley Point in Cavite City 46 Id., at p. xiii.
47 Id., at p. xii.
through an exchange of notes.48 Then, 48 Id., at p. xiii.
through the Romulo-Murphy Exchange of 49 Id.
Notes of 1979, the parties agreed to the 50 Id.
51 Id., at pp. xiii-xiv.
recognition of Philippine sovereignty over 52 Id.
Clark and Subic Bases and the reduction of 53 Id.
the areas that could be used by the U.S.
military.49 The agreement also provided for
the mandatory review of the treaty every 312
five years.50 In 1983, the parties revised the 31 SUPREME COURT REPORTS ANNOTATED
2 armed forces of the Republic of the Philippines, in the
form of transfer of property and information, giving of
Saguisag vs. Ochoa, Jr. technical advice and lending of personnel to instruct and
train them, pursuant to the provisions of United States
Pursuant to the legislative authorization Public Act Numbered Four hundred and fifty-four,
commonly called the ‘Republic of the Philippines Military
granted under Republic Act No. 9,54 the
Assistance Act,’ under the terms and conditions
President also entered into the 1947 Military provided in this Act.”
Assistance Agreement55 with the U.S. This 55 Agreement Between the Government of the
executive agreement established the Republic of the Philippines and the Government of the
United States of America on Military Assistance to the
conditions under which U.S. military Philippines, 45 UNTS 47 (entered into force 21 Mar.
assistance would be granted to the 1947) [hereinafter 1947 Military Assistance Agreement].
Philippines,56 particularly the provision of 56 Foreign Service Institute, supra note 24 at p. xi;
military arms, ammunitions, supplies, Simbulan, supra note 31, at pp. 79-89.
57 1947 Military Assistance Agreement, Sec. 6.
equipment, vessels, services, and training 58 Exchange of Notes Constituting an Agreement
for the latter’s defense forces.57 An Extending the Agreement Between the Government of
exchange of notes in 1953 made it clear that the Republic of the Philippines and the Government of
the United States of America on Military Assistance to
the agreement would remain in force until the Philippines, 26 Jun. 1953, 213 UNTS 77 (entered
terminated by any of the parties.58 into force 5 Jul. 1953) reproduced in Foreign Service
_______________ Institute, supra note 24 at pp. 197-203. See Mutual
54 Republic Act No. 9 — Authority of President to Logistics Support Agree-
Enter into Agreement with US under Republic of the Phil.
Military Assistance Act (1946). According to Section 1
thereof: “The President of the Philippines is hereby
authorized to enter into agreement or agreements with 313
the President of the United States, or with any of the To further strengthen their defense and
agencies or instrumentalities of the Government of the security relationship,59 the Philippines and
United States, regarding military assistance to the
the U.S. next entered into the MDT in 1951. Alyansang Makabayan) v. Zamora, supra note 23.
60 S. Res. 84, 2nd Cong. (1952); Foreign Service
Concurred in by both the Philippine60 and Institute, supra note 24 at pp. 193-194; The Philippine
the U.S.61 Senates, the treaty has two main instrument of ratification was signed by the President on
features: first, it allowed for mutual 27 August 1952 and it entered into force on the same
assistance in maintaining and developing date upon the exchange of ratification between the
Parties (Philippines and U.S.), and was proclaimed by
their individual and collective capacities to the President by virtue of Proc. No. 341, S. 1952.
resist an armed attack;62 and second, it 61 Nicolas v. Romulo, supra note 39 (citing U.S.
provided for their mutual self-defense in the Congressional Record, 82nd Congress, Second
Session, Vol. 98, Part 2, pp. 2594-2595).
event of an armed attack against the 62 1951 MDT, Art. II.
territory of either party.63 The treaty was 63 Id., Arts. IV-V.
premised on their recognition that an armed 64 Padua, Colonel Paterno C., Republic of the
attack on either of them would equally be a Philippines United States Defense Cooperation:
Opportunities and Challenges, A Filipino Perspective, p.
threat to the security of the other.64 6 (2010).
_______________
ment (21 Nov. 2007). See generally: People v.
Nazareno, 612 Phil. 753; 595 SCRA 438 (2009) (on the
continued effectivity of the agreement). 314
59 See Mutual Defense Treaty between the 31 SUPREME COURT REPORTS ANNOTATED
Republic of the Philippines and the United States of 4
America, 30 Aug. 1951, 177 UNTS 133 (entered into
force 27 Aug. 1952) [hereinafter 1951 MDT]. According Saguisag vs. Ochoa, Jr.
to its preamble: “The Parties to this Treaty x x x Desiring
further to strengthen their present efforts to collective C. Current legal regime on
defense for the preservation of peace and security
pending the development of a more comprehensive the presence of U.S. armed
system of regional security in the Pacific Area x x x forces in the country
hereby agreed as follows[.]” See: Bayan (Bagong
In view of the impending expiration of the _______________
65 Bayan (Bagong Alyansang Makabayan) v.
1947 MBA in 1991, the Philippines and the Zamora, supra note 23; People’s Movement for Press
U.S. negotiated for a possible renewal of Freedom v. Manglapus, supra note 15.
their defense and security relationship.65 66 See Treaty of Friendship, Cooperation and
Termed as the Treaty of Friendship, Security Between the Government of the Republic of the
Philippines and the Government of the United States of
Cooperation and Security, the countries America, 27 Aug. 1991 (rejected by the Senate on 16
sought to recast their military ties by Sept. 1991).
providing a new framework for their defense 67 Id., Art. VII; Supplementary Agreement Two to
the Treaty of Friendship, Cooperation and Security, Arts.
cooperation and the use of Philippine I & II(9).
installations.66 One of the proposed 68 Bayan (Bagong Alyansang Makabayan) v.
provisions included an arrangement in Zamora, supra note 23.
which U.S. forces would be granted the use 69 Id.; Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and
of certain installations within the Philippine Security reproduced in Senate of the Philippines, The
naval base in Subic.67 On 16 September Visiting Forces Agreement: The Senate Decision, p. 206
1991, the Senate rejected the proposed (1999); Lim v. Executive Secretary, 430 Phil. 555; 380
SCRA 739 (2002).
treaty.68
The consequent expiration of the 194 7
MBA and the resulting paucity of any formal
315
agreement dealing with the treatment of VOL. 779, JANUARY 12, 2016
U.S. personnel in the Philippines led to the Saguisag vs. Ochoa, Jr.
suspension in 1995 of large-scale joint
military exercises.69 In the meantime, the
agreed70 to hold joint exercises at a
respective governments of the two
substantially reduced level.71 The military
countries
arrangements between them were revived note 69; Lim v. Executive Secretary, supra note 69;
Bayan (Bagong Alyansang Makabayan) v. Zamora,
in 1999 when they concluded the first supra note 23.
Visiting Forces Agreement (VFA).72 72 Agreement Between the Government of the
As a “reaffirm[ation] [of the] obligations Republic of the Philippines and the Government of the
under the MDT,”73 the VFA has laid down United States of America Regarding the Treatment of
United States Armed Forces Visiting the Philippines,
the regulatory mechanism for the treatment Phil.-U.S., 10 Feb. 1998, TIAS No. 12931 (entered into
of U.S. military and civilian personnel force 1 Jun. 1999) [hereinafter VFA I], reproduced in
visiting the country.74 It contains provisions Senate of the Philippines, id., at pp. 257-266 (1999); Lim
v. Executive Secretary, id.
on the entry and departure of U.S. 73 VFA I, preamble. See: Lim v. Executive Secretary,
personnel; the purpose, extent, and id. In Lim, we explained that “It is the VFA which gives
limitations of their activities; criminal and continued relevance to the MDT despite the passage of
disciplinary jurisdiction; the waiver of years. Its primary goal is to facilitate the promotion of
_______________ optimal cooperation between American and Philippine
70 Agreement regarding the status of U.S. military military forces in the event of an attack by a common
and civilian personnel, Exchange of notes between the foe.”
DFA and the U.S. Embassy in Manila on Apr. 2, and 74 Bayan (Bagong Alyansang Makabayan) v.
June 11 and 21, 1993, Hein’s No. KAV 3594 (entered Zamora, supra note 23 at p. 637; p. 469.
into force 21 June 1993) [hereinafter Status of Forces
Agreement of 1993]. The agreement was extended on
19 September 1994; on 28 April 1995 (See Hein’s No. 316
KAV 4245); and 8 December 1995 (See Hein’s No. KAV 31 SUPREME COURT REPORTS ANNOTATED
4493). See also Mason, R. Chuck, Status of Forces
Agreement (Sofa): What Is It, and How Has It Been 6
Utilized?, p. 14 (2012). Saguisag vs. Ochoa, Jr.
71 Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and
Security reproduced in Senate of the Philippines, supra
certain claims; the importation and
exportation of equipment, materials, Military
supplies, and other pieces of property _______________
75 VFA I; Lim v. Executive Secretary, supra note 69.
owned by the U.S. government; and the 76 Agreement between the Government of the
movement of U.S. military vehicles, vessels, United States of America and the Government of the
and aircraft into and within the country.75 Republic of the Philippines Regarding the Treatment of
The Philippines and the U.S. also entered Republic of the Philippines Personnel Visiting the United
States of America, Phil.-U.S., 9 Oct. 1998, TIAS No.
into a second counterpart agreement (VFA 12931 [hereinafter VFA II].
II), which in turn regulated the treatment of 77 Senate Resolution No. 18, 27 May 1999
Philippine military and civilian personnel reproduced in Senate of the Philippines, supra note 69
at pp. 185-190; Bayan (Bagong Alyansang Makabayan)
visiting the U.S.76 The Philippine Senate v. Zamora, supra note 23.
concurred in the first VFA on 27 May 1999.77 78 Lim v. Executive Secretary, supra note 69.
Beginning in January 2002, U.S. military 79 Id.
and civilian personnel started arriving in 80 Mutual Logistics Support Agreement Between
the Department of Defense of the United States of
Mindanao to take part in joint military America and the Department of National Defense of the
exercises with their Filipino counterparts.78 Republic of the Philippines, Preamble, 21 Nov. 2002
Called Balikatan, these exercises involved [hereinafter 2002 MLSA]. According to the preamble
thereof, the parties “have resolved to conclude” the
trainings aimed at simulating joint military
agreement in light of their “desir[e] to further the
maneuvers pursuant to the MDT.79 interoperability, readiness, and effectiveness of their
In the same year, the Philippines and the respective military forces through increased logistic
U.S. entered into the Mutual Logistics cooperation in accordance with the RP-US Mutual
Defense
Support Agreement to “further the
interoperability, readiness, and
effectiveness of their respective military 317
forces”80 in accordance with the MDT, the VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr. no longer neces-
_______________
Treaty, RP-US Visiting Forces Agreement or the RP-US
Assistance Agreement of 1953, and the Military Assistance Agreement.” Consequently, Article II
VFA.81 The new agreement outlined the of the agreement provides that: “[it] shall be
basic terms, conditions, and procedures for implemented, applied and interpreted by the Parties in
facilitating the reciprocal provision of accordance with the provisions of the Mutual Defense
Treaty, the Visiting Forces Agreement or the Military
logistics support, supplies, and services Assistance Agreement and their respective constitutions,
between the military forces of the two national laws and regulations.”
countries.82 The phrase “logistics support 81 2002 MLSA, Preamble.
82 Id., Art. I.
and services” includes billeting, operations 83 Id., Art. IV(1)(a); Padua, supra note 64 at pp. 1-2.
support, construction and use of temporary 84 See Mutual Logistics Support Agreement
structures, and storage services during an Between the Department of Defense of the United
approved activity under the existing military States of America and the Department of National
Defense of the Republic of the Philippines, Art. IX, 8 Nov.
arrangements.83 Already extended twice, 2007 (applied provisionally on 8 Nov. 2007; entered into
the agreement will last until 2017.84 force 14 Jan. 2009) [hereinafter 2007 MLSA]; Extension
of the Mutual Logistics Support Agreement (RP-US-01)
Between the Department of Defense of the United
D. The Enhanced Defense
States of America and the Department of National
Cooperation Agreement Defense of the Republic of the Philippines (entered into
force 6 Nov. 2012).
EDCA authorizes the U.S. military forces to
have access to and conduct activities within
certain “Agreed Locations” in the country. It 318
was not transmitted to the Senate on the 31 SUPREME COURT REPORTS ANNOTATED
executive’s understanding that to do so was 8
Saguisag vs. Ochoa, Jr. 85 Memorandum of the OSG, pp. 8, 24 Rollo (G.R.
No. 212426, Vol. I), pp. 438, 454.
86 See Note No. 1082 of the U.S. Embassy to the
sary.85 Accordingly, in June 2014, the DFA dated 25 June 2014, Annex B of the Memorandum
Department of Foreign Affairs (DFA) and of the OSG, Rollo (G.R. No. 212426, Vol. I), p. 477;
the U.S. Embassy exchanged diplomatic Memorandum of the OSG, p. 8, Rollo (G.R. No. 212426,
Vol. I), p. 438.
notes confirming the completion of all 87 Statement of Secretary Albert F. del Rosario on
necessary internal requirements for the the signing of the PH-U.S. EDCA, Department of
agreement to enter into force in the two Foreign Affairs (28 Apr. 2014) available at
<https://www.dfa.gov.ph/index.php/newsroom/dfa­-
countries.86 releases/2694-statement-of-secretary-albert-f-del-
According to the Philippine government, the rosario-on-the-signing-of-the-philippines-us-enhanced-
conclusion of EDCA was the result of ­defense-cooperation-agreement> (last visited 5 Nov.
intensive and comprehensive negotiations 2015); Frequently Asked Questions (FAQ) on the
Enhanced Defense Cooperation Agreement,
in the course of almost two years.87 After Department of Foreign Affairs (28 Apr. 2014) available
eight rounds of negotiations, the Secretary at <https://www.dfa.gov.ph/index.php/newsroom/dfa-
of National Defense and the U.S. releases/2693-frequently-asked-questions-faqs-on-
the­-enhanced-defense-cooperation-agreement> (last
Ambassador to the Philippines signed the
visited 5 Nov. 2015).
agreement on 28 April 2014.88 President 88 EDCA; Memorandum of OSG, p. 3, Rollo (G.R.
Benigno S. Aquino III ratified EDCA on 6 No. 212426, Vol. I), p. 433.
June 2014.89 The OSG clarified during the 89 Instrument of Ratification, Annex of A of the
Memorandum of OSG, Rollo, p. 476.
oral arguments90 that the Philippine and the 90 Oral Arguments, TSN, 25 November 2014, pp.
U.S. governments had yet to agree formally 119-120.
on the specific sites of the Agreed Locations
mentioned in the agreement.
_______________ 319
VOL. 779, JANUARY 12, 2016 EDCA 319in the form of an executive
Saguisag vs. Ochoa, Jr. agreement. For this reason, we cull the
issues before us:
Two petitions for certiorari were thereafter
filed before us assailing the constitutionality A. Whether the essential requisites for
of EDCA. They primarily argue that it should judicial review are present.
have been in the form of a treaty concurred B. Whether the President may enter into an
in by the Senate, not an executive executive agreement on foreign military
agreement. bases, troops, or facilities.
On 10 November 2015, months after the C. Whether the provisions under EDCA are
oral arguments were concluded and the consistent with the Constitution, as well as
parties ordered to file their respective with existing laws and treaties.
memoranda, the Senators adopted Senate
Resolution No. (SR) 105.91 The resolution _______________
91 Rollo (G.R. No. 212444), pp. 865-867.
expresses the “strong sense”92 of the 92 According to the Resolution: “Be it further
Senators that for EDCA to become valid resolved that this resolution expressing the strong sense
and effective, it must first be transmitted to of the Senate be formally submitted to the Supreme
Court through the Chief Justice.” Id., at p. 867.
the Senate for deliberation and concurrence.

III. Issues
320
32 SUPREME COURT REPORTS ANNOTATED
Petitioners mainly seek a declaration 0
that the Executive Department committed Saguisag vs. Ochoa, Jr.
grave abuse of discretion in entering into
branch or an instrumentality of government
IV. Discussion has acted beyond the scope of the latter’s
constitutional powers.94 As articulated in
A. Whether the essential Section 1, Article VIII of the Constitution, the
requisites for judicial power of judicial review involves the power
review have been satisfied to resolve cases in which the questions
concern the constitutionality or validity of
Petitioners are hailing this Court’s power of any treaty, international or executive
judicial review in order to strike down EDCA agreement, law, presidential decree,
for violating the Constitution. They stress proclamation, order, instruction, ordinance,
that our fundamental law is explicit in or regula-
prohibiting the presence of foreign military _______________
93 Francisco, Jr. v. Nagmamalasakit na mga
forces in the country, except under a treaty Manananggol ng mga Manggagawang Pilipino, Inc.,
concurred in by the Senate. Before this 460 Phil. 830, 914; 415 SCRA 44, 133 (2003).
Court may begin to analyze the 94 See: Chavez v. Judicial and Bar Council, G.R. No.
constitutionality or validity of an official act 202242, 17 July 2012, 676 SCRA 579; Tagolino v.
House of Representatives Electoral Tribunal, G.R. No.
of a coequal branch of government, 202202, 19 March 2013, 693 SCRA 574; Gutierrez v.
however, petitioners must show that they House of Representatives Committee on Justice, 658
have satisfied all the essential requisites for Phil. 322; 643 SCRA 198 (2011); Francisco, Jr. v.
Nagmamalasakit na mga Manananggol ng mga
judicial review.93 Manggagawang Pilipino, Inc., id.; Demetria v. Alba, 232
Distinguished from the general notion of Phil. 222; 148 SCRA 208 (1987).
judicial power, the power of judicial review
specially refers to both the authority and the
duty of this Court to determine whether a 321
VOL. 779, JANUARY 12, 2016 321
and independent of each other. The
Saguisag vs. Ochoa, Jr. Constitution has provided for an elaborate
system of checks and balances to secure
tion.95 In Angara v. Electoral Commission, coordination in the workings of the various
this Court exhaustively discussed this departments of the government. x x x. And
“moderating power” as part of the system of the judiciary in turn, with the Supreme Court
checks and balances under the Constitution. as the final arbiter, effectively checks the
In our fundamental law, the role of the Court other departments in the exercise of its
is to determine whether a branch of power to determine the law, and hence to
government has adhered to the specific declare executive and legislative acts void if
restrictions and limitations of the latter’s violative of the Constitution.
power:96
xxxx
The separation of powers is a fundamental
principle in our system of government. It As any human production, our Constitution
obtains not through express provision but is of course lacking perfection and
by actual division in our Constitution. Each perfectibility, but as much as it was within
department of the government has the power of our people, acting through
exclusive cognizance of matters within its _______________
95 The Constitution provides: “SECTION 1. The
jurisdiction, and is supreme within its own judicial power shall be vested in one Supreme Court and
sphere. But it does not follow from the fact in such lower courts as may be established by law.
that the three powers are to be kept Judicial power includes the duty of the courts of justice
to settle actual controversies involving rights which are
separate and distinct that the Constitution
legally demandable and enforceable, and to determine
intended them to be absolutely unrestrained whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on
transcended it would be inconceivable if the
the part of any branch or instrumentality of the
Government.”
Constitution had not provided for a
mechanism by which to direct the course of
96 Angara v. Electoral Commission, 63 Phil. 139,
156-158 (1936). government along constitutional channels,
for then the distribution of powers would be
mere verbiage, the bill of rights mere
322 expressions of sentiment, and the principles
32 SUPREME COURT REPORTS ANNOTATED of good government mere political
2 apothegms. Certainly, the limitations and
Saguisag vs. Ochoa, Jr. restrictions embodied in our Constitution
are real as they should be in any living
their delegates to so provide, that constitution. x x x. In our case, this
instrument which is the expression of their moderating power is granted, if not
sovereignty however limited, has expressly, by clear implication from Section
established a republican government 2 of Article VIII of [the 1935] Constitution.
intended to operate and function as a The Constitution is a definition of the
harmonious whole, under a system of powers of government. Who is to determine
checks and balances, and subject to the nature, scope and extent of such
specific limitations and restrictions provided powers? The Constitution itself has
in the said instrument. The Constitution sets provided for the instrumentality of the
forth in no uncertain language the judiciary as the rational way. And when the
restrictions and limitations upon judiciary mediates to allocate constitutional
governmental powers and agencies. If boundaries, it does not assert any
these restrictions and limitations are superiority over the other departments; it
does not in reality nullify or invalidate an act government, an exercise of discretion has
of the legislature, but only asserts the been attended with grave abuse.97 The
solemn and sacred obligation assigned to it expansion of this power has made the
by the Constitution to determine conflicting political question doctrine “no longer the
claims of authority under the Constitution insurmountable obstacle to the exercise of
and to establish for the parties in an actual judicial power or the impenetrable shield
controversy the rights which that instrument that protects executive and legislative
secures and guarantees to them. This is in actions from judicial inquiry or review.”98
truth all that is involved in what is termed This moderating power, however, must be
“judicial supremacy” which properly is the exercised carefully and only if it cannot be
power of judicial review under the completely avoided. We stress that our
Constitution. x x x x. (Emphases supplied) Constitution is so incisively designed that it
identifies the spheres of expertise within
which the different branches of government
323 shall function and the questions of policy
VOL. 779, JANUARY 12, 2016 that they323
shall resolve.99 Since the power of
Saguisag vs. Ochoa, Jr. judicial review involves the delicate
exercise of examining the validity or
The power of judicial review has since been constitutionality of an act of a coequal
strengthened in the 1987 Constitution. The branch of government, this Court must
scope of that power has been extended to continually exercise restraint to avoid
the determination of whether in matters _______________
traditionally considered to be within the 97 Gutierrez v. House of Representatives
Committee on Justice, supra note 94; Francisco, Jr. v.
sphere of appreciation of another branch of Nagmamalasakit na mga Manananggol ng mga
Manggagawang Pilipino, Inc., supra note 93; Tañada v. branch of government — in this case the
Angara, 338 Phil. 546; 272 SCRA 18 (1997); Oposa v.
Factoran, Jr., G.R. No. 101083, 30 July 1993, 224
executive — we must abide by the stringent
SCRA 792, 809-810 (citing Llamas v. Orbos, 279 Phil. requirements for the exercise of that power
920; 202 SCRA 844 [1991]; Bengzon, Jr. v. Senate Blue under the Constitution. Demetria v. Alba101
Ribbon Committee, G.R. No. 89914, 20 November 1991, and Francisco, Jr. v. Nagmamalasakit na
203 SCRA 767; Gonzales v. Macaraig, Jr., G.R. No.
87636, 19 November 1990, 191 SCRA 452; Coseteng v. mga Manananggol ng mga Manggagawang
Mitra, Jr., G.R. No. 86649, 12 July 1990, 187 SCRA 377; Pilipino, Inc.,102 cite the “pillars” of the
Daza v. Singson, 259 Phil. 980; 180 SCRA 496 [1989]; limitations on the power of judicial review as
and I Record, Constitutional Commission, pp. 434-436
[1986]).
enunciated in the concurring opinion of U.S.
98 Oposa v. Factoran, Jr., id., at p. 97. Supreme Court Justice Brandeis in
99 Morfe v. Mutuc, 130 Phil. 415, 442; 22 SCRA 424, Ashwander v. Tennessee Valley
442 (1968); Angara v. Electoral Commission, supra note Authority.103 Francisco104 redressed these
96 at p. 178.
“pillars” under the following categories:

324
1. That there be absolute necessity of
32 SUPREME COURT REPORTS ANNOTATED deciding a case;
4 2. That rules of constitutional law shall be
Saguisag vs. Ochoa, Jr. formulated only as required by the facts of
the case;
the risk of supplanting the wisdom of the 3. That judgment may not be sustained on
constitutionally appointed actor with that of some other ground;
its own.100 4. That there be actual injury sustained by
Even as we are left with no recourse but to the party by reason of the operation of the
bare our power to check an act of a coequal statute;
5. That the parties are not in estoppel; following four stringent requirements are
6. That the Court upholds the presumption satisfied: (a) there is an actual case or
of constitutionality. (Emphases supplied) controversy; (b) petitioners possess locus
_______________ standi; (c) the question of constitutionality is
100 See: Francisco, Jr. v. Nagmamalasakit na mga
Manananggol ng mga Manggagawang Pilipino, Inc.,
raised at the earliest opportunity; and (d) the
supra note 93; United States v. Raines, 362 U.S. 17 issue of constitutionality is the lis mota of
(1960); and Angara v. Electoral Commission, id. the case.106 Of these four, the first two
101 Demetria v. Alba, supra note 94 at p. 226. conditions will be the focus of our
102 Francisco, Jr. v. Nagmamalasakit na mga
Manananggol ng mga Manggagawang Pilipino, Inc., discussion.
supra at pp. 922-923; p. 161.
103 Ashwander v. Tennessee Valley Authority, 297 1. Petitioners have shown
U.S. 288, 346-348 (1936).
104 Francisco, Jr. v. Nagmamalasakit na mga
the presence of an actual
Manananggol ng mga Manggagawang Pilipino, Inc., case or controversy.
supra at p. 923; p. 161.
The OSG maintains107 that there is no actual
case or controversy that exists, since the
325 Senators have not been deprived of the
VOL. 779, JANUARY 12, 2016 325 to invoke the privileges of the
opportunity
Saguisag vs. Ochoa, Jr. institution they are representing. It contends
that the nonparticipation of the Senators in
These are the specific safeguards laid down the present petitions only confirms that
by the Court when it exercises its power of even they believe that EDCA is a binding
judicial review.105 Guided by these pillars, it executive agreement that does not require
may invoke the power only when the their concurrence.
It must be emphasized that the Senate has Saguisag vs. Ochoa, Jr.
already expressed its position through SR
105.108 Through the Resolution, the Senate Moreover, we cannot consider the sheer
has taken a position contrary to that of the abstention of the Senators from the present
OSG. As the body tasked to participate in proceedings as basis for finding that there
foreign affairs by ratifying treaties, its belief is no actual case or controversy before us.
that EDCA infringes upon its constitutional We point out that the focus of this
role indicates that an actual controversy — requirement is the ripeness for adjudication
albeit brought to the Court by non-Senators, of the matter at hand, as opposed to its
exists. being merely conjectural or anticipatory.109
_______________ The case must involve a definite and
105 Id., at p. 922; p. 160.
106 Southern Hemisphere Engagement Network,
concrete issue involving real parties with
Inc. v. Anti-Terrorism Council, 646 Phil. 452, 471; 632 conflicting legal rights and legal claims
SCRA 146, 166-167 (2010); David v. Macapagal-Arroyo, admitting of specific relief through a decree
522 Phil. 705, 753; 489 SCRA 160, 213 (2006); conclusive in nature.110 It should not equate
Francisco, Jr. v. Nagmamalasakit na mga Manananggol
ng mga Manggagawang Pilipino, Inc., id., at p. 892;p. with a mere request for an opinion or advice
133; Angara v. Electoral Commission, supra note 96 at on what the law would be upon an abstract,
p. 158. hypothetical, or contingent state of facts.111
107 Memorandum of OSG, p. 6; Rollo, p. 436.
108 Rollo (G.R. No. 212444), pp. 865-867.
As explained in Angara v. Electoral
Commission:112

326 [The] power of judicial review is limited to


32 actual cases and controversies to be
SUPREME COURT REPORTS ANNOTATED
6 exercised after full opportunity of argument
by the parties, and limited further to the 112 Angara v. Electoral Commission, supra note 96
at pp. 158-159.
constitutional question raised or the very lis
mota presented. Any attempt at abstraction
could only lead to dialectics and barren 327
legal questions and to sterile conclusions of VOL. 779, JANUARY 12, 2016
wisdom, justice or expediency of legislation. Saguisag vs. Ochoa, Jr.
More than that, courts accord the
presumption of constitutionality to presumed to abide by the Constitution but
legislative enactments, not only because also because the judiciary in the
the legislature is determination of actual cases and
_______________
109 Southern Hemisphere Engagement Network, controversies must reflect the wisdom and
Inc. v. Anti-Terrorism Council, supra note 106 at p. 479. justice of the people as expressed through
110 Information Technology Foundation of the their representatives in the executive and
Philippines v. Commission on Elections, 499 Phil. 281,
304­-305; 460 SCRA 291, 313 (2005) (citing Aetna Life
legislative departments of the government.
Insurance Co. v. Hayworth, 300 U.S. 227 [1937]); (Emphases supplied)
Southern Hemisphere Engagement Network, Inc. v.
Anti-Terrorism Council, id., at p. 480; David v.
We find that the matter before us involves
Macapagal-Arroyo, supra note 106 at p. 753; p. 213;
Francisco, Jr. v. Nagmamalasakit na mga Manananggol an actual case or controversy that is already
ng mga Manggagawang Pilipino, Inc., supra note 93 at ripe for adjudication. The Executive
pp. 879-880; p. 121; Angara v. Electoral Commission, Department has already sent an official
supra note 96 at p. 158.
111 Id. (citing Aetna Life Insurance Co. v. Hayworth,
confirmation to the U.S. Embassy that “all
id.; Southern Hemisphere Engagement Network, Inc. v. internal requirements of the Philippines
Anti-Terrorism Council, id.; Lozano v. Nograles, 607 Phil. x x x have already been complied with.”113
334, 340; 589 SCRA 354, 358 [2009]).
By this exchange of diplomatic notes, the whether those assailing the governmental
Executive Department effectively act have the right of appearance to bring the
performed the last act required under Article matter to the
XII(1) of EDCA before the agreement _______________
113 Memorandum of OSG, supra note 80. See also
entered into force. Section 25, Article XVIII Note No. 1082, supra note 86.
of the Constitution, is clear that the
presence of foreign military forces in the
country shall only be allowed by virtue of a 328
treaty concurred in by the Senate. Hence, 32 SUPREME COURT REPORTS ANNOTATED
the performance of an official act by the 8
Executive Department that led to the entry Saguisag vs. Ochoa, Jr.
into force of an executive agreement was
sufficient to satisfy the actual case or court for adjudication.114 They must show
controversy requirement. that they have a personal and substantial
interest in the case, such that they have
2. While petitioners Saguisag sustained or are in immediate danger of
et al., do not have legal sustaining, some direct injury as a
standing, they nonetheless consequence of the enforcement of the
raise issues involving mat- challenged governmental act.115 Here,
ters of transcendental im- “interest” in the question involved must be
portance. material — an interest that is in issue and
will be affected by the official act — as
The question of locus standi or legal distinguished from being merely incidental
standing focuses on the determination of or general.116 Clearly, it would be insufficient
to show that the law or any governmental note 15; Joya v. Presidential Commission on Good
Government, G.R. No. 96541, 24 August 1993, 225
act is invalid, and that petitioners stand to SCRA 568.
suffer in some indefinite way.117 They must 117 Funa v. Duque III, supra; Almario v. Executive
show that they have a particular interest in Secretary, supra note 114 at p. 302; Southern
bringing the suit, and that they have been or Hemisphere Engagement Network, Inc. v. Anti-
Terrorism Council, supra note 106 at p. 472; p. 167;
are about to be denied some right or Francisco v. Nagmamalasakit na mga Manananggol ng
privilege to which they are lawfully entitled, mga Manggagawang Pilipino, Inc., supra note 93 at pp.
or that they are about to be subjected to 895-896; p. 136.
118 Southern Hemisphere Engagement Network,
some burden or penalty by reason of the act Inc. v. Anti-Terrorism Council, id.
complained of.118 The reason why those who
challenge the validity of a law or an
international agreement are required to 329
allege the existence of a personal stake in VOL. 779, JANUARY 12, 2016
the outcome of the controversy is “to assure Saguisag vs. Ochoa, Jr.
_______________
114 Almario v. Executive Secretary, G.R. No.
189028, 16 July 2013, 701 SCRA 269, 302; Bayan the concrete adverseness which sharpens
Muna v. Romulo, 656 Phil. 246; 641 SCRA 244 (2011). the presentation of issues upon which the
115 Funa v. Duque III, G.R. No. 191672, 25 court so largely depends for illumination of
November 2014, 742 SCRA 166; Almario v. Executive
Secretary, id.; Bayan Muna v. Romulo, id., at p. 265; p. difficult constitutional questions.”119
255; Bayan (Bagong Alyansang Makabayan) v. Zamora,
supra note 23; Francisco v. Nagmamalasakit na mga The present petitions cannot
Manananggol ng mga Manggagawang Pilipino, Inc.,
qualify as citizens’, taxpayers’,
supra note 93 at pp. 895-896; p. 136.
116 Bayan Muna v. Romulo, id., at p. 265; p. 254; or legislators’ suits; the Senate
Pimentel, Jr. v. Office of the Executive Secretary, supra as a body has the requisite
standing, but considering that it ng mga Manggagawang Pilipino, Inc., id.; Tañada v.
Tuvera, 220 Phil. 422; 136 SCRA 27 (1985).
has not formally filed a plead- 121 Petition of Saguisag, et al., p. 20, Rollo (G.R. No.
ing to join the suit, as it merely 212426, Vol. I), p. 22; Memorandum of Saguisag, et al.,
conveyed to the Supreme Court p. 15, Rollo (G.R. No. 212426, Vol. II), p. 985; Petition
its sense that EDCA needs the of Bayan, et al., p. 9, Rollo (G.R. No. 212444, Vol. I), p.
11; Memorandum of Bayan, et al., pp. 19, 23, Rollo (G.R.
Senate’s concurrence to be valid, No. 212444, Vol. I), pp. 583, 587.
petitioners continue to suffer
from lack of standing.
330
In assailing the constitutionality of a 33 SUPREME COURT REPORTS ANNOTATED
governmental act, petitioners suing as 0
citizens may dodge the requirement of Saguisag vs. Ochoa, Jr.
having to establish a direct and personal
interest if they show that the act affects a they fail to make any specific assertion of a
public right.120 In arguing that they have legal particular public right that would be violated
standing, they claim121 that the case they by the enforcement of EDCA. For their
have filed is a concerned citizen’s suit. But failure to do so, the present petitions cannot
aside from general statements that the be considered by the Court as citizens’ suits
petitions involve the protection of a public that would justify a disregard of the
right, and that their constitutional rights as aforementioned requirements.
citizens would be violated,
_______________ In claiming that they have legal standing as
120 Id., at pp. 266-267; p. 256; Akbayan Citizens
Action Party (“AKBA­YAN”) v. Aquino, supra note 15; taxpayers, petitioners122 aver that the
Francisco, Jr. v. Nagmamalasakit na mga Manananggol implementation of EDCA would result in the
unlawful use of public funds. They 122 Petition of Saguisag, et al., p. 10, Rollo (G.R. No.
212426, Vol. I), p. 12; Petition of Bayan, et al., pp. 9-­10,
emphasize that Article X(1) refers to an Rollo (G.R. No. 212444, Vol. I), pp. 11-12;
appropriation of funds; and that the Memorandum of Bayan, et al., pp. 19, 23, Rollo (G.R.
agreement entails a waiver of the payment No. 212444, Vol. I), pp. 583, 587.
of taxes, fees, and rentals. During the oral 123 Oral Arguments, TSN, 18 November 2014, pp.
19-20.
arguments, however, they admitted that the 124 Consolidated Comment of the OSG, p. 4, Rollo
government had not yet appropriated or (G.R. No. 212426, Vol. I), p. 241; Memorandum of OSG,
actually disbursed public funds for the p. 7, Rollo (G.R. No. 212426, Vol. I), p. 437.
125 Bayan (Bagong Alyansang Makabayan) v.
purpose of implementing the agreement.123 Zamora, supra note 23.
The OSG, on the other hand, maintains that
petitioners cannot sue as taxpayers.124
Respondent explains that EDCA is neither 331
meant to be a tax measure, nor is it directed VOL. 779, JANUARY 12, 2016
at the disbursement of public funds. Saguisag vs. Ochoa, Jr.
A taxpayer’s suit concerns a case in which
the official act complained of directly forcement of the assailed act.126 Applying
involves the illegal disbursement of public that principle to this case, they must
funds derived from taxation.125 Here, those establish that EDCA involves the exercise
challenging the act must specifically show by Congress of its taxing or spending
that they have sufficient interest in powers.127
preventing the illegal expenditure of public We agree with the OSG that the petitions
money, and that they will sustain a direct cannot qualify as taxpayers’ suits. We
injury as a result of the en- emphasize that a taxpayers’ suit
_______________
contemplates a situation in which there is
already an appropriation or a disbursement agreement, we cannot at this time rule that
of public funds.128 A reading of Article X(1) of there is in fact an appropriation or a
EDCA would show that there has been disbursement of funds that would justify the
neither an appropriation nor an filing of a taxpayers’ suit.
authorization of disbursement of funds. The _______________
126 Id., (citing Pascual v. Secretary of Public Works,
cited provision reads: 110 Phil. 331 [1960]; Maceda v. Macaraig, Jr., G.R. No.
88291, 31 May 1991, 197 SCRA 771; Lozada v.
All obligations under this Agreement are Commission on Elections, 205 Phil. 283; 120 SCRA 337
subject to the availability of appropriated [1983]; Dumlao v. COMELEC, 184 Phil. 369; 95 SCRA
392 [1980]; Gonzales v. Marcos, 160 Phil. 637; 65
funds authorized for these purposes. SCRA 624 [1975]).
(Emphases supplied) 127 Id., (citing Bugnay Construction and
Development Corporation v. Laron, 257 Phil. 245; 176
SCRA 240 [1989]).
This provision means that if the 128 Lozano v. Nograles, supra note 111 at pp. 342-
implementation of EDCA would require the 343; p. 361.
disbursement of public funds, the money
must come from appropriated funds that are
specifically authorized for this purpose. 332
Under the agreement, before there can 33 SUPREME COURT REPORTS ANNOTATED
even be a disbursement of public funds, 2
there must first be a legislative action. Until Saguisag vs. Ochoa, Jr.
and unless the Legislature appropriates
funds for EDCA, or unless petitioners can Petitioners Bayan, et al. also claim129 that
pinpoint a specific item in the current budget their co-petitioners who are party-list
that allows expenditure under the representatives have the standing to
challenge the act of the Executive agreements is an “institutional prerogative”
Department, especially if it impairs the granted by the Constitution to the Senate.
constitutional prerogatives, powers, and Accordingly, the OSG argues that in case of
privileges of their office. While they admit an allegation of impairment of that power,
that there is no incumbent Senator who has the injured party would be the Senate as an
taken part in the present petition, they institution or any of its incumbent members,
nonetheless assert that they also stand to as it is the Senate’s constitutional function
sustain a derivative but substantial injury as that is allegedly being violated.
legislators. They argue that under the The legal standing of an institution of the
Constitution, legislative power is vested in Legislature or of any of its Members has
both the Senate and the House of already been recognized by this Court in a
Representatives; consequently, it is the number of cases.131 What is in question here
entire Legislative Department that has a is the alleged
voice in determining whether or not the _______________
129 Petition of Bayan, et al., p. 10, Rollo (G.R. No.
presence of foreign military should be 212444, Vol. I), p. 12; Memorandum of Bayan, et al., pp.
allowed. They maintain that as members of 19-20, Rollo (G.R. No. 212444, Vol. I), pp. 583-584.
the Legislature, they have the requisite 130 Consolidated Comment of the OSG, pp. 3-4,
personality to bring a suit, especially when Rollo (G.R. No. 212444, Vol. I), pp. 240-241;
Memorandum of the OSG, pp. 4-7, Rollo (G.R. No.
a constitutional issue is raised. 212444, Vol. I), pp. 434-437.
The OSG counters130 that petitioners do not 131 Pimentel, Jr. v. Office of the Executive Secretary,
have any legal standing to file the suits supra note 15; Bayan (Bagong Alyansang Makabayan)
v. Zamora, supra note 23; Philippine Constitution
concerning the lack of Senate concurrence Association v. Enriquez, G.R. Nos. 113105, 113174,
in EDCA. Respondent emphasizes that the 113766, 113888, 19 August 1994, 235 SCRA 506;
power to concur in treaties and international Gonzales v. Macaraig, supra note 97; Mabanag v.
Lopez Vito, 78 Phil. 1 (1947). uphold, unless they are to commit a flagrant
betrayal of public trust. They are
representatives of the sovereign people and
333
it is their sacred duty to see to it that the
VOL. 779, JANUARY 12, 2016 333
fundamental law embodying the will of the
Saguisag vs. Ochoa, Jr.
sovereign people is not trampled upon.
(Emphases supplied)
impairment of the constitutional duties and
powers granted to, or the impermissible We emphasize that in a legislators’ suit,
intrusion upon the domain of, the those Members of Congress who are
Legislature or an institution thereof.132 In the challenging the official act have standing
case of suits initiated by the legislators only to the extent that the alleged violation
themselves, this Court has recognized their impinges on their right to participate in the
standing to question the validity of any exercise of the powers of the institution of
official action that they claim infringes the which they are members.135 Legislators have
prerogatives, powers, and privileges vested the standing “to maintain inviolate the
by the Constitution in their office.133 As aptly prerogatives, powers, and privileges vested
explained by Justice Perfecto in Mabanag v. by the Constitution in their office and are
Lopez Vito:134 allowed to sue to question the validity of any
official action,
Being members of Congress, they are even _______________
duty bound to see that the latter act within 132 Philippine Constitution Association v. Enriquez,
the bounds of the Constitution which, as id.
133 Pimentel, Jr. v. Office of the Executive Secretary,
representatives of the people, they should supra note 15; Philippine Constitution Association v.
Enriquez, id. standing of one of the petitioners therein
134 Bayan (Bagong Alyansang Makabayan) v.
Zamora, supra note 23.
who was a member of the House of
Representatives. The petition in that case
135 Pimentel, Jr. v. Office of the Executive Secretary,
sought to compel the transmission to the
supra note 15; Bayan (Bagong Alyansang Makabayan)
v. Zamora, supra note 23; Philippine Constitution
Senate for concurrence of the signed text of
Association v. Enriquez, supra note 131.
the Statute of the International Criminal
Court. Since that petition invoked the power
334 of the Senate to grant or withhold its
33 SUPREME COURT REPORTS ANNOTATED concurrence in a treaty entered into by the
4 Executive Department, only then incumbent
Saguisag vs. Ochoa, Jr. Senator Pimentel was allowed to assert that
authority of the Senate of which he was a
which they claim infringes their prerogatives member.
as legislators.”136 As legislators, they must Therefore, none of the initial petitioners in
clearly show that there was a direct injury to the present controversy has the standing to
their persons or the institution to which they maintain the suits as legislators.
belong.137 Nevertheless, this Court finds that there is
As correctly argued by respondent, the basis for it to review the act of the Executive
power to concur in a treaty or an for the following reasons.
international agreement is an institutional
prerogative granted by the Constitution to In any case, petitioners raise
the Senate, not to the entire Legislature. In issues involving matters of
Pimentel, Jr. v. Office of the Executive transcendental importance.
Secretary, this Court did not recognize the
Petitioners138 argue that the Court may set agreements. They also assert that EDCA
aside procedural technicalities, as the would cause grave injustice, as well as
present petition tackles issues that irreparable violation of the Constitution and
_______________ of the Filipino people’s rights.
136 Pimentel, Jr. v. Office of the Executive Secretary,
id.
The OSG, on the other hand, insists139 that
137 Bayan (Bagong Alyansang Makabayan) v. petitioners cannot raise the mere fact that
Zamora, supra note 23. the present petitions involve matters of
138 Petition of Saguisag, et al., pp. 21-22, Rollo transcendental importance in order to cure
(G.R. No. 212426, Vol. I), pp. 23-24; Memorandum of
Saguisag, et al., pp. 15-17, Rollo (G.R. No. 212426, Vol. their inability to comply with the
II), pp. 985-987; Petition of Bayan, et al., p. 6, Rollo (G.R. constitutional requirement of standing.
No. 212444, Vol. I), p. 8; Memorandum of Bayan, et al., Respondent bewails the overuse of
pp. 19, 23, Rollo (G.R. No. 212444, Vol. I), pp. 583, 587.
“transcendental importance” as an
exception to the traditional requirements of
constitutional litigation. It stresses that one
335
VOL. 779, JANUARY 12, 2016 of the purposes
335 of these requirements is to
Saguisag vs. Ochoa, Jr. protect the Supreme Court from
unnecessary litigation of constitutional
questions.
are of transcendental importance. They
In a number of cases,140 this Court has
point out that the matter before us is about
indeed taken a liberal stance towards the
the proper exercise of the Executive
requirement of legal standing, especially
Department’s power to enter into
when paramount interest is involved.
international agreements in relation to that
Indeed, when those who challenge the
of the Senate to concur in those
official act are able to craft an issue of
transcendental significance to the people, personally injured by the operation of a law
the Court may exercise its sound discretion or any other government act.
and take cognizance of the suit. While this Court has yet to thoroughly
_______________ delineate the outer limits of this doctrine, we
139 Consolidated Comment of the OSG, pp. 4-5,
Rollo (G.R. No. 212444, Vol. I), pp. 241-242;
emphasize that not every other case,
Memorandum of the OSG, pp. 7-8, Rollo (G.R. No. however strong public interest may be, can
212444, Vol. I), pp. 437-438. qualify as an issue of transcendental
140 Bayan Muna v. Romulo, supra note 114 at p. importance. Before it can be impelled to
265; p. 255 (citing Constantino, Jr. v. Cuisia, 509 Phil.
486; 472 SCRA 505 [2005]; Agan, Jr. v. Philippine brush aside the essential requisites for
International Air Terminals Co., Inc., 450 Phil. 744; 402 exercising its power of judicial review, it
SCRA 612 [2003]; Del Mar v. Philippine Amusement must at the very least consider a number of
and Gaming Corporation, 400 Phil. 307; 346 SCRA 485
[2000]; Tatad v. Garcia, Jr., 313 Phil. 296; 243 SCRA
factors: (1) the character of the funds or
436 [1995]; Kilosbayan, Incorporated v. Guingona, Jr., other assets involved in the case; (2) the
G.R. No. 113375, 5 May 1994, 232 SCRA 110); presence of a clear case of disregard of a
Integrated Bar of the Philippines v. Zamora, 392 Phil. constitutional or statutory prohibition by the
618; 338 SCRA 81 (2000).
public respondent agency or instrumentality
of the government; and (3) the lack of any
336
other party that has a more direct and
33 SUPREME COURT REPORTS ANNOTATED specific interest in raising the present
6 questions.141
Saguisag vs. Ochoa, Jr. An exhaustive evaluation of the
memoranda of the parties, together with the
It may do so in spite of the inability of the oral arguments, shows that petitioners have
petitioners to show that they have been presented serious constitutional issues that
provide ample justification for the Court to
set aside the rule on standing. The 337
transcendental importance of the issues VOL. 779, JANUARY 12, 2016
presented here is rooted in the Constitution Saguisag vs. Ochoa, Jr.
itself. Section 25, Article XVIII thereof,
cannot be any clearer: there is a much forthwith whether there was grave abuse of
stricter mechanism required before foreign discretion on the part of the Executive
military troops, facilities, or bases may be Department.
allowed in the country. The DFA has We therefore rule that this case is a
already confirmed to the U.S. Embassy that proper subject for judicial review.
“all internal requirements of the Philippines B. Whether the President may enter into an
x x x have already been complied with.”142 It executive agreement on foreign military
behooves the Court in this instance to take bases, troops, or facilities.
a liberal stance towards the rule on standing C. Whether the provisions under EDCA are
and to determine consistent with the Constitution, as well as
_______________ with existing laws and treaties.
141 Kilosbayan, Incorporated v. Guingona, Jr. [Con. Issues B and C shall be discussed together
Op., J. Feliciano], id., at pp. 155-156 (cited in Magallona
v. Ermita, 671 Phil. 243; 655 SCRA 476 [2011]); Paguia
infra.
v. Office of the President, 635 Phil. 568; 621 SCRA 600
[2010]; Francisco, Jr. v. Nagmamalasakit na mga 1. The role of the President
Manananggol ng mga Manggagawang Pilipino, Inc.,
as the executor of the law
supra note 93 at p. 899; p. 139).
142 Memorandum of OSG, supra note 80. See also includes the duty to de-
Note No. 1082, supra note 86. fend the State, for which
purpose he may use that
power in the conduct of 338
foreign relations. 33 SUPREME COURT REPORTS ANNOTATED
8
Historically, the Philippines has mirrored the Saguisag vs. Ochoa, Jr.
division of powers in the U.S. government.
When the Philippine government was still pines,145 a position inherited by the
an agency of the Congress of the U.S., it President of the Philippines when the
was as an agent entrusted with powers country attained independence. One of the
categorized as executive, legislative, and principal functions of the supreme executive
judicial, and divided among these three is the responsibility for the faithful execution
great branches.143 By this division, the law of the laws as embodied by the oath of
implied that the divided powers cannot be office.146 The oath of the President
exercised except by the department given prescribed by the 1987 Constitution reads
the power.144 thus:
This divide continued throughout the
different versions of the Philippine I do solemnly swear (or affirm) that I will
Constitution and specifically vested the faithfully and conscientiously fulfill my
supreme executive power in the Governor- duties as President (or Vice President or
General of the Philip- Acting President) of the Philippines,
_______________ preserve and defend its Constitution,
143 Government of the Philippine Islands v. execute its laws, do justice to every man,
Springer, 50 Phil. 259 (1927).
144 Id.
and consecrate myself to the service of the
Nation. So help me God. (In case of
affirmation, last sentence will be omitted)147
(Emphases supplied) 145 Id.
146 Constitution, Art. VII, Sec. 5; Constitution (1973,
as amended), Art. VII, Sec. 7; Constitution (1935, as
This Court has interpreted the faithful amended), Art. VII, Sec. 7.
execution clause as an obligation imposed 147 Id.
on the President, and not a separate grant 148 Almario v. Executive Secretary, supra note 114.
149 Constitution (1973, as amended), Art. VII, Sec.
of power.148 Section 17, Article VII of the 10: “The President shall have control of the ministries.”
Constitution, expresses this duty in no
uncertain terms and includes it in the
provision regarding the President’s power 339
of control over the executive department, VOL. 779, JANUARY 12, 2016
viz.: Saguisag vs. Ochoa, Jr.

The President shall have control of all the guage, not in the form of the President’s
executive departments, bureaus, and oath, was present in the 1935 Constitution,
offices. He shall ensure that the laws be particularly in the enumeration of executive
faithfully executed. functions.150 By 1987, executive power was
codified not only in the Constitution, but also
The equivalent provisions in the next in the Administrative Code:151
preceding Constitution did not explicitly
require this oath from the President. In the
1973 Constitution, for instance, the SECTION 1. Power of Control.—The
provision simply gives the President control President shall have control of all the
over the ministries.149 A similar lan- executive departments, bureaus, and
_______________ offices. He shall ensure that the laws be
faithfully executed. (Emphasis supplied) 152 Constitution, Art. X, Sec. 16: “The President
shall exercise general supervision over autonomous
regions to ensure that the laws are faithfully executed.”
Hence, the duty to faithfully execute the 153 Ilusorio v. Ilusorio, 564 Phil. 746; 540 SCRA 182
laws of the land is inherent in executive (2007); Gonzalez v. Hongkong & Shanghai Banking
power and is intimately related to the other Corp., 562 Phil. 841; 537 SCRA 255 (2007).
154 Metropolitan Manila Development Authority v.
executive functions. These functions Viron Transportation Co., Inc., 557 Phil. 121; 530 SCRA
include the faithful execution of the law in 341 (2007).
autonomous regions;152 the right to 155 La Perla Cigar & Cigarette Factory v. Capapas,
139 Phil. 451; 28 SCRA 1085 (1969).
prosecute crimes;153 the implementation of 156 In re: R. McCulloch Dick, 38 Phil. 211 (1918).
transportation projects;154 the duty to ensure 157 Almario v. Executive Secretary, supra note 114.
compliance with treaties, executive 158 Administrative Code of 1987, Book IV, Sec. 38.
agreements and executive orders;155 the
authority to deport undesirable aliens;156 the
conferment of national awards under the 340
President’s jurisdiction;157 and the overall 34 SUPREME COURT REPORTS ANNOTATED
administration and control of the executive 0
department.158 Saguisag vs. Ochoa, Jr.
_______________
150 Constitution (1935, as amended), Art. VII, Sec. These obligations are as broad as they
10(1): “The President shall have control of all executive
departments, bureaus or offices, exercise general
sound, for a President cannot function with
supervision over all local governments as may be crippled hands, but must be capable of
provided by law, and take care that the laws be faithfully securing the rule of law within all territories
executed.” of the Philippine Islands and be empowered
151 Administrative Code of 1987, Book III, Title I,
Sec. 1.
to do so within constitutional limits.
Congress cannot, for instance, limit or take the law, even if not expressly granted by the
over the President’s power to adopt law, is justified by necessity and limited only
implementing rules and regulations for a by law, since the President must “take
law it has enacted.159 necessary and proper steps to carry into
More important, this mandate is self- execution the law.”162 Justice George
executory by virtue of its being inherently Malcolm states this principle in a grand
executive in nature.160 As Justice Antonio T. manner:163
Carpio previously wrote,161
The executive should be clothed with
[i]f the rules are issued by the President in sufficient power to administer efficiently the
implementation or execution of self- affairs of state. He should have complete
executory constitutional powers vested in control of the instrumentalities
the President, the rule­making power of the _______________
159 Concurring Opinion of J. Carpio, Abakada Guro
President is not a delegated legislative Party-List v. Purisima, 584 Phil. 246; 562 SCRA 251
power. The most important self-executory (2008).
constitutional power of the President is the 160 Id.
President’s constitutional duty and mandate 161 Id., at p. 297; p. 304.
162 Philippine Constitution Association v. Enriquez,
to “ensure that the laws be faithfully supra note 131.
executed.” The rule is that the President can 163 Government of the Philippine Islands v.
execute the law without any delegation of Springer, supra note 143.
power from the legislature.
341
The import of this characteristic is that
VOL. 779, JANUARY 12, 2016
the manner of the President’s execution of
Saguisag vs. Ochoa, Jr. strict adherence to the basic principles of
constitutional government.
through whom his responsibility is
discharged. It is still true, as said by In light of this constitutional duty, it is the
Hamilton, that “A feeble executive implies a President’s prerogative to do whatever is
feeble execution of the government. A legal and necessary for Philippine defense
feeble execution is but another phrase for a interests. It is no coincidence that the
bad execution; and a government ill constitutional provision on the faithful
executed, whatever it may be in theory, execution clause was followed by that on
must be in practice a bad government.” The the President’s commander-in-chief
mistakes of State governments need not be powers, which are specifically granted
164

repeated here. during extraordinary events of lawless


xxxx violence, invasion, or rebellion. And this
Every other consideration to one side, this duty of defending the country is unceasing,
remains certain — The Congress of the even in times when there is no state of
United States clearly intended that the lawless violence, invasion, or rebellion. At
Governor General’s power should be such times, the President has full powers to
commensurate with his responsibility. The ensure the faithful execution of the laws.
Congress never intended that the It would therefore be remiss for the
Governor-General should be saddled with President and repugnant to the faithful-
the responsibility of administering the execution clause of the Constitution to do
government and of executing the laws but nothing when the call of the moment
shorn of the power to do so. The interests requires increasing the military’s defensive
of the Philippines will be best served by capabilities, which could include forging
alliances with states that hold a common and in context. The concept that the
interest with the Philippines or bringing an President cannot function with crippled
international suit against an offending state. hands and therefore can disregard the need
_______________ for Senate concurrence in treaties167 was
164 See Constitution, Art. VII, Secs. 17 & 18.
never expressed or implied. Rather, the
appropriate reading of the preceding
342
analysis shows that the point being
34 SUPREME COURT REPORTS ANNOTATED elucidated is the reality that the President’s
2 duty to execute the laws and protect the
Saguisag vs. Ochoa, Jr. Philippines is inextricably interwoven with
his foreign affairs powers, such that he must
The context drawn in the analysis above resolve issues imbued with both concerns
has been termed by Justice Arturo D. to the full extent of his powers, subject only
Brion’s Dissenting Opinion as the beginning to the limits supplied by law. In other words,
of a “patent misconception.”165 His dissent apart from an expressly mandated limit, or
argues that this approach taken in an implied limit by virtue of incompatibility,
analyzing the President’s role as executor the manner of execution by the President
of the laws is preceded by the duty to must be given utmost deference. This
preserve and defend the Constitution, approach is not different from that taken by
which was allegedly overlooked.166 the Court in situations with fairly similar
In arguing against the approach, however, contexts.
the dissent grossly failed to appreciate the Thus, the analysis portrayed by the dissent
nuances of the analysis, if read holistically does not give the President authority to
bypass constitutional safeguards and limits.
In fact, it specifies what these limitations are, Section 2 of Article II on the conduct of war;
how these limitations are triggered, how Sections 20 and 21 of Article VII on foreign
these limitations function, and what can be loans, treaties, and international
done within the sphere of constitutional agreements; Sections 4(2) and 5(2)(a) of
duties and limitations of the President. Article VIII on the judicial review of
Justice Brion’s dissent likewise executive acts; Sections 4 and 25 of Article
misinterprets the analysis proffered when it XVIII on treaties and international
claims that the foreign relations power of the agreements entered into prior to the
President should not be interpreted in Constitution and on the presence of foreign
isolation.168 The military troops, bases, or facilities.
_______________ In fact, the analysis devotes a whole
165 Dissenting Opinion of Justice Arturo D. Brion, p.
556.
subheading to the relationship between the
166 Id., at p. 557. two major presidential functions and the
167 Id., at pp. 556-559. role of the Senate in it.
168 Id., at pp. 559-560. This approach of giving utmost deference to
presidential initiatives in respect of foreign
affairs is not novel to the Court. The
343
President’s act of treating EDCA as an
VOL. 779, JANUARY 12, 2016 343
executive agreement is not the principal
Saguisag vs. Ochoa, Jr.
power being analyzed as the Dissenting
Opinion seems to suggest. Rather, the
analysis itself demonstrates how the foreign
preliminary analysis is in reference to the
affairs function, while mostly the President’s,
expansive power of foreign affairs. We have
is shared in several instances, namely in
long treated this power as something the
Courts must not unduly restrict. As we
stated recently in Vinuya v. Romulo:
To be sure, not all cases implicating foreign 344
relations present political questions, and 34 SUPREME COURT REPORTS ANNOTATED
courts certainly possess the authority to 4
construe or invalidate treaties and Saguisag vs. Ochoa, Jr.
executive agreements. However, the
question whether the Philippine In the seminal case of US v. Curtiss-Wright
government should espouse claims of its Export Corp., the US Supreme Court held
nationals against a foreign government is a that “[t]he President is the sole organ of the
foreign relations matter, the authority for nation in its external relations, and its sole
which is demonstrably committed by our representative with foreign relations.”
Constitution not to the courts but to the It is quite apparent that if, in the
political branches. In this case, the maintenance of our international relations,
Executive Department has already decided embarrassment — perhaps serious
that it is to the best interest of the country to embarrassment — is to be avoided and
waive all claims of its nationals for success for our aims achieved,
reparations against Japan in the Treaty of congressional legislation which is to be
Peace of 1951. The wisdom of such made effective through negotiation and
decision is not for the courts to question. inquiry within the international field must
Neither could petitioners herein assail the often accord to the President a degree of
said determination by the Executive discretion and freedom from statutory
Department via the instant petition for restriction which would not be admissible
certiorari. where domestic affairs alone involved.
Moreover, he, not Congress, has the better information about foreign countries for our
opportunity of knowing the conditions which diplomatic and consular officials regularly
prevail in foreign countries, and especially brief him on meaningful events all over the
is this true in time of war. He has his world. He has also unlimited access
confidential sources of information. He has
his agents in the form of diplomatic,
consular and other officials.... 345
This ruling has been incorporated in our VOL. 779, JANUARY 12, 2016
jurisprudence through Bayan v. Executive Saguisag vs. Ochoa, Jr.
Secretary and Pimentel v. Executive
Secretary; its overreaching principle was, to ultra-sensitive military intelligence data.
perhaps, best articulated in (now Chief) In fine, the presidential role in foreign affairs
Justice Puno’s dissent in Secretary of is dominant and the President is
Justice v. Lantion: traditionally accorded a wider degree of
. . . The conduct of foreign relations is full of discretion in the conduct of foreign affairs.
complexities and consequences, The regularity, nay, validity of his actions
sometimes with life and death significance are adjudged under less stringent
to the nation especially in times of war. It standards, lest their judicial repudiation lead
can only be entrusted to that department of to breach of an international obligation,
government which can act on the basis of rupture of state relations, forfeiture of
the best available information and can confidence, national embarrassment and a
decide with decisiveness. . . It is also the plethora of other problems with equally
President who possesses the most undesirable consequences.169 (Emphases
comprehensive and the most confidential supplied)
Section 21 of the provisions on the
Understandably, this Court must view the Executive Department: “No treaty or
instant case with the same perspective and international agreement
understanding, knowing full well the _______________
169 Vinuya v. Romulo, supra note 17.
constitutional and legal repercussions of
any judicial overreach.
346
2. The plain meaning of the 34 SUPREME COURT REPORTS ANNOTATED
Constitution prohibits the en- 6
try of foreign military bases, Saguisag vs. Ochoa, Jr.
troops or facilities, except by
way of a treaty concurred in shall be valid and effective unless
by the Senate — a clear limi- concurred in by at least two­-thirds of all the
tation on the President’s dual Members of the Senate.” The specific
role as defender of the State limitation is given by Section 25 of the
and as sole authority in for- Transitory Provisions, the full text of which
eign relations. reads as follows:
Despite the President’s roles as defender of SECTION 25. After the expiration in 1991
the State and sole authority in foreign of the Agreement between the Republic of
relations, the 1987 Constitution expressly the Philippines and the United States of
limits his ability in instances when it involves America concerning Military Bases, foreign
the entry of foreign military bases, troops or military bases, troops, or facilities shall not
facilities. The initial limitation is found in
be allowed in the Philippines except under or facilities; or (b) it merely
a treaty duly concurred in by the Senate and, aims to implement an existing
when the Congress so requires, ratified by law or treaty.
a majority of the votes cast by the people in
a national referendum held for that purpose, Again we refer to Section 25, Article XVIII of
and recognized as a treaty by the other the Constitution:
contracting State.
SECTION 25. After the expiration in 1991
It is quite plain that the Transitory Provisions of the Agreement between the Republic of
of the 1987 Constitution intended to add to the Philippines and the United States of
the basic requirements of a treaty under America concerning Military Bases,
Section 21 of Article VII. This means that
both provisions must be read as additional
limitations to the President’s overarching 347
executive function in matters of defense VOL. 779, JANUARY 12, 2016
and foreign relations. Saguisag vs. Ochoa, Jr.

3. The President, however, may foreign military bases, troops, or


enter into an executive facilities shall not be allowed in the
agreement on foreign military Philippines except under a treaty duly
bases, troops, or facilities, if concurred in by the Senate and, when
(a) it is not the instrument the Congress so requires, ratified by a
that allows the presence of majority of the votes cast by the
foreign military bases, troops, people in a national referendum held
for that purpose, and recognized as a EDCA must be submitted to the
treaty by the other contracting State. _______________
170 Memorandum of Bayan, et al., pp. 29-32, Rollo
(Emphases supplied) (G.R. No. 212444), pp. 593-596; Memorandum of
Saguisag, et al., pp. 17-29, 35-37, Rollo (G.R. No.
In view of this provision, petitioners 212426, Vol. II), pp. 987-999, 1005-1007.
argue170 that EDCA must be in the form 171 The pertinent text of SR 105 is reproduced
below:
of a “treaty” duly concurred in by the WHEREAS, the treaty known as RP-US EDCA
Senate. They stress that the (Enhanced Defense Cooperation Agreement) is at
Constitution is unambiguous in present subject of Supreme Court proceedings on the
question of whether this treaty is valid and effective,
mandating the transmission to the considering that the Senate has not concurred with the
Senate of all international agreements treaty;
concluded after the expiration of the WHEREAS, the Office of the President argues that
MBA in 1991 — agreements that the document is not a treaty but is instead an executive
agreement that allegedly does not require Senate
concern the presence of foreign concurrence;
military bases, troops, or facilities in WHEREAS, the only constitutional ground for the
the country. Accordingly, petitioners position taken by the Executive is the mere inclusion of
the term “executive agreement” in the Constitution
maintain that the Executive
which provides: “All cases involving the constitutionality
Department is not given the choice to of an ... executive agree-
conclude agreements like EDCA in
the form of an executive agreement.
This is also the view of the Senate, 349
which, through a majority vote of 15 of VOL. 779, JANUARY 12, 2016
its members — with 1 against and 2 Saguisag vs. Ochoa, Jr.
abstaining — says in SR 105171 that
_______________ and categorical that Senate concurrence is absolutely
ment ...” (Article VIII, Section 4, paragraph 2) as one of necessary for the validity and effectivity of any treaty,
items included in the list of cases which the Supreme particularly any treaty that promotes for foreign military
Court has power to decide; bases, troops and facilities, such as the EDCA;
WHEREAS, there is no other provision in the WHEREAS, under the rules of constitutional and
Constitution concerning a so-­called executive statutory construction, the two constitutional provisions
agreement, and there is no mention at all of its definition, on Senate concurrence are specific provisions, while the
its requirements, the role of the Senate, or any other lone constitutional provision merely mentioning an
characteristic of, or protocol for, any such so-called “executive agreement” is a general provision, and
“executive agreement”; therefore, the specific provisions on Senate
WHEREAS, “executive agreement” is a term wandering concurrence prevail over the general provision on
alone in the Constitution, bereft of provenance and an “executive agreement”;
unidentified constitutional mystery;
WHEREAS, in stark contrast to the lone mention of the
term “executive agreement,” the Constitution provides
categorically: 349
(a) “No treaty or international agreement shall be valid VOL. 779, JANUARY 12, 2016
and effective unless concurred in by at least two-thirds Saguisag vs. Ochoa, Jr.
of all the Members of the Senate” (Article VII, Section
21);
(b) “After the expiration in 1991 of the Agreement Senate in the form of a treaty for
between the Republic of the Philippines and the United concurrence by at least two-thirds of all its
States of America concerning Military Bases, foreign members.
military bases, troops, or facilities shall not be allowed in
the Philippines except under a treaty duly concurred in
The Senate cites two constitutional
the Senate and, when the Congress so requires, ratified provisions (Article VI, Section 21 and Article
by a majority of the votes cast by the people in a national XVIII, Section 25) to support its position.
referendum held for that purpose, and recognized as a Compared with the lone constitutional
treaty by the other contracting State” (Article XVIII,
Section 25); provision that the Office of the Solicitor
WHEREAS, on the one hand, the Constitution is clear General (OSG) cites, which is Article XVIII,
Section 4(2), which includes the on the nonnegotiable power of the Senate to decide
whether a treaty will be valid and effective, depending
constitutionality of “executive agreement(s)” on the Senate concurrence[;]
among the cases subject to the Supreme WHEREFORE, be it hereby resolved by the Senate that
Court’s power of judicial review, the the RP-US EDCA treaty requires Senate concurrence,
Constitution clearly requires submission of in order to be valid and effective;
Be it further resolved, That this Resolution expressing
EDCA to the Senate. Two specific the strong sense of the Senate be formally submitted to
provisions versus one general provision the Supreme Court through the Chief Justice.
means that the specific provisions prevail.
The term “executive agreement” is “a term
wandering alone in the Constitution, bereft 350
of provenance and an unidentified 35 SUPREME COURT REPORTS ANNOTATED
constitutional mystery.” 0
The author of SR 105, Senator Miriam Saguisag vs. Ochoa, Jr.
Defensor Santiago, upon interpellation
even added that the MDT, which the There are two insurmountable obstacles to
Executive claims to be partly implemented this Court’s agreement with SR 105, as well
through EDCA, is already obsolete. as with the comment on interpellation made
_______________ by Senator Santiago.
WHEREAS, the Senate is aware of and obeys the ruling First, the concept of “executive
of the Supreme Court in Pimentel, Jr. v. Office of the
Executive Secretary, 462 SCRA 622 (2005);
agreement” is so well-entrenched in this
WHEREAS, the ruling cited above does not apply to the Court’s pronouncements on the powers of
EDCA case, because the Senate makes no attempt to the President. When the Court validated the
force the President of the Philippines to submit the
concept of “executive agreement,” it did so
EDCA treaty for concurrence by the Senate, by this
Resolution, the Senate merely takes a definitive stand with full knowledge of the Senate’s role in
concurring in treaties. It was aware of the SCRA 744 (1998).
173 Republic v. Quasha, 150-B Phil. 140; 46 SCRA
problematique of distinguishing when an 160 (1972); Adolfo v. Court of First Instance of
international agreement needed Senate Zambales, 145 Phil. 264; 34 SCRA 166 (1970);
concurrence for validity, and when it did not; Commissioner of Internal Revenue v. Guerrero, 128 Phil.
and the Court continued to validate the 197; 19 SCRA 205 (1967); Gonzales v. Hechanova, 118
Phil. 1065; 9 SCRA 230 (1963); Commissioner of
existence of “executive agreements” even Customs v. Eastern Sea Trading, 113 Phil. 333; 3 SCRA
after the 1987 Constitution.172 This follows a 351 (1961); USAFFE Veterans Ass’n., Inc. v. Treasurer
long line of similar decisions upholding the of the Phil., 105 Phil. 1030 (1959); Uy Matiao & Co., Inc.
v. City of Cebu, 93 Phil. 300 (1953); Abbot Laboratories
power of the President to enter into an v. Agrava, 91 Phil. 328 (1952).
executive agreement.173
_______________
172 Arigo v. Swift, G.R. No. 206510, 16 September
2014, 735 SCRA 102; Land Bank of the Philippines v. 351
Atlanta Industries, Inc., G.R. No. 193796, 2 July 2014, VOL. 779, JANUARY 12, 2016
729 SCRA 12; Roxas v. Ermita, G.R. No. 180030, June Saguisag vs. Ochoa, Jr.
10, 2014; Bayan Muna v. Romulo, supra note 114;
Vinuya v. Romulo, supra note 17; Nicolas v. Romulo,
supra note 39; Akbayan Citizens Action Party v. Aquino, Second, the MDT has not been rendered
supra note 15; Suplico v. NEDA, 580 Phil. 301; 558 obsolescent, considering that as late as
SCRA 329 (2008); Neri v. Senate Committee on
2009,174 this Court continued to recognize its
Accountability of Public Officers and Investigations, 572
Phil. 554; 549 SCRA 77 (2008); Abaya v. Ebdane, Jr., validity.
544 Phil. 645; 515 SCRA 720 (2007); Senate of the Third, to this Court, a plain textual
Philippines v. Ermita, 522 Phil. 1; 488 SCRA 1 (2006); reading of Article XIII, Section 25, inevitably
Pimentel, Jr. v. Office of the Executive Secretary, supra
note 15; Bayan (Bagong Alyansang Makabayan) v. leads to the conclusion that it applies only
Zamora, supra note note 23; Chavez v. Presidential to a proposed agreement between our
Commission on Good Government, 360 Phil. 133; 299 government and a foreign government,
whereby military bases, troops, or facilities _______________
174 Nicolas v. Romulo, supra note 39.
of such foreign government would be 175 Chavez v. Judicial and Bar Council, supra note
“allowed” or would “gain entry” Philippine 94; Francisco, Jr. v. Nagmamalasakit na mga
territory. Manananggol ng mga Manggagawang Pilipino, Inc.,
Note that the provision “shall not be supra note 93 (quoting J.M. Tuason & Co., Inc. v. Land
Tenure Administration, 142 Phil. 719; 31 SCRA 413
allowed” is a negative injunction. This [1970], citing Baranda v. Gustilo, 248 Phil. 205; 165
wording signifies that the President is not SCRA 757 [1988]; Luz Farms v. Secretary of the
authorized by law to allow foreign military Department of Agrarian Reform, 270 Phil. 151; 192
SCRA 51 [1990]; Ordillo v. Commission on Elections,
bases, troops, or facilities to enter the 270 Phil. 183; 192 SCRA 100 [1990]).
Philippines, except under a treaty 176 Id.; Ang Bagong Bayani-OFW Labor Party v.
concurred in by the Senate. Hence, the Commission on Elections, 412 Phil. 308; 359 SCRA 698
constitutionally restricted authority pertains (2001) (citing J.M. Tuason & Co., Inc. v. Land Tenure
Administration, id.; Gold Creek Mining Corp. v.
to the entry of the bases, troops, or facilities, Rodriguez, 66 Phil. 259, 264 [1938]; Ruben C. Agpalo,
and not to the activities to be done after Statutory Construction, p. 311 [1990]).
entry.
Under the principles of constitutional
construction, of paramount consideration is 352
the plain meaning of the language 35 SUPREME COURT REPORTS ANNOTATED
expressed in the Constitution, or the verba 2
legis rule.175 It is presumed that the Saguisag vs. Ochoa, Jr.
provisions have been carefully crafted in
order to express the objective it seeks to meaning of the words used in the
attain.176 It is incumbent upon the Court to Constitution. It is presumed that the framers
refrain from going beyond the plain and the people meant what they said when
they said it, and that this understanding was provision to be construed compels
reflected in the Constitution and understood acceptance and negates the power of the
by the people in the way it was meant to be courts to alter it, based on the postulate that
understood when the fundamental law was the framers and the people mean what they
ordained and promulgated.177 As this Court say. Thus, these are the cases where the
has often said: need for construction is reduced to a
minimum.178 (Emphases supplied)
We look to the language of the document _______________
177 Id.; Francisco, Jr. v. Nagmamalasakit na mga
itself in our search for its meaning. We do Manananggol ng mga Manggagawang Pilipino, Inc.,
not of course stop there, but that is where supra note 93 (quoting J.M. Tuason & Co., Inc. v. Land
we begin. It is to be assumed that the words Tenure Administration, id.; citing Baranda v. Gustila,
in which constitutional provisions are supra note 175 at p. 770; Luz Farms v. Secretary of the
Department of Agrarian Reform, supra note 175; Ordillo
couched express the objective sought to be v. Commission on Elections, supra note 175); Sarmiento
attained. They are to be given their ordinary III v. Mison, 240 Phil. 505; 156 SCRA 549 (1987); Gold
meaning except where technical terms are Creek Mining Corp. v. Rodriguez, supra note 176.
178 Francisco, Jr. v. Nagmamalasakit na mga
employed in which case the significance Manananggol ng mga Manggagawang Pilipino, Inc., id.
thus attached to them prevails. As the (quoting J.M. Tuason & Co., Inc. v. Land Tenure
Constitution is not primarily a lawyer’s Administration, id.).
document, it being essential for the rule of
law to obtain that it should ever be present
in the people’s consciousness, its language 353
as much as possible should be understood VOL. 779, JANUARY 12, 2016
in the sense they have in common use. Saguisag vs. Ochoa, Jr.
What it says according to the text of the
It is only in those instances in which the “to permit, enable”; “to give consent to
constitutional provision is unclear, the occurrence of or relax restraint on
ambiguous, or silent that further (an action, event, or activity)”; “to
construction must be done to elicit its consent to the presence or
meaning.179 In Ang Bagong Bayani-OFW attendance of (a person)”; and when
Labor Party v. Commission on Elections,180 with an adverbial of place, “to permit
we reiterated this guiding principle: (a person or animal) to go, come, or
be in, out, near, etc.”181 Black’s Law
it [is] safer to construe the Dictionary defines the term as one
Constitution from what appears upon that means “[t]o grant, approve, or
its face. The proper interpretation permit.”182
therefore depends more on how it was The verb “allow” is followed by the
understood by the people adopting it word “in,” which is a preposition used
than in the framers’ understanding to indicate “place or position in space
thereof. (Emphases supplied) or anything having material extension:
Within the limits or bounds
The effect of this statement is _______________
179 Ang Bagong Bayani-OFW Labor Party v.
surprisingly profound, for, if taken Commission on Elections, supra note 176.
literally, the phrase “shall not be 180 Id. (quoting the Separate Opinion of Justice
allowed in the Philippines” plainly Mendoza in Civil Liberties Union v. Executive Secretary,
refers to the entry of bases, troops, or 272 Phil. 147; 194 SCRA 317 [1991]).
181 OED Online, available at
facilities in the country. The Oxford <http://www.oed.com/view/Entry/5460>, accessed on
English Dictionary defines the word 28 October 2015; See also Merriam-Webster Online
“allow” as a transitive verb that means Dictionary, “allow,” available at
<http://www.merriam­webster.com/dictionary/allow>,After studied reflection, it appeared
accessed on 28 October 2015.
182 Black’s Law Dictionary (2nd ed).
farfetched that the ambiguity surrounding
the meaning of the word “activities” arose
from accident. In our view, it was
354 deliberately made that way to give both
35 SUPREME COURT REPORTS ANNOTATED parties a certain leeway in negotiation. In
4 this manner, visiting US forces may sojourn
Saguisag vs. Ochoa, Jr. in Philippine territory for purposes other
than military. As conceived, the joint
of, within (any place or thing).”183 That exercises may include training on new
something is the Philippines, which is the techniques of patrol and surveillance to
noun that follows. protect the nation’s marine resources, sea
It is evident that the constitutional restriction search-and-rescue operations to assist
refers solely to the initial entry of the foreign vessels in distress, disaster relief
military bases, troops, or facilities. Once operations, civic action projects such as the
entry is authorized, the subsequent acts are building of school houses, medical and
thereafter subject only to the limitations humanitarian missions, and the like.
provided by the rest of the Constitution and Under these auspices, the VFA gives
Philippine law, and not to the Section 25 legitimacy to the current Balikatan
requirement of validity through a treaty. exercises. It is only logical to assume that
The VFA has already allowed the entry of “Balikatan 02-1,” a “mutual anti-terrorism
troops in the Philippines. This Court stated advising, assisting and training exercise,”
in Lim v. Executive Secretary: falls under the umbrella of sanctioned or
allowable activities in the context of the
agreement. Both the history and intent of The OSG emphasizes that EDCA can be in
the Mutual Defense Treaty and the VFA the form of an executive agreement, since it
support the conclusion that combat-related merely involves “adjustments in detail” in
activities — as opposed to com- the implementation of the MDT and the
_______________ VFA.186 It points out that there are existing
183 OED Online, available at
<http://www.oed.com/view/Entry/92970?rskey=JDaO1
treaties between the Philippines and the
Y&result=6>, accessed on 28 October 2015; See also U.S. that have already been concurred in by
Merriam-Webster Online Dictionary, available at the Philippine Senate and have thereby met
<http://www.merriam­webster.com/dictionary/in>, the requirements of the Constitution under
accessed on 28 October 2015.
Section 25. Because of the status of these
prior agreements, respondent emphasizes
355 that EDCA need not be transmitted to the
VOL. 779, JANUARY 12, 2016 Senate.355
Saguisag vs. Ochoa, Jr. The aforecited Dissenting Opinion of
Justice Brion disagrees with the ponencia’s
bat itself — such as the one subject of the application of verba legis construction to the
instant petition, are indeed authorized.184 words of Article XVIII, Section 25.187 It claims
(Emphasis supplied) that the provision is “neither plain, nor that
simple.”188 To buttress its disagreement, the
Moreover, the Court indicated that the dissent states that the provision refers to a
Constitution continues to govern the historical incident, which is the expiration of
conduct of foreign military troops in the the 1947 MBA.189 Accordingly, this position
Philippines,185 readily implying the legality of requires questioning the circumstances that
their initial entry into the country. led to the historical event, and the meaning
of the terms under Article XVIII, Section 25. constitutional and statutory construction is
This objection is quite strange. The to set tiers of interpretation to guide the
construction technique of verba legis is not Court as to how a particular provision
inapplicable just because a provision has functions. Verba legis is of paramount
_______________ consideration, but it is not the only
184 Supra note 69.
185 In the words of the Court: “The present
consideration. As this Court has often said:
Constitution contains key provisions useful in
We look to the language of the document
determining the extent to which foreign military troops
are allowed in Philippine territory.” Lim v. Executive
itself in our search for its meaning. We do
Secretary, id.
not of course stop there, but that is where
186 Memorandum of OSG, pp. 14-27, Rollo, pp.
444-457. we begin. It is to be assumed that the words
187 Dissenting Opinion of Justice Arturo D. Brion, p.
in which constitutional provisions are
574.
188 Id., at p. 576.
couched express the objective sought to be
189 Id. attained. They are to be given their ordinary
meaning except where technical terms are
employed in which case the significance
356 thus attached to them prevails. As the
35 SUPREME COURT REPORTS ANNOTATED Constitution is not primarily a lawyer’s
6 document, it being essential for the rule of
Saguisag vs. Ochoa, Jr. law to obtain that it should ever be present
in the people’s consciousness, its language
a specific historical context. In fact, every as much as possible should be understood
provision of the Constitution has a specific in the sense they have in common use.
historical context. The purpose of What it says according to the text of the
provision to be construed compels
acceptance and negates the power of the
courts to alter it, based on the postulate that 357
the framers and the people mean what they VOL. 779, JANUARY 12, 2016
say. Thus, these are the cases where the Saguisag vs. Ochoa, Jr.
need for construction is reduced to a
minimum.190 (Emphases supplied) itself and into the discussion of the framers,
the context of the Constitutional
As applied, verba legis aids in construing Commission’s time of drafting, and the
the ordinary meaning of terms. In this case, history of the 1947 MBA. Without reference
the phrase being construed is “shall not be to these factors, a reader would not
allowed in the Philippines” and not the understand those terms. However, for the
preceding one referring to “the expiration in phrase “shall not be allowed in the
1991 of the Agreement between the Philippines,” there is no need for such
Republic of the Philippines and the United reference. The law is clear. No less than the
States of America concerning Military Senate understood this when it ratified the
Bases, foreign military bases, troops, or VFA.
facilities.” It is explicit in the wording of the
provision itself that any interpretation goes 4. The President may gener-
beyond the text ally enter into executive
_______________ agreements subject to limi-
190 Francisco, Jr. v. Nagmamalasakit na mga tations defined by the Con-
Manananggol ng mga Manggagawang Pilipino, Inc.,
supra note 93 (quoting J.M. Tuason & Co., Inc. v. Land stitution and may be in fur-
Tenure Administration, supra note 175). therance of a treaty already
concurred in by the Senate. Art. 1 (1946); Philippine Independence Act (Tydings-
McDuffie Act), Pub.L. 73-127, 48 Stat. 456, (24 March
1934), Secs. 5 and 10; Foreign Service Institute, supra
We discuss in this section why the note 24 at pp. ix-x.
President can enter into executive
agreements.
It would be helpful to put into context the 358
contested language found in Article XVIII, 35 SUPREME COURT REPORTS ANNOTATED
Section 25. Its more exacting requirement 8
was introduced because of the previous Saguisag vs. Ochoa, Jr.
experience of the country when its
representatives felt compelled to consent to allow military bases, troops and facilities in
the old MBA.191 They felt constrained to the country is now articulated in Article XVIII
agree to the MBA in fulfillment of one of the of our present Constitution.
major conditions for the country to gain This second layer of consent, however,
independence from the U.S.192 As a result of cannot be interpreted in such a way that we
that experience, a second layer of consent completely ignore the intent of our
for agreements that constitutional framers when they provided
_______________ for that additional layer, nor the vigorous
191 See IV Record, Constitutional Commission, p.
statements of this Court that affirm the
759 (18 Sep. 1986): “By inequalities, is the
Commissioner referring to the one-sided provisions, the continued existence of that class of
onerous conditions of the RP-US Bases Agreement?” international agreements called “executive
Nicolas v. Romulo, supra note 39 at p. 280; p. 458. agreements.”
192 See Treaty of General Relations between the
Republic of the Philippines and the United States of
The power of the President to enter into
America, October 22, 1946, binding executive agreements without
Senate concurrence is already well- Ordinance Appended to the Constitution or “Parity
Amendment.”
established in this jurisdiction.193 That power 195 Republic Act No. 9184 (Government
has been alluded to in our present and past Procurement Reform Act) (2003), Sec. 4; Administrative
Constitutions,194 in various statutes,195 in Code of 1987, Book II, Sec. 18(2)(a); Presidential
Supreme Court decisions,196 and during the Decree No. 1464, as amended (Tariff and Customs
_______________ Code of 1978), Sec. 402(f); Republic Act No. 1789
193 Land Bank of the Philippines v. Atlanta (Reparations Law) (1957), Sec. 18; Commonwealth Act
Industries, Inc., supra note 172; Bayan Muna v. Romulo, No. 733 (Acceptance of
supra note 114; Nicolas v. Romulo, supra note 39; Neri
v. Senate Committee on Accountability of Public
Officers and Investigations, supra note 172; Department 359
of Budget and Management Procurement Service v. VOL. 779, JANUARY 12, 2016
Kolonwel Trading, 551 Phil. 1030; 524 SCRA 591
(2007); Abaya v. Ebdane, Jr., supra note 172; Republic Saguisag vs. Ochoa, Jr.
v. Quasha, supra note 173; Adolfo v. Court of First
Instance of Zambales, supra note 173; Commissioner of deliberations of the Constitutional
Internal Revenue v. Guerrero, supra note 173; Gonzales
v. Hechanova, supra note 173; Commissioner of
Commission.197 They cover a wide array of
Customs v. Eastern Sea Trading, supra note 173; subjects with varying scopes and
USAFFE Veterans Ass’n., Inc. v. Treasurer of the Phil., purposes,198 including those that involve the
supra note 173; Uy Matiao & Co., Inc. v. City of Cebu,
presence of foreign military forces in the
supra note 173; Abbot Laboratories v. Agrava, supra
note 173; II Record, Constitutional Commission, pp. country.199
544-546 (31 July 1986); Cortes, supra note 15 at p. 190; As the sole organ of our foreign relations200
Sinco, supra note 15 at pp. 303-305. and the constitutionally assigned chief
194 Constitution, Art. VIII (Judicial Department),
Secs. 4(2) & 5(2)(a); Constitution (1973, as amended),
architect of our foreign policy,201 the
Art. X (The Judiciary), Secs. 2(2) & 5(2)(a), Art. XVII President is vested with the exclusive
(Transitory Provisions), Sec. 12; Constitution (1935), power to conduct and manage the country’s
interface with other states and governments. Secretary, supra note 15. See Constitution, Art. VII, Sec.
1, in relation to Administrative Code of 1987, Book IV
Being the principal representative of the (Executive Branch), Title I (Foreign Affairs), Secs. 3(1)
Philippines, the Chief Executive speaks and and 20; Sinco, supra note 15 at p. 297.
listens for the nation; initiates, maintains, 201 Pimentel, Jr. v. Office of the Executive Secretary,
and develops diplomatic relations with other id. See Constitution, Art. VII, Sec. 1, in relation to
Administrative Code of 1987, Book IV (Executive
states and governments; negotiates and Branch), Title I (Foreign Affairs), Secs. 3(1) and 20;
enters into international agreements; Sinco, id., at p. 298.
promotes trade, investments, tourism and
_______________
Executive Agreement Under Title IV of [United States] 360
Public Law 371-79th Congress) (1946).
196 Neri v. Senate Committee on Accountability of
36 SUPREME COURT REPORTS ANNOTATED
Public Officers and Investigations, supra note 172; 0
Republic v. Quasha, supra note 173; Commissioner of Saguisag vs. Ochoa, Jr.
Internal Revenue v. Guerrero, supra note 173; Gonzales
v. Hechanova, supra note 173; Commissioner of
Customs v. Eastern Sea Trading, supra note 173; other economic relations; and settles
USAFFE Veterans Ass’n., Inc. v. Treasurer of the Phil., international disputes with other states.202
supra note 173; Abbot Laboratories v. Agrava, supra As previously discussed, this constitutional
note 173.
197 II Record, Constitutional Commission, supra
mandate emanates from the inherent power
note 193. of the President to enter into agreements
198 Bayan Muna v. Romulo, supra note 114. See with other states, including the prerogative
also Sinco,supra note 15. to conclude binding executive agreements
199 See generally: Nicolas v. Romulo, supra note 39;
Lim v. Exe­cutive Secretary, supra note 69. that do not require further Senate
200 See: Akbayan Citizens Action Party v. Aquino, concurrence. The existence of this
supra note 15; Pimentel, Jr. v. Office of the Executive presidential power203 is so well-entrenched
that Section 5(2)(a), Article VIII of the _______________
202 See: Constitution, Art. VII, Sec. 1, in relation to
Constitution, even provides for a check on Administrative Code of 1987, Book III (Office of the
its exercise. As expressed below, executive President), Title I (Powers of the President), Sec. 1 and
agreements are among those official Book IV (Executive Branch), Title I (Foreign Affairs),
governmental acts that can be the subject Secs. 3(1) and 20 and Title III (Justice), Sec. 35(10);
Pimentel, Jr. v. Office of the Executive Secretary, supra
of this Court’s power of judicial review: note 15 (on ratification of treaties); Vinuya v. Executive
Secretary, supra note 17 (on espousing claims against
(2) Review, revise, reverse, foreign governments); Abaya v. Ebdane, Jr., supra note
172 (on contracting foreign loans); People’s Movement
modify, or affirm on appeal or for Press Freedom v. Manglapus, supra note 15 (on
certiorari, as the law or the Rules of treaty negotiations with foreign states); Sinco, id., at p.
Court may provide, final judgments 298.
and orders of lower courts in: 203 See Sinco, id., at pp. 297-298.
(a) All cases in which the
constitutionality or validity of any
361
treaty, international or executive
VOL. 779, JANUARY 12, 2016
agreement, law, presidential decree,
Saguisag vs. Ochoa, Jr.
proclamation, order, instruction,
ordinance, or regulation is in question.
embodying adjustments of detail carrying
(Emphases supplied)
out well-established national policies and
traditions and those involving arrangements
In Commissioner of Customs v.
of a more or less temporary nature.”204 In
Eastern Sea Trading, executive
Bayan Muna v. Romulo, this Court further
agreements are defined as
clarified that executive agreements can
“international agreements
cover a wide array of subjects that have environmental cooperation, peace corps,
various scopes and purposes.205 They are arms limitation, and nuclear safety, among
no longer limited to the traditional subjects others. Surely, the enumeration in Eastern
that are usually covered by executive Sea Trading cannot circumscribe the option
agreements as identified in Eastern Sea of each state on the matter of which the
Trading. The Court thoroughly discussed international agreement format would be
this matter in the following manner: convenient to serve its best interest. As
Francis Sayre said in his work referred to
The categorization of subject matters that earlier:
may be covered by international . . . It would be useless to undertake to
agreements mentioned in Eastern Sea discuss here the large variety of executive
Trading is not cast in stone. x x x. agreements as such concluded
As may be noted, almost half a century has
elapsed since the Court rendered its _______________
204 Commissioner of Customs v. Eastern Sea
decision in Eastern Sea Trading. Since then, Trading, supra note 173.
the conduct of foreign affairs has become 205 Bayan Muna v. Romulo, supra note 114. See
more complex and the domain of also Sinco, supra note 15.
international law wider, as to include such
subjects as human rights, the environment,
and the sea. In fact, in the US alone, the 362
executive agreements executed by its 36 SUPREME COURT REPORTS ANNOTATED
President from 1980 to 2000 covered 2
subjects such as defense, trade, scientific Saguisag vs. Ochoa, Jr.
cooperation, aviation, atomic energy,
from time to time. Hundreds as in Eastern Sea Trading
of executive agreements, other (1961), viz.:
than those entered into under
the trade­-agreement act, have Treaties are formal documents which
been negotiated with foreign require ratification with the approval of two-
governments. . . . They cover thirds of the Senate. Executive agreements
such subjects as the inspection become binding through executive action
of vessels, navigation dues, without the need of a vote by the Senate or
income tax on shipping profits, by Congress.
the admission of civil air craft, xxxx
custom matters and commercial [T]he right of the Executive to enter into
relations generally, international binding agreements without the necessity of
claims, postal matters, the subsequent Congressional approval has
registration of trademarks and been confirmed by long usage. From the
copyrights, etc. . . . (Emphases earliest days of our history we have entered
supplied) into executive agreements covering such
subjects as commercial and consular
One of the distinguishing relations, most-favored-nation rights, patent
features of executive rights, trademark and copyright protection,
agreements is that their validity postal and navigation arrangements and
and effectivity are not affected the settlement of claims. The validity of
by a lack of Senate these has never been seriously questioned
concurrence.206 This distinctive by our courts. (Emphases supplied)
feature was recognized as early _______________
206 Commissioner of Customs v. Eastern Sea Their discussion is reproduced below:207
Trading, supra note 173.

MS. AQUINO: Madam President, first I


363
would like a clarification from the
VOL. 779, JANUARY 12, 2016 Committee.
363 We have retained the words
Saguisag vs. Ochoa, Jr. “international agreement” which I think is
the correct judgment on the matter because
That notion was carried over to the present an international agreement is different from
Constitution. In fact, the framers specifically a treaty. A treaty is a contract between
deliberated on whether the general term parties which is in the nature of international
“international agreement” included agreement and also a municipal law in the
executive agreements, and whether it was sense that the people are bound. So there
necessary to include an express proviso is a conceptual difference. However, I
that would exclude executive agreements would like to be clarified if the international
from the requirement of Senate agreements include executive agreements.
concurrence. After noted constitutionalist Fr. MR. CONCEPCION: That depends upon
Joaquin Bernas quoted the Court’s ruling in the parties. All parties to these international
Eastern Sea Trading, the Constitutional negotiations stipulate the conditions which
Commission members ultimately decided are necessary for the agreement or
that the term “international agreements” as whatever it may be to become valid or
contemplated in Section 21, Article VII, effective as regards the parties.
does not include executive agreements, MS. AQUINO: Would that depend on the
and that a proviso is no longer needed. parties or would that depend on the nature
of the executive agreement? According to
common usage, there are two types of commercial agreements.
executive agreement: one is purely pro- MR. CONCEPCION: Executive
_______________ agreements are generally made to
207 II Record, Constitutional Commission, pp. 544-
546 (31 July 1986). See also Defensor-Santiago, Miriam,
implement a treaty already enforced
International Agreements in Constitutional Law: The or to determine the details for the
Suspended RP-China (ZTE) Loan Agreement, 53 implementation of the treaty. We are
Ateneo L.J. 537, 539 (2008). speaking of executive agreements,
not international agreements.
MS. AQUINO: I am in full
364
agreement with that, except that it
36 SUPREME COURT REPORTS ANNOTATED
4
does not cover the first kind of
executive agreement which is just
Saguisag vs. Ochoa, Jr.
protocol or an exchange of notes and
this would be in the nature of
ceeding from an executive act
reinforcement of claims of a citizen
which affects external relations
against a country, for example.
independent of the legislative and the
MR. CONCEPCION: The
other is an executive act in pursuance
Commissioner is free to require
of legislative authorization. The first
ratification for validity insofar as the
kind might take the form of just
Philippines is concerned.
conventions or exchanges of notes or
MS. AQUINO: It is my humble
protocol while the other, which would
submission that we should provide,
be pursuant to the legislative
unless the Committee explains to us
authorization, may be in the nature of
otherwise, an explicit proviso which
would except executive agreements Saguisag vs. Ochoa, Jr.
from the requirement of concurrence
of two-thirds of the Members of the entered into executive agreements covering
Senate. Unless I am enlightened by such subjects as commercial and consular
the Committee I propose that relations, most favored nation rights, patent
tentatively, the sentence should read. rights, trademark and copyright protection,
“No treaty or international agreement postal and navigation arrangements and
EXCEPT EXECUTIVE the settlement of claims. The validity of this
AGREEMENTS shall be valid and has never been seriously questioned by our
effective.” Courts.
FR. BERNAS: I wonder if a Agreements with respect to the registration
quotation from the Supreme Court of trademarks have been concluded by the
decision [in Eastern Sea Trading] executive of various countries under the Act
might help clarify this: of Congress of March 3, 1881 (21 Stat.
The right of the executive to enter 502) . . . International agreements involving
into binding agreements without the political issues or changes of national policy
necessity of subsequent and those involving international
Congressional approval has been agreements of a permanent character
confirmed by long usage. From the usually take the form of treaties. But
earliest days of our history, we have international agreements embodying
adjustments of detail, carrying out well-
established national policies and traditions
365 and those involving arrangements of a more
VOL. 779, JANUARY 12, 2016 or less 365
temporary nature usually take the
form of executive agreements. 36 SUPREME COURT REPORTS ANNOTATED
MR. ROMULO: Is the Commissioner, 6
therefore, excluding the executive Saguisag vs. Ochoa, Jr.
agreements?
FR. BERNAS: What we are referring to, THE PRESIDENT: Is Commissioner
therefore, when we say international Aquino satisfied?
agreements which need concurrence by at MS. AQUINO: Yes. There is already an
least two-thirds are those which are agreement among us on the definition of
permanent in nature. “executive agreements” and that would
MS. AQUINO: And it may include make unnecessary any explicit proviso on
commercial agreements which are the matter.
executive agreements essentially but which xxx
are proceeding from the authorization of MR. GUINGONA: I am not clear as to the
Congress. If that is our understanding, then meaning of “executive agreements”
I am willing to withdraw that amendment. because I heard that these executive
FR. BERNAS: If it is with prior agreements must rely on treaties. In other
authorization of Congress, then it does not words, there must first be treaties.
need subsequent concurrence by Congress. MR. CONCEPCION: No, I was speaking
MS. AQUINO: In that case, I am about the common use, as executive
withdrawing my amendment. agreements being the implementation of
MR. TINGSON: Madam President. treaties, details of which do not affect the
sovereignty of the State.
MR. GUINGONA: But what about the
366 matter of permanence, Madam President?
Would 99 years be considered permanent? generally no.
What would be the measure of permanency? xxx
I do not conceive of a treaty that is going to
be forever, so there must be some kind of a
time limit. 367
MR. CONCEPCION: I suppose the VOL. 779, JANUARY 12, 2016
Commissioner’s question is whether this Saguisag vs. Ochoa, Jr.
type of agreement should be included in a
provision of the Constitution requiring the MR. ROMULO: I wish to be recognized
concurrence of Congress. first. I have only one question. Do we take
MR. GUINGONA: It depends on the it, therefore, that as far as the Committee is
concept of the executive agreement of concerned, the term “international
which I am not clear. If the executive agreements” does not include the term
agreement partakes of the nature of a treaty, “executive agreements” as read by the
then it should also be included. Commissioner in that text?
MR. CONCEPCION: Whether it partakes FR. BERNAS: Yes. (Emphases Supplied)
or not of the nature of a treaty, it is within the
power of the Constitutional Commission to The inapplicability to executive agreements
require that. of the require­ments under Section 21 was
MR. GUINGONA: Yes. That is why I am again recognized in BAYAN v. Zamora and
trying to clarify whether the words in Bayan Muna v. Romulo. These cases,
“international agreements” would include both decided under the aegis of the present
executive agreements. Constitution, quoted Eastern Sea Trading in
MR. CONCEPCION: No, not necessarily; reiterating that executive agreements are
valid and binding even without the detention of a member of the U.S. Armed Forces, who
was accused of committing a crime in the Philippines);
concurrence of the Senate. Adolfo v. Court of First Instance of Zambales, supra note
Executive agreements may dispense with 173 (on exchange of notes pursuant to the 1947 MBA);
the requirement of Senate concurrence Treaty of General Relations Between the Republic of the
because of the legal mandate with which Philippines and the United States of America (1946).
they are concluded. As culled from the
aforequoted deliberations of the
368
Constitutional Commission, past Supreme
36 SUPREME COURT REPORTS ANNOTATED
Court Decisions, and works of noted 8
scholars,208 executive agreements merely
Saguisag vs. Ochoa, Jr.
involve arrangements on the
implementation of existing policies, rules,
to or upon confirmation by an act of the
laws, or agreements. They are concluded (1)
Legislature;210 or (3) in the exercise of the
to adjust the details of a treaty;209 (2)
President’s independent powers under the
pursuant
_______________
Constitution.211 The raison d’être of
208 Bayan Muna v. Romulo, supra note 114 at p. executive agreements hinges on prior
261; p. 253; Gonzales v. Hechanova, supra note 173; constitutional or legislative authorizations.
Commissioner of Customs v. Eastern Sea Trading,
The special nature of an executive
supra note 173; II Record, Constitutional Commission,
pp. 544-546 (31 July 1986); Cortes, supra note 15; agreement is not just a domestic variation in
Sinco, supra note 15. international agreements. International
209 See, e.g.: Bayan Muna v. Romulo, id. (on the practice has accepted the use of various
transfer or surrender of US nationals in the Philippines
who may be sued before international tribunals); Nicolas
forms and designations of international
v. Romulo, supra note 39 (on agreement concerning the agreements, ranging from the traditional
notion of a treaty — which connotes a agreement); Commissioner of Customs v. Eastern Sea
Trading, supra note 173 (on foreign trade and financial
formal, solemn instrument — to agreements); USAFFE Veterans Ass’n., Inc. v.
engagements concluded in modern, Treasurer of the Phil., supra note 173 (on conversion of
simplified forms that no longer necessitate unspent fund as a foreign loan). But see on limitations:
ratification.212 An international agreement Gonzales v. Hechanova, supra note 173.
212 See generally: Bayan (Bagong Alyansang
may take different forms: treaty, act, Makabayan) v. Zamora, supra note 23; Gautier, Philippe,
protocol, agreement, concordat, compromis 1969 Vienna Convention, Article 2 ­Use of Terms, in The
d’arbitrage, convention, covenant, Vienna Conventions on the Law of Treaties: A
Commentary, Vol. I, pp. 35-36 (Olivier Corten & Pierre
declaration, exchange of notes, statute, Klein eds., 2011).
pact, charter, agreed minute, memorandum
of agreement,
_______________
369
210 See, e.g.: Republic v. Quasha, supra note 173;
Commissioner of Internal Revenue v. Guerrero, supra VOL. 779, JANUARY 12, 2016
note 173; Abbot Laboratories v. Agrava, supra note 173 Saguisag vs. Ochoa, Jr.
(on the interpretation of the provision in the Philippine
Patent Law of 1947 concerning the reciprocity measure
on priority rights to be granted to U.S. nationals); Uy modus vivendi, or some other form.213
Matiao & Co., Inc. v. City of Cebu, supra note 173; Consequently, under international law, the
Republic Act No. 9 —Authority of President to Enter into distinction between a treaty and an
Agreement with US under Republic of the Phil. Military
international agreement or even an
Assistance Act (1946).
211 See, e.g.: Land Bank v. Atlanta Industries, Inc., executive agreement is irrelevant for
supra note 172 (on foreign loan agreement); Bayan purposes of determining international rights
Muna v. Romulo, supra note 114; Department of Budget and obligations.
& Management Procurement Service v. Kolonwel
Trading, supra note 193 (on foreign loan agreement);
However, this principle does not mean
Abaya v. Ebdane, Jr., supra note 172 (on foreign loan that the domestic law distinguishing treaties,
international agreements, and executive Second, treaties are, by their very nature,
agreements is relegated to a mere variation considered superior to executive
in form, or that the constitutional agreements. Treaties are products of the
requirement of Senate concurrence is acts of the Executive and the Senate215
demoted to an optional constitutional unlike executive agreements, which are
directive. There remain two very important solely executive actions.216 Because of
features that distinguish treaties from legislative participation through the Senate,
executive agreements and translate them a treaty is regarded
into terms of art in the domestic setting. _______________
213 See generally: Bayan (Bagong Alyansang
First, executive agreements must remain Makabayan) v. Zamora, id.; Gautier, id., at p. 37 (quoting
traceable to an express or implied Customs régime between Germany and Austria,
authorization under the Constitution, Advisory Opinion, 1931 PCIJ, Ser. A/B no. 41, p. 47).
statutes, or treaties. The absence of these 214 Gonzales v. Hechanova, supra note 173.
215 Bayan Muna v. Romulo, supra note 114
precedents puts the validity and effectivity (affirming Adolfo v. Court of First Instance of Zambales,
of executive agreements under serious supra note 173).
question for the main function of the 216 See: Bayan Muna v. Romulo, id.
Executive is to enforce the Constitution and
the laws enacted by the Legislature, not to
370
defeat or interfere in the performance of
37 SUPREME COURT REPORTS ANNOTATED
these rules.214 In turn, executive agreements
0
cannot create new international obligations
Saguisag vs. Ochoa, Jr.
that are not expressly allowed or
reasonably implied in the law they purport
to implement. as being on the same level as a statute.217 If
there is an irreconcilable conflict, a later law weapons within Philippine territory.221
or treaty takes precedence over one that is b. The fixing of tariff rates, import and export
prior.218 An executive agreement is treated quotas, tonnage and wharfage dues, and
differently. Executive agreements that are other duties or imposts, which must be
inconsistent with either a law or a treaty are pursuant to the authority granted by
considered ineffective.219 Both types of Congress.222
international agreement are nevertheless _______________
217 Pharmaceutical and Health Care Association of
subject to the supremacy of the the Philippines v. Duque III, 561 Phil. 386; 535 SCRA
Constitution.220 265 (2007); Lim v. Executive Secretary, supra note 69;
This rule does not imply, though, that the Secretary of Justice v. Lantion, supra note 17; Philip
President is given carte blanche to exercise Morris, Inc. v. Court of Appeals, G.R. No. 91332, 16 July
1993, 224 SCRA 576.
this discretion. Although the Chief 218 See: Bayan Muna v. Romulo, supra note 114
Executive wields the exclusive authority to (affirming Adolfo v. Court of First Instance of Zambales,
conduct our foreign relations, this power supra note 173); Civil Code, Art. 7.
219 Id.; Nicolas v. Romulo, supra note 39; Gonzales
must still be exercised within the context v. Hechanova, supra note 173; Civil Code, Art. 7.
and the parameters set by the Constitution, 220 See Constitution, Art. VIII, Sec. 5(2); Civil Code,
as well as by existing domestic and Art. 7.
international laws. There are constitutional 221 Id., Art. II, Sec. 8.
222 Id., Art. VI, Sec. 28(2).
provisions that restrict or limit the
President’s prerogative in concluding
international agreements, such as those 371
that involve the following: VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr.
a. The policy of freedom from nuclear
c. The grant of any tax exemption, which treaty to embody an international
must be pursuant to a law concurred in by a agreement, unless the case falls squarely
majority of all the Members of Congress.223 within Article VIII, Section 25.
d. The contracting or guaranteeing, on As can be gleaned from the debates among
behalf of the Philippines, of foreign loans the members of the Constitutional
that must be previously concurred in by the Commission, they were aware that legally
Monetary Board.224 binding international agreements were
e. The authorization of the presence of being entered into by countries in forms
foreign military bases, troops, or facilities in other than a treaty. At the same time, it is
the country must be in the form of a treaty clear that they were also keen to preserve
duly concurred in by the Senate.225 the concept of “executive agreements” and
f. For agreements that do not fall under the right of the President to enter into such
paragraph 5, the concurrence of the Senate agreements.
is required, should the form of the _______________
223 Id., Art. VI, Sec. 28(4).
government chosen be a treaty. 224 Id., Art. VII, Sec. 20.
225 Id., Art. XVIII, Sec. 25.
5. The President had the
choice to enter into
EDCA by way of an ex- 372
ecutive agreement or a 37 SUPREME COURT REPORTS ANNOTATED
treaty. 2
Saguisag vs. Ochoa, Jr.
No court can tell the President to desist from
choosing an executive agreement over a What we can glean from the discussions of
the Constitutional Commissioners is that requirement of concurrence by the
they understood the following realities: Senate.227
1. Treaties, international agreements, and c. Executive agreements are generally
executive agreements are all constitutional intended to implement a treaty already
manifestations of the conduct of foreign enforced or to determine the details of the
affairs with their distinct legal characteristics. implementation thereof that do not affect
a. Treaties are formal contracts between the sovereignty of the State.228
the Philippines and other States-parties, 2. Treaties and international agreements
which are in the nature of international that cannot be mere executive agreements
agreements, and also of municipal laws in must, by constitutional
the sense of their binding nature.226 _______________
226 II Record, Constitutional Commission, p. 544
b. International agreements are similar (31 July 1986).
instruments, the provisions of which may 227 Id., at p. 545.
require the ratification of a designated 228 Id.
number of parties thereto. These
agreements involving political issues or
changes in national policy, as well as those 373
involving international agreements of a VOL. 779, JANUARY 12, 2016
permanent character, usually take the form Saguisag vs. Ochoa, Jr.
of treaties. They may also include
commercial agreements, which are decree, be concurred in by at least two-
executive agreements essentially, but thirds of the Senate.
which proceed from previous authorization 3. However, an agreement — the subject of
by Congress, thus dispensing with the which is the entry of foreign military troops,
bases, or facilities — is particularly Petitioner parlays the notion that the
restricted. The requirements are that it be in Agreement is of dubious validity, partaking
the form of a treaty concurred in by the as it does of the nature of a treaty; hence, it
Senate; that when Congress so requires, it must be duly concurred in by the Senate.
be ratified by a majority of the votes cast by x x x x. Pressing its point, petitioner submits
the people in a national referendum held for that the subject of the Agreement does not
that purpose; and that it be recognized as a fall under any of the subject-categories that
treaty by the other contracting State. x x x may be covered by an executive
4. Thus, executive agreements can agreement, such as commercial/consular
continue to exist as a species of relations, most-favored nation rights, patent
international agreements. rights, trademark and copyright protection,
postal and navigation arrangements and
That is why our Court has ruled the way it settlement of claims.
has in several cases. The categorization of subject matters that
In Bayan Muna v. Romulo, we ruled that the may be covered by international
President acted within the scope of her agreements mentioned in Eastern Sea
constitutional authority and discretion when Trading is not cast in stone. There are no
she chose to enter into the RP-U.S. Non- hard and fast rules on the propriety of
Surrender Agreement in the form of an entering, on a
executive agreement, instead of a treaty,
and in ratifying the agreement without
Senate concurrence. The Court En Banc 374
discussed this intrinsic presidential 37 SUPREME COURT REPORTS ANNOTATED
prerogative as follows: 4
Saguisag vs. Ochoa, Jr. Constitution merely prescribes is that
treaties need the concurrence of the Senate
given subject, into a treaty or an executive by a vote defined therein to complete the
agreement as an instrument of international ratification process.
relations. The primary consideration in the xxxx
choice of the form of agreement is the x x x. As the President wields vast powers
parties’ intent and desire to craft an and influence, her conduct in the external
international agreement in the form they so affairs of the nation is, as Bayan would put
wish to further their respective interests. it, “executive altogether.” The right of the
Verily, the matter of form takes a back seat President to enter into or ratify binding
when it comes to effectiveness and binding executive agreements has been confirmed
effect of the enforcement of a treaty or an by long practice.
executive agreement, as the parties in In thus agreeing to conclude the
either international agreement each labor Agreement thru E/N BF0-028­-03,
under the pacta sunt servanda principle. then President Gloria Macapagal-
xxxx Arroyo, represented by the Secretary
But over and above the foregoing of Foreign Affairs, acted within the
considerations is the fact that — save for scope of the authority and discretion
the situation and matters contemplated in vested in her by the Constitution. At
Sec. 25, Art. XVIII of the Constitution — the end of the day, the President — by
when a treaty is required, the Constitution ratifying, thru her deputies, the non-
does not classify any subject, like that surrender agreement — did nothing
involving political issues, to be in the form more than discharge a constitutional
of, and ratified as, a treaty. What the duty and exercise a prerogative that
pertains to her office. (Emphases Accordingly, in the exercise of its power of
supplied) judicial review, the Court does not look into
whether an international agreement should
be in the form of a treaty or an executive
375 agreement, save in cases in which the
VOL. 779, JANUARY 12, 2016 375 or a statute requires otherwise.
Constitution
Saguisag vs. Ochoa, Jr. Rather, in view of the vast constitutional
powers and prerogatives granted to the
Indeed, in the field of external affairs, the President in the field of foreign affairs, the
President must be given a larger measure task of the Court is to determine whether the
of authority and wider discretion, subject international agreement is consistent with
only to the least amount of checks and the applicable limitations.
restrictions under the Constitution.229 The
rationale behind this power and discretion 6. Executive agreements may
was recognized by the Court in Vinuya v. cover the matter of foreign
Romulo, cited earlier.230 military forces if it merely
Section 9 of Executive Order No. 459, or the involves detail adjustments.
Guidelines in the Negotiation of _______________
International Agreements and its 229 Sinco, supra note 15 at p. 297. See: Vinuya v.
Romulo, supra note 17 (on espousal of the claims of
Ratification, thus, correctly reflected the Philippine nationals against a foreign government);
inherent powers of the President when it Pimentel, Jr. v. Office of the Executive Secretary, supra
stated that the DFA “shall determine note 15 (on ratification of international agreements);
Secretary of Justice v. Lantion, supra note 17 (on
whether an agreement is an executive
temporarily withholding of the right to notice and hearing
agreement or a treaty.” during the evaluation stage of the extradition process);
People’s Movement for Press Freedom v. Manglapus,
“activities” mentioned in the treaty and
supra note 15 (on the imposition of secrecy in treaty
negotiations with foreign countries).
settled the matters pertaining to the
230 Vinuya v. Romulo, id. construction of temporary structures for the
U.S. troops during the activities; the
duration and location of the exercises; the
376 number of participants; and the extent of
37 SUPREME COURT REPORTS ANNOTATED and limitations on the activities of the U.S.
6 forces. The Court upheld the Terms of
Saguisag vs. Ochoa, Jr. Reference as being consistent with the VFA.
It no longer took issue with the fact that the
The practice of resorting to executive Balikatan Terms of Reference was not in
agreements in adjusting the details of a law the form of a treaty concurred in by the
or a treaty that already deals with the Senate, even if it dealt with the regulation of
presence of foreign military forces is not at the activities of foreign military forces on
all unusual in this jurisdiction. In fact, the Philippine territory.
Court has already implicitly acknowledged In Nicolas v. Romulo,232 the Court again
this practice in Lim v. Executive Secretary.231 impliedly affirmed the use of an executive
In that case, the Court was asked to agreement in an attempt to adjust the
scrutinize the constitutionality of the Terms details of a provision of the VFA. The
of Reference of the Balikatan 02-1 joint Philippines and the U.S. entered into the
military exercises, which sought to Romulo-Kenney Agreement, which
implement the VFA. Concluded in the form undertook to clarify the detention of a U.S.
of an executive agreement, the Terms of Armed Forces member, whose case was
Reference detailed the coverage of the term pending appeal after his conviction by a trial
court for the crime of rape. In testing the agreement on detention facilities under
validity of the latter agreement, the Court Philippine authorities as provided in Art. V,
precisely alluded to one of the inherent Sec. 10 of the VFA.”233
limitations of an executive agreement: it Culling from the foregoing discussions, we
cannot go beyond the terms of the treaty it reiterate the following pronouncements to
purports to implement. It was eventually guide us in resolving the present
ruled that the Romulo-Kenney Agreement controversy:
was “not in accord” with the VFA, since the 1. Section 25, Article XVIII of the
former was squarely inconsistent with a Constitution, contains stringent
provision in the treaty requiring that the requirements that must be fulfilled by the
detention be “by Philippine authorities.” international agreement allowing the
Consequently, the presence of foreign military bases, troops,
_______________ or facilities in the Philippines: (a) the
231 Lim v. Executive Secretary, supra note 69.
232 Nicolas v. Romulo, supra note 39.
agreement must be in the form of a treaty,
and (b) it must be duly concurred in by the
Senate.
377 2. If the agreement is not covered by the
VOL. 779, JANUARY 12, 2016 above situation,
377 then the President may
Saguisag vs. Ochoa, Jr. choose the form of the agreement (i.e.,
either an executive agreement or a treaty),
Court ordered the Secretary of Foreign provided that the agreement dealing with
Affairs to comply with the VFA and foreign military bases, troops, or facilities is
“forthwith negotiate with the United States not the principal agreement that first allows
representatives for the appropriate their entry or presence in the Philippines.
3. The executive agreement must not go the Senate. EDCA must thus be carefully
beyond the parameters, limitations, and dissected to ascertain if it remains within the
standards set by the law and/or treaty that legal parameters of a valid executive
the former purports to implement; and must agreement.
not unduly expand the international
obligation expressly mentioned or 7. EDCA is consistent with
necessarily implied in the law or treaty. the content, purpose, and
4. The executive agreement must be frame­work of the MDT
consistent with the Constitution, as well as and the VFA.
with existing laws and treaties.
_______________ The starting point of our analysis is the rule
233 Id., at p. 291; p. 468.
that “an executive agreement x x x may not
be used to amend a treaty.”234 In Lim v.
378
Executive Secretary and in Nicolas v.
37 SUPREME COURT REPORTS ANNOTATED Romulo, the Court approached the question
8 of the validity of executive agreements by
Saguisag vs. Ochoa, Jr. comparing them with the general framework
and the specific provisions of the treaties
In light of the President’s choice to enter into they seek to implement.
EDCA in the form of an executive In Lim, the Terms of Reference of the joint
agreement, respondents carry the burden military exercises was scrutinized by
of proving that it is a mere implementation studying “the framework of the treaty
of existing laws and treaties concurred in by antecedents to which the Philippines bound
itself,”235 i.e., the MDT and the VFA. The
Court proceeded to examine the extent of ambiguous in order to permit “a wide scope
the term “activities” as contemplated in of undertakings subject only to the approval
Articles 1236 and II237 of the VFA. It later on of the Philippine government”238 and thereby
found that the term “ac- allow the parties “a certain leeway in
_______________ negotiation.”239 The Court eventually ruled
234 Bayan Muna v. Romulo, supra note 114 at p.
273; p. 263. See also: Nicolas v. Romulo, id.; Adolfo v.
that the Terms of Reference fell within the
Court of First Instance of Zambales, supra note 173; sanctioned or allowable activities,
Abbot Laboratories v. Agrava, supra note 173. Senate especially in the context of the VFA and the
Resolution No. 18, dated 27 May 1999, which embodies MDT.
the concurrence of the Senate in the VFA, stresses in its
preamble that “nothing in this Resolution or in the VFA The Court applied the same approach to
shall be construed as authorizing the President of the Nicolas v. Romulo. It studied the provisions
Philippines alone to bind the Philippines to any of the VFA on custody and detention to
amendment of any provision of the VFA.” (Emphases
supplied)
ascertain the validity of the Romulo-Kenney
235 Lim v. Executive Secretary, supra note 69 at p. Agreement.240 It eventually found that the
571; p. 752. two international agreements were not in
236 The provision states: “As used in this accord, since the Romulo-Kenney
Agreement, ‘United States personnel’ means United
States military and civilian per- Agreement had stipulated that U.S. military
personnel shall be detained at the U.S.
Embassy Compound and guarded by U.S.
379 military personnel, instead of by Philippine
VOL. 779, JANUARY 12, 2016 authorities.
379 According to the Court, the
Saguisag vs. Ochoa, Jr. parties “recognized the difference between
_______________
sonnel temporarily in the Philippines in connection with
tivities” was deliberately left undefined and activities approved by the Philippine Government. x x x.”
(Emphases supplied) conviction.”241 Pursuant to Article V(6) of the
237 The provision states: “It is the duty of United
VFA, the custody of a U.S. military
States personnel to respect the laws of the Republic of
personnel resides with U.S. military
the Philippines and to abstain from any activity
authorities during trial. Once there is a
inconsistent with the spirit of this agreement, and, in
particular, from any political activity in the Philippines.
finding of guilt, Article V(10) requires that
The Government of the United States shall take all
the confinement or detention be “by
measures within its authority to ensure that this is done.”
(Emphases supplied) Philippine authorities.”
238 Lim v. Executive Secretary, supra note 69 at p.
Justice Marvic M.V.F. Leonen’s Dissenting
572; pp. 752-753.
239 Id., at p. 575; p. 755.
Opinion posits that EDCA “substantially
modifies or amends the VFA”242 and follows
240 According to the agreement: “[H]e will be
with an enumeration of the differences
detained at the first floor, Rowe (JUSMAG) Building, U.S.
Embassy Compound in a room of approximately 10 x 12
between EDCA and the VFA. While these
square feet. He will be guarded round the clock by U.S.
arguments will be rebutted more fully further
military personnel. The Philippine police and jail
on, an initial answer can already be given to
authorities, under the direct supervision of the Philippine
each of the concerns raised by his dissent.
Department of the Interior and Local Government (DILG)
will have access to the place of detention to ensure the
The first difference emphasized is that
United States is in compliance with the terms of the VFA.”
EDCA does not only regulate visits as the
VFA does, but allows temporary stationing
380 on a rotational basis of U.S. military
38 SUPREME COURT REPORTS ANNOTATED personnel and their contractors in physical
0 locations with permanent facilities and pre-
Saguisag vs. Ochoa, Jr. positioned military materiel.
This argument does not take into account
custody during the trial and detention after that these permanent facilities, while built
by U.S. forces, are to be owned by the VOL. 779, JANUARY 12, 2016
Philippines once constructed.243 Even the Saguisag vs. Ochoa, Jr.
VFA allowed construction for the benefit of
U.S. forces during their temporary visits. U.S. equipment, materials, supplies, and
The second difference stated by the dissent other property are imported into or acquired
is that EDCA allows the prepositioning of in the Philippines by or on behalf of the U.S.
military materiel, which can include various Armed Forces; as are vehicles, vessels,
types of warships, fighter planes, bombers, and aircraft operated by or for U.S. forces in
and vessels, as well as land and connection with activities under the VFA.
amphibious vehicles and their These provisions likewise provide for the
corresponding ammunition. 244
waiver of the specific duties, taxes, charges,
However, the VFA clearly allows the same and fees that correspond to these
kind of equipment, vehicles, vessels, and equipment.
aircraft to be brought into the country. The third difference adverted to by the
Articles VII and VIII of the VFA Justice Leonen’s dissent is that the VFA
contemplates that contemplates the entry of troops for training
_______________ exercises, whereas EDCA allows the use of
241 Nicolas v. Romulo, supra note 39 at p. 287; p.
464.
territory for launching military and
242 Dissenting Opinion of Justice Marvic M.V.F. paramilitary operations conducted in other
Leonen, p. 630. states.245 The dissent of Justice Teresita J.
243 EDCA, Art. V(1) and (4).
Leonardo-De Castro also notes that VFA
244 Dissenting Opinion of Justice Leonen, p. 631.
was intended for non-combat activities only,
whereas the entry and activities of U.S.
381 forces into Agreed Locations were borne of
military necessity or had a martial character, 247 Lim v. Executive Secretary, supra note 69 at p.
575; p. 755.
and were therefore not contemplated by the
VFA.246
This Court’s jurisprudence however 382
established in no uncertain terms that 38 SUPREME COURT REPORTS ANNOTATED
combat-related activities, as opposed to 2
actual combat, were allowed under the Saguisag vs. Ochoa, Jr.
MDT and VFA, viz.:
Moreover, both the VFA and EDCA are
Both the history and intent of the Mutual silent on what these activities actually are.
Defense Treaty and the VFA support the Both the VFA and EDCA deal with the
conclusion that combat-related activities as presence of U.S. forces within the
opposed to combat itself such as the one Philippines, but make no mention of being
subject of the instant petition, are indeed platforms for activity beyond Philippine
authorized.247 territory. While it may be that, as applied,
military operations under either the VFA or
Hence, even if EDCA was borne of military EDCA would be carried out in the future, the
necessity, it cannot be said to have strayed scope of judicial review does not cover
from the intent of the VFA since EDCA’s potential breaches of discretion but only
combat-related components are allowed actual occurrences or blatantly illegal
under the treaty. provisions. Hence, we cannot invalidate
_______________
245 Id. EDCA on the basis of the potentially
246 Concurring and Dissenting Opinion of Justice abusive use of its provisions.
Teresita J. Leonardo-De Castro, p. 528.
The fourth difference is that EDCA modifications.249
supposedly introduces a new concept not This last argument cannot be accepted in
contemplated in the VFA or the MDT: view of the clear provisions of EDCA. Both
Agreed Locations, Contractors, the VFA and EDCA ensure Philippine
Prepositioning, and Operational Control.248 jurisdiction in all instances contemplated by
As previously mentioned, these points shall both agreements, with the exception of
be addressed fully and individually in the those outlined by the VFA in
latter analysis of EDCA’s provisions. _______________
248 Dissenting Opinion of Justice Leonen, p. 631.
However, it must already be clarified that 249 Id.
the terms and details used by an
implementing agreement need not be found
in the mother treaty. They must be sourced 383
from the authority derived from the treaty, VOL. 779, JANUARY 12, 2016
but are not necessarily expressed word-for- Saguisag vs. Ochoa, Jr.
word in the mother treaty. This concern
shall be further elucidated in this Decision. Articles III-VI. In the VFA, taxes are clearly
The fifth difference highlighted by the waived whereas in EDCA, taxes are
Dissenting Opinion is that the VFA does not assumed by the government as will be
have provisions that may be construed as a discussed later on. This fact does not,
restriction on or modification of obligations therefore, produce a diminution of
found in existing statues, including the jurisdiction on the part of the Philippines, but
jurisdiction of courts, local autonomy, and rather a recognition of sovereignty and the
taxation. Implied in this argument is that rights that attend it, some of which may be
EDCA contains such restrictions or waived as in the cases under Articles III-VI
of the VFA. implements Article I of the VFA, which
Taking off from these concerns, the already allows the entry of U.S. troops and
provisions of EDCA must be compared with personnel into the country. Respondent
those of the MDT and the VFA, which are stresses this Court’s recognition in Lim v.
the two treaties from which EDCA allegedly Executive Secretary that U.S. troops and
draws its validity. personnel are authorized to conduct
activities that promote the goal of
“Authorized presence” under maintaining and developing their defense
the VFA versus “authorized capability.
activities” under EDCA: (1) _______________
250 Memorandum of OSG, pp. 14-27, Rollo (G.R.
U.S. personnel and (2) U.S. No. 212426), pp. 444-457.
contractors.

The OSG argues250 that EDCA merely 384


details existing policies under the MDT and 38 SUPREME COURT REPORTS ANNOTATED
the VFA. It explains that EDCA articulates 4
the principle of defensive preparation Saguisag vs. Ochoa, Jr.
embodied in Article II of the MDT; and seeks
to enhance the defensive, strategic, and Petitioners contest251 the assertion that the
technological capabilities of both parties provisions of EDCA merely implement the
pursuant to the objective of the treaty to MDT. According to them, the treaty does not
strengthen those capabilities to prevent or specifically authorize the entry of U.S.
resist a possible armed attack. Respondent troops in the country in order to maintain
also points out that EDCA simply and develop the individual and collective
capacities of both the Philippines and the
U.S. to resist an armed attack. They a. Admission of U.S. mili-
emphasize that the treaty was concluded at tary and civilian per-
a time when there was as yet no specific sonnel into Philippine
constitutional prohibition on the presence of territory is already al-
foreign military forces in the country. lowed under the VFA.
Petitioners also challenge the argument
that EDCA simply implements the VFA. We shall first deal with the recognition under
They assert that the agreement covers only EDCA of the presence in the country of
short-term or temporary visits of U.S. troops three distinct classes of individuals who will
“from time to time” for the specific purpose be conducting different types of activities
of combined military exercises with their within the Agreed Locations: (1) U.S.
Filipino counterparts. They stress that, in military personnel; (2) U.S. civilian
contrast, U.S. troops are allowed under _______________
251 Memorandum of Saguisag, et al., pp. 22-23, 38-
EDCA to perform activities beyond 49, Rollo (G.R. No. 212426, Vol. II), pp. 992-993, 1008­-
combined military exercises, such as those 1019; Memorandum of Bayan, et al., pp. 35-41, Rollo
enumerated in Articles III(1) and IV(4) (G.R. No. 212444), pp. 599-605.
thereof. Furthermore, there is some degree
of permanence in the presence of U.S.
troops in the country, since the effectivity of 385
EDCA is continuous until terminated. They VOL. 779, JANUARY 12, 2016
proceed to argue that while troops have a Saguisag vs. Ochoa, Jr.
“rotational” presence, this scheme in fact
fosters their permanent presence. personnel; and (3) U.S. contractors. The
agreement refers to them as follows: to be furnished or undertaken in the
“United States personnel” means United territory of the Philippines without
States military and civilian personnel restriction as to choice of contractor,
temporarily in the territory of the Philippines supplier, or person who provides such
in connection with activities approved by the materiel, supplies, equipment, or
Philippines, as those terms are defined in services. Such contracts shall be
the VFA.252 solicited, awarded, and administered
in accordance with the laws and
“United States forces” means the entity regulations of the United States.255
comprising United States personnel and all (Emphases Supplied)
property, equipment, and materiel of the
United States Armed Forces present in the A thorough evaluation of how
territory of the Philippines.253 EDCA is phrased clarities that the
“United States contractors” means agreement does not deal with the
companies and firms, and their employees, entry into the country of U.S.
under contract or subcontract to or on personnel and contractors per se.
behalf of the United States Department of _______________
252 EDCA, Art. II(1).
Defense. United States contractors are not 253 Id., Art. II(2).
included as part of the definition of United 254 Id., Art. II(3).
States personnel in this Agreement, 255 Id., Art. VIII(1).
including within the context of the VFA.254
United States forces may contract
for any materiel, supplies, equipment, 386
and services (including construction) 38 SUPREME COURT REPORTS ANNOTATED
6 2. The term “civilian personnel” refers to
Saguisag vs. Ochoa, Jr. individuals who are neither nationals of nor
ordinarily resident in the Philippines and
While Articles I(1)(b)256 and II(4)257 speak of who are employed by the United States
“the right to access and use” the Agreed armed forces or
Locations, their wordings indicate the
presumption that these groups have _______________
256 According to this provision: 1. This Agreement
already been allowed entry into Philippine deepens defense cooperation between the Parties and
territory, for which, unlike the VFA, EDCA maintains and develops their individual and collective
has no specific provision. Instead, Article II capacities, in furtherance of Article II of the MDT, which
states that ‘the Parties separately and jointly by self-help
of the latter simply alludes to the VFA in
and mutual aid will maintain and develop their individual
describing U.S. personnel, a term defined and collective capacity to resist armed attack,’ and
under Article I of the treaty as follows: within the context of the VFA. This includes: x x x x (b)
Authorizing access to Agreed Locations in the territory
of the Philippines by United States forces on a rotational
As used in this Agreement, “United States basis, as mutually determined by the Parties.
personnel” means United States military 257 According to this provision: “Agreed Locations”
and civilian personnel temporarily in the means facilities and areas that are provided by the
Philippines in connection with activities Government of the Philippines through the AFP and that
United States forces, United States contractors, and
approved by the Philippine Government. others as mutually agreed, shall have the right to access
Within this definition: and use pursuant to this agreement. Such Agreed
1. The term “military personnel” refers to Locations may be listed in an annex to be appended to
this Agreement, and may be further described in
military members of the United States Army, implementing arrangements.
Navy, Marine Corps, Air Force, and Coast
Guard.
passport and visa regulations upon
387 entering and departing the Philippines.
VOL. 779, JANUARY 12, 2016 387
3. The following documents only,
Saguisag vs. Ochoa, Jr. which shall be required in respect of
United States military personnel who
who are accompanying the United enter the Philippines; x x x x.
States armed forces, such as 4. United States civilian
employees of the American Red personnel shall be exempt from visa
Cross and the United Services requirements but shall present, upon
Organization.258 demand, valid passports upon entry
and departure of the Philippines.
Article II of EDCA must then be (Emphases supplied)
read with Article III of the VFA, which By virtue of Articles I and III of the
provides for the entry VFA, the Philippines already allows
accommodations to be accorded to U.S. military and civilian personnel to
U.S. military and civilian personnel: be “temporarily in the Philippines,” so
1. The Government of the long as their presence is “in
Philippines shall facilitate the connection with activities approved by
admission of United States personnel the Philippine Government.” The
and their departure from the Philippines, through Article III, even
Philippines in connection with guarantees that it shall facilitate the
activities covered by this agreement. admission of U.S. personnel into the
2. United States military country and grant exemptions from
personnel shall be exempt from passport and visa regulations. The
VFA does not even limit their presence of U.S. personnel in the country.
temporary presence to specific
locations. b. EDCA does not provide t
Based on the above provisions, the
he legal basis for ad-
admission and presence of U.S. mission of U.S. contrac-
military and civilian personnel in
tors into Philippine
Philippine territory are alreadyterritory; their entry
allowed under the VFA, the must be sourced from
_______________ extraneous Philippine
258 VFA I, Art. I.
statutes and regula-
tions for the admission of
388
alien employees or
38 business persons.
SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr. Of the three aforementioned classes of
individuals who will be conducting certain
treaty supposedly being implemented by activities within the Agreed Locations, we
EDCA. What EDCA has effectively done, in note that only U.S. contractors are not
fact, is merely provide the mechanism to explicitly mentioned in the VFA. This does
identify the locations in which U.S. not mean, though, that the recognition of
personnel may perform allowed activities their presence under EDCA is ipso facto an
pursuant to the VFA. As the implementing amendment of the treaty, and that there
agreement, it regulates and limits the must be Senate concurrence before they
are allowed to enter the country.
Nowhere in EDCA are U.S. contractors tolerance which creates no obligation on the
guaranteed immediate admission into the part of the government to permit them to
Philippines. Articles III and IV, in fact, stay.”260 Unlike U.S. personnel who are
merely grant them the right of access to, accorded entry accommodations, U.S.
and the authority to conduct certain contractors are subject to Philippine
activities within the Agreed Locations. Since immigration laws.261 The latter must comply
Article II(3) of EDCA specifically leaves out with our visa and passport regulations262 and
U.S. contractors from the coverage of the prove that they are not subject to exclusion
VFA, they shall not be granted the same under any provision of Philippine
entry accommodations and privileges as immigration laws.263 The President may also
those enjoyed by U.S. military and civilian deny
personnel under the VFA. _______________
259 See: Djumantan v. Domingo, 310 Phil. 848; 240
Consequently, it is neither mandatory nor SCRA 746 (1995).
obligatory on the part of the Philippines to 260 Id., at p. 854; p. 752.
admit U.S. contractors into the 261 Commonwealth Act No. 613 (The Philippine
Immigration Act of 1940, as amended).
262 Id., Secs. 10 & 11.
263 Id., Secs. 29 & 30. Under Section 29, the
389 following classes of aliens shall be excluded from entry
VOL. 779, JANUARY 12, 2016 389
into the Philippines: (1) Idiots or insane persons and
Saguisag vs. Ochoa, Jr. persons who have been insane; (2) Persons afflicted
with a loathsome or dangerous contagious disease, or
epilepsy; (3) Persons who have been convicted of a
country.259 We emphasize that the crime involving moral turpitude; (4) Prostitutes, or
admission of aliens into Philippine territory procurers, or persons coming for any immoral purposes;
is “a matter of pure permission and simple (5) Persons likely to become, public charge; (6) Paupers,
vagrants, and beggars; (7) Persons who practice
polygamy or who believe in or advocate the practice of unqualified power to prohibit or prevent the
polygamy; (8) Persons who believe in or advocate the
overthrow by force and violence of the Government of
admission of aliens whose presence in the
the Philippines, or of constituted lawful authority, or who country would be inimical to public
disbelieve in or are opposed to organized government, interest.264
or who advocate the assault or assassination of public In the same vein, the President may
officials because of their office, or who advocate or
teach principles, theories, or ideas contrary to the exercise the plenary power to expel or
Constitution of the Philippines or advocate or teach the deport U.S. contractors265 as may be
unlawful destruction of property, or who are members of necessi-
or affiliated with any organization entertaining or
teaching such doctrines; (9) Persons over fifteen years
_______________
of age, physically capable of reading, who cannot read
opinion of the Commissioner of Immigration no hardship
printed matter in ordinary use in any language selected
would result from their admission; (11) Persons
by the alien, but this provision shall not apply to the
accompanying an excluded person who is helpless from
grandfather, grandmother, father, mother, wife, husband
mental or physical disability or infancy, when the
or child of a Philippine citizen or of an alien lawfully
protection or guardianship of such accompanying
resident in the Philippines; (10) Persons who are
person or persons is required by the excluded person,
members of a family accompanying an excluded alien,
as shall be determined by the Commissioner of
unless in the
Immigration; (12) Children under fifteen years of age,
unaccompanied by or not coming to a parent, except
that any such children may be admitted in the discretion
390 of the Commissioner of Immigration, if otherwise
39 SUPREME COURT REPORTS ANNOTATEDadmissible; (13) Stowaways, except that any stowaway
may be admitted in the discretion of the Commissioner
0 of Immigration, if otherwise admissible; (14) Persons
Saguisag vs. Ochoa, Jr. coming to perform unskilled manual labor in pursuance
of a promise or offer of employment, express or implied,
but this provision shall not apply to persons bearing
them entry pursuant to his absolute and
passport visas authorized by Section Twenty of this Act;
(15) Persons who have been excluded or deported from Saguisag vs. Ochoa, Jr.
the Philippines, but this provision may be waived in the
discretion of the Commissioner of Immigration: Provided,
however, That the Commissioner of Immigration shall tated by national security, public safety,
not exercise his discretion in favor of aliens excluded or public health, public morals, and national
deported on the ground of conviction for any crime interest.266 They may also be deported if they
involving moral turpitude or for any crime penalized
under Sections [45] and [46] of this Act or on the ground are found to be illegal or undesirable aliens
of having engaged in hoarding, black-marketing or pursuant to the Philippine Immigration Act267
profiteering unless such aliens have previously resided and the Data Privacy Act.268
in the Philippines immediately before his exclusion or _______________
deportation for a period of ten years or more or are Commonwealth Act No. 613 (The Philippine Immigration
married to native Filipino women; (16) Persons who Act of 1940), Sec. 52 and Act. No. 2711 (Revised
have been removed from the Philippines at the expense Administrative Code of 1917), Sec. 69. See: Djumantan
of the Government of the Philippines, as indigent aliens, v. Domingo, id.; Teo Tung v. Machlan, 60 Phil. 916
under the provisions of Section [43] of this Act, and who (1934).
have not obtained the consent of the Board of 266 See: Commonwealth Act No. 613 (The
Commissioners to apply for readmission; and (17) Philippine Immigration Act of 1940, as amended), Secs.
Persons not properly documented for admission as may 6, 12, 28 & 29; Djumantan v. Domingo, id.; Salazar v.
be required under the provisions of this Act. (Emphasis Achacoso, 262 Phil. 160; 183 SCRA 145 (1990);
supplied) Ledesma, Ronaldo P., Deportation Proceedings:
264 Supra note 259. Practice, Precedents, and Procedures, p. 96 (2013).
265 Administrative Code of 1987, Book III (Office of 267 Id., Sec. 37. The provision enumerates as
the President), Title I (Powers of the President), Secs. 8 follows: (1) Any alien who enters the Philippines x x x by
& 11, in relation to means of false and misleading statements or without
inspection and admission by the immigration authorities
x x x; (2) (Any alien who enters the Philippines x x x,
391 who was not lawfully admissible at the time of entry; (3)
Any alien who, x x x, is convicted in the Philippines and
VOL. 779, JANUARY 12, 2016 391
sentenced for a term of one year or more for a crime
involving moral turpitude committed within five years Saguisag vs. Ochoa, Jr.
after his entry to the Philippines, or who, at any time after
such entry, is so convicted and sentenced more than
once; (4) Any alien who is convicted and sentenced for In contrast, Article III(5) of the VFA requires
a violation of the law governing prohibited drugs; (5) Any a request for removal from the Philippine
alien who practices prostitution or is an inmate of a government before a member of the U.S.
house of prostitution or is connected with the
management of a house of prostitution, or is a procurer; personnel may be “dispos[ed] x x x outside
(6) Any alien who becomes a public charge within five of the Philippines.”
years after entry from causes not affirmatively shown to
have arisen subsequent to entry; (7) Any alien who
remains in the Philippines in violation of any limitation or
c. Authorized activities of
condition under which he was admitted as a U.S. military and civil-
nonimmigrant; (8) Any alien who believes in, advises, ian personnel within
advocates or teaches the overthrow by force and Philippine territory are
violence of the Government of the Philippines, or of
constituted law and authority, or who disbelieves in or is in furtherance of the
opposed to organized government or who advises, MDT and the VFA.
advocates, or teaches the assault or assassination of
public officials because of their office, or who advises,
We begin our analysis by quoting the
advocates, or teaches the unlawful destruction of
property, or who is a member of or affiliated with any relevant sections of the MDT and the VFA
organization entertaining, advocating or teaching such that pertain to the activities in which U.S.
doctrines, or who in any man- military and civilian personnel may engage:
_______________
ner whatsoever lends assistance, financial or otherwise,
392 to the dissemination of such doctrines; (9) Any alien who
commits any of the acts described in Sections [45] and
39 SUPREME COURT REPORTS ANNOTATED
[46] of this Act, independent of criminal action which
2 may be brought against him: x x x; (10) Any alien who,
at any time within five years after entry, shall have been
convicted of violating the provisions of the Philippine
Commonwealth Act [653], otherwise known as the
In order more effectively to
Philippine Alien Registration Act of 1941, or who, at any achieve the objective of this Treaty,
time after entry, shall have been convicted more than the Parties separately and jointly by
once of violating the provisions of the same Act; (11) self-help and mutual aid will maintain
Any alien who engages in profiteering, hoarding, or
blackmarketing, independent of any criminal action and develop their individual and
which may be brought against him; (12) Any alien who collective capacity to resist armed
is convicted of any offense penalized under attack.
Commonwealth Act [473], otherwise known as the
Revised Naturalization Laws of the Philippines, or any
law relating to acquisition of Philippine citizenship; (13) Article III
Any alien who defrauds his creditor by absconding or
alienating properties to prevent them from, being The Parties, through their Foreign
attached or executed. (Emphasis supplied)
268 Republic Act No. 10173, Sec. 34. According to Ministers or their deputies, will
the provision, “[i]f the offender is an alien, he or she shall, consult together from time to time
in addition to the penalties herein prescribed, be regarding the implementation of this
deported without further proceedings after serving the
Treaty and whenever in the opinion
penalties prescribed.”
of either of them the territorial
integrity, political independence or
393 security of either of the Parties is
VOL. 779, JANUARY 12, 2016 threatened
393 by external armed attack
Saguisag vs. Ochoa, Jr. in the Pacific.

Mutual Defense Treaty Visiting Forces Agreement


Article II Preamble
394
xxx 39 SUPREME COURT REPORTS ANNOTATED
Reaffirming their obligations under 4
the Mutual Defense Treaty of August Saguisag vs. Ochoa, Jr.
30, 1951;
Noting that from time to time ties approved by the Philippine Government.
elements of the United States armed Within this definition: x x x.
forces may visit the Republic of the
Philippines; Article II – Respect for Law
Considering that cooperation
between the United States and the It is the duty of United States personnel to
Republic of the Philippines promotes respect the laws of the Republic of the
their common security interests. Philippines and to abstain from any activity
xxx inconsistent with the spirit of this agreement,
and, in particular, from any political activity
Article I – Definitions in the Philippines. The Government of the
United States shall take all measures within
As used in this Agreement, “United its authority to ensure that this is done.
States personnel” means United
States military and civilian personnel Article VII – Importation and Exportation
temporarily in the Philippines in
connection with activi- 1. United States Government equipment,
materials, supplies, and other property
imported into or acquired in the Philippines
by or on behalf of the United States armed accordance with international custom and
forces in connection with activities to which practice governing such vessels, and such
this agreement applies, shall be free of all agreed implementing arrangements as
Philippine duties, taxes and other similar necessary. x x x (Emphases supplied)
charges. Title to such property shall remain
with the United States, which may remove
such property from the Philippines at any 395
time, free from export duties, taxes, and VOL. 779, JANUARY 12, 2016
other similar charges. x x x. Saguisag vs. Ochoa, Jr.

Article VIII – Movement of Vessels and Manifest in these provisions is the


Aircraft abundance of references to the creation of
further “implementing arrangements”
1. Aircraft operated by or for the United including the identification of “activities [to
States armed forces may enter the be] approved by the Philippine
Philippines upon approval of the Government.” To determine the parameters
Government of the Philippines in of these implementing arrangements and
accordance with procedures stipulated in activities, we referred to the content,
implementing arrangements. purpose, and framework of the MDT and the
2. Vessels operated by or for the United VFA.
States armed forces may enter the By its very language, the MDT
Philippines upon approval of the contemplates a situation in which both
Government of the Philippines. The countries shall engage in joint activities, so
movement of vessels shall be in that they can maintain and develop their
defense capabilities. The wording itself International Law Commission, Draft Articles on the Law
of Treaties with Commentaries, 1966 (II) Y.B.I.L.C. 187
evidently invites a reasonable construction at pp. 221-222 (citing Russian Claim for Indemnities
that the joint activities shall involve joint [Russia/Turkey], XI R.I.A.A. 421, 433 [1912] [Nov. 11];
military trainings, maneuvers, and Competence of the ILO to Regulate Agricultural Labour,
exercises. Both the interpretation and the
269 1922 P.C.I.J. [ser. B] No. 2, 39 [Aug. 12]; Interpretation
of Article 3, paragraph 2, of the Treaty of Lausanne,
subsequent practice270 of the parties show 1925 P.C.I.J. [ser. B] No. 12, 24 [Nov. 21]; Brazilian
that the MDT inde-
_______________
269 See: Secretary of Justice v. Lantion, supra note
17. According to the Court: “An equally compelling factor 396
to consider is the understanding of the parties 39 SUPREME COURT REPORTS ANNOTATED
themselves to the RP-US Extradition Treaty x x x. The 6
rule is recognized that while courts have the power to Saguisag vs. Ochoa, Jr.
interpret treaties, the meaning given them by the
departments of government particularly charged with
their negotiation and enforcement is accorded great pendently allows joint military exercises in
weight. x x x This interpretation by the two governments the country. Lim v. Executive Secretary271
cannot be given scant significance. It will be
presumptuous for the Court to assume that both
and Nicolas v. Romulo272 recognized that
governments did not understand the terms of the treaty Balikatan exercises, which are activities
they concluded.” (Emphasis supplied) that seek to enhance and develop the
270 See Status of Forces Agreement of 1993, supra strategic and technological capabilities of
note 70. The International Law Commission explains
that the subsequent practice of states in the application the parties to resist an armed attack, “fall
of the treaty may be taken into account in ascertaining squarely under the provisions of the RP-US
the parties’ agreement in the interpretation of that treaty. MDT.”273 In Lim, the Court especially noted
This is “well-established in the jurisprudence of
international tribunals” even before the Vienna
that the Philippines and the U.S. continued
Convention on the Law of Treaties was concluded. See to conduct joint military exercises even after
the expiration of the MBA and even before 275 Status of Forces Agreement of 1993, supra note
70. According to Note No. 93-2301 dated 11 June 1993
the conclusion of the VFA.274 These of the DFA to the U.S. Embassy, “The [DFA] x x x has
activities presumably related to the Status the honor to reaffirm its position that all U.S. military and
of Forces Agreement, in which the parties civilian personnel present in the Philippines participating
agreed on the status to be accorded to U.S. in activities undertaken in relation to the Mutual Defense
Treaty will be accorded the same status as the U.S.
military and civilian personnel while Embassy’s technical and administrative personnel who
conducting activities in the Philippines in are qualified to enter the Philippines under existing
relation to the MDT.275 Philippine laws. The Department further proposes that
the procedures as well as the arrangements for these
Further, it can be logically inferred from MDT-related activities are to be mutually agreed upon
Article V of the MDT that these joint by the MDB, subject to the guidelines of the Council of
activities may be conducted on Philippine or Ministers.”
on U.S. soil. The article expressly provides
that the
_______________ 397
Loans, 1929 P.C.I.J. [ser. A] No. 21, 119 [Jul. 12]; VOL. 779, JANUARY 12, 2016
and Corfu Channel [U.K. v. Albania], 1949 I.C.J. 4, 25
Saguisag vs. Ochoa, Jr.
[Apr. 9]).
271 Lim v. Executive Secretary, supra note 69 at pp.
571-572; p. 752. term armed attack includes “an armed
272 Nicolas v. Romulo, supra note 39 at p. 284; p. attack on the metropolitan territory of either
461.
273 Id. of the Parties, or on the island territories
274 Lim v. Executive Secretary, supra note 69 at p. under its jurisdiction in the Pacific or on its
575; p. 755; Joint Report of the Committee on Foreign armed forces, public vessels or aircraft in
Relations and the Committee on National Defense and
Security reproduced in Senate of the Philippines, supra
the Pacific.” Surely, in maintaining and
note 69 at p. 206. developing our defense capabilities, an
assessment or training will need to be read in conjunction with those of the VFA.
performed, separately and jointly by self- Article I of the VFA indicates that the
help and mutual aid, in the territories of the presence of U.S. military and civilian
contracting parties. It is reasonable to personnel in the Philippines is “in
conclude that the assessment of defense connection with activities approved by the
capabilities would entail understanding the Philippine Government.” While the treaty
terrain, wind flow patterns, and other does not expressly enumerate or detail the
environmental factors unique to the nature of activities of U.S. troops in the
Philippines. country, its Preamble makes explicit
It would also be reasonable to conclude that references to the reaffirmation of the
a simulation of how to respond to attacks in obligations of both countries under the MDT.
vulnerable areas would be part of the These obligations include the strengthening
training of the parties to maintain and of international and regional security in the
develop their capacity to resist an actual Pacific area and the promotion of common
armed attack and to test and validate the security interests.
defense plan of the Philippines. It is likewise The Court has already settled in Lim v.
reasonable to imagine that part of the Executive Secretary that the phrase
training would involve an analysis of the “activities approved by the Philippine
effect of the weapons that may be used and Government” under Article I of the VFA was
how to be prepared for the eventuality. This intended to be am-
Court recognizes that all of this may require
training in the area where an armed attack
might be directed at the Philippine territory. 398
The provisions of the MDT must then be 39 SUPREME COURT REPORTS ANNOTATED
8 operations, civic action projects such as the
Saguisag vs. Ochoa, Jr. building of school houses, medical and
humanitarian missions, and the like.
biguous in order to afford the parties Under these auspices, the VFA gives
flexibility to adjust the details of the purpose legitimacy to the current Balikatan
of the visit of U.S. personnel.276 In ruling that exercises. It is only logical to assume that
the Terms of Reference for the Balikatan “Balikatan 02-1,” a “mutual anti-terrorism
Exercises in 2002 fell within the context of advising, assisting and training exercise,”
the treaty, this Court explained: falls under the umbrella of sanctioned or
allowable activities in the context of the
After studied reflection, it appeared agreement. Both the history and intent of
farfetched that the ambiguity surrounding the Mutual Defense Treaty and the VFA
the meaning of the word “activities” arose support the conclusion that combat-related
from accident. In our view, it was activities — as opposed to combat itself —
deliberately made that way to give both such as the one subject of the instant
parties a certain leeway in negotiation. In petition, are indeed authorized. (Emphases
this manner, visiting US forces may sojourn supplied)
in Philippine territory for purposes other
than military. As conceived, the joint The joint report of the Senate committees
exercises may include training on new on foreign relations and on national defense
techniques of patrol and surveillance to and security further explains
protect the nation’s marine resources, sea _______________
276 Lim v. Executive Secretary, supra note 69. See
search-and-rescue operations to assist also Joint Report of the Committee on Foreign Relations
vessels in distress, disaster relief and the Committee on National Defense and Security
reproduced in Senate of the Philippines, supra note 69 xxxx
at pp. 230-231.
Joint activities under the VFA will include
combat maneuvers; training in aircraft
399
maintenance and equipment repair; civic-
VOL. 779, JANUARY 12, 2016 action 399
projects; and consultations and
Saguisag vs. Ochoa, Jr. meetings of the Philippine-U.S. Mutual
Defense Board. It is at the level of the
the wide range and variety of activities Mutual Defense Board — which is headed
contemplated in the VFA, and how these jointly by the Chief of Staff of the AFP and
activities shall be identified:277 the Commander in Chief of the U.S. Pacific
Command — that the VFA exercises are
These joint exercises envisioned in the VFA planned. Final approval of any activity
are not limited to combat-related activities; involving U.S. forces is, however, invariably
they have a wide range and variety. They given by the Philippine Government.
include exercises that will reinforce the xxxx
AFP’s ability to acquire new techniques of Siazon clarified that it is not the VFA by itself
patrol and surveillance to protect the that determines what activities will be
country’s maritime resources; sea-search conducted between the armed forces of the
and rescue operations to assist ships in U.S. and the Philippines. The VFA
distress; and disaster-relief operations to regulates and provides the legal framework
aid the civilian victims of natural calamities, for the presence, conduct and legal status
such as earthquakes, typhoons and tidal of U.S. personnel while they are in the
waves. country for visits, joint exercises and other
related activities. (Emphases supplied)
_______________ personnel to perform “activities approved by
277 Joint Report of the Committee on Foreign
Relations and the Committee on National Defense and
the Philippines, as those terms are defined
Security reproduced in Senate of the Philippines, id., at in the VFA”278 and clarifies that these
pp. 205-206, 231. activities include those conducted within the
Agreed Locations:

400 1. Security cooperation exercises; joint


40 SUPREME COURT REPORTS ANNOTATED and combined training activities;
0 humanitarian assistance and disaster relief
Saguisag vs. Ochoa, Jr. activities; and such other activities as may
be agreed upon by the Parties.279
What can be gleaned from the provisions 2. Training; transit; support and related
of the VFA, the joint report of the Senate activities; refueling of aircraft; bunkering of
committees on foreign relations and on vessels; temporary maintenance of vehicles,
national defense and security, and the vessels, and aircraft; temporary
ruling of this Court in Lim is that the accommodation of personnel;
“activities” referred to in the treaty are communications; prepositioning of
meant to be specified and identified in equipment, supplies, and materiel;
further agreements. EDCA is one such deployment of forces and materiel; and
agreement. such other activities as the Parties may
EDCA seeks to be an instrument that agree.280
enumerates the Philippine­ approved 3. Exercise of operational control over
activities of U.S. personnel referred to in the the Agreed Locations for construction
VFA. EDCA allows U.S. military and civilian activities and other types of activity,
including alterations and improvements operate telecommunication systems, as
thereof.281 well as the use of the necessary radio
_______________ spectrum allocated for this purpose.284
278 EDCA, Art. II(1).
279 Id., Art. I(3).
280 Id., Art. III(1). According to Article I of EDCA, one of the
281 Id., Art. III(4) & (6). purposes of these activities is to maintain
and develop, jointly and by mutual aid, the
individual and collective capacities of both
401 countries to resist an armed attack. It further
VOL. 779, JANUARY 12, 2016 401the activities are in furtherance
states that
Saguisag vs. Ochoa, Jr. of the MDT and within the context of the
VFA.
4. Exercise of all rights and authorities We note that these planned activities are
within the Agreed Locations that are very similar to those under the Terms of
necessary for their operational control or Reference285 mentioned in Lim. Both EDCA
defense, including the adoption of and the Terms of Reference authorize the
appropriate measures to protect U.S. forces U.S. to perform the following: (a) participate
and contractors.282 in training exercises; (b) retain command
5. Use of water, electricity, and other public over their forces; (c) establish temporary
utilities.283 structures in the country; (d) share in the
6. Operation of their own use of their respec-
telecommunication systems, including the _______________
utilization of such means and services as 282 Id., Art. VI(3).
283 Id., Art. VII(1).
are required to ensure the full ability to
284 Id., Art. VII(2).
285 According to the Agreed Minutes of the set up for use by RP and US Forces during
Discussion between the former Philippine Vice
the Exercise.
President/Secretary of Foreign Affairs Teofisto T.
The Exercise shall be implemented jointly
Guingona, Jr. and U.S. Assistant Secretary of State for
by RP and US Exercise Co-Directors under
East Asian and Pacific Affairs James Kelly, both
countries approved the Terms of Agreement of the
the authority of the Chief of Staff, AFP. In no
Balikatan exercises. See: Rollo (G.R. No. 151445), pp.
99-100. instance will US Forces operate
independently during field training
exercises (FTX). AFP and US Unit
402 Commanders will retain command over
40 SUPREME COURT REPORTS ANNOTATED their respective forces under the overall
2 authority of the Exercise Co-Directors. RP
Saguisag vs. Ochoa, Jr. and US participants shall comply with
operational instructions of the AFP during
tive resources, equipment and other assets; the FTX.
and (e) exercise their right to self­-defense. The exercise shall be conducted and
We quote the relevant portion of the Terms completed within a period of not more than
and Conditions as follows:286 six months, with the projected participation
of 660 US personnel and 3,800 RP Forces.
I. POLICY LEVEL The Chief of Staff, AFP shall direct the
xxxx Exercise Co-Directors to wind up and
No permanent US basing and support terminate the Exercise and other activities
facilities shall be established. Temporary within the six month Exercise period.
structures such as those for troop billeting, The Exercise is a mutual counter-terrorism
classroom instruction and messing may be advising, assisting and training Exercise
relative to Philippine efforts against the
ASG, and will be conducted on the Island of II. EXERCISE LEVEL
Basilan. Further advising, assisting and 1. TRAINING
training exercises shall be conducted in a. The Exercise shall involve the conduct of
Malagutay and the Zamboanga area. mutual military assisting, advising and
Related activities in Cebu will be for support training of RP and US Forces with the
of the Exercise. primary objective of enhancing the
_______________ operational capabilities of both forces to
286 Lim v. Executive Secretary, supra note 69 at pp.
565-566; pp. 746-747.
combat terrorism.
b. At no time shall US Forces operate
independently within RP territory.
403 c. Flight plans of all aircraft involved in the
VOL. 779, JANUARY 12, 2016 exercise403
will comply with the local air traffic
Saguisag vs. Ochoa, Jr. regulations.
2. ADMINISTRATION & LOGISTICS
x x x x. xxxx
US exercise participants shall not engage in a. RP and US participating forces may
combat, without prejudice to their right of share, in accordance with their respective
self-defense. laws and regulations, in the use of their
These terms of Reference are for purposes resources, equipment and other assets.
of this Exercise only and do not create They will use their respective logistics
additional legal obligations between the US channels. x x x. (Emphases supplied)
Government and the Republic of the
Philippines. After a thorough examination of the content,
purpose, and framework of the MDT and the In connection with this, Justice Teresita J.
VFA, we find that EDCA has remained Leonardo-De Castro likewise argues in her
within the parameters set in these two Concurring and Dissenting Opinion that the
treaties. Just like the Terms of Reference VFA contemplated mere temporary visits
mentioned in Lim, mere adjustments in from U.S. forces, whereas EDCA allows an
detail to implement the MDT and the VFA unlimited period for U.S. forces to stay in the
can be in the form of executive agreements. Philippines.288
However, the provisions of EDCA directly
contradict this argument by limiting itself to
404 10 years of effectivity. Although this term is
40 SUPREME COURT REPORTS ANNOTATED automatically renewed, the process for
4 terminating the agreement is unilateral and
Saguisag vs. Ochoa, Jr. the right to do so automatically accrues at
the end of the 10-year period. Clearly, this
Petitioners assert that the duration of the
287
method does not create a permanent
activities mentioned in EDCA is no longer obligation.
consistent with the temporary nature of the Drawing on the reasoning in Lim, we also
visits as contemplated in the VFA. They believe that it could not have been by
point out that Article XII(4) of EDCA has an chance that the VFA does not include a
initial term of 10 years, a term automatically maximum time limit with respect to the
renewed unless the Philippines or the U.S. presence of U.S. personnel in the country.
terminates the agreement. According to We construe this lack of specificity as a
petitioners, such length of time already has deliberate effort on the part of the Philippine
a badge of permanency. and the U.S. governments to leave out this
aspect and reserve it for the “adjustment in effectivity period. EDCA does not grant
detail” stage of the implementation of the permanent bases, but rather temporary
treaty. We interpret the subsequent, rotational access to facilities for efficiency.
unconditional concurrence of the Senate in As Professor Aileen S.P. Baviera notes:
the entire text of the VFA as an implicit grant
to the President of a margin of appreciation The new EDCA would grant American
in determining the duration of the troops, ships and planes rotational access
“temporary” presence of U.S. personnel in to facilities of the Armed Forces of the
the country. Philippines — but not permanent bases
_______________ which are prohibited under the Philippine
287 Memorandum of Saguisag, et al., pp. 43-46,
Rollo (G.R. No. 212426, Vol. II), pp. 1013-1016.
Constitution — with the result of reducing
288 Concurring and Dissenting Opinion of Justice response time should an external threat
Teresita J. Leonardo-De Castro, p. 526. from a common adversary crystallize.290

EDCA is far from being permanent in nature


405 compared to the practice of states as shown
VOL. 779, JANUARY 12, 2016 in other405
defense cooperation agreements.
Saguisag vs. Ochoa, Jr. For example, Article XIV(1) of the U.S.-
Romania defense agreement provides the
Justice Brion’s dissent argues that the following:
presence of U.S. forces under EDCA is
“more permanent” in nature.289 However, This Agreement is concluded for an
this argument has not taken root by virtue of indefinite period and shall enter into force in
a simple glance at its provisions on the accordance with the internal laws of each
Party x x x. (emphasis supplied)
8.1 This Agreement, which consists of a
Likewise, Article 36(2) of the US-Poland Preamble, SECTIONS I-­VIII, and Annexes
Status of Forces Agreement reads: A and B, shall become effective on the date
of the last signature affixed below and shall
This Agreement has been concluded for an remain in force until terminated by the
indefinite period of time. It may be Parties, provided that it may be terminated
terminated by written notification by either by either Party upon 180 days written notice
Party and in that event it terminates 2 years of its intention to do so to the other Party.
after the receipt of the notification. (emphasis supplied)
(emphasis supplied)
_______________ On the other hand, Article XXI(3) of the US-
289 Dissenting Opinion of Justice Brion, pp. 607-608.
290 Baviera, Aileen S.P., Implications of the US-
Australia Force Posture Agreement
Philippines Enhanced Defense Cooperation Agreement, provides a longer initial term:
Asia Pacific Bulletin No. 292, 9 May 2014.
3. This Agreement shall have an initial
term of 25 years and thereafter shall
406 continue in force, but may be terminated by
40 SUPREME COURT REPORTS ANNOTATED
either Party at any time upon one year’s
6 written notice to the other Party through
Saguisag vs. Ochoa, Jr. diplomatic channels. (emphasis supplied)

Section VIII of US-Denmark Mutual Support The phrasing in EDCA is similar to that in
Agreement similarly provides: the U.S.-Australia treaty but with a term less
than half of that is provided in the latter Saguisag vs. Ochoa, Jr.
agreement. This means that EDCA merely
follows the practice of other states in not eignty and territorial integrity;291 who, as
specifying a non-extendible maximum term. chief architect of our foreign relations, is the
This practice, however, does not head policymaker tasked to assess, ensure,
automatically grant a badge of permanency and protect our national security and
to its terms. Article XII(4) of EDCA provides interests;292 who holds the most
very clearly, in fact, that its effectivity is for comprehensive and most confidential
an initial term of 10 years, which is far information about foreign countries293 that
shorter than the terms of effectivity between may affect how we conduct our external
the U.S. and other states. It is simply affairs; and who has unrestricted access to
illogical to conclude that the initial, highly classified military intelligence data294
extendible term of 10 years somehow gives that may threaten the life of the nation. Thus,
EDCA provisions a permanent character. if after a geopolitical prognosis of situations
The reasoning behind this interpretation is affecting the country, a belief is engendered
rooted in the constitutional role of the that a much longer period of military training
President who, as Commander-in-Chief of is needed, the President must be given
our armed forces, is the principal strategist ample discretion to adopt necessary
of the nation and, as such, duty-bound to measures including the flexibility to set an
defend our national sover- extended timetable.
Due to the sensitivity and often strict
confidentiality of these concerns, we
407 acknowledge that the President may not
VOL. 779, JANUARY 12, 2016 always 407be able to candidly and openly
discuss the complete situation being faced supra note 15; Bayan (Bagong Alyansang Makabayan)
v. Zamora, supra note 23.
by the nation. The Chief Executive’s hands 293 Vinuya v. Romulo, supra note 17.
must not be unduly tied, especially if the 294 Id.
situation calls for crafting programs and
setting timelines for approved activities.
These activities may be necessary for 408
maintaining and developing our capacity to 40 SUPREME COURT REPORTS ANNOTATED
resist an armed attack, ensuring our 8
national sovereignty and territorial integrity, Saguisag vs. Ochoa, Jr.
and securing our national interests. If the
Senate decides that the President is in the Evidently, the fact that the VFA does not
best position to define in operational terms provide specificity in regard to the extent of
the meaning of temporary in relation to the the “temporary” nature of the visits of U.S.
visits, considered individually or in their personnel does not suggest that the
totality, the Court must respect that policy duration to which the President may agree
decision. If the Senate feels that there is no is unlimited. Instead, the boundaries of the
need to set a time limit to these visits, meaning of the term temporary in Article I of
neither should we. the treaty must be measured depending on
_______________ the purpose of each visit or activity.295 That
291 See Constitution, Art. VII, Sec. 18, in relation to
purpose must be analyzed on a case-by-
Art. II, Sec. 3.
292 See Administrative Code of 1987, Book IV case basis depending on the factual
(Executive Branch), Title I (Foreign Affairs), Sec. 3(1), in circumstances surrounding the conclusion
relation to Constitution, Art. VII, Sec. 1 and Art. II, Sec. of the implementing agreement. While the
3; Akbayan Citizens Action Party v. Aquino, supra note
15; Pimentel, Jr. v. Office of the Executive Secretary,
validity of the President’s actions will be
judged under less stringent standards, the Philippines, supra note 69 at p. 206. According to the
report: “The Mutual Defense Board programs an
power of this Court to determine whether average of 10 to 12 exercises annually. Participating
there was grave abuse of discretion U.S. personnel, numbering from 10 to more than 1,000,
remains unimpaired. stay in Philippine territory from four days to four weeks,
depending on the nature of the exercise.”
296 Memorandum of Bayan, pp. 47-51, Rollo (G.R.
d. Authorized activities per- No. 212444), pp. 611-615.
formed by U.S. contractors
within Philippine territory
— who were legitimately 409
permitted to enter the coun- VOL. 779, JANUARY 12, 2016
try independent of EDCA — Saguisag vs. Ochoa, Jr.
are subject to relevant Phil-
ippine statutes and regula- one of which has already been operating in
tions and must be consistent Mindanao since 2004 — have been
with the MDT and the VFA. implicated in incidents or scandals in other
parts of the globe involving rendition, torture
Petitioners also raise296 concerns about the and other human rights violations. They
U.S. government’s purported practice of also assert that these contractors employ
hiring private security contractors in other paramilitary forces in other countries where
countries. They claim that these contractors they are operating.
— Under Articles III and IV of EDCA, U.S.
_______________ contractors are authorized to perform only
295 See generally Joint Report of the Committee on
Foreign Relations and the Committee on National the following activities:
Defense and Security reproduced in Senate of the 1. Training; transit; support and related
activities; refueling of aircraft; bunkering of military contractors. Relevantly,
vessels; temporary maintenance of vehicles, providing security300 and carrying,
vessels, and aircraft; temporary owning, and possessing firearms301
accommodation of personnel; are illegal for foreign civilians.
communications; prepositioning of _______________
297 EDCA, Art. III(1).
equipment, supplies, and materiel; 298 Id., Art. IV(4).
deployment of forces and materiel; and 299 Id., Art. IV(5).
such other activities as the Parties may 300 Commonwealth Act No. 541.
agree.297 301 Republic Act No. 10951.
2. Prepositioning and storage of defense
equipment, supplies, and materiel,
410
including delivery, management, inspection,
41 SUPREME COURT REPORTS ANNOTATED
use, maintenance, and removal of such 0
equipment, supplies and materiel.298
Saguisag vs. Ochoa, Jr.
3. Carrying out of matters in
accordance with, and to the extent
The laws in place already address issues
permissible under, U.S. laws,
regarding the regulation of contractors. In
regulations, and policies.299
the 2015 Foreign Investment Negative list,302
the Executive Department has already
EDCA requires that all activities
identified corporations that have equity
within Philippine territory be in
restrictions in Philippine jurisdiction. Of note
accordance with Philippine law. This
is No. 5 on the list — private security
means that certain privileges denied
agencies that cannot have any foreign
to aliens are likewise denied to foreign
equity by virtue of Section 4 of Republic Act _______________
302 Executive Order No. 184 (2015).
No. 5487;303 and No. 15, which regulates 303 Republic Act No. 5487 — The Private Security
contracts for the construction of defense- Agency Law, as amended by P.D. No. 11.
related structures based on Commonwealth 304 Glenn Defense: SBMA suspension doesn’t
Act No. 541. cover all our functions, Rappler, available at
<http://www.rappler.com/nation/16688-glenn-defense-
Hence, any other entity brought into the sbma-suspension-does-not-cover-all-functions> (last
Philippines by virtue of EDCA must visited 3 December 2015).
subscribe to corporate and civil 305 Id.; Bordadora, Norman, US Navy contractor
liable for Subic waste dumping, Philippine Daily Inquirer,
requirements imposed by the law, available at <http://globalnation.inquirer.net/63765/us-
depending on the entity’s corporate navy-contractor-­liable-for-subic-waste-dumping> (last
structure and the nature of its business. visited 3 December 2015); Santos, Matikas, US navy
That Philippine laws extraneous to EDCA contractor dumped millions of liters of wastes in Subic,
Philippine Daily Inquirer, available at
shall govern the regulation of the activities <http://globalnation.inquirer.
of U.S. contractors has been clear even to
some of the present members of the Senate.
For instance, in 2012, a U.S. Navy 411
contractor, the Glenn Marine, was accused VOL. 779, JANUARY 12, 2016
of spilling fuel in the waters off Manila Bay.304 Saguisag vs. Ochoa, Jr.
The Senate Committee on Foreign
Relations and the Senate Committee on and promised stricter guidelines to be
Environment and Natural Resources imposed upon its contractors.306 The
chairperson claimed environmental and statement attributed to Commander Ron
procedural violations by the contractor.305 Steiner of the public affairs office of the U.S.
The U.S. Navy investigated the contractor Navy’s 7th Fleet — that U.S. Navy
contractors are bound by Philippine laws — judicial notice of claims aired in news
is of particular relevance. The statement reports, “not because of any issue as to
acknowledges not just the presence of the their truth, accuracy, or impartiality, but for
contractors, but also the U.S. position that the simple reason that facts must be
these contractors are bound by the local established in accordance with the rules of
laws of their host state. This stance was evidence.”308 What is
echoed by other U.S. Navy _______________
net/63649/us-navy-contractor-dumped-millions-of-
representatives.307 liters-of-wastes-in-subic> (last visited 3 December
This incident simply shows that the Senate 2015).
was well aware of the presence of U.S. 306 Cabreza, Vincent, US Embassy says dumping
contractors for the purpose of fulfilling the of untreated waste in Subic not condoned, Philippine
Daily Inquirer, available at
terms of the VFA. That they are bound by <http://globalnation.inquirer.net/60255/us-embassy-
Philippine law is clear to all, even to the U.S. says-dumping-of-­untreated-waste-in-subic-not-
As applied to EDCA, even when U.S. condoned> (last visited 3 December 2015).
307 Gonzaga, Robert, Contractor could face
contractors are granted access to the sanctions from US navy for violations, Philippine Daily
Agreed Locations, all their activities must be Inquirer, available at
consistent with Philippine laws and <http://globalnation.inquirer.net/56622/contractor-
regulations and pursuant to the MDT and could-face-sanctions-from-us­navy-for-violations> (last
visited 3 December 2015).
the VFA. 308 Lim v. Executive Secretary, supra note 69 at p.
While we recognize the concerns of 580; pp. 759-760.
petitioners, they do not give the Court
enough justification to strike down EDCA. In
Lim v. Executive Secretary, we have 412
already explained that we cannot take 41 SUPREME COURT REPORTS ANNOTATED
2 laws311 apply to them
Saguisag vs. Ochoa, Jr. _______________
309 See R.A. No. 10591 or the Comprehensive
Firearms and Ammunition Regulation Act. According to
more, we cannot move one step ahead and Section 4, Article II thereof: In order to qualify and
speculate that the alleged illegal activities of acquire a license to own and possess a firearm or
firearms and ammunition, the applicant must be a
these contractors in other countries would
Filipino citizen, at least twenty-one (21) years old and
take place in the Philippines with certainty. has gainful work, occupation or business or has filed an
As can be seen from the above discussion, Income Tax Return (ITR) for the preceding year as proof
making sure that U.S. contractors comply of income, profession, business or occupation. In
addition, the applicant shall submit the following
with Philippine laws is a function of law certification issued by appropriate authorities attesting
enforcement. EDCA does not stand in the the following: x x x x. On the other hand, Section 5
way of law enforcement. states: “A juridical person maintaining its own security
Nevertheless, we emphasize that U.S. force may be issued a regular license to own and
possess firearms and ammunition under the following
contractors are explicitly excluded from the conditions: (a) It must be Filipino-owned and duly
coverage of the VFA. As visiting aliens, their registered with the Securities and Exchange
entry, presence, and activities are subject to Commission (SEC); (b) It is current, operational and a
continuing concern; (c) It has completed and submitted
all laws and treaties applicable within the all its reportorial requirements to the SEC; and (d) It has
Philippine territory. They may be refused paid all its income taxes for the year, as duly certified by
entry or expelled from the country if they the Bureau of Internal Revenue. x x x x. Security
engage in illegal or undesirable activities. agencies and LGUs shall be included in this category of
licensed holders but shall be subject to additional
There is nothing that prevents them from requirements as may be required by the Chief of the
being detained in the country or being PNP.” Finally, Section 22 expresses: “A person
subject to the jurisdiction of our courts. Our
penal laws,309 labor laws,310 and immigrations
413 provides: “Employment permit of nonresident aliens.—
VOL. 779, JANUARY 12, 2016 Any alien413 seeking admission to the Philippines for
employment purposes and any domestic or foreign
Saguisag vs. Ochoa, Jr. employer who desires to engage an alien for
employment in the Philippines shall obtain an
and therefore limit their activities here. Until employment permit from the Department of Labor. The
employment permit may be issued to a nonresident
and unless there is another law or treaty
alien or to the applicant employer after a determination
that specifically deals with their entry and of the nonavailability of a person in the Philippines who
activities, their presence in the country is is competent, able and willing at the time of application
subject to unqualified Philippine jurisdiction. to perform the services for which the alien is desired. For
_______________ an enterprise registered in preferred areas of
arriving in the Philippines who is legally in possession investments, said employment permit may be issued
of any firearm or ammunition in his/her country of origin upon recommendation of the government agency
and who has declared the existence of the firearm upon charged with the supervision of said registered
embarkation and disembarkation but whose firearm is enterprise.” (Emphasis supplied)
not registered in the Philippines in accordance with this 311 Supra notes 263 and 267.
Act shall deposit the same upon written receipt with the
Collector of Customs for delivery to the FEO of the PNP
for safekeeping, or for the issuance of a permit to 414
transport if the person is a competitor in a sports
41 SUPREME COURT REPORTS ANNOTATED
shooting competition. If the importation of the same is
allowed and the party in question desires to obtain a 4
domestic firearm license, the same should be Saguisag vs. Ochoa, Jr.
undertaken in accordance with the provisions of this Act.
If no license is desired or leave to import is not granted,
the firearm or ammunition in question shall remain in the
custody of the FEO of the PNP until otherwise disposed EDCA does not allow the presence
of in accordance with law.” (Emphasis supplied) of U.S.-owned or -controlled mili-
310 Article 40 of the Labor Code, as amended,
tary facilities and bases in the
Philippines utilities and to operate their own
telecommunications system.
Petitioners Saguisag, et al. claim that EDCA
permits the establishment of U.S. military a. Preliminary point on
bases through the “euphemistically” termed badges of exclusivity.
“Agreed Locations.”312 Alluding to the
definition of this term in Article II(4) of EDCA, As a preliminary observation, petitioners
they point out that these locations are have cherry-picked provisions of EDCA by
actually military bases, as the definition presenting so-called “badges of exclusivity,”
refers to facilities and areas to which U.S. despite the presence of contrary provisions
military forces have access for a variety of within the text of the agreement itself.
purposes. Petitioners claim that there are First, they clarify the word “return” in
several badges of exclusivity in the use of Article V(2) of EDCA. However, the use of
the Agreed Locations by U.S. forces. First, the word “return” is within the context of a
Article V(2) of EDCA alludes to a “return” of lengthy provision. The provision as a whole
these areas once they are no longer needed reads as follows:
by U.S. forces, indicating that there would _______________
312 Memorandum of Saguisag, et al., pp. 25-29,
be some transfer of use. Second, Article Rollo (G.R. No. 212426, Vol. II), pp. 995-999.
IV(4) of EDCA talks about American forces’
unimpeded access to the Agreed Locations
for all matters relating to the prepositioning 415
and storage of U.S. military equipment, VOL. 779, JANUARY 12, 2016
supplies, and materiel. Third, Article VII of Saguisag vs. Ochoa, Jr.
EDCA authorizes U.S. forces to use public
The United States shall return to the and Commander, U.S. PACOM with
Philippines any Agreed Locations, or any representatives from the Philippines’
portion thereof, including non-relocatable Department of National Defense and
structures and assemblies constructed, Department of Foreign Affairs sitting as
modified, or improved by the United States, members.”313 The terms shall be negotiated
once no longer required by United States by both the Philippines and the U.S., or
forces for activities under this Agreement. through their Designated Authorities. This
The Parties or the Designated Authorities provision, seen as a whole, contradicts
shall consult regarding the terms of return petitioners’ interpretation of the return as a
of any Agreed Locations, including possible “badge of exclusivity.” In fact, it shows the
compensation for improvements or cooperation and partnership aspect of
construction. EDCA in full bloom.
Second, the term “unimpeded access”
The context of use is “required by United must likewise be viewed from a contextual
States forces for activities under this perspective. Article IV(4) states that U.S.
Agreement.” Therefore, the return of an forces and U.S. contractors shall have
Agreed Location would be within the “unimpeded access to Agreed Locations for
parameters of an activity that the Mutual all matters relating to the prepositioning and
Defense Board (MDB) and the Security storage of defense equipment, supplies,
Engagement Board (SEB) would authorize. and materiel, including delivery,
Thus, possession by the U.S. prior to its management, inspection, use, maintenance,
return of the Agreed Location would be and removal of such equipment, supplies
based on the authority given to it by a joint and materiel.”
body co-chaired by the “AFP Chief of Staff _______________
313 PH-US MDB and SEB Convenes, Department
Therefore, this “unimpeded access” to the
of National Defense, available at
Agreed Locations is a necessary adjunct to
<http://www.dndph.org/press-releases/ph-us-mdb-and-
the ownership, use, and control of the U.S.
seb-convenes> (last visited 3 December 2015).
over its own equipment, supplies, and
materiel and must have first been allowed
416 by the joint mechanisms in play between the
41 SUPREME COURT REPORTS ANNOTATED two states since the time of the MDT and
6 the VFA. It is not the use of the Agreed
Saguisag vs. Ochoa, Jr. Locations that is exclusive per se; it is mere
access to items in order to exercise the
At the beginning of Article IV, EDCA states rights of ownership granted by virtue of the
that the Philippines gives the U.S. the Philippine Civil Code.318
authority to bring in these equipment, As for the view that EDCA authorizes U.S.
supplies, and materiel through the MDB and forces to use public utilities and to operate
SEB security mechanism. These items are their own telecommunications system, it will
owned by the U.S., are exclusively for the
314
be met and answered in part D, infra.
use of the U.S.315 and, after going through Petitioners also point out319 that EDCA is
the joint consent mechanisms of the MDB strongly reminiscent of and in fact bears a
and the SEB, are within the control of the one-to-one correspondence with the
U.S. More importantly, before these items
316 _______________
314 EDCA, Art. IV(3).
are considered prepositioned, they must
315 Id.
have gone through the process of prior 316 Id.
authorization by the MDB and the SEB and 317 Id.
given proper notification to the AFP.317 318 Such rights gleaned from Title II, Chapter I of
the Civil Code are (Cojuangco v. Sandiganbayan, 604 The similar activities cited by petitioners321
Phil. 670; 586 SCRA 790 [2009]) the right to possess, to
use and enjoy, to abuse or consume, to accessories, to
simply show that under the MBA, the U.S.
dispose or alienate, to recover or vindicate, and to the had the right to construct, operate, maintain,
fruits. utilize, occupy, garrison, and control the
319 Memorandum of Saguisag, et al., pp. 29-33, bases. The so-called parallel provisions of
Rollo (G.R. No. 212426, Vol. II), pp. 999-1003;
Memorandum of Bayan, et al., pp. 41-71, Rollo (G.R. No. EDCA allow only operational control over
212444), pp. 605-635. the Agreed Locations specifically for
construction activities. They do not allow
the overarching power to operate, maintain,
417 utilize, occupy, garrison, and control a base
VOL. 779, JANUARY 12, 2016 with full 417
discretion. EDCA in fact limits the
Saguisag vs. Ochoa, Jr. rights of the U.S. in respect of every activity,
including construction, by giving the MDB
provisions of the 1947 MBA. They assert and the SEB the power to determine the
that both agreements (a) allow similar details of all activities such as, but not
activities within the area; (b) provide for the limited to, operation, maintenance, utility,
same “species of ownership” over facilities; occupancy, garrisoning, and control.322
and (c) grant operational control over the The “species of ownership” on the other
entire area. Finally, they argue320 that EDCA hand, is distinguished by the nature of the
is in fact an implementation of the new property. For immovable property
defense policy of the U.S. According to constructed or developed by the U.S.,
them, this policy was not what was originally EDCA expresses that ownership will
intended either by the MDT or by the VFA. automatically be vested to the Philippines.323
On these points, the Court is not persuaded. On the other hand, for movable properties
brought into the Philippines by the U.S., The parallelism, however, ends when the
EDCA provides that ownership is retained situation involves facilities that can be
by the latter. In contrast, the MBA dictates considered immovable. Under the MBA, the
_______________ U.S. retains ownership if it paid for the
320 Memorandum of Saguisag, et al., pp. 33-35,
Rollo (G.R. No. 212426, Vol. II), pp. 1003-1005.
facility.325 Under EDCA, an immovable is
321 Id., at pp. 1000-1001. owned by the Philippines, even if built
322 Id., at p. 1000. EDCA, Arts. I(1)(b), I(2), I(3), & completely on the back of U.S. funding.326
III(4). This is consistent with the constitutional
323 Id., at p. 1002.
prohibition on foreign land ownership.327
Despite the apparent similarity, the
418 ownership of property is but a part of a
41 SUPREME COURT REPORTS ANNOTATED larger whole that must be considered before
8 the constitutional restriction is violated.
Saguisag vs. Ochoa, Jr. Thus, petitioners’ points on operational
control will be given more attention in the
that the U.S. retains ownership over discussion below. The arguments on policy
immovable and movable properties. are, however, outside the scope of judicial
To our mind, both EDCA and the MBA review and will not be discussed.
simply incorporate what is already the law Moreover, a direct comparison of the MBA
of the land in the Philippines. The Civil and EDCA will result in several important
Code’s provisions on ownership, as applied, distinctions that would allay suspicion that
grant the owner of a movable property full EDCA is but a disguised version of the MBA.
rights over that property, even if located in
another person’s property.324 b. There are substantial
matters that the U.S. can- Philippines in which its forces or equipment
not do under EDCA, but may be found. Below is a comparative table
which it was authorized to between the old treaty and EDCA:
do under the 1947 MBA.
_______________
324 See generally Civil Code, Arts. 427-429.
325 Memorandum of Saguisag, et al., pp. 33-35,
Rollo (G.R. No. 212426, Vol. II), pp. 1001-1002.
326 Id.
327 Constitution, Art. XII, Sec. 7.

419
VOL. 779, JANUARY 12, 2016 419
Saguisag vs. Ochoa, Jr.

The Philippine experience with U.S. military


bases under the 1947 MBA is simply not
possible under EDCA for a number of
important reasons.
First, in the 1947 MBA, the U.S. retained all
rights of jurisdiction in and over Philippine
territory occupied by American bases. In
contrast, the U.S. under EDCA does not
enjoy any such right over any part of the
420
42 SUPREME COURT REPORTS ANNOTATED
0
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421
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42 SUPREME COURT REPORTS ANNOTATED
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42 SUPREME COURT REPORTS ANNOTATED
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VOL. 779, JANUARY 12, 2016 425
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42 SUPREME COURT REPORTS ANNOTATED
6
Saguisag vs. Ochoa, Jr.
427
VOL. 779, JANUARY 12, 2016 427
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428
42 SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr.
429
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43 SUPREME COURT REPORTS ANNOTATED
0
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431
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Saguisag vs. Ochoa, Jr.

In sum, EDCA is a far cry from a basing


agreement as was understood by the
people at the time that the 1987 Constitution
was adopted.
Nevertheless, a comprehensive review of a military base is punishable under the
what the Constitution means by “foreign decree as supported by Article 281 of the
military bases” and “facilities” is required Revised Penal Code, which itself prohibits
before EDCA can be deemed to have the act of trespass.
passed judicial scrutiny. Section 2 of the law defines the term in this
manner: “‘[M]ilitary base’ as used in this
c. The meaning of military decree means any military, air, naval, or
facilities and bases. coast guard reservation, base, fort, camp,
arsenal, yard, station, or installation in the
An appreciation of what a military base is, Philippines.”
as understood by the Filipino people in 1987, Commissioner Tadeo, in presenting his
would be vital in determining whether EDCA objections to U.S. presence in the
breached the constitutional restriction. Philippines before the 1986 Constitutional
Prior to the drafting of the 1987 Constitution, Commission, listed the areas that he
the last definition of “military base” was considered as military bases:
provided under Presidential
1,000 hectares Camp O’Donnel
20,000 hectares Crow Valley Weapon’s
432 Range
43 SUPREME COURT REPORTS ANNOTATED 55,000 hectares Clark Air Base
2 150 hectares Wallace Air Station
Saguisag vs. Ochoa, Jr. 400 hectares John Hay Air Station
15,000 hectares Subic Naval Base
Decree No. (PD) 1227. Unlawful entry into
328
1,000 hectares San Miguel Naval
Communication
750 hectares Radio Transmitter in Capas,
Tarlac 433
900 hectares Radio Bigot Annex at Bamban, VOL. 779, JANUARY 12, 2016
Tarlac329 Saguisag vs. Ochoa, Jr.

The Bases Conversion and Development raise funds by the sale of portions of Metro
Act of 1992 described its coverage in its Manila military camps, and to apply said
Declaration of Policies: funds as provided herein for the
development and conversion to productive
Sec. 2. Declaration of Policies.—It is civilian use of the lands covered under the
hereby declared the policy of the 1947 Military Bases Agreement between
Government to accelerate the sound and the Philippines and the United States of
balanced conversion into alternative America, as amended.330
productive uses of the Clark and Subic
military reservations and their extensions The result of the debates and subsequent
(John Hay Station, Wallace Air Station, voting is Section 25, Article XVIII of the
O’Donnell Transmitter Station, San Miguel Constitution, which specifically restricts,
Naval Communications Station and Capas among others, foreign military facilities or
Relay Station), to bases. At the time of its crafting of the
_______________ Constitution, the 1986 Constitutional
328 P.D. No. 1227 – Punishing Unlawful Entry into Commission had a clear idea of what
Any Military Base in the Philippines, Sec. 2.
329 IV Record, Constitutional Commission, p. 648 exactly it was restricting. While the term
(15 September 1986). “facilities and bases” was left undefined, its
point of reference was clearly those areas proposes a novel concept termed “Agreed
covered by the 1947 MBA as amended. Locations.”
Notably, nearly 30 years have passed since By definition, Agreed Locations are:
then, and the ever­-evolving world of _______________
330 R.A. No. 7227.
military technology and geopolitics has 331 Padua, supra note 64.
surpassed the understanding of the
Philippine people in 1986. The last direct
military action of the U.S. in the region was 434
the use of Subic base as the staging ground 43 SUPREME COURT REPORTS ANNOTATED
for Desert Shield and Desert Storm during 4
the Gulf War.331 In 1991, the Philippine Saguisag vs. Ochoa, Jr.
Senate rejected the successor treaty of the
1947 MBA that would have allowed the facilities and areas that are provided by the
continuation of U.S. bases in the Philippines. Government of the Philippines through the
Henceforth, any proposed entry of U.S. AFP and that United States forces, United
forces into the Philippines had to evolve States contractors, and others as mutually
likewise, taking into consideration the agreed, shall have the right to access and
subsisting agreements between both use pursuant to this Agreement. Such
parties, the rejection of the 1991 proposal, Agreed Locations may be listed in an annex
and a concrete understanding of what was to be appended to this Agreement, and may
constitutionally restricted. This trend birthed be further described in implementing
the VFA which, as discussed, has already arrangements.332
been upheld by this Court.
The latest agreement is EDCA, which Preliminarily, respondent already claims
that the proviso that the Philippines shall aircraft; temporary accommodation of
retain ownership of and title to the Agreed personnel; communications; prepositioning
Locations means that EDCA is “consistent of equipment, supplies and materiel;
with Article II of the VFA which recognizes deploying forces and materiel; and such
Philippine sovereignty and jurisdiction over other activities as the Parties may agree.”
locations within Philippine territory.”333 This creation of EDCA must then be tested
By this interpretation, respondent against a proper interpretation of the
acknowledges that the contention of Section 25 restriction.
petitioners springs from an understanding _______________
332 EDCA, Art. II(4).
that the Agreed Locations merely 333 Memorandum of OSG, p. 23, Rollo (G.R. No.
circumvent the constitutional restrictions. 212426), p. 453.
Framed differently, the bone of contention is
whether the Agreed Locations are, from a
legal perspective, foreign military facilities 435
or bases. This legal framework triggers VOL. 779, JANUARY 12, 2016
Section 25, Article XVIII, and makes Senate Saguisag vs. Ochoa, Jr.
concurrence a sine qua non.
Article III of EDCA provides for Agreed d. Reasons for the constitu-
Locations, in which the U.S. is authorized by tional requirements and le-
the Philippines to “conduct the following gal standards for constitu-
activities: “training; transit; support and tionally compatible mili-
related activities; refueling of aircraft; tary bases and facilities.
bunkering of vessels; temporary
maintenance of vehicles, vessels and Section 25 does not define what is meant by
a “foreign military facility or base.” While it provisions with what purports to be an
specifically alludes to U.S. military facilities objective presentation of the historical
and bases that existed during the framing of background of the military bases in the
the Constitution, the provision was clearly Philippines. Care appears, however, to
meant to apply to those bases existing at have been taken to underscore the inequity
the time and to any future facility or base. in their inception as well as their
The basis for the restriction must first be implementation, as to seriously reflect on
deduced from the spirit of the law, in order the supposed objectivity of the report.
to set a standard for the application of its Pronouncements of military and civilian
text, given the particular historical events officials shortly after World War II are
preceding the agreement. quoted in support of the proposition on
Once more, we must look to the 1986 neutrality; regrettably, the implication is that
Constitutional Commissioners to glean, the same remains valid today, as if
from their collective wisdom, the intent of _______________
334 IV Record, Constitutional Commission, pp. 628-
Section 25. Their speeches are rich with 630 (15 September 1986).
history and wisdom and present a clear
picture of what they considered in the
crafting the provision. 436
43 SUPREME COURT REPORTS ANNOTATED
SPEECH OF COMMISSIONER 6
REGALADO 334
Saguisag vs. Ochoa, Jr.
xxxx
We have been regaled here by those who the world and international activity stood still
favor the adoption of the anti-bases for the last 40 years.
We have been given inspired decide not only on the geopolitical aspects
lectures on the effect of the presence and contingent implications of the military
of the military bases on our bases but also on their political, social,
sovereignty — whether in its legal or economic and cultural impact on our
political sense is not clear — and the national life. We are asked to answer a
theory that any country with foreign plethora of questions, such as: 1) whether
bases in its territory cannot claim to be the bases are magnets of nuclear attack or
fully sovereign or completely are deterrents to such attack; 2) whether an
independent. alliance or mutual defense treaty is a
I was not aware that the concepts of derogation of our national sovereignty; 3)
sovereignty and independence have now whether criticism of us by Russia, Vietnam
assumed the totality principle, such that a and North Korea is outweighed by the
willing assumption of some delimitations in support for us of the ASEAN countries, the
the exercise of some aspects thereof would United States, South Korea, Taiwan,
put that State in a lower bracket of Australia and New Zealand; and 4) whether
nationhood. the social, moral and legal problems
xxxx spawned by the military bases and their
We have been receiving a continuous influx operations can be compensated by the
of materials on the pros and cons on the economic benefits outlined in papers which
advisability of having military bases within have been furnished recently to all of us.335
our shores. Most of us who, only about xxxx
three months ago, were just mulling the _______________
335 Id., at p. 628.
prospects of these varying contentions are
now expected, like armchair generals, to
SPEECH OF COMMISSIONER SUAREZ337
437
VOL. 779, JANUARY 12, 2016 437
MR. SUAREZ: Thank you, Madam
Saguisag vs. Ochoa, Jr. President.
I am quite satisfied that the crucial issues
Of course, one side of persuasion has involved in the resolution of the problem of
submitted categorical, unequivocal and the removal of foreign bases from the
forceful assertions of their positions. They Philippines have been adequately treated
are entitled to the luxury of the absolutes. by previous speakers. Let me, therefore,
We are urged now to adopt the proposed just recapitulate the arguments adduced in
declaration as a “golden,” “unique” and “last” favor of a foreign bases-free Philippines:
opportunity for Filipinos to assert their 1. That every nation should be free to
sovereign rights. Unfortunately, I have shape its own destiny without outside
never been enchanted by superlatives, interference;
much less for the applause of the moment 2. That no lasting peace and no true
or the ovation of the hour. Nor do I look sovereignty would ever be achieved so long
forward to any glorious summer after a as there are foreign military forces in our
winter of political discontent. Hence, if I may country;
join Commissioner Laurel, I also invoke a 3. That the presence of foreign military
caveat not only against the tyranny of labels bases deprives us of the very substance of
but also the tyranny of slogans.336 national sovereignty and this is a constant
source of national embarrassment and an
xxxx insult to our national dignity and self­-
respect as a nation;
_______________ helpless country; and
336 Id., at p. 629.
337 Id., at pp. 630-631.
8. That on the legal viewpoint and in the
ultimate analysis, all the bases agreements
are null and void ab initio, especially
438 because they did not count the sovereign
43 consent and will of the Filipino people.338
SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr. xxxx
In the real sense, Madam President, if we in
4. That these foreign military bases the Commission could accommodate the
unnecessarily expose our country to provisions I have cited, what is our objection
devastating nuclear attacks; to include in our Constitution a matter as
5. That these foreign military bases create priceless as the nationalist values we
social problems and are designed to cherish? A matter of the gravest concern for
perpetuate the strangle-hold of United the safety and survival of this nation indeed
States interests in our national economy deserves a place in our Constitution.
and development; xxxx
6. That the extraterritorial rights enjoyed x x x Why should we bargain away our
by these foreign bases operate to deprive dignity and our self-respect as a nation and
our country of jurisdiction over civil and the future of generations to come with thirty
criminal offenses committed within our own pieces of silver?339
_______________
national territory and against Filipinos;
338 Id., at p. 630.
7. That the bases agreements are colonial 339 Id., at p. 631.
impositions and dictations upon our
for their clientele elsewhere. The remedy to
439 the problem of prostitution lies primarily
VOL. 779, JANUARY 12, 2016 elsewhere439 — in an alert and concerned
Saguisag vs. Ochoa, Jr. citizenry, a healthy economy and a sound
education in values.343
SPEECH OF COMMISSIONER
BENNAGEN 340
SPEECH OF COMMISSIONER JAMIR344
xxxx xxxx
The underlying principle of military bases One of the reasons advanced
and nuclear weapons wherever they are against the maintenance of foreign
found and whoever owns them is that those military bases here is that they impair
are for killing people or for terrorizing portions of our sovereignty. While I
humanity. This objective by itself at any agree that our country’s sovereignty
point in history is morally repugnant. This should not be impaired, I also hold the
alone is reason enough for us to view that there are times when it is
constitutionalize the ban on foreign military necessary to do so according to the
bases and on nuclear weapons.341 imperatives of national interest. There
are precedents to this effect. Thus,
SPEECH OF COMMISSIONER BACANI342 during World War II, England leased
xxxx its bases in the West Indies and in
x x x Hence, the remedy to prostitution does Bermuda for 99 years to the United
not seem to be primarily to remove the _______________
bases because even if the bases are 340 Id., at pp. 632-634.
341 Id., at p. 632.
removed, the girls mired in poverty will look 342 Id., at pp. 634-635.
343 Id., at p. 634.
344 Id., at pp. 635-636.
SPEECH OF COMMISSIONER
TINGSON346
440
xxxx
44 SUPREME COURT REPORTS ANNOTATED In the case of the Philippines and the other
0 Southeast Asian nations, the presence of
Saguisag vs. Ochoa, Jr. American troops in the country is a
projection of America’s security interest.
States for its use as naval and air bases. It Enrile said that nonetheless, they also
was done in consideration of 50 overaged serve, although in an incidental and
destroyers which the United States gave to secondary way, the security interest of the
England for its use in the Battle of the Republic of the Philippines and the region.
Atlantic. Yes, of course, Mr. Enrile also echoes the
A few years ago, England gave the Island sentiments of most of us in this Commission,
of Diego Garcia to the United States for the namely: It is ideal for us as an independent
latter’s use as a naval base in the Indian and sovereign nation to ultimately abrogate
Ocean. About the same time, the United the RP-US military treaty and, at the right
States obtained bases in Spain, Egypt and time, build our own air and naval might.347
Israel. In doing so, these countries, in effect, xxxx
contributed to the launching of a preventive Allow me to say in summation that
defense posture against possible trouble in I am for the retention of American
the Middle East and in the Indian Ocean for military bases in the Philippines
their own protection.345 provided that such an extension from
one period to another shall be
concluded upon concurrence of the statement of President Aquino to the
parties, and such extension shall be effect that she is for the removal of the
based on justice, the historical amity U.S. military bases in this country but
of that the removal of the U.S. military
bases should not be done just to give
_______________ way to other foreign bases. Today,
345 Id., at p. 636.
346 Id., at pp. 637-639.
there are two world superpowers,
347 Id., at p. 638. both vying to control any and all
countries which have importance to
their strategy for world domination.
441 The Philippines is one such country.
VOL. 779, JANUARY 12, 2016 441
Madam President, I submit that I
Saguisag vs. Ochoa, Jr. am one of those ready to completely
remove any vestiges of the days of
the people of the Philippines and enslavement, but not prepared to
the United States and their common erase them if to do so would merely
defense interest.348 leave a vacuum to be occupied by a
far worse type.350
SPEECH OF COMMISSIONER
ALONTO349 SPEECH OF COMMISSIONER
xxxx GASCON351
Madam President, sometime ago xxxx
after this Commission started with this Let us consider the situation of
task of framing a constitution, I read a peace in our world today. Consider
our brethren in the Middle East, in ways be on the side of peace — this means
Indo-China, Central America, in South that we should not always rely on military
Africa — there has been escalation of solution.352
war in some of these areas because xxxx
of foreign intervention which views x x x The United States bases, therefore,
these conflicts through the narrow are springboards for intervention in our own
prism of the East-West conflict. The internal affairs and in the affairs of other
United States bases have been used nations in this region.
as springboards for intervention in xxxx
some of these conflicts. We should Thus, I firmly believe that a self-respecting
not allow ourselves to be party to the nation should safeguard its fundamental
warlike mentality of these foreign freedoms which should logically be
interventionists. We must al- declared in black and white in our
_______________ fundamental law of the land — the
348 Id., at p. 639.
349 Id., at pp. 640-641.
Constitution. Let us express our desire for
350 Id., at p. 640. national sovereignty so we may be able to
351 Id., at pp. 641-645. achieve national self-determination. Let us
express our desire for neutrality so that we
may be able to follow active nonaligned
442 independent foreign policies. Let us
44 SUPREME COURT REPORTS ANNOTATED express our desire for peace and a nuclear-
2 free zone so we may be able to pursue a
Saguisag vs. Ochoa, Jr. healthy and tranquil existence, to have
peace that is autonomous and not
imposed.353
443
xxxx VOL. 779, JANUARY 12, 2016
SPEECH OF COMMISSIONER TADEO354 Saguisag vs. Ochoa, Jr.
Para sa magbubukid, ano ba ang
kahulugan ng U.S. military bases? Para sa litically and culturally. Para sa
magbubukid, ang kahulugan nito ay sambayanang magbubukid ang U.S.
pagkaalipin. Para sa magbubukid, ang military bases ay kasingkahulugan ng
pananatili ng U.S. military bases ay tinik sa nuclear weapon — ang kahulugan ay
dibdib ng sambayanang Pilipinong patuloy magneto ng isang nuclear war. Para sa
na nakabaon. Para sa sambayanang sambayanang magbubukid, ang kahulugan
magbubukid, ang ibig sabihin ng U.S. ng U.S. military bases ay isang salot.355
military bases ay batong pabigat na patuloy
na pinapasan ng sambayanang Pilipino. SPEECH OF COMMISSIONER
Para sa sambayanang magbubukid, ang QUESADA356
pananatili ng U.S. military bases ay isang xxxx
nagdudumilat na katotohanan ng patuloy na The drift in the voting on issues related
paggahasa ng imperyalistang Estados to freeing ourselves from the instruments of
Unidos sa ating Inang Bayan — domination and subservience has clearly
economically, po- been defined these past weeks.
_______________ xxxx
352 Id., at p. 643. So for the record, Mr. Presiding Officer, I
353 Id., at p. 644.
354 Id., at pp. 645-649. would like to declare my support for the
committee’s position to enshrine in the
Constitution a fundamental principle
forbidding foreign military bases, troops or
facilities in any part of the Philippine territory 444
as a clear and concrete manifestation of our 44 SUPREME COURT REPORTS ANNOTATED
inherent right to national self-determination, 4
independence and sovereignty. Saguisag vs. Ochoa, Jr.
Mr. Presiding Officer, I would like to
relate now these attributes of genuine cally discussed in past deliberations. The
nationhood to the social cost of allowing deletion, therefore, of Section 3 in the
foreign countries to maintain military bases Constitution we are drafting will have the
in our country. Previous speakers have following implications:
dwelt on this subject, either to highlight its First, the failure of the
importance in relation to the other issues or Constitutional Commission to
to gloss over its significance and make this decisively respond to the continuing
a part of future negotiations.357 violation of our territorial integrity via
xxxx the military bases agreement which
Mr. Presiding Officer, I feel that banning permits the retention of U.S. facilities
foreign military bases is one of the solutions within the Philippine soil over which
and is the response of the Filipino people our authorities have no exclusive
against this condition and other conditions jurisdiction contrary to the accepted
that have already been clearly and emphati- definition of the exercise of
_______________ sovereignty.
355 Id., at p. 645. Second, consent by this forum, this
356 Id., at pp. 649-652.
357 Id., at p. 650.
Constitutional Commission, to an
exception in the application of a facilities, while in the meantime we
provision in the Bill of Rights that we have to suffer all existing indignities
have just drafted regarding equal and disrespect towards our rights as a
application of the laws of the land to sovereign nation.
all inhabitants, permanent or xxxx
otherwise, within its territorial Eighth, the utter failure of this
boundaries. forum to view the issue of foreign
Third, the continued exercise by military bases as essentially a
the United States of extraterritoriality question of sovereignty which does
despite the condemnations of such not require in-
practice by the world community of _______________
358 Id., at p. 651.
nations in the light of overwhelming
international approval of eradicating
all vestiges of colonialism.358 445
xxxx VOL. 779, JANUARY 12, 2016
Sixth, the deification of a new Saguisag vs. Ochoa, Jr.
concept called pragmatic sovereignty,
in the hope that such can be wielded depth studies or analyses and which this
to force the United States government forum has, as a constituent assembly
to concede to better terms and drafting a constitution, the expertise and
conditions concerning the military capacity to decide on except that it lacks the
bases agreement, including the political will that brought it to existence and
transfer of complete control to the now engages in an elaborate scheme of
Philippine government of the U.S.
buck-passing. xxxx
xxxx The anachronistic and ephemeral
Without any doubt we can establish a new arguments against the provisions of the
social order in our country, if we reclaim, committee report to dismantle the American
restore, uphold and defend our national bases after 1991 only show the urgent need
sovereignty. National sovereignty is what to free our country from the entangling
the military bases issue is all about. It is only alliance with any power bloc.363
the sovereign people exercising their xxxx
national sovereignty who can design an x x x x Mr. Presiding Officer, it is
independent course and take full control of not necessary for us to possess
their national destiny.359 expertise to know that the so-called
RP-US Bases
SPEECH OF COMMISSIONER PADILLA360 _______________
359 Id., at p. 652.
xxxx 360 Id., at pp. 652-653.
Mr. Presiding Officer, in advocating the 361 Id.
majority committee report, specifically 362 Id., at pp. 653-654.
Sections 3 and 4 on neutrality, nuclear and 363 Id., at p. 653.
bases-free country, some views stress
sovereignty of the Republic and even
446
invoke survival of the Filipino nation and
44 SUPREME COURT REPORTS ANNOTATED
people.361 6
Saguisag vs. Ochoa, Jr.
REBUTTAL OF COMMISSIONER
NOLLEDO362
Agreement will expire in 1991, that it control, sovereignty and applicable law, and
infringes on our sovereignty and jurisdiction national security and territorial integrity.
as well as national dignity and honor, that it
goes against the UN policy of disarmament i. First standard: independence
and that it constitutes unjust intervention in from foreign control
our internal affairs.364 (Emphases supplied)
Very clearly, much of the opposition to the
The Constitutional Commission eventually U.S. bases at the time of the Constitution’s
agreed to allow foreign military bases, drafting was aimed at asserting Philippine
troops, or facilities, subject to the provisions independence from the U.S., as well as
of Section 25. It is thus important to read its control over our country’s territory and
discussions carefully. From these military.
discussions, we can deduce three legal Under the Civil Code, there are several
standards that were articulated by the aspects of control exercised over property.
Constitutional Commission Members. Property is classified as private or public.365
These are characteristics of any agreement It is public if “intended for public use, such
that the country, and by extension this Court, as roads, canals, rivers, torrents, ports and
must ensure are observed. We can thereby bridges constructed by the State, banks,
determine whether a military base or facility shores, roadsteads, and others of similar
in the Philippines, which houses or is character[,]” or
accessed by foreign military troops, is _______________
364 Id., at p. 654.
foreign or remains a Philippine military base 365 Civil Code, Art. 419.
or facility. The legal standards we find
applicable are: independence from foreign
447 Possession, after all, merely raises a
VOL. 779, JANUARY 12, 2016 447presumption of ownership, which
disputable
Saguisag vs. Ochoa, Jr. can be contested through normal judicial
processes.367
“[t]hose which belong to the State, without In this case, EDCA explicitly provides that
being for public use, and are intended for ownership of the Agreed Locations remains
some public service or for the development with the Philippine government.368 What U.S.
of the national wealth.”366 personnel have a right to, pending mutual
Quite clearly, the Agreed Locations are agreement, is access to and use of these
contained within a property for public use, locations.369
be it within a government military camp or The right of the owner of the property to
property that belongs to the Philippines. allow access and use is consistent with the
Once ownership is established, then the Civil Code, since the owner may dispose of
rights of ownership flow freely. Article 428 the property in whatever way deemed fit,
of the Civil Code provides that “[t]he owner subject to the limits of the law. So long as
has the right to enjoy and dispose of a thing, the right of ownership itself is not
without other limitations than those transferred, then whatever rights are
established by law.” Moreover, the owner transmitted by agreement does not
“has also a right of action against the holder completely divest the owner of the rights
and possessor of the thing in order to over the property, but may only limit them in
recover it.” accordance with law.
Philippine civil law therefore accords very _______________
strong rights to the owner of property, even 366 Id., Art. 420.
367 Id., Art. 433.
against those who hold the property. 368 EDCA, Art. V.
369 Id., Art. II(4). public land and facilities.371 The activities
carried out within these locations are
subject to agreement as authorized by the
448
Philippine government.372 Granting the U.S.
44 SUPREME COURT REPORTS ANNOTATED
operational control over these locations is
8
likewise subject to EDCA’s security
Saguisag vs. Ochoa, Jr.
mechanisms, which are bilateral
procedures involving Philippine consent
Hence, even control over the property is
and cooperation.373 Finally, the Philippine
something that an owner may transmit
Designated Authority or a duly designated
freely. This act does not translate into the
representative is given access to the
full transfer of ownership, but only of certain
Agreed Locations.374
rights. In Roman Catholic Apostolic
To our mind, these provisions do not raise
Administrator of Davao, Inc. v. Land
the spectre of U.S. control, which was so
Registration Commission, we stated that
feared by the Constitutional Commission. In
the constitutional proscription on property
fact, they seem to have been the product of
ownership is not violated despite the foreign
deliberate negotiation from the point of view
national’s control over the property.370
of the Philippine government, which
EDCA, in respect of its provisions on
balanced constitutional restrictions on
Agreed Locations, is essentially a contract
foreign military bases and facilities against
of use and access. Under its pertinent
the security needs of the country. In the
provisions, it is the Designated Authority of
1947 MBA, the U.S. forces had “the right,
the Philippines that shall, when requested,
power and authority x x x to construct
assist in facilitating transit or access to (including dredging and filling), operate,
maintain, utilize, occupy, garrison do violence to the constitutional
_______________ requirement if the Agreed Locations were
370 Roman Catholic Apostolic Administrator of
Davao, Inc. v. Land Registration Commission, 102 Phil.
simply to become a less obvious
596 (1957). manifestation of the U.S. bases that were
371 EDCA, Art. III(2). rejected in 1991.
372 Id., Art. III(1). When debates took place over the military
373 Id., Art. III(4).
374 Id., Art. III(5). provisions of the Constitution, the
committee rejected a specific provision
proposed by Commissioner Sarmiento. The
449 discussion illuminates and provides context
VOL. 779, JANUARY 12, 2016 to the 1986
449 Constitutional Commission’s
Saguisag vs. Ochoa, Jr. vision of control and independence from the
U.S., to wit:
and control the bases.”375 No similarly
explicit provision is present in EDCA. MR. SARMIENTO: Madam President, my
Nevertheless, the threshold for allowing the proposed amendment reads as follows:
presence of foreign military facilities and “THE STATE SHALL ESTABLISH AND
bases has been raised by the present MAINTAIN AN INDEPENDENT AND SELF-
Constitution. Section 25 is explicit that RELIANT ARMED FORCES OF THE
foreign military bases, troops, or facilities PHILIPPINES.” Allow me to briefly explain,
shall not be allowed in the Philippines, Madam President. The Armed Forces of the
except under a treaty duly concurred in by Philippines is a vital component of
the Senate. Merely stating that the Philippine society depending upon its
Philippines would retain ownership would training, orientation and support. It will
either be the people’s protector or a staunch arrangements, the United States
supporter of a usurper or tyrant, local and unilaterally determines not only the types
foreign interest. The Armed Forces of the and quantity of arms and equipments that
Philippines’ past and recent experience our armed forces would have, but also the
shows it has never been independent and time when these items are to be made
self-reliant. Facts, data and statistics will available to us. It is clear, as he pointed out,
show that it has been substantially that the composition, capability and
dependent upon a foreign power. In March schedule of development of the Armed
1968, Congressman Barbero, himself a Forces of the Philippines is under the
member of the Armed Forces of the effective control of the U.S. government.376
Philippines, revealed top secret documents (Emphases supplied)
showing what he described as U.S.
dictation over the af- Commissioner Sarmiento proposed a
_______________ motherhood statement in the 1987
375 1947 MBA, III(2)(a).
Constitution that would assert “independent”
and “self-reliant” armed forces. This
450
proposal was rejected by the committee,
45 SUPREME COURT REPORTS ANNOTATED however. As Commissioner De Castro
0 asserted, the involvement of the Philippine
Saguisag vs. Ochoa, Jr. military with the U.S. did not, by itself, rob
the Philippines of its real independence. He
fairs of the Armed Forces of the Philippines. made reference to the context of the times:
He showed that under existing that the limited resources of the Philippines
and the current insurgency at that time
necessitated a strong military relationship
with the U.S. He said that the U.S. would not 451
in any way control the Philippine military VOL. 779, JANUARY 12, 2016
despite this relationship and the fact that the Saguisag vs. Ochoa, Jr.
former would furnish military hardware or
extend military assistance and training to Armed Forces self-reliant. Indeed that is a
our military. Rather, he claimed that the beautiful dream. And I would like it that way.
proposal was in compliance with the But as of this time, fighting an insurgency
treaties between the two states. case, a rebellion in our country —
insurgency — and with very limited funds
MR. DE CASTRO: If the Commissioner and very limited number of men, it will be
will take note of my speech on U.S. military quite impossible for the Philippines to
bases on 12 September 1986, I spoke on appropriate the necessary funds therefor.
the self­-reliance policy of the armed forces. However, if we say that the U.S.
However, due to very limited resources, the government is furnishing us the military
only thing we could do is manufacture small hardware, it is not control of our armed
arms ammunition. We cannot blame the forces or of our government. It is in
armed forces. We have to blame the whole compliance with the Mutual Defense Treaty.
Republic of the Philippines for failure to It is under the military assistance program
provide the necessary funds to make the that it becomes the responsibility of the
Philippine United States to furnish us the necessary
_______________ hardware in connection with the military
376 V Record, Constitutional Commission, p. 240 bases agreement. Please be informed that
(30 September 1986).
there are three (3) treaties connected with
the military bases agreement; namely: the and in Paris. So, it does not mean that
RP-US Military Bases Agreement, the when we send military officers to
Mutual Defense Treaty and the Military United States schools or to other
Assistance Program. military schools, we will be under the
My dear Commissioner, when we control of that country. We also have
enter into a treaty and we are foreign officers in our schools, we in
furnished the military hardware the Command and General Staff
pursuant to that treaty, it is not in College in Fort Bonifacio and in our
control of our armed forces nor control National De-
of our government. True indeed, we
have military officers trained in the
U.S. armed forces school. This is part 452
of our Military Assistance Program, 45 SUPREME COURT REPORTS ANNOTATED
but it does not mean that the minds of 2
our military officers are for the U.S. Saguisag vs. Ochoa, Jr.
government, no. I am one of those
who took four courses in the United fense College, also in Fort Bonifacio.377
States schools, but I assure you, my (Emphases supplied)
mind is for the Filipino people. Also,
while we are sending military officers This logic was accepted in Tañada v.
to train or to study in U.S. military Angara, in which the Court ruled that
schools, we are also sending our independence does not mean the absence
officers to study in other military of foreign participation:
schools such as in Australia, England
Furthermore, the constitutional policy of a The heart of the constitutional restriction on
“self-reliant and independent national foreign military facilities and bases is
economy” does not necessarily rule out the therefore the assertion of independence
entry of foreign investments, goods and from the U.S. and other foreign powers, as
services. It contemplates neither “economic independence is exhibited by the degree of
seclusion” nor “mendicancy in the foreign control exerted over these areas.
international community.” As explained by The essence of that independence is
Constitutional Commissioner Bernardo self­governance and self-control.379
Villegas, sponsor of this constitutional Independence itself is “[t]he
policy: _______________
377 Id., at pp. 240-241.
Economic self-reliance is a primary 378 Tañada v. Angara, supra note 97.
objective of a developing country that is 379 Tydings-McDuffie Act, Section 10(a), Pub.L. 73-
keenly aware of overdependence on 127, 48 Stat. 456 (enacted 24 March 1934).
external assistance for even its most basic
needs. It does not mean autarky or
economic seclusion; rather, it means 453
avoiding mendicancy in the international VOL. 779, JANUARY 12, 2016
community. Independence refers to the Saguisag vs. Ochoa, Jr.
freedom from undue foreign control of the
national economy, especially in such state or condition of being free from
strategic industries as in the development of dependence, subjection, or control.”380
natural resources and public utilities.378 Petitioners assert that EDCA provides the
(Emphases supplied) U.S. extensive control and authority over
Philippine facilities and locations, such that
the agreement effectively violates Section A basic textual construction would show
25 of the 1987 Constitution.381 that the word “their,” as understood above,
Under Article VI(3) of EDCA, U.S. forces are is a possessive pronoun for the subject
authorized to act as necessary for “they,” a third­-person personal pronoun in
“operational control and defense.” The term plural form. Thus, “their” cannot be used for
“operational control” has led petitioners to a nonpersonal subject such as “Agreed
regard U.S. control over the Agreed Locations.” The simple grammatical
Locations as unqualified and, therefore, conclusion is that “their” refers to the
total.382 Petitioners contend that the word previous third-person plural noun, which is
“their” refers to the subject “Agreed “United States forces.” This conclusion is in
Locations.” line with the definition of operational control.
This argument misreads the text, which is _______________
380 Black’s Law Dictionary, p. 770 (6th ed., 1990).
quoted below: See also J. Carpio’s Dissenting Opinion in Liban v.
Gordon, 654 Phil. 680; 639 SCRA 709 (2011).
United States forces are authorized to 381 Memorandum of Saguisag, p. 56, Rollo (G.R.
exercise all rights and authorities within No. 212426), p. 594.
382 Id., at p. 596.
Agreed Locations that are necessary for
their operational control or defense,
including taking appropriate measure to 454
protect United States forces and United 45 SUPREME COURT REPORTS ANNOTATED
States contractors. The United States 4
should coordinate such measures with Saguisag vs. Ochoa, Jr.
appropriate authorities of the Philippines.
a. U.S. operational control as
the exercise of authority but is not limited to, all personnel
over U.S. personnel, and not administrative actions, such as: hiring
over the Agreed Locations. recommendations; firing recommendations;
position classification; discipline;
Operational control, as cited by both nomination and approval of incentive
petitioner and respondents, is a military awards; and payroll computation.
term referring to:
Clearly, traditional standards define
[t]he authority to perform those functions of “operational control” as personnel control.
command over subordinate forces involving Philippine law, for instance, deems
organizing and employing commands and operational control as one exercised by
forces, assigning tasks, designating police officers and civilian authorities over
objective, and giving authoritative direction their subordinates and is distinct from the
necessary to accomplish the mission.383 administrative control that they also
exercise over police subordinates.385
At times, though, operational control can Similarly, a municipal mayor exercises
mean something slightly different. In operational control over the police within the
JUSMAG Philippines v. National Labor municipal govern-
Relations Commission, the Memorandum _______________
383 Id., at p. 460.
of Agreement between the AFP and 384 G.R. No. 108813, 15 December 1994, 239
JUSMAG Philippines defined the term as SCRA 224, 229.
follows:384 385 R.A. No. 6975 — Department of the Interior and
Local Government Act of 1990, Sec. 86; P.D. No. 531,
Secs. 4, 5, and 6.
The term “Operational Control” includes,
For actual operations, EDCA is clear that
any activity must be planned and
455 preapproved by the MDB-SEB.388 This
VOL. 779, JANUARY 12, 2016 455
provision evinces the partnership aspect of
Saguisag vs. Ochoa, Jr. EDCA, such that both stakeholders have a
say on how its provisions should be put into
ment,386 just as city mayor possesses the effect.
same power over the police within the city
government.387 b. Operational control
Thus, the legal concept of operational vis-à-vis effective com­­-
control involves authority over personnel in mand and control.
a commander-subordinate relationship and
does not include control over the Agreed Petitioners assert that beyond the concept
Locations in this particular case. Though of operational control over personnel,
not necessarily stated in EDCA provisions, qualifying access to the Agreed Locations
this interpretation is readily implied by the by the Philippine Designated Authority with
reference to the taking of “appropriate the phrase “consistent with operational
measures to protect United States forces safety and security requirements in
and United States contractors.” accordance with agreed procedures
It is but logical, even necessary, for the U.S. developed by the Parties” leads to the
to have operational control over its own conclusion that the U.S. exercises effective
forces, in much the same way that the control over the Agreed Locations.389 They
Philippines exercises operational control claim that if the Philippines exercises
over its own units. possession of and control over a given
_______________ assigned and attached forces in the
386 Local Government Code of 1991, Sec. 444.
387 Id., Sec. 455.
accomplishment of the mission x x x.”393
388 Rollo (G.R. No. 212426), pp. 515-525. Operational control, on the other hand,
389 Id., at p. 597. refers to “[t]hose functions of command
over assigned forces involving the
composition of subordinate forces, the
456 assignment of tasks, the designation of
45 SUPREME COURT REPORTS ANNOTATED objectives, the overall control of assigned
6 resources, and the full authoritative
Saguisag vs. Ochoa, Jr. direction necessary to accomplish the
mission.”394
area, its representative should not have to Two things demonstrate the errors in
be authorized by a special provision. 390
petitioners’ line of argument.
For these reasons, petitioners argue that Firstly, the phrase “consistent with
the “operational control” in EDCA is the operational safety and security
“effective command and control” in the 1947 requirements in accordance with agreed
MBA. 391
In their Memorandum, they procedures developed by the Parties” does
distinguish effective command and control not add any qualification beyond that which
from operational control in U.S. parlance.392 is already imposed by existing treaties. To
Citing the Doctrine for the Armed Forces of recall, EDCA is based upon prior treaties,
the United States, Joint Publication 1, namely the VFA and the MDT.395 Treaties
“command and control (C2)” is defined as are in themselves contracts from which
“the exercise of authority and direction by a rights and obligations may be claimed or
properly designated commander over waived.396
_______________ “operational control” with “effective
390 Id.
391 Id., at p. 598.
command and control,” since it defines the
392 Id., at p. 599. terms quite differently, viz.:398
393 Id., footnote 76.
394 Id., footnote 77. Command and control encompasses the
395 EDCA, preamble.
396 See: Bayan Muna v. Romulo, supra note 114; exercise of authority, responsibility, and
Bayan (Bagong Alyansang Makabayan) v. Zamora, direction by a commander over assigned
supra note 23; USAFFE Veterans Ass’n., Inc. v. and attached forces to accomplish the
Treasurer of the Phil., supra note 173; Vienna
Convention on the Law of the Treaties, Art. 27 (on
mission. Command at all levels is the art of
internal law and observance of motivating and directing people and
organizations into action to accomplish
missions. Control is inherent in command.
457 To control is to manage and direct forces
VOL. 779, JANUARY 12, 2016 and 457
functions consistent with a
Saguisag vs. Ochoa, Jr. commander’s command authority. Control
of forces and functions helps commanders
In this particular case, the Philippines has and staffs compute requirements, allocate
already agreed to abide by the security means, and integrate efforts. Mission
mechanisms that have long been in place command is the preferred method of
between the U.S. and the Philippines based exercising C2. A complete discussion of
on the implementation of their treaty tenets, organization, and processes for
relations.397 effective C2 is provided in Section B,
Secondly, the full document cited by “Command and Control of Joint Forces,” of
petitioners contradicts the equation of Chapter V “Joint Command and Control.”
treaties) in relation to Art. 46 (on provisions of internal
command over subordinate forces involving
law regarding competence to conclude treaties).
organizing and employing commands and
397 “Under EDCA, before constructions and other
forces, assigning tasks, designating
activities can be undertaken, prior consent of the
objectives, and giving authoritative direction
Philippines will have to be secured through the Mutual
Defense Board (MDB) and Security Engagement Board
over all aspects of military operations and
(SEB) which were established under the MDT and the
joint training necessary to accomplish the
VFA.” See Q&A on the Enhanced Defense Cooperation
Agreement, Official Gazette, mission. It should be delegated to and
available at
<http://www.gov.ph/2014/04/28/qna-on-the-­enhanced-
exercised by the commanders of
defense-cooperation-agreement> (last accessed 3
December 2015).
subordinate organizations; normally, this
authority is exercised through subordinate
398 United States Department of Defense, Doctrine
JFCs, Service, and/or functional component
for the Armed Forces of the United States: Joint
Publication 1, Chaps. 1-18 (2013). commanders. OPCON provides authority to
organize and employ commands and forces
as the commander considers necessary to
458
accomplish assigned missions. It does not
45 SUPREME COURT REPORTS ANNOTATED
include authoritative direction for logistics or
8
matters of administration, discipline,
Saguisag vs. Ochoa, Jr.
internal organization, or unit training. These
elements of COCOM must be specifically
Operational control is defined thus:399
delegated by the CCDR. OPCON does
include the authority to delineate functional
OPCON is able to be delegated from a
responsibilities and operational areas of
lesser authority than COCOM. It is the
subordinate JFCs.
authority to perform those functions of
Operational control is therefore the
delegable aspect of combatant command, This distinction, found in the same
while command and control is the overall document cited by petitioners, destroys the
power and responsibility exercised by the very foundation of the arguments they have
commander with reference to a mission. built: that EDCA is the same as the MBA.
Operational control is a narrower power and
must be given, while command and control c. Limited operational control over
is plenary and vested in a commander. the Agreed Locations only for
Operational control does not include the construction activities.
planning, programming, budgeting, and
execution process input; the assignment of As petitioners assert, EDCA
subordinate commanders; the building of indeed contains a specific provision
relationships with Department of Defense that gives to the U.S. operational
agencies; or the directive authority for control within the Agreed Locations
logistics, whereas these factors are during construction activities.401 This
included in the concept of command and exercise of operational control is
control.400 premised upon the approval by the
_______________ MDB and the SEB of the construction
399 Id., at Chap. V-6.
400 Id., at Chap. V-2.
activity through consultation and
mutual agreement on the
requirements and standards of the
459 construction, alteration, or
VOL. 779, JANUARY 12, 2016 improvement.
459 402

Saguisag vs. Ochoa, Jr. Despite this grant of operational


control to the U.S., it must be
emphasized that the grant is only for also formulated this principle as follows: “an express
enumeration of subjects excludes others not
construction activities. The narrow enumerated.”
and limited instance wherein the U.S.
is given operational control within an
Agreed Location cannot be equated 460
with foreign military control, which is 46 SUPREME COURT REPORTS ANNOTATED
so abhorred by the Constitution. 0
The clear import of the provision is Saguisag vs. Ochoa, Jr.
that in the absence of construction
activities, operational control over the tion, since EDCA mentions the existence of
Agreed Location is vested in the U.S. operational control over the Agreed
Philippine authorities. This meaning is Locations for construction activities, then it
implicit in the specific grant of is quite logical to conclude that it is not
operational control only during exercised over other activities.
construction activities. The principle of Limited control does not violate the
constitutional construction, “expressio Constitution. The fear of the commissioners
unius est exclusio alterius,” means the was total control, to the point that the foreign
failure to mention the thing becomes military forces might dictate the terms of
the ground for inferring that it was their acts within the Philippines.404 More
deliberately excluded.403 Following this important, limited control does not mean an
construc- abdication or derogation of Philippine
_______________
sovereignty and legal jurisdiction over the
401 EDCA, Art. III(4).
402 Id. Agreed Locations. It is more akin to the
403 Sarmiento III v. Mison, supra note 177. The case extension of diplomatic courtesies and
rights to diplomatic agents,405 which is a over the Agreed Locations.
waiver of control on a limited scale and _______________
404 Rebuttal of Commissioner Nolledo, supra note
subject to the terms of the treaty. 362.
This point leads us to the second standard 405 Vienna Convention on Diplomatic Relations,
envisioned by the framers of the Arts. 31-40, 500 U.N.T.S. 95 (1961).
Constitution: that the Philippines must
retain sovereignty and jurisdiction over its
territory. 461
VOL. 779, JANUARY 12, 2016
ii. Second standard: Philippine Saguisag vs. Ochoa, Jr.
sovereignty and applicable law
Sovereignty is the possession of sovereign
EDCA states in its Preamble the power,406 while jurisdiction is the conferment
“understanding for the United States not to by law of power and authority to apply the
establish a permanent military presence or law.407 Article I of the 1987 Constitution
base in the territory of the Philippines.” states:
Further on, it likewise states the recognition
that “all United States access to and use of The national territory comprises the
facilities and areas will be at the invitation of Philippine archipelago, with all the islands
the Philippines and with full respect for the and waters embraced therein, and all other
Philippine Constitution and Philippine laws.” territories over which the Philippines has
The sensitivity of EDCA provisions to the sovereignty or jurisdiction, consisting of its
laws of the Philippines must be seen in light terrestrial, fluvial, and aerial domains,
of Philippine sovereignty and jurisdiction including its territorial sea, the seabed, the
subsoil, the insular shelves, and other coordinated with Philippine authorities.411
submarine areas. The waters around, Jurisprudence bears out the fact that even
between, and connecting the islands of the under the former legal regime of the MBA,
archipelago, regardless of their breadth and Philippine laws continue to be
dimensions, form part of the internal waters _______________
406 See Black’s Law Dictionary, p. 1523 (9th ed.,
of the Philippines. (Emphasis supplied) 2009).
407 Id., at p. 927.
From the text of EDCA itself, Agreed 408 EDCA, Article I(1)(b).
Locations are territories of the Philippines 409 Laurel v. Misa, 77 Phil. 856 (1947).
410 EDCA, Art. VI(2).
that the U.S. forces are allowed to access 411 Id., Art. VI(3).
and use.408 By withholding ownership of
these areas and retaining unrestricted
access to them, the government asserts 462
sovereignty over its territory. That 46 SUPREME COURT REPORTS ANNOTATED
sovereignty exists so long as the Filipino 2
people exist.409 Saguisag vs. Ochoa, Jr.
Significantly, the Philippines retains primary
responsibility for security with respect to the in force within the bases.412 The difference
Agreed Locations.410 Hence, Philippine law between then and now is that EDCA retains
remains in force therein, and it cannot be the primary jurisdiction of the Philippines
said that jurisdiction has been transferred to over the security of the Agreed Locations,
the U.S. Even the previously discussed an important provision that gives it actual
necessary measures for operational control control over those locations. Previously, it
and defense over U.S. forces must be was the provost marshal of the U.S. who
kept the peace and enforced Philippine law as well as huge sea vessels that can stay
in the bases. In this instance, Philippine afloat in the sea even for months and years
forces act as peace officers, in stark without returning to their home country.
contrast to the 1947 MBA provisions on These military warships are actually used
jurisdiction.413 as substitutes for a land-home base not only
of military aircraft but also of military
iii. Third standard: must re- personnel and facilities. Besides, vessels
spect national security and are mobile as compared to a land-based
territorial integrity military headquarters.414
_______________
412 Liwanag v. Hamill, 98 Phil. 437 (1956).
The last standard this Court must set is that 413 1947 MBA, Art. XIII.
the EDCA provisions on the Agreed 414 Bayan (Bagong Alyansang Makabayan) v.
Locations must not impair or threaten the Zamora, supra note 23.
national security and territorial integrity of
the Philippines.
This Court acknowledged in Bayan v. 463
Zamora that the evolution of technology has VOL. 779, JANUARY 12, 2016
essentially rendered the prior notion of Saguisag vs. Ochoa, Jr.
permanent military bases obsolete.
Moreover, military bases established within The VFA serves as the basis for the entry of
the territory of another state is no longer U.S. troops in a limited scope. It does not
viable because of the alternatives offered allow, for instance, the reestablishment of
by new means and weapons of warfare the Subic military base or the Clark Air Field
such as nuclear weapons, guided missiles as U.S. military reservations. In this context,
therefore, this Court has interpreted the Article 2(4) of the United Nations Charter
restrictions on foreign bases, troops, or states that “All Members shall refrain in their
facilities as three independent restrictions. international relations from the threat or use
In accord with this interpretation, each of force against the territorial integrity or
restriction must have its own qualification. political independence of any state, or in
Petitioners quote from the website any other manner inconsistent with the
http://en.wikipedia.org to define what a Purposes of the United Nations.”418 Any
military base is.415 While the source is not unlawful attack on the Philippines breaches
authoritative, petitioners make the point that the treaty, and triggers Article 51 of the
the Agreed Locations, by granting access same charter, which
and use to U.S. forces and contractors, are _______________
415 Memorandum of Saguisag, p. 72, Rollo (G.R.
U.S. bases under a different name.416 More No. 212426), p. 610.
important, they claim that the Agreed 416 Id.
Locations invite instances of attack on the 417 Id.
Philippines from enemies of the U.S.417 418 Charter of the United Nations, 24 October 1945,
1 U.N.T.S. XVI.
We believe that the raised fear of an attack
on the Philippines is not in the realm of law,
but of politics and policy. At the very least, 464
we can say that under international law, 46 SUPREME COURT REPORTS ANNOTATED
EDCA does not provide a legal basis for a 4
justified attack on the Philippines. Saguisag vs. Ochoa, Jr.
In the first place, international law disallows
any attack on the Agreed Locations simply guarantees the inherent right of individual or
because of the presence of U.S. personnel. collective self-defence.
Moreover, even if the lawfulness of the _______________
419 Protocol Additional to the Geneva Conventions
attack were not in question, international of 12 August 1949, and relating to the Protection of
humanitarian law standards prevent Victims of International Armed Conflicts (Protocol I),
participants in an armed conflict from 1125 U.N.T.S. 3 (1977) [hereinafter Geneva Convention
targeting nonparticipants. International Additional Protocol I]; Protocol Additional to the Geneva
Conventions of 12 August 1949, and relating to the
humanitarian law, which is the branch of Protection of Victims of Non-International Armed
international law applicable to armed Conflicts (Protocol II), 1125 U.N.T.S. 609 (1977).
conflict, expressly limits allowable military 420 Articles 48, 51(2) and 52(2), Protocol I, id.
421 1949 Geneva Convention (I) for the
conduct exhibited by forces of a participant Amelioration of the Condition of the Wounded and Sick
in an armed conflict.419 Under this legal in Armed Forces in the Field, 12 August 1949, 75
regime, participants to an armed conflict are U.N.T.S. 31; 1949 Geneva Convention (II) for the
held to specific standards of conduct that Amelioration of the Condition of Wounded, Sick and
Shipwrecked Members of Armed Forces at Sea, 12
require them to distinguish between August 1949, 75 U.N.T.S. 85; 1949 Geneva Convention
combatants and noncombatants,420 as (III) Relative to the Treatment of Prisoners of War, 12
embodied by the Geneva Conventions and August 1949, 75 U.N.T.S. 135; 1949 Geneva
Convention (IV) Relative to the Protection of Civilian
their Additional Protocols.421
Persons in Time of War, 12 August 1949, 75 U.N.T.S.
Corollary to this point, Professor John 287; id.
Woodcliffe, professor of international law at 422 Woodcliffe, John, The Peacetime Use of
the University of Leicester, noted that there Foreign Military Installations Under Modern International
Law, p. 30 (1992).
is no legal consensus for what constitutes a
base, as opposed to other terms such as
“facilities” or “installation.”422 In strategic 465
literature, “base” is defined as an VOL. 779, JANUARY 12, 2016
installation
Saguisag vs. Ochoa, Jr. is presumed to be protected, unless proven
otherwise.427 Moreover, the principle of
“over which the user State has a right to distinction requires combatants in an armed
exclusive control in an extraterritorial conflict to distinguish between lawful
sense.”423 Since this definition would targets428 and protected targets.429 In an
exclude most foreign military installations, a actual armed conflict between the U.S. and
more important distinction must be made. a third state, the Agreed Locations cannot
For Woodcliffe, a type of installation be considered U.S. territory, since
excluded from the definition of “base” is one ownership of territory even in times of
that does not fulfill a combat role. He cites armed conflict does not change.430
an example of the use of the territory of a Hence, any armed attack by forces of a third
state for training purposes, such as to state against an Agreed Location can only
obtain experience in local geography and be legitimate under interna-
climactic conditions or to carry out joint _______________
423 Id.
exercises.424 Another example given is an 424 Id., at p. 32.
advanced communications technology 425 Id.
installation for purposes of information 426 Id.
gathering and communication.425 427 Henckaerts, Jean-Marie and Ooswald-Beck,
Louise, Customary International Humanitarian Law-
Unsurprisingly, he deems these noncombat Volume I: Rules, pp. 34-36 (2005)
uses as borderline situations that would be 428 Art. 52, Protocol I, supra note 419.
excluded from the functional understanding 429 Art. 48, id.
430 Art. 4, id.
of military bases and installations.426
By virtue of this ambiguity, the laws of war
dictate that the status of a building or person
466 about the wisdom of allowing the presence
46 SUPREME COURT REPORTS ANNOTATED of U.S. personnel within our territory and is
6 therefore outside the scope of judicial
Saguisag vs. Ochoa, Jr. review.
Evidently, the concept of giving foreign
tional humanitarian law if it is against a bona troops access to “agreed” locations, areas,
fide U.S. military base, facility, or installation or facilities within the military base of
that directly contributes to the military effort another sovereign state is nothing new on
of the U.S. Moreover, the third state’s forces the international plane. In fact, this
must take all measures to ensure that they arrangement has been used as the
have complied with the principle of framework for several defense cooperation
distinction (between combatants and non- agreements, such as in the following:
combatants). 1. 2006 U.S.-Bulgaria Defense
There is, then, ample legal protection for the Cooperation Agreement432
Philippines under international law that 2. 2009 U.S.-Colombia Defense
would ensure its territorial integrity and Cooperation Agreement 433

national security in the event an Agreed _______________


Location is subjected to attack. As EDCA 431 Memorandum of Saguisag, pp. 66-70, Rollo
(G.R. No. 212426), pp. 604-608.
stands, it does not create the situation so 432 Article 11(6) thereof provides: “Agreed facilities
feared by petitioners — one in which the and areas” means the state owned facilities and areas
Philippines, while not participating in an in the territory of the Republic of Bulgaria listed in Annex
armed conflict, would be legitimately A, and such other state owned facilities and areas, as
may be mutually agreed by the Parties.
targeted by an enemy of the U.S.431 433 Article I(g) thereof provides: “Agreed facilities
In the second place, this is a policy question and locations” means those sites, installations, and
infrastructure to which the United States is authorized owned by the Republic of Poland, and used by United
access and use by Colombia in States forces with the consent of the Republic of Poland.
435 Article I thereof provides: “Agreed Facilities and
Areas” means the facilities and areas in the territory of
Australia provided by Australia which may be listed in
467
Annex A appended to this Agreement, and such other
VOL. 779, JANUARY 12, 2016 467
facilities and areas in the territory of Australia as may be
Saguisag vs. Ochoa, Jr. provided by Australia in the future, to which United
States Forces, United States Contractors, dependants,
and other United States Government personnel as
3. 2009 U.S.-Poland Status of Forces mutually agreed, shall have the right to access and use
Agreement434 pursuant to this Agreement.
4. 2014 U.S.-Australia Force Posture 436 Article I(7) thereof provides: “Agreed facilities
and areas” means the facilities and areas in the territory
Agreement435 of Afghanistan provided by Afghanistan at the locations
5. 2014 U.S.-Afghanistan Security and listed in Annex A, and such other facilities and areas in
Defense Cooperation Agreement436 the territory of Afghanistan as may be provided by
Afghanistan in the future, to which United States forces,
United States contractors, United States contractor
In all of these arrangements, the host state employees, and others as mutually agreed, shall have
grants U.S. forces access to their military the right to access and use pursuant to this Agreement.
bases.437 That access is without rental or 437 US-Bulgaria Defense Cooperation Agreement,
Arts. II(6) & IV(1); US-Colombia Defense Cooperation
similar costs to the U.S.438 Further, U.S. Agreement, Art. IV; US-Poland Status of Forces
forces are Agreement, Art. 3(2); US-Australia Force Posture
_______________ Agreement, Arts. I, IV.
connection with activities carried out within the 438 US-Bulgaria Defense Cooperation Agreement,
framework of this Agreement. Art. IV(5); US-Colombia Defense Cooperation
434 Article 2(i) thereof provides: “Agreed facilities Agreement, Art. IV; US-Poland
and areas” shall mean areas, facilities, buildings or
structures in the territory of the Republic of Poland,
some of these agreements, host countries
468 allow U.S. forces to construct facilities for
46 SUPREME COURT REPORTS ANNOTATED the latter’s exclusive use.441
8 Troop billeting, including construction of
Saguisag vs. Ochoa, Jr. temporary structures, is nothing new. In Lim
v. Executive Secretary, the Court already
allowed to undertake construction activities upheld the Terms of Reference of Balikatan
in, and make alterations and improvements 02-1, which authorized U.S. forces to set up
to, the agreed locations, facilities, or “[t]emporary structures such as those for
areas. As in EDCA, the host states retain
439
troop billeting, classroom instruction and
ownership and jurisdiction over the said messing x x x during the Exercise.” Similar
bases. 440
provisions are also in the Mutual Logistics
In fact, some of the host states in these Support Agreement of 2002 and
agreements give specific military-related _______________
rights to the U.S. For example, under Article Status of Forces Agreement, Art. 3(1); US-Australia
Force Posture Agreement, Art. IV(7).
IV(1) of the U.S.-Bulgaria Defense 439 US-Bulgaria Defense Cooperation Agreement,
Cooperation Agreement, “the United States Art. IV(7); US-Colombia Defense Cooperation
forces x x x are authorized access to and Agreement, Arts. IV(7), XI; US-Poland Status of Forces
may use agreed facilities and areas x x x for Agreement, Art. 3(6); US-Australia Force Posture
Agreement, Art. IV(8).
staging and deploying of forces and 440 US-Bulgaria Defense Cooperation Agreement,
materiel, with the purpose of conducting Arts. II(6), IV(1) & VI(1); US-Colombia Defense
x x x contingency operations and other Cooperation Agreement, Art. IV(6); US-Poland Status of
Forces Agreement, Art. 4(1); US-Australia Force
missions, including those undertaken in the Posture Agreement, Art. XIV(1).
framework of the North Atlantic Treaty.” In 441 US-Bulgaria Defense Cooperation Agreement,
Art. IV(8); US-Colombia Defense Cooperation equipment on the U.S. Munitions List,
Agreement, Art. IV(4); US-Poland Status of Forces
Agreement, Art. 3(10); US-Australia Force Posture
during an approved activity.”444 The first
Agreement, Art. X(2). Mutual Logistics Support Agreement has
lapsed, while the second one has been
extended until 2017 without any formal
469 objection before this Court from the Senate
VOL. 779, JANUARY 12, 2016 or any of469
its members.
Saguisag vs. Ochoa, Jr. The provisions in EDCA dealing with
Agreed Locations are analogous to those in
2007, which are essentially executive the aforementioned executive agreements.
agreements that implement the VFA, the Instead of authorizing the building of
MDT, and the 1953 Military Assistance temporary structures as previous
Agreement. These executive agreements agreements have done, EDCA authorizes
similarly tackle the “reciprocal provision of the U.S. to build permanent structures or
logistic support, supplies, and services,”442 alter or improve existing ones for, and to be
which include “[b]illeting, x x x operations owned by, the Philippines.445 EDCA is clear
support (and construction and use of that the Philippines retains ownership of
temporary structures incident to operations altered or improved facilities and newly
support), training services, x x x storage constructed permanent or non-relocatable
services, x x x during an approved structures.446 Under EDCA, U.S. forces will
activity.”443 These logistic supplies, support, also be allowed to use facilities and areas
and services include temporary use of for “training; x x x; support and related
“nonlethal items of military equipment which activities; x x x; temporary accommodation
are not designated as significant military of personnel; communications” and agreed
activities.447 with activities” contemplated therein. The
Concerns on national security problems same section also recognizes that “[t]itle to
that arise from foreign military equipment such property shall remain” with the US and
being present in the Philippines must that they have the discretion to “remove
likewise be contextualized. Most such property from the Philippines at any
significantly, the VFA time.”
_______________ There is nothing novel, either, in the
442 2002 MLSA, Art. III(2); 2007 MLSA, Art. III(2).
443 Id., Art. IV(1)(a)(2); id., Art. IV(1)(a)(2).
EDCA provision on the prepositioning and
444 Id., Art. IV(1)(a)(3); id., Art. IV(1)(a)(3). storing of “defense equipment, supplies,
445 EDCA, Art. V(1). and materiel,”448 since these are sanctioned
446 Id., Art. V(2). in the VFA. In fact, the two countries have
447 Id., Art. III(1).
already entered into various implementing
agreements in the past that are comparable
470 to the present one. The Balikatan 02-1
47 SUPREME COURT REPORTS ANNOTATED Terms of Reference mentioned in Lim v.
0 Executive Secretary specifically recognizes
Saguisag vs. Ochoa, Jr. that Philippine and U.S. forces “may share
x x x in the use of their resources,
already authorizes the presence of U.S. equipment and other assets.” Both the 2002
military equipment in the country. Article VII and 2007 Mutual Logistics Support
of the VFA already authorizes the U.S. to Agreements speak of the provision of
import into or acquire in the Philippines support and services, including the
“equipment, materials, supplies, and other “construction and use of temporary
property” that will be used “in connection structures incident to operations support”
and “storage services” during approved VOL. 779, JANUARY 12, 2016
activities.449 These logistic supplies, support, Saguisag vs. Ochoa, Jr.
and services include the “temporary use of
x x x nonlethal items of military equipment Locations include “humanitarian assistance
which are not designated as significant and disaster relief equipment, supplies, and
military equipment on the U.S. Munitions materiel.”452 Nuclear weapons are
List, during an approved activity.”450 Those specifically excluded from the materiel that
activities include “combined exercises and will be prepositioned.
training, operations and other deployments” Therefore, there is no basis to invalidate
and “cooperative efforts, such as EDCA on fears that it increases the threat
humanitarian assistance, disaster relief and to our national security. If anything, EDCA
rescue operations, and maritime anti- increases the likelihood that, in an event
pollution operations” within or outside requiring a defensive response, the
Philippine territory.451 Under EDCA, the Philippines will be prepared alongside the
equipment, supplies, and materiel that will U.S. to defend its islands and insure its
be prepositioned at Agreed territorial integrity pursuant to a relationship
_______________ built on the MDT and VFA.
448 Id., Art. IV(1).
449 2002 MLSA, Art. IV(1)(a)(2); 2007 MLSA, Art.
IV(1)(a)(2). 8. Others issues and
450 Id., Art. IV(1)(a)(3); id., Art. IV(1)(a)(3). concerns raised
451 Id., Art. III(1); id., Art. III(1).

A point was raised during the oral


arguments that the language of the MDT
471
only refers to mutual help and defense in
the Pacific area.453 We believe that any
discussion of the activities to be undertaken
under EDCA vis-à-vis the defense of areas 472
beyond the Pacific is premature. We note 47 SUPREME COURT REPORTS ANNOTATED
that a proper petition on that issue must be 2
filed before we rule thereon. We also note Saguisag vs. Ochoa, Jr.
that none of the petitions or memoranda has
attempted to discuss this issue, except only tions services to the public for
to theorize that the U.S. will not come to our compensation.454 It is clear from Article VII(2)
aid in the event of an attack outside of the of EDCA that the telecommunication
Pacific. This is a matter of policy and is system is solely for the use of the U.S. and
beyond the scope of this judicial review. not the public in general, and that this
In reference to the issue on system will not interfere with that which local
telecommunications, suffice it to say that operators use. Consequently, a public
the initial impression of the facility adverted franchise is no longer necessary.
to does appear to be one of those that Additionally, the charge that EDCA allows
require a public franchise by way of nuclear weapons within Philippine territory
congressional action under Section 11, is entirely speculative. It is noteworthy that
Article XII of the Constitution. As the agreement in fact specifies that the
respondents submit, however, the system prepositioned materiel shall not include
referred to in the agreement does not nuclear weapons.455 Petitioners argue that
provide telecommunica- only prepositioned nuclear weapons are
_______________ prohibited by EDCA; and that, therefore, the
452 EDCA, Art. IV(1). U.S. would insidiously bring nuclear
453 MDT, Arts. III, IV, and V.
weapons to Philippine territory.456 The assumption of
general prohibition on nuclear weapons, _______________
454 Rollo, p. 464.
whether prepositioned or not, is already 455 EDCA, Art. IV(6).
expressed in the 1987 Constitution.457 It 456 Rollo, pp. 34-35.
would be unnecessary or superfluous to 457 Article II, Sec. 8.
include all prohibitions already in the 458 EDCA, Art. VII(1).
459 National Power Corporation v. Province of
Constitution or in the law through a Quezon, 610 Phil. 456; 593 SCRA 47 (2009).
document like EDCA.
Finally, petitioners allege that EDCA
creates a tax exemption, which under the 473
law must originate from Congress. This VOL. 779, JANUARY 12, 2016
allegation ignores jurisprudence on the Saguisag vs. Ochoa, Jr.
government’s assumption of tax liability.
EDCA simply states that the taxes on the tax liability requires the party assuming the
use of water, electricity, and public utilities liability to have actual interest in the
are for the account of the Philippine property taxed.460 This rule applies to EDCA,
Government.458 This provision creates a since the Philippine Government stands to
situation in which a contracting party benefit not only from the structures to be
assumes the tax liability of the other.459 In built thereon or improved, but also from the
National Power Corporation v. Province of joint training with U.S. forces, disaster
Quezon, we distinguished between preparation, and the preferential use of
enforceable and unenforceable stipulations Philippine suppliers.461 Hence, the provision
on the assumption of tax liability. Afterwards, on the assumption of tax liability does not
we concluded that an enforceable constitute a tax exemption as petitioners
have posited. of his Constitutional prerogatives in respect
Additional issues were raised by petitioners, of foreign affairs. They cannot cripple him
all relating principally to provisions already when he deems that additional security
sufficiently addressed above. This Court measures are made necessary by the
takes this occasion to emphasize that the times. As it stands, the Philippines through
agreement has been construed herein as to the Department of Foreign Affairs has filed
absolutely disauthorize the violation of the several diplomatic protests against the
Constitution or any applicable statute. On actions of the People’s Republic of China
the contrary, the applicability of Philippine in
law is explicit in EDCA. _______________
460 Id.
461 EDCA, Art. III(6); Art. IV(2); Art. V(1, 4); Art.
EPILOGUE VIII(2).

The fear that EDCA is a reincarnation of


the U.S. bases so zealously protested by 474
noted personalities in Philippine history 47 SUPREME COURT REPORTS ANNOTATED
arises not so much from xenophobia, but 4
from a genuine desire for self- Saguisag vs. Ochoa, Jr.
determination, nationalism, and above all a
commitment to ensure the independence the West Philippine Sea;462 initiated
of the Philippine Republic from any foreign arbitration against that country under the
domination. United Nations Convention on the Law of
Mere fears, however, cannot curtail the the Sea;463 is in the process of negotiations
exercise by the President of the Philippines with the Moro Islamic Liberation Front for
peace in Southern Philippines,464 which is philippines-bajo-de-masinloc> (last visited 21 October
2015).
the subject of a current case before this 463 The Republic of the Philippines v. The People’s
Court; and faces increasing incidents of Republic ofChina, Case No. 2013-19 (Perm Ct. Arb.)
kidnappings of Filipinos and foreigners <http://www.pcacases.com/web/view/7> (last visited 13
allegedly by the Abu Sayyaf or the New October 2015).
464 Comprehensive Agreement on the Bangsamoro,
People’s Army.465 The Philippine military is Official Gazette, available at
conducting reforms that seek to ensure the <http://www.gov.ph/2014/03/27/document-cab> (last
security and safety of the nation in the years visited 21 October 2015).
465 Lim, Frinston, Authorities believe Abu Sayyaf
to come.466 In the future, the Philippines behind abduction of Filipina, 3 foreigners, 22 September
must navigate a world in which armed 2015, Philippine Daily Inquirer, available at
forces fight with increasing sophistication in <http://globalnation.inquirer.net/128739/authorities-
both strategy and technology, while ­believe-npa-behind-abduction-of-filipina-foreigners>
(last visited 3 December 2015).
employing asymmetric warfare and remote 466 Republic Act No. 10349 (2012); The Philippine
weapons. Navy, Picture of the Future: The Philippine Navy Briefer,
_______________ available at
462 Statement of Secretary Albert del Rosario <http://www.navy.mil.ph/downloads/THE%20PHILIPPI
before the Permanent Court of Arbitration, Peace NE%20NAVY%20BRIEFER.pdf> (last visited 3
Palace, The Hague, Netherlands, 7 July 2015, Official December 2015).
Gazette, available at
<http://www.gov.ph/2015/07/07/statement-of-secretary-
albert-del-rosario-before-the-permanent-court-of­-
arbitration-peace-palace-the-hague-netherlands/> (last 475
visited 3 December 2015); Statement on Recent VOL. 779, JANUARY 12, 2016
Incidents in the Philippines’ Baja de Masinloc, 4 Saguisag vs. Ochoa, Jr.
February 2015, Department of Foreign Affairs, available
at <http://www.dfa.gov.ph/index.php/newsroom/dfa-
releases/5337-statement-on-recent-incidents­-in-the- Additionally, our country is fighting a most
terrifying enemy: the backlash of Mother will need friends. Who they are, and what
Nature. The Philippines is one of the form the friendships will take, are for the
countries most directly affected and President to decide. The only restriction is
damaged by climate change. It is no what the Constitution itself expressly
coincidence that the record-setting tropical prohibits. It appears that this overarching
cyclone Yolanda (internationally named concern for balancing constitutional
Haiyan), one of the most devastating forces requirements against the dictates of
of nature the world has ever seen hit the necessity was what led to EDCA.
Philippines on 8 November 2013 and killed As it is, EDCA is not constitutionally infirm.
at least 6,000 people.467 This necessitated a As an executive agreement, it remains
massive rehabilitation project.468 In the consistent with existing laws and treaties
aftermath, the U.S. military was among the that it purports to implement.
first to extend help and support to the WHEREFORE, we hereby DISMISS the
Philippines. petitions.
That calamity brought out the best in the SO ORDERED.
Filipinos as thousands upon thousands _______________
467 Locsin, Joel, NDRRMC: Yolanda death toll hits
volunteered their help, their wealth, and 6,300 mark nearly 6 months after typhoon, 17 April 2014,
their prayers to those affected. It also GMA News Online
brought to the fore the value of having <http://www.gmanetwork.com/news/story/357322/news
friends in the international community. /nation/ndrrmc-­yolanda-death-toll-hits-6-300-mark-
nearly-6-months-after-typhoon> (last accessed 3
In order to keep the peace in its archipelago December 2015).
in this region of the world, and to sustain 468 Typhoon Yolanda, Official Gazette, available at
itself at the same time against the <http://www.gov.ph/crisis-response/updates-­typhoon-
yolanda/> (last visited 3 December 2015).
destructive forces of nature, the Philippines
SEPARATE CONCURRING OPINION

476 CARPIO, J.:


47 SUPREME COURT REPORTS ANNOTATED
6 The threshold issue in this case is whether
Saguisag vs. Ochoa, Jr. the Enhanced Defense Cooperation
Agreement (EDCA) merely implements the
Velasco, Jr., Del Castillo, Villarama, Jr., existing and ratified 1951 Mutual Defense
Perez, Mendoza and Reyes, JJ., concur. Treaty1 (MDT), or whether the EDCA is a
Carpio, J., See Separate Concurring new treaty requiring Senate ratification to
Opinion. take effect.
Leonardo-De Castro, J., I dissent: See The answer to this question turns on
my Dissenting Opinion. whether, under present circumstances, the
Brion, J., I dissent: See my Dissenting attainment of the purpose of the MDT
Opinion. requires the EDCA. The fundamental rule in
Peralta, J., I join J. Carpio’s Opinion. treaty interpretation is that a treaty must be
Bersamin, J., I join the Separate interpreted “in the light of its object and
Concurring Opinion of J. Carpio. purpose.”2
Perlas-Bernabe, J., I join the _______________
Dissenting Opinions. 1 The Philippine Senate ratified the MDT on 12 May
1952 under Senate Resolution No. 84.
Leonen, J., I dissent. See Separate 2 Article 31 of the 1969 Vienna Convention on the
Opinion. Law of Treaties (Vienna Convention) provides:
Jardeleza, J., No part.
477 _______________
VOL. 779, JANUARY 12, 2016 Article 31 477
General rule of interpretation
Saguisag vs. Ochoa, Jr. 1. A treaty shall be interpreted in good faith in
accordance with the ordinary meaning to be given to the
As stated in the MDT, the purpose of the terms of the treaty in their context and in the light of its
object and purpose.
United States (U.S.) and the Philippines in
2. The context for the purpose of the interpretation of
forging the MDT is to “declare publicly and a treaty shall comprise, in addition to the text, including
formally their sense of unity and their its preamble and annexes:
common determination to defend x x x. (Emphasis supplied)
The Philippines acceded to the Vienna Convention on
themselves against external armed attack.” 15 November 1972.
If the MDT cannot attain this purpose 3 Article 32 of the 1969 Vienna Convention on the
without the EDCA, then the EDCA merely Law of Treaties provides:
implements the MDT and Executive action Article 32
Supplementary means of interpretation
is sufficient to make the EDCA valid. Recourse may be had to supplementary means of
A ratified treaty like the MDT must be interpretation, including the preparatory work of the
interpreted to allow the Executive to take all treaty and the circumstances of its conclusion, in order
to confirm the meaning resulting from the application of
necessary measures to insure that the Article 31, or to determine the meaning when the
treaty’s purpose is attained. A ratified treaty interpretation according to Article 31: (a) leaves the
cannot be interpreted to require a second meaning ambiguous or obscure; or (b) leads to a result
ratified treaty to implement the first ratified which is manifestly absurd or unreasonable. (Emphasis
supplied)
treaty, as a fundamental rule is that a treaty
must be interpreted to avoid a “result which
is manifestly absurd or unreasonable.”3 This 478
is particularly true to a mu- 47 SUPREME COURT REPORTS ANNOTATED
8 Philippines, China seized Mischief Reef
Saguisag vs. Ochoa, Jr. from the Philippines. There was no power to
deter China as the U.S. forces had left. The
tual defense treaty the purpose of which is Philippines did not anticipate that China
mutual self-defense against sudden armed would rush in to fill the power vacuum, or if
attack by a third state. the Philippines anticipated this, it did not
However, if the MDT can attain its purpose upgrade its military to deter any Chinese
without the EDCA, then the EDCA is a aggression. After China seized Mischief
separate treaty that requires Senate Reef in 1995, the Philippines still did not
ratification. I shall discuss why, under upgrade its military, particularly its navy.
present circumstances, the EDCA is In 2012, China seized Scarborough Shoal
absolutely necessary and essential to attain from the Philippines, which could offer no
the purpose of the MDT. armed resistance to Chinese naval forces.
With the departure in 1992 of U.S. military The Scarborough Shoal seizure finally
forces from Subic Naval Base and Clark Air made the Philippine Government realize
Base in Luzon, a power vacuum resulted in that there was an absolute need to deter
the South China Sea. As in any power China’s creeping invasion of Philippine
vacuum, the next power would rush in to fill islands, rocks and reefs in the West
the vacuum. Thus, China, the next power Philippine Sea. Thus, the Philippines
after the U.S., filled the power vacuum in the rushed the modernization of its navy and air
South China Sea, which includes the West force. The Philippines also agreed with the
Philippine Sea.4 U.S. to use the MDT to preposition U.S. war
In early 1995, barely three years after the materials in strategic locations in the Philip-
departure of U.S. military forces from the _______________
4 See Administrative Order No. 29, 5 September war materials, like mobile anti­-ship and
2012.
anti-aircraft missiles, is absolutely
necessary and essential to a successful
479
defense against armed aggression,
VOL. 779, JANUARY 12, 2016 particularly
479 for a coastal state like the
Saguisag vs. Ochoa, Jr. Philippines. This is what the EDCA is all
about — the prepositioning in strategic
pines, particularly in the islands of Palawan locations of war materials to successfully
and Luzon facing the West Philippine Sea. resist any armed aggression. Such
In modern warfare, the successful prepositioning will also publicly telegraph to
implementation of a mutual defense treaty the enemy that any armed aggression
requires the strategic prepositioning of war would be repelled. The enemy must know
materials. Before the advent of guided that we possess the capability, that is, the
missiles and drones, wars could take war materials, to defend the country against
months or even years to prosecute. There armed aggression. Otherwise, without such
was plenty of time to conscript and train capability, we telegraph to the enemy that
soldiers, manufacture guns and artillery, further seizure of Philippine islands, rocks
and ship war materials to strategic locations and reefs in the South China Sea would be
even after the war had started. Today, wars a walk in the park, just like China’s seizure
could be won or lost in the first few weeks of Mischief Reef and Scarborough Shoal.
or even first few days after the initial Without such capability, we would
outbreak of war. practically be inviting the enemy to seize
In modern warfare, the prepositioning of whatever Philippine island, rock or reef it
desires to seize in the West Philippine Sea.
Since 2014, China has started building within its ECS.
artificial islands in the Spratlys out of China claims that its island-building
submerged areas like Mischief Reef and activities are for civilian purposes but the
Subi Reef, or out of rocks that barely configuration of these artificial islands
protrude above water at high tide like Fiery shows otherwise. The configuration of
Cross Reef. China has so far created a 590- China’s Mischief Reef island, which is
hectare artificial island in Mischief Reef China’s largest artificial island in the
which is only 125 nautical miles (NM) from Spratlys, is that of a combined air and naval
Palawan, well within the Philippines’ base, with a 3,000­meter airstrip.5 The
Exclusive Economic Zone (EEZ). In configuration of China’s Subi Reef island is
comparison, San Juan City is 595 hectares that of a naval base with a 3,000-meter
in area. China has built a 390- airstrip. The configuration of China’s Fiery
Cross Reef island is that of an airbase with
a 3,000-meter airstrip and a harbor for
480 warships. These three air and naval bases
48 SUPREME COURT REPORTS ANNOTATED form a triangle in the Spratlys, surrounding
0 the islands occupied by the Philippines.
Saguisag vs. Ochoa, Jr. Mischief Reef, located mid-way between
Palawan and Pagasa, is ideally situated to
hectare artificial island in Subi Reef, outside block Philippine ships resupplying Pagasa,
the Philippines’ EEZ but within its Extended the largest Philippine­-occupied island in
Continental Shelf (ECS). China has created the Spratlys. Mischief Reef is also close to
a 265-hectare artificial island in Fiery Cross the gas-rich Reed Bank, the gas field that
Reef, outside the Philippines’ EEZ but should replace Malampaya once
Malampaya runs out of gas in 10 to 12 years. VOL. 779, JANUARY 12, 2016
Malampaya supplies 40% of the energy Saguisag vs. Ochoa, Jr.
requirement of Luzon. The Reed Bank and
Malampaya are well within the Philippines’ in Ayungin Shoal, just 20 NM from Mischief
EEZ. However, China’s 9-dashed lines Reef. Only the Philippines’ use of small
enclose entirely the Reed Bank and watercrafts enables the resupply to the BRP
encroach partly on Malampaya. Sierra Madre, which is manned by about a
It is obvious that China will use the three air dozen Philippine marine soldiers. The
and naval bases in its artificial islands to Philippines’ small watercrafts can navigate
prevent Philippine ships and planes from the shallow waters of Ayungin Shoal while
resupplying Philippine-occupied islands in China’s large coast guard vessels cannot.
the Spratlys, forcing the Philippines to With the anticipated installation by China of
abandon its occupied islands. Already, military facilities and war materials in its
Chinese coast guard vessels are preventing three air and naval bases in the Spratlys,
medium-sized Philippine ships from expected to be completed before the end of
resupplying the BRP Sierra Madre, the 2016, China will begin to aggressively
dilapidated Philippine landing ship beached enforce its 9-dashed lines claim over the
_______________ South China Sea. Under this claim, China
5 A 3,000-meter airstrip is long enough for any
military aircraft of China to land and take off. A Boeing
asserts sovereignty not only to all the
747 airliner, or a B52 bomber, can easily land and take islands, rocks and reefs in the Spratlys, but
off on a 3,000-meter airstrip. also to 85.7% of the South China Sea,
comprising all the waters, fisheries, mineral
resources, seabed and submarine areas
481 enclosed by the 9-dashed lines. Under this
claim, the Philippines will lose 381,000 there is only one
square kilometers6 of its EEZ in the West _______________
6 Final Transcript Day 1 — Merits Hearing, page 58,
Philippine Sea, a maritime space larger line 11, Philippines-China Arbitration,
than the total Philippine land area of http://www.pcacases.com/web/sendAttach/15487.
300,000 square kilometers. China’s 9-
dashed lines claim encroaches on all the
traditional fishing grounds of Filipino 482
fishermen in the South China Sea: 48 SUPREME COURT REPORTS ANNOTATED
Scarborough Shoal, Macclesfield Bank and 2
the Spratlys. Saguisag vs. Ochoa, Jr.
The Philippines, acting by itself, cannot
hope to deter militarily China from enforcing power on earth that can deter militarily
its 9-dashed lines claim in the West China from enforcing its 9-dashed lines
Philippine Sea. The Philippines cannot claim, and that power is the United States.
acquire war materials like anti-ship and anti- This is why the MDT is utterly crucial to the
aircraft missiles off the shelf. The operation Philippines’ defense of its EEZ in the West
of anti-ship missiles requires Philippine Sea.
communications with airborne radar or Of course, the United States has repeatedly
satellite guidance systems. With the stated that the MDT does not cover the
completion of China’s air and naval bases disputed islands, rocks and reefs in the
before the end of 2016, the Philippines has South China Sea. We understand this
no time to acquire, install and operate an because at the time the MDT was signed
anti-ship missile system on its own. Military the Philippine territory recognized by the
and security analysts are unanimous that United States did not include the Kalayaan
Island Group in the Spratlys. However, the 7 Article IV of the MDT provides: “Each Party
recognizes that an armed attack in the Pacific area on
MDT provides that an armed attack on either of the Parties would be dangerous to its own
“public vessels or aircraft” (military or coast peace and safety and declares that it would act to meet
guard ship or aircraft) of either the United the common dangers in accordance with its
States or the Philippines in the Pacific area constitutional processes. x x x.”
8 Letter of U.S. Secretary of State Cyrus Vance to
is one of the grounds for a party to invoke Philippine Secretary of Foreign Affairs Carlos P. Romulo
mutual defense under the MDT.7 The United dated 6 January 1979; Letter of U.S. Ambassador to the
States has officially clarified that the Pacific Philippines Thomas C. Hubbard to Foreign Secretary
Domingo L. Siazon dated 24 May 1999.
area includes the South China Sea.8
If China’s navy ships attack a Philippine
military ship re-supplying Philippine-
483
occupied islands in the Spratlys, that will be VOL. 779, JANUARY 12, 2016
covered by the MDT. However, unless the Saguisag vs. Ochoa, Jr.
U.S. and the Philippines have prepositioned
anti-ship missiles in Palawan, there will be
The prepositioning of war materials is a
no deterrence to China, and no swift
necessary and essential element to achieve
response from U.S. and Philippine forces.
the purpose of the MDT. Article II of the
The absence of any deterrence will likely
MDT expressly provides:
invite Chinese harassment, or even armed
attack, on Philippine resupply ships. That
In order more effectively to achieve the
will lead to the loss of all Philippine-
objective of this Treaty, the Parties
occupied islands in the Spratlys, as well as
separately and jointly by self-help and
the loss of the gas-rich Reed Bank.
_______________
mutual aid will maintain and develop their
individual and collective capacity to resist territories over which the Philippines has
armed attack. (Emphasis supplied) sovereignty or jurisdiction, consisting of its
terrestrial, fluvial, and aerial domains,
The prepositioning of war materials is the including its territorial sea, the seabed, the
very essence of the phrase to “maintain and subsoil, the insular shelves, and other
develop (the Parties’) individual and submarine areas. The waters around,
collective capacity to resist armed attack.” between, and connecting the islands of the
Without the prepositioning of war materials, archipelago, regardless of their breadth and
a Party to the MDT cannot maintain and dimensions, form part of the internal waters
develop the capacity to resist armed attack. of the Philippines. (Emphasis supplied)
Without the prepositioning of war materials,
a Party is simply and totally unprepared for Thus, the Philippine “national territory”
armed attack. refers to areas over which the Philippines
The 1987 Constitution defines the “national has “sovereignty or jurisdiction.” The
territory” to include not only islands or rocks Constitution mandates: “The State shall
above water at high tide but also the seabed, protect the nation’s marine wealth in its
subsoil and other submarine areas “over archipelagic waters, territorial sea,
which the Philippines has sovereignty or
jurisdiction.” Article 1 of the 1987
Constitution provides: 484
48 SUPREME COURT REPORTS ANNOTATED
The national territory comprises the 4
Philippine archipelago, with all the islands Saguisag vs. Ochoa, Jr.
and waters embraced therein, and all other
and exclusive economic zone, and reserve such as the production of energy from the water,
currents and winds;
its use and enjoyment exclusively to Filipino (b) jurisdiction as provided for in the relevant
citizens.”9 provisions of this Convention with regard to:
Under both customary international law and (i) the establishment and use of artificial islands,
the 1982 United Nations Convention on the installations and structures;
(ii) marine scientific research;
Law of the Sea (UNCLOS), the Philippines (iii) the protection and preservation of the marine
has “sovereign rights” and “jurisdiction”10 to environment;
exploit exclusively all the living and (c) other rights and duties provided for in this
Convention.
nonliving resources within its EEZ. Under 2. In exercising its rights and performing its duties
the UNCLOS, the Philippines has the under this Convention in the exclusive economic zone,
sovereign rights to exploit exclusively the the coastal State shall have due regard to the rights
mineral resources and duties of other States and shall act in a manner
_______________ compatible with the provisions of this Convention.
9 Section 2, Article XII of the 1987 Constitution. x x x x (Emphasis supplied)
(Emphasis supplied)
10 Article 56 of UNCLOS provides:
Article 56 485
Rights, jurisdiction and duties of the coastal State
in VOL. 779, JANUARY 12, 2016
the exclusive economic zone
1. In the exclusive economic zone, the coastal Saguisag vs. Ochoa, Jr.
State has:
(a) sovereign rights for the purpose of exploring within its ECS.11 Under the UNCLOS, the
and exploiting, conserving and managing the natural
resources, whether living or nonliving, of the waters Philippines also has sole “jurisdiction” to
superjacent to the seabed and of the seabed and its create artificial islands or install structures
subsoil, and with regard to other activities for the within its EEZ12 and ECS.13
economic exploitation and exploration of the zone, _______________
11 Article 77 of the UNCLOS provides: (b) installations and structures for the purposes
Article 77 provided for in Article 56 and other economic purposes;
Rights of the coastal State over the continental shelf (c) installations and structures which may interfere
1. The coastal State exercises over the continental with the exercise of the rights of the coastal State in the
shelf sovereign rights for the purpose of exploring it zone.
and exploiting its natural resources. 2. The coastal State shall have exclusive
2. The rights referred to in paragraph 1 are jurisdiction over such artificial islands, installations and
exclusive in the sense that if the coastal State does not structures, in-
explore the continental shelf or exploit its natural
resources, no one may undertake these activities
without the express consent of the coastal State.
485
3. The rights of the coastal State over the
continental shelf do not depend on occupation, VOL. 779, JANUARY 12, 2016
effective or notional, or on any express proclamation. Saguisag vs. Ochoa, Jr.
4. The natural resources referred to in this Part
consist of the mineral and other nonliving resources of
the seabed and subsoil together with living organisms In short, under international law and in
belonging to sedentary species, that is to say, particular under the UNCLOS, the
organisms which, at the harvestable stage, either are Philippines has jurisdiction over its EEZ and
immobile on or under the seabed or are unable to
move except in constant physical contact with the
ECS. Thus, under domestic law, the
seabed or the subsoil. (Emphasis supplied) Philippines’ EEZ and ECS form part of
12 Article 60 of the UNCLOS provides: Philippine “national territory” since the
Article 60 Constitution defines “national territory” to
Artificial islands, installations and structures
in the exclusive economic zone include areas over which the Philippines
1. In the exclusive economic zone, the coastal has “jurisdiction,” a term which means less
State shall have the exclusive right to construct and to than sovereignty. However, under
authorize and regulate the construction, operation and
use of:
international law, the Philippine “national
(a) artificial islands; territory” refers to the areas over which the
Philippines has sovereignty, referring to the x x x x (Emphasis supplied)
13 Article 80 of the UNCLOS provides:
Philippines’ land territory, archipelagic Article 80
waters and territorial sea, excluding areas Artificial islands, installations and structures
on the
over which the Philippines exercises only continental shelf
jurisdiction like its EEZ and ECS. Article 60 applies mutatis mutandis to artificial
islands, installations and structures on the continental
China has already invaded repeatedly shelf.
Philippine “national territory” in two 14 Final Transcript Day 2 — Merits Hearing, page
separate areas, one in the Kalayaan Island 23, lines 7, 8 and 9, Philippines-China Arbitration,
http://www.pcacases.com/web/
sendAttach/1548.
Group in the Spratlys and the other in 15 Id.
Scarborough Shoal. When China seized in
1988 Subi Reef, a submerged area within
the Philippines’ ECS and beyond the 487
territorial sea of any high tide feature,14 VOL. 779, JANUARY 12, 2016
China invaded Philippine national territory Saguisag vs. Ochoa, Jr.
as defined in the Constitution. When China
seized in 1995 Mischief Reef, a submerged rock above water at high tide and
area within the Philippines’ EEZ and constituting land territory under
beyond the territorial sea of any high tide international law, China invaded Philippine
feature,15 China invaded Philippine national national territory as defined in the
territory as defined in the Constitution. Constitution and as understood in
When China seized in 2012 Scarborough international law. Republic Act No. 9522,
Shoal, a amending the Philippine Baselines Law,
_______________
cluding jurisdiction with regard to customs, fiscal, health,
expressly declares that Scarborough Shoal
safety and immigration laws and regulations. is part of Philippine territory over which the
Philippines exercises “sovereignty and vessels patrolling the West Philippine Sea.
jurisdiction.”16 This will give the Philippines a fighting
After China’s seizure of Scarborough Shoal chance to ward off China’s impending en-
in 2012, the Philippines finally woke up and _______________
16 Section 2 of RA No. 9522 provides: “The baseline
summoned the political will to address the in the following areas over which the Philippines likewise
serial and creeping Chinese invasion of exercises sovereignty and jurisdiction shall be
Philippine national territory. Thus, the determined as ‘Regime of Islands’ under the Republic of
EDCA was born, to give much needed teeth the Philippines consistent with Article 121 of the United
Nations Convention on the Law of the Sea (UNCLOS):
to the MDT as a deterrent to further Chinese a) The Kalayaan Island Group as constituted under
aggression in the West Philippine Sea. Presidential Decree No. 1596; and
Without the EDCA, the MDT remains a b) Bajo de Masinloc, also known as Scarborough
Shoal.” (Emphasis supplied)
toothless paper tiger. With the EDCA, the
MDT acquires a real and ready firepower to
deter any armed aggression against
488
Philippine public vessels or aircrafts 48 SUPREME COURT REPORTS ANNOTATED
operating in the West Philippine Sea. 8
With the EDCA, China will think twice before Saguisag vs. Ochoa, Jr.
attacking Philippine military resupply ships
to Philippine-occupied islands in the forcement of its 9-dashed lines as China’s
Spratlys. With the EDCA, the Philippines “national boundaries” as shown in its 2013
will have a fighting chance to hold on to official vertical map.17
Philippine-­occupied islands in the Spratlys. The number and sites of the “agreed
With the EDCA, China will think twice before locations” to place the prepositioned war
attacking Philippine navy and coast guard
materials must necessarily remain foreign countries, including our treaty ally
numerous and anonymous. The “agreed the United States, the President is
locations” must be numerous enough to constitutionally vested with ample discretion
survive repeated or surprise armed attacks. in the implementation of the MDT. EDCA,
There must not only be redundant “agreed being essentially and entirely an
locations” but also dummy “agreed implementation of the MDT, is within the
locations” to mislead the enemy. The sites sole authority of the President to enter into
of many of the “agreed locations” cannot be as an executive agreement with the U.S.
disclosed publicly because that will give the Article VIII of the MDT provides: “This
enemy the fixed coordinates of the “agreed Treaty shall remain in force indefinitely.
locations,” making them easy targets of Either party may terminate it one year after
long-­range enemy cruise missiles. The notice is given to the other Party.” Neither
number and sites of the “agreed locations” the Philippines nor the United States has
are matters best left to the sound discretion terminated the MDT. On the
of the Executive, who is the implementing _______________
17 In its Note Verbale of 7 June 2013 to China, the
authority of the MDT for the Philippines. Philippines stated it “strongly objects to the indication
The implementation of the MDT is a purely that the nine-dash lines are China’s national boundaries
Executive function since the Senate has in the West Philippine Sea/South China Sea.”
already ratified the MDT. The (Emphasis supplied)
18 Pimentel, Jr. v. Office of the Executive Secretary,
implementation of the MDT is also part of 501 Phil. 303; 462 SCRA 622 (2005).
the purely Executive function of the
President as Commander-in-Chief of the
Armed Forces. As executor and “chief 489
architect”18 of the country’s relations with VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr. provides: “After the expiration in 1991 of the Agreement
between the Republic of the Philippines and the United
States of America concerning Military Bases, foreign
contrary, the 1998 Visiting Forces military bases, troops, or facilities shall not be allowed in
Agreement between the Philippines and the the Philippines except under a treaty duly concurred in
United States, which the Philippine Senate by the Senate and, when the Congress so requires,
ratified by a majority of the votes cast by the people in a
has ratified, expressly states that the parties national referendum held for that purpose, and
are “[r]e­affirming their obligations under the recognized as a treaty by the other contracting State.”
Mutual Defense Treaty of August 30, 1951.” (Emphasis supplied)
20 Section 21, Article VII of the 1987 Constitution
Thus, the continued validity and relevance provides: “No treaty or international agreement shall be
of the MDT cannot be denied. valid and effective unless concurred in by at least two-
Moreover, the Senate ratification of the thirds of all the Members of the Senate.” (Emphasis
MDT complies with the requirement of supplied)
21 The 1935 Constitution, under which the MDT was
Section 25, Article XVII19 of the 1987 ratified, also required ratification of treaties by two-thirds
Constitution that any agreement allowing vote of the Senate. Section 10(7), Article VII of the 1935
foreign military facilities in the Philippines, Constitution provides: “The President shall have the
power, with the concurrence of two-thirds of all the
like the prepositioning of U.S. war materials,
Members of the Senate, to make treaties, and with the
must be embodied in a treaty and ratified by consent of the Commission on Appointments, he shall
two-thirds vote20 of the Senate. That treaty appoint ambassadors, other public ministers; and
is the MDT which the Philippine Senate consuls. He shall receive ambassadors and other public
ministers duly accredited to the Government of the
ratified by two-thirds vote on 12 May 195221 Philippines.” (Emphasis supplied)
and which the U.S. Senate ratified on 20 22 See footnote 7, Nicolas v. Romulo, 598 Phil. 262;
March 1952.22 578 SCRA 438 (2009).
_______________
19 Section 25, Article XVIII of the 1987 Constitution
490 the Philippines has been violated openly
49 SUPREME COURT REPORTS ANNOTATED and repeatedly. The President, as
0 Commander-in-Chief of the Armed Forces,
Saguisag vs. Ochoa, Jr. “chief architect” of foreign policy and
implementer of the MDT, has decided on
In summary, the EDCA is absolutely the urgent need to fortify Philippine military
necessary and essential to implement the defenses by prepositioning war materials of
purpose of the MDT, which on the part of our treaty ally on Philippine soil. This Court
the Philippines, given the existing situation should not erect roadblocks to the
in the West Philippine Sea, is to deter or President’s implementation of the MDT,
repel any armed attack on Philippine particularly since time is of the essence and
territory or on any Philippine public vessel the President’s act of entering into the
or aircraft operating in the West Philippine EDCA on his own does not violate any
Sea. To hold that the EDCA cannot take provision of the Constitution.
effect without Senate ratification is to render A final word. The EDCA does not detract
the MDT, our sole mutual self-defense from the legal arbitration case that the
treaty, totally inutile to meet the grave, even Philippines has filed against China under
existentialist, national security threat that
23
UNCLOS. The EDCA brings into the
the Philippines is now facing in the West Philippine strategy the element of credible
Philippine Sea. self-defense. Having refused to participate
China has already invaded several in the legal arbitration despite being
geologic features comprising part of obligated to do so under UNCLOS, China is
Philippine “national territory” as defined in now using brute force to assert its claim to
the Constitution. The territorial integrity of almost the entire South China Sea. Given
_______________ CONCURRING AND DISSENTING
23 China’s successful control of the South China
Sea will force the Philippines to share a 1,300-kilometer
OPINION
sea border with China, from Balabac Island in Palawan
to Yamin Island in Batanes, very close to the Philippine LEONARDO-DE CASTRO, J.:
coastline facing the South China Sea. This will bring the
Philippines into China’s orbit, with the Philippines
adhering to China’s positions on matters involving “The jurisdiction of the nation within its own
foreign policy. territory is necessarily exclusive and
absolute. It is susceptible of no limitation not
imposed by itself. Any restriction upon it,
491 deriving validity from an external source,
VOL. 779, JANUARY 12, 2016 491 a diminution of its sovereignty
would imply
Saguisag vs. Ochoa, Jr. to the extent of the restriction, and an
investment of that sovereignty to the same
this situation, the proper equation in extent in that power which could impose
defending the Philippines’ maritime zones such restriction.” x x x.1
in the West Philippine Sea is “legal right
plus credible self-defense equals might.” I concur with the disposition of the
Accordingly, I vote to DISMISS the petitions procedural issues but not with the
on the ground that the EDCA merely arguments and conclusions reached as to
implements, and in fact is absolutely the substantive issues.
necessary and essential to the The focus of the present controversy, as
implementation of, the MDT, an existing mentioned by the Honorable Chief Justice
treaty that has been ratified by the Senate. is the application of Section 25, Article XVIII
of the Constitution which reads:
referendum held for that purpose, and
ARTICLE XVIII recognized as a treaty by the other
TRANSITORY PROVISIONS contracting State.
SEC. 25. After the expiration in 1991 of
the Agreement between the Republic of the Section 25, Article XVIII bans foreign
Philippines and military bases, troops, or facilities in
_______________ Philippine territory, unless the following
1 The Schooner Exchange v. McFaddon and Others,
3 Law. ed., 287, 293; cited in Dizon v. Commanding
requisites are complied with: (1) the
General of the Phil. Ryukus Command, U.S. Army, 81 presence of foreign military bases, troops,
Phil. 286, 292 (1948). or facilities should be allowed by a treaty; (2)
the treaty must be duly concurred in by the
Philippine Senate and, when Congress so
492 requires, such treaty should be ratified by a
49 SUPREME COURT REPORTS ANNOTATED majority of the votes cast by the Filipino
2 people in a national referendum held for that
Saguisag vs. Ochoa, Jr. purpose; and (3) such treaty should be
recognized as a treaty by the other
the United States of America concerning contracting party.2
Military Bases, foreign military bases, Couched in negative terms, Section 25,
troops, or facilities shall not be allowed in Article XVIII embodies a prohibition:
the Philippines except under a treaty duly “foreign military bases, troops, or facilities
concurred in by the Senate and, when the shall not be allowed in the Philippines,”
Congress so requires, ratified by a majority unless the requisites in the said section are
of the votes cast by the people in a national met.
In BAYAN v. Zamora,3 the Court held that
Section 25, Article XVIII covers three Section 21, Article VII deals with treaties or
different situations: a treaty allowing the international agreements in general, in
presence within the Philippines of (a) which case, the concurrence of at least
foreign military bases, or (b) foreign military two­-thirds (2/3) of all the Members of the
troops, or (c) foreign military facilities, such Senate is required to make the subject
that a treaty that involves any of these three treaty, or international agreement, valid and
standing alone falls within the coverage of binding on the part of the Philippines. This
the said provision. provision lays down the general rule on
BAYAN v. Zamora likewise expounded treaties or international agreements and
on the coverage of the two provisions of the applies to any form of treaty with a wide
Constitution — Section 21, Article VII and variety of subject matter, such as, but not
Section 25, Article XVIII — which both limited to, extradition or tax treaties or those
require Senate concurrence in treaties and economic in nature. All treaties or
international agreements. The Court stated: international agreements entered into by
_______________ the Philippines, regardless of subject matter,
2 BAYAN (Bagong Alyansang Makabayan) v.
Zamora, 396 Phil. 623, 654-655; 342 SCRA 449, 486
coverage, or particular designation or
(2000). appellation, requires the concurrence of the
3 Id., at p. 653; p. 482. Senate to be valid and effective.
In contrast, Section 25, Article XVIII is a
special provision that applies to treaties
493 which involve the presence of foreign
VOL. 779, JANUARY 12, 2016 military 493
bases, troops or facilities in the
Saguisag vs. Ochoa, Jr. Philippines. Under this provision, the
concurrence of the Senate is only one of the placed permanently in the Philippines.
requisites to render compliance with the It is a rudiment in legal hermeneutics that
constitutional requirements and to consider when no distinction is made by law the
the agreement binding on the Philippines. Court should not distin-
Section 25, Article XVIII further requires that _______________
2 BAYAN (Bagong Alyansang Makabayan) v.
“foreign military bases, troops, or facilities” Zamora, 396 Phil. 623, 654-655; 342 SCRA 449, 486
may be allowed in the Philippines only by (2000).
virtue of a treaty duly concurred in by the 3 Id., at p. 653; p. 482.
Senate, ratified by a majority of the votes
cast in a national referendum held for that
purpose if so required by Congress, and 494
recognized as such by the other contracting 49 SUPREME COURT REPORTS ANNOTATED
state. 4
xxxx Saguisag vs. Ochoa, Jr.
Moreover, it is specious to argue that
Section 25, Article XVIII is inapplicable to guish — Ubi lex non distinguit nec nos
mere transient agreements for the reason distinguire debemos.
that there is no permanent placing of In like manner, we do not subscribe to the
structure for the establishment of a military argument that Section 25, Article XVIII is not
base. On this score, the Constitution makes controlling since no foreign military bases,
no distinction between “transient” and but merely foreign troops and facilities, are
“permanent.” Certainly, we find nothing in involved in the VFA. Notably, a perusal of
Section 25, Article XVIII that requires said constitutional provision reveals that the
foreign troops or facilities to be stationed or proscription covers ‘‘foreign military bases,
troops, or facilities.” Stated differently, this This formulation speaks of three things:
prohibition is not limited to the entry of foreign military bases, troops or facilities.
troops and facilities without any foreign My first question is: If the country does enter
bases being established. The clause does into such kind of a treaty, must it cover the
not refer to ‘‘foreign military bases, troops, three-bases, troops or facilities or could the
or facilities” collectively but treats them as treaty entered into cover only one or two?
separate and independent subjects. The FR. BERNAS. Definitely, it can cover only
use of comma and the disjunctive word “or” one. Whether it covers only one or it covers
clearly signifies disassociation and three, the requirement will be the same.
independence of one thing from the others MR. MAAMBONG. In other words, the
included in the enumeration, such that, the Philippine government can enter into a
provision contemplates three different treaty covering not bases but merely troops?
situations — a military treaty the subject of FR. BERNAS. Yes.
which could be either (a) foreign bases, (b)
foreign troops, or (c) foreign facilities — any
of the three standing alone places it under 495
the coverage of Section 25, Article XVIII. VOL. 779, JANUARY 12, 2016
To this end, the intention of the framers of Saguisag vs. Ochoa, Jr.
the Charter, as manifested during the
deliberations of the 1986 Constitutional MR. MAAMBONG. I cannot find any reason
Commission, is consistent with this why the government can enter into a treaty
interpretation: covering only troops.
MR. MAAMBONG. I just want to address a FR. BERNAS. Why not? Probably if we
question or two to Commissioner Bernas. stretch our imagination a little bit more, we
will find some. We just want to cover Effect of Section 25, Article XVIII
everything.4 (Citations omitted) of the Constitution on the Military
Bases Agreement, the Mutual De-
Furthermore, the wording of Section 25, fense Treaty, the Visiting Forces
Article XVIII also provides an indubitable Agreement, and the Enhanced
implication: foreign military bases, troops Defense Cooperation Agreement
and facilities have ceased to be allowed in
the Philippines after the expiration in 1991 On July 4, 1946, the United States
of the Military Bases Agreement; thereafter, recognized the independence of the
the same can only be reallowed upon the Republic of the Philippines, thereby
satisfaction of all the three requirements set apparently relinquishing any claim of
forth in the Section 25, Article XVIII. sovereignty thereto. However, on March 14,
The legal consequence of the above 1947, the Philippines and the United
provision with respect to the Military Bases _______________
4 Id., at pp. 650-654; pp. 482-485.
Agreement (March 14, 1947), the Mutual
Defense Treaty (August 30, 1951), the
Visiting Forces Agreement (February 10, 496
1998), and the Enhanced Defense 49 SUPREME COURT REPORTS ANNOTATED
Cooperation Agreement ([EDCA] April 28, 6
2014) can be appreciated by an Saguisag vs. Ochoa, Jr.
examination of the respective rights and
obligations of the parties in these States entered into a Military Bases
agreements. Agreement (MBA) which granted to the
United States government the right to 1. The Government of the Republic of the
Philippines (hereinafter referred to as the Philippines)
retain5 the use of the bases listed in the grants to the Government of the United States of
Annexes of said agreement.6 Within said America (hereinafter referred to as the United States)
bases, the United States was granted the right to retain the use of the bases in the Philippines
_______________ listed in Annex A attached hereto.
5 The Court explained in Nicolas v. Romulo (598 Phil. 2. The Philippines agrees to permit the United
262, 279-280; 578 SCRA 438, 456 [2009]) that: States, upon notice to the Philippines, to use such of
“[U]nder the Philippine Bill of 1902, which laid the those bases listed in Annex B as the United States
basis for the Philippine Commonwealth and, eventually, determines to be required by military necessity.
for the recognition of independence, the United States 3. The Philippines agrees to enter into negotiations
agreed to cede to the Philippines all the territory it with the United States at the latter’s request, to permit
acquired from Spain under the Treaty of Paris, plus a the United States to expand such bases, to exchange
few islands later added to its realm, except certain naval such bases for other bases, to acquire additional bases,
ports and/or military bases and facilities, which the or relinquish rights to bases, as any of such exigencies
United States retained for itself. may be required by military necessity.
This is noteworthy, because what this means is that
Clark and Subic and the other places in the Philippines
covered by the RP-US Military Bases Agreement of
497
1947 were not Philippine territory, as they were
excluded from the cession and retained by the US. VOL. 779, JANUARY 12, 2016
xxxx Saguisag vs. Ochoa, Jr.
Subsequently, the United States agreed to turn over
these bases to the Philippines; and with the expiration
of the RP-US Military Bases Agreement in 1991, the
“the rights, power and authority within the
territory covered by these bases were finally ceded to bases which are necessary for the
the Philippines.” establishment, use, operation and defense
6 Military Bases Agreement (March 14, 1947),
thereof or appropriate for the control thereof
Article I, which provides:
Article I and all the rights, power and authority within
GRANT OF BASES the limits of territorial waters and air space
adjacent to, or in the vicinity of, the bases in Annex A, with metes and bounds, in conformity with
the narrative descriptions, will be agreed upon between
which are necessary to provide access to the appropriate authorities of the two Governments as
them, or appropriate for their control.”7 The soon as possible. With respect to any of the bases listed
term of the original agreement was “for a in Annex B, an exact description with metes and bounds,
period of ninety-nine years subject to in conformity with the narrative description of such
bases, will be agreed upon if and when such bases are
extension thereafter as agreed by the two acquired by the United States.
Governments.”8 In 1966, the parties entered 7 Id., Article III(1).
into the Ramos-Rusk Agreement, which 8 Id., Article XXIX.
9 Articles IV and V of the Mutual Defense Treaty
reduced the term of the Military Bases (August 30, 1951) provides:
Agreement to 25 years from 1966, or until ARTICLE IV
1991. Each Party recognizes that an armed attack in the
On August 30, 1951, the Philippines and the Pacific Area on either of the Parties would be dangerous
to its own peace and safety and declares that it would
United States entered into the Mutual act to meet the common dangers in accordance with its
Defense Treaty (MDT), whereby the parties constitutional process.
recognized that “an armed attack in the
Pacific area on either of the Parties would
be dangerous to its own peace and safety 498
and declares that it would act to meet the 49 SUPREME COURT REPORTS ANNOTATED
common dangers in accordance with its 8
constitutional process.”9 The treaty provided Saguisag vs. Ochoa, Jr.
that it “shall remain in force indefi-
_______________ nitely,” although either party “may terminate
4. A narrative description of the boundaries of the it one year after notice has been given to the
bases to which this Agreement relates is given in Annex
A and Annex B. An exact description of the bases listed other Party.”10 It bears pointing out that there
is no explicit provision in the MDT which derogation. I have in mind, Madam
authorized the presence in the Philippines President, the argument that has been
of military bases, troops, or facilities of the presented. Is that the reason why there are
United States. U.S. bases in England, in Spain and in
In 1986, during the early stages of the Turkey? And it is not being claimed that
deliberations of the Constitutional their sover-
Commission, and in view of the impending _______________
Any such armed attack and all measures taken as a
expiration of the MBA in 1991, the members result thereof shall be immediately reported to the
of the Commission expressed their concern Security Council of the United Nations. Such measures
that the continued presence of foreign shall be terminated when the Security Council has taken
military bases in the country would amount the measures necessary to restore and maintain
international peace and security.
to a derogation of national sovereignty. The ARTICLE V
pertinent portion of the deliberations leading For the purpose of Article IV, an armed attack on either
to the adoption of the present Section 25, of the Parties is deemed to include an armed attack on
the metropolitan territory of either of the Parties, or on
Article XVIII is quoted as follows: the island territories under its jurisdiction in the Pacific
FR. BERNAS. My question is: Is it the or on its armed forces, public vessels or aircraft in the
position of the committee that the presence Pacific.
of foreign military bases in the country 10 Id., Article VIII.
under any circumstances is a derogation of
national sovereignty?
499
MR. AZCUNA. It is difficult to imagine a
VOL. 779, JANUARY 12, 2016
situation based on existing facts where it
Saguisag vs. Ochoa, Jr.
would not. However, in the abstract, it is
possible that it would not be that much of a
eignty is being derogated. Our situation is ASEAN force is created and this ASEAN
different from theirs because we did not force is a foreign military force and may
lease or rent these bases to the U.S. The have a basis in the member ASEAN
U.S. retained them from us as a colonial countries, this kind of a situation, I think,
power. would not derogate from sovereignty.
FR. BERNAS. So, the second sentence, MR. NOLLEDO. Madam President, may I
Madam President, has specific reference to be permitted to make a comment on that
what obtains now. beautiful question. I think there will be no
MR. AZCUNA. Yes. It is really determined derogation of sovereignty if the existence of
by the present situation. the military bases as stated by
FR. BERNAS. Does the first sentence Commissioner Azcuna is on the basis of a
tolerate a situation radically different from treaty which was not only ratified by the
what obtains now? In other words, if we appropriate body, like the Congress, but
understand sovereignty as auto-limitation, also by the people.
as a people’s power to give up certain I would like also to refer to the situation in
goods in order to obtain something which Turkey where the Turkish government has
may be more valuable, would it be possible control over the bases in Turkey, where the
under this first sentence for the nation to jurisdiction of Turkey is not impaired in
negotiate some kind of a treaty agreement anyway, and Turkey retains the right to
that would not derogate against sovereignty? terminate the treaty under circumstances
MR. AZCUNA. Yes. For example, Madam determined by the host government. I think
President, if it is negotiated on a basis of under such circumstances, the existence of
true sovereign equality, such as a mutual the military bases may not be considered a
ASEAN defense agreement wherein an derogation of sovereignty, Madam
President. ratified by the Senate, then it is further
FR. BERNAS. Let me be concrete, Madam submitted to the people for its
President, in our circumstances. Suppose ratification and subsequently, we ask
they were to the United States: “Complete the
process by accepting it as a treaty
through ratification by your Senate as
500 the United States Constitution
50 SUPREME COURT REPORTS ANNOTATEDrequires,” would such an arrangement
0 be in derogation of sovereignty?
Saguisag vs. Ochoa, Jr. MR. NOLLEDO. Under the
circumstances the Commissioner just
have this situation where our mentioned, Madam President, on the
government were to negotiate a treaty basis of the provision of Section 1 that
with the United States, and then the “sovereignty resides in the Filipino
two executive departments in the people,” then we would not consider
ordinary course of negotiation come that a derogation of our sovereignty
to an agreement. As our Constitution on the basis and expectation that
is taking shape now, if this is to be a there was a plebiscite.11 (Emphasis
treaty at all, it will have to be submitted supplied)
to our Senate for its ratification.
Suppose, therefore, that what was As a safeguard against the
agreed upon between the United derogation of national sovereignty,
States and the executive department the present form of Section 25, Article
of the Philippines is submitted and XVIII was finalized by the Commission
and ratified by the Filipino people in troops or facilities in the country can only be
1987. allowed upon the satisfaction of all three
On September 16, 1991, the requirements set forth in Section 25, Article
Senate rejected the proposed Treaty XVIII.
of Friendship, Cooperation and On February 10, 1998, the Philippines and
Security, which would have extended the United States entered into the Visiting
the presence of US military bases in Forces Agreement (VFA), which required
the Philippines. Nevertheless, the the Philippines to facilitate the admission of
defense and security relationship United States personnel,13 a term defined in
between the Philippines and the the same treaty as “United States military
United States continued in and civilian personnel temporarily in the
accordance with the MDT.12 Philippines in connection with activities
_______________ approved by the Philippine Government.”14
11 IV Record of the Constitutional Commission, pp.
661-662.
United States Government equipment,
12 Supra note 2. materials, supplies, and other property
imported into the Philippines in connection
with activities to which the VFA applies,
501 while not expressly stated to be allowed into
VOL. 779, JANUARY 12, 2016 501
the Philippines by the provisions of the VFA,
Saguisag vs. Ochoa, Jr. were nevertheless declared to be free from
Philippine duties, taxes and similar charges.
Upon the expiration of the MBA in 1991, Title thereto was also declared to remain
Section 25, Article XVIII came into effect. with the United States.15
The presence of foreign military bases, The VFA expressly allowed the importation
into the Philippines of reasonable quantities Saguisag vs. Ochoa, Jr.
of personal baggage, personal effects, and
other property for the personal use of United custom and practice and such agreed
States personnel.16 The VFA likewise implementing arrangements as necessary.17
expressly allowed the entry into the The VFA also provided for the jurisdiction
Philippines of (1) aircraft operated by or for over criminal and disciplinary cases over
the United States armed forces upon United States personnel with respect to
approval of the Government of the offences committed within the Philippines.18
Philippines in accordance with procedures The VFA further stated that the same shall
stipulated in implementing arrangements; remain in force until the expiration of 180
and (2) vessels operated by or for the days from the date on which either party
United States armed forces upon approval gives the other party notice in writing that it
of the Government of the Philippines, in desires to terminate the agreement.19
accordance with international Subsequently, the constitutionality of the
_______________ VFA was questioned before the Court in the
13 Visiting Forces Agreement (February 10, 1998),
Article III.
aforementioned October 10, 2000 case of
14 Id., Article I. BAYAN v. Zamora,20 and again in the case
15 Id., Article VII. of Nicolas v. Romulo.21 In both cases, the
16 Id. Court held that Section 25, Article XVIII of
the Constitution is applicable, but the
requirements thereof were nevertheless
502
complied with. In Nicolas, however, the
50 SUPREME COURT REPORTS ANNOTATED
2 implementing Romulo-Kenney Agreements
of December 19 and 22, 2006 concerning
the custody of Lance Corporal Daniel J. 21 Supra note 5.
Smith, who was charged with the crime of
rape, were declared not in accordance with
503
the VFA.
VOL. 779, JANUARY 12, 2016
Thereafter, on April 28, 2014, the
Saguisag vs. Ochoa, Jr.
governments of the Philippines and the
United States entered into the assailed
EDCA. Philippines.” These portions of Philippine
territory that will be made available to the
The EDCA US are called “Agreed Locations,” which is
a new concept defined under Article II(4) of
Under the EDCA, the Philippines by the EDCA as:
mutual agreement with the United States,
shall provide the United States forces the 4. “Agreed Locations” means facilities and
access and use of portions of Philippine areas that are provided by the Government
territory. United States forces are “the of the Philippines through the AFP and that
entity comprising United States personnel the United States forces,22 United States
and all property, equipment, and materiel contractors, and others as mutually agreed,
of the United States Armed Forces present shall have the right to access and use
in the territory of the pursuant to this Agreement. Such Agreed
_______________ Locations may be listed in an annex to be
17 Id., Article VIII. appended to this Agreement, and may
18 Id., Article V. further be described in implementing
19 Id., Article IX.
20 Supra note 2.
arrangements. (Emphasis supplied)
maintenance of vehicles, vessels, and
Aside from the right to access and to use aircraft; temporary accommodation of
the Agreed Locations, the United States personnel; communications; prepositioning
may undertake the following types of of
activities within the Agreed Locations:
security cooperation exercises; joint and _______________
22 “United States forces” means the entity
combined training activities; humanitarian comprising United States personnel and all property,
and disaster relief activities; and such other equipment and materiel of the United States Armed
activities that as may be agreed upon by the Forces present in the territory of the Philippines.
Parties.”23 Article III(1) of the EDCA further [Enhanced Defense Cooperation Agreement, Article
II(2)]
states in detail the activities that the United 23 Enhanced Defense Cooperation Agreement,
States may conduct inside the Agreed Article I(3).
Locations:

1. With consideration of the views of the 504


Parties, the Philippines hereby authorizes 50 SUPREME COURT REPORTS ANNOTATED
and agrees that United States forces, 4
United States contractors, and vehicles, Saguisag vs. Ochoa, Jr.
vessels, and aircrafts operated by or for
United States forces may conduct the equipment, supplies, and materiel;
following activities with respect to Agreed deploying forces and materiel; and such
Locations: training; transit; support and other activities as the Parties may agree.
related activities; refueling of aircraft; (Emphasis supplied)
bunkering of vessels; temporary The United States may access and use
the Agreed Locations without any obligation used by the United States forces until no
on its part to pay any rent or similar costs.24 longer required.28
In addition to the right to access and to Incidental to the access and use of the
use the Agreed Locations and to conduct Agreed Locations, the US is granted the use
various activities therein, the United States, of water, electricity and other pub-
upon request to the Philippines’ Designated _______________
24 Id., Article III(3).
Authorities,25 can further temporarily access 25 Id., Article II(5) states:
public land and facilities (including roads, 5. “Designated Authorities” means, respectively,
ports, and airfields), including those owned the Philippine Department of National Defense, unless
or controlled by local governments, and to the Philippines otherwise provides written notice to the
United States, and the United States Department of
other land and facilities (including roads, Defense, unless the United States otherwise provides
ports, and airfields).26 written notice to the Philippines.
The United States is also granted 26 Id., Article III(2).
27 Id., Article III(4).
operational control of Agreed Locations to 28 Id., Article V(4).
do construction activities, make alterations
or improvements of the Agreed Locations.27
All buildings, non-relocatable structures, 505
and assemblies affixed to the land in the VOL. 779, JANUARY 12, 2016
Agreed Locations, including [those] altered Saguisag vs. Ochoa, Jr.
or improved by United States forces, remain
the property of the Philippines. Permanent lic utilities,29 as well as the use of the radio
buildings constructed by the United States spectrum in relation to the operation of its
forces become the property of the own telecommunications system.30
Philippines, once constructed, but shall be As to the management of the Agreed
Locations, the United States forces are relating to the prepositioning and storage of
authorized to exercise an rights and defense equipment, supplies, and materiel,
authorities within the Agreed Locations that including delivery, management, inspection,
are necessary for their operational control use, maintenance, and removal of such
or defense, including taking appropriate equipment, supplies and materiel.35 The
measures to protect United States forces United States forces and United States
and United States contractors. The United contractors shall retain title to all equipment,
States should coordinate such measures materiel, supplies, relocat-
with appropriate authorities of the _______________
29 Id., Article VII(1).
Philippines.31 30 Id., Article VII(2).
The United States is authorized to 31 Id., Article VI(3).
preposition and store defense equipment, 32 Id., Article IV(1).
supplies, and materiel (“prepositioned 33 Id., Article IV(3).
34 Id., Article II defines United States contractors as:
materiel”), including but not limited to, 3. “United States contractors” means companies
humanitarian assistance and disaster relief and firms, and their employees, under contract or
equipment, supplies and material, at subcontract to or on behalf of the United States
Department of Defense. United States contractors are
Agreed Locations.32 The prepositioned not included as part of the definition of United States
materiel of the United States forces shall be personnel in this Agreement, including within the context
for the exclusive use of United States forces, of the VFA.
and full title to all such equipment, supplies 35 Id., Article IV(4).
and materiel remains with the United
States.33 United States forces and United
506
States contractors34 shall have unimpeded
50 SUPREME COURT REPORTS ANNOTATED
access to Agreed Locations for all matters
6 used in this decree means any military, air,
Saguisag vs. Ochoa, Jr. naval, or coast guard reservation, base, fort,
camp, arsenal, yard, station, or installation
able structures, and other movable property in the Philippines. (Emphasis supplied)
that have been imported into or acquired
within the territory of the Philippines by or In the same vein, Article XXVI of the 1947
on behalf of United States forces.36 RP-US Military Bases Agreement (MBA)
Considering the presence of US armed defined a military base as “areas named in
forces: military personnel, vehicles, vessels, Annex A and Annex B and such additional
and aircrafts and other defensive areas as may be acquired for military
equipment, supplies, and materiel in the purposes pursuant to the terms of this
Philippines, for obvious military purposes Agreement.”37
and with the obvious intention of assigning _______________
36 Id., Article V(3).
or stationing them within the Agreed 37 Annexes A and B referred to under the MBA
Locations, said Agreed Locations, for all included the following military bases in the Philippines,
intents and purposes, are considered namely: Clark Field Air Base, Pampanga; Mariveles
Military Reservation, POL Terminal and Training Area,
military bases and fall squarely under the
Bataan; Camp John Hay Leave and Recreation Center,
definition of a military base under Section 2, Baguio; Subic Bay, Northwest Shore Naval Base,
Presidential Decree No. 1227, otherwise Zambales Province, and the existing Naval reservation
known as “Punishing Unlawful Entry into at Olongapo and the existing Baguio Naval Reservation;
Cañacao-Sangley Point Navy Base, Cavite Province;
Any Military Base in the Philippines,” which Mactan Island Army and Navy Air Base; Florida Blanca
states: Air Base, Pampanga; Camp Wallace, San Fernando, La
Union; and Aparri Naval Air Base, among others.
SECTION 2. The term “military base” as (Military Bases Agreement [March 14, 1947])
507
VOL. 779, JANUARY 12, 2016 507
Saguisag vs. Ochoa, Jr.

Considering further that the United States


armed forces stationed in the Philippines,
as well as their relocatable structures,
equipment and materiel are owned,
maintained, controlled, and operated by the
United States within Philippine territory,
these Agreed Locations are clearly
overseas military bases of the US with RP
as its host country.
The EDCA provided for an initial term of ten
years, which thereafter shall continue in
force automatically, unless terminated by
either party by giving one year’s written
notice through diplomatic channels of its
intention to terminate the agreement.38
Interestingly, the EDCA has similar
provisions found in the 1947 MBA:
_______________
38 Enhanced Defense Cooperation Agreement,
Article XII(4).

508
50 SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr.
509
VOL. 779, JANUARY 12, 2016 509
Saguisag vs. Ochoa, Jr.
510
51 SUPREME COURT REPORTS ANNOTATED
0
Saguisag vs. Ochoa, Jr.
requires that the three requisites under
The EDCA is not a mere Section 25, Article XVIII be complied with.
implementing agreement The EDCA must be submitted to the Senate
of the MDT or the VFA for concurrence.
The majority opinion posits, inter alia,
As can be seen in the above table of that the President may enter into an
comparison, these EDCA provisions executive agreement on foreign military
establishes military areas similar to that in bases, troops, or facilities if: (a) it “is not the
the Military Bases Agreement, and for that principal agreement that first allowed their
reason alone, the EDCA is far greater in entry or presence in the Philippines,” or (b)
scope than both the Mutual Defense Treaty it merely aims to implement an existing law
and the Visiting Forces Agreement. The or treaty. Likewise, the President alone had
EDCA is not a mere implementing the choice to enter into the EDCA by way of
agreement of either the MDT or the VFA. an executive agreement or a treaty. Also,
The EDCA is an international agreement the majority suggests that executive
that allows the presence in the Philippines agreements may cover the matter of foreign
of foreign military military forces if it involves detail
adjustments of previously existing
international agreements.
511 The above arguments fail to consider
VOL. 779, JANUARY 12, 2016 511
that Section 25, Article XVIII of the
Saguisag vs. Ochoa, Jr. Constitution covers three distinct and
mutually independent situations: the
bases, troops and facilities, and thus presence of foreign military bases or troops
or facilities. The grant of entry to foreign 51 SUPREME COURT REPORTS ANNOTATED
military troops does not necessarily allow 2
the establishment of military bases or Saguisag vs. Ochoa, Jr.
facilities.39
Generally, the parties to an international embodied in a single instrument or in two or
agreement are given the freedom to choose more related instruments and whatever its
the form of their agreement. particular designation.40
International agreements may be in the In the 1961 case of Commissioner of
form of: (1) treaties, which require Customs v. Eastern Sea Trading,41 the
legislative concurrence after executive Court had occasion to state that
ratification; or (2) executive agreements, “[i]nternational agreements involving
which are similar to treaties, except that political issues or changes of national policy
they do not require legislative concurrence and those involving international
and are usually less formal and deal with a arrangements of a permanent character
narrower range of subject matters than usually take the form of treaties. But
treaties. Under Article 2 of the Vienna international agreements embodying
Convention on the Law of Treaties, a treaty adjustments of detail carrying out well-
is defined as an international agreement established national policies and traditions
concluded between states in written form and those involving arrangements of a more
and governed by international law, whether or less temporary nature usually take the
_______________ form of executive agreements.
39 Supra note 2 at p. 653; p. 484.
In the more recent case of Bayan Muna v.
Romulo,42 the Court expounded on the
512
above pronouncement in this wise:
more complex and the domain of
The categorization of subject matters that international law wider, as to include such
may be covered by international subjects as human rights,
agreements mentioned in Eastern Sea _______________
40 Id., at p. 657; pp. 488-489.
Trading is not cast in stone. There are no 41 113 Phil. 333, 338; 3 SCRA 351, 356 (1961).
hard and fast rules on the propriety of 42 656 Phil. 246, 271-272; 641 SCRA 244, 260-262
entering, on a given subject, into a treaty or (2011).
an executive agreement as an instrument of
international relations. The primary
consideration in the choice of the form of 513
agreement is the parties’ intent and desire VOL. 779, JANUARY 12, 2016
to craft an international agreement in the Saguisag vs. Ochoa, Jr.
form they so wish to further their respective
interests. Verily, the matter of form takes a the environment, and the sea. x x x Surely,
back seat when it comes to effectiveness the enumeration in Eastern Sea Trading
and binding effect of the enforcement of a cannot circumscribe the option of each
treaty or an executive agreement, as the state on the matter of which the
parties in either international agreement international agreement format would be
each labor under the pacta sunt servanda convenient to serve its best interest. As
principle. Francis Sayre said in his work referred to
As may be noted, almost half a century has earlier:
elapsed since the Court rendered its x x x It would be useless to undertake to
decision in Eastern Sea Trading. Since then, discuss here the large variety of executive
the conduct of foreign affairs has become agreements as such concluded from time to
time. Hundreds of executive agreements, But over and above the foregoing
other than those entered into under the considerations is the fact that ­— save for
trade­ agreement act, have been negotiated the situation and matters contemplated in
with foreign governments. x x x. They cover Sec. 25, Art. XVIII of the Constitution —
such subjects as the inspection of vessels, when a treaty is required, the Constitution
navigation dues, income tax on shipping does not classify any subject, like that
profits, the admission of civil air craft, involving political issues, to be in the form
custom matters and commercial relations of, and ratified as, a treaty. What the
generally, international claims, postal Constitution merely prescribes is that
matters, the registration of trademarks and treaties need the concurrence of the Senate
copyrights, etc. x x x. (Citations omitted) by a vote defined

However, it must be emphasized that while


in the above case, the Court called attention 514
to “one type of executive agreement which 51 SUPREME COURT REPORTS ANNOTATED
is a treaty­-authorized or a treaty- 4
implementing executive agreement, which Saguisag vs. Ochoa, Jr.
necessarily would cover the same matter
subject of the underlying treaty,” still, the therein to complete the ratification
Court cited the special situation covered by process.43 (Emphasis supplied, citation
Section 25, Article XVIII of the Constitution omitted)
which explicitly prescribes the form of the
international agreement. The Court stated: Clearly, the Court had since ruled that when
the situation and matters contemplated in
Sec. 25, Article XVIII obtains, i.e., when the enunciated in Chavez v. Judicial and Bar
subject matter of an international Council46 that:
agreement involves the presence of foreign
military bases, troops or facilities, a treaty is The Constitution evinces the direct action of
required and that the same must be the Filipino people by which the
submitted to the Senate for the latter’s fundamental powers of government are
concurrence. In BAYAN v. Zamora,44 the established, limited and defined and by
Court held that Section 25, Article XVIII, like which those powers are distributed among
Section 21, Article VII, embodies a phrase the several departments for their safe and
in the negative, i.e., “shall not be allowed” useful exercise for the benefit of the body
and therefore, the concurrence of the politic. The Framers reposed their wisdom
Senate is indispensable to render the treaty and vision on one suprema lex to be the
or international agreement valid and ultimate expression of the principles and the
effective. framework upon
What the majority did is to carve out _______________
43 Id., at p. 273; pp. 262-263.
exceptions to Section 25, Article XVIII when 44 Supra note 2.
none is called for. 45 Soriano III v. Lista, 447 Phil. 566, 570; 399 SCRA
As previously discussed, the language of 437, 440-441 (2003).
Section 25, Article XVIII is clear and 46 G.R. No. 202242, April 16, 2013, 696 SCRA 496,
507-508.
unambiguous. The cardinal rule is that the
plain, clear and unambiguous language of
the Constitution should be construed as 515
such and should not be given a construction VOL. 779, JANUARY 12, 2016
that changes its meaning.45 The Court also Saguisag vs. Ochoa, Jr.
provisions of the MDT and the VFA.
which government and society were to I disagree. Compared closely with the
operate. Thus, in the interpretation of the provisions of the MDT and the VFA, the
constitutional provisions, the Court firmly EDCA transcends in scope and substance
relies on the basic postulate that the the subject matters covered by the
Framers mean what they say. The aforementioned treaties. Otherwise stated,
language used in the Constitution must be the EDCA is an entirely new agreement
taken to have been deliberately chosen for unto itself.
a definite purpose. Every word employed in
the Constitution must be interpreted to The MDT in relation to the EDCA
exude its deliberate intent which must be
maintained inviolate against disobedience We noted in Lim v. Executive Secretary47
and defiance. What the Constitution clearly that the MDT has been described as the
says, according to its text, compels “core” of the defense relationship between
acceptance and bars modification even by the Philippines and its traditional ally, the
the branch tasked to interpret it. (Emphasis United States. The aim of the treaty is to
supplied; citation omitted) enhance the strategic and technological
capabilities of our armed forces through
The majority opinion posits that the EDCA joint training with its American counterparts.
is consistent with the content, purpose and As explicitly pronounced in its declaration of
framework of the MDT and the VFA. As policies, the MDT was entered into between
such, the majority argues that the EDCA the Philippines and the
may be in the form of an executive
agreement as it merely implements the _______________
47 430 Phil. 555, 571-572; 380 SCRA 739, 752 thereof states that the parties to the treaty
(2002).
shall “consult together from time to time
regarding the implementation of [the] Treaty
516
and whenever in the opinion of either of
51 SUPREME COURT REPORTS ANNOTATED them the territorial integrity, political
6 independence or security of either of the
Saguisag vs. Ochoa, Jr. Parties is threatened by external armed
attack in the Pacific.”51
United States in order to actualize their Moreover, Article IV states that the
desire “to declare publicly and formally their individual parties to the treaty “recognizes
sense of unity and their common that an armed attack in the Pacific area on
determination to defend themselves against either of the Parties would be dangerous to
external armed attack”48 and “further to its own peace and safety and declares that
strengthen their present efforts to collective it would act to meet the common dangers in
defense for the preservation of peace and accordance with its constitutional
security pending the development of a more process.” This provision highlights the
52

comprehensive system of regional security need for each party to follow their respective
in the Pacific area.”49 constitutional processes and, therefore, the
Under Article II of the MDT, the parties MDT is not a self­-executing agreement. It
undertook “separately and jointly by self- follows that if the Philippines aims to
help and mutual aid” to “maintain and implement the MDT in the manner that the
develop their individual and collective majority opinion suggests, such
capacity to resist armed attack.”50 Article III implementation must adhere to the
mandate of Section 25, Article XVIII of the
Constitution. attack on the metropolitan territory of either
Also, under the above article, the parties are of the Parties, or on the island territories
thereafter obligated to immediately report to under its jurisdiction in the Pacific or on its
the Security Council of the armed forces, public vessels or aircraft in
_______________ the Pacific.”54
48 Mutual Defense Treaty, Preamble, paragraph 3.
49 Id., Preamble, paragraph 4.
Under Article VIII of the treaty, the parties
50 Id., Article II. agreed that the treaty shall remain in force
51 Id., Article III. indefinitely and that either party may
52 Id., Article IV, first paragraph. terminate it one year after notice has been
given to the other party.55
Clear from the foregoing provisions is that
517
the thrust of the MDT pertains to the
VOL. 779, JANUARY 12, 2016 517
furtherance of the avowed purpose of the
Saguisag vs. Ochoa, Jr.
parties thereto of maintaining and
developing their individual and collective
United Nations the occurrence of any such
capacity to resist external armed attack only
armed attack and all the measures taken as
in the metropolitan territory of either party or
result thereof. Said measures shall be
in their island territories in the Pacific Ocean.
terminated when the Security Council has
Accordingly, the territories of the parties
taken the measures necessary to restore
other than those mentioned are not covered
and maintain international peace and
by the MDT.
security.53 Article V of the treaty explained
Conspicuously absent from the MDT are
that “an armed attack on either of the
specific provisions regarding the presence
Parties is deemed to include an armed
in Philippine territory — whether permanent
or temporary — of foreign military bases, the requirements of Section 25, Article XVIII
troops, or facilities. The MDT did not of the Constitution, which took effect in 1987.
contemplate the presence of foreign military As explained above, the reference to
bases, troops or facilities in our country in constitutional processes of either party in
view of the fact that it was already expressly the MDT renders it obligatory that the
covered by the MBA that was earlier Philippines follow Section 25, Article XVIII
entered into by the Philippines and the of the Constitution.
United States in 1947. Moreover, the MDT Indeed, the MDT covers defensive
contains no delegation of power to the measures to counter an armed attack
President to enter into an agreement against either of the parties’ territories or
relative to the establishment of foreign armed forces but there is nothing in the
military bases, troops, MDT that specifically authorizes the
_______________ presence, whether temporary or permanent,
53 Id., Article IV, second paragraph.
54 Id., Article V.
of a party’s bases, troops, or facilities in the
55 Id., Article VII. other party’s territory even during peace
time or in mere anticipation of an armed
attack.
518 On the other hand, the very clear-cut focal
51 SUPREME COURT REPORTS ANNOTATED point of the EDCA is the authority granted
8 to the United States forces and contractors
Saguisag vs. Ochoa, Jr. to have unimpeded access to so-called
Agreed Locations — which can be
or facilities in our country. The MDT cannot anywhere in the Philippines — and to build
also be treated as allowing an exception to there military facilities and use the same to
undertake various military activities. The
very wording of the EDCA shows that it 519
undoubtedly deals with the presence of VOL. 779, JANUARY 12, 2016
foreign military bases, troops, and facilities Saguisag vs. Ochoa, Jr.
in Philippine territory.
Thus, contrary to the posturing of the The VFA primarily deals with the subject of
majority, the presence of foreign military allowing elements of the United States
bases, troops, or facilities provided under armed forces to visit the Philippines from
the EDCA cannot be traced to the MDT. time to time for the purpose of conducting
Moreover, the general provisions of the activities, approved by the Philippine
MDT cannot prevail over the categorical government, in line with the promotion and
and specific provision of Section 25, Article protection of the common security interests
XVIII of the Constitution. of both countries.
As will be further highlighted in the In the case of BAYAN v. Zamora,56 the Court
succeeding discussion, the EDCA creates ruled that the VFA “defines the treatment of
new rights, privileges and obligations United States troops and personnel visiting
between the parties thereto. the Philippines,” “provides for the guidelines
to govern such visits of military personnel,”
The VFA in relation to the EDCA and “defines the rights of the United States
and the Philippine government in the matter
With respect to the VFA, the EDCA likewise of criminal jurisdiction, movement of vessel
surpasses the provisions of the said former and aircraft, importation and exportation of
treaty. equipment, materials and supplies.”
We likewise reiterated in Lim v. Executive
Secretary,57 that: cooperative activities in peace time. Thus,
in line with the mandate of Section 25,
The VFA provides the “regulatory Article XVIII of the Constitu-
mechanism” by which “United States _______________
56 Supra note 2 at p. 652; p. 483.
military and civilian personnel [may visit] 57 Lim v. Executive Secretary, supra note 47 at p.
temporarily in the Philippines in connection 572; p. 752.
with activities approved by the Philippine
Government.” It contains provisions relative
to entry and departure of American 520
personnel, driving and vehicle registration, 52 SUPREME COURT REPORTS ANNOTATED
criminal jurisdiction, claims, importation and 0
exportation, movement of vessels and Saguisag vs. Ochoa, Jr.
aircraft, as well as the duration of the
agreement and its termination. It is the VFA tion, the VFA is embodied in a treaty
which gives continued relevance to the concurred in by the Senate.
MDT despite the passage of years. Its In particular, the coverage of the VFA is as
primary goal is to facilitate the promotion of follows:
optimal cooperation between American and 1) The admission of United States
Philippine military forces in the event of an personnel and their departure from
attack by a common foe. Philippines in connection with activities
covered by the agreement, and the grant of
To a certain degree, the VFA is already an exemption to United States personnel from
amplification of the MDT in that it allows the passport and visa regulations upon entering
presence of visiting foreign troops for and departing from the Philippines;58
2) The validity of the driver’s license or _______________
58 Visiting Forces Agreement, Article III.
permit issued by the United States, thus 59 Id., Article IV.
giving United States personnel the authority 60 Id., Article V.
to operate military or official vehicles within 61 Id., Article VII.
the Philippines;59 62 Id., Article VIII.
63 Id., Article IX.
3) The rights of the Philippines and the
United States in matters of criminal
jurisdiction over United States personnel 521
who commit offenses within the Philippine VOL. 779, JANUARY 12, 2016
territory and punishable under Philippine Saguisag vs. Ochoa, Jr.
laws;60
4) The importation and exportation of 1) The authority of the United States forces
equipment, materials, supplies and other to access facilities and areas, termed as
property, by United States personnel free “Agreed Locations,” and the activities that
from Philippine duties, taxes and similar may be allowed therein;64
charges;61 2) The grant to the United States of
5) The movement of United States aircrafts, operational control of Agreed Locations to
vessels and vehicles within Philippine do construction activities and make
territory;62 and alterations or improvements thereon;65
6) The duration and termination of the 3) The conditional access to the Agreed
agreement.63 Locations of the Philippine Designated
Authority and its authorized
In contrast, the EDCA specifically deals with representative; 66

the following matters: 4) The storage and prepositioning of


defense equipment, supplies and materiel, _______________
64 Enhanced Defense Cooperation Agreement,
as well as the unimpeded access granted to Article II.
the United States contractors to the Agreed 65 Id., Article III(4).
Locations in matters regarding the 66 Id., Article III(5).
prepositioning, storage, delivery, 67 Id., Article IV.
68 Id., Article V.
management, inspection, use, maintenance
and removal of the defense equipment,
supplies, and materiel; and the prohibition 522
that the preposition materiel shall not 52 SUPREME COURT REPORTS ANNOTATED
include nuclear weapons;67 2
5) a) The ownership of the Agreed Saguisag vs. Ochoa, Jr.
Locations by the Philippines, b) the
ownership of the equipment, materiel, Philippines to secure the Agreed Locations,
supplies, relocatable structures and other and the right of the United States to
moveable property imported or acquired by exercise all rights and authorities within the
the United States, c) the ownership and use Agreed Locations that are necessary for
of the buildings, non-relocatable structures, their operational control or defense;69
and assemblies affixed to the land inside 7) The use of water, electricity and other
the Agreed Locations;68 public utilities;70
6) The cooperation between the parties in 8) The use of the radio spectrum in
taking measures to ensure protection, connection with the operation of a
safety and security of United States forces, telecommunications system by the United
contractors and information in Philippine States;71
territory; the primary responsibility of the 9) The authority granted to the of the United
States to contract for any materiel, supplies, 69 Id., Article VI.
70 Id., Article VII(1).
equipment, and services (including 71 Id., Article VII(2).
construction) to be furnished or undertaken 72 Id., Article VIII.
inside Philippine territory;72 73 Id., Article IX.
74 Id., Article X.
75 Id., Article XI.
10) The protection of the environment and
human health and safety, and the
observance of Philippine laws on 523
environment and health, and the prohibition VOL. 779, JANUARY 12, 2016
against the intentional release of hazardous Saguisag vs. Ochoa, Jr.
waste by the United States and the
containment of thereof in case a spill Initially, what is abundantly clear with the
occurs;73 foregoing enumeration is that the EDCA is
11) The need to execute implementing an entirely new creation. The provisions of
arrangements to address details the EDCA are not found in or have no
concerning the presence of United States corresponding provisions in the VFA. They
forces at the Agreed Locations and the cover entirely different subject matters and
functional relations between the United they create new and distinct rights and
States forces and the AFP with respect to obligations on the part of the Philippines
the Agreed Locations;74 and and the United States.
12) The resolution of disputes arising from Furthermore, as to the nature of the
the EDCA through consultation between the presence of foreign military troops in this
parties.75 country, the VFA is explicit in its
_______________
characterization that it is an agreement
between the governments of the Philippines therein without any clear limitation as to the
and the United States regarding the duration of their stay. Moreover, they are
treatment of United States Armed Forces given unimpeded access to Agreed
visiting the Philippines. The Preamble of the Locations to conduct different activities that
VFA likewise expressly provides that, definitely were not contemplated under the
“noting that from time to time elements of VFA.
the United States armed forces may visit the _______________
76 Visiting Forces Agreement, Preamble, third
Republic of the Philippines”76 and paragraph.
“recognizing the desirability of defining the 77 Id., fifth paragraph.
treatment of United States personnel 78 http://www.oxforddictionaries.com/us/definition/a
visiting the Republic of the Philippines”77 the merican_english/visit. Accessed on December 14, 2015,
5:30 PM.
parties to the VFA agreed to enter into the
said treaty. The use of the word visit is very
telling. In its ordinary usage, to visit is to 524
“stay temporarily with (someone) or at (a 52 SUPREME COURT REPORTS ANNOTATED
place) as a guest or tourist” or to “go to see 4
(someone or something) for a specific Saguisag vs. Ochoa, Jr.
purpose.”78 Thus, the word visit implies the
temporariness or impermanence of the The Court’s ruling in Lim v. Executive
presence at a specific location. Secretary79 provides some insights as to the
On the other hand, under the EDCA, United scope of activities germane to the intention
States forces and United States contractors of the VFA. Thus:
are permitted to stay in the Agreed
Locations to undertake military activities The first question that should be addressed
is whether “Balikatan 02-1” is covered by from accident. In our view, it was
the Visiting Forces Agreement. To resolve deliberately made that way to give both
this, it is necessary to refer to the VFA itself. parties a certain leeway in negotiation. In
Not much help can be had therefrom, this manner, visiting US forces may sojourn
unfortunately, since the terminology in Philippine territory for purposes other
employed is itself the source of the problem. than military. As conceived, the joint
The VFA permits United States personnel exercises may include training on new
to engage, on an impermanent basis, in techniques of patrol and surveillance to
“activities,” the exact meaning of which was protect the nation’s marine resources, sea
left undefined. The expression is search-and­-rescue operations to assist
ambiguous, permitting a wide scope of vessels in distress, disaster relief
undertakings subject only to the approval of operations, civic action projects such as the
the Philippine government. The sole building of school houses, medical and
encumbrance placed on its definition is humanitarian missions, and the like.
couched in the negative, in that United Under these auspices, the VFA gives
States personnel must “abstain from any legitimacy to the current Balikatan
activity inconsistent with the spirit of this exercises. It is only logical to assume that
agreement, and in particular, from any “Balikatan 02-1,” a “mutual anti-terrorism
political activity.” All other activities, in other ad-
words, are fair game. _______________
79 Lim v. Executive Secretary, supra note 47 at pp.
xxxx 572-575; pp. 752-755.
After studied reflection, it appeared
farfetched that the ambiguity surrounding
the meaning of the word “activities” arose 525
VOL. 779, JANUARY 12, 2016 complete 525
submission excluding those (as
Saguisag vs. Ochoa, Jr. cruelty, torture, poison, perfidy, wanton
destruction) that are forbidden by modern
vising, assisting and training exercise,” falls laws and customs of war.81
under the umbrella of sanctioned or In the instant case, some of the activities
allowable activities in the context of the that the United States forces will undertake
agreement. Both the history and intent of within the Agreed Locations such as
the Mutual Defense Treaty and the VFA prepositioning of defense equipment,
support the conclusion that combat-related supplies and materiel, and deploying of
activities — as opposed to combat itself — forces and materiel are actual military
such as the one subject of the instant measures supposedly put into place in
petition, are indeed authorized. (Emphases anticipation of battle. To preposition means
supplied, citations omitted) “to place military units, equipment, or
supplies at or near the point of planned use
The above discussion clearly shows that or at a designated location to reduce
the VFA was intended for noncombat reaction time, and to ensure timely support
activities only. of a specific force during initial phases of an
In the instant case, the OSG averred that operation.”82 On the other hand, materiel is
the entry of the United States forces into the defined as “all items necessary to equip,
Agreed Location is borne out of “military operate, maintain, and support military
necessity.”80 Military necessity means the activities without distinction as to its
necessity attending belligerent military application for administrative or
operations that is held to justify all _______________
80 Rollo (G.R. No. 212444), p. 481.
measures necessary to bring an enemy to 81 Webster’s Third New International Dictionary
[1993]. accommodation of its troops, bunkering of
82 http://www.dtic.mil/doctrine/new_pubs/jp4_0.pdf.
Accessed on December 11, 2015, 11:48 AM.
vessels, maintenance of its vehicles, but
also the creation of the proper facilities for
the storage and prepositioning of its
526 defense materiel. This grant of authority to
52 SUPREME COURT REPORTS ANNOTATED construct new buildings and the
6 improvement of existing buildings inside the
Saguisag vs. Ochoa, Jr. Agreed Locations — which buildings are to
be used indefinitely — further evinces the
combat purposes.”83 Also, to deploy means permanent nature of the stay of United
“to place or arrange (armed forces) in battle States forces and contractors in this country
disposition or formation or in locations under the EDCA. This is a far cry from the
appropriate for their future employment.”84 temporary visits of United States armed
Deployment also means “the rotation of forces contemplated in the VFA.
forces into and out of an operational area.”85 Moreover, aside from agreements that the
The EDCA likewise allows the construction Philippines and the United States may
of permanent buildings, which the United subsequently enter into with respect to the
States forces can utilize until such time that access of the United States forces in the
they no longer need the use thereof. The Agreed Locations on a “rotational basis,”86
construction of permanent buildings, and other activities that the United States
including the alteration or improvement by may conduct therein,87 the EDCA also
the United States of existing buildings, contains provisions requiring the execution
structures and assemblies affixed to the of further “implementing arrangements” with
land, are certainly necessary not only for the regard to description of the Agreed Loca-
_______________ Philippine Government through the AFP.
83 http://www.dtic.mil/doctrine/new_pubs/jp4_0.pdf.
Accessed on December 11, 2015, 11:48 AM.
What is readily apparent from said article is
84 Webster’s Third New International Dictionary that the AFP is given a broad discretion to
[1993]. enter into agreements with the United
85 http://www.dtic.mil/doctrine/new_pubs/jp1_02.pdf. States with respect to the Agreed Locations.
Accessed on December 11, 2015, 12:36 PM.
86 Enhanced Defense Cooperation Agreement, The grant of such discretion to the AFP is
Article I(1)(b). without any guideline, limitation, or standard
87 Id., Article III(1). as to the size, area, location, boundaries
and even the number of Agreed Locations
to be provided to the United States forces.
527
As there is no sufficient standard in the
VOL. 779, JANUARY 12, 2016 527
EDCA itself, and no means to determine the
Saguisag vs. Ochoa, Jr.
limits of authority granted, the AFP can
exercise unfettered power that may have
tions,88 “[funding] for construction, grave implications on national security. The
development, operation and maintenance intervention of the Senate through the
costs at the Agreed Locations,”89 and constitutionally ordained treaty-making
“additional details concerning the presence process in defining the new national policy
of the United States forces at the Agreed concerning United States access to Agreed
Locations and the functional relations Locations enunciated in the EDCA, which
between the United States forces and the has never been before expressly or
AFP with respect to Agreed Locations.”90 impliedly authorized, is imperative and
Article II(4) of the EDCA states that the indispensible for the validity and effectivity
Agreed Locations shall be provided by the of the EDCA.
The above distinctions between the EDCA facilities, such that a treaty that involves any
and the VFA, therefore, negate the OSG’s of these three standing alone would fall
argument that the EDCA merely involves within the coverage of the said provision.
“adjustments in detail” of the VFA. To my The VFA clearly contemplates only visits of
mind, the EDCA is the general framework foreign military troops.
for the access and use of the Agreed The VFA, which allows the presence of the
Locations by the United States forces and units of the United States military troops,
contractors rather than an implementing cannot by any stretch of the imagination
instrument of both the MDT and the VFA. include any arrangement that practically
_______________ allows the establishment of United States
88 Id., Article II(4).
89 Id., Article III(6).
military bases or facilities in the so-called
90 Id., Article X(3). Agreed Locations under the EDCA. Thus,
the EDCA goes far-beyond the
arrangement contemplated by the VFA and
528 therefore it necessarily requires Senate
52 SUPREME COURT REPORTS ANNOTATED concurrence as mandated by Section 25,
8 Article XVIII of the Constitution. In the same
Saguisag vs. Ochoa, Jr. vein, the initial entry of United States troops
under the VFA cannot, as postulated by the
As stated above, Section 25, Article XVIII ponencia, justify a “treaty-authorized”
contemplates three different situations: a presence under the EDCA, since the
treaty concerning the allowance within the presence contemplated in the EDCA also
Philippines of (a) foreign military bases, (b) pertains to the establishment of foreign
foreign military troops, or (c) foreign military military bases or facilities, and not merely
visiting troops.
The argument that the entry of the United 529
States bases, troops and facilities under the VOL. 779, JANUARY 12, 2016
EDCA is already allowed in view of the Saguisag vs. Ochoa, Jr.
“initial entry” of United States troops under
the VFA glaringly ignores that the entry of [that] requires Senate concurrence in order
visiting foreign military troops is distinct and to be valid and effective.”
separate from the presence or Incidentally, with respect to the VFA, there
establishment of foreign military bases or is a difference of opinion whether or not the
facilities in the country under Section 25, same is an implementing agreement of the
Article XVIII of the Constitution. MDT, as the latter does not confer authority
To reiterate, the EDCA is entirely a new upon the United States President (or the
treaty, separate and distinct from the VFA Philippine President) to enter into an
and the MDT. Hence, it must satisfy the executive agreement to implement said
requirements under Section 25, Article XVIII treaties. Still, in Nicolas v. Romulo,91 the
of the Constitution. The Senate itself issued Court noted that even if the VFA was
Resolution No. 105 on November 10, 2015, treated as an implementing agreement of
whereby it expressed its “definite stand on the MDT, the VFA was submitted to the
the non-negotiable power of the Senate to Senate for concurrence.
decide whether a treaty will be valid and By no means should this opinion be
effective depending on the Senate construed as one questioning the
concurrence” and resolved “that the RP-US President’s intention and effort to protect
EDCA [is a] treaty our national territory and security. However,
in the case of Tawang Multi-Purpose
Cooperative v. La Trinidad Water District,92 91 Chief Justice Reynato S. Puno and Justice
Carpio submitted stirring dissenting opinions which
the Court said: assail the constitutionality of the VFA on its being
unenforceable due to the absence of ratification by the
There is no “reasonable and legitimate” US Senate.
ground to violate the Constitution. The 92 661 Phil. 390, 406; 646 SCRA 21, 39-40 (2011).
Constitution should never be violated by
anyone. Right or wrong, the President,
530
Congress, the Court, x x x have no choice
53 SUPREME COURT REPORTS ANNOTATED
but to follow the Constitution. Any act, 0
however noble its intentions, is void if it
Saguisag vs. Ochoa, Jr.
violates the Constitution. This rule is basic.
In Social Justice Society, the Court held that,
if it conflicts with the Constitution.’” In
“In the discharge of their defined functions,
Bengzon v. Drilon, the Court held that, “the
the three departments of government have
three branches of government must
no choice but to yield obedience to the
discharge their respective functions within
commands of the Constitution. Whatever
the limits of authority conferred by the
limits it imposes must be observed.” In
Constitution.” In Mutuc v. Commission on
Sabio, the Court held that, “the Constitution
Elections, the Court held that, “The three
is the highest law of the land. It is ‘the basic
departments of government in the
and paramount law to which x x x all
discharge of the functions with which it is
persons, including the highest officials of
[sic] entrusted have no choice but to yield
the land, must defer. No act shall be valid,
obedience to [the Constitution’s] commands.
however noble its intentions,
_______________
Whatever limits it imposes must be
observed.” (Emphases supplied, citations many reasons — the stakes involved in light
omitted) of contemporary history, the limited reach of
judicial inquiry, the limits of the Court’s own
A final word. While it is true that the legal competence in fully acting on petitions
Philippines cannot stand alone and will before it, and the plain and clear terms of
need friends within and beyond this region our Constitution. While the petitions, the
of the world, still we cannot offend our comments, and the ponencia all extensively
Constitution and bargain away our dwell on constitutional, statutory, and
sovereignty. international law, the constitutional
Accordingly, I vote to grant the consolidated challenge cannot be resolved based solely
petitions. on our con-
_______________
1 Instrument of Ratification, Annex A of the
DISSENTING OPINION Memorandum of OSG, Rollo, p. 476. [Per p. 318 of
ponencia, to verify from Rollo]
BRION, J.:

Before this Court is the constitutionality of 531


the Enhanced Defense Cooperation VOL. 779, JANUARY 12, 2016
Agreement (EDCA), an executive Saguisag vs. Ochoa, Jr.
agreement with the United States of
America (U.S.) that the Executive sideration of the Constitution nor through
Department entered into and ratified on the prism of Philippine national interest
June 6, 2014.1 considerations, both expressed and those
This case is not an easy one to resolve for left unspoken in these cases. In our
globalized world where Philippine interests Constitution without compromising the very
have long been intersecting with those of same interests that we as a nation want to
others in the world, the country’s protect through a decision that looks only at
externalities — the international and the immediate practical view. To lightly
regional situations and conditions — must regard our Constitution now as we did in the
as well be considered as operating past, is to open the way to future weightier
background from where the Philippines transgressions that may ultimately be at the
must determine where its national interests expense of the Filipino people.
lie. It is with these thoughts that this Opinion
From the practical point of view of these has been written: I hope to consider all the
externalities and the violation of Philippine interests involved and thereby achieve a
territorial sovereignty that some of us have result that balances the immediate with the
expressed, a quick decision may long view of the concerns besetting the
immediately suggest itself — let us do away nation.
with all stops and do what we must to I am mindful, of course, that the required
protect our sovereignty and national actions that would actively serve our
integrity. national interests depend, to a large extent,
What renders this kind of resolution difficult on the political departments of government
to undertake is the violation of our own — the Executive and, to some extent, the
Constitution — the express manifestation of Legislature.2 The Judiciary has only one
the collective will of the Filipino people — assigned role — to ensure that the
that may transpire if we simply embrace the Constitution
proffered easy solutions. Our history tells us _______________
2 Constitution, Article VII, Section 21; Article XVIII,
that we cannot simply turn a blind eye to our Section 25.
posit that the EDCA involves foreign military
bases, troops, and facilities whose entry
532 into the country should be covered by a
53 SUPREME COURT REPORTS ANNOTATED treaty concurred in by the Senate.
2 They question substantive EDCA
Saguisag vs. Ochoa, Jr. provisions as well, particularly the grant of
telecommunication and tax privileges to the
is followed and, in this manner, ensure that U.S. armed forces and its personnel;4 the
the Filipino people’s larger interests, as constitutional ban against the presence and
expressed in the Constitution, are storage of nuclear weapons within the
protected.3 Small though this contribution Philippines;5 the violation of the
may be, let those of us from the Judiciary do constitutional mandate to protect the
our part and be counted. environment;6 the deprivation by the EDCA
of the exercise by the Supreme Court of its
I. The Case power of judicial review;7 the violation of the
constitutional policy on the preferential use
I.A. The Petitions of Filipino labor and materials;8 the violation
of the constitu-
The challenges to the EDCA come from _______________
several petitions that uniformly question — 3 Derived from the Supreme Court’s powers under
Article VIII, Section 5(2)(a) of the Constitution.
based on Article XVIII, Section 25 of the 4 Bayan Muna, et al. Petition (G.R. No. 212444), pp.
1987 Constitution — the use of an executive 46-47, 79-81.
agreement as the medium for the 5 Id., at pp. 52-57; Saguisag, et al. Petition (G.R. No.
agreement with the U.S. The petitioners 212444), pp. 32-34.
6 Bayan Muna, et al. Petition (G.R. No. 212444), pp.
84-87. the political question doctrine.13
7 Id., at pp. 40-43; Saguisag, et al. Petition (G.R. No.
212444), pp. 34-36.
The OSG claims as well that the EDCA
8 Id., at pp. 82-84. is properly embodied in an executive
agreement as it is an exercise of the
President’s power and duty to serve and
533 protect the people, and of his commander-
VOL. 779, JANUARY 12, 2016 in-chief 533powers;14 that the practical
Saguisag vs. Ochoa, Jr. considerations of the case requires a
deferential review of executive decisions
tional command to pursue an independent over national security;15 that the EDCA is
foreign policy;9 the violation of the merely in implementation of two previous
constitutional provision on the autonomy of treaties — the Mutual Defense Treaty of
local government units10 and of National 1951 (1951 MDT) and the Visiting Forces
Building Code;11 and, last but not the least, Agreement of 1998 (1998 VFA);16 that the
they question the EDCA for being a one- President may choose the form of the
sided agreement in favor of the Americans.12 agreement, provided that the agreement
dealing with foreign military bases, troops,
I.B. The Respondents’ Positions or facilities is not the principal agreement
that first allowed their entry or presence in
The respondents, through the Office of the Philippines.
the Solicitor General (OSG), respond by _______________
9 Id., at pp. 23-27; Saguisag, et al. Petition (G.R. No.
questioning the petitioners on the threshold
212444), pp. 36-38.
issues of justiciability, prematurity and 10 Id., at pp. 87-89.
standing, and by invoking the application of 11 Id., at pp. 90-91.
12 Id., at pp. 44-45, 58-59; Saguisag, et al. Petition
the law since he must take the necessary
(G.R. No. 212426), pp. 39-49.
13 OSG Consolidated Comment, pp. 3-8.
and proper steps to carry the law into
14 Id., at pp. 10-13. execution.
15 Id., at pp. 13-14. The ponencia further asserts that the
16 Id., at pp. 14-21. President may enter into an executive
agreement on foreign military bases, troops,
or facilities, if:
534
(a) it is not the instrument that allows
53 SUPREME COURT REPORTS ANNOTATED
4
the presence of foreign military bases,
troops, or facilities; or
Saguisag vs. Ochoa, Jr.
(b) it merely aims to implement an
existing law or treaty.18
I.C. The Ponencia
It adds that the 1951 MDT is not an
obsolete treaty;19 that the 1998 VFA has
The ponencia exhaustively discusses
already allowed the entry of U.S. troops and
many aspects of the challenges in its
civilian personnel and is the treaty being
support of the OSG positions. It holds that
implemented by the EDCA;20 that the
the President is the chief implementor of the
President may generally enter into
law and has the duty to defend the State,
executive agreements subject to the
and for these purposes, he may use these
limitations defined by the Constitution, in
powers in the conduct of foreign relations;17
furtherance of a treaty already concurred in
even if these powers are not expressly
by the Senate;21 that the President can
granted by the law in this regard, he is
choose to agree to the EDCA either by way
justified by necessity and is limited only by
of an executive agreement or by treaty.22
While it compares the EDCA with the 1951 international agreement is consistent with
MDT and the 1998 VFA, it claims at the applicable limitations;25 and that executive
same time it merely implements these agreements may cover the matter of foreign
treaties.23 military forces if these merely involve
_______________ adjustments of details.26
17 Ponencia, pp. 299-304, 337-340.
18 Id., at pp. 342-367.
19 Id., at p. 349. I.D. The Dissent
20 Id., at pp. 384-388.
21 Id., at pp. 357-371. I dissent, as I disagree that an executive
22 Id., at pp. 371-375.
23 Id., at pp. 375-413. agreement is the proper medium for the
matters covered by the EDCA. The EDCA
is an agreement that, on deeper
535 examination, violates the letter and spirit of
VOL. 779, JANUARY 12, 2016 Article XVIII,
535 Section 25 and Article VII,
Saguisag vs. Ochoa, Jr. Section 21, both of the Constitution.
The EDCA should be in the form of a
On the exercise of its power of judicial treaty as it brings back to the Philippines:
review, the ponencia posits that the Court - the modern equivalent of the foreign
does not look into whether an international military bases whose term expired in 1991
agreement should be in the form of a treaty and which Article XVIII, Section 25 of the
or an executive agreement, save in the Constitution directly addresses;
cases in which the Constitution or a statute - foreign troops under arrangements
requires otherwise;24 that the task of the outside of the contemplation of the visiting
Court is to determine whether the forces that the 1998 VFA allows; and
- military facilities that, under modern the procedural deficiency that plagues the
military strategy, likewise can be brought in EDCA as an executive agreement is
only through a treaty. remediable and can still be addressed. Also
_______________ on purpose, I refrain from commenting on
24 Id., at p. 375.
25 Id.
the substantive objections on the contents
26 Id., at pp. 375-378. of the EDCA for the reasons explained
below.

536 II. The Threshold Issues


53 SUPREME COURT REPORTS ANNOTATED
6 The petitioners bring their challenges
Saguisag vs. Ochoa, Jr. before this Court on the basis of their
standing as citizens, taxpayers, and former
As the ponencia does, I shall discuss the legislators. The respondents, on the other
background facts and the threshold issues hand, question the justiciability of the
that will enable the Court and the reading issues raised and invoke as well the
public to fully appreciate the constitutional political question doctrine to secure the
issues before us, as well as my reasons for prompt dismissal of the petitions. I shall
the conclusion that the EDCA, as an deal with these preliminary issues below,
executive agreement, is constitutionally singly and in relation with one another, in
deficient. light of the commonality that these
I purposely confine myself to the term threshold issues carry.
“constitutionally deficient” (instead of saying The petitioners posit that the use of an
“unconstitutional”) in light of my view that executive agreement as the medium to
carry EDCA into effect, violates Article have a personal interest as affected
XVIII, Section 25 of the 1987 Constitution members of the general public.29
and is an issue of transcendental The petitioners likewise claim that the
importance that they, as citizens, can raise EDCA requires the disbursement of public
before the Supreme Court.27 (Significantly, funds and the waiver of the payment of
the incumbent Senators are not direct taxes, fees and rentals; thus, the petitioners
participants in this case and only belatedly have the standing to sue as taxpayers.30
reflected their institutional sentiments They lastly claim that the exchange of
through a Resolution.)28 The petitioners in notes between the Philippines’ Department
G.R. No. 212444 also claim that the of National Defense Secretary Voltaire
constitutionality of the EDCA involves the Gazmin and U.S. Ambassador Philip
assertion and Goldberg31 — the final step towards the
_______________ implementation of the EDCA — rendered
27 Saguisag, et al. Petition (G.R. No. 212426), pp.
19-22; Bayan Muna, et al. Petition (G.R. No. 212444), p.
the presented issues ripe for adjudication.
6. The respondents, in response, assert
28 Senate Resolution No. 105 dated November 10, that the petitioners lack standing,32 and that
2015. the petitions raise political questions that
are outside the Court’s jurisdiction to
resolve.33
537
They also argue that the issues the
VOL. 779, JANUARY 12, 2016 537
petitions raise are premature.34 The EDCA
Saguisag vs. Ochoa, Jr.
requires the creation of separate
agreements to carry out separate activities
protection of a public right, in which they
such as joint exercises, the prepositioning
of materiel, or construction activities. At
present, these separate agreements do not 538
exist. Thus, the respondents state that the 53 SUPREME COURT REPORTS ANNOTATED
petitioners are only speculating that the 8
agreements to be forged under the EDCA Saguisag vs. Ochoa, Jr.
would violate our laws. These speculations
cannot be the basis for a constitutional of the transcendental importance of the
challenge. issues these petitions raise.35 In effect, the
ponencia takes a liberal approach in
II.A. Locus Standi appreciating the threshold issue of locus
standi.
The ponencia holds that the petitioners I agree with the ponencia’s ultimate
do not have the requisite standing to conclusions on the threshold issues raised.
question the constitutionality of the EDCA, I agree as well that a justiciable issue exists
but chooses to give due course to the that the Court can pass upon, although on
petitions because both counts I differ from the ponencia’s line
_______________ of reasoning. Let me point out at the outset,
29 Bayan Muna, et al. Petition (G.R. No. 212444), too, that judicial review is only an exercise
pp. 9-10.
30 Saguisag, et al. Petition (G.R. No. 212426), pp.
of the wider judicial power that Article VIII,
19-22. Section 1 of the Constitution grants and
31 Id., at p. 19. defines. One should not be confused with
32 OSG Consolidated Comment, pp. 3-5. the other.
33 Id., at pp. 5-7.
34 Id., at pp. 7-8. Judicial review is part of the exercise of
judicial power under Article VIII, Section 1
of the Constitution, particularly when it is _______________
35 Ponencia, pp. 327-337.
exercised under the judiciary’s expanded 36 Imbong v. Ochoa, Jr., G.R. No. 204819, April 8,
power (i.e., when courts pass upon the 2014, 721 SCRA 146, 278-279.
actions of other agencies of government for 37 Id., at pp. 279-280.
the grave abuse of discretion they
committed), or when the Supreme Court
reviews, on appeal or certiorari, the 539
constitutionality or validity of any law or VOL. 779, JANUARY 12, 2016
other governmental instruments under Saguisag vs. Ochoa, Jr.
Section 5(2)(a) and (b) of Article VIII of the
Constitution. alleged to have committed grave abuse of
A basic requirement is the existence of an discretion in the exercise of its functions.38
actual case or controversy that, viewed Locus standi is a requirement for the
correctly, is a limit on the exercise of judicial exercise of judicial review39 and is in fact an
power or the more specific power of judicial aspect of the actual case or controversy
review.36 requirement viewed from the prism of the
Whether such case or controversy exists complaining party whose right has been
depends on the existence of a legal right violated.40
and the violation of this right, giving rise to When a violation of a private right is
a dispute between or among adverse asserted, the locus standi requirement is
parties.37 Under the expanded power of sharp and narrow because the claim of
judicial review, the actual case or violation accrues only to the complainant or
controversy arises when an official or the petitioner whose right is alleged to have
agency of government is been violated.41
On the other hand, when a violation of a to the avails of the suit.” Succinctly put, the plaintiff’s
standing is based on his own right to the relief sought.
public right is asserted — i.e., a right that 42 De Castro v. Judicial and Bar Council, 629 Phil.
belongs to the public in general and whose 629, 680; 615 SCRA 666, 725 (2010).
violation ultimately affects every member of
the public — the locus standi requirement
cannot be sharp or narrow; it must 540
correspond in width to the right violated. 54 SUPREME COURT REPORTS ANNOTATED
Thus, the standing of even a plain citizen 0
sufficiently able to bring and support a suit, Saguisag vs. Ochoa, Jr.
should be recognized as he or she can then
be deemed to be acting in representation of Transcendental importance is a concept (a
the general public.42 much abused one) that has been applied in
_______________ considering the requirements for the
38 See Separate Opinion of J. Brion in Imbong v.
exercise of judicial power.43 To be sure, it
Ochoa, Jr., id., at pp. 489-491.
39 Galicto v. Aquino III, 683 Phil. 141, 170; 667 may find application when a public right is
SCRA 150, 187 (2012). involved because a right that belongs to the
40 Id. general public cannot but be important.44
41 See David v. Macapagal-Arroyo, 552 Phil. 705;
489 SCRA 160 (2006), where the Court held that in
Whether the importance rises to the level of
private suits, standing is governed by the “real parties- being transcendental is a subjective
in-interest” rule as contained in Section 2, Rule 3 of the element that depends on the user’s
1997 Rules of Civil Procedure, as amended. It provides appreciation of the descriptive word
that “every action must be prosecuted or defended in the
name of the real party-in-interest.” Accordingly, the “real “transcendental” or on his or her calibration
party-in-interest” is “the party who stands to be benefited of the disputed issues’ level of importance.
or injured by the judgment in the suit or the party entitled In either case, the use of transcendental
importance as a justification is replete with 45 See Separate Opinion of J. Brion in Cawad v.
Abad, G.R. No. 207145, July 28, 2015, 764 SCRA 1,
risks of abuse as subjective evaluation is citing Quinto v. COMELEC, G.R. No. 189698,
involved.45 To be sure, this level of December 1, 2009, 606 SCRA 258, 276 and GMA
importance can be used as justification in Network, Inc. v. COMELEC, G.R. No. 205357,
considering locus standi with liberality,46 but September 2, 2014, 734 SCRA 88, 125-126.
46 See Chamber of Real Estate and Builders’
it can never be an excuse to find an actual Association, Inc. (CREBA) v. Energy Regulatory
controversy when there is none. To hold Commission (ERC), 638 Phil. 542, 556-557; 624 SCRA
otherwise is to give the courts an unlimited 556, 570 (2010), where the Court provided “instructive
guides” as determinants in determining whether a
opportunity for the exercise of judicial power matter is of transcendental importance, namely: (1) the
— a situation that is outside the character of the funds or other assets involved in the
Constitution’s intent in the grant of judicial case; (2) the presence of a clear case of disregard of a
power. constitutional or statutory prohibition by the
_______________
43 See Integrated Bar of the Philippines v. Zamora,
392 Phil. 618, 634; 338 SCRA 81, 101 (2000), citing 541
Tatad v. Secretary of the Department of Energy, G.R. VOL. 779, JANUARY 12, 2016
No. 124360, November 5, 1997, 281 SCRA 330, 349,
citing Garcia v. Executive Secretary, G.R. No. 101273, Saguisag vs. Ochoa, Jr.
July 3, 1992, 211 SCRA 219; Osmeña v. COMELEC,
G.R. No. 100318, July 30, 1991, 199 SCRA 750; Basco In the present cases, a violation of the
v. PAGCOR, G.R. No. 91649, May 14, 1991, 197 SCRA
52; and Araneta v. Dinglasan, 84 Phil. 368 (1949). Constitution, no less, is alleged by the
44 Initiatives for Dialogue and Empowerment petitioners through the commission of grave
through Alternative Legal Services, Inc. (IDEALS, INC.) abuse of discretion. The violation potentially
v. Power Sector Assets and Liabilities Management
affects our national sovereignty, security,
Corporation (PSALM), G.R. No. 192088, October 9,
2012, 682 SCRA 602, 633-634. and defense, and the integrity of the
Constitution — concerns that touch on the Adjudication
lives of the citizens as well as on the
integrity and survival of the nation. In I agree with the ponencia’s conclusion
particular, they involve the nation’s that the cases before this Court, to the
capability for self-defense; the potential extent they are anchored on the need for
hazards the nation may face because of our Senate concurrence, are ripe for
officials’ decisions on defense and national adjudication. My own reasons for this
security matters; and our sovereignty as a conclusion are outlined below.
nation as well as the integrity of the Like locus standi, ripeness for
Constitution that all citizens, including the adjudication is an aspect of the actual case
highest officials, must protect. or controversy requirement in the exercise
In these lights, I believe that the issues of
involved in the present case are so _______________
public respondent agency or instrumentality of the
important that a plain citizen sufficiently government; and (3) the lack of any other party with a
knowledgeable of the outstanding issues, more direct and specific interest in the questions being
should be allowed to sue. The petitioners — raised.
some of whom are recognized legal
luminaries or are noted for their activism on
constitutional matters — should thus be 542
recognized as parties with proper standing 54 SUPREME COURT REPORTS ANNOTATED
to file and pursue their petitions before this 2
Court. Saguisag vs. Ochoa, Jr.

II.B. Ripeness of the Issues Raised for judicial power.47 The two concepts differ
because ripeness is considered from the facilities into the country without the
prism, not of the party whose right has been required Senate concurrence is a
violated, but from the prism of the actual prerogative that the people of this country
violation itself. adopted for themselves under their
Of the two basic components of actual case Constitution: they want participation in this
or controversy, namely, the existence of a decision, however indirect this participation
right and the violation of that right, ripeness might be. This prerogative is exercised
essentially addresses the latter through the Senate; thus, a violation of this
component.48 That a right exists is not constitutional prerogative is not only a
sufficient to support the existence of an transgression against the Senate but one
actual case or controversy; the right must against the people who the Senate
be alleged to have been violated to give rise represents.
to a justiciable dispute. In other words, it is The violation in this case occurred when the
the fact of violation that renders a case President ratified the EDCA as an executive
ripe,49 assuming of course the undisputed agreement and certified to the other
existence of the right violated. contracting party (the U.S.) that all the
In the present cases, Article VIII, Section 25 internal processes have been complied with,
of the Constitution lays down in no uncertain leading the latter to believe that the
terms the conditions under which foreign agreement is already valid and enforceable.
military bases, troops, and facilities may be Upon
allowed into the country: there should at 47 Supra note 36 at p. 280.
48 Id.
least be the concurrence of the Senate. 49 Province of North Cotabato v. Government of the
Under these terms, the refusal to allow entry Republic of the Philippines Peace Panel on Ancestral
of foreign military bases, troops, and Domain (GRP), 589 Phil. 387, 481; 568 SCRA 402, 451
(2008). EDCA’s constitutionality, however, does not
depend solely on the separate agreements
that will implement it. The fact that an
543
executive agreement had been entered into,
VOL. 779, JANUARY 12, 2016 543
not a treaty as required by Article XVIII,
Saguisag vs. Ochoa, Jr.
Section 25 of the Constitution, rendered the
agreement’s constitutional status
such violation, the dispute between the questionable. Thus, when the exchange of
President and the Filipino people ripened. notes that signaled the implementation of
The same conclusion obtains even under the EDCA took place, the issue of its
the respondents’ argument that the compliance with the constitutional
constitutionality of the EDCA is not yet ripe requirements became ripe for judicial
for adjudication, since it requires the intervention under our expanded jurisdiction.
creation of separate agreements to carry
out separate activities such as joint II.C. The Political Question Doctrine
exercises, the prepositioning of materiel, or
construction activities. To the respondents, Another threshold issue that this Court
the petitioners are merely speculating on must settle at the outset, relates to the
their claim of unconstitutionality since these political question doctrine that, as a rule,
separate agreements do not yet exist. bars any judicial inquiry on any matter that
Indeed, issues relating to agreements yet to the Constitution and the laws have left to the
be made are not, and cannot be, ripe for discretion of a coordinate branch of
adjudication for the obvious reason that government for action or determination.50
they do not yet exist. The question of the The respondents raise the political
question issue as part of their defense, an issue involves a political question, as
arguing that the issues the petitioners raise follows:
are
_______________ Prominent on the surface of any case held
50 Bondoc v. Pineda, 278 Phil. 784; 201 SCRA 792
(1991).
to involve a political question is found a
textually demonstrable constitutional
commitment of the issue to a coordinate
544 political department; or a lack of judicially
54 SUPREME COURT REPORTS ANNOTATED discoverable and manageable standards
4 for resolving it; or the impossibility of
Saguisag vs. Ochoa, Jr. deciding without an initial policy
determination of a kind clearly for
policy matters that lie outside the Court’s nonjudicial discretion; or the impossibility of
competence or are matters where the Court a court’s undertaking independent
should defer to the Executive.51 resolution without expressing lack of the
The political question bar essentially rests respect due coordinate branches of
on the separation of powers doctrine that government; or an unusual need for
underlies the Constitution.52 The courts unquestioning adherence to a political
cannot interfere with questions that involve decision already made; or the potentiality of
policy determination exclusively assigned to embarrassment from multifarious
the political departments of the pronouncements by various departments
government.53The American case of Baker on one question.55
v. Carr54 best describes the standards that
must be observed in determining whether From among these tests, the presence or
absence of constitutional standards is the procedural in character while others are
most relevant under the circumstances of substantive ones that require the
the present consolidated cases. application of different constitutional
_______________ provisions.
51 Javellana v. Executive Secretary, 151-A Phil. 36,
131; 50 SCRA 30, 140 (1973), citing In Re McConaughy,
The petitioners primarily question the
119 N.W. 408, 417. constitutional validity of the EDCA for
52 See Garcia v. Executive Secretary, 602 Phil. 64, violation of Article XVIII, Section 25 of the
73-77; 583 SCRA 119, 133-134 (2009). 1987 Constitution. They challenge, as well,
53 Id.
54 369 U.S. 186 (1962). substantive provisions of the EDCA, among
55 Id., at p. 217. them, those relating to the grant of
telecommunication privileges and tax
exemptions to American visiting forces, and
545 the EDCA provisions that would allegedly
VOL. 779, JANUARY 12, 2016 allow the545
entry of nuclear weapons into the
Saguisag vs. Ochoa, Jr. country.
That the EDCA is an agreement that
After analyzing the issues raised, I find the requires concurrence by the Senate before
respondents’ position partly erroneous and it can be considered valid and enforceable,
partly premature for a political question is an issue that is essentially procedural as
doctrine ruling. it requires that steps be taken before an
This conclusion proceeds from my international agreement can be considered
recognition that a distinction should be fully valid and enforceable. It is an issue
drawn in recognizing the constitutional extrinsic to the terms of the EDCA and is
issues before us, some of which are properly a threshold issue that must be
resolved before the substantive challenges
to the EDCA’s validity can be addressed. Thus, the main issue the petitioners pose —
Aside from being procedural, the issue the constitutional status of the EDCA as an
relates as well to the standard set by the executive agreement in light of the mandate
Constitution that delineates when an of Article XVIII, Section 25 of the
international agreement should be a treaty Constitution — is not a political question
subject to Senate concurrence. The outside the judiciary’s competence and
presence of this standard renders the authority to resolve. The respondents’
determination of the medium to be used in argument on this point is therefore
forging an international agreement — erroneous.
whether as a treaty or as an executive If indeed a referral to the Senate is required
agreement an issue within the competence and no referral has been made, then the
and authority of the courts to resolve in their EDCA is constitutionally deficient so that its
role as guardians of the Constitution.56 terms cannot be enforced. This finding
_______________ renders further proceedings on the merits of
56 Dueñas, Jr. v. House of Representatives
Electoral Tribunal, 610 Phil. 730, 742; 593 SCRA 316,
the substantive issues raised, pointless and
345 (2009); Lambino v. Commission on Elections, 536 unwarranted. There is likewise no point in
Phil. 1, 111; 505 SCRA 160, 264 (2006). determining whether the substantive issues
raised call for the application of the political
question doctrine.57
546 On the other hand, the examination of the
54 SUPREME COURT REPORTS ANNOTATED EDCA’s substantive contents may be ripe
6 and proper for resolution if indeed the
Saguisag vs. Ochoa, Jr. EDCA can properly be the subject of an
executive agreement. It is at that point when 57 See Constitution, Article VII, Section 21.
58 Supra note 50.
the respondents may claim that the
substantive contents of the EDCA involve
policy matters that are solely for the 547
President to determine and that the courts VOL. 779, JANUARY 12, 2016
may not inquire into under the separation of Saguisag vs. Ochoa, Jr.
powers principle.58 It is only at that point
when the application of the political III.A(1) The Early Years of
question doctrine is called for. Philippines-U.S. Relationship
In these lights (particularly, my position on
the merits of the procedural issue raised), I Active Philippine-American relations started
find a ruling on the application of the political in 1898, more than a century ago, when
question doctrine to the substantive issues Commodore George Dewey and his
raised premature and unripe for armada of warships defeated the Spanish
adjudication; any ruling or discussion I may navy in the Philippines in the Battle of
make may only confuse the issues when a Manila Bay.59 The sea battle was
proper petition on the constitutionality of the complemented by land assaults by
substantive contents of EDCA is filed. Philippine forces who were then in open
rebellion against Spain under the
III. The Facts leadership of General Emilio Aguinaldo.60
The complementary effort started a
III.A. Historical, International and relationship that, from the Philippine end,
Regional Contexts was characterized by hope of collaboration
_______________
and assistance in the then colony’s quest 60 In the early part of 1898, the relations between
the U.S. and Spain deteriorated. As the war became
for independence from Spain.61 But the imminent, Commodore George Dewey, the commander
fulfillment of this hope did not come to pass of the U.S. Asiatic Squadron, had discussion with Emilio
and was in fact shattered when America, Aguinaldo’s government in exile in Singapore and Hong
with its own Kong. See Weir, id.
_______________ 61 Id.
59 On order of then U.S. Secretary of the Navy,
Theodore Roosevelt, Commodore Dewey attacked the
Spanish fleet in the Philippines. At noon of May 1, 1898, 548
Commodore Dewey’s ships had destroyed the Spanish 54 SUPREME COURT REPORTS ANNOTATED
fleet at the Battle of Manila Bay. See Bayan Muna, et al.
Petition (G.R. No. 212444), p. 11, citing 8
http://www.history.com/this-day-in-history/battle-of- Saguisag vs. Ochoa, Jr.
manila-bay.
See Brzesinski, Zbigniew, The Grand Chessboard –
American Primacy and its Geostrategic Imperatives
geopolitical interests in mind, decided to
(1997). fight the Philippine forces and to keep the
See also Weir, Fraser, A Centennial History of Philippines for itself as a colony. The
Philippine Independence, 1898-1998: Spanish­- American objective was fully realized under
American War – War of Philippine Independence 1898-
1901. University of Alberta, available at the Treaty of Paris between Spain and the
https://www.ualberta.ca/~vmitchel/fw4.html; The U.S., when the Philippines was handed by
Spanish-American War, 1898, United States Spain to the U.S. as a colony.62
Department of State, available at
https://history.state.gov/milestones/1866-1898/spanish-
The result, of course, was inevitable as the
american-war; and The Spanish-American War in the Philippine forces were not then fighting for
Philippines (1989), American Experience, available at a change of masters but for independence.
http://www.pbs.org/wgbh/amex/macarthur/peopleevent The Philippine forces fought the Americans
s/pandeAMEX87.html.
in the Philippine-American war, and lost.63
Thus, a new colonizer took Spain’s place. the United States and Spain, available at
http://avalon.law.yale.edu/19th_century/sp1898.asp.
Unlike the Spanish colonial rule, however, 63 Constantino, Renato, The Philippines: A Past
one redeeming feature of the American Revisited,pp. 228-229 (1975).
colonial rule was the introduction of the 64 See Brzesinski, supra note 59 at pp. 3-29.
concepts of democracy and governance. According to Brzesinski, America stands supreme in
the four decisive domains of global power: (1) militarily,
As a colony, the Philippines, played a it has an unmatched global reach; (2) economically, it
distinct role as the American outpost in the remains the main locomotive of global growth; (3)
Far East as the American geopolitical technologically, it retains the overall lead in the
interests slowly grew from the First World
War years. By the end of the Second World
549
War, the U.S.’ international primacy was
VOL. 779, JANUARY 12, 2016
confirmed as the leader of the victor-nations.
Saguisag vs. Ochoa, Jr.
This international leadership role became
sole leadership when the Soviet Union III.A(2) The Post-W.W.II Years
collapsed in the late 1980s. Thus, the U.S.
now stands as the only global superpower It was soon after Philippine
whose military, economic, cultural, and independence, as the U.S. superpower
technological reach and influence extend status was rising, that the U.S. and the
over all continents.64 Philippines forged the Military Bases
_______________ Agreement of 1947 (1947 MBA) and the
62 Treaty of Peace Between the United States and 1951 MDT. The 1947 MBA was the
Spain (December 10, 1898), Article III: agreement specific to the U.S. bases,
“Spain cedes to the United States the archipelago
known as the Philippine Islands x x x.” See Yale Law troops, and facilities in the Philippines,65
School, The Avalon Project, Treaty of Peace between while the 1951 MDT was the overarching
document, resilient and innovative, socially more creative and
_______________ appealing.
cutting-edge areas of innovation; and (4) culturally, 65 See Bayan Muna, et al. Petition (G.R. No.
despite some crassness, it enjoys an appeal that is 212444), pp. 13-14; and Kilusang Mayo Uno, et al.
unrivaled. The combination of all four makes America Petition-in-Intervention, p. 7.
the only comprehensive superpower. See also Shalom, Stephen, Securing the U.S.-
Brzesinski traced the trajectory of the US’s rise to global Philippine Military Bases Agreement of 1947, William
supremacy beginning from World War I (WWI) to the Paterson University, available at
end of the Cold War, noting that the U.S.’s participation http://www.wpunj.edu/dotAsset/209673.pdf; Paterno,
in WWI introduced it as a new major player in the Robert, American Military Bases in the Philippines: The
international arena. While WWI was predominantly a Brownell Opinion, available at
European war, not a global one, its self­-destructive http://philippinestudies.net/ojs/index.php/ps/article/view
power marked the beginning of the end of Europe’s
political, economic and cultural preponderance over the
rest of the world. The European era in world politics 550
ended in the course of World War II (WWII), the first truly
global war. Since the European (i.e., Germany) and the
55 SUPREME COURT REPORTS ANNOTATED
Asian (i.e., Japan) were defeated, the US and the Soviet 0
Union, two extra-European victors, became the Saguisag vs. Ochoa, Jr.
successors to Europe’s unfulfilled quest for global
supremacy.
The contest between the Soviet Union and the US for entered into and ratified by the two
global supremacy dominated the next fifty years countries as a treaty, to define the
following WWII. The outcome of this contest, the author Philippine­-American defense relationship
believes, was eventually decided by non­military means:
political vitality, ideological flexibility, economic
in case of an armed attack by a third country
dynamism, and cultural appeal. The protracted on either of them.66 As its title directly
competition, in the end, eventually tip the scales in suggests, it is a defense agreement.
America’s favor simply because it was much richer, _______________
technologically much more advanced, militarily more File/2602/5224; Gregor, James, The Key Role of U.S.
Bases in the Philippines, The Heritage Foundation, were committed on or off the base areas. See Gregor,
available at id.
http://www.heritage.org/research/reports/1984/01/the- 66 The Philippines and the U.S. signed the MDT on
key-role-of-us-bases-in-the-philippines; Lim, Maria August 30, 1951. It came into force on August 27, 1952
Teresa, “Removal Provisions of the Philippine-United by the exchange of instruments of ratification between
States Military Bases Agreement: Can the United States the parties. See Mutual Defense Treaty, U.S.-
Take it All” 20 Loyola of Los Angeles Law Review 421, Philippines, August 30, 1951, 177 U.N.T.S. 134,
421-422. See Greene, Fred, The Philippine Bases: available at
Negotiating For the Future, p. 4 (1988). https://treaties.un.org/doc/Publication/UNTS/Volume%
The 1947 Military Bases Agreement was signed by the 20177 /volume-177-1-2315-English.pdf. See also
Philippines and the U.S. on March 14, 1947; it entered Bayan v. Gazmin petition (G.R. No. 212444), p. 14;
into force on March 26, 1947 and was ratified by the Saguisag v. Executive Secretary Ochoa petition (G.R.
Philippine President on January 21, 1948. See Bevans, No. 212426), p. 8; and Kilusang Mayo Uno, et al.
Charles, Treaties and Other International Agreements of Petition-in-
the United States of America (1776-1949), available at
United States Department of State,
https://books.google.com.ph/books?id=MUU6AQAA1A
AJ&pg=PA55&1pg=PA55&dq=17+UST+1212;+T1AS+ 551
6084&source=bl&ots=VBt1V34ntR&sig=X2yYCbWVfJq VOL. 779, JANUARY 12, 2016
F_o69-CcyiP88zw0&hl=en&sa=X&ved=0ahUKEwiKg- Saguisag vs. Ochoa, Jr.
jXq8LJAhXRBY4K
HSicDeAQ6AE1GzAA#v=onepage&q=17%20UST%20
1212%3B%20TIAS%206084&f=false. The solidity of the R.P.-U.S. relationship
The Philippine government also agreed to enter into that started in the colonizer­-colony mode,
negotiations with the U.S., on the latter’s request, to: shifted to defense/military alliance (through
expand or reduce such bases, exchange those bases
for others, or acquire additional base areas. The
the MBA, MDT, and their supplementary
agreement allowed the U.S. full discretionary use of the agreements) after Philippine independence,
bases’ facilities; gave criminal jurisdiction over U.S. and began to progressively loosen as the
base personnel and their dependents to the U.S. Philippines tracked its own independent
authorities irrespective of whether the alleged offenses
path as a nation. Through various http://elibrary.judiciary.gov.ph/thebookshelf/showdocs/
35/10934.
agreements,67 the American 1966: The Ramos-Rusk Agreement reduced the term
_______________
of the MBA to 25 years starting from that year. See
Intervention, p. 7. It was concurred in by the Philippine
Exchange of Notes, U.S.-Philippines, September 16,
Senate on May 12, 1952; and was advised and
1966, available at http://elibrary.jud
consented to by the U.S. Senate on March 20, 1952, as
iciary.gov.ph/thebookshelf/showdocs/35/10859.
reflected in the U.S. Congressional Record, 82nd
1979: The US reaffirmed Philippine sovereignty over
Congress, Second Session, Vol. 98, Part 2, pp. 2594-
the basis and placed each base under command of a
2595. See Nicolas v. Romulo, 598 Phil. 262; 578 SCRA
Philippine base commander. See Office of the President
438 (2009).
of the Philippines, Official Week in Review, Official
67 1956: The Garcia-Bendetsen conference
Gazette of the Republic of the Philippines, 75(1), iii-iv
resolved the issue of jurisdiction in the American bases.
(1979), available at
The US began to recognize sovereignty of the Philippine
http://www.gov.ph/1979/01/08/official-week-in-review-
government over the base lands. See Exchange of
january-1-january-7-1979/.
Notes, U.S.-Philippines, December 6, 1956, available at
http://elibrary.judiciary.gov.ph/thebookshelf/docmonth/
Dec/1956/35.
1959: Olongapo, which was then an American 552
territory, was officially turned over by the US to the 55 SUPREME COURT REPORTS ANNOTATED
Philippines. Over the years, 17 of the 23 military
2
installations were also turned over to the Philippines.
See Memorandum of Agreement, U.S.-Philippines, Saguisag vs. Ochoa, Jr.
October 12, 1959, available at
http://elibrary.judiciary.gov.ph/thebookshelf/showdocs/ hold and the length of stay of American
35/11192.
1965: An agreement was signed revising Article XIII military bases in the Philippines
of the treaty wherein the US will renounce exclusive progressively shrunk.
jurisdiction over the on-base offenses and the creation The death knell for the U.S. military bases
of a joint criminal jurisdiction committee. See Exchange
of Notes, U.S.-Philippines, August 10, 1965, available at
started sounding when a new Philippine
Constitution was ratified in 1987. The new announced a shift in its global strategy in
Constitution provides that after the favor of a military and diplomatic “pivot” or
expiration of the agreement on military “rebalance” toward Asia.70 The strategy
bases, no foreign military bases, troops or involved a shift of the U.S.’s diplomatic,
facilities shall be allowed except through a economic, and defense resources to Asia,
treaty concurred in by the Senate or with the made ur-
direct consent of the Filipino people if _______________
68 Constitution, Article XVIII, Section 25.
Congress would require this mode of 69 On September 16, 1991, the Philippine Senate
approval.68 voted to reject a new treaty that would have extended
The actual end of the military bases came the presence of U.S. military bases in the Philippines.
in 1991 when the 1947 MBA expired with no See Bayan (Bagong Alyansang Makabayan) v. Zamora,
396 Phil. 623, 632; 342 SCRA 449, 464 (2000), citing
replacement formal arrangement in place the Joint Report of the Senate Committee on Foreign
except the 1951 MDT.69 For some years, Relation and the Committee on National Defense and
R.P.-U.S. relationship on defense/military Security on the Visiting Forces Agreement.
70 United States Department of Defense, Sustaining
matters practically froze. The thaw only U.S. Global Leadership: Priorities for 21st Century
came when the 1998 VFA was negotiated Defense, p. 2 (January 2012), available at
and agreed upon as a treaty that the http://archive.defense.gov/news/Defense_Strategic_Gu
Philippine Senate concurred in. idance.pdf.

III.A(3) The U.S.’s “Pivot to Asia”


553
Strategy
VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr.
During the latter part of the first term of
the Obama Administration, the U.S.
gent by “the rise of Chinese regional power among others, by “China’s growing military
and influence, and China’s apparent capabilities and its increasing assertiveness
inclination to exercise its burgeoning of claims to disputed maritime territory, with
military power in territorial disputes with its implications for freedom of navigation and
neighbors.”71 These disputes affected sea the United States’ ability to project power in
lanes that are vital to the U.S. and its allies; the region.”74 The opening of new areas for
hence, the U.S. was particularly concerned military coop-
with their peaceful resolution.72 Critical to the _______________
71 Hemmings, John, Understanding the U.S. Pivot:
strategy is the projection of American power Past, Present, and Future, 34(6) Royal United Services
and influence worldwide. Institute Newsbrief (November 26, 2014), available at
The key to the new strategy in the military- https://hemmingsjohn.wordpress.com/2014/11/27/unde
political area is “presence: forward rstanding-the-us-pivot-past-present-and-future/.
72 Id.
deployment of U.S. military forces; a 73 Bush, Richard, No rebalance necessary: The
significant tempo of regional diplomatic essential continuity of U.S. policy in the Asia-Pacific,
activity (including helping Asian countries Brookings Institution (March 18, 2015), available at
http://www.brookings.edu/blogs/order-from-
resolve disputes that they cannot resolve chaos/posts/2015/18-value-of-continuity-us-policy-in-
themselves); and promoting an agenda of asia-pacific.
political reform where it is appropriate.”73 74 US Congressional Research Service, Pivot to the
This meant, among others, the Pacific? The Obama Administration’s “Rebalancing”
Toward Asia, p. 2, March 28, 2012, available at
strengthening of American military alliance http://www.fas.org/sgp/crs/natsec/R42448.pdf.
with Asian countries, including the
Philippines.
The “pivot” has a direct relevance to 554
Philippine concerns since it was prompted, 55 SUPREME COURT REPORTS ANNOTATED
4 In these lights, the confirmed and valid
Saguisag vs. Ochoa, Jr. adoption of the EDCA would make the
Philippines an active ally participating either
eration with the Philippines is among the as a forward operating site (FOS) or
announced features of the “pivot.”75 Cooperative Security Location (CSL) in the
American “pivot” strategy or, in blunter
III.A(4) The EDCA terms, in the projection and protection of
American worldwide power. FOS and CSL
It was soon after the launch of the “pivot” shall be explained under the proper topic
strategy that the initiatives for the EDCA below.
came. The EDCA, of course, did not All these facts are recited to place our
introduce troops into the country for the first reading of the EDCA in proper context —
time, as the 1998 VFA already ushered in historically, geopolitically, and with a proper
the presence of U.S. military troops on a appreciation of the interests involved, both
rotational but temporary basis. for the Philippines and the U.S.
What the EDCA brought with it was the _______________
75 United States Department of Defense, The Asia-
concept of “agreed locations” to which the Pacific Maritime Security Strategy: Achieving U.S.
U.S. has “unimpeded access” for the National Security Objectives in a Changing Environment,
refueling of aircraft; bunkering of ships; pre- p. 23 (2015), available at
http://www.defense.gov/Portals/1/Documents/pubs/ND
positioning and storage of equipment,
AA%20A-P_Maritime_SecuritY_Strategy-­08142015-
supplies and materials; the introduction of 1300-FlNALFORMAT.PDF.
military contractors into the agreed 76 EDCA, Article III.
locations; and the stationing and
deployment point for troops.76
555 signification, mean that the Philippines
VOL. 779, JANUARY 12, 2016 555
would thereafter, not only be bound as an
Saguisag vs. Ochoa, Jr. American ally under the 1951 MDT, but as
an active participant as “pivot” and
The U.S. is in Asia because of the projection points in the grand American
geopolitical interests and the world strategy in Asia.
dominance that it seeks to maintain and How the Philippines will react to all these
preserve.77 Asia is one region that has been developments is largely for the Executive
in a flux because of the sense of nationalism and the people (through the Legislature) to
that had lain dormant among its peoples, determine. In making its decisions, they
the economic progress that many of its must — at the very least — show one and
countries are experiencing as the economic all that our country is entitled to respect as
winds shift to the East, and the emergence an independent and sovereign nation. This
of China that — at the very least — is now respect must come primarily from within the
gradually being recognized as a regional Philippines and the Filipinos themselves,
power with the potential for superpower from the nation’s own sense of self-respect:
status.78 The Philippines itself is in negative terms, the Filipino nation cannot
encountering territorial problems with China attain self-respect unless it shows its
because of the latter’s claims in the West respect for its own
Philippine Sea; the Philippines has chosen _______________
the path of peace in the dispute through 77 Vine, David, Base Nation: How U.S. Military
Bases Abroad Harm America and the World, pp. 300-
international arbitration.79 301 (2015).
EDCA and Article XVIII, Section 25 of the 78 Brzesinski, supra note 59 at pp. 151-193.
Constitution, in their larger regional 79 The arbitration case was filed before the
Permanent Court of Arbitration on January 22, 2013.
See Republic of the Philippines v. The People’s
In upholding the constitutionality of the
Republic of China, Permanent Court of Arbitration,
available at EDCA, the ponencia holds that the
http://www.pca-
cpa.org/showpage65f2.html?pag_id= 1529. President’s power and duty to ensure the
faithful execution of our laws include the
defense of our country as the commander-
556 in-chief of the country’s armed forces.80 It
55 SUPREME COURT REPORTS ANNOTATED contends that these powers, combined with
6 the President’s capacity as the country’s
Saguisag vs. Ochoa, Jr. sole organ in foreign affairs, empower the
President to enter into international
Constitution — the only instrument that agreements with other countries and give
binds the whole nation. him the discretion to determine whether an
international agreement should be in the
IV. The President’s Role form of a treaty or executive agreement.
in Governance and its Limits The patent misconception begins when
the ponencia asserts that the President
This discussion is made necessary by the cannot function with crippled hands: “the
ponencia’s patent misconceptions manner of the President’s execution of the
regarding the role the President plays in law, even if not expressly granted by the law,
governance as chief executive and is justified by necessity and limited only by
implementor of policies and the laws. law since he must ‘take necessary and
proper steps to carry into execution the
IV.A. The Ponencia and My Objections law.’”81 It further adds that it is the
President’s prerogative to do whatever is is limited to the initial entry of foreign military
legal and necessary for the Philippines’ bases, troops, and facilities. Thus, once a
defense interests.82 treaty has allowed the entry of foreign
While acknowledging the Constitution’s military bases, troops, and facilities into the
command that the entry of foreign military Philippines, the ponencia posits that the
bases, troops, and facilities must be President may enter into subsequent
_______________ executive agreements that involve “detail
80 Ponencia, pp. 337-341.
81 Id., at p. 340.
adjustments” of existing treaties.84
82 Id., at p. 341. I cannot fully agree with the ponencia’s
approach and with its conclusions.
First and foremost, the ponencia
557 overlooks that as Chief Executive, the
VOL. 779, JANUARY 12, 2016 557 role is not simply to execute the
President’s
Saguisag vs. Ochoa, Jr. laws. This important function is preceded by
the President’s foremost duty to preserve
in a treaty, the ponencia asserts that the and defend the Constitution, the highest law
EDCA should be examined in relation with of the land. The President’s oath, quoted by
this requirement alone, as the President’s the ponencia itself, in fact, states:
wide authority in external affairs should be
subject only to the limited amount of checks I do solemnly swear (or affirm) that I will
and restrictions under the Constitution.83 faithfully and conscientiously fulfill my
It is within this framework that the ponencia duties as President (or Vice President or
concludes that the requirement under Acting President) of the Philippines,
Article XVIII, Section 25 of the Constitution preserve and defend its Constitution,
execute its laws, do justice to every man, power of the sword and shares in the power
and consecrate myself to the service of the of the purse.
Nation. So help me God.85 [Emphasis I also do not agree that constitutional
supplied] limitations, such as the need for Senate
concurrence in treaties, can be disregarded
The supremacy of the Constitution if they unduly “tie the hands” of the
means that in the performance of his duties, President.86 These limitations are
the President should always be guided and democratic safeguards that place the
kept in check by the safeguards that were responsibility over national policy beyond
crafted by the the hands of a single official. Their
_______________ existence is the hallmark of a strong and
83 Id., at pp. 337-375.
84 Id., at pp. 340-355, 375-446.
healthy democracy. In treaty-making, this is
85 Constitution, Article VII, Section 5. how the people participate — through their
duly­-elected Senate — or directly when the
Congress so requires. When the
558 Constitution so dictates, the President must
55 SUPREME COURT REPORTS ANNOTATED act through the medium of a treaty and is
8 left with no discretion on the matter. This is
Saguisag vs. Ochoa, Jr. the situation under Article XVIII, Section 25
of the Constitution, whose application is
framers of the Constitution and ratified by currently in dispute.
the people. The Constitution prescribes the Let it be noted that noble objectives do not
limitations to the otherwise awesome authorize the President to bypass
powers of the Executive who wields the constitutional safeguards and limits to his
powers. To emphasize this point, we only VOL. 779, JANUARY 12, 2016
need to refer to Article VI, Section 23(2) of Saguisag vs. Ochoa, Jr.
the Constitution:
power shall cease upon the next
(2) In times of war or other national adjournment thereof. [Emphasis supplied]
emergency, the Congress may by law Thus, the President cannot, by himself,
authorize the President, for a limited period usurp the prerogatives of a co­equal branch
and subject to such restrictions as it may to carry out what he believes is necessary
prescribe, to exercise powers necessary for the country’s defense interests. His
and proper to carry out a declared national position as the Commander-in-Chief of the
policy. Unless sooner withdrawn by Armed Forces of the Philippines (AFP) does
resolution of the Congress, such not give him the sole discretion to increase
_______________ our military’s defensive capabilities; his role
86 Although the ponencia recognized constitutional
provisions that restrict or limit the President’s
as commander-in-chief only gives him
prerogative in concluding international agreements (see control of the military’s chain of command.
ponencia, pp. 357-371), it contradictorily asserts that It grants him the power to call out the armed
“[n]o court can tell the President to desist from choosing
forces to prevent/suppress lawless violence,
an executive agreement over a treaty to embody an
international agreement, unless the case falls squarely invasion, insurrection, or rebellion.87
within Article VIII, Sec. 25” and that “[t]he President had The modernization of the military, in
the choice to enter into the EDCA by way of an executive particular, is a joint responsibility of the
agreement or a treaty.” See ponencia, p. 371.
political branches of the State because the
Congress is responsible for crafting
559
relevant laws88 and for allocating funds for
the AFP through the General
Appropriations Act.89 The increase or 89 Constitution, Article VI, Section 25.
decrease of funds and the extent of defense
initiatives to be undertaken are national
560
policy matters that the President cannot
56 SUPREME COURT REPORTS ANNOTATED
undertake alone.
0
Saguisag vs. Ochoa, Jr.
IV.B. The President’s Foreign
Relations
While the President’s role as the country’s
Power should be Interpreted in the Con-
lead official in the conduct of foreign affairs
text of the Separation of Powers Doctrine
is beyond question, his authority is not
without limit. When examined within the
We cannot also interpret a provision in the
larger context of how our tripartite system of
Constitution in isolation and separately from
government works (where each branch of
the rest of the Constitution. Similarly, we
government is supreme within its sphere
cannot determine whether the Executive’s
but coordinate with the others), we can see
acts had been committed with grave abuse
that the conduct of foreign affairs,
of discretion without considering his
particularly when it comes to international
authority in the context of the powers of the
agreements, is a shared function among all
other branches of government.
_______________ three branches of government.
87 Constitution, Article VII, Section 18. The President is undeniably the chief
88 The Constitution vests legislative power upon the architect of foreign policy and is the
Congress of the Philippines. Thus, the Congress has the
power to determine the subject matters it can legislate
country’s representative in international
upon. See Constitution, Article VI, Section 1. affairs.90 He is vested with the authority to
preside over the nation’s foreign relations for the treaty to be valid and effective.
which involve, among others, dealing with _______________
90 Pimentel, Jr. v. Office of the Executive Secretary,
foreign states and governments, extending 501 Phil. 303, 317-318; 462 SCRA 622, 632 (2005).
or withholding recognition, maintaining 91 Id.
diplomatic relations, and entering into 92 Id.
treaties.91 In the realm of treaty-making, the
President has the sole authority to negotiate
with other States.92 561
VOL. 779, JANUARY 12, 2016
IV.B(1) Separation of Powers Saguisag vs. Ochoa, Jr.
and the Treaty-Making Process
Notably, this limitation is a not a new rule;
This wide grant of authority, however, does the legislative branch of government has
not give him the license to conduct foreign been participating in the treaty-making
affairs to the point of disregarding or process by giving (or withholding) its
bypassing the separation of powers that consent to treaties since the 1935
underlies our established constitutional Constitution. Section 10(7), Article VII of the
system. 1935 Constitution provides:
Thus, while the President has the sole
authority to negotiate and enter into treaties, Sec. 10. (7) The President shall have the
Article VII, Section 21 of the 1987 power, with the concurrence of two-thirds of
Constitution at the same time provides the all the Members of the Senate, to make
limitation that two-thirds of the members of treaties x x x.
the Senate should give their concurrence
This tradition of legislative participation nation’s pursuit of political maturity and
continued despite our presidential- growth.
parliamentary form of government under Under this system, the functions of
the 1973 Constitution, that is markedly government are divided among three
different from the tripartite form of branches of government, each one
government that traditionally prevailed in supreme within its own sphere: the
the country. Section 14(1) Article VIII of the executive administers and enforces laws;
1973 Constitution stated: the legislature formulates and enacts laws;
and the judiciary settles cases arising out of
Sec. 14. (1) Except as otherwise the enforcement of these
provided in this Constitution, no treaty shall
be valid and effective unless concurred in
by a majority of all the Members of the 562
Batasang Pambansa. 56 SUPREME COURT REPORTS ANNOTATED
2
That we have consistently included the Saguisag vs. Ochoa, Jr.
participation of the legislative branch in the
treaty-making process is not without an laws.93 The requirement of Senate
important reason: it provides a check on the concurrence to the executive’s treaty-
Executive in the field of foreign relations. By making powers is a check on the
requiring the concurrence of the Legislature prerogative of the Executive, in the same
in the treaties entered into by the President, manner that the Executive’s veto on laws
the Constitution ensures a healthy system passed by Congress94 is a check on the
of checks and balances necessary in the latter’s legislative powers.
Even the executive agreements that the certiorari all cases in which the
President enters into without Senate constitutionality or validity of any treaty,
concurrence has legislative participation — international or executive agreement, law
they are implementations of existing laws x x x is in question.”
Congress has passed or of treaties that the Thus, entry into international agreements is
Senate had assented to.95 The President’s a shared function among the three
authority to negotiate and ratify these branches of government. In this light and in
executive agreements springs from his the context that the President’s actions
power to ensure that these laws and treaties should be viewed under our tripartite
are executed.96 system of government, I cannot agree
The judicial branch of government’s
participation in international agreements is _______________
93 Angara v. Electoral Commission, 63 Phil. 139
largely passive, and is only triggered when (1936).
cases reach the courts. The courts, in the 94 Constitution, Article VI, Section 27(2).
exercise of their judicial power, have the 95 Commissioner of Customs v. Eastern Sea
duty to ensure that the Executive and Trading, 113 Phil. 333, 338-340; 3 SCRA 351, 357
(1961).
Legislature stay within their spheres of 96 Constitution, Article VII, Sections 5 and 17.
competence;97 they ensure as well that 97 Angara v. Electoral Commission, supra at pp.
constitutional standards and limitations set 157-159.
by the Constitution for the Executive and the
Congress to follow are not violated.
563
Article VIII, Section 5 of the Constitution is
VOL. 779, JANUARY 12, 2016
even more explicit, as it gives the Supreme
Saguisag vs. Ochoa, Jr.
Court the jurisdiction “to review by appeal or
the President acts with authority from the
with the ponencia’s assertion that the Congress, his authority is at its maximum,
case should be examined solely and strictly as it includes all the powers he possesses
through the constitutional limitation found in in his own right and everything that
Article XVIII, Section 25 of the Constitution. Congress can delegate.99
Second, “when the President acts in the
IV.B(2) Standards in Examining the absence of either a congressional grant or
President’s Treaty­-Making Powers denial of authority, he can only rely on his
own independent powers, but there is a
Because the Executive’s foreign [twilight zone where] he and Congress may
relations power operates within the larger have concurrent authority, or where its
constitutional framework of separation of distribution is uncertain.”100 In this situation,
powers, I find the examination of the presidential authority can derive support
President’s actions through this larger from “congressional inertia, indifference or
framework to be the better approach in the quiescence.”101
present cases. This analytical framework, _______________
98 343 U.S. 579 (1952).
incidentally, is not the result of my original 99 Id., at p. 635.
and independent thought; it was devised by 100 Id., at p. 637.
U.S. Supreme Court Associate Justice 101 Id.
Robert Jackson in his Concurring Opinion in
Youngstown Sheet & Tube Co. v. Sawyer.98
Justice Jackson’s framework for 564
evaluating executive action categorizes the 56 SUPREME COURT REPORTS ANNOTATED
President’s actions into three: first, when 4
Saguisag vs. Ochoa, Jr. the power. In contrast, executive acts that
are without congressional imprimatur would
Third, “when the President takes have to be very carefully examined.
measures incompatible with the expressed
or implied will of Congress, his power is at IV.B(3) The Senate Objection to EDCA
its lowest ebb,”102 and the Court can sustain as an Executive Agreement
his actions “only by disabling the Congress
from acting upon the subject.”103 In the present cases, the President’s act of
This framework has been recently treating the EDCA as an executive
adopted by the U.S. Supreme Court in agreement has been disputed by the
Medellin v. Texas,104 a case involving the Senate, although the Senate is not an active
President’s foreign affairs powers and one party in the present cases.
that can be directly instructive in deciding _______________
102 Id.
the present case. 103 Id., at pp. 637-638.
In examining the validity of an executive 104 552 U.S. 491 (2008).
act, the Court takes into consideration the 105 Id.; Youngstown Sheet & Tube Co. v. Sawyer,
varying degrees of authority that the supra note 98 at p. 637.
106 Id.
President possesses. Acts of the President
with the authorization of Congress should
have the “widest latitude of judicial 565
interpretation”105 and should be “supported VOL. 779, JANUARY 12, 2016
by the strongest of presumptions.”106 For the Saguisag vs. Ochoa, Jr.
judiciary to overrule the executive action, it
must decide that the government itself lacks On November 10, 2015, the Senate sent the
Supreme Court a copy of Senate participation in America’s pivot strategy by
Resolution No. 1414107 expressing its making our country one of the “pivot” or
sentiment that the EDCA should have been projection points that would enforce
entered into in the form of a treaty. America’s military strategy. In taking this
Furthermore, and as will be explained in the kind of step, the Senate must simply be
succeeding portions of this Dissenting there to give its consent, as the Constitution
Opinion, the EDCA’s provisions are not all envisions in situations involving the entry of
within the terms of the two treaties properly foreign military bases, troops, and facilities
ratified by the Senate — the 1951 MDT and into the country.
1998 VFA; hence, the President could not In these lights, I propose that we examine
have drawn his authority from these the President’s act of treating the EDCA not
agreements. simply by the standard of whether it
Thus, contrary to the ponencia’s assertion complies with the limitation under Article
that the President’s act of treating the EDCA XVIII,
as an executive agreement should be _______________
107 Senate Resolution No. 1414 was entitled as the
subject to the “least amount of checks and “Resolution expressing the strong sense of the Senate
restrictions under the Constitution,”108 this that any treaty ratified by the President of the Philippines
presidential action should actually be very should be concurred in by the Senate, otherwise the
carefully examined, in light of the Senate’s treaty becomes invalid and ineffective.” It was signed by
thirteen Senators: Senators Defensor-Santiago, Angara,
own expressed sentiments on the matter. Cayetano, P., Ejercito, Estrada, Guingona III, Lapid,
The mandatory character of the executive- Marcos, Jr., Osmeña III, Pimentel III, Recto, Revilla, Jr.,
legislative power sharing should be and Villar. Available at
https://www.senate.gov.ph/listdata/2175018478!.pdf.
particularly true with respect to the EDCA, 108 Ponencia, p. 375.
as its adoption signifies Philippine
of treaties the President ratified, to the
Senate for its concurrence. The Senate
566 may either concur in, or withhold consent to,
56 SUPREME COURT REPORTS ANNOTATED the submitted treaties.
6 Significantly, not all the international
Saguisag vs. Ochoa, Jr. agreements that the President enters into
are required to be sent to the Senate for
Section 25 of the Constitution, but in the concurrence. Jurisprudence recognizes
context of how our government functions, that the President may enter into executive
and of other relevant provisions in the agreements with other countries,109 and
Constitution. these agreements — under the proper
conditions — do not require Senate
IV.C. Constitutional Standards in concurrence to be valid and enforceable in
Allowing the Philippines.110
the Entry of Foreign Military Bases, Troops, _______________
and Facilities in the Philippines 109 See Land Bank of the Philippines v. Atlanta
Industries, Inc., G.R. No. 193796, July 2, 2014, 729
SCRA 12, 30-31, citing Bayan Muna v. Romulo, 656 Phil.
IV.C(1) Article VII, Section 21 of 246, 269-274; 641 SCRA 244, 258 (2011); Neri v.
the Con- Senate Committee on Accountability of Public Officers
stitution and Treaty-Making and Investigations, 586 Phil. 135, 168; 549 SCRA 77,
105 (2008), citing Usaffe Veterans Association, Inc. v.
In general, the President’s foreign affairs Treasurer of the Philippines, 105 Phil. 1030, 1038
power must be exercised in compliance (1959); Commissioner of Customs v. Eastern Sea
with Article VII, Section 21 of the Trading, supra note 95.
110 Id.
Constitution, which requires the submission
President and the Senate.113 They therefore
need concurrence from the Senate after
567 presidential ratification, in order to fulfill the
VOL. 779, JANUARY 12, 2016 567
constitutional shared function
Saguisag vs. Ochoa, Jr. requirement. 114

Jurisprudential definitions of treaties and


IV.C(2) Treaties and Executive executive agreements are conceptually
Agreements under Article VII, Section 21 drawn from these distinctions although in
Where lies the difference, it may well be Bayan Muna v. Romulo,115 we simply
asked, since both a treaty and an executive differentiated treaties from executive
agreement fall under the general title of agreements in this wise:
international agreement?
An executive agreement emanates from Article 2 of the Vienna Convention on the
the President’s duty to execute the laws Law of Treaties: An international agreement
faithfully.111 They trace their validity from concluded between states in written form
existing laws or from treaties that have been and governed by international law, whether
authorized by the legislative branch of embodied in a single instrument or in two or
government.112 In short, they implement more related instruments and whatever its
laws and treaties. particular designation. International
In contrast, treaties are international agreements may be in the
agreements that do not originate solely from _______________
the President’s duty as the executor of the 111 Constitution, Article VII, Sections 5 and 17.
112 Commissioner of Customs v. Eastern Sea
country’s laws, but from the shared function Trading, supra note 95.
that the Constitution mandates between the 113 Constitution, Article VII, Section 21. See also
Bayan Muna v. Romulo, supra note 109 at pp. 269-270;
This ambiguity perhaps might have been
p. 263.
114 Bayan Muna v. Romulo, id.
the root of the general statement that the
115 Id. Executive generally has the discretion to
determine whether an international
obligation should be in the form of a treaty
568 or an executive agreement. This general
56 SUPREME COURT REPORTS ANNOTATED statement, however, is far from complete
8 and should be qualified because the
Saguisag vs. Ochoa, Jr. Executive’s exercise of discretion is
affected and should be dictated by the
form of (1) treaties that require legislative demands of the enforceability of the
concurrence after executive ratification; or obligations the international agreement
(2) executive agreements that are similar to creates in the domestic sphere.
treaties, except that they do not require Between a treaty and an executive
legislative concurrence and are usually less agreement, a treaty exists on a higher plane
formal and deal with a narrower range of as it carries the authority of the President
subject matters than treaties.116 [Emphases and the Senate.118 Treaties have the status,
supplied] effect, and impact of statutory law in the
Philippines; they can amend or prevail over
Bayan Muna likewise did not distinguish prior statutory enactments.119
between treaties and executive agreements Executive agreements — which exist at
in terms of their binding effects on the the level of implementing rules and
contracting States concerned. But neither
117
regulations or administrative orders in the
one can contravene the Constitution. _______________
116 Id., at p. 269; pp. 258-259. be in accord with and be made pursuant to
117 Id.
118 Id., at p. 270; p. 259, citing Henkin, Foreign
existing laws and treaties.122
Affairs and the United States Constitution, p. 224 (2nd Accordingly, the terms and objectives of the
ed., 1996), and Borchard, Edwin, Treaties and presidential entry into an international
Executive Agreements – Reply, Yale Law Journal, June agreement dictates the form the agreement
1945.
119 Id. must take. When an international
agreement is made merely to implement an
existing law or treaty, then it can properly
569 take the form of an executive agreement.123
VOL. 779, JANUARY 12, 2016 In contrast,
569 when an international
Saguisag vs. Ochoa, Jr. agreement involves the introduction of a
new subject matter or the amendment of
domestic sphere — carry no such effect.120 existing agreements or laws and has not
They cannot contravene statutory passed the required executive and
enactments and treaties and would be legislative processes, then it should
invalid if they do so.121 properly be in the form of a treaty.124
Again, this difference in impact is traceable To reiterate, the consequence of the
to the source of their authority; since a violation of this norm impacts on the
treaty has the approval of both the enforceability of the international
President and the Senate, it has the same agreement in the domestic sphere; should
impact as a statute. In contrast, since an an executive agreement amend or
executive agreement springs from the contravene statutory enactments and
President’s power to execute laws, it cannot treaties, then it is void and cannot be
amend or violate existing treaties, and must enforced in the Philippines for lack of the
proper authority on the part of the issuer. IV.C(3) Joint Reading of Article VII,
_______________ Section 21 and Article XVIII, Section 25
120 Gonzales v. Hechanova, 118 Phil. 1065, 1079;
9 SCRA 230, 242 (1963).
The dynamics that Article VII, Section 21
121 Adolfo v. CFI of Zambales, 145 Phil. 264, 266-
268; 34 SCRA 166, 170 (1970). embody, should be read into Article XVIII,
122 Bayan Muna v. Romulo, supra note 109 at pp.
Section 25 of the 1987 Constitution, which
1079-1080; p. 279.
123 Id. specifically covers and applies to the entry
124 Id. of foreign military bases, troops, or facilities
into the country.
It is on the basis of this joint reading that the
570 ponencia’s conclusion — that Article XVIII,
57 SUPREME COURT REPORTS ANNOTATED Section 25 applies only to the initial entry of
0 foreign military bases, troops, and facilities
Saguisag vs. Ochoa, Jr. in the country — is essentially incorrect.
Article XVIII, Section 25 does not provide for
In judicial terms, the distinctions and their any such limitation in its applicability.
consequences mean that an executive Neither is there anything in the language of
agreement that creates new obligations or the provision that remotely implies this
amends existing ones, has been issued consequence. What it simply states is that
with grave abuse of discretion amounting to foreign military bases, troops, and facilities
a lack of or in excess of jurisdiction, and can may only be present in Philippine soil in
he judicially nullified under the courts’ accordance with a treaty concurred in by the
power of judicial review. Senate.
When the terms of Article XVIII, Section 25
treaty does not provide for situations or distinctions recognized by jurisprudence
arrangements subsequent to the initial entry under Article VII, Section 21 of the
of foreign military bases, troops, or facilities Constitution.
in the country and the subsequent In other words, any subsequent
arrangements are still attributed to the international agreement referring to military
same treaty made pursuant to Section 25, bases, troops or facilities should be
the combined reading of Article VII, Section examined based on whether it creates a
21 and Article XVIII, Section 25 must now new obligation or implements an existing
come into play. one. The determination of this question
This combined reading simply means that rests with the Executive but the treaty-
after the initial entry of foreign military bases, executive agreement distinctions should
troops, or facilities in the Philippines under limit the Executive’s discretion when the
a duly ratified treaty, subsequent new international agreement relates to a
arrangements relating to foreign military new obligation (or a change in an existing
bases, troops or facilities that are claimed to obligation) as the presence of foreign
be based on the same treaty, should be military bases, troops, or facilities in the
examined Philippines should then be effected through
another treaty.
To put it more bluntly, Article XVIII, Section
571 25 effectively removes the Executive’s
VOL. 779, JANUARY 12, 2016 571 in deciding the form of an
discretion
Saguisag vs. Ochoa, Jr. international agreement because of this
provision’s explicit directive to use a treaty
based on the treaty-executive agreement as the medium for new obligations created.
In Bayan v. Zamora,125 our conclusion 572
supported this position. We explained that 57 SUPREME COURT REPORTS ANNOTATED
Article XVIII, Section 25 makes no 2
distinction as to whether the presence of Saguisag vs. Ochoa, Jr.
foreign military bases, troops, or facilities
may be transient or permanent.126 By IV.C(4) The Dissent’s Analytical
concluding that the permanence of foreign Approach
military bases, troops, or facilities is
immaterial to the application of Article XVIII, Given these parameters, I propose
Section 25, we effectively acknowledged that we examine the constitutionality
that subsequent agreements that amend or of the Executive’s act of entering into
introduce new obligations to existing the obligations found in the EDCA in
treaties that previously allowed the entry of the form of an executive agreement
foreign military bases, troops or facilities, with these two questions:
should be the subject of another treaty as (1) Does the EDCA involve the
they may enter the country on varying introduction into the Philippines of foreign
grounds, lengths or periods of time — all of military bases, troops, or facilities that call
which can change the nature of the for its examination under Article XVIII,
obligations under existing treaties. Section 25?
_______________ (2) Does the EDCA impose new
125 BAYAN (Bagong Alyansang Makabayan) v. obligations, or amend or go beyond existing
Zamora, supra note 69.
126 Id., at p. 653; p. 484.
ones, regarding the presence of foreign
military bases, troops, or facilities in the
Philippines?
If the EDCA introduces foreign military
bases, troops, or facilities in the Philippines
within the contemplation of Article XVIII, 573
Section 25 of the 1987 Constitution, and if VOL. 779, JANUARY 12, 2016
these obligations are different from those Saguisag vs. Ochoa, Jr.
found in our existing treaty obligations with
the U.S., then the EDCA cannot be When the subject of an international
enforced in the Philippines without the agreement falls under Article XVIII, Section
Senate’s concurrence. The ponencia is 25 of the Constitution, the President — by
then incorrect and the Dissent must prevail. constitutional command — must enter into
Conversely, if the EDCA merely a treaty subject to the concurrence of the
implements present treaty obligations — Senate and, when Congress so desires, of
particularly those under the 1951 MDT and the people through a national referendum.
the 1998 VFA — then the President was This rule opens the door for Court
well within his powers in the execution of intervention pursuant to its duty to uphold
our present treaty obligations. The the Constitution and its further duty (under
ponencia is correct and the Dissent its power of judicial review) to pass upon
therefore fails. any grave abuse of discretion committed by
any official or agency of government. It is
V. The Application of Article XVIII, under this constitutionally-mandated terms
Section 25 to the EDCA that this Court invokes its power to review
the constitutionality of the President’s
V.A. The Article XVIII, Section 25 actions in handling the EDCA.
Dispute Within this framework, the issue these
cases present is clear. The bottom line President may enter into an executive
question is whether the President gravely agreement on foreign military bases, troops,
abused his discretion in executing the or facilities if:
EDCA as an executive agreement; the (a) it is not the instrument that allows the
alleged existence of grave abuse of presence of foreign military bases, troops,
discretion constitutes the actual case or or facilities; or
controversy that allows the exercise of
judicial power. Whether grave abuse exists,
in turn, depends on the determination of 574
whether the terms of the EDCA imposed 57 SUPREME COURT REPORTS ANNOTATED
new or amended existing obligations 4
involving foreign military bases, troops, and Saguisag vs. Ochoa, Jr.
facilities in the Philippines.
If the EDCA does, then it should have been (b) it merely aims to implement an existing
in the form of a treaty submitted to the law or treaty.127
Senate for its concurrence. In resolving this
question, I am guided first, by the text of the, The ponencia follows this premise with the
Constitution itself and the meaning of its position that Article XVIII, Section 25 refers
operative words in both their original and only to the initial entry of bases, troops, or
contemporaneous senses; second, by the facilities, and not to the activities done after
spirit that motivated the framing of Article entry.128
XVIII, Section 25; and third, by In construing Article XVIII, Section 25, the
jurisprudence interpreting this provision. ponencia invokes the rule of verba legis, a
The ponencia lays the premise that the cardinal rule of construction stating that
when the law is clear and free from any contemporaneous developments and
doubt or ambiguity, then there is no room usages that give full and effective meaning
for construction or interpretation, only to the provision.
application.129 The law must be given its Separately from textual interpretation
literal meaning and applied without considerations and as part of the history of
attempted interpretation.130 The ponencia Article XVIII, Section 25, the basic concept
asserts that the plain meaning of “allowed of sovereignty that underlies it should not be
in” refers solely to the initial entry.131 Thus, forgot-
after entry, any subsequent acts involving _______________
127 Ponencia, p. 341.
foreign military troops, bases, or facilities no 128 Id., at p. 347.
longer fall under the coverage of Article 129 Bolos v. Bolos, G.R. No. 186400, 20 October
XVIII, Section 25.132 2010, 634 SCRA 429, 437.
I believe that the ponencia’s approach and 130 Ponencia, pp. 356-357.
131 Id., at pp. 354-355.
interpretation are incorrect because they 132 Id.
are overly simplistic. The proper
understanding of Article XVIII, Section 25
must take into account the many 575
considerations that bear upon its plain VOL. 779, JANUARY 12, 2016
terms, among them, the treaty-executive Saguisag vs. Ochoa, Jr.
agreement distinctions under Article VII,
Section 21 that I discussed above; the ten.133 Sovereignty means the full right and
history of Article XVIII, Section 25; the power of the nation to govern itself, its
motivations that drove the framers to adopt people, and its territory without any
the provision; and the current and interference from outside sources or
entities.134 Within its territory, a nation reigns SCRA 18, 68 (1997), citing Reagan v. Commissioner of
Internal Revenue, 141 Phil. 621, 625; 30 SCRA 968, 973
supreme. If it will allow interference at all, (1969), where the Court discussed the concept of auto-
such interference should be under the limitation, viz.: “It is to be admitted that any State may
terms the nation allows and has accepted;135 by its consent, express or implied, submit to a restriction
beyond those terms, the primacy of of its sovereignty rights. That is the concept of
sovereignty as auto-limitation which, in the succinct
sovereignty is the rule.136 language of Jellinek, ‘is the property of a state-force due
_______________ to which it has the exclusive capacity of legal-self
133 IV Record, Constitutional Commission, pp. 84, determination and self-restriction.’ A State then, if it
659 and 661 (September 16, 1986), which reads: chooses to, may refrain from the exercise of what
MR. AZCUNA: After the agreement expires in 1991, otherwise is illimitable competence.”
the question, therefore, is: Should we extend a new 136 Id.
treaty for these bases to stay put in 1991 in our territory?
The position of the committee is that it should not,
because the presence of such bases is a derogation of
Philippine sovereignty. 576
It is said that we should leave these matters to be 57 SUPREME COURT REPORTS ANNOTATED
decided by the executive, since the President conducts 6
foreign relations and this is a question of foreign policy.
I disagree, Madam President. This is not simply a Saguisag vs. Ochoa, Jr.
question of foreign policy; this is a question of national
sovereignty. x x x Thus, if interference were to be allowed at
FR. BERNAS: My question is: Is it the position of the
committee that the presence of foreign military bases in
all, or if exceptions to full sovereignty within
the country under any circumstances is a derogation of a territory would be allowed, or if there
national sovereignty? would be any ambiguity in the extent of an
MR. AZCUNA: It is difficult to imagine a situation exception granted, the interference,
based on existing facts where it would not. x x x
134 Id. exception or ambiguity must be resolved in
135 See Tañada v. Angara, 338 Phil. 546, 593; 272 favor of the fullest exercise of sovereignty
under the obtaining circumstances. the matters it specifically addresses —
Conversely, if any ambiguity exists at all in foreign military bases, troops, or facilities.
the terms of the exception or in the terms of All these bring up the question that has so
the resulting treaty, then such terms should far been left undiscussed — what are the
be interpreted restrictively in favor of the circumstances that led to the expiration of
widest application of the restrictions the 1947 MBA and what are the foreign
embodied in the Constitution and the laws. military bases, troops, and facilities that
The ponencia cannot be incorrect in stating Article XVIII, Section 25 refers to?
the rule that when terms are clear and
categorical, no need for any forced V.B. The History and Intent of
constitutional construction exists;137 we need Article XVIII, Section 25
not divine any further meaning but must _______________
137 Ponencia, pp. 356-357.
only apply terms in the sense that they are
ordinarily understood.
A flaw, however, exists in the ponencia’s 577
application of verba legis as Article XVIII, VOL. 779, JANUARY 12, 2016
Section 25 is neither plain nor that simple. Saguisag vs. Ochoa, Jr.
As pointed out above, it must be read
together with Article VII, Section 21 for the The history of Article XVIII, Section 25 of the
general rules on the treaty-making process. Constitution is practically summed up in the
It also expressly refers to a historical introductory phrase of the provision —
incident — the then coming expiration of the “After the expiration in 1991 of the
1947 MBA. From these takeoff points, the Agreement between the Republic of the
Article XVIII, Section 25 proceeds to a list of
Philippines and the United States of should be left to the policy makers.
America concerning Military Bases x x x.” Commissioner Adolfo Azcuna expressed
Purely and simply, the framers of the the sentiment of the first group when he
Constitution in 1986 then looked forward to stated in his privilege speech on 16
the expiration of the U.S. bases coming in September 1986 that:
1991 and wanted the terms of any future
foreign military presence governed by the After the agreement expires in 1991, the
Constitution itself. Behind this intent is the question therefore, is: Should we extend a
deeper policy expressed under Article II, new treaty for these bases to stay put in
Section 7 of the Constitution — 1991 in our territory? The position of the
committee is that it should not, because the
The State shall pursue an independent presence of such bases is a derogation of
foreign policy. In its relations with other Philippine sovereignty.
states the paramount consideration shall be
national sovereignty, territorial integrity, It is said that we should leave these matters
national interest, and the right to self- to be decided by the executive, since the
determination. President conducts foreign relations and
this is a question of foreign policy. I disagree,
During the constitutional deliberation on Madam President. This is not simple a
Article XVIII, Section 25, two views were question of foreign policy; this is a question
espoused on the presence of military bases of national sovereignty.
in the Philippines. One view was that
espoused by the anti-bases group; the
other group supported the view that this 577
VOL. 779, JANUARY 12, 2016 577
Saguisag vs. Ochoa, Jr. Despite his view that the presence of
foreign military bases in the Philippines
And the Constitution is anything at all, it is a would lead to a derogation of national
definition of the parameters of the security, Commissioner Azcuna conceded
sovereignty of the people.138 that this would not be the case if the
agreement would allow the foreign military
On the other hand, the second group bases, troops, and facilities to be embodied
posited that the decision to allow foreign in a treaty.140
bases into the country should be left to the _______________
138 III Record, Constitutional Commission 86 (16
policy makers. Commissioner Jose September 1986), p. 659.
Bengzon expressed the position of this 139 IV Record, Constitutional Commission 82 (13
group that: September 1986), pp. 617-618.
140 IV Record, Constitutional Commission 84 (16
September 1986), pp. 661-662, which reads:
x x x this is neither the time nor the forum to FR. BERNAS. My question is: is it the position of the
insist on our views for we know not what lies committee that the presence of foreign military bases in
in the future. It would be foolhardy to the country under any circumstances is a derogation of
national sovereignty?
second-guess the events that will shape the MR. AZCUNA: It is difficult to imagine a situation
world, our region and our country by 1991. based on existing facts where it would not. However, in
It would be sheer irresponsibility and a the abstract, it is possible that it would not be that much
disservice to the highest calibre to our own of a derogation. I have in mind, Madam President, the
argument that has been presented. Is that the reason
country if we were to tie down the hands of why there are U.S. bases in England, in Spain and in
our future governments and future Turkey? And it is not being claimed that their sovereignty
generations.139 is being derogated. Our situation is different from theirs
because we did not lease or rent it is negotiated on a basis of true sovereign equality,
such as a mutual ASEAN defense agreement wherein
an ASEAN force is created and this ASEAN force is a
foreign military force and may have a basis in the
579 member ASEAN countries, this kind of a situation, I think
VOL. 779, JANUARY 12, 2016 would not 579
derogate from sovereignty.
Saguisag vs. Ochoa, Jr. 141 IV Record, Constitutional Commission 86 (18
September 1986), p. 787, which reads:
MR. ROMULO: Madam President, may I propose my
After a series of debates, Commissioner amendment to the Bernas amendment: “AFTER THE
Ricardo Romulo proposed an alternative EXPIRATION OF THE RP-US AGREEMENT IN 1991,
formulation that is now the current Article FOREIGN MILITARY BASES, TROOPS OR
FACILITIES SHALL NOT BE ALLOWED IN THE
XVIII, Section 25.141 He explained that this is PHILIPPINE TERRITORY EXCEPT UNDER THE
an explicit ban on all foreign military bases TERMS OF A TREATY DULY CONCURRED IN BY
other than those of the U.S.142 Based on the THE SENATE, AND WHEN CONGRESS SO
discussions, the spirit of the basing provi- REQUIRES RATIFIED BY A MAJORITY OF THE
VOTES CAST BY THE PEOPLE IN A REFERENDUM
_______________
HELD FOR THAT PURPOSE AND RECOGNIZED AS
these bases to the U.S. The US retained them from us
A TREATY BY THE OTHER CONTRACTING STATE.”
as a colonial power.
142 IV Record, Constitutional Commission 86 (18
xxxx
September 1986), p. 780, which reads:
FR. BERNAS: Does the first sentence tolerate a
FR. BERNAS: On the other hand, Madam President,
situation radically different from what obtains now? In
if we place it in the Transitory Provisions and mention
other words, if we understand sovereignty as auto
only the American State, the conclusion might be drawn
limitation, as a people’s power to give up certain goods
that this applies only to foreign
in order to obtain something which may be more
valuable, would it be possible under this first sentence
for the nation to negotiate some kind of a treaty
agreement that would not derogate against sovereignty? 580
MR. AZCUNA: Yes. For example, Madam President, if 58 SUPREME COURT REPORTS ANNOTATED
0 MR. ROMULO: That is certainly not our meaning. We
do not wish any other foreign military base here and I
Saguisag vs. Ochoa, Jr. think the phrase which says: “NO FOREIGN MILITARY
BASES, TROOPS OR FACILITIES...” makes that very
sions of the Constitution is primarily a clear even if it is in the Transitory Provisions.
143 Bayan (Bagong Alyansang Makabayan) v.
balance of the preservation of the national
Zamora, supra note 69 at p. 652; pp. 483-487, stating
sovereignty and openness to the that:
establishment of foreign bases, troops, or Undoubtedly, Section 25, Article XVIII, which
facilities in the country. specifically deals with treaties involving foreign military
bases, troops, or facilities, should apply in the instant
Article XVIII, Section 25 imposed three case. To a certain extent and in a limited sense,
requirements that must be complied with for however, the provisions of Section 21, Article VII will find
an agreement to be considered valid insofar applicability with regard to the issue and for the sole
as the Philippines is concerned. These purpose of determining the number of votes required to
obtain the valid concurrence of the Senate, as will be
three requirements are: (1) the agreement further discussed hereunder.
must be embodied in a treaty; (2) the treaty xxxx
must be duly concurred in by 2/3 votes of all As noted, the “concurrence requirement” under
Section 25, Article XVIII must be construed in relation to
the members of the Senate;143 and (3) the the provisions of Section 21, Article VII. In a more
agreement must be recognized as a treaty particular language, the concurrence of the Senate
by the other State. contemplated under Section 25, Article XVIII means that
On the second requirement, the two-thirds at least two-thirds of all the members of the Senate
favorably vote to concur with the treaty, the VFA in the
concurrence of all the members of the instant case.
Senate, the people’s representative,144 144 Constitution, Article VII, Section 21. See also
_______________ Bernas, Joaquin, The 1987 Constitution of the Republic
military bases of the United States. The conclusion of the Philippines: A Commentary, pp. 487-488 (1995).
might be drawn that the principle does not apply to other
states.
_______________
580 military bases of the United States. The conclusion
might be drawn that the principle does not apply to other
58 SUPREME COURT REPORTS ANNOTATED
states.
0 MR. ROMULO: That is certainly not our meaning. We
Saguisag vs. Ochoa, Jr. do not wish any other foreign military base here and I
think the phrase which says: “NO FOREIGN MILITARY
BASES, TROOPS OR FACILITIES...” makes that very
sions of the Constitution is primarily a clear even if it is in the Transitory Provisions.
balance of the preservation of the national 143 Bayan (Bagong Alyansang Makabayan) v.
sovereignty and openness to the Zamora, supra note 69 at p. 652; pp. 483-487, stating
that:
establishment of foreign bases, troops, or Undoubtedly, Section 25, Article XVIII, which
facilities in the country. specifically deals with treaties involving foreign military
Article XVIII, Section 25 imposed three bases, troops, or facilities, should apply in the instant
requirements that must be complied with for case. To a certain extent and in a limited sense,
however, the provisions of Section 21, Article VII will find
an agreement to be considered valid insofar applicability with regard to the issue and for the sole
as the Philippines is concerned. These purpose of determining the number of votes required to
three requirements are: (1) the agreement obtain the valid concurrence of the Senate, as will be
further discussed hereunder.
must be embodied in a treaty; (2) the treaty
xxxx
must be duly concurred in by 2/3 votes of all As noted, the “concurrence requirement” under
the members of the Senate; and (3) the
143
Section 25, Article XVIII must be construed in relation to
agreement must be recognized as a treaty the provisions of Section 21, Article VII. In a more
particular language, the concurrence of the Senate
by the other State. contemplated under Section 25, Article XVIII means that
On the second requirement, the two-thirds at least two-thirds of all the members of the Senate
concurrence of all the members of the favorably vote to concur with the treaty, the VFA in the
instant case.
Senate, the people’s representative,144
144 Constitution, Article VII, Section 21. See also
Bernas, Joaquin, The 1987 Constitution of the Republic a treaty.” In that case, since the U.S. had
of the Philippines: A Commentary, pp. 487-488 (1995).
already declared its full commitment to the
1998 VFA,147 we declared that it was
581
unnecessary for the U.S. to further submit
VOL. 779, JANUARY 12, 2016 the agreement
581 to the U.S. Senate.148
Saguisag vs. Ochoa, Jr. This history highlights the importance of the
issue now before us, and stresses as well
may be viewed as the people’s “voluntary how seriously the Constitution regards the
submission” of their sovereignty so they can Senate concurrence requirement. Thus, the
reap the greater benefits of the agreement issue can neither be simply glossed over
that the President, as policymaker, entered nor disregarded on the basis of stretched
into. legal technicalities. In case of doubt, as
When the Congress so requires, the above discussed, such doubt should be
agreement should be ratified by a majority resolved strictly in favor of what the
of the votes cast by the people in a national Constitution requires in its widest sense.
referendum held for that purpose.145 This
additional requirement evinces the framers’ V.C. Historical Roots of the U.S. Bases
intent to emphasize the people’s direct in the Philippines
participation in treaty-making.
In Bayan v. Zamora,146 the Court relaxed the As a U.S. colony after the Treaty of Paris
third requirement when it ruled that it is of 1898, the whole Philippines could be
sufficient that “the other contracting party equated to one big American base: the U.S.
accepts or acknowledges the agreement as had sovereignty and had a free hand on
how to deal with defense matters and its
military forces in the Philippines. Prior to independence, the Act allowed the
_______________ U.S to maintain military forces in the
145 Constitution, Article XVIII, Section 25.
146 Bayan (Bagong Alyansang Makabayan) v.
Philippines and to call all military forces of
Zamora, supra note 69. the Philippine government into U.S. military
147 Id., at p. 659; p. 488. service.152 The Act empowered the U.S.
148 Id., at pp. 656-659; p. 488. President, within two years following
independence, to negotiate for the
establishment of U.S. naval reservations
582
and fueling stations in the Philippine
58 SUPREME COURT REPORTS ANNOTATED 153
2
Islands.
The negotiations for American bases that
Saguisag vs. Ochoa, Jr.
took place after independence resulted in
the 1947 MBA.
The Tydings-McDuffie Act of 1934 provided
for the Philippines’ self-government and
V.C(1) The 1947 Military Bases
specified a procedural framework for the
Agreement
drafting of a constitution for the government
of the Commonwealth of the Philippines149
The 1947 MBA between the Philippines
within two years from the Act’s enactment.150
and the U.S. was signed on March 16,
The Act, more importantly, mandated the
1947. The agreement officially allowed
recognition by the U.S. of the independence _______________
of the Philippine Islands as a separate and 149 The Tydings-McDuffie Act, also known as the
self-governing nation after a ten-year Philippine Independence Act, was entitled “An Act to
Provide for the Complete Independence of the
transition period.151
Philippine Islands, to provide for the Adoption of a
Constitution and a Form of Government for the American airbase outside of the continental
Philippine Islands, and for other purposes.” It was
signed into law by President Franklin D. Roosevelt on
U.S.A., and the Subic Naval Base in
March 24, 1934 and was approved by the Philippine Zambales.
Senate on May 1, 1934. See Encyclopedia Britannica, The bases covered by the 1947 MBA were
Tydings-McDuffie Act, available at fixed bases where American structures and
http:/www.britanica.com/topic/Tydings-McDuffie-Act
and http://www.philippine-history.org/tydings-mcduffie- facilities had been built and arms, weapons,
law.htm. and equipment were deployed and stored,
150 Tydings-McDuffie Act, Section 3. and where troops and civilian personnel
151 Id., Section 10.
152 Id., Section 2(12). See also Ordinance
were stationed, together with their families.
appended to 1935 Constitution, Section 1(12). Other provisions of the 29-article 1947 MBA
153 Id., Section 10(b). were the following:
• The bases were properties over which the
U.S. originally exercised sovereignty
583 but this was subsequently transferred
VOL. 779, JANUARY 12, 2016 to 583
the Philippines pursuant to the
Saguisag vs. Ochoa, Jr. Romulo-Murphy Agreement of 1979.
After the transfer, the U.S. and its
the U.S. to establish, maintain, and operate armed forces and personnel were
air and naval bases in the country.154 It granted rent-free access up to the
provided for about 23 listed bases and expiration of the Agreement.156
facilities for use by Americans for a period _______________
of 99 years.155 The most important of these 154 The 1947 MBA Whereas Clause, par. 7, states:
THEREFORE, the Governments of the Republic of
bases were the 180,000-acre Clark Air the Philippines and of the United States of America
Base in Pampanga, then the biggest agree upon the following terms for the delimitation,
establishment, maintenance, and operation of military
• The U.S. had the right, power and
bases in the Philippines.
authority
155 1947 MBA, Article XXIX; see Annexes A and B
necessary for the
of the 1947 MBA. establishment, operation, and defense
156 The 1947 MBA Whereas clause states: of the bases and their control,158
Whereas, the Governments of the Republic of the
specifically:
Philippines and of the United States of America are
◦ To operate, maintain, utilize, occupy,
desirous of cooperating in the common defense of their
two countries through arrangements consonant with the garrison, and control the bases;

procedures and objectives of the United Nations, and
To improve and deepen the harbors,
particularly through a grant to the United States of
America by the Republic of the Philippines in the
channels and entrances and
anchorage, and to construct and
exercise of its title and sovereignty, of the use, free of
rent, in furtherance of the mutual interest of both maintain necessary roads and
countries, of certain lands of the public domain. x x xbridges accessing the bases;
(Emphases supplied)
◦ To control the operation and safety of
the bases and all the structures
584
and facilities in them;
58 SUPREME COURT REPORTS ANNOTATED ◦ To acquire right-of-way by
4 agreement and to construct
Saguisag vs. Ochoa, Jr. telecommunication and other
facilities;
• The bases were for the mutual protection ◦ To construct, install, maintain and
and cooperation of the two countries employ on any base any type of
and for this purpose were for their use facilities, weapons, substance,
as U.S. and Philippine military device, or vessel as may be
installations.157 necessary;
◦ To bring into the Philippines
members of the U.S. military • The U.S. base commanders had the right
forces and U.S. nationals to tax, distribute utilities, hand out
employed under contract by the licenses, search without warrants, and
U.S. with the families, as well as deport undesirables.161
technical personnel of other Complementing the signing of the 1947
nationalities not otherwise MBA was the signing of the Military
excluded from the Philippines. Assistance Agreement of 1947 and the
• The Philippine government was prohibited 1951 MDT.
from granting any bases to other Over the years, various provisions of the
nations without U.S. consent.159 
 1947 MBA were amended, gradually
• The U.S. was permitted to recruit Filipino delimiting U.S. control over the bases.162
citizens, on voluntary basis, for service
in the American military.160 _______________
161 Id., Articles XI, XII, XIII, XIV, and XV.
• 162 The Ramos-Rusk Agreement of 1966 reduced
_______________
the term of the 1947 Bases Treaty to a total of 44 years
157 1947 MBA, Whereas Clause, Articles II and III.
or until 1991.
158 Id., Articles II, III, IV, VI, and VII.
The Bohlen-Serrano Memorandum of Agreement
159 Id., Article XXV(1).
provided for the return to the Philippines of 17 U.S.
160 Id., Article XXVII.
military bases.
The Romulo-Murphy exchange of Notes of 1979
recognized Philippine sovereignty over the Clark and
585 Subic Bases, reduced the area that could be used by
VOL. 779, JANUARY 12, 2016 the U.S. military,
585 and provided for the mandatory review
of the 1947 Bases Treaty every five years.
Saguisag vs. Ochoa, Jr. The Romualdez-Armacost Agreement of 1983
revised the 1947 Bases Treaty, particularly pertaining to
On September 16, 1966, the Ramos-Rusk
the operational use of military/bases by the U.S.
Agreement reduced its term to 25 years
government within the context of Philippine sovereignty,
starting from that year.
including the need for prior consultation with the
A review of the 1947 MBA in 1979 led to the
Philippine government on the former’s use of the bases
for military combat operations or the establishment of
formal transfer of control of Clark and Subic
long-range missiles.
bases to the Philippines.163 Thus, these
The 1947 Military Assistance Agreement (1947 MAA)
bases became
entered into by the President with the U.S. pursuant to Philippine military
the authority granted under Republic Act No. 9. The
installations containing U.S. military
Agreement established the conditions under which the
facilities. The review also provided that
U.S. military assistance would be granted to the
each base would be under a Filipino base
Philippines, particularly the provision of military arms,
commander; the Philippine flag was to fly
ammunitions, supplies, equipment, vessels, services,
and training for the latter’s defense forces.
singly in the bases; the Philippine
The 1953 Exchange of Notes Constituting an
government was to provide security along
Agreement Extending the Agreement Between the
the bases’ perimeters; and the review of the
Government of the Republic of the Philippines and the
agreements would take place every five
Government of the United States of America on Military
Assistance to the Philippines (1953 Agreement) clarified
years starting in 1979.164
that the 1947 Agreement would remain in force until
terminated by any of the parties. On September 16, 1991, the Philippine
Senate rejected the proposed RP-US
Treaty of Friendship, Cooperation and
586 Security that would have extended the life
58 SUPREME COURT REPORTS ANNOTATED
of the bases for 10 more years.165 The 1947
6 MBA was terminated on December 21,
Saguisag vs. Ochoa, Jr. 1992 when the 25-year tenure lapsed. This
prompted the U.S. to vacate its bases
effective at the end of December 1992.166 Saguisag vs. Ochoa, Jr.
_______________
163 See Romulo-Murphy Exchange of Notes of
1979.
The departure of the U.S. warship Bellau
164 See Official Gazette, Report of President Wood marked the closure of American
Marcos to the Batasang Pambansa, January 15, 1979. military bases in the country.167
165 Bayan (Bagong Alyansang Makabayan) v. With the expiration of the 1947 MBA, the
Zamora, supra note 69 at p. 632; p. 464, which states:
In view of the impending expiration of the RP-U.S. detailed arrangements for the presence of
Military Bases Agreement in 1991, the Philippines and U.S. military forces and facilities in the
the U.S. negotiated for a possible extension of the Philippines, particularly those listed above,
military bases agreement. On September 16, 1991, the
Philippine Senate rejected the proposed RP-U.S. Treaty
similarly ended, leaving only the general
of Friendship, Cooperation and Security which, in effect, arrangements under the 1951 Mutual MDT.
would have extended the presence of U.S. military
bases in the Philippines. V.C(2) The 1951 Mutual Defense
166 Philippine Communications Satellite
Corporation v. Globe Telecom, Inc., 473 Phil. 116, 122; Treaty
429 SCRA 153, 156 (2004), which states:
On 31 December 1991, the Philippine Government The 1951 MDT was signed on August
sent a Note Verbale to the U.S. Government through the
30, 1951, while the U.S. was establishing a
U.S. Embassy, notifying it of the Philippines’ termination
of the RP-US Military Bases Agreement. The Note number of bilateral defense alliances with
Verbale stated that since the RP-US Military Bases key Asian States as it positioned itself to
Agreement, as amended, shall ter- contain communist expansion in Asia in
the period following World War II and the
Korean War. Despite periods of drift, its
587
relationship with its Asian allies provided
VOL. 779, JANUARY 12, 2016 587
the U.S. support and assistance
throughout the Cold War and during the 588
Vietnam War.168 58 SUPREME COURT REPORTS ANNOTATED
The 1951 MDT provided the general 8
terms of the defense alliance between the Saguisag vs. Ochoa, Jr.
U.S. and the Philippines; the more detailed
terms were reflected in the earlier 1947 The 1947 MBA and the 1951 MDT were the
MBA that expired and was not renewed in counterparts of U.S. agreements with the
1991. North Atlantic Treaty Organization (NATO)
_______________ countries. One of those agreements was
minate on 31 December 1992, the withdrawal of all U.S. the NATO Status of Forces Agreement
military forces from Subic Naval Base should be
completed by said date.
(NATO-SOFA), a multilateral agreement
167 Anderson, Gerald, Subic Bay From Magellan to that applies to all the NATO member
Pinatubo: The History of the US Naval Station, Subic countries.169
Bay, p. 181 (2006), available at After the World War II, the U.S. maintained
https://books.google.com.ph/books?id=OfPs0NH5EuA
C&printsec=frontcover&dq=subic+bay+from+magellan various European bases.170 Despite the
+to+pinatubo&hl=en&sa=X&ved=0ahUKEwjvitrLrNjJAh presence of these bases, the U.S. entered
UBJ5QKHcBICAUQ6AEIJDAA#v=onepage&q=subic% into the NATO-SOFA on June 19, 1951, to
20bay%20from%20magellan%20to%20pinatubo&f=fal
se.
define the terms for the deployment and
168 Vaughn, Bruce, “U.S. Strategic and Defense status of its military forces in these
Relationships in the Asia-Pacific Region” U.S. countries.171 Most of the other NATO states,
Congressional Research Service Report for Congress however,
(January 22, 2007). Available at _______________
https://www.fas.org/sgp/crs/row/RL33821.pdf. 169 Mason, R. Chuck, “Status of Forces Agreement
(SOFA): What is it, how is it utilized?” U.S.
Congressional Research Service Report for Congress
(March 15, 2012). Available at
https://wvvw.fas.org/sgp/crs/natsec/RL34531.pdf.
170 For an illustrated depiction of the increase of
589
U.S. military bases around the world before (1939) and
after (1945) World War III, see Vine, David, supra note VOL. 779, JANUARY 12, 2016
77 at pp. 32-36. Saguisag vs. Ochoa, Jr.
171 See Mason, supra, stating that the U.S. and
Germany entered into a supplemental agreement to the
NATO-SOFA (as provided in 14 U.S.T. 531; T.I.A.S. required ratification and implementing
5351. Signed at Bonn, August 3, 1959. Entered into legislation, with additional agreements to
force July 1, 1963) and additional exchange of notes implement the NATO-SOFA.172
related to specific issues (14 U.S.T. 689; T.I.A.S. 5352;
490 U.N.T.S. 30. Signed at Bonn, August 3, 1959.
The 1951 MDT provides for an alliance —
Entered into force July 1, 1963). that both nations would support one another
Also, the Manila Pact entered into on September 8, if either the Philippines or the U.S. would be
1954 by the U.S., the Philippines, Australia, France, attacked by an external party.173 It states that
New Zealand, Pakistan, and Thailand, whereby the
parties agreed, among others, to: settle any each party shall either, separately or jointly,
international disputes in which they may be involved by through mutual aid, acquire, develop and
peaceful means in such a manner that international maintain their capacity to resist armed
peace and security and justice are not endangered, and
to refrain in their international relations from the threat
attack.174 It provides for a mode of
or use of force in any manner inconsistent with the consultations to determine the 1951 MDT’s
purposes of the United Nations; and separately and appropriate implementation measures and
jointly, by means of continuous and effective self-help when either of the parties determines that
and mutual aid will maintain and develop their individual
and collective capacity to resist armed attack and to their territorial integrity, political
prevent and counter subversive activities directed from independence, or national security is
without against their territorial integrity and political threatened by armed attack in the Pacific.175
stability. See Southeast Asia Collective Defense Treaty
An attack on either party will be acted upon
(September
in accordance with their constitutional 175 Id., Article III.
176 Id., Article IV.
processes and any armed attack on either 177 Id., Article V.
party will be brought to the attention of the
United Nations for immediate action.176
The accord defines the meaning of an 590
armed attack as including armed attacks by 59 SUPREME COURT REPORTS ANNOTATED
a hostile power on a metropolitan area of 0
either party, on the island territories under Saguisag vs. Ochoa, Jr.
their jurisdiction in the Pacific, or on their
armed forces, public vessels, or aircrafts in anteed to defend the security of the
the Pacific.177 The U.S. government guar- Philippines against external aggression but
_______________
not necessarily against internal subversion.
8, 1954), 209 U.N.T.S. 28-30, available at
https://treaties.un.org/doc/Publication/UNTS/Volume% The treaty expressly stipulates that its terms
20209/v209.pdf. are indefinite and would last until one or
172 For example, the U.S. entered into both parties terminate the agreement by a
supplementary agreement with the Federal Republic of
Germany (which acceded to the NATO-SOFA in 1963)
one-year advance notice.178 The treaty
with respect to allied forces stationed permanently in subsequently became the basis for an
Germany, see Fleck, Dieter, The Handbook of the Law annual joint exercise, known as Balikatan,
on Visiting Forces, p. 353 (2001). between the Philippines and the U.S.179
173 The 1951 MDT states the Parties’ objective
“[d]esiring to declare publicly and formally their sense of On the whole, the 1951 MDT embodied an
unity and their common determination to defend alliance and defense agreement, focused
themselves against external armed attack, so that no as it is on joint action and defenses against
potential aggressor could be under the illusion that
either of them stands alone in the Pacific Area.”
armed external attacks. It made no
174 1951 MDT, Article II. provision for bases, troops, or facilities
which the 1947 MBA contained and which 380 SCRA 739, 742-743 (2002), which states: These
so-called “Balikatan” exercises are the largest combined
lapsed when the MBA’s term expired. training operations involving Filipino and American
troops. In theory, they are a simulation of joint military
V.C(3) The 1998 Visiting Forces maneuvers pursuant to the Mutual Defense Treaty, a
Agreement bilateral defense agreement entered into by the
Philippines and the United States in 1951.
180 See Moderno, H. Marcos, “A Decade of US
The 1998 VFA came after the expiration Troops in Mindanao: Revisiting the Visiting Forces
of the 1947 MBA in 1991 and opened a Agreement (2),” MindaNews,
limited window for the presence of
American troops in the Philippines. It was
591
entered into during the era when the U.S.
VOL. 779, JANUARY 12, 2016
was envisioning “access” as a new
Saguisag vs. Ochoa, Jr.
approach in maintaining its presence in
Southeast Asia. Instead of permanent
bases, the approach sought bilateral In line with the American approach, the
arrangements — like those with Singapore 1998 VFA allows the rotational presence of
— for training, exercises, and U.S. military forces and their operations
interoperability to allow for uninterrupted anywhere in the Philippines for a temporary
forward deployment in the Asian region; but undefined length of time to train and
their continued presence in the region inter-operate with the Philippine armed
assures faster response to developments forces and to use their facilities. The
in flash points in the eastern hemisphere.180 Philippines retains jurisdiction over criminal
_______________ cases, including capital offenses, involving
178 Id., Article VIII. U.S. troops.181
179 Lim v. Executive Secretary, 430 Phil. 555, 562;
In BAYAN v. Zamora,182 the Court held that supplies.
Undoubtedly, Section 25, Article XVIII, which
although the agreement did not entail the specifically deals with treaties involving foreign military
permanent basing of a foreign military force, bases, troops, or facilities, should apply in the instant
it required a treaty because Article XVIII, case. To a certain extent and in a limited sense,
Section 25 of the Constitution covers not however, the provisions of Section 21, Article VII will find
applicability with regard to the issue and for the sole
only the presence of bases but also the purpose of determining the number of votes required to
presence of “troops.”183 As a treaty, the 1998 obtain the valid concurrence of the Senate, as will be
VFA required the concurrence of the further discussed hereunder.
Senate pursuant to Article VII, Section 21 of
the Constitution.
592
_______________ 59 SUPREME COURT REPORTS ANNOTATED
April 24, 2012, available at 2
http://www.mindanews.com/special- Saguisag vs. Ochoa, Jr.
reports/2012/04/24/a-decade-of-us-troops-in-
mindanao-revisiting-the-visiting-forces-agreement-2/.
181 1998 VFA, Article V. The Court also held that the Philippines is
182 Bayan (Bagong Alyansang Makabayan) v. bound to accept an official declaration by
Zamora, supra note 69.
the U.S. to satisfy the requirement that the
183 Id., at p. 652; p. 483, which states:
On the whole, the VFA is an agreement which other contracting party must recognize the
defines the treatment of United States troops and agreement as a treaty.184 It noted that the
personnel visiting the Philippines. It provides for the Vienna Convention on the Law of Treaties
guidelines to govern such visits of military personnel,
and further defines the rights of the United States and
leaves each state free to choose its form of
the Philippine government in the matter of criminal giving consent to a treaty.185
jurisdiction, movement of vessel and aircraft,
importation and exportation of equipment, materials and
V.D. The EDCA recognized as a treaty means that the other contracting
party accepts or acknowledges the agreement as a
treaty. To require the other contracting state, the United
As heretofore outlined, the U.S. States of America in this case, to submit the VFA to the
adopted the “Pivot to Asia” strategy United States Senate for concurrence pursuant to its
beginning 2009 under the administration of Constitution, is to accord strict meaning to the phrase.
185 Bernas, Joaquin, supra note 144 at pp. 1400-
President Barack Obama. In the article 1401.
Explaining the U.S. Pivot to Asia, Kurt 186 See Campbell, Kurt & Andrews, Brian,
Campbell and Brian Andrews enumerated Explaining the US ‘Pivot’ to Asia, pp. 3-8, August 2013,
Chatham House, available at
six key efforts under the U.S.’s “Pivot to https://www.chathamhouse.org/sites/files/chathamhous
Asia” policy, namely: alliances; improving e/public/Research/Americas/0813pp_pivottoasia.pdf.
relationships with emerging powers; 187 Id., at p. 8.
economic statecraft; engaging with multi-
lateral institutions; support for universal
values; and increasing military presence.186 593
On military presence, the operative VOL. 779, JANUARY 12, 2016
word is “presence”: the forward Saguisag vs. Ochoa, Jr.
deployment of U.S. military forces in
Asia.187 The EDCA perfectly fits the
American strategy as it allows the graphically dispersed, politically sustainable
prepositioning of equipment and supplies force posture in the region.”188
in agreed locations to enhance the U.S.’s The EDCA was signed on April 28, 2014, in
“development of a geo- Manila, by Philippine Defense Secretary
_______________ Voltaire Gazmin, and U.S. Ambassador to
184 Id., at p. 657; p. 488, which states: the Philippines Philip Goldberg, in time for
This Court is of the firm view that the phrase
the official state visit by U.S. President of the VFA. This includes:
Barack Obama. The 10-year accord is the
second military agreement between the U.S. (a) Supporting the Parties’ shared goal of
and the Philippines (the first being the 1998 improving interoperability of the Parties’
VFA) since American troops withdrew from forces and for the Armed Forces of the
its Philippines naval base in 1992. Philippines (“AFP”), addressing short-term
The agreement allows the U.S. to station capabilities gaps; promoting long-term
troops and operations on Philippine territory modernization, and helping maintain and
without establishing a permanent base189 develop additional maritime security,
and with the stipulation that the U.S. is not maritime domain awareness, and
allowed to store or position any nuclear humanitarian assistance and disaster relief
weapons on Philippine territory.190 capabilities; and
The EDCA was entered into for the _______________
188 Id.
following purposes: 189 EDCA, Preamble, par. 5.
190 Id., Article IV, par. 6.
1. This Agreement deepens defense
cooperation between the Parties and
maintains and develops their individual and 594
collective capacities, in furtherance of 59 SUPREME COURT REPORTS ANNOTATED
Article II of the MDT, which states that “the 4
Parties separately and jointly by self-help Saguisag vs. Ochoa, Jr.
and mutual aid will maintain and develop
their individual and collective capacity to (b) Authorizing access to Agreed Location
resist armed attack,” and within the context in the territory of the Philippines by United
States forces on a rotational basis as right to use certain identified portions of the
mutually determined by the Parties. Philippine territory referred to in the EDCA
2. In furtherance of the MDT, the Parties as Agreed Locations. This right is fleshed
mutually agree that this Agreement out in the EDCA when the agreement
provides the principal provisions and identifies the privileges granted to the US in
necessary authorizations with respect to bringing in troops and facilities, in
Agreed Locations. constructing structures, and in conducting
3. The Parties agree that the United activities.192
States may undertake the following types of The EDCA is effective for 10 years, unless
activities in the territory of the Philippines in both the U.S. and the Philippines formally
relation to its access to and use of Agreed agree to alter it.193 The U.S. is bound to hand
Locations: security cooperation exercises; over any and all facilities in the “Agreed
joint and combined training activities; Locations” to the Philippine government
humanitarian assistance and disaster relief upon the termination of the Agreement.
activities; and such other activities as may In terms of contents, EDCA may be divided
be agreed upon by the Parties.191 into two:
_______________
191 Id., Article I.
To summarize, the EDCA has two main 192 Id., Article III.
purposes: 193 Id., Article XII(4).
First, it is intended as a framework for
activities for defense cooperation in
accordance with the 1951 MDT and the 595
1998 VFA. VOL. 779, JANUARY 12, 2016
Second, it grants to the U.S. military the Saguisag vs. Ochoa, Jr.
V.D(1) Does the EDCA involve the
First, it reiterates the purposes of the 1951 entry
MDT and the 1998 VFA in that it affirms the of military bases to the Philippines as en-
continued conduct of joint activities visioned under Article XVIII, Section 25?
between the U.S. and the Philippines in
pursuit of defense cooperation. V.D(1)(i) The Concept of a Foreign
Second, it contains an entirely new Military Base
agreement pertaining to Agreed Locations,
the right of the U.S. military to stay in these A reading of the EDCA will reveal that it
areas and conduct activities which may not pertains to the presence in this country of a
be imbued with mutuality of interests since foreign military base or the modern
they do not involve defense cooperation. equivalent of one. While Article XVIII,
The latter provides support for two Section 25 mentions no definition of what a
interrelated arguments that I will forward in foreign military base, troops, or facility is,
this Opinion. First, the EDCA refers to the these terms, at the time the 1987
presence of foreign military bases, troops, Constitution was drafted, carried a special
and facilities in this jurisdiction. Second, the meaning. In fact, this meaning was the
EDCA is not a mere implementation of, but compelling force that convinced the
goes beyond, the 1951 MDT and the 1998 framers to include Article XVIII, Section 25
VFA. It is an agreement that introduces new in the 1987 Constitution.
terms and obligations not found in the 1951 More specifically, when the framers of
MDT and the 1998 VFA, and thus requires the 1987 Constitution referred to foreign
the concurrence of the Senate. military bases, they had in mind the
MBA established U.S. military bases in the
596 Philippines. It is in this technical and precise
59 SUPREME COURT REPORTS ANNOTATED meaning that the term military base was
6 used. It is this kind of military bases that
Saguisag vs. Ochoa, Jr. Article XVIII, Section 25 intends to cover,
subject to specific qualifications.
then existing 1947 MBA. This is apparent
194
Hence, the concept of military bases as
from the text of the provision itself which illustrated in the 1947 MBA should be taken
makes direct reference to the treaty, as well into account in ascertaining whether the
as from the exchanges of the framers of the EDCA contemplates the establishment of
1987 Constitution prior to their vote on the foreign military bases. This reality renders a
proposed provision. 195
comparison of the 1947 MBA and the EDCA
In construing the meaning of statutes and of appropriate.
the Constitution, one aim is to discover the _______________
meaning that the framers attached to the 194 V Record, Constitutional Commission, p. 105.
(October 11, 1986), which reads:
particular word or phrase employed.196 The Mr. Benntagen: Point of information. I have with me
pertinent statute or provision of the a book of Patricia M. Paez, The Bases Factor, the
Constitution must then be “construed as it authority on US relations. And reference to the
was intended to be understood when it was agreement reads this way: Agreement between the
Republic of the Philippines and the United States of
passed.”197 America concerning military bases.
Thus, a proper interpretation of the meaning Mr. Azcuna: That is the official title. Why do we not
of foreign military bases must take into use that? After the expiration of the agreement x x x.
195 Id.
account how it was understood by the 196 Alcantara, Samson, Statutes, p. 58 (1997 ed.);
framers in accordance with how the 1947 see also Agpalo, Ruben, Statutory Construction, 6th ed.,
p. 282. to take into account the developments
197 Ernesto v. Court of Appeals, 216 Phil. 319, 327-
328; 131 SCRA 347, 356 (1984).
under the new U.S. “Pivot to Asia” strategy.

V.D(1)(ii) EDCA and the 1947 MBA


597 Compared
VOL. 779, JANUARY 12, 2016 597
Saguisag vs. Ochoa, Jr. A first material point to note is that the
obligations under the EDCA are similar to
To clarify this position, it is not that the the obligations found in the 1947 MBA. To
framers of the 1987 Constitution had in support this view, I present below a side by
mind the specific existing foreign military side comparison of the relevant provisions
bases under the 1947 MBA when they of the EDCA and the 1947 MBA.
drafted Article XVIII Section 25. Such a
position unjustifiably assumes that the
framers lacked foresight and merely
allowed themselves to be solely limited by
the existing facts.
Rather, my position is that it is the concept
of a foreign military base under the 1947
MBA, and not the specific military bases
listed in its Annexes, that should be
determinative of what the Constitution
intends to cover. The foreign military base
concept should necessarily be adjusted, too,
598
59 SUPREME COURT REPORTS ANNOTATED
8
Saguisag vs. Ochoa, Jr.
599
VOL. 779, JANUARY 12, 2016 599
Saguisag vs. Ochoa, Jr.
600
60 SUPREME COURT REPORTS ANNOTATED
0
Saguisag vs. Ochoa, Jr.
601
VOL. 779, JANUARY 12, 2016 601
Saguisag vs. Ochoa, Jr.
While the 1947 MBA grants broader powers
to the U.S., due perhaps to the geopolitical
context under which the agreement was 602
forged (the 1947 MBA had an international, 60 SUPREME COURT REPORTS ANNOTATED
in contrast with EDCA’s Asian, focus), the 2
EDCA and the 1947 MBA essentially Saguisag vs. Ochoa, Jr.
pursue the same purpose — the
identification of portions of Philippine Further, even independently of the concept
territory over which the U.S. is granted of military bases under the 1947 MBA, the
certain rights for its military activities. provisions of the EDCA itself provide a
These rights may be categorized into four: compelling argument that it seeks to allow
(1) the right to construct structures and in this country what Article XVIII, Section 25
other facilities for the proper functioning of intends to regulate.
the bases; There exists no rigid definition of a military
(2) the right to perform activities for the base. However, it is a term used in the field
defense or security of the bases or Agreed of military operations and thus has a
Locations; generally accepted connotation. The U.S.
(3) the right to preposition defense Department of Defense (DoD) Dictionary of
equipment, supplies and materiel; and Military and Associated Terms defines a
(4) other related rights such as the use of base as “an area or locality containing
public utilities and public services. installations which provide logistic or other
support”; home carrier.198
Only those who refuse to see cannot Under our laws, we find the definition of a
discern these undeniable parallelisms. military base in Presidential Decree No.
1227 which states that a military base is http://www.dnizhawaii.org/wp-
content/uploads/2008/12/global_posture.pdf.
“any military, air, naval, coast guard
reservation, base, fort, camp, arsenal, yard,
station, or installation in the Philippines.”199 603
A military base connotes the presence, in a VOL. 779, JANUARY 12, 2016
relatively permanent degree, of troops and Saguisag vs. Ochoa, Jr.
facilities in a particular area.200
In 2004, the U.S. DoD released
Strengthening U.S. Global Defense Posture, Main Operating Base (MOB)
a report to U.S. Congress about the
renewed U.S. global position.201 The U.S. Main operating bases, with permanently
DoD redefined and reclassified their military stationed combat forces and robust
bases in three categories: infrastructure, will be characterized by
_______________
198 US Department of Defense, Joint Publication 1- command and control structures, family
02, Department of Defense Dictionary of Military and support facilities, and strengthened force
Associated Terms, p. 21 (2015), available at protection measures. Examples include
<http://www.dtic.mil/doctrine/new_pubs/jp1_02.pdf>.
199 Presidential Decree No. 1227, Section 2.
Ramstein Air Base (Germany), Kadena Air
200 IV Record, Constitutional Commission, p. 86 Base (Okinawa, Japan), and Camp
(September 18, 1986): Humphreys (Korea).
Fr. Bernas: By the term ‘bases,’ were we thinking of
permanent bases?
Mr. Maambong: Yes. Forward Operating Site (FOS)
201 US DoD, Strengthening U.S. Global Defense
Posture: Report to Congress, U.S. Department of Forward operating site will be an
Defense, pp. 10-11 (2004). Available at
expandable “warm facilities” maintained prepositioned equipment.
with a limited US military support presence Finally, an FOS facility does not need to
and possibly prepositioned equipment. be owned by the U.S. (i.e., the Sembawang
FOSs will support rotational rather than Port Facility and the Paya Lebar Airfield in
permanently stationed forces and be a Singapore). FOSs are generally bases that
focus for bilateral and regional training. support forward-deployed rather than
Examples include the Sembawang port forward-based forces.203
facility in Singapore and Soto Cano Air _______________
202 Krepinevich, Andrew and Work, Robert, A New
Base in Honduras. Global Defense Posture for the Second Transoceanic
Era, p. 19 (2007).
The following are the key characteristics of 203 Id., at p. 18.
an FOS:
First, an FOS is an expandable/scalable
facility. Andrew Krepinevich and Robert 604
Work noted that an FOS can support both 60 SUPREME COURT REPORTS ANNOTATED
small and large forces, and can be readily 4
expanded to serve as expeditionary or Saguisag vs. Ochoa, Jr.
campaign bases should a crisis erupt
nearby.202 The third classification of military bases is a
Second, the facility is maintained or “kept Cooperative Security Location, described
warm” by limited U.S. military support as follows:
personnel or U.S. military contractors. It
hosts rotational rather than permanently Cooperative Security Location (CSL)
stationed forces. An FOS may also house
Cooperative security locations will be permanent presence.205 Notably, these
facilities with little or no permanent U.S. access agreements are less expensive to
presence. Instead they will be maintained operate and maintain than MOBs.206
with periodic service, contractor, or host- Moreover, FOSs and CSLs allow overseas
nation support. CSLs will provide military presence with a lighter footprint.207
contingency access and be a focal point for To go back to the EDCA, it notably allows
security cooperation activities. A current the U.S. to use the Agreed Locations for the
example of a CSL is in Dakar, Senegal, following activities: “training,
where the U.S. Air Force has negotiated _______________
204 US DoD, supra note 201.
contingency landing, logistics, and fuel 205 Charbonneau, Bruno and Cox, Wayne, Locating
contracting arrangements, and which Global Order: American Power and Canadian Security
served as a staging area for the 2003 peace after 9/11, p. 65 (2010).
support operation in Liberia.204 206 Pettyjohn, Stacie, “Minimalist International
Interventions: For the Future US Overseas Presence,
Access Agreement Are Key” Summer 2013, RAND
The GDPR emphasized that the U.S.’s plan Corporation, available at
is to establish a network of FOSs and CSLs http://www.rand.org/pubs/periodicals/rand-
review/issues/2013/summer/for-the-future-us-
in Asia-Pacific to support the global war on overseas­presence.html.
terrorism and to provide multiple avenues of 207 Id., at p. 2.
access for contingency operations. These
facilities serve to expand training
opportunities for the U.S. and the host- 605
country. FOSs and CSLs allow U.S. forces VOL. 779, JANUARY 12, 2016
to use these areas in times of crisis while Saguisag vs. Ochoa, Jr.
avoiding the impression of establishing a
transit, support and related activities, and (iii) such other activities as the Parties
refueling of aircraft; bunkering of vessels; may agree.
temporary maintenance of vehicles, vessels, 2. Article IV, par. 1: U.S. forces are
and aircraft; temporary accommodation of allowed to preposition and store defense
personnel; communications; prepositioning equipment, supplies, material
of equipment, supplies, and materiel; (“prepositioned materiel”), including, but not
deploying forces and materiel and such limited to, humanitarian assistance and
other activities as the Parties may agree.”208 disaster relief equipment, supplies, and
In order to carry out these activities, the materiel, at agreed locations.
EDCA allows U.S. military personnel to 3. Article IV, par. 3: The prepositioned
enter and remain in Philippine territory. It materiel is for the exclusive use of U.S.
grants the U.S. the right to construct forces and full title shall belong to the U.S.
structures and assemblies.209 It also allows _______________
208 EDCA, Article III, Section 1.
the U.S. to preposition defense equipment, 209 Id., Article V, Sec. 2.
supplies and materiel.210 The U.S. personnel 210 Id., Article IV, Sec. 1.
may also use the Agreed Locations to refuel 211 Id.
aircraft and bunker vessels.211
Stockpiling of military materiel in the
Philippines is explicitly permitted under the 606
following EDCA provisions: 60 SUPREME COURT REPORTS ANNOTATED
1. Article III, par. 1: The activities allowed 6
on the agreed locations include: (i) the Saguisag vs. Ochoa, Jr.
prepositioning of equipment, supplies, and
materiel; (ii) deploying forces and materiel; 4. Article IV, par. 4: The U.S. forces and U.S.
contractors shall have unimpeded access to exclusive control. Clearly, this is a military
the agreed locations for all matters relating base as this term is ordinarily understood.
to the prepositioning and storage of defense Further, as we held in Bayan, Article XVIII,
equipment, supplies, and materiel, Section 25 refers to three different
including delivery, management, inspection, situations: the presence of foreign military
use, maintenance, and removal of such bases, troops, or facilities.212 Even assuming
equipment, supplies and materiel. that the EDCA is not a basing agreement, it
nevertheless involves the deployment of
Notably, neither the 1951 MDT nor the 1998 troops and facilities in Philip-
VFA authorized stockpiling. The 1951 MDT _______________
212 BAYAN (Bagong Alyansang Makabayan) v.
focused on developing the Philippines and Zamora, supra note 69 at p. 653; p. 482.
the U.S.’s capacity to resist an armed attack
while 1998 VFA focused on the entry and
exit of US troops in the country. No 607
provision in either treaty specifically allows VOL. 779, JANUARY 12, 2016
stockpiling of military materiel. Saguisag vs. Ochoa, Jr.
In sum, the Agreed Locations mentioned in
the EDCA are areas where the U.S. can pine soil. As I have already stated, the
perform military activities in structures built EDCA allows U.S. forces to enter and
by its personnel. The extent of the U.S.’ remain in the Philippines. It defines U.S.
right to use of the Agreed Locations is broad forces to include U.S. military and civilian
enough to include even the stockpiling of personnel and U.S. Armed Forces property,
weapons and the shelter and repair of equipment, and materiel.213 The EDCA itself
vessels over which the U.S. personnel has provides that the U.S. can deploy forces
and materiel in the Agreed Locations.214 Philippines under the 1998 VFA means that
In like manner x x x such that, the provision it does not cover, or approve of, a more
contemplates three different situations — a permanent stay of US forces and their
military treaty the subject of which could be equipment in the Philippines. Significantly,
either (a) foreign bases, (b) foreign troops, this is the key characteristic of the Agreed
or (c) foreign facilities — any of the three Locations in the EDCA. For, if the EDCA
standing alone places it under the coverage had not envisioned the stay of U.S. forces
of Section 25, Article XVIII. and equipment in the Agreed Locations in
That the EDCA allows this arrangement for the Philippines for a period longer than
an initial period of 10 years, to continue envisioned in the 1998 VFA, it would not
automatically unless terminated,215 is further have added obligations regarding the
proof that it pertains to the presence in storage of their equipment and materiel.
Philippine soil of foreign military bases, The more permanent nature of the EDCA,
troops, and facilities on a more or less in contrast to the 1998 VFA,
permanent basis. _______________
213 EDCA, Article II, Section 2.
Note, at this point, that the Senators, during 214 Id., Article III, Sec. 1.
the ratification of the 1998 VFA, observed 215 Id., Article XII, Sec. 4.
that it only covers temporary visits of U.S. 216 The senators argued the precise length of time
troops and personnel in the country. These but agreed that it would not exceed six months. See
Senate deliberations on P.S. Res. No. 443 – Visiting
Senators gave their consent to the 1998 Forces Agreement, May 17, 1999, Record and Archives
VFA on the knowledge that the U.S. forces’ Service, Vol. 133, pp. 23-25.
stay in the country may last only up to three
weeks to six months per batch.216
This temporary stay of U.S. forces in the 608
60 SUPREME COURT REPORTS ANNOTATED American bases, troops, and facilities in the
8 Philippines that took place since Philippine
Saguisag vs. Ochoa, Jr. independence, is critical in responding to
the question in caption. It should be
indicates a change in the tenor of the remembered that as a condition under the
agreement in the EDCA, one that does not Tydings-McDuffie Act for the grant of
merely implement the 1998 VFA. Philippine independence, the Philippines
was bound to negotiate with the U.S. for
V.D(2) Does the EDCA Merely bases in the Philippines, resulting in the
Implement 1947 MBA.
the 1951 MDT? This agreement contained the detailed
terms relating to the existence and
This question responds to the ponencia’s operation of American bases and the
argument that the EDCA can be embodied presence of American forces and facilities
in an executive agreement because it in the Philippines. As its title denotes, the
merely provides implementing details for 1951 MDT is the treaty providing for alliance
the 1951 MDT.217 and mutual defense against armed attack
on either country; it only generally
V.D(2)(i) The Effects of the contained the defense and alliance
Expiration relationship between the Philippines and
of the 1947 MBA and of the Adoption of the U.S.
the 1987 Constitution In 1987, the Philippines adopted a new
Constitution. This Charter directly looked
The sequence of events relating to forward to the expiration of the 1947 MBA
and provided for the terms under which were no specific policies on military bases,
foreign military bases, troops, and facilities troops, and facilities that could be
would thereafter be allowed into the implemented and operationalized by
Philippines. The 1947 MBA expired in 1991 subsequent executive agreements on the
and no replacement treaty took its place; basis of the MDT.
thus, all the detailed ar- In particular, the terms of the 1947 MBA that
_______________ had expired and had not been renewed
217 Ponencia, pp. 375-402.
cannot be deemed carried over to the 1951
MDT. If any such future agreements would
609
be made after the effectivity of the 1987
VOL. 779, JANUARY 12, 2016 Constitution,
609 then such agreements would
Saguisag vs. Ochoa, Jr. be governed by Article XVIII, Section 25 of
the new Constitution.
rangements provided under the 1947 Significantly, when the 1987 Constitution
MBA for the presence of U.S. bases, troops and its Article XVIII, Section 25 took effect,
and facilities also ended, leaving only the no absolute prohibition against the
1951 MDT and its general terms in place. introduction of new U.S. bases, troops, and
Under this situation, the detailed facilities was put in place. In fact the 1951
arrangements that expired with the 1947 MDT then still existed as a general defense
MBA were not carried over to the 1951 MDT alliance of the Philippines and the U.S.
as this treaty only generally provided for the against armed attack by third parties. But
defense and alliance relationship between the introduction of military bases or their
the U.S. and the Philippines. Thus, there equivalent, of troops, and of military
facilities into the Philippines can now only
take place by way of a treaty concurred in both the earlier 1951 MDT and the 1998
by the Senate. VFA, this assumption by no means provides
an argument in favor of treating the EDCA
V.D(2)(ii) The 1951 MDT as an executive agreement. Notably, the
examined in light 1998 VFA is also recognized as an
of the EDCA implementation of the 1951 MDT yet the
Government deemed it necessary to have it
That the EDCA is purely an implementation embodied in a separate treaty concurred in
of the 1951 MDT and does not need to be by the Senate.
in the form of a treaty, is not tenable for two On the first argument, an analysis of the
reasons. 1951 MDT, the 1998 VFA, and the EDCA
First, the EDCA grants rights and reveals that the EDCA is a stand-alone
privileges to the U.S. that go well beyond agreement.
what is contemplated in the 1951 MDT and The 1951 MDT is a treaty intended for
the 1998 VFA. the collective defense of its signatory
countries (i.e., the U.S. and the Philippines)
against external armed attack. This is
610 apparent from its declaration of policies
61 SUPREME COURT REPORTS ANNOTATED which states, among others, that the U.S.
0 and the Philippines have agreed to the MDT
Saguisag vs. Ochoa, Jr. in pursuit of their desire to —

Second, even the assumptions that the x x x declare publicly and formally their
EDCA is indeed a mere implementation of sense of unity and their common
determination to defend themselves against
external armed attack, so that no potential 611
aggressor could be under the illusion that VOL. 779, JANUARY 12, 2016
either of them stands alone in the Pacific Saguisag vs. Ochoa, Jr.
area.218
ties would be dangerous to each other’s
The rest of the text of the 1951 MDT peace and safety and thus they would act to
consistently highlights this goal. Its Article II meet the common danger. Article V then
states that the parties shall “separately and proceeds to define an armed attack as to
jointly by self-help and mutual aid maintain include an armed attack on “the
and develop their individual and collective metropolitan territory of either parties or on
capacity to resist armed attack.” Article III the island territories under its jurisdiction in
provides that the parties shall “consult the Pacific Ocean, its armed forces, public
together” regarding the implementation of vessels and aircrafts in the Pacific.”
the MDT whenever in their opinion the This Court has had occasion to explain the
“territorial integrity, political independence nature of the 1951 MDT. In Lim v. Executive
or security of either of the parties is Secretary,219 we said —
threatened by external armed attack in the
Pacific.” Article IV declares that an armed x x x The MDT has been described as the
attack in the Pacific area on either of the core of the defense relationship between
par- the Philippines and its traditional ally, the
_______________ United States. Its aim is to enhance the
218 1951 MDT, Preamble, par. 3. strategic and technological capabilities of
our armed forces through joint training with
its American counterparts x x x. [Emphasis effectively to achieve the objective of
supplied] this Treaty, the Parties separately and
jointly by self-help and mutual aid will
Thus, the essence of the 1951 MDT is the maintain and develop
conduct of joint activities by the U.S. and the _______________
219 Supra note 179 at pp. 571-572; p. 752.
Philippines in accordance with the dictates
of collective defense against an attack in the
Pacific. This is a focus that the EDCA lacks. 612
61 SUPREME COURT REPORTS ANNOTATED
V.D(2)(iii) The 1951 MDT 2
Compared with Other Saguisag vs. Ochoa, Jr.
Defense Alliance Agreements
their individual and collective
Our military obligations to the U.S. under capacity to resist armed attack.
the 1951 MDT are (1) to maintain and Article IV. Each Party
develop our military capacity to resist armed recognizes that an armed attack in the
attack, and (2) to recognize that an armed Pacific area on either of the Parties
attack against the U.S. in the Pacific is an would be dangerous to its own peace
attack on the Philippines and to meet the and safety and declares that it would
common danger in accordance with our act to meet the common dangers in
constitutional process. The relevant accordance with its constitutional
provisions read: processes.
Any such armed attack and all
Article II. In order more
measures taken as a result thereof In relating the 1951 MDT to the
shall be immediately reported to the EDCA, I glean from the ponencia the
Security Council of the United Nations. intent to seize the term “mutual aid” in
Such measures shall be terminated developing the contracting parties’
when the Security Council has taken collective capacity to resist an armed
the measures necessary to restore attack, as basis for the US to establish
and maintain international peace and a military base or a military facility or
security. station military troops in the
Article V. For purposes of Philippines.220 This reading, however,
ARTICLE IV, an armed attack on would be a novel one in the context of
either of the Parties is deemed to American agreements with other
include an armed attack on the Asian countries with their own alliance
metropolitan territory of either of the and MDTs with the U.S.
Parties, or on the island territories _______________
220 Ponencia, pp. 378-383.
under its jurisdiction in the Pacific
Ocean, its armed forces, public
vessels or aircraft in the Pacific. 613
VOL. 779, JANUARY 12, 2016
(Fortunately, the limits of the 1951 Saguisag vs. Ochoa, Jr.
MDT have not been tested in actual
operation since neither the Philippines Note that Article II of the RP-U.S. 1951 MDT
nor the U.S. has as yet been the is similar to the following provisions in other
subject of an armed attack in the MDTs:
Pacific region.)
(1) The 1953 US-South Korean MDT activities directed from without against their
territorial integrity and political stability.222
Article II
The Parties will consult together whenever, (3) the 1960 US-Japan Treaty of Mutual
in the opinion of either of them, the political Co-operation and Security
independence or security of either of the _______________
221 Mutual Defense Treaty, U.S.-South Korea,
Parties is threatened by external armed October 1, 1953, 238 U.N.T.S. 202, 204, available at
attack. Separately and jointly, by self-help https://treaties.un.org/doc/Publication/UNTS/Volume%
and mutual aid, the Parties will maintain and 20238/v238.pdf.
develop appropriate means to deter armed 222 Mutual Defense Treaty, U.S.-Taiwan,
December 10, 1954, 248 U.N.T.S. 214, available at
attack and will take suitable measures in https://treaties.un.org/doc/Publication/UNTS/Volume%
consultation and agreement to implement 20248/v238.pdf.
this Treaty and to further its purposes.221

(2) The 1954 US-Taiwan (Republic of 614


China) MDT 61 SUPREME COURT REPORTS ANNOTATED
4
Article II Saguisag vs. Ochoa, Jr.
In order more effectively to achieve the
objective of this Treaty, the Parties Article III
separately and jointly by self-help and The Parties, individually and in cooperation
mutual aid will maintain and develop their with each other, by means of continuous
individual and collective capacity to resist and effective self-help and mutual aid will
armed attack and communist subversive maintain and develop, subject to their
constitutional provisions, their capacities to available at
https://treaties.un.org/doc/Publication/UNTS/Volume%
resist armed attack.223 20373/v373.pdf.
224 The US-Taiwan MDT states that self-help and
With little variance,224 these articles are mutual aid will be utilized by the Parties to resist not only
essentially identical to Article II of the RP- an armed attack but also “communist subversive
activities directed against Taiwan’s territorial integrity
U.S. 1951 MDT. and political stability.” Moreover, the US-Korean Treaty
But notably, despite the existence of the adds the phrase “whenever, in the opinion of either of
above mentioned provisions, all three them, the political independence or security of either of
the Parties is threatened by external armed attack” and
treaties also saw the need to include a uses the phrase “means to deter [an] armed attack”)
separate provision explicitly granting the instead of “maintain and develop x x x their capacities to
U.S. the right to access and use of areas resist armed attack.”
and facilities of the other contracting party. 225 Mutual Defense Treaty, U.S.-South Korea,
supra note 221.
Thus:

Article IV 615
(US-Korea) VOL. 779, JANUARY 12, 2016
The Republic of Korea grants, and the Saguisag vs. Ochoa, Jr.
United States of America accepts, the right
to dispose United States land, air and sea Article VII
forces in and about the territory of the (US-Taiwan)
Republic of Korea as determined by mutual The Government of the Republic of China
agreement.225 (Taiwan) grants, and the Government of the
_______________
223 Treaty of Mutual Cooperation and Security, United States of America accepts, the right
U.S.-Japan, January 19, 1960, 373 U.N.T.S. 188, to dispose such United States land, air and
sea forces in and about Taiwan and the upon.227
Pescadores as may be required for their
defense, as determined by mutual These three articles do not have
agreement.226 any counterpart in the RP-US 1951
Article VI MDT. Understandably perhaps,
(US-Japan) counterpart provisions are not in the
For the purpose of contributing to 1951 MDT as our commitment to
the security of Japan and the grant the U.S. use and access to
maintenance of international peace areas and facilities in the Philippine
and security in the Far East, the territory was embodied in an earlier
United States of America is granted agreement, the 1947 MBA (which,
the use by its land, air and naval however, expired, thus ending the use
forces of facilities and areas in Japan. and access grants to the U.S. and its
The use of these facilities and armed forces).
areas as well as the status of United In my view, the implication of the
States armed forces in Japan shall be above quoted provisions in the US-
governed by a separate agreement, South Korea, US-Taiwan, and US-
replacing the Administrative Japan treaties
Agreement under Article III of the _______________
226 Mutual Defense Treaty, U.S.-Taiwan, supra
Security Treaty between Japan and note 222.
the United States of America, signed 227 Treaty of Mutual Cooperation and Security,
at Tokyo on February 28, 1952, as U.S.-Japan, supra note 223.
amended, and by such other
arrangements as may be agreed
616 V.D(3) Does the EDCA Merely
61 SUPREME COURT REPORTS ANNOTATED
Implement the
6 1998 VFA?
Saguisag vs. Ochoa, Jr.
Is the EDCA merely an agreement
(on “mutual aid”) is clear: the obligation to implementing the 1998 VFA which already
provide mutual aid under Article II of the RP- allows the limited entry of U.S. military
US 1951 MDT (and its counterpart troops and the construction of facilities?
provisions) does not include the obligation The quick and short answer to the above
to allow the entry and the stationing of U.S. question is — No, the EDCA does not
troops or the establishment of military implement the 1998 VFA as the EDCA in
bases or facilities. fact provides a wider arrangement than the
In light particularly of the constitutional 1998 VFA with respect to the entry of
developments in 1987, the 1951 MDT military bases, troops, and facilities into the
cannot be invoked as an umbrella Philippines. A naughty view is that the 1998
agreement that would legally justify the VFA should form part of the EDCA and not
grant to the U.S. of entry, access, and use the other way around. Another reality,
of Philippine-owned areas or facilities based on the treaty-executive agreement
without Senate concurrence. These distinctions discussed above, is that the
activities, which the EDCA seeks to do EDCA introduces new arrangements and
allegedly pursuant to the 1951 MDT, do not obligations to those existing under the 1998
fall within the purview of our commitments VFA; hence, the EDCA should be in the
under the earlier treaty. form of a treaty.
V.D(3)(i) The 1998 Visiting Forces provisions of the 1998 VFA:
Agreement
VISITING FORCES AGREEMENT
The Philippines’ primary obligation Preamble
under the 1998 VFA, is to facilitate the
entry and departure of U.S. personnel in The Government of the Republic
rela- of the Philippines and the
Government of the United States of
America,
617 Reaffirming their faith in the
VOL. 779, JANUARY 12, 2016 617
purposes and principles of the
Saguisag vs. Ochoa, Jr. Charter of the United Nations and
their desire to strengthen
tion with “covered activities”;228 it merely international and regional security in
defines the treatment of U.S. personnel the Pacific area;
visiting the Philippines; hence, its name.229 It Reaffirming their obligations under
is in fact a counterpart of the NATO-SOFA the Mutual Defense Treaty of August
that the U.S. forged in Europe. 30, 1951;
The Preamble of the VFA defines its Noting that from time to time
objectives — to govern the terms of visits of elements of the United States armed
“elements of the United States Armed forces may visit the Republic of the
Forces” to the Philippines, while the body of Philippines;
the agreement contains the agreed _______________
conditions. To quote from the relevant 228 1998 VFA, Article III(1).
229 BAYAN (Bagong Alyansang Makabayan) v.
Zamora, supra note 69. On the whole, the VFA is an As used in this Agreement,
agreement which defines the treatment of United States
troops and personnel visiting the Philippines. It provides
“United States personnel” means
for the guidelines to govern such visits of military United States military and civilian
personnel, and further defines the rights of the United personnel temporarily in the
States and the Philippine government in the matter of Philippines in connection with
criminal jurisdiction, movement of vessel and aircraft,
importation and exportation of equipment, materials and activities approved by the Philippine
supplies. Government. x x x

xxxx
618 Article III: Entry and Departure
61 SUPREME COURT REPORTS ANNOTATED 1. The Government of the
8 Philippines shall facilitate the
Saguisag vs. Ochoa, Jr. admission of United States personnel
and their departure from the
Considering that cooperation between the Philippines in connection with
Republic of the Philippines and the United activities covered by this Agreement.
States promotes their common security xxx
interests;
Recognizing the desirability of defining the As the ponencia correctly
treatment of United States personnel observed, the 1998 VFA itself does
visiting the Republic of the Philippines; not specify what “activities” would
Have agreed as follows: allow the entry of U.S. troops into the
Philippines. The parties left this open
Article I: Definitions and recognized that the activities that
shall require the entry of U.S. troops armed forces personnel and their aircraft
are subject to future agreements and and vehicles while visiting the Philippines.
the approval by the Philippine The agreement itself does not authorize
Government. U.S. troops to permanently stay in the
How this approval, however, will Philippines nor authorize any activity
be secured is far from certain. What related to the establishment and the
is certain is that beyond the operation of bases, as these activities had
restrictive “visits” that the 1998 VFA been defined under the 1947 MBA.
mentions, nothing else is said under As discussed under the treaty-executive
the express terms of the Agreement. agreement distinctions above, if indeed the
Harking back to the 1947 MBA activities would be in line with the original
and its clear and certain terms, what intent of the 1998 VFA, then an executive
comes out boldly is that the 1998 agreement would suffice as an
VFA is not an agreement that covers implementing agreement. On the other
“activities” in the way that the 1947 hand, if the activity would be a modification
MBA did; it is simply an agreement of the 1998 VFA or would be beyond its
regulating the status of and the terms and would entail the establishment of
treatment to be accorded to U.S. a military base or facility or their equivalent,
and the introduction of troops, then, a treaty
duly concurred in by the Senate would be
619 the appropriate medium of the U.S.-
VOL. 779, JANUARY 12, 2016 619 agreement.
Philippines
Saguisag vs. Ochoa, Jr. This Court has had the opportunity to
examine the 1998 VFA in BAYAN230 and
described the agreement in this wise —

On the whole, the VFA is an agreement 620


which defines the treatment of United 62 SUPREME COURT REPORTS ANNOTATED
States troops and personnel visiting the 0
Philippines. It provides for the guidelines to Saguisag vs. Ochoa, Jr.
govern such visits of military personnel, and
further defines the rights of the United ippine Government.” It contains provisions
States and the Philippine government in the relative to entry and departure of American
matter of criminal jurisdiction, movement of personnel, driving and vehicle registration,
vessel and aircraft, importation and criminal jurisdiction, claims, importation and
exportation of equipment, materials and exportation, movement of vessels and
supplies. aircraft, as well as the duration of the
agreement and its termination. [Emphasis
In Lim v. Executive Secretary,231 this Court supplied]
further explained:
The 1998 VFA allows the entry of U.S.
The VFA provides the “regulatory military personnel to Philippine territory and
mechanism” by which “United States grants the U.S. specific rights; it is
military and civilian personnel [may visit] essentially an agreement governing the
temporarily in the Philippines in connection rules for the visit of “US armed forces in the
with activities approved by the Phil- Philippines from time to time”232 in pursuit of
_______________ cooperation to promote “common security
230 Id. interests”; it is essentially a treaty governing
231 Supra note 179 at p. 572; p. 752.
the sojourn of US forces in this country for training on new techniques of patrol and surveillance to
protect the nations marine resources, sea search­-and-
joint exercises.233 rescue operations to assist vessels in distress, disaster
Significantly, the 1951 MDT and the 1998 relief operations, civic action projects such as the
VFA contain a similar feature — joint building of school houses, medical and humanitarian
activities in pursuit of common security missions, and the like.
234 EDCA, Article II(4).
interests. The EDCA, on the other hand, 235 Id., Article III(1).
goes beyond the terms of the 1951 MDT
and the 1998 VFA.
As explained above, the EDCA has two 621
purposes. First, it is an agreement for the VOL. 779, JANUARY 12, 2016
conduct of joint activities in accordance with Saguisag vs. Ochoa, Jr.
the 1951 MDT and the 1998 VFA. This,
however, is not the centerpiece of the A reading of the EDCA’s provisions shows
EDCA. Its centerpiece is the introduction of that the rights and privileges granted to the
agreed Locations which are portions of the U.S. do not always carry a concomitant right
Philippine territory whose use is granted to on the part of the Philippines nor do they
the U.S.234 The EDCA then proceeds to list involve joint exercises. While the EDCA
the rights that the U.S. has over the Agreed mentions that the Agreed Locations may be
Locations.235 used for “security cooperation exercises”236
_______________ and “joint and combined training
232 1998 VFA, Preamble, par. 4.
233 Lim v. Executive Secretary, supra note 179 at p. activities,”237 the provisions of the EDCA
575; p. 755. In this manner, visiting US forces may also provide for the conduct of other
sojourn in Philippine territory for purposes other than activities beyond the 1951 MDT and the
military. As conceived, the joint exercises may include
1998 VFA.
Within the Agreed Locations, the U.S. may deploy weapons can be undertaken even if
conduct trainings for its troops, transit, it is not in the pursuit of joint activities for
support and related activities.238 The EDCA common security interests.
also allows the U.S. to use the Agreed _______________
236 Id., Article I(3).
Locations to refuel aircraft, bunker vessels, 237 Id.
temporarily maintain vehicles, vessels and 238 Id., Article III(1).
aircraft.239 Significantly, it does not provide 239 Id.
for any qualification on the purpose for the 240 Id.
241 Id., Article VII(2)
entry of these vessels, vehicles, and aircraft 242 Id., Article IV(1), (3).
into Philippine jurisdiction.
The EDCA also permits the temporary
accommodation of personnel,240 again 622
without any qualification as to the purpose 62 SUPREME COURT REPORTS ANNOTATED
of their visit. The U.S. forces may also 2
engage in communications activities Saguisag vs. Ochoa, Jr.
including the use of its own radio
spectrum,241 similarly without any limitation These rights, granted to the U.S. under the
as to the purpose by which such EDCA, do not contain an element of
communications shall be carried out. mutuality in the sense that mutuality is
Further, within the Agreed Locations, the reflected in the 1951 MDT and the 1998
U.S. can also preposition defense VFA. As these rights go beyond the earlier
equipment, supplies, and materiel over treaties and are, in fact, independent
which the U.S. forces shall have exclusive sources of rights and obligations between
use and control.242 Clearly, the right to the U.S. and the Philippines, they cannot be
mere details of implementation of both the not merely implement the 1951 MDT and
1951 MDT and the 1998 VFA. the 1998 VFA, but adds to the obligations in
And, as pointed out earlier, the Agreed these agreements.
Locations under the EDCA are akin to the To support its conclusion that the EDCA
military bases contemplated under the 1947 implements the provisions in the 1951 MDT
MBA. Thus, by its own terms, the EDCA is and the 1998 VFA, the ponencia points out
not only a military base agreement outside that the EDCA references 1951 MDT and
the provisions of the 1951 NlDT and the the 1998 VFA in allowing the entry of U.S.
1998 VFA, but a piecemeal introduction of personnel and U.S. forces in the Philippines,
military bases in the Philippines. and that the entry of U.S. contractors (who
Note that, at this point, there exists no had not been mentioned in the 1998 VFA)
agreement on the establishment of U.S. do not contradict the obligations found in the
military bases in the Philippines; the EDCA 1998 VFA.
reintroduces a modernized version of the The ponencia further notes that the U.S.
fixed military base concept contemplated contractors had been expressly excluded
and operationalized under the 1947 MBA. from the definition of U.S. personnel and
U.S. forces, in line with their definitions in
V.D(4) The 1951 MDT and 1998 the 1998
VFA in con-
junction with the EDCA
623
An additional dimension that the EDCA VOL. 779, JANUARY 12, 2016
introduces — the treatment of U.S. forces Saguisag vs. Ochoa, Jr.
and U.S. contractors — reveals that it does
VFA.243 They are not entitled to the same automatically mean that the EDCA simply
privileges that U.S. Personnel and U.S. implements the 1998 VFA, given the
forces enjoy under the 1998 VFA, but would additional obligations that the EDCA
have to comply with Philippine law to enter introduces for the Philippine government.
the Philippines. As earlier discussed, the EDCA introduces
The ponencia proceeds to argue that the military bases in the Philippines within the
lack of dissimilarities between the 1998 concept of the 1987 Constitution, and it is in
VFA and the EDCA point to the conclusion light of these additional obligations that the
that the EDCA implements the 1998 VFA. EDCA’s affirmation of the 1998 VFA should
By limiting the entry of persons under the be viewed: the EDCA adds new dimensions
EDCA to the categories under the 1998 to the treatment of U.S. Personnel and U.S.
VFA, the EDCA merely implements what forces provided in the 1998 VFA, and these
had already been agreed upon under the dimensions cannot be ignored in
1998 VFA. The U.S. forces’s authorization determining whether the EDCA merely
to perform activities under the EDCA does implements the 1998 VFA.
not change the nature of the EDCA as the Thus, while the EDCA affirms the treatment
1998 VFA’s implementing agreement, as of U.S. personnel and U.S. forces in the
the term “joint exercises” under the 1998 Philippines, it at the same time introduces
VFA denotes a wide range of activities that the Philippines’ obligation to recognize the
include the additional activities under the authority of U.S. Forces in the “Agreed
EDCA. Locations.” Under the EDCA, U.S. forces
That the 1998 VFA and the EDCA are not can now preposition and store defense
dissimilar in terms of their treatment of U.S. equipment, supplies, and materiel at
forces and U.S. personnel, does not Agreed Locations. They
_______________ “unimpeded access” to the Agreed
243 Ponencia, pp. 385-388.
Locations when it comes to all matters
relating to the prepositioning and storage of
624
defense equipment, supplies and materiel.
62 SUPREME COURT REPORTS ANNOTATED Thus, these groups of people (U.S.
4 personnel, U.S. forces and U.S. contractors)
Saguisag vs. Ochoa, Jr. have been referred to in the EDCA not
merely to implement the 1998 VFA, but to
shall have unimpeded access to Agreed further their roles in the Agreed Locations
Locations for all matters relating to the that the EDCA authorizes.
prepositioning and storage of defense From these perspectives, the EDCA cannot
equipment, supplies, and materiel. Lastly, be considered to be a simple
the EDCA authorizes the U.S. forces to implementation of the 1998 VFA. Rather, it
exercise all rights and authorities within the is a continuation of the 1998 VFA under new
Agreed Locations that are necessary for dimensions. These dimensions should not
their operational control or defense. In and cannot be hidden behind reaffirmations
contrast, the 1998 VFA only refers to the tax of existing 1998 VFA obligations. These
and duty-free entry of U.S. Government added dimensions reinforce the idea of
equipment in connection with the activities military bases, as it allows them access to
during their visit. the Agreed Locations that, as I had earlier
In the same manner, and despite being in a mentioned, is the cornerstone of the EDCA.
different class as U.S. personnel and U.S. From the legal end, the obligations under
forces, U.S. contractors are also allowed the EDCA, not its policy declarations and
characterization, should be decisive in
determining whether Section 25, Article agreement,245 for which reason it was sent to
XVIII applies. the Senate for concurrence.
Lastly, even assuming that the EDCA is an The senators agreed during the
implementation of the 1951 MDT and the deliberations that an agreement
1998 VFA, the practice of the Government implementing the 1951 MDT requires
reveals that even when an agreement is Senate concurrence.246 This is because the
considered as an implementation of a prior agreement, despite implementing or
treaty, the concurrence of the Senate must affirming the 1951 MDT, allows the entry of
still be sought. U.S. troops in the Philippines, a matter
Early in the Senate deliberations on the covered by Article XVIII, Section 25 of the
1998 VFA, the senator-sponsors Constitution.
characterized it merely as a subsidiary or Indeed, the 1998 VFA has been
consistently treated as an implementation
of the 1951 MDT. Nevertheless, the
625 Government correctly chose to enter into
VOL. 779, JANUARY 12, 2016 625
the international agreement in the form of a
Saguisag vs. Ochoa, Jr. treaty duly concurred in by the Senate,
because it involves the entry of foreign
implementing agreement to the 1951 military troops independent of, and in
MDT.244 Nevertheless, Senator Tatad, one addition to, the general agreements in the
of the 1998 VFA’s co-sponsors, recognized 1951 MDT.
that Article XVIII, Section 25 of the In the same manner, the EDCA, which
Constitution prohibits the 1998 VFA from purportedly implements and complements
being executed as a mere executive both the 1951 MDT and the 1998 VFA,
should have likewise been submitted to the military equipment in the Philippines (akin to
Senate for its concurrence because of the establishing a base), which was not
new obligations it introduces. contemplated under the 1998 VFA. Thus,
_______________ despite having been treated as an
244 Id.
245 Senate deliberations, May 25, 1999, AM, p. 17,
implementation of the 1951 MDT and the
which reads: 1998 VFA, the new obligations under the
Senator Tatad. x x x Mr. President, distinguished EDCA calls for the application of Article
colleagues, the Visiting Forces Agreement does not XVIII, Section 25 of the Constitution and its
create a new policy or a new relationship. It simply seeks
to implement and reinforce what already exists. submission to the Senate for concurrence.
For that purpose, an executive agreement might
have sufficed, were there no constitutional constraints. V.E. The EDCA: the Actual and
But the Constitution requires the Senate to concur in all
international agreements. So the Senate must concur in
Operational View
the Visiting Forces Agreement, even if the U.S.
As my last point, let me just say that the
Constitution does not require the U.S. Senate to give its
advice and consent. ponencia can engage in a lot of
246 Senate Resolution No. 1414, supra note 107.
rationalizations and technical distinctions
on why the EDCA provisions do not amount
626
to or equate with the operation of military
62 SUPREME COURT REPORTS ANNOTATED bases and the introduction of troops and
6 facilities into the Philippines. The ponencia
Saguisag vs. Ochoa, Jr. cannot escape the conclusion that
translated to actual operational reality:
To reiterate, the EDCA allows for a more 1. The activities described in the EDCA
permanent presence of U.S. troops and are no different from the operation of a
military base in the 1947 sense, except that VOL. 779, JANUARY 12, 2016
under the current U.S. strategy, a fixed base Saguisag vs. Ochoa, Jr.
in the 1947 sense is hardly ever established
because the expenses and administrative fied areas such as the Agreed Locations
problems accompanying a fixed base can that the EDCA conveniently provides.
now be avoided. A military “facility” can very FOSs or CSLs, as defined above, are
well serve the same purposes as a fixed expandable “warm facilities” maintained
military base under current technological with limited U.S. military support presence
advances in weaponry, transportation, and and possibly prepositioned equipment.248
communications.247 The U.S. can achieve FOSs will support rotational rather than
the same results at less expense and with permanently stationed forces, and will be a
lesser problems if it would have guaranteed focus for bilateral and regional training and
access to and control of speci- for the deployment of troops and stored and
_______________ prepositioned equipment, supplies, and
247 During the latter part of the Cold War, the term
“facilities” was frequently substituted for the word “bases”
materiel.249
to soften the negative political overtones normally As has already been mentioned, examples
associated with the basing of foreign troops in a include the Sembawang port facility in
sovereign country. In line with this thinking, the
Singapore and Soto Cano Air Base in
Stockholm International Peace Research Institute uses
the term foreign military presence (FMP) to describe Honduras. The Philippines will soon follow
bases/facilities that house foreign troops in a sovereign without the consent of the Filipino people
state. See Krepinevich and Work, supra note 202. and against the constitutional standards
they set, if EDCA would be enforced without
the benefit of Senate concurrence.
627
2. Under the “pivot to Asia strategy,” the
operative word is “presence” which means
ready access to equipment, supplies, and
materiel by troops who can be ferried from 628
safer locations and immediately be brought 62 SUPREME COURT REPORTS ANNOTATED
to the scene of action from the Agreed 8
Locations. The EDCA provides such Saguisag vs. Ochoa, Jr.
presence through the Agreed Locations; the
access to these secured locations; the ployees are used to provide the same
prepositioning and storage of defense (read services and serve hand in hand or as
as “military”) equipment, supplies, and replacement or to augment regular military
materiel; and the forward jump-off point for forces. The U.S. has put these contractual
the deployment of troops to whatever scene employees to good use in various local
of action there may be that Philippine theaters of conflict, notably in Iraq,
locations may serve best. Afghanistan and Syria.250 The U.S. has
3. From the point of view of “troops” that reportedly resorted to the use, not only of
Article XVIII, Section 25 likewise regulates regular military forces, but of contractual
through Senate concurrence, note that in employees who may provide the same
the EDCA, contractual employees are services as military forces and who can
mentioned together or side-by­-side with increase their numbers without alerting the
the military. This is a relatively recent U.S. public to the actual number of troops
development where contractual em- maintained.
_______________
248 Strengthening U.S. Global Defense Posture: VI. Conclusion and the Question of
Report to Congress, supra note 201.
249 Id.
Remedy
the service of its Decision, whether or not a
Based on all the above considerations, I motion for reconsideration is filed,
conclude that the EDCA, instead of being in _______________
250 See Gomez del Prado, Jose, Privatization of
implementation of the 1951 MDT and the War: Mercenaries, Private Military and Security
1998 VFA, is significantly broader in scope Companies, Global Research, November 8, 2010,
than these two treaties, and effectively available at http://www.globalresearch.ca/the-
added to what the 1951 MDT and the 1998 privitazation-of-war-mercenaries-private-military-and-
security-companies-pmsc/21826.
VFA provide.
The EDCA is thus a new agreement that
touches on military bases, troops, and 629
facilities beyond the scope of the 1951 MDT VOL. 779, JANUARY 12, 2016
and the 1998 VFA, and should be covered Saguisag vs. Ochoa, Jr.
by a treaty pursuant to Article XVIII, Section
25 and Article VII, Section 21, both of the the OPTION to refer the EDCA to the
1987 Constitution. Without the referral and Senate for its consideration and
concurrence by the Senate, the EDCA is concurrence.
constitutionally deficient and, hence, cannot The referral to the Senate shall serve as
be enforced in our country. a main or supplemental motion for
To remedy the deficiency, the best reconsideration that addresses the
recourse RECOMMENDED TO THE deficiency, rendering the effects of the
COURT under the circumstances is for the Court’s Decision moot and academic.
Court to suspend the operations of its rules Otherwise, the conclusion that the
on the finality of its rulings and for the Court President committed grave abuse of
to give the President ninety (90) days from discretion by entering into an executive
agreement instead of a treaty, and by nangako ang mga Amerikano
certifying to the completeness of Philippine na kikilalanin nila ang kasarinlan ng mga
internal process, shall be fully effective. Pilipino
As my last point, we must not forget that the
disputed executive agreement that the LEONEN, J.:
President entered into is with the Americans
from whom we trace the roots of our present 1987 Constitution, Article XVIII, Section 25:
Constitution. The Americans are a people
who place the highest value in their respect After the expiration in 1991 of the
for their Constitution. This should be no less Agreement between the Republic of
than the spirit that should move us in the Philippines and the United States
adhering to our own Constitution. To accord of
a lesser respect for our own Constitution is _______________
1 Heneral Luna, Dir. Jerrold Tarog, Artikulo Uno
to invite America’s disrespect for the Productions (2015). The inclusion of this quote is to
Philippines as a coequal sovereign and emphasize its metaphor and not meant in any way to
independent nation. denigrate the human dignity of commercial sex workers.

DISSENTING OPINION
630
“Para kayong mga birhen na naniniwala sa 63 SUPREME COURT REPORTS ANNOTATED
pag-ibig ng isang puta!”1 0
– Heneral Luna kina Pedro Paterno, Felix Saguisag vs. Ochoa, Jr.
Buencamino, at
Emilio Aguinaldo noong sinabi nila na America concerning Military Bases,
foreign military bases, troops, or launching pads for operations in
facilities shall not be allowed in the various parts of the globe is not
Philippines except under a treaty duly binding until it is concurred in by the
concurred in by the Senate and, when Senate. This is in accordance with
the Congress so requires, ratified by a Article XVIII, Section 25 and Article VII,
majority of the votes cast by the Section 21 of the Constitution.
people in a national referendum held Furthermore, the Enhanced
for that purpose, and recognized as a Defense Cooperation Agreement
treaty by the other contracting State. (EDCA) does not simply implement
the Agreement Between the
In a disturbing turn of events, the Government of the United States of
majority of this court just succeeded in America and the Government of the
amending this constitutional provision. Republic of the Philippines Regarding
At the very least, it emasculated its the Treatment of United States Armed
text and weakened its spirit. Forces Visiting the Philippines
An agreement signed by our (Visiting Forces Agreement or VFA).
Secretary of Defense and the The EDCA substantially modifies or
Ambassador of the United States that amends the VFA. An executive
grants United States military agree­ment cannot amend a treaty.
personnel and their contractors Nor can any executive agreement
operational control over unspecified amend any statute, most especially a
locations within Philippine territory in constitutional provision.
order to pre-position military The EDCA substantially modifies
equipment as well as to use as or amends the VFA in the following
aspects: paramilitary operations to be conducted
First, the EDCA does not only regulate within our territory or against targets in other
the “visits” of foreign troops. It also allows states.
the temporary stationing on a rotational Fourth, the EDCA introduces the
basis of US military personnel and their following concepts not contemplated in the
contractors in physical locations with VFA or in the 1951 Mutual Defense Treaty,
permanent facilities and pre-positioned namely: (a) agreed locations; (b)
military materiel. contractors; (c) pre-positioning of military
materiel; and (d) operational control.
Lastly, the VFA does not have provisions
631 that may be construed as a restriction or
VOL. 779, JANUARY 12, 2016 631 of obligations found in existing
modification
Saguisag vs. Ochoa, Jr. statutes. The EDCA contains provisions
that may affect various statutes, including (a)
Second, unlike the VFA, the EDCA the jurisdiction of courts, (b) local autonomy,
allows pre-positioning of military materiel, and (c) taxation.
which can include various types of warships, There is no showing that the new matters
fighter planes, bombers, and vessels, as covered in the EDCA were contemplated by
well as land and amphibious vehicles and the Senate when it approved the VFA.
their corresponding ammunition. Senate Resolution No. 105, Series of 2015,
Third, the VFA contemplates the entry of which expresses the sentiment of that
troops for various training exercises. The legislative chamber, is a definite and
EDCA allows our territory to be used by the unequivocal articulation of the Senate: the
United States to launch military and VFA was not intended to cover the matters
now included in the EDCA. In the view of the of this provision when it discussed the
Senate reading the same provisions of the constitutionality of the VFA. Similar to the
Constitution as we do, the EDCA should be EDCA, the VFA was a product of
in treaty form. negotiations between the two governments
The EDCA, in its current form, is only an relating to mutual security interests. Unlike
official and formal memorial of agreed the EDCA, however, the VFA was
provisions resulting from the negotiations submitted to the Senate for concurrence,
with the United States. The President has thus:
the discretion to submit the agreement to
the Senate for concurrence. The EDCA is a On July 18, 1997, the United States
treaty and requires Senate concurrence. panel, headed by US Defense Deputy
Assistant Secretary for Asia Pacific Kurt
I Campbell, met with the Philippine panel,
headed by Foreign Affairs Undersecretary
The EDCA should comply with Article Rodolfo Severino, Jr., to exchange notes on
XVIII, Section 25 of the Constitution. “the complementing strategic interests of
the United States and the Philippines in the
Asia-Pacific region.” Both sides discussed,
632 among other things, the possible elements
63 SUPREME COURT REPORTS ANNOTATED of the Visiting Forces Agreement (VFA for
2 brevity). Negotiations by both panels on the
Saguisag vs. Ochoa, Jr. VFA led to a consolidated draft text, which
in turn resulted [in] a final series of
BAYAN v. Zamora interpreted the scope
2
conferences and negotiations that
culminated in Manila on January 12 and 13, _______________
2 Bayan (Bagong Alyansang Makabayan) v. Zamora,
1998. Thereafter, then President Fidel V. 396 Phil. 623; 342 SCRA 449 (2000) [Per J. Buena, En
Ramos approved the VFA, which was Banc].
respectively signed by public respondent
Secretary Siazon and Unites States
Ambassador Thomas Hubbard on February 633
10, 1998. VOL. 779, JANUARY 12, 2016
On October 5, 1998, President Joseph E. Saguisag vs. Ochoa, Jr.
Estrada, through respondent Secretary of
Foreign Affairs, ratified the VFA. ommendation. Thereafter, joint public
On October 6, 1998, the President, hearings were held by the two Committees.
acting through respondent Executive On May 3, 1999, the Committees submitted
Secretary Ronalda Zamora, officially Proposed Senate Resolution No. 443
transmitted to the Senate of the Philippines, recommending the concurrence of the
the Instrument of Ratification, the letter of Senate to the VFA and the creation of a
the President and the VFA, for concurrence Legislative Oversight Committee to oversee
pursuant to Section 21, Article VII of the its implementation. Debates then ensued.
1987 Constitution. The Senate, in turn, On May 27, 1999, Proposed Senate
referred the VFA to its Committee on Resolution No. 443 was approved by the
Foreign Relations, chaired by Senator Blas Senate, by a two-thirds (2/3) vote of its
F. Ople, and its Committee on National members. Senate Resolution No. 443 was
Defense and Security, chaired by Senator then renumbered as Senate Resolution No.
Rodolfo G. Biazon, for their joint 18.
consideration and rec- On June 1, 1999, the VFA officially entered
into force after an Exchange of Notes requirement in Section 21, Article VII, or the
between respondent Secretary Siazon and specific mandate mentioned in Section 25,
United States Ambassador Hubbard.3 Article XVIII, the provision in the latter article
(Citations omitted) requiring ratification by a majority of the
votes cast in a national referendum being
BAYAN held that Article XVIII, Section unnecessary since Congress has not
25 of the Constitution applies to the VFA: required it.
_______________
3 Id., at pp. 632-637; pp. 464-469.
Section 25, Article XVIII disallows foreign
military bases, troops, or facilities in the
country, unless the following conditions are 634
sufficiently met, viz.: (a) it must be under a 63 SUPREME COURT REPORTS ANNOTATED
treaty; (b) the treaty must be duly concurred 4
in by the Senate and, when so required by Saguisag vs. Ochoa, Jr.
Congress, ratified by a majority of the votes
cast by the people in a national referendum; As to the matter of voting, Section 21,
and (c) recognized as a treaty by the other Article VII particularly requires that a treaty
contracting state. or international agreement, to be valid and
There is no dispute as to the presence of effective, must be concurred in by at least
the first two requisites in the case of the two-thirds of all the members of the Senate.
VFA. The concurrence handed by the On the other hand, Section 25, Article XVIII
Senate through Resolution No. 18 is in simply provides that the treaty be “duly
accordance with the provisions of the concurred in by the Senate.”
Constitution, whether under the general
Applying the foregoing constitutional contemplated under Section 25, Article
provisions, a two-thirds vote of all the XVIII means that at least two­-thirds of all
members of the Senate is clearly required the members of the Senate favorably vote
so that the concurrence contemplated by to concur with the treaty — the VFA in the
law may be validly obtained and deemed instant case.
present. While it is true that Section 25, ....
Article XVIII requires, among other things, Having resolved that the first two requisites
that the treaty — the VFA, in the instant prescribed in Section 25, Article XVIII are
case — be “duly concurred in by the present, we shall now pass upon and delve
Senate,” it is very true however that said on the requirement that the VFA should be
provision must be related and viewed in recognized as a treaty by the United States
light of the clear mandate embodied in of America.
Section 21, Article VII, which in more ....
specific terms, requires that the This Court is of the firm view that the phrase
concurrence of a treaty, or international “recognized as a treaty” means that the
agreement, be made by a two-thirds vote of other contracting party accepts or
all the members of the Senate. Indeed, acknowledges the agreement as a treaty.
Section 25, Article XVIII must not be treated To require the other contracting state, the
in isolation to Section 21, Article VII. United States
As noted, the “concurrence requirement”
under Section 25, Article XVIII must be
construed in relation to the provisions of 635
Section 21, Article VII. In a more particular VOL. 779, JANUARY 12, 2016
language, the concurrence of the Senate Saguisag vs. Ochoa, Jr.
exercises may include training on new
of America in this case, to submit the VFA techniques of patrol and surveillance to
to the United States Senate for concurrence protect the nation’s marine resources, sea
pursuant to its Constitution, is to accord search-and-rescue operations to assist
strict meaning to the phrase.4 vessels in distress, disaster relief
operations, civic action projects such as the
Lim v. Executive Secretary5 further building of school houses, medical and
explored the scope of the VFA as it dealt humanitarian missions, and the like.
with the constitutionality of the Terms of Under these auspices, the VFA gives
Reference of the “Balikatan 02-1” joint legitimacy to the current Balikatan
military exercises between the Philippines exercises. It is only logical to assume that
and the United States: “Balikatan 02-1,” a “mutual anti-terrorism
advising, assisting and training exercise,”
The Terms of Reference rightly fall within falls under the umbrella of sanctioned or
the context of the VFA. allowable activities in the context of the
After studied reflection, it appeared agreement. Both the history and intent of
farfetched that the ambiguity surrounding the Mutual Defense Treaty and the VFA
the meaning of the word “activities” arose support the conclusion that combat-related
from accident. In our view, it was activities — as opposed to combat itself —
deliberately made that way to give both such as the one subject of the instant
parties a certain leeway in negotiation. In petition, are indeed authorized.
this manner, visiting US forces may sojourn _______________
4 Id., at pp. 654-657; pp. 486-488.
in Philippine territory for purposes other 5 430 Phil. 555; 380 SCRA 739 (2002) [Per J. De
than military. As conceived, the joint Leon, Jr., En Banc].
brought to their very doorstep. They cannot
be expected to pick and choose their targets
636 for they will not have the luxury of doing so.
63 SUPREME COURT REPORTS ANNOTATED We state this point if only to signify our
6 awareness that the parties straddle a fine
Saguisag vs. Ochoa, Jr. line, observing the honored legal maxim
“Nemo potest facere per alium quod non
That is not the end of the matter, though. potest facere per directum.” The indirect
Granted that “Balikatan 02-1” is permitted violation is actually petitioners’ worry, that in
under the terms of the VFA, what may US reality, “Balikatan 02-1” is actually a war
forces legitimately do in furtherance of their principally conducted by the United States
aim to provide advice, assistance and government, and that the provision on self-
training in the global effort against terrorism? defense serves only as camouflage to
Differently phrased, may American troops conceal the true nature of the exercise. A
actually engage in combat in Philippine clear pronouncement on this matter thereby
territory? The Terms of Reference are becomes crucial.
explicit enough. Paragraph 8 of Section I In our considered opinion, neither
stipulates that US exercise participants may the MDT nor the VFA allow foreign
not engage in combat “except in self- troops to engage in an offensive war
defense.” We wryly note that this sentiment on Philippine territory.6 (Emphasis
is admirable in the abstract but difficult in supplied)
implementation. The target of “Balikatan 02-
1,” the Abu Sayyaf, cannot reasonably be Nicolas v. Romulo7 involved the grant of
expected to sit idly while the battle is custody of Lance Corporal Daniel Smith to
the United States pursuant to the VFA and the requirements of Art. XVIII, Sec. 25 of our
reiterated the ruling in Bayan: Constitution.8
The controversy now before us involves
[A]s an implementing agreement of the more than the VFA. Reading the entirety of
RP-US Mutual Defense Treaty, it was not the Constitution is necessary to fully
necessary to submit the VFA appreciate the context of the interpretation
_______________ of Article XVIII, Section 25.
6 Id., at pp. 575-576; pp. 755-756. “Nemo palest
facere per alium quod non palest facere per directum”
translates to “No one is allowed to do indirectly what he II
is prohibited to do directly.”
7 598 Phil. 262; 578 SCRA 438 (2009) [Per J. Foreign policy indeed includes security
Azcuna, En Banc].
alliances and defense cooperation among
states. In the conduct of negotiations and
637 in the implementation of any valid and
VOL. 779, JANUARY 12, 2016 binding637
international agreement, Article II
Saguisag vs. Ochoa, Jr. of the Constitution requires:

to the US Senate for advice and consent, Section 2. The Philippines renounces
but merely to the US Congress under the war as an instrument of national policy,
Case-Zablocki Act within 60 days of its adopts the generally accepted principles of
ratification. It is for this reason that the US international law as part of the law of the
has certified that it recognizes the VFA as a land and adheres to the policy of peace,
binding international agreement, i.e., a equality, justice, freedom, cooperation, and
treaty, and this substantially complies with amity with all nations.
.... Purposes of the United Nations.”9
Section 7. The State shall pursue an Our use of force is not completely
independent foreign policy. In its relations proscribed as the Charter of the United
with other states the paramount Nations provides for the inherent right of
consideration shall be national sovereignty, individual or collective self-defense:
territorial integrity, national interest, and
the right to self-determination. CHAPTER VII: ACTION WITH
RESPECT TO THREATS TO THE
Article 2(4) of the Charter of the United PEACE, BREACHES OF THE
Nations similarly provides that “[a]ll PEACE, AND ACTS OF
Members shall refrain in their international AGGRESSION
relations from the threat or use of force
against the territorial integrity or political ....
independence of any state, or
_______________ Article 51. Nothing in the present
8 Id., at pp. 284-285; p. 461.
Charter shall impair the inherent right
of individual or collective self-
638
defen[s]e if an armed attack occurs
63 SUPREME COURT REPORTS ANNOTATEDagainst a Member of the United
8 Nations, until the Security Council has
Saguisag vs. Ochoa, Jr. taken measures necessary to
maintain international peace and
in any other manner inconsistent with the security. Measures taken by Members
in the exercise of this right of self-
defen[s]e shall be immediately Higgins, Rosalyn, Problems and Process: International
Law and How We Use It, pp. 242-243 (1994), citing US
reported to the Security Council and
shall not in any way affect the
authority and responsibility of the 639
Security Council under the present VOL. 779, JANUARY 12, 2016
Charter to take at any time such action Saguisag vs. Ochoa, Jr.
as it deems necessary in order to Another exception would be the collective
maintain or restore international security system set up under the Charter of
peace and security.10 the United Nations, with the Security
Council acting in accordance with Chapter
Furthermore, falling within the VII of the Charter. Under Article 42:
penumbra on the use of force are Should the Security Council consider that
preemptive self-defense,11 self-help, measures provided for in Article 41 would
and humanitarian interventions.12 be inadequate or have proved to be
_______________
9 Charter of United Nations, Chapter I, Art. 2(4) inadequate, it may take such action by air,
<http://www.un.org/en/documents/charter/chapter1.sht sea, or land forces as may be necessary to
ml> (visited January 11, 2016). maintain or restore international peace and
10 Charter of United Nations, Chapter VII, Art. 51
<http://www.un.org/en/documents/charter/chapter7.sht
security. Such action may include
ml> (visited January 11, 2016). See Military and demonstrations, blockade, and other
Paramilitary Activities in and Against Nicaragua operations by air, sea, or land forces of
(Nicaragua v. United States of America), I.C.J. 1984
Members of the United Nations.13
I.C.J. 39
_______________
11 See Anthony Clark Arend, International Law and
Secretary of State Webster in his diplomatic note in the
the Preemptive Use of Military Force, THE
1842 Caroline Case. According to Professor Higgins,
WASHINGTON QUARTERLY 26:2, 89-103 (2003). See
under customary international law, preemptive self- <http://www.un.org/en/documents/charter/chapter7.sht
defense may be resorted to when the necessity is ml> (visited January
“instant, overwhelming, and leav[es] no choice of means,
and no moment for deliberation.”
12 See Higgins, id., at pp. 245-248 (1994). See
640
Keynote address by Jacques Forster, Vice President of
the International Committee of the Red Cross, 64 SUPREME COURT REPORTS ANNOTATED
presented at the Ninth Annual Seminar on International 0
Humanitarian Law for Diplomats accredited to the Saguisag vs. Ochoa, Jr.
United Nations, Geneva, 8-9 March 2000
<https://www.icrc.org/eng/resources/documents/misc/5
7jqjk.htm> (visited January 11, 2016): “The use of force Generally, the President’s discretion is
by the international community should come within the plenary in matters falling within executive
scope of the United Nations Charter. International
humanitarian law cannot be invoked to justify armed
functions. He is the chief executive,15 having
intervention because it has nothing to do with the right the power of control over all executive
of States to use force. Its role is strictly limited to setting departments, bureaus, and offices.16 Further,
limits to armed force irrespective of the legitimacy of its “by constitutional fiat and by the intrinsic
use.” See also United Nations Security Council
Resolution 1674 (2006) on the concept of Responsibility nature of his office, the President, as head
to Protect of State, is the sole organ and authority in
<http://www.un.org/en/ga/search/view_doc.asp?symbol the external affairs of the country [and] [i]n
=S/RES/1674(2006)> (visited January 11, 2016).
many ways, the President is the chief
13 Charter of United Nations, Chapter VII, Art. 42
<http://www.un.org/en/sections/charter/chapter7.shtml> architect of the nation’s foreign policy.”17
(visited January 11, 2016). The President is also the Commander-in-
We fall within this exception when we participate in Chief of all armed forces of the Philippines.18
the enforcement of the resolutions of the Security
Council.14
He has the power to “call out such armed
14 See Charter of United Nations, Chapter VII, Art. forces to prevent or suppress lawless
44
violence, invasion or rebellion . . . suspend 19 Id.
the privilege of the writ of habeas corpus or
place the Philippines or any part thereof
641
under martial law”19 subject to the conditions
VOL. 779, JANUARY 12, 2016
and requisites under the provision.
Saguisag vs. Ochoa, Jr.
However, the President’s discretion to allow
our participation in the use of force —
whether by committing our own military III
assets and personnel or by allowing our
territory to be used as waypoints, refueling With respect to the use of or threat to
or staging areas — is also constrained by use force, we can discern a gradation of
the Constitution. In this sense, the power of interrelations of the legislative and
the President as Commander-in-Chief and executive powers to ensure that we pursue
head of state is limited by the sovereign “an independent foreign policy” in the
through judicially determinable context of our history.
constitutional parameters. Article VI, Section 23 of the Constitution
_______________ covers declarations of a state of war. It is
11, 2016). See also Enforcement action through vested solely in Congress, thus:
regional arrangements under Articles 52(1) and 53(1) of
the United Nations Charter.
<http://www.un.org/en/sections/un-charter/chapter-
Section 23. (1) The Congress, by a
viii/index.html> (visited January 11, 2016). vote of two-thirds of both Houses in joint
15 Const., Art. VII, Sec. 1. session assembled, voting separately,
16 Const., Art. VII, Sec. 17.
shall have the sole power to declare the
17 Supra note 2 at p. 663; p. 494.
18 Const., Art. VII, Sec. 18. existence of a state of war.
(2) In times of war or other national States of America concerning Military
emergency, the Congress may, by law, Bases, foreign military bases, troops, or
authorize the President, for a limited period facilities shall not be allowed in the
and subject to such restrictions as it may Philippines except under a treaty duly
prescribe, to exercise powers necessary concurred in by the Senate and, when the
and proper to carry out a declared national Congress so requires, ratified by a majority
policy. Unless sooner withdrawn by of the votes cast by the people in a
resolution of the Congress, such powers national referendum held for that purpose,
shall cease upon the next adjournment and recognized as a treaty by the other
thereof. contracting State.

Informed by our history and to ensure


that the independence of our foreign policy 642
is not compromised by the presence of 64 SUPREME COURT REPORTS ANNOTATED
foreign bases, troops, or facilities, the 2
Constitution now provides for treaty Saguisag vs. Ochoa, Jr.
recognition, Senate concurrence, and
public ratification when required by The prohibition in Article XVIII, Section 25
Congress through Article XVIII, Section 25, relates only to international agreements
thus: involving foreign military bases, troops, or
facilities. It does not prohibit the President
Section 25. After the expiration in from entering into other types of
1991 of the Agreement between the agreements that relate to other aspects of
Republic of the Philippines and the United his powers as Commander-in-­Chief.
In BAYAN: sufficiently met, viz.: (a) it must be under a
treaty; (b) the treaty must be duly concurred
Section 25, Article XVIII is a special in by the Senate and, when so required by
provision that applies to treaties which Congress, ratified by a majority of the votes
involve the presence of foreign military cast by the people in a national referendum;
bases, troops or facilities in the Philippines. and (c) recognized as a treaty by the other
Under this provision, the concurrence of the contracting state.20 (Emphasis supplied)
Senate is only one of the requisites to
render compliance with the constitutional “Foreign military bases, troops, and
requirements and to consider the facilities” should not be read together but
agreement binding on the Philippines. separately. Again, in BAYAN:
Section 25, Article XVIII further requires that _______________
20 Supra note 2 at pp. 651-655; pp. 482-486.
“foreign military bases, troops, or facilities”
may be allowed in the Philippines only by
virtue of a treaty duly concurred in by the 643
Senate, ratified by a majority of the votes VOL. 779, JANUARY 12, 2016
cast in a national referendum held for that Saguisag vs. Ochoa, Jr.
purpose if so required by Congress, and
recognized as such by the other contracting Moreover, it is specious to argue that
state. Section 25, Article XVIII is inapplicable to
.... mere transient agreements for the reason
Section 25, Article XVIII disallows foreign that there is no permanent placing of
military bases, troops, or facilities in the structure for the establishment of a military
country, unless the following conditions are
base. On this score, the Constitution makes use of comma and the disjunctive word “or”
no distinction between “transient” and clearly signifies disassociation and
“permanent.” Certainly, we find nothing in independence of one thing from the others
Section 25, Article XVIII that requires included in the enumeration, such that, the
foreign troops or facilities to be stationed or provision contemplates three different
placed permanently in the Philippines. situations — a military treaty the subject of
It is a rudiment in legal hermeneutics that which could be either (a) foreign bases, (b)
when no distinction is made by law, the foreign troops, or (c) foreign facilities — any
Court should not distinguish — Ubi lex non of the three standing alone places it under
distinguit nec nos distinguire debemos. the coverage of Section 25, Article XVIII.
In like manner, we do not subscribe to the To this end, the intention of the framers of
argument that Section 25, Article XVIII is not the Charter, as manifested during the
controlling since no foreign military bases, deliberations of the 1986 Constitutional
but merely foreign troops and facilities, are Commission, is consistent with this
involved in the VFA. Notably, a perusal of interpretation:
said constitutional provision reveals that the “MR. MAAMBONG. I just want to address
proscription covers “foreign military bases, a question or two to Commissoner Bernas.
troops, or facilities.” Stated differently, this
prohibition is not limited to the entry of
troops or facilities without any foreign bases 644
being established. The clause does not 64 SUPREME COURT REPORTS ANNOTATED
refer to “foreign military bases, troops, or 4
facilities” collectively but treats them as Saguisag vs. Ochoa, Jr.
separate and independent subjects. The
This formulation speaks of three things: by new means and weapons of warfare
foreign military bases, troops or facilities. such as nuclear weapons, guided missiles
My first question is: If the country does enter as well as huge sea vessels that can stay
into such kind of a treaty, must it cover the afloat in the sea even for months and years
three — bases, troops or facilities — or without returning to their home country.
could the treaty entered into cover only one These military warships are actually used
or two? as substitutes for a land-home base not only
FR. BERNAS. Definitely, it can cover only of military aircraft but also of military
one. Whether it covers only one or it covers personnel and facilities. Besides, vessels
three, the requirements will be the same. are mobile as compared to a land-based
MR. MAAMBONG. In other words, the military headquarters.
Philippine government can enter into a At this juncture, we shall then resolve the
treaty covering not bases but merely troops? issue of whether or not the requirements of
FR. BERNAS. Yes. Section 25 were complied with when the
MR. MAAMBONG. I cannot find any Senate gave its concurrence to the VFA.
reason why the government can enter into Section 25, Article XVIII disallows foreign
a treaty covering only troops. military bases, troops, or facilities in the
FR. BERNAS. Why not? Probably if we country, unless the following conditions are
stretch our imagination a little bit more, we sufficiently met, viz.: (a) it must be
will find some. We just want to cover
everything.”
Moreover, military bases established within 645
the territory of another state is no longer VOL. 779, JANUARY 12, 2016
viable because of the alternatives offered Saguisag vs. Ochoa, Jr.
activities. Its very structure shows that
under a treaty; (b) the treaty must be duly Article XVIII, Section 25 is not a mere
concurred in by the Senate and, when so gateway for the entry of foreign troops or
required by congress, ratified by a majority facilities into the Philippines for them to
of the votes cast by the people in a national carry out any activity later on.
referendum; and (c) recognized as a treaty The provision contains measures designed
by the other contracting state.21 (Citations to protect our country in the broader
omitted) scheme of international relations. Military
presence shapes both foreign policy and
The ponencia, among others, interprets political relations. War — or the threat
“shall not be allowed” as being limited to the thereof through the position of troops,
“initial entry” of bases, troops, or facilities.22 basing, and provision of military facilities —
Subsequent acts are treated as no longer is an extension of politic, thus:
being subject to Article XVIII, Section 25 The use of military force is a means to a
and are, therefore, only limited by other higher end — the political object. War is a
constitutional provisions and relevant tool that policy uses to achieve its objectives
laws.23 and, as such, has a measure of rational
This interpretation is specious and utility. So, the purpose for which the use of
ahistorical. force is intended will be the major
There is nothing in Article XVIII, Section 25 determinant of the course and character of
that defines the extent and scope of the a war. As Clausewitz explains, war “is
presence of foreign military bases, troops, controlled by its political object,” which will
or facilities, thereby justifying a distinction set its course,
between their initial entry and subsequent _______________
21 Id., at pp. 653-655; pp. 484-486. by a treaty.
22 Ponencia, p. 353.
23 Id., at p. 354.
There is more evidence in the text of the
provision of a sovereign intent to require
conscious, deliberate, and public
646 discussion regarding these issues.
64 SUPREME COURT REPORTS ANNOTATED The provision gives Congress, consisting of
6 the Senate and the House of
Saguisag vs. Ochoa, Jr. Representatives, the option to require that
the treaty become effective only when
prescribe the scale of means and effort approved by a majority of the people in a
which is required, and makes its influence referendum. Furthermore, there is the
felt throughout down to the smallest additional requirement that the authority will
operational detail.24 be absent if the other state does not treat
the same instrument that allows their bases,
With respect to the entry and presence of troops, and facilities to enter our territory as
foreign military bases, troops, and facilities, a treaty.
Article XVIII, Section 25 of the 1987 The provision ensures equality by requiring
Constitution enables government to a higher level of public scrutiny. Unlike in
politically negotiate with other states from a the past when we bargained with the United
position of equality. The authority is not States from a position of weakness, the
exclusively granted to the President. It is Constitution opens the legislative forum so
shared with the Congress. The Senate that we use the freedoms that we have won
participates because no foreign base, troop, since 1946 to ensure a fair agreement.
or facility may enter unless it is authorized Legislative hearings make the agreements
more publicly legible. They allow more and the United States. The complete text of
criticism to be addressed. Public forums the negotiations was presented to the public
clarify to the United States and other foreign in time for the visit of the President of the
military powers interested in the Philippines United States. During its presentation, the
the full extent of interest and President’s representatives took the
_______________ position that no further public discussion
24 Thomas Waldman, Politics and War:
Clausewitz’s Paradoxical Equation, AUTUMN 2 (2010)
would be held that might affect the terms of
<http://strategicstudiesinstitute.army.mil/pubs/paramete the EDCA. The President presented the
rs/Articles/201Oautumn/Waldman.pdf> (visited January EDCA as a final product withdrawn from
11, 2016). Senate or Congressional input. The
President curtailed even the possibility of
full public participation through a
647
Congressional Resolution calling for a
VOL. 779, JANUARY 12, 2016 647
referendum on this matter.
Saguisag vs. Ochoa, Jr.
The Separate Opinion of former Chief
Justice Puno in BAYAN provides a picture
the various standpoints of our different
of how the Constitutional Commission
constituents. As a mechanism of public
recognized the lopsided relationship of the
participation, it also assures our treaty
United States and the Philippines despite
partners of the durability of the various
the 1951 Mutual Defense Treaty and the
obligations in these types of security
1947 Agreement Between the United
arrangements.
States of America and the Republic of the
The EDCA was negotiated in private
Philippines Concerning Military Bases
between representatives of the President
(1947 Military Bases Agreement):
To determine compliance of the VFA with Saguisag vs. Ochoa, Jr.
the requirements of Sec. 25, Art. XVIII of the
Constitution, it is necessary to ascertain the
United States Senate. In the eyes of
intent of the framers of the Constitution as
Philippine law, therefore, the Military Bases
well as the will of the Filipino people who
Agreement was a treaty, but by the laws of
ratified the fundamental law. This exercise
the United States, it was a mere executive
would inevitably take us back to the period
agreement. This asymmetry in the legal
in our history when U.S. military presence
treatment of the Military Bases Agreement
was entrenched in Philippine territory with
by the two countries was believed to be a
the establishment and operation of U.S.
slur to our sovereignty. Thus, in the debate
Military Bases in several parts of theamong the Constitutional Commissioners,
archipelago under the 1947 R.P.-U.S. the unmistakable intention of the
Military Bases Agreement. As articulated by
commission emerged that this anomalous
Constitutional Commissioner Blas F. Ople
asymmetry must never be repeated. To
in the 1986 Constitutional Commission correct this historical aberration, Sec. 25,
deliberations on this provision, the 1947
Art. XVIII of the Constitution requires that
RP-US Military Bases Agreement was the treaty allowing the presence of foreign
ratified by the Philippine Senate, but not by
military bases, troops, and facilities should
the also be “recognized as a treaty by the other
contacting party.” In plain language,
recognition of the United States as the other
648 contracting party of the VFA should be by
64 SUPREME COURT REPORTS ANNOTATED
the US President with the advice and
8 consent of the US Senate.
The following exchanges manifest this under Philippine law. But as far as the
intention: Americans are con-
“MR. OPLE. Will either of the two gentlemen
yield to just one question for clarification? Is
there anything in this formulation, whether 649
that of Commissioner Bernas or of VOL. 779, JANUARY 12, 2016
Commissioner Romulo, that will prevent the Saguisag vs. Ochoa, Jr.
Philippine government from abrogating the
existing bases agreement? cerned, the Senate never took
FR. BERNAS. To my understanding, none. cognizance of this and therefore, it is
MR. ROMULO. I concur with Commissioner an executive agreement. That creates
Bernas. a wholly unacceptable asymmetry
MR. OPLE. I was very keen to put this between the two countries. Therefore,
question because I had taken the position in my opinion, the right step to take, if
from the beginning — and this is embodied the government of our country will
in a resolution filed by Commissioners deem it in the national interest to
Natividad, Maambong and Regalado — that terminate this agreement or even to
it is very important that the government of renegotiate it, is that we must begin
the Republic of the Philippines be in a with a clean slate; we should not be
position to terminate or abrogate the bases burdened by the flaws of the 1947
agreement as one of the options . . . . we Military Bases Agreement. . .
have acknowledged starting at the MR. ROMULO. Madam President,
committee level that the bases agreement I think the two phrases in the Bernas
was ratified by our Senate; it is a treaty formulation take care of
Commissioner Ople’s concerns. neither do we say that they are null
The first says ‘EXCEPT UNDER and void ab initio as claimed by many
THE TERMS OF A TREATY.’ That of us here.
means that if it is to be renegotiated, it FR. BERNAS. The position I hold
must be under the terms of a new is that it is not the function of this
treaty. The second is the concluding Commission to pass judgment on the
phrase which says: ‘AND validity or invalidity of the subsisting
RECOGNIZED AS A TREATY BY agreement.
THE OTHER CONTRACTING
STATE.’
.... 650
MR. SUAREZ. Is the proposal 65 SUPREME COURT REPORTS ANNOTATED
prospective and not retroactive in 0
character? Saguisag vs. Ochoa, Jr.
FR. BERNAS. Yes, it is
prospective because it does not touch MR. SUAREZ . . . the proposal requires
the validity of the present agreement. recognition of this treaty by the other
However, if a decision should be contracting nation. How would that
arrived at that the present agreement recognition be expressed by that other
is invalid, then even prior to 1991, this contracting nation? That is in accordance
becomes operative right away. with their constitutional or legislative
MR. SUAREZ. In other words, we process, I assume.
do not impress the previous FR. BERNAS. As Commissioner Romulo
agreements with a valid character, indicated, since this certainly would refer
only to the United States, because it is only measures built into our present Constitution
the United States that would have the to allow the Senate, Congress and our
possibility of being allowed to have treaties People to participate in the shaping of
here, then we would have to require that the foreign policy. The EDCA may be an
Senate of the United States concur in the agreement that “deep-
treaty because under American _______________
25 J. Puno, Dissenting Opinion in Bayan (Bagong
constitutional law, there must be Alyansang Makabayan) v. Zamora, supra note 2 at pp.
concurrence on the part of the Senate of the 672-675; pp. 503-505.
United States to conclude treaties.
....
FR. BERNAS. When I say that the other 651
contracting state must recognize it as a VOL. 779, JANUARY 12, 2016
treaty, by that I mean it must perform all the Saguisag vs. Ochoa, Jr.
acts required for the agreement to reach the
status of a treaty under their jurisdiction.”25 ens defense cooperation”26 between the
(Emphasis supplied) Philippines and the United States. However,
like the 1947 Military Bases Agreement, it is
By allowing the entry of United States the agreement more than any other that will
military personnel, their deployment into extensively shape our foreign policy.
undefined missions here and abroad, and
their use of military assets staged from our IV
territory against their present and future
enemies based on a general provision in the Article VII, Section 21 of the
VFA, the majority now undermines the Constitution complements Article XVIII,
Section 25 as it provides for the requisite of the Philippines’ foreign policy has long
Senate concurrence, thus: been acknowledged.28 However, whether
an international
Section 21. No treaty or international _______________
26 Agreement between the Government of the
agreement shall be valid and effective Philippines and the Government of the United States of
unless concurred in by at least two-thirds America on Enhanced Defense Cooperation (2014), Art.
of all the Members of the Senate. 1, Sec. 1.
27 See Vienna Convention on the Law of Treaties
(1969), Art. 2(1)(a) and Vienna Convention on the Law
The provision covers both “treaty and of Treaties between States and International
international agreement.” Treaties are Organizations or between International Organizations,
traditionally understood as international Art. 2(1)(a) (1986).
28 Supra note 2; and Pimentel, Jr. v. Office of the
agreements entered into between states or Executive Secretary, 501 Phil. 303; 462 SCRA 622
by states with international organizations (2005) [Per J. Puno, En Banc].
with international legal personalities.27 The
deliberate inclusion of the term
“international agreement” is the subject of 652
a number of academic discussions 65 SUPREME COURT REPORTS ANNOTATED
pertaining to foreign relations and 2
international law. Its addition cannot be Saguisag vs. Ochoa, Jr.
mere surplus. Certainly, Senate
concurrence should cover more than
treaties. agreement is to be regarded as a treaty or
That the President may enter into as an executive agreement depends on the
international agreements as chief architect subject matter covered by and the temporal
nature of the agreement.29 Commissioner of summarizes the differences between the
Customs v. Eastern Sea Trading30 two perspectives:
differentiated international agreements that
require Senate concurrence from those that From the standpoint of Philippine
do not: constitutional law, a treaty is to be
distinguished from an executive
International agreements involving political agreement, as the Supreme Court
issues or changes of national policy and has done in Commissioner of
those involving international arrangements Customs v. Eastern Sea Trading
of a permanent character usually take the where it declares that “the
form of treaties. But international concurrence of [the Senate] is
agreements embodying adjustments of required by our fundamental law in the
detail carrying out well-established national making of ‘treaties’ . . . which are,
policies and traditions and those involving however, distinct and different from
arrangements of a more or less temporary ‘executive agreements,’ which may be
nature usually take the form of executive validly entered into without such
agreements.31 (Emphasis in the original) concurrence.”
_______________
See also Exec. Order No. 292 (1987), Book IV, Title
Indeed, the distinction made in I, Sec. 3(1) and 20.
Commissioner of Customs in terms of 29 Commissioner of Customs v. Eastern Sea
international agreements must be clarified Trading, 113 Phil. 333; 3 SCRA 351 (1961) [Per J.
depending on whether it is viewed from an Concepcion, En Banc].
30 Id.
international law or domestic law 31 Id., at p. 338; p. 356.
perspective. Dean Merlin M. Magallona
2(1)(a) of the Vienna Convention on
653 the Law of Treaties between States
VOL. 779, JANUARY 12, 2016 653 International
and Organizations,
Saguisag vs. Ochoa, Jr. which is not yet in force, the
designation or appellation of the
Thus, the distinction rests on the agreement also carries no legal
application of Senate concurrence as significance. Provided the instruments
a constitutional requirement. possess the elements of an
However, from the standpoint of agreement under international law,
international law, no such distinction they are to be taken equally as “treaty”
is drawn. Note that for purposes of the without regard to the descriptive
Vienna Convention on the Law of names by which they are designated,
Treaties, in Article 2(1)(a) the term such as “protocol,” “charter,”
“treaty” is understood as “an “covenant,” “exchange of notes,”
international agreement concluded “modus vivendi,” “convention,” or
between States in written form and “executive agreement.”32 (Emphasis
governed by international law, supplied, citations omitted)
whether embodied in a single
instrument or in two or more related Under Article 2(2)33 of the Vienna
instruments and whatever its Convention on the Law of Treaties, in
particular designation.” . . . The relation to Article 2(1)(a),34 the
Philippines is a party to the designation and
Convention which is already in force. _______________
In the use of the term “treaty,” Article 32 Magallona, Merlin M., A Primer in International
Law, pp. 62-64 (1997).
33 Article 2. USE OF TERMS requirement for Senate concurrence in
....
2. The provisions of paragraph 1 regarding the use of
Article VII, Section 21 of the Constitution
terms in the present Convention are without prejudice to connotes a special field of state policies,
the use of those terms or to the meanings which may be interests, and issues relating to foreign
given to them in the internal law of any State. relations that the Executive cannot validly
34 1. For the purposes of the present Convention:
(a) “Treaty” means an international agreement cover in an executive agreement:
concluded between States in written form and governed
by international law, whether embodied in a single
As stated above, an executive agreement is
instrument or in two or more related instruments and
whatever its particular designation.
outside the coverage of Article VII, Section
21 of the Constitution and hence not subject
to Senate concurrence. However, the
654 demarcation line between a treaty and an
65 SUPREME COURT REPORTS ANNOTATED executive agreement as to the subject
4 matter or content of their coverage is ill-
Saguisag vs. Ochoa, Jr. defined. The courts have not provided
reliable guidelines as to the scope of
treatment given to an international executive-agreement authority in relation to
agreement is subject to the treatment given treaty-making power.
by the internal law of the state party.35 If executive-agreement authority is
Paragraph 2 of Article 2 specifically un-contained, and if what may be the
safeguards the states’ usage of the terms proper subject matter of a treaty may
“treaty” and “international agreement” under also be included within the scope of
their internal laws.36 executive-agreement power, the
Within the context of our Constitution, the constitutional requirement of Senate
concurrence could be rendered Saguisag vs. Ochoa, Jr.
meaningless. The requirement could
be circumvented by an expedient the Constitution. The problem is
resort to executive agreement. how to define that regime, i.e., that
The definite provision for Senate which is outside the scope of
concurrence in the Constitution executive-agreement power of the
indomitably signifies that there must President and which exclusively
be a regime of national interests, belongs to treaty-making as subject to
policies and problems which the Senate concurrence.37 (Emphasis
Executive branch of the government supplied)
cannot deal with in terms of foreign
relations except through treaties Thus, Article VII, Section 21 may
concurred in by the Senate under cover some but not all types of
Article VII, Section 21 of executive agreements. Definitely, the
determination of its coverage does not
_______________ depend on the nomenclature
35 See Magallona, Merlin M., The Supreme Court
and International Law: Problems and Approaches in
assigned by the President.
Philippine Practice, in International Relations Pamphlet Executive agreements are international
Series No. 12, 16-17 (2010). agreements that pertain to mere
36 See 1 Cortien, Olivier and Klein, Pierre, The adjustments of detail that carry out well-
Vienna Conventions on the Law of Treaties: A
Commentary, pp. 34 and 55 (2011). entrenched national policies and traditions
in line with the functions of the Executive. It
655 includes enforcement of existing and valid
VOL. 779, JANUARY 12, 2016 treaties 655
where the provisions are clear. It
involves arrangements that are of a agreement in the form of a treaty concurred
temporary nature. More importantly, it does in by the Senate.
not amend existing treaties, statutes, or the _______________
37 Magallona, supra note 32 at pp. 66-67.
Constitution.
In contrast, international agreements that
are considered treaties under our 656
Constitution involve key political issues or 65 SUPREME COURT REPORTS ANNOTATED
changes of national policy. These 6
agreements are of a permanent character. Saguisag vs. Ochoa, Jr.
It requires concurrence by at least two-
thirds of all the members of the Senate. V
Even if we assume that the EDCA’s
nomenclature as an “executive agreement” The Solicitor General, on behalf of
is correct, it is still the type of international government, proposes that we should view
agreement that needs to be submitted to the the EDCA merely as an implementation of
Senate for concurrence. It involves a key both the Mutual Defense Treaty and the
political issue that substantially alters or VFA. In his view, since both the Mutual
reshapes our national and foreign policy. Defense Treaty and the VFA have been
Fundamentally however, the President’s submitted to the Senate and concurred in
classification of the EDCA as a mere validly under the governing constitutional
“executive agreement” is invalid. Article provisions at that time, there is no longer
XVIII, Section 25 requires that the presence any need to have an implementing
of foreign troops, bases, and facilities must agreement similarly submitted for Senate
be covered by an internationally binding
concurrence.
The Chief Justice, writing for the VI
majority of this court, agrees with the
position of the Solicitor General. The 1951 Mutual Defense Treaty
I disagree. cannot be the treaty contemplated in
The proposal of the Solicitor General Article XVIII, Section 25. Its
cannot be accepted for the following implementation through an executive
reasons: (1) the Mutual Defense Treaty, agreement, which allows foreign military
entered into in 1951 and ratified in 1952, bases, troops, and facilities, is not enough.
cannot trump the constitutional provision If the Mutual Defense Treaty is the basis
Article XVIII, Section 25; (2) even the VFA, for the EDCA as a mere executive
which could have been also argued as agreement, Article XVIII, Section 25 of the
implementing the Mutual Defense Treaty, Constitution will make no sense. An absurd
was presented to the Senate for interpretation of the Constitution is no valid
ratification; (3) the EDCA contains interpretation.
significant and material obligations not
contemplated by the VFA; and (4)
assuming arguendo that the EDCA only 657
provides the details for the full VOL. 779, JANUARY 12, 2016
implementation of the VFA, Article XVIII, Saguisag vs. Ochoa, Jr.
Section 25 still requires that it at least be
submitted to the Senate for concurrence, The Mutual Defense Treaty was entered
given the history and context of the into by representatives of the Philippines
constitutional provision. and the United States on August 30, 1951
and concurred in by the Philippine Senate In order more effectively to achieve the
on May 12, 1952. The treaty acknowledges objective of this Treaty, the Parties
that this is in the context of our obligations separately and jointly by self-help and
under the Charter of the United Nations. mutual aid will maintain and develop their
Thus, Article I of the Mutual Defense Treaty individual and collective capacity to resist
provides: armed attack.

The Parties undertake, as set forth in the While these provisions in the 1951 Mutual
Charter of the United Nations, to settle any Defense Treaty could reasonably be
international disputes in which they may be interpreted to include activities done jointly
involved by peaceful means in such a by the Philippines and the United States,
manner that international peace and nothing in International Law nor in the
security and justice are not endangered and Constitution can be reasonably read as
to refrain in their international relations from referring to this treaty for the authorization
the threat or use of force in any manner for “foreign military bases, troops, or
inconsistent with the purposes of the United facilities” after the ratification of the 1987
Nations. Constitution.
Again, the constitutional provision reads:
Further, the treaty expresses the desire of
the parties to “maintain and develop their Section 25. After the expiration in 1991 of
individual and collective capacity to resist the Agreement between the Republic of the
armed attack.” Thus, in Article III of the Philippines and the United States of
Treaty: America concerning Military Bases, foreign
military bases, troops or facilities
Bases Agreement as amended. This was
still in effect at the time of the drafting,
658 submission, and ratification of the 1987
65 SUPREME COURT REPORTS ANNOTATED Constitution.
8 The constitutional timeline is unequivocal.
Saguisag vs. Ochoa, Jr. The 1951 Mutual Defense Treaty was in
effect at the time of the ratification of the
shall not be allowed in the Philippines Constitution in 1987. It was also in effect
except under a treaty duly concurred in by even after the expiration of the Military
the Senate and, when the Congress so Bases Agreement in 1991. We could
requires, ratified by a majority of the votes reasonably assume that those who drafted
cast by the people in a national referendum and ratified the 1987 Constitution were
held for that purpose, and recognized as a aware of this legal situation and of the broad
treaty by the other contracting State. terms of the 1951 treaty yet did not
(Emphasis supplied) expressly mention the 1951 Mutual
Defense Treaty in Article XVIII, Section 25.
There is a time stamp to the obligation We can conclude, with sturdy and
under this provision. The prohibition against unassailable logic, that the 1951 treaty is
“foreign military bases, troops, or facilities,” not the treaty contemplated in Article XVIII,
unless covered by treaty or allowed through Section 25.
a referendum, becomes effective “after the Besides, the Executive also viewed the VFA
expiration in 1991 of the Agreement . . . as an implementation of the 1951 Mutual
concerning Military Bases.” The treaty Defense Treaty. Yet, it was still submitted to
about to expire refers to the 1947 Military the Senate for concurrence.
Parenthetically, Article 62 of the Vienna by petitioners, we do not need to go into
Convention on the Law of Treaties38 such an issue and at this time to be able to
provides for the principle of “rebus sic stan- resolve the controversies in this case. We
await a case that will provide a clearer
_______________ factual backdrop properly pleaded by the
38 Article 62. Fundamental Change of
Circumstances
parties.
_______________
1. A fundamental change of circumstances which has
ties, may not be invoked as a ground for terminating or
occurred with regard to those existing at the time of the
withdrawing from the treaty unless:
conclusion of a treaty, and which was not foreseen by
a. The existence of those circumstances constituted an
the par-
essential basis of the consent of the parties to be bound
by the treaty; and
b. The effect of the change is radically to transform the
659 extent of obligations still to be performed under the
VOL. 779, JANUARY 12, 2016 treaty. 659
2. A fundamental change of circumstances may not be
Saguisag vs. Ochoa, Jr. invoked as a ground for terminating or withdrawing from
a treaty:
tibus,” in that a fundamental change of a. If the treaty establishes a boundary; or
b. If the fundamental change is the result of a breach by
circumstances may be a ground to
the party invoking it either of an obligation under the
terminate or withdraw from a treaty.39 Dean treaty or of any other international obligation owed to
Merlin M. Magallona is of the view that there any other party to the treaty.
has been a fundamental change in 3. If, under the foregoing paragraphs, a party may
invoke a fundamental change of circumstances as a
circumstances that allows the Philippines to ground for terminating or withdrawing from a treaty it
terminate the 1951 Mutual Defense may also invoke the change as a ground for suspending
Treaty.40 Although we should acknowledge the operation of the treaty.
this suggestion during the oral arguments Vienna Convention of the Law of Treaties (1969)
<https://treaties.un.org/doc/Publication/UNTSNolume% development of a more comprehensive
201155/volume-1155-I-18232-­English.pdf> (visited
January 11, 2016).
system of regional security in the Pacific
39 Vienna Convention of the Law of Treaties, Art. 62 Area.” Article II further clarifies the treaty’s
(1969) purpose:
<https://treaties.un.org/doc/Publication/UNTSN/Volume Article II
%201155/volume-1155-I-18232-English.pdf> (visited
January 11, 2016). In order more effectively to achieve the
40 Magallona, Merlin M., A Critical Review of the objective of this Treaty, the Parties
EDCA, p. 29 (2014) (Unpublished), annexed to separately and jointly by self-help and
petitioners’ Memorandum.
mutual aid will maintain and develop their
individual and collective capacity to resist
armed attack. (Emphasis supplied)
660
66 SUPREME COURT REPORTS ANNOTATED
0 Clearly, none of its provisions provide
Saguisag vs. Ochoa, Jr. specifically for the presence of a base,
troops, or facilities that will put it within the
In addition, the Mutual Defense Treaty is not ambit of Article XVIII, Section 25. Its main
the treaty contemplated by Article XVIII, aim is to provide support against state
Section 25 on account of its subject matter. enemies effectively and efficiently. Thus, for
In paragraph 5 of its Preamble, the Mutual instance, foreign military bases were
Defense Treaty articulates the parties’ covered in the 1947 Military Bases
desire “to strengthen their present efforts to Agreement.
collective defense for the preservation of The VFA cannot also be said to be the
peace and security pending the treaty required in Article XVIII, Section 25.
This is because the United States, as the
other contracting party, has never treated it Military Bases Agreement by the two
as such under its own domestic laws. The countries was believed to be a slur to our
VFA has the same status as that of the 1947 sovereignty.41 (Emphasis supplied)
Military Bases Agreement in that it is merely
an executive agreement on the part of In Nicolas, Associate Justice Antonio T.
United States: Carpio himself underscored the non-treaty
status of the Visiting Forces Agreement in
As articulated by Constitutional light of Medellin v. Texas42 in his Separate
Commissioner Blas F. Ople in the 1986 Opinion, thus:
Constitutional Commission deliberations on
this provision, the 1947 RP-US Military Under Medellin, the VFA is indisputably not
Bases Agreement was ratified by the enforceable as domestic federal law in the
Philippine Senate, but not by the United United States. On the other hand, since the
States Senate. In the eyes of Philippine law, Philippine Senate ratified the VFA, the VFA
therefore, the Military Bases Agreement constitutes domestic law in the Philippines.
was a treaty, but by the laws of the United This unequal legal status of the VFA
States, it was a mere executive agreement. violates Section 25, Article XVIII of the
Philippine Constitution, which specifically
requires that a treaty involving the presence
661 of foreign troops in the Philippines must be
VOL. 779, JANUARY 12, 2016 equally 661
binding on the Philippines and on
Saguisag vs. Ochoa, Jr. the other contracting State.
In short, the Philippine Constitution bars the
This asymmetry in the legal treatment of the efficacy of such a treaty that is enforceable
as domestic law only in the Philippines but
unenforceable as domestic law in the other Section 25. After the expiration in 1991 of
contracting State. The Philippines is a the Agreement between the Republic of the
sovereign and independent State. It is no Philippines and the United States of
longer a colony of the United States. This America concerning Military Bases, foreign
Court should not countenance an unequal military bases, troops, or facilities shall not
treaty that is not only contrary to the express be allowed in the Philippines except under
mandate of the Philippine Constitution, but a treaty duly concurred in by the Senate and,
also an affront to the sovereignty, dignity when the Congress so requires, ratified by
and independence of the Philippine State. a majority of the votes cast by the people in
There is no dispute that Section 25, Article a national referendum held for that purpose,
XVIII of the Philippine Constitution governs and recognized as a treaty by the other
the constitutionality of the VFA. Section 25 contracting State.
states: The clear intent of the phrase “recognized
_______________ as a treaty by the other contracting State” is
41 J. Puno, Dissenting Opinion in Bayan (Bagong
Alyansang Makabayan) v. Zamora, supra note 2 at pp.
to insure that the treaty has the same legal
672-673; p. 503. effect on the Philippines as on the other
42 128 S.Ct. 1346; 170 L.Ed.2d 190. contracting State. This requirement is
unique to agreements involving the
presence of foreign troops in the Philippines,
662 along with the requirement, if Congress is
66 SUPREME COURT REPORTS ANNOTATED so minded, to hold a national referendum for
2 the ratification of such a treaty.
Saguisag vs. Ochoa, Jr. The deliberations of the Constitutional
Commission reveal the sensitivity of the Saguisag vs. Ochoa, Jr.
framers to the “unacceptable asymmetry” of
the then existing military bases agreement to take, if the government of our country will
between the Philippines and the United deem it in the national interest to terminate
States. The Philippine Senate had ratified this agreement or even to renegotiate it, is
the military bases agreement but the United that we must begin with a clean slate; we
States Government refused to submit the should not be burdened by the flaws of the
same to the U.S. Senate for ratification. 1947 Military Bases Agreement. I think that
Commissioner Blas Ople explained this is a very important point. I am glad to be
“unacceptable asymmetry” in this manner: reassured by the two Gentlemen that there
. . . But I think we have acknowledged is nothing in these proposals that will bar the
starting at the committee level that the Philippine government at the proper time
bases agreement was ratified by our from exercising the option of abrogation or
Senate; it is a treaty under Philippine law. termination.
But as far as the Americans are concerned, Eventually, the Constitutional Commission
the Senate never took cognizance of this required that any agreement involving the
and, therefore, it is an executive agreement. presence of foreign troops in the Philippines
That creates a wholly unacceptable must be “recognized as a treaty by the other
asymmetry between the two countries. contracting State.” This means that the
Therefore, in my opinion, the right step other contracting State must recognize the
agreement as a treaty, as distinguished
from any other agreement, and if its
663 constitutional processes require, submit the
VOL. 779, JANUARY 12, 2016 agreement663to its proper legislative body for
ratification as a treaty. As explained by Saguisag vs. Ochoa, Jr.
Commissioner Father Joaquin Bernas, S.J.,
during the deliberations of the
So, for these reasons, I oppose the deletion
Constitutional Commission: of this section because, first of all, as I said,
Third, on the last phrase “AND it does not prevent renegotiation. Second, it
RECOGNIZED AS A TREATY BY THE respects the sovereignty of our people and
OTHER CONTRACTING NATION,” we the people will be in a better position to
enter into a treaty and we want the other
judge whether to accept the treaty or not,
contracting party to respect that document
because then they will be voting not just on
as a document possessing force in the an abstraction but they will be voting after
same way that we respect it. The present
examination of the terms of the treaty
situation we have is that the bases negotiated by our government. And third,
agreement is a treaty as far as we arethe requirement that it be recognized as a
concerned, but it is only an executivetreaty by the other contracting nation places
agreement as far as the United States is
us on the same level as any other
concerned, because the treaty process was
contracting party.
never completed in the United States The following exchanges in the
because the agreement was not ratified by
Constitutional Commission explain further
the Senate. the meaning of the phrase “recognized as a
treaty by the other contracting State”:
FR. BERNAS: Let me be concrete, Madam
664 President, in our circumstances. Suppose
66 SUPREME COURT REPORTS ANNOTATED
they were to have this situation where our
4 government were to negotiate a treaty with
the United States, and then the two MR. NOLLEDO: Under the circumstances
executive departments in the ordinary the Commissioner just mentioned, Madam
course of negotiation come to an President, on the basis of the provision of
agreement. As our Constitution is taking Section 1 that “sovereignty resides in the
shape now, if this is to be a treaty at all, it Filipino people,” then we would not consider
will have to be submitted to our Senate for that a derogation of our sovereignty on the
its ratification. Suppose, therefore, that basis and expectation that there was a
what was agreed upon between the United plebiscite.
States and the executive department of the xxx xxx xxx
Philippines is submitted and ratified by the FR. BERNAS: As Commissioner Romulo
Senate, then it is further submitted to the indicated, since this certainly would refer
people for its ratification and subsequently, only to the United States, because it is only
we ask the United States: “Complete the the United States that would have the
process by accepting it as a treaty through possibility of being allowed to have treaties
ratification by your Senate as the United here, then we would have to require that the
States Constitution requires,” would such Senate of the United States concur in the
an arrangement be in derogation of treaty because under American
sovereignty? constitutional law, there must be
concurrence on the part of the Senate of the
United States to conclude treaties.
665 MR. SUAREZ: Thank you for the
VOL. 779, JANUARY 12, 2016 665
clarification.
Saguisag vs. Ochoa, Jr. Under the 1935 Constitution, if I recall it
correctly, treaties and agreements entered
into require an exchange of ratification. I legally binding both on the Philippines and
remember that is how it was worded. We do on the other contracting State. This means
not have in mind here an exchange of the treaty must be enforceable under
ratification by the Senate of the United Philippine domestic law as well as under the
States and by the Senate of the Philippines,domestic law of the other contracting State.
for instance, but only an approval or a Even Justice Adolfo S. Azcuna, the ponente
recognition by the Senate of the United of the majority opinion, and who was himself
States of that treaty. a member of the Constitutional Commission,
FR. BERNAS: When I say that the other expressly admits this when he states in his
contracting state must recognize it as a ponencia:
treaty, by that I mean it must perform all the
The provision is thus designed to ensure
acts required for that agreement to reach that any agreement allowing the presence
the status of a treaty under their jurisdiction.
of foreign military bases, troops or facilities
in Philippine territory shall be equally
binding on the Philippines and the foreign
666 sovereign State involved. The idea is to
66 SUPREME COURT REPORTS ANNOTATED prevent a recurrence of the situation where
6 the terms and conditions governing the
Saguisag vs. Ochoa, Jr. presence of foreign armed forces in our
territory were binding on us but not upon the
Thus, Section 25, Article XVIII of the foreign State.
Philippine Constitution requires that any An “equally binding” treaty means exactly
agreement involving the presence of foreign what it says — the treaty is enforceable as
troops in the Philippines must be equally domestic law in the Philippines and likewise
enforceable as domestic law in the other on equal footing must be demanded, and
contracting State.43 (Emphasis in the from one state to another. The Philippine
original, citations omitted) government must be firm in requiring that
the United States establish stability in its
Surprisingly, through his Concurring international commitment, both by
Opinion in this case, Associate Justice legislation and jurisprudence.
Carpio has now abandoned his earlier The doctrine laid down in BAYAN, insofar
views. as the VFA is concerned, should now be
This court’s interpretation of a treaty under revisited in light of new circumstances and
Article XVIII, Section 25 in BAYAN, which challenges in foreign policy and
did away with the requirement that the international relations.
agreement be recognized as a treaty by the
other contracting party, has resulted in an VII
absurd situation of political asymmetry
between the United States and the Philip- Even if we assume that the Mutual
_______________ Defense Treaty and the VFA are the
43 J. Carpio, Dissenting Opinion in Nicolas v.
Romulo, supra note 7 at pp. 308-312; pp. 488-491.
treaties contemplated by Article XVIII,
Section 25 of the Constitution, this court
must determine whether the EDCA is a
667 valid executive agreement as argued by
VOL. 779, JANUARY 12, 2016 667 respondents.
Saguisag vs. Ochoa, Jr. It is not. The EDCA modifies these two
agreements.
pines. A relationship where both parties are Respondents claim that the EDCA is an
executive agreement and merely 66 SUPREME COURT REPORTS ANNOTATED
implements the Mutual Defense Treaty and 8
VFA.44 In arguing that the EDCA Saguisag vs. Ochoa, Jr.
implements the Mutual Defense Treaty,
respondents state that the latter has two According to respondents, “[t]he primary
operative principles: (1) the Principle of concern of the EDCA is the Principle of
Defensive Reaction under Article IV;45 and Defensive Preparation in order to enhance
(2) the Principle of Defensive Preparation both parties’ abilities, if required, to
under Article II.46 operationalize the Principle of Defensive
_______________ Reaction.”47 The specific goals enumerated
44 Respondents’ Memorandum, pp. 15-16.
45 ARTICLE IV. Each Party recognizes that an
in the EDCA demonstrate this:
armed attack in the Pacific area on either of the Parties
would be dangerous to its own peace and safety and 56. The specific purposes of the EDCA —
declares that it would act to meet the common dangers to “[s]upport the Parties’ shared goal of
in accordance with its constitutional processes. Any
such armed attack and all measures taken as a result improving interoperability of the Parties’
thereof shall be immediately reported to the Security forces, and for the Armed Forces of the
Council of the United Nations, Such measures shall be Philippines (‘AFP’), [to address its] short-
terminated when the Security Council has taken the
measures necessary to restore and maintain
term capabilities gaps, promoting long-term
international peace and security. modernization, and helping maintain and
46 ARTICLE II. In order more effectively to develop additional maritime security,
achieve the objective of this Treaty, the Parties maritime domain awareness, and
separately and jointly by self-help and
humanitarian assistance and disaster relief
capabilities” properly fall within the MDT’s
668
objective of developing the defense
capabilities of the Philippines and the US. Republic of the Philippines and the Government of the
United States of America Regarding the Treatment of
The EDCA implements the MDT by United States Armed Forces Visiting the Philippines
providing for a mechanism that promotes (1998), Arts. I, VII, and VIII.
optimal cooperation between the US and
the Philippines.48
669
Similarly, respondents allege that the EDCA VOL. 779, JANUARY 12, 2016
implements the VFA in relation to the entry Saguisag vs. Ochoa, Jr.
of United States troops and personnel,
importation and exportation of equipment, erability of the Parties’ forces, and for the
materials, supplies, and other property, and Armed Forces of the Philippines (‘AFP’), [to
movement of vessels and aircraft in the address its] short-term capabilities gaps,
Philippines.49 Respondents rely on this promoting long-term modernization, and
court’s pronouncement in Lim that combat- helping maintain and develop additional
related activities are allowed under the VFA: maritime security, maritime domain
awareness, and humanitarian assistance
61. Article I of the EDCA provides that its and disaster relief capabilities.”
purposes are to support “the Parties’ shared 62. The Honorable Court in Lim ruled that
goal of improving interop- these activities are already covered by the
_______________ VFA. Under Lim, “maritime security,
mutual aid will maintain and develop their individual and
collective capacity to resist armed attack.
maritime domain awareness, and
47 Respondents’ Memorandum, p. 15. humanitarian assistance and disaster relief
48 Id., at p. 16. capabilities” are activities that are
49 Id., citing Agreement between the Government authorized to be undertaken in the
Philippines under the VFA. and materiel” is an “activity” to be approved
63. Article II of the EDCA reiterates the by the Philippine Government “through
definition of “United States personnel” in the bilateral security mechanisms, such as the
VFA which means “United States military MDB and SEB.”
and civilian personnel temporarily in the 66. In sum, what the EDCA does is to
Philippines in connection with activities enhance the existing contractual security
approved by the Philippines.” apparatus between the Philippines and the
64. Article III of the EDCA provides for the US, set up through the MDT and the VFA. It
“Agreed Locations” where the Philippines is the duty of the Honorable Court to allow
authorizes US to “conduct the following this security apparatus enough breathing
activities”: “training; transit; support and space to respond to perceived, anticipated,
related activities; refueling of aircraft; and actual exigencies.
bunkering of vessels; temporary
maintenance of vehicles, vessels and
aircraft; temporary accommodation of 670
personnel; communications; prepositioning 67 SUPREME COURT REPORTS ANNOTATED
of equipment, supplies and materiel; 0
deploying forces and materiel; and such Saguisag vs. Ochoa, Jr.
other activities as the Parties may agree.”
65. Article IV of the EDCA authorizes the As discussed earlier, an executive
prepositioning and storing of defense agreement merely provides for the detailed
equipment, supplies and materiel. Under adjustments of national policies or
Article IV in relation to Article III of the EDCA, principles already existing in other treaties,
the “prepositioning of equipment, supplies statutes, or the Constitution. It involves only
the enforcement of clear and specific amphibious vehicles, and their
provisions of the Constitution, law, or treaty. corresponding ammunition.
It cannot amend nor invalidate an existing Third, the VFA contemplates the entry of
statute, treaty, or provision in the troops for various training exercises. The
Constitution. It includes agreements that EDCA allows our territory to be used by the
are of a temporary nature. United States to launch military and
This is not the case with the EDCA. paramilitary operations conducted in other
The EDCA contains significant and material states.
obligations not contemplated by the VFA. Fourth, the EDCA introduces new
As an executive agreement, it cannot be concepts not contemplated in the VFA,
given any legal effect. The EDCA namely: (a) agreed locations; (b)
substantially modifies and amends the VFA contractors; (c) pre-positioning of military
in at least the following aspects: materiel; and (d) operational control.
First, the EDCA does not only regulate Lastly, the VFA did not have provisions
the “visits” of foreign troops. It allows the that may have been construed as a
temporary stationing on a rotational basis of restriction or modification of obligations
United States military personnel and their found in existing statutes. The EDCA
contractors on physical locations with contains provisions that
permanent facilities and pre-positioned
military materiel.
Second, unlike the VFA, the EDCA 671
allows the pre-positioning of military VOL. 779, JANUARY 12, 2016
materiel, which can include various types of Saguisag vs. Ochoa, Jr.
warships, fighter planes, bombers, land and
may affect various statutes including, agreed Locations may be listed in an annex
among others, (a) the jurisdiction of courts, to be appended to this Agreement, and may
(b) local autonomy, and (c) taxation. be further described in implementing
agreements. (Emphasis supplied)
VIII
As treaties, the 1947 Military Bases
Article I(1)(b) of the EDCA authorizes Agreement and its various amendments
United States forces access to “Agreed specified the actual location of the physical
Locations” in the Philippines on a rotational locations of United States troops and
basis.50 Even while the concept of “rotation” facilities. The EDCA, however, now
may refer to incidental and transient delegates the identification of the location
presence of foreign troops and contractors, not to a select Senate Committee or a public
the nature of the “Agreed Locations” is body but simply to our military
eerily similar to and, therefore, amounts to representatives in the Mutual Defense
basing agreements. Board and the Security Enhancement
“Agreed Locations” has been defined by Board.
the EDCA in Article II(4) as: More importantly, the extent of access and
use allowed to United States forces and
Facilities and areas that are provided by the contractors under the EDCA is broad. It is
Government of the Philippines through the set out in Article III:
AFP and that United states forces, United _______________
50 (b) Authorizing access to Agreed Locations in
States contractors, and others as mutually the territory of the Philippines by United States forces on
agreed, shall have the right to access and a rotational basis, as mutually determined by the Parties.
use pursuant to this Agreement. Such
2. When requested, the Designated
672 Authority of the Philippines shall assist in
67 SUPREME COURT REPORTS ANNOTATED facilitating transit or temporary access by
2 United States forces to public land and
Saguisag vs. Ochoa, Jr. facilities (including roads, ports, and
airfields), including those owned or
Article III controlled by local governments, and to
Agreed Locations other land and facilities (including roads,
1. With consideration of the views of the ports, and airfields).
Parties, the Philippines hereby authorizes 3. Given the mutuality of benefits, the
and agrees that United States forces, Parties agree that the Philippines shall
United States contractors, and vehicles, make Agreed Locations available to United
vessels, and aircraft operated by or for States forces without rental or similar costs.
United States forces may conduct the United States forces shall cover their
following activities with respect to Agreed necessary operation expenses with respect
Locations: training; transit; support and to their activities at the Agreed Locations.
related activities; refueling of aircraft; 4. The Philippines hereby grants to the
bunkering of vessels; temporary United States, through bilateral security
maintenance of vehicles, vessels, arid mechanisms, such as the MDB and SEB,
aircraft; temporary accommodation of operational control of Agreed Locations for
personnel; communications; prepositioning construction activities and authority to
of equipment, supplies, and materiel; undertake such activities on, and make
deploying forces and materiel; and such alterations and improvements to, Agreed
other activities as the Parties may agree. Locations. United States forces shall
consult on issues regarding such the Agreed Locations may be used for:
construction; alterations, and improvements
on the Parties’ shared intent that the (1) training;
technical requirements and construction (2) transit;
standards of any such projects undertaken (3) support and related activities;
by or on behalf of United States (4) refueling of aircraft;
(5) bunkering of vessels;
(6) temporary maintenance of vehicles,
673 vessels, and aircraft;
VOL. 779, JANUARY 12, 2016 673 accommodation of personnel;
(7) temporary
Saguisag vs. Ochoa, Jr. (8) communications;
(9) pre-positioning of equipment, supplies,
forces should be consistent with the and materiel;
requirements and standards of both Parties. (10) deploying forces and materiel; and
.... (11) other activities as the parties may
6. United States forces shall be responsible agree.
on the basis of proportionate use for
construction, development, operation, and There is no hierarchy among these
maintenance costs at Agreed Locations. activities. In other words, functions (2) to (11)
Specific funding arrangements may be need not be supportive only of training or
fined in Implementing arrangements. transit. Function (10), which pertains to
(Emphasis supplied) deployment of United States forces and
materiel, can be done independently of
Parsing the provisions carefully, we find that whether there are training exercises or
whether the troops are only in transit. transient military training exercise with their
The permission to do all these activities is Philippine counterparts. They are also
explicit in the EDCA. Government has allowed to execute, among others, the
already authorized and agreed that “United following scenarios:
States forces, United States contractors, One: Parts of Philippine territory may
and vehicles, be used as staging areas for special or
regular United States military personnel for
intervention in conflict areas in the
674 Southeast Asian region. This can be in the
67 SUPREME COURT REPORTS ANNOTATED form of landing rights given to their fighter
4 jets and stealth bombers or way stations for
Saguisag vs. Ochoa, Jr. SEALS or other special units entering
foreign territory in states not officially at war
vessels, and aircraft operated by or for with the Philippines.
United States forces” may conduct all these Two: Parts of Philippine territory may
activities. Carefully breaking down this be used to supplement overt
clause in Article III(1) of the EDCA, the communication systems of the United
authorization is already granted to: States forces. For instance, cyberwarfare
(a) “United States forces”; targeting a state hostile to the United States
(b) “United States contractors”; and can be launched from any of the Agreed
(c) “vehicles, vessels, and aircraft operated Locations to pursue their interests even if
by or for United States forces.” this will not augur well to Philippine foreign
United States military forces will not only be policy.
allowed to “visit” Philippine territory to do a Three: Parts of Philippine territory may
be used to plan, deploy, and supply covert is granted under Article VI, Section 3 of the
operations done by United States EDCA. The United States forces are given
contractors such as Blackwater and other a broad range of powers with regard to the
mercenary groups that have been used by Agreed Locations that are “necessary for
the United States in other parts of the world. their operational control or defense.”51 This
The EDCA covers these types of operations authority extends to the protection of
within and outside Philippine territory. Again, United States forces and contractors. In
the consequences to Philippine foreign addition, the United States is merely
policy in cases where targets are found in obligated to coordinate with Philippine
neighboring countries would be authorities the measures they will take in
immeasurable. case they deem it necessary to take
action.

675 In contrast, the Mutual Defense Treaty


VOL. 779, JANUARY 12, 2016 675 It is specific to the maintenance
is different.
Saguisag vs. Ochoa, Jr. and development of the Philippines and
the United States’ individual and collective
The Visiting Forces Agreement does not capacity to resist armed attack. The
cover these sample activities. Nor does it parties’ goal under the Mutual Defense
cover United States contractors. Treaty is to enhance collective defense
mechanisms for the preservation of peace
IX and security in the Pacific area.52
While certain activities such as “joint
Blanket authority over Agreed Locations RP-US military exercises for the purpose
of developing the capability to resist an
armed attack fall . . . under the provisions of authority and control over specific
of the RP-US Mutual Defense Treaty,”53 the portions of the Philippines to foreign military
alleged principles of Defensive Reaction forces without compliance with the
and Defensive Preparation do not license Constitutional requirements.54 Such grant of
the ceding authority and control over Agreed Locations
_______________ to foreign military forces involves a drastic
51 Agreement between the Government of the
Philippines and the Government of the United States of
change in national policy and cannot be
America on Enhanced Defense Cooperation (2014), Art. done in a mere executive agreement.
VI(3). United States forces are authorized to exercise all Moreover, nothing in the VFA provides for
rights and authorities within Agreed Locations that are the use of Agreed Locations to United
necessary for their operational control or defense,
including taking appropriate measures to protect United States forces or personnel, considering that
States forces and United States contractors. The United the VFA focuses on the visitation of United
States should coordinate such measures with States armed forces to the Philippines in
appropriate authorities of the Philippines.
52 Mutual Defense Treaty between the Republic of
relation to joint military exercises:
the Philippines and the United States of America (1951),
Preamble, par. 4. Preamble
53 Nicolas v. Romulo, supra note 7 at p. 284; p. 461.
The Government of the United States of
America and the Government of the
Republic of the Philippines,
676
Reaffirming their faith in the purposes and
67 SUPREME COURT REPORTS ANNOTATED
principles of the Charter of the United
6
Nations and their desire to strengthen
Saguisag vs. Ochoa, Jr.
international and regional security in the
Pacific area; 55 The Terms of Reference provides:
I. POLICY LEVEL
Reaffirming their obligations under the 1. The Exercise shall be Consistent with the
Mutual Defense Treaty of August 30, 1951; Philippine Constitution and all its activities shall be in
Noting that from time to time elements of consonance with the laws of the land and the provisions
the United States armed forces may visit the of the RP-US Visiting Forces Agreement (VFA).
2. The conduct of this training Exercise is in
Republic of the Philippines; accordance with pertinent United Nations resolutions
Considering that cooperation between against global terrorism as understood by the respective
the United States and the Republic of the parties.
3. No permanent US basing and support facilities
Philippines promotes their common security shall be established. Temporary structures such as
interests; those for troop billeting, classroom instruction and
Recognizing the desirability of defining messing may be set up for use by RP and US Forces
the treatment of United States personnel during the Exercise.
4. The Exercise shall be implemented jointly by RP
visiting the Republic of the Philippines[.] and US Exercise Co-Directors under the authority of the
(Emphasis supplied) Chief of Staff, AFP. In no instance will US Forces
_______________ operate independently during field training exercises
54 See Const., Art. XVIII, Sec. 25. (FTX). AFP and US Unit Commanders will retain
command over their respective forces under the overall
authority of the Exercise Co-Directors. RP and US
participants shall comply with operational instructions of
677
the AFP during the FTX.
VOL. 779, JANUARY 12, 2016 5. The677
exercise shall be conducted and completed
Saguisag vs. Ochoa, Jr. within a period of not more than six months, with the
projected participation of 660 US personnel and 3,800
RP Forces. The Chief of Staff, AFP shall direct the
In Lim, the Terms of Reference55 of the Exercise Co-Directors to wind up and terminate the
“Balikatan 02-1” Exercise and other activities within the six month
_______________ Exercise period.
6. The Exercise is a mutual counter-terrorism Republic of the Philippines.
advising, assisting and training Exercise relative toII. EXERCISE LEVEL
Philippine efforts against the ASG, and will be 1. TRAINING
conducted on the Island of Basilan. Further advising,a. The Exercise shall involve the conduct of mutual
assisting and training exercises shall be conducted in
military assisting, advising and training of RP and US
Malagutay and the Zamboanga area. Related activities Forces with the primary objective of enhancing the
in Cebu will be for support of the Exercise. operational capabilities of both forces to combat
7. Only 160 US Forces organized in 12-man terrorism.
Special Forces Teams shall be deployed with AFP fieldb. At no time shall US Forces operate independently
commanders. The US teams shall remain at the within RP territory.
Battalion Headquarters and, when approved, Company c. Flight plans of all aircraft involved in the exercise will
Tactical headquarters where they can observe and comply with the local air traffic regulations.
assess the performance of the AFP Forces. 2. ADMINISTRATION & LOGISTICS
8. US exercise participants shall not engage in a. RP and US participants shall be given a country and
combat, without prejudice to their right of self­-defense.
area briefing at the start of the Exercise. This briefing
shall acquaint US Forces on the culture and sensitivities
of the Filipinos and the provisions of the VFA. The
briefing shall also promote the full cooperation on the
678
part of the RP and US participants for the successful
67 SUPREME COURT REPORTS ANNOTATED conduct of the Exercise.
8 b. RP and US participating forces may share, in
Saguisag vs. Ochoa, Jr. accordance with their respective laws and regulations,
in the use of their resources, equipment and other
assets. They will use their respective logistics channels.
joint military exercises is covered by the c. Medical evaluation shall be jointly planned and
VFA. Hence, under executed utilizing RP and US assets and resources.
_______________ d. Legal liaison officers from each respective party shall
9. These terms of Reference are for purposes of this be appointed by the Exercise Directors.
Exercise only and do not create additional legal 3. PUBLIC AFFAIRS
obligations between the US Government and the a. Combined RP-US Information Bureaus shall be
established at the Exercise Directorate m Zamboanga
City and at GHQ, AFP in Camp Aguinaldo, Quezon City. activities under the VFA: President George
b. Local media relations will be the concern of the AFP
and all public affairs guidelines shall be jointly
W. Bush’s international anti­terrorism
developed by RP and US Forces. campaign as a result of the events on
c. Socio-Economic Assistance Projects shall be planned September 11, 2001.57
and executed jointly by RP and US Forces in Meanwhile, the EDCA unduly expands the
accordance with their respective laws and regulations,
and in consultation with community and local scope of authorized activities to Agreed
government officials. Locations with only a vague reference to the
VFA:

679 Article I
VOL. 779, JANUARY 12, 2016 Purpose679and Scope
Saguisag vs. Ochoa, Jr.
1. This Agreement deepens defense
the VFA, activities such as joint exercises, cooperation between the Parties and
which “include training on new techniques maintains and develops their individual and
of patrol and surveillance to protect the collective capacities, in furtherance of
nation’s marine resources, sea search-and- Article II of the MDT, which states that the
­rescue operations to assist vessels in Parties separately and jointly by self-help
distress, disaster relief operations, civic and mutual aid will maintain and develop
action projects such as the building of their individual capacity to resist armed
school houses, medical and humanitarian attack, and within the context of VFA. This
missions, and the like,”56 are authorized. includes:
However, Lim specifically provided for the (a) Supporting the Parties’ shared goal of
context of the conduct of the combat-related improving interoperability of the Parties’
forces, and for the Armed Forces of the necessary authorizations with respect to
Philippines (“AFP”), addressing short-term Agreed Locations.
capabilities gaps, promoting long-term 3. The Parties agree that the
modernization, and helping maintain and United States may undertake the
develop additional maritime security, following types of activities in the
maritime domain awareness, and territory of the Philippines in relation to
humanitarian assistance and disaster relief its access to and use of Agreed
capabilities; and Locations: security cooperation
(b) Authorizing access to Agreed exercises; joint and combined training
Locations in the territory of the Philippines activities; humanitarian assistance
by United States forces on a rotational basis, and disaster relief activities; and such
as mutually determined by the Parties. other activities as may be agreed
_______________ upon by the Parties. (Emphasis
56 Lim v. Executive Secretary, supra note 5.
57 Id., at p. 564; p. 745.
supplied)

The VFA was ratified in 1998.


680 However, in 2011, the Obama
68 SUPREME COURT REPORTS ANNOTATEDAdministration announced its plan of
0 intensifying its presence in the Asia­-
Saguisag vs. Ochoa, Jr. Pacific region.58 The United States
hinges this pivot on maritime peace
2. In furtherance of the MDT, the Parties and security in the region in relation to
mutually agree that this Agreement a stable international economic
provides the principal provisions and order.59 Hence, their Department of
Defense enumerates three maritime 1300-FINALFORMAT.PDF (visited January 11, 2016).
60 Id., at p. 1.
objectives: “to safeguard the freedom
of the seas; deter conflict and
coercion; and promote adherence to 681
international law and standards.”60 VOL. 779, JANUARY 12, 2016
To achieve these objectives, the Saguisag vs. Ochoa, Jr.
United States conducts operations,
exercises, and training with several considers allies in the region.61
countries it Nevertheless, key to the United States’
_______________
58 Manyin, Mark E., Pivot to the Pacific? The Obama military strategy is the enhancement of its
Administration’s “Rebalancing” Toward Asia (2012) forward presence in the Asia-Pacific:
<https://www.fas.org/sgp/crs/natsec/R42448.pdf>
(visited January 11, 2016). See Odom, Jonathan G.,
What Does a “Pivot” or “Rebalance” Look Like?
Force Posture
Elements of the US Strategic Turn Towards Security in
the Asia-Pacific Region and Its Waters, 14 APLPJ 2-8 One of the most important efforts the
(2013); O’Rourke, Ronald, Maritime Territorial and
Department of Defense has underway is to
Exclusive Economic Zone (EEZ) Disputes Involving
China: Issues for Congress (2015) enhance our forward presence by bringing
<https://www.fas.org/sgp/crs/row/R42784.pdf> (visited our finest capabilities, assets, and people to
January 11, 2016). the Asia-Pacific region. The U.S. military
59 United States Department of Defense, The Asia-
Pacific Maritime Security Strategy: Achieving US
presence has underwritten security and
National Security Objectives in a Changing Environment, stability in the Asia­-Pacific region for more
pp. 1-2 than 60 years. Our forward presence not
<http://www.defense.gov/Portals/1/Documents/pubs/N only serves to deter regional conflict and
DAA%20A-P_Maritime_SecuritY_Strategy-­08142015-
coercion, it also allows us to respond rapidly flexibility and maximizing the value of
to maritime crises. Working in concert with US assets despite the tyranny of
regional allies and partners enables us to distance. This is why the Department
respond more effectively to these crises. is working to develop a more
The United States maintains 368,000 distributed, resilient, and sustainable
military personnel in the Asia-Pacific region, posture. As part of this effort, the
of which approximately 97,000 are west of United States will maintain its
the International Date Line. Over the next presence in Northeast Asia, while
five years, the US. Navy will increase the enhancing defense posture across
number of ships assigned to Pacific Fleet the Western Pacific, Southeast Asia,
outside of US territory by approximately 30 and the Indian Ocean.
percent, greatly improving our ability to _______________
61 Id., at pp. 23-24.
maintain a more regular and persistent
maritime presence in the Pacific. And by
2020, 60 percent of naval and overseas air 682
assets will be home­ported in the Pacific 68 SUPREME COURT REPORTS ANNOTATED
region. The Department will also enhance 2
Marine Corps presence by developing a Saguisag vs. Ochoa, Jr.
more distributed and sustainable laydown
model.
Enhancing our forward presence ....
also involves using existing assets in In Southeast Asia, the Department
new ways, across the entire region, is honing an already robust bilateral
with an emphasis on operational
exercise program with our treaty ally, under the Mutual Defense Treaty
the Republic of the Philippines, to through conduct of joint military
assist it with establishing a minimum exercises authorized by the VFA, then
credible defense more effectively. We it behooves this court to ask the
are conducting more than 400 purpose of providing control and
planned events with the Philippines in authority over Agreed Locations here
2015, including our premier joint in the Philippines when it is outside
exercise, Balikatan, which this year the coverage of both the Mutual
was the largest and most Defense Treaty and the VFA. Through
sophisticated ever. During this year’s a vague reference to the VFA,
Balikatan, more than 15,000 US, respondents fail to establish how the
Philippine, and Australian military EDCA merely implements the VFA.
personnel exercised operations They cannot claim that the provisions
involving a territorial defense scenario of the EDCA merely make use of the
in the Sulu Sea, with personnel from authority previously granted under the
Japan observing.62 (Emphasis VFA. What is clear is that the Agreed
supplied) Locations become a platform for the
United States to execute its new
These changes in United States military strategy and strengthen its
policy are reflected in the EDCA and presence in the Asia-Pacific, which is
not in the VFA. Thus, there is a clearly outside the coverage of the
substantial change of objectives. VFA.
If, indeed, the goal is only to In addition, the EDCA does not
enhance mutual defense capabilities merely implement the Mutual Defense
Treaty and VFA when it provides for This definition admits that the VFA does not
the entry of United States private provide for the entry of contractors into
contractors into the Philippines. Philippine territory. The activities that
_______________ United States contractors are allowed to
62 Id., at pp. 22-23.
undertake are specific to United States
forces or personnel only as can be gleaned
683
from this court’s decisions in BAYAN, Lim,
VOL. 779, JANUARY 12, 2016 and Nicolas.
683 Hence, the extensive authority
Saguisag vs. Ochoa, Jr. granted to United States contractors cannot
be sourced from the VFA:
In the EDCA, United States contractors are
defined as follows: Article II
DEFINITIONS
3. “United States contractors” means ....
companies and firms, and their employees, 4. “Agreed Locations” means facilities and
under contract or subcontract to or on areas that are provided by the Government
behalf of the United States Department of of the Philippines through the AFP and that
Defense. United States contractors are not United States forces, United States
included as part of the definition of United contractors, and others as mutually agreed,
States personnel in this Agreement, shall have the right to access and use
including within the context of the VFA.63 pursuant to this Agreement. Such Agreed
(Emphasis supplied) Locations may be listed in an annex to be
appended to this Agreement, and may be
further described in implementing
arrangements. bunkering of vessels; temporary
.... maintenance of vehicles, vessels, and
_______________ aircraft; temporary accommodation of
63 Agreement between the Government of the
Philippines and the Government of the United States of
personnel; communications; prepositioning
America on Enhanced Defense Cooperation (2014), Art. of equipment, supplies, and materiel;
II(3). deploying forces and materiel; and such
other activities as the Parties may agree.
....
684 Article IV
68 SUPREME COURT REPORTS ANNOTATED EQUIPMENT, SUPPLIES, AND MATERIEL
4 ....
Saguisag vs. Ochoa, Jr. 4. United States forces and United States
contractors shall have unimpeded access to
Article III Agreed Locations for all matters relating to
AGREED LOCATIONS the prepositioning and storage of defense
1. With consideration of the views of the equipment, supplies, and materiel,
Parties, the Philippines hereby authorizes including delivery, management, inspection,
and agrees that United States forces, use, maintenance, and removal of such
United States contractors, and vehicles, equipment, supplies and materiel.
vessels, and aircraft operated by or for 5. The Parties share an intent that United
United States forces may conduct the States contractors may carry out such
following activities with respect to Agreed matters in accordance with, and to the
Locations: training; transit; support and extent permissible under, United States
related activities; refuel big of aircraft; laws, regulations, and policies. (Emphasis
supplied) The EDCA authorizes the use of
Philippine territory as bases of operations.
Respondents, through the Office of the Although not as permanent as those set up
Solicitor General, insist that the EDCA is an pursuant to the 1947 Military Bases
implementing agreement of the Mutual Agreement, they are still foreign military
Defense Treaty and the VFA. They do so bases within the contemplation of Article
based on the conclusion that all treaties or XVIII, Section 25 of the Constitution.
agreements entered into by the Philippines The development and use of these
pursuant to certain principles contained in Agreed Locations are clearly within the
the Mutual Defense Treaty may be discretion of the United States. The
considered subservient to these treaties. retention of ownership by the Philippines
This will substantially weaken the spirit of under Article V(1)64 of the EDCA does not
temper the wide latitude accorded to the
other contracting party. At best, the United
685 States’ only obligation is to consult and
VOL. 779, JANUARY 12, 2016 685with our government. Under the
coordinate
Saguisag vs. Ochoa, Jr. EDCA, the consent of the Philippine
government does not extend to the
Article XVIII, Section 25 and the sovereign operations and activities to be conducted
desire to achieve an independent foreign by the United States forces and
policy. contractors. Operational control remains
solely with the United States government.
X The agreement did not create a distinction
between domestic and international
operations. Ownership of the Agreed 6
Locations under the EDCA is a diluted Saguisag vs. Ochoa, Jr.
concept, with the Philippine government
devoid of any authority to set the bular clauses, the United States and
parameters for what may and may not be Philippine governments agreed that in line
conducted within the confines of these with cooperation and common defense, the
areas. United States shall be granted the use of
What constitutes a “base” in the context certain lands of the public domain in the
of United States-Philippine relations may Philippines, free of rent.66 In line with the
be explored by revisiting the 1947 Military promotion of mutual security and territorial
Bases Agreement.65 In one of the defense, the extent of rights of the
agreement’s pream- contracting parties in the use of these lands
_______________ was described in Article III of the agreement:
64 “The Philippines shall retain ownership of and title
to Agreed Locations.”
65 A copy is contained in Treaties and Other Article III
International Agreements of the United States of Description of Rights
America 1776-1949, as compiled under the direction of
Charles I. Bevans, LL.B., Assistant Legal Adviser,
Department of 1. It is mutually agreed that the United
State
States shall have the rights, power and
<http://kahimyang.info/kauswagan/Downloads.xhtml?s
ortorder=znoblair> (visited November 5, 2015).
authority within the bases which are
necessary for the establishment, use,
operation and defense thereof or
686
appropriate for the control thereof and all
68 SUPREME COURT REPORTS ANNOTATED
the rights, power and authority within the
limits of territorial waters and air space rent, in furtherance of the mutual interest of both
countries, of certain lands of the public domain.
adjacent to, or in the vicinity of, the bases
which are necessary to provide access to
them, or appropriate for their control. 687
2. Such rights, power and authority shall VOL. 779, JANUARY 12, 2016
include, inter alia, the right, power and Saguisag vs. Ochoa, Jr.
authority:
a) to construct (including dredging and the bases, and within the limits of military
filling), operate, maintain, utilize, occupy, necessity, anchorages, moorings, landings,
garrison and control the bases; takeoffs, movements and operation of ships
b) to improve and deepen the harbors, and waterborne craft, aircraft and other
channels, entrances and anchorages, and vehicles on water, in the air or on land
to construct or maintain necessary roads comprising or in the vicinity of the bases;
and bridges affording access to the bases; d) the right to acquire, as may be agreed
c) to control (including the right to prohibit) between the two Governments, such rights
insofar as may be required for the efficient of way, and to construct thereon, as may be
operation and safety of required for military purposes, wire and
_______________
66 WHEREAS, the Governments of the United radio communications facilities, including
States of America and of the Republic of the Philippines sub-marine and subterranean cables, pipe
are desirous of cooperating in the common defense of lines and spur tracks from railroads to bases,
their two countries through arrangements consonant
with the procedures and objectives of the United Nations, and the right, as may be agreed upon
and particularly through a grant to the United States of between the two Governments to construct
America by the Republic of the Philippines in the the necessary facilities;
exercise of its title and sovereignty, of the use, free of
e) to construct, install, maintain, and
employ on any base any type of facilities, The bases contemplated by the 1947
weapons, substance, device, vessel or Military Bases Agreement contain the
vehicle on or under the ground, in the air or elements of (a) absolute control of space; (b)
on or under the water that may be requisite the presence of a foreign command; and (c)
or appropriate, including meteorological having a purpose of a military nature. The
systems, aerial and water navigation lights, agreement also relegates the role of the
radio and radar apparatus and electronic Philippine government to a mere
devices, of any desired power, type of “consultant” in cases of applications falling
emission and frequency. outside the terms provided in Article III.
3. In the exercise of the above mentioned
rights, power and authority, the United
States agrees that the powers granted to it 688
will not be used unreasonably or, unless 68 SUPREME COURT REPORTS ANNOTATED
required by military necessity determined 8
by the two Governments, so as to interfere Saguisag vs. Ochoa, Jr.
with the necessary rights of navigation,
aviation, communication, or land travel The EDCA contains similar elements.
with­in the territories of the Philippines. In However, the EDCA has an open-ended
the practical application outside the bases duration. Despite having an initial term of 10
of the rights, power and authority granted in years, Article XII(4) specifically provides for
this Article there shall be, as the occasion the automatic continuation of the
requires, consultation between the two agreement’s effectivity until a party
Governments. (Emphasis supplied) communicates its intent to terminate.67
The purpose of the Agreed Locations is also V(4) provides: All buildings, non-relocatable structures,
and assemblies affixed to the land, in the Agreed
open-ended. At best, its definition and Locations, including ones altered or improved by United
description of rights provide that the areas States forces, remain the property of the Philippines.
shall be for the use of United States forces Permanent buildings constructed by United States
and contractors. However, short of referring forces become the property of the Philippines, once
constructed, but shall be used by United States forces
to Agreed Locations as bases, the EDCA until no longer required by United States forces.
enumerates activities that tend to be military 70 Agreement between the Government of the
in nature, such as bunkering of vessels, pre- Philippines and the Government of the United States of
America on Enhanced Defense Cooperation (2014), Art.
positioning of equipment, supplies, and VII provides for the use of utilities and communication
materiel, and deploying forces and systems:
materiel.68 The United States is also allowed
to undertake the construction of permanent
facilities,69 as well as to use utilities and its 689
own telecommunications systems.70 VOL. 779, JANUARY 12, 2016
_______________ Saguisag vs. Ochoa, Jr.
67 4. This Agreement shall have an initial term of
ten years, and thereafter, it shall continue in force
automatically unless terminated by either Party by giving Most significant is the Philippine
one year’s written notice through diplomatic channels of government’s grant to the United States
its intention to terminate this Agreement. government of operational control over the
68 Agreement between the Government of the
Philippines and the Government of the United States of Agreed Locations:71
America on Enhanced Defense Cooperation (2014), Art.
III(1). Article VI
69 Agreement between the Government of the
Security
Philippines and the Government of the United States of
America on Enhanced Defense Cooperation (2014), Art.
.... services as required to ensure the full ability to operate
telecommunication systems, and the right to use all
3. United States forces are authorized to necessary radio spectrum allocated for this purpose.
exercise all rights and authorities within Consistent with the 1992 Constitution and Convention of
Agreed Locations that are necessary for the ITU, United States forces shall not interfere with
their operational control or defense, frequencies in use by local operators. Use of the radio
spectrum shall be free of cost to the United States.
including taking appropriate measures to 71 Agreement between the Government of the
protect United States forces and United Philippines and the Government of the United States of
States contractors. The United States America on Enhanced Defense Cooperation (2014), Art.
III(4).
should coordinate such measures with
appropriate authorities of the Philippines.
_______________
1. The Philippines hereby grants to United States 690
forces and United States contractors the use of water, 69 SUPREME COURT REPORTS ANNOTATED
electricity, and other public utilities on terms and 0
conditions, including rates or charges, no less favorable
than those available to the AFP or the Government of
Saguisag vs. Ochoa, Jr.
the Philippines in like circumstances, less charges for
taxes and similar fees, which will be for the account of 4. The Parties shall take all reasonable
the Philippine Government. United States forces’ costs
measures to ensure the protection, safety,
shall be equal to their pro rata share of the use of such
utilities. and security of United States property from
2. The Parties recognize that it may be necessary for seizure by or conversion to the use of any
United States forces to use the radio spectrum. The party other than the United States, without
Philippines authorizes the United States to operate its
own telecommunication systems (as telecommunication
the prior written consent of the United
is defined in the 1992 Constitution and Convention of States. (Citation omitted)
the International Telecommunication Union [“ITU”]). The United States Department of Defense
This shall include the right to utilize such means and
Dictionary of Military and Associated 72 November 8, 2010, As Amended Through June
15, 2015 <http://fas.org/irp/doddir/dod/jpl_02.pdf>
Terms72 defines “operational control” as: (visited November 5, 2015):
1. Scope
[O]perational control — The authority to The Joint Publication 1-02, Department of Defense
perform those functions of command over Dictionary of Military and Associated Terms sets forth
standard US military and associated terminology to
subordinate forces involving organizing and encompass the joint activity of the Armed Forces of the
employing commands and forces, United States. These military and associated terms,
assigning tasks, designating objectives, together with their definitions, constitute approved
Department of Defense (DOD) terminology for general
and giving authoritative direction necessary use by all DOD components.
to accomplish the mission. Also called 2. Purpose
OPCON. This publication supplements standard English-
language dictionaries and standardizes military and
associated terminology to improve communication and
Similar to the 1947 Military Bases mutual understanding within DOD, with other federal
Agreement, the role of the Philippine agencies, and among the United States and its allies.
government has been reduced to that of a
consultant, except that the EDCA avoided
the use of this label. 691
In some respects, too, the EDCA is similar VOL. 779, JANUARY 12, 2016
to the Treaty of Friendship, Cooperation Saguisag vs. Ochoa, Jr.
and Security between the Government of
the Republic of the Philippines and the Philippine Senate in 1991. This rejected
Government of the United States of treaty73 defines installations as:
America, which was rejected by the
_______________ “Installations” on the base authorized for
use by the United States forces are a. training of United States forces and joint training
of United States forces with Philippine forces;
buildings and structures to include non- b. servicing, provisioning, maintenance, support
removable buildings, structures, and and accommodation of United States forces;
equipment therein owned by the c. logistics supply and maintenance points for
Government of the Philippines, grounds, support of United States forces;
d. transit point for United States forces and United
land or sea areas specifically delineated for States military personnel;
the purpose. “Non-removable buildings and e. projecting or operating United States forces from
structures” refer to buildings, structures, the installations under conditions of peace or war,
provided that military combat operations of United
and other improvements permanently States forces directly launched from installations on the
affixed to the ground, and such base authorized for United States use shall be subject
to prior approval of the Government of the Philippines;
_______________ f. such other purposes, consistent with this
73 This treaty contains a Supplementary Agreement Agreement, as may be mutually agreed.
on Installations and Military operating Procedures
(Supplementary Agreement Number Two), which
provides:
692
ARTICLE 1
PURPOSES OF THE UNITED STATES MILITARY 69 SUPREME COURT REPORTS ANNOTATED
PRESENCE IN THE PHILIPPINES 2
The Government of the Republic of the Philippines Saguisag vs. Ochoa, Jr.
authorizes the Government of the United States of
America to station United States forces in the
Philippines, and in connection therewith to use certain equipment, including essential utility
installations in Subic Naval Base, which is a Philippine systems such as energy and water
military base, designated training areas and air spaces,
production and distribution systems and
and such other areas as may be mutually agreed, for the
following purposes and under the terms and conditions heating and air conditioning systems that
stipulated in this Agreement: are an integral part of such buildings and
structures, which are essential to the Naval Base is with the Government of the
habitability and general use of such Philippines which has title over them. The
improvements and are permanently Government of the Philippines shall also
attached to or integrated into the property. become owner of all non-removable
buildings and structures that shall
The treaty, which was not concurred in by henceforth be constructed in Subic Naval
the Senate, sets the parameters for defense Base immediately after their completion,
cooperation and the use of installations in with title thereto being vested with the
several provisions: Government of the Philippines.
Article IV 4. The Government of the United States
Use of Installations by the US Forces shall not remove, relocate, demolish,
reconstruct or undertake major external
1. Subject to the provisions of this alterations of non-removable buildings and
Agreement, the Government of the structures in Subic Naval Base without the
Philippines authorizes the Government of approval of the Philippine commander. The
the United States to continue to use for United States shall also not construct any
military purposes certain installations in removable or non-removable buildings or
Subic Naval Base. structures without the approval of the
2. The installations shall be used solely for Philippine Commander. The Philippine
the purposes authorized under this Commander will grant such
Agreement, and such other purposes as
may be mutually agreed upon.
3. Ownership of all existing non- 693
removable buildings and structures in Subic VOL. 779, JANUARY 12, 2016
Saguisag vs. Ochoa, Jr. Article VII
Defense Cooperation and Use of Philippine
approval for reasons of safety as Installations
determined jointly by the Philippine and 1. Recognizing that cooperation in the
United States Commanders. areas of defense and security serves their
.... mutual interest and contributes to the
8. The Government of the United States maintenance of peace, and reaffirming their
shall bear costs of operations and existing defense relationship, the two
maintenance of the installations authorized Governments shall pursue their common
for use in accordance with Annex B to this concerns in defense and security.
Agreement. 2. The two Governments recognize the
9. The Government of the Philippines will, need to readjust their defense and security
upon request, assist the United States relationship to respond to existing realities
authorities in obtaining water, electricity, in the national, regional, and global
telephone and other utilities. Such utilities environment. To this end, the Government
shall be provided to the Government of the of the Republic of the Philippines allows the
United States, United States contractors Government of the United States to use
and United States personnel for activities installations in Subic Naval Base for a
under this Agreement at the rates, terms specified period, under specific conditions
and conditions not less favorable than those set forth in Supplementary Agreement
available to the military forces of the Number Two: Agreement on Installations
Philippine government, and free of duties, and Military Operating Procedures and
taxes, and other charges. Supplementary Agreement Number Three:
.... Agreement on the Status of Forces.
Philippines and to support appropriate
economic programs.
694
69 SUPREME COURT REPORTS ANNOTATED The 1987 Constitution does not proscribe
4 the establishment of permanent or
Saguisag vs. Ochoa, Jr. temporary foreign military bases. However,
the Constitution now requires that decisions
3. Both governments shall also cooperate on the presence of foreign military bases,
in the maintenance, upgrading and troops, and facilities be not the sole
modernization of the defense and security prerogative of the President and certainly
capabilities of the armed forces of both not the prerogative at all of the Secretary of
countries, particularly of those of the Defense or Philippine Representatives to
Republic of the Philippines. In accordance the Mutual Defense Board and the Security
with the common desire of the Parties to Enhancement Board.
improve their defense relationship through Absent any transmission by the President to
balanced, mutual contributions to their the Senate, the EDCA remains a formal
common defense, the Government of the official memorial of the results of intensive
United States shall, subject to the negotiations only. It has no legal effect
constitutional procedures and to United whatsoever, and any implementation at this
States Congressional action, provide stage will be grave abuse of discretion.
security assistance to the Government of
the Philippines to assist in the XI
modernization and enhancement of the
capabilities of the Armed Forces of the Thus, the EDCA amends the VFA.
Since the VFA is a treaty, the EDCA national interest provision of the
cannot be implemented. Constitution, Section 25 of the Transitory
Treaties, being of the same status as provisions of the Constitution, Section 21
that of municipal law, may be modified and other provisions of the Philippine
either by another statute or by the Constitution and various Philippine laws
Constitu- and principles of international law.”75
Petitioners submit that all requisites for
this court to exercise its power of judicial
695 review are present.76 Petitioners in G.R.
VOL. 779, JANUARY 12, 2016 695 discussed that they had legal
No. 212444
Saguisag vs. Ochoa, Jr. standing and they raised justiciable issues.
Petitioners in G.R. No. 212426 similarly
tion itself.74 Treaties such as the VFA cannot discussed their legal standing, the
be amended by an executive agreement. existence of an actual case or controversy
involving a conflict of legal rights, and the
XII ripeness of the case for adjudication.77
Respondents counter that only the
Petitioners invoke this court’s power of Senate may sue on matters involving
judicial review to determine whether constitutional prerogatives, and none of the
respondents from the Executive Branch petitioners are Senators.78 They submit that
exceeded their powers and prerogatives in “[t]he silence and active non-participation
entering into this agreement on behalf of of the Senate in the current proceedings is
the Philippines “in utter disregard of the an affirmation of the President’s
national sovereignty, territorial integrity and characterization of the EDCA as an
executive agreement,”79 and “there is no Article VIII, Section 1 of the Constitution
such now clarifies the extent of this court’s power
_______________ of judicial review “to determine whether or
74 See Gonzales v. Hechanova, 118 Phil. 1065; 9
SCRA 230 (1963) [Per J. Concepcion, En Banc] and
not there has been a grave abuse of
Ichong v. Hernandez, 101 Phil. 1155 (1957) [Per J. discretion amounting to lack or excess of
Labrador, En Banc]. jurisdiction on the part of any branch or
75 Memorandum for Petitioners Bayan, et al., pp. 3- instrumentality of the Government.”82
4.
76 Id., at pp. 19-25; Memorandum for Petitioners The 1936 landmark case of Angara v.
Saguisag, pp. 11­-17; Memorandum for Petitioners-in- Electoral Commission83 explained the
Intervention KMU, pp. 5-6. fundamental principle of separation of
77 Memorandum for Petitioners Saguisag, pp. 11-17.
78 Memorandum for Respondents, pp. 4-5.
powers among government branches and
79 Id., at p. 6. this court’s duty to mediate in the allocation
of their constitutional boundaries:

696 In times of social disquietude or political


69 SUPREME COURT REPORTS ANNOTATED excitement, the great landmarks of the
6 Constitution are apt to be forgotten or
Saguisag vs. Ochoa, Jr. marred, if not entirely obliterated. In cases
of conflict, the judicial department is the only
actual conflict between the Executive and constitutional organ which can be called
the Senate.” They add that the overuse of
80
upon to determine the proper allocation of
the transcendental importance exception powers between the several departments
“has cheapened the value of the and among the integral or constituent units
Constitution’s safeguards to adjudication.” 81
thereof.
. . . The Constitution sets forth in no tions embodied in our Constitution are real
uncertain language the restrictions and as they should be in any living
limitations upon governmental powers and constitution. . . .
agencies. If these restrictions and The Constitution is a definition of the
limitations are transcended it would be powers of government. . . The Constitution
inconceivable if the Constitution had not itself has provided for the instrumentality of
provided for a mechanism by which to direct the judiciary as the rational way. And when
the course of government along the judiciary mediates to allocate
constitutional channels, for then the constitutional boundaries, it does not assert
distribution of powers would be mere any superiority over the other departments;
verbiage, the bill of rights mere expressions it does not in reality nullify or invalidate an
of sentiment, and the principles of good act of the legislature, but only asserts the
government mere political apothegms. solemn and sacred obligation assigned to it
Certainly, the limitation and restric- by the Constitution to determine conflicting
_______________ claims of authority under the Constitution
80 Id., at p. 7.
81 Id., at p. 8.
and to establish for the parties in an actual
82 Const., Art. VIII, Sec. 1. controversy the rights which that instrument
83 63 Phil. 139 (1936) [Per J. Laurel, En Banc]. secures and guarantees to them. This is in
truth all that is involved in what is termed
“judicial supremacy” which properly is the
697 power of judicial review under the
VOL. 779, JANUARY 12, 2016 697 Even then, this power of
Constitution.
Saguisag vs. Ochoa, Jr. judicial review is limited to actual cases and
controversies to be exercised after full
opportunity of argument by the parties, and controversy exists; that petitioners have
limited further to the constitutional question legal standing; that they raised the
raised or the very lis mota presented. Any constitutionality question at the earliest
attempt at abstraction could only lead to _______________
84 Id., at pp. 157-159.
dialectics and barren legal questions and to
sterile conclusions unrelated to actualities.
Narrowed as its function is in this manner, 698
the judiciary does not pass upon questions 69 SUPREME COURT REPORTS ANNOTATED
of wisdom, justice or expediency of 8
legislation. More than that, courts accord Saguisag vs. Ochoa, Jr.
the presumption of constitutionality to
legislative enactments, not only because possible opportunity; and that the
the legislature is presumed to abide by the constitutionality question is the very lis mota
Constitution but also because the judiciary of the case.85
in the determination of actual cases and This court can only exercise its power of
controversies must reflect the wisdom and judicial review after determining the
justice of the people as expressed through presence of all requisites, such as an actual
their representatives in the executive and case or controversy, in consideration of the
legislative departments of the governments doctrine of separation of powers. It cannot
of the government.84 issue advisory opinions nor overstep into
the review of the policy behind actions by
Jurisprudence abounds on these four the two other coequal branches of
requisites for the exercise of judicial review. government. It cannot assume jurisdiction
It must be shown that an actual case or
over political questions. 85 See Francisco, Jr. v. Nagmamalasakit na mga
Manananggol ng mga Manggagawang Pilipino, Inc.,
460 Phil. 830, 892; 415 SCRA 44, 133 (2003) [Per J.
XIII Carpio-Morales, En Banc].
86 Lozano v. Nograles, 607 Phil. 334, 340; 589
The requirement for an actual case or SCRA 354, 358 (2009) [Per CJ. Puno, En Banc]. See
also J. Leonen, Dissenting and Concurring Opinion in
controversy acknowledges that courts Disini, Jr. v. Secretary of Justice, G.R. Nos. 203335,
should refrain from rendering advisory February 18, 2014, 716 SCRA 237, 535 [Per J. Abad,
opinions concerning actions by the other En Banc].
87 Diocese of Bacolod v. COMELEC, G.R. No.
branches of government.86 205728, January 21, 2015, 747 SCRA 1 [Per J. Leonen,
Courts resolve issues resulting from En Banc].
adversarial positions based on existing 88 Id.
facts established by the parties who seek
the court’s application or interpretation of a
legal provision that affects them.87 It is not 699
for this court to trigger or reenact the VOL. 779, JANUARY 12, 2016
political debates that resulted in the Saguisag vs. Ochoa, Jr.
enactment of laws after considering
broadly construed factual circumstances to legal claims susceptible of judicial
allow a general application by the resolution; the case must not be moot or
Executive.88 academic or based on extra­legal or other
The requisite actual case or controversy similar considerations not cognizable by a
means the existence of “a conflict of legal court of justice.”89 It means the pleadings
rights, an assertion of opposite show “an active antagonistic assertion of a
_______________ legal right, on the one hand, and a denial
thereof on the other; that is, it must concern Philippines v. COMELEC, id., at p. 305; pp. 312-313,
citing De Lumen v. Republic, 50 OG No. 2, February 14,
a real and not a merely theoretical question 1952, 578. See also J. Leonen, Dissenting and
or issue.”90 Concurring Opinion in Disini, Jr. v. Secretary of Justice,
Thus, it is not this court’s duty to “rule on id., at pp. 534-535; and In the Matter of Save the
abstract and speculative issues barren of Supreme Court Judicial Independence and Fiscal
Autonomy Movement v. Abolition of Judiciary
actual facts.”91 Ruling on abstract cases Development Fund (JDF) and Reduction of Fiscal
presents the danger of foreclosing litigation Autonomy, id.
between real parties, and rendering 91 J. Leonen, Dissenting Opinion in Imbong v.
Ochoa, Jr., G.R. Nos. 204819, April 8, 2014, 721 SCRA
advisory opinions presents the danger of a 146, 731 [Per J. Mendoza, En Banc], citing Angara v.
court that substitutes its own imagination Electoral Commission, supra note 83 at p. 158; and
and predicts facts, acts, or events that may Guingona, Jr. v. Court of Appeals, 354 Phil. 415, 429;
or may not happen.92 Facts based on judicial 292 SCRA 402, 413-414 (1998) [Per J. Panganiban,
First Division].
proof must frame the court’s discre- 92 Id.
_______________
89 Information Technology Foundation of the
Philippines v. COMELEC, 499 Phil. 281, 304; 460 SCRA
291, 312 (2005) [Per J. Panganiban, En Banc], citing 700
Republic v. Tan, G.R. No. 145255, March 30, 2004, 426 70 SUPREME COURT REPORTS ANNOTATED
SCRA 485 [Per J. Carpio-Morales, Third Division]. See 0
also J. Leonen, Dissenting and Concurring Opinion in
Disini, Jr. v. Secretary of Justice, supra note 86 at p. 534; Saguisag vs. Ochoa, Jr.
and In the Matter of Save the Supreme Court Judicial
Independence and Fiscal Autonomy Movement v. tion,93 as “[r]igor in determining whether
Abolition of Judiciary Development Fund (JDF) and
Reduction of Fiscal Autonomy, UDK-15143, January 21, controversies brought before us are
2015, 746 SCRA 352 [Per J. Leonen, En Banc]. justiciable avoids the counter majoritarian
90 Information Technology Foundation of the difficulties attributed to the judiciary.”94
Abstract cases include those where another declaration.
political department has yet to act. In other A perusal of private respondents’ petition
words, a case not ripe for adjudication is not for declaratory relief would show that they
yet a concrete case. have failed to demonstrate how they are left
Republic of the Philippines v. Roque95 to sustain or are in immediate danger to
clarified the concept of having an actual sustain some direct injury as a result of the
case or controversy and the aspect of enforcement of the assailed provisions of
ripeness: RA 9372. Not far removed from the factual
milieu in the Southern Hemisphere cases,
Pertinently, a justiciable controversy private respondents only assert general
refers to an existing case or controversy interests as citizens, and taxpayers and
that is appropriate or ripe for judicial infractions which the government could
determination, not one that is conjectural or prospectively commit if the enforcement of
merely anticipatory. Corollary thereto, by the said law would remain untrammelled.
“ripening seeds” it is meant, not that As their petition would disclose, private
sufficient accrued facts may be dispensed respondents’ fear of prosecution was solely
with, but that a dispute may be tried at its based on remarks of certain
inception before it has accumulated the _______________
93 Id.
asperity, distemper, animosity, passion, 94 Id., at p. 721.
and violence of a full blown battle that looms 95 G.R. No. 204603, September 24, 2013, 706
ahead. The concept describes a state of SCRA 273 [Per J. Perlas-Bernabe, En Banc].
facts indicating imminent and inevitable
litigation provided that the issue is not
settled and stabilized by tranquilizing 701
VOL. 779, JANUARY 12, 2016 701
of the surreal and merely imagined. Such
Saguisag vs. Ochoa, Jr. possibility is not peculiar to RA 93 72 since
the exercise of any power granted by law
government officials which were addressed may be abused. Allegations of abuse must
to the general public. They, however failed be anchored on real events before courts
to show how these remarks tended towards may step in to settle actual controversies
any prosecutorial or governmental action involving rights which are legally
geared towards the implementation of RA demandable and enforceable.96 (Emphasis
9372 against them. In other words, there supplied, citations omitted)
was no particular, real or imminent threat to
any of them. As held in Southern Our courts generally treat the issue of
Hemisphere: ripeness for adjudication in terms of actual
Without any justiciable controversy, the injury to the plaintiff.97 The question is
petitions have become pleas for declaratory whether “the act being challenged has had
relief, over which the Court has no original a direct adverse
jurisdiction. Then again, declaratory actions _______________
96 Id., at pp. 284-285. See also J. Leonen,
characterized by “double contingency” Dissenting and Concurring Opinion in Disini, Jr. v.
where both the activity the petitioners intend Secretary of Justice, supra note 86 at pp. 536-537.
to undertake and the anticipated reaction to 97 Lawyers Against Monopoly and Poverty (LAMP)
v. Secretary of Budget and Management, 686 Phil. 357;
it of a public official are merely theorized, lie
670 SCRA 373 (2012) [Per J. Mendoza, En Banc].
beyond judicial review for lack of ripeness.
The possibility of abuse in the
implementation of RA 9372 does not avail 702
to take the present petitions out of the realm 70 SUPREME COURT REPORTS ANNOTATED
2 the concept of political questions as
Saguisag vs. Ochoa, Jr. referring to issues that depend not on the
legality of a measure but on the wisdom
effect on the individual challenging it.”98 The behind it:
Petitions are premature. Since the Senate
has yet to act and the President has yet to As already adverted to, the objection to
transmit to the Senate, there is no right that our jurisdiction hinges on the question
has been violated as yet. whether the issue before us is political or
not. In this connection, Willoughby lucidly
XIV states:
“Elsewhere in this treatise the well-
There is still a political act that must known and well­-established principle is
happen before the agreement can become considered that it is not within the province
valid and binding. The Senate can still of the courts to pass judgment upon the
address the constitutional challenges with policy of legislative or executive action.
respect to the contents of the EDCA. Thus, Where, therefore, discretionary powers are
the challenges to the substantive content granted by the Constitution or by statute,
of the EDCA are, at present, in the nature the manner in which those powers are
of political questions. exercised is not subject to judicial review.
However, the nature of the EDCA, The courts, therefore,
whether it is a treaty or merely an _______________
98 Id., at p. 369; p. 383, citing Lozano v. Nograles,
executive agreement, is ripe for supra note 86, in turn citing Guingona, Jr. v. Court of
adjudication. Appeals, supra note 91 at pp. 427-428; pp. 414-415.
In 1957, Tañada v. Cuenca99 explained 99 103 Phil. 1051 (1957) [Per J. Concepcion, En
Banc]. certain set of facts exists or that a given
status exists, and these determinations,
together with the consequences that flow
703
therefrom, may not be traversed in the
VOL. 779, JANUARY 12, 2016 703
courts.”
Saguisag vs. Ochoa, Jr.
To the same effect is the language used in
Corpus Juris Secundum, from which we
concern themselves only with the question quote:
as to the existence and extent of these “It is well-settled doctrine that political
discretionary powers. questions are not within the province of the
As distinguished from the judicial, the judiciary, except to the extent that power to
legislative and executive departments are deal with such questions has been
spoken of as the political departments of conferred upon the courts by express
government because in very many cases constitutional or statutory provisions.
their action is necessarily dictated by It is not easy, however, to define the phrase
considerations of public or political policy. ‘political question,’ nor to determine what
These considerations of public or political matters fall within its scope. It is frequently
policy of course will not permit the used to designate all questions that the
legislature to violate constitutional outside the scope of the judicial questions,
provisions, or the executive to exercise which under the constitution, are to be
authority not granted him by the decided by the people in their sovereign
Constitution or by statute, but, within these capacity, or in regard to which full
limits, they do permit the departments, discretionary authority has been delegated
separately or together, to recognize that a to the legislative or executive branch of the
government.” thus raised is a fundamental one; but it has
been so often decided contrary to the view
contended for by the Attorney General that
704 it would seem, to be finally settled.
70 SUPREME COURT REPORTS ANNOTATED ....
4 . . . What is generally meant, when it is said
Saguisag vs. Ochoa, Jr. that a question is political, and not judicial,
is that it is a matter which is to be exercised
Thus, it has been repeatedly held that the by the people in their primary political
question whether certain amendments to capacity, or that it has been specifically
the Constitution are invalid for delegated to some other department or
noncompliance with the procedure therein particular officer of the government, with
prescribed, is not a political one and may be discretionary power to act. Thus the
settled by the Courts. Legislature may in its discretion determine
In the case of In re McConaughy, the nature whether it will pass a law or submit a
of political question was considered proposed constitutional amendment to the
carefully. The Court said: people. The courts have no judicial control
“At the threshold of the case we are met over such matters, not merely because they
with the assertion that the questions involve political question, but because they
involved are political, and not judicial. If this are matters which the people have by the
is correct, the court has no jurisdiction as Constitution delegated to the Legislature.
the certificate of the state canvassing board The Governor may exercise the powers
would then be final, regardless of the actual delegated-to him, free from judicial control,
vote upon the amendment. The question so long as he observes the laws and acts
within the limits of the power conferred. His except in Great Britain and America, is
discre- necessary, to ‘the end that the government
may be one of laws and not men’ — words
which Webster said were the greatest
705 contained in any written constitutional
VOL. 779, JANUARY 12, 2016 705
document.”
Saguisag vs. Ochoa, Jr. In short, the term “political question”
connotes, in legal parlance, what it means
tionary acts cannot be controllable, not in ordinary parlance, namely, a question of
primarily because they are of a political policy. In other words, in the language of
nature, but because the Constitution and Corpus Juris Secundum (supra), it refers to
laws have placed the particular matter “those questions which, under the
under his control. But every officer under a Constitution, are to be decided by the
constitutional government must act people in their sovereign capacity, or in
according to law and subject him to the regard to which full discretionary authority
restraining and controlling power of the has been delegated to the Legislature or
people, acting through the courts, as well as executive branch of the Government.” It is
through the executive or the Legislature. concerned with issues dependent upon the
One department is just as representative as wisdom, not legality, of a particular
the other, and the judiciary is the measure.100 (Emphasis supplied, citations
department which is charged with the omitted)
special duty of determining the limitations
which the law places upon all official action. Francisco, Jr. v. Nagmamalasakit na
The recognition of this principle, unknown mga Manananggol ng mga Manggagawang
Pilipino, Inc.101 involved the second which are not truly political following the
impeachment Complaint filed against effectivity of the present Constitution.
former Chief Justice Hilario Davide before In Marcos v. Manglapus, this Court,
the House of Representatives and raised speaking through Madame Justice Irene
_______________ Cortes, held:
100 Id., at pp. 1065-1067.
101 Supra note 85.
The present Constitution limits resort to the
political question doctrine and broadens the
scope of judicial inquiry into areas which the
706 Court, under previous constitutions, would
70 SUPREME COURT REPORTS ANNOTATED have normally left to the political
6 departments to decide. . . .
Saguisag vs. Ochoa, Jr. In Bengzon v. Senate Blue Ribbon
Committee, through Justice Teodoro
the issue of whether this raised a political Padilla, this Court declared:
question. It traced the evolution of The “allocation of constitutional boundaries”
jurisprudence on the political question is a task that this Court must perform under
doctrine and the effect of this court’s the Constitution. Moreover, as held in a
expanded power of judicial review under the recent case, (t)he political question doctrine
present Constitution on this doctrine: neither interposes an obstacle to judicial
determination of the rival claims. The
As pointed out by amicus curiae former jurisdiction to delimit constitutional
dean Pacifico Agabin of the UP College of boundaries has been given to this Court. It
Law, this Court has in fact in a number of cannot abdicate that obligation mandated
cases taken jurisdiction over questions by the 1987 Constitution, although said
provision by no means does away with the question of whether there are
applicability of the principle in appropriate constitutionally imposed limits on powers or
cases. functions conferred upon political bodies. If
And in Daza v. Singson, speaking through there are, then our courts are duty-bound to
Justice Isagani Cruz, this Court ruled: examine whether the branch or
In the case now before us, the jurisdictional instrumentality of the government properly
objection becomes even less tenable and acted within such limits[.]102 (Emphasis
decisive. The reason is that, even if we supplied)

In Diocese of Bacolod v. COMELEC,103 this


707 court held that the political question doctrine
VOL. 779, JANUARY 12, 2016 707
never precludes this court’s exercise of its
Saguisag vs. Ochoa, Jr. power of judicial review when the act of a
constitutional body infringes upon a
were to assume that the issue presented fundamental individual or collective right.104
before us was political in nature, we would However, this will only be true if there is no
still not be precluded from resolving it under other constitutional body to whom the
the expanded jurisdiction conferred upon us discretion to make inquiry is preliminarily
that now covers, in proper cases, even the granted by the sovereign.
political question. . . . Ruling on the challenge to the content of the
.... EDCA will preclude and interfere with any
In our jurisdiction, the determination of a future action on the part of the Senate as it
truly political question from a nonjusticiable inquires into and deliberates as to whether
political question lies in the answer to the it should give its concurrence to the
agreement or whether it should advise the challenges to the content of the EDCA.
President to reopen negotiations to amend
some of its provisions. It is the Senate, XV
through Article VII, Section 21 in relation to
Article XVIII, Section 25, that was given the It is true that we have, on certain
discretion to make this initial inquiry occasions, substantially overridden the
exclusive of requirements of justiciability when there is
_______________ an imminent threat to the violation of
102 Id., at pp. 910-912; pp. 149-151. See also
Diocese of Bacolod v. COMELEC, supra note 87.
constitutional rights. In Garcia v. Drilon,105 I
103 Diocese of Bacolod v. COMELEC, id. stated that:
104 Id.
I am aware of our precedents where this
Court has waived questions relating to the
708 justiciability of the constitutional issues
70 SUPREME COURT REPORTS ANNOTATED raised when they have “transcendental
8 importance” to the public. In my view, this
Saguisag vs. Ochoa, Jr. accommodates our power to promulgate
guidance “concerning the protection and
all other constitutional bodies, including this enforcement of constitutional rights.” We
court. A policy of deference and respect for choose to rule squarely on the
the allocation of such power by the constitutional issues in a petition wanting
sovereign to a legislative chamber requires all or some of the technical requisites to
that we refrain from making clear and meet out general doctrines on justiciability
categorical rulings on the constitutional but raising clear conditions showing
imminent threat to fundamental rights. The Saguisag vs. Ochoa, Jr.
imminence and clarity of the threat to
fundamental constitutional rights outweigh the clarity of the impending threat to
the necessity for prudence. In a sense, our constitutional rights do not appear cogent if
exceptional doctrine relating to we declare that the EDCA, without Senate
constitutional issues of “transcendental concurrence, is not yet valid and binding as
importance” prevents courts from the a treaty or fully complying with the
paralysis of procedural niceties when requirements of Article XVIII, Section 25.
clearly faced with the need for substantial
protection.106 (Emphasis supplied, citations XVI
omitted)
The proposed disposition of this case
There is, however, no need to invoke does not in any way discount the
these exceptions. The imminence of the deployment of the expertise of the
implementation of the EDCA and, Executive as it conducts foreign policy. Nor
therefore, should we arrogate executive discretion by
_______________ compelling the President to transmit the
105 J. Leonen, Concurring Opinion in Garcia v.
Drilon, G.R. No. 179267, June 25, 2013, 699 SCRA 352
agreement to the Senate for
[Per J. Perlas-Bernabe, En Banc]. concurrence.107
106 Id., at p. 493. Nevertheless, the judiciary has the duty
to ensure that the acts of all branches of
government comply with the fundamental
709 nature of the Constitution.108 While the
VOL. 779, JANUARY 12, 2016 EDCA 709
is a formal and official memorial of
the results of negotiations between the 108 Const., Art. VIII, Secs. 1 and 5(2).
Philippines and the United States, it is not
yet effective until the Senate concurs or
710
there is compliance with Congressional
71 SUPREME COURT REPORTS ANNOTATED
action to submit the agreement to a
0
national referendum in accordance with
Saguisag vs. Ochoa, Jr.
Article XVIII, Section 25 of the Constitution.
It is, thus, now up to the President.
On these matters, the Constitution rightly
Should he desire to continue the policy
assumes that no one person — because of
embedded in the EDCA, with deliberate
the exigencies and their consequences —
dispatch he can certainly transmit the
has a monopoly of wisdom.
agreement to the Senate for the latter to
In my view, the same security concerns
initiate the process to concur with the
that moved the President with haste to ratify
agreement. After all, on these matters, the
the EDCA signed by his Secretary of
sovereign, speaking through the
Defense will be the same security concerns
Constitution, has assumed that the
— and more — that will move the Senate to
exercise of wisdom is not within the sole
consider the agreement with dispatch.
domain of the President. Wisdom, in
There are matters of national consequence
allowing foreign military bases, troops, or
where the views of an elected President can
facilities, is likewise within the province of
be enriched by the views of an elected
nationally elected Senators of the
Senate. Certainly, the participation of the
Republic.
_______________ public through these mechanisms is as
107 Pimentel, Jr. v. Office of the Executive Secretary, critical as the foreign policy directions that
supra note 28.
the EDCA frames. which was made possible by the blood of
By abbreviating the constitutional our ancestors. They ignored their
process, this court makes itself vulnerable agreements with the Filipino revolutionaries
to a reasonable impression that we do not when they entered Intramuros and staged
have the courage to enforce every word, the surrender of the Spanish colonizers to
phrase, and punctuation in the Constitution them. They ignored our politicians when
promulgated by our People. We will stand they negotiated the Treaty of Paris. Not a
weak, as an institution and by implication as single Filipino was there — not even as an
a state, in the community of nations. In clear ob-
unequivocal words, the basic instrument
through which we exist requires that we
interpret its words to make real an 711
independent foreign policy. It requires VOL. 779, JANUARY 12, 2016
measures be fully publicly discussed before Saguisag vs. Ochoa, Jr.
any foreign resource capable of making war
with our neighbors and at the command of server. They triggered armed conflict with
a foreign sovereign — foreign military bases, the Filipino revolutionaries. The schools
troops and facilities — becomes effective. they put up attempted to block out the
Instead, the majority succumbed to a inhumanity and barbarism in the conflict
narrative of dependence to a superpower. that followed. Only a few remember the
Our collective memories are perilously massacres of Samar, of Bud Dajo, and of
short. Our sense of history is wanting. other places in our country. In the memory
The Americans did not recognize the of many Filipinos today, these brutalities
Declaration of Independence of 1898, have been practically erased.
Filipino veterans of World War II who fought among others.
gallantly with the Americans, now gray and The inequality of the Mutual Defense Treaty
ailing, still await equal treatment with United is best presented by the image of a
States war veterans. Filipina comfort commissioned but rusting and dilapidated
women of that war still seek just treatment warship beached in a shoal in the West
and receive no succor from the ally with and Philippine Sea. This ship is manned by a
for whom they bled and suffered. handful of gallant heroic marines, and by
The 1951 Mutual Defense Treaty and the the provisions of the Mutual Defense Treaty,
Visiting Forces Agreement was in effect an attack on this ship — as a public vessel
when the Chinese invaded certain features — is what we are relying upon to trigger
within our Exclusive Economic Zone in the mutual defense with the United States.
West Philippine Sea. The Americans did not We remain a permanent ally of the United
come to our aid. The President of the United States. For decades, we relied on them for
States visited and, on the occasion of that the training of our troops and the provision
visit, our own President announced the of military materiel. For decades, we hosted
completion of the EDCA. No clear, their
unequivocal, and binding commitment was
given with respect to the applicability of the
Mutual Defense Treaty to the entirety of our 712
valid legal claims in the West Philippine Sea. 71 SUPREME COURT REPORTS ANNOTATED
The commitment of the United States 2
remains ambiguous. The United States’ Saguisag vs. Ochoa, Jr.
statement is that it will not interfere in those
types of differences we have with China, bases. Yet, our armed forces remain
woefully equipped. Unlike in many of their demand clear commitments for assistance
other allies, no modern US-­made fighter jet to our primary interests. The likelihood that
exists in our Air Force. We have no credible this will happen increases when
missile defense. Our Navy’s most powerful agreements with them run through the
assets now include a destroyer that was gauntlet of public opinion before they
decommissioned by the United States become effective.
Coast Guard. Certainly, this is what the Constitution
It is now suggested that these will change provides. Certainly, this is the least that we
with the EDCA. It is now suggested that this should guarantee as a court of law.
court should act to make that change
possible. Impliedly, it is thus also suggested Final Note
that the Senate, or Congress, or the People
in a referendum as provided in our In 1991, there was the “Senate that Said No”
Constitution, will be less patriotic than this to the extension of the stay of military bases
court or the President. of the United States within Philippine
There has never been a time in our history territory. That historical decision defined the
— and will never be a time in the future — patriotism implicit in our sovereignty. That
when the national interest of the United single collective act of courage was
States was subservient to ours. We cannot supposed to usher opportunities to achieve
stake our future on how we imagine the the vision of our Constitution for a more
United States will behave in the future. We meaningful but equal relationship with the
should learn from our history. If we wish the American empire. That act was the pinnacle
United States to behave in a way that we of decades of people’s struggles.
expect, then our government should
referendum called to affirm the EDCA.
713 Article XVIII, Section 25 does not sanction
VOL. 779, JANUARY 12, 2016 713
the surreptitious executive approval of the
Saguisag vs. Ochoa, Jr. entry of United States military bases or any
of its euphemisms (i.e., “Agreed Locations”)
History will now record that in 2016, it is this through strained and acrobatic implication
Supreme Court that said yes to the EDCA. from an ambiguous and completely different
This decision now darkens the colors of treaty provision.
what is left of our sovereignty as defined in The majority succeeds in emasculating our
our Constitution. The majority’s take is the Constitution. Effectively, this court erases
aftermath of squandered opportunity. We the blood, sweat, and tears shed by our
surrender to the dual narrative of martyrs.
expediency and a hegemonic view of the I register more than my disagreement. I
world from the eyes of a single superpower. mourn that this court has allowed this
The opinion of the majority of this Supreme government to acquiesce into collective
Court affirms executive privileges and subservience to the Executive power
definitively precludes Senate and/or contrary to the spirit of our basic law.
Congressional oversight in the crafting of I dissent.
the most important policies in our relations ACCORDINGLY, I vote to PARTIALLY
with the United States and, implicitly, its GRANT the Petitions and to DECLARE the
enemies and its allies. In its hurry to Enhanced Defense Cooperation
abbreviate the constitutional process, the Agreement (EDCA) between the Republic
majority also excludes the possibility that of the Philippines and the United States of
our people directly participate in a America as a formal and official memorial of
the results of the negotiations concerning Petitions dismissed.
the allowance of United States military Notes.—Article XVIII, Sec. 25 of the
bases, troops, or facilities in the Philippines,
Constitution is designed to ensure that any
which is NOT EFFECTIVE until it complies agreement allowing the presence of foreign
with the requisites of Article XVIII, Section
military bases, troops or facilities in
25 of the Philippine territory shall be equally binding
on the Philippines and the foreign sovereign
State involved, the idea being to prevent a
714 recurrence of what happened in the past.
71 SUPREME COURT REPORTS ANNOTATED (Nicolas vs. Romulo, 578 SCRA 438 [2009])
4 It is settled that “the conduct of the
Saguisag vs. Ochoa, Jr. foreign relations of our government is
committed by the Constitution to the
1987 Philippine Constitution, namely: (1) executive and legislative — ‘the political’ —
that the agreement must be in the form of a departments of the government, and the
treaty; (2) that the treaty must be duly propriety of what may be done in the
concurred in by the Philippine Senate and, exercise of this political power is not subject
when so required by Congress, ratified by a to judicial inquiry or decision.” (Arigo vs.
majority of votes cast by the people in a Swift, 735 SCRA 102 [2014])
national referendum; and (3) that the
agreement is either (a) recognized as a ——o0o——
treaty or (b) accepted or acknowledged as
a treaty by the United States before it
becomes valid, binding, and effective.
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