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Psychological Trauma: Theory, Research,

Practice, and Policy


A Randomized Trial of Cognitive Behavior Therapy and
Cognitive Therapy for Children With Posttraumatic Stress
Disorder Following Single-Incident Trauma: Predictors and
Outcome at 1-Year Follow-Up
Reginald D. V. Nixon, Jisca Sterk, Amanda Pearce, and Nathan Weber
Online First Publication, September 26, 2016. http://dx.doi.org/10.1037/tra0000190

CITATION
Nixon, R. D. V., Sterk, J., Pearce, A., & Weber, N. (2016, September 26). A Randomized Trial of
Cognitive Behavior Therapy and Cognitive Therapy for Children With Posttraumatic Stress
Disorder Following Single-Incident Trauma: Predictors and Outcome at 1-Year Follow-Up.
Psychological Trauma: Theory, Research, Practice, and Policy. Advance online publication.
http://dx.doi.org/10.1037/tra0000190
Psychological Trauma: Theory, Research, Practice, and Policy © 2016 American Psychological Association
2016, Vol. 8, No. 6, 000 1942-9681/16/$12.00 http://dx.doi.org/10.1037/tra0000190

A Randomized Trial of Cognitive Behavior Therapy and Cognitive


Therapy for Children With Posttraumatic Stress Disorder Following Single-
Incident Trauma: Predictors and Outcome at 1-Year Follow-Up
Reginald D. V. Nixon, Jisca Sterk, Amanda Pearce, and Nathan Weber
Flinders University

Objective: The 1-year outcome and moderators of adjustment for children and youth receiving treatment
for posttraumatic stress disorder (PTSD) following single-incident trauma was examined. Method:
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Children and youth who had experienced single-incident trauma (N ⫽ 33; 7–17 years old) were randomly
This document is copyrighted by the American Psychological Association or one of its allied publishers.

assigned to receive 9 weeks of either trauma-focused cognitive behavior therapy (CBT) or trauma-
focused cognitive therapy (without exposure; CT) that was administered to them and their parents
individually. Results: Intent-to-treat analyses demonstrated that both groups maintained posttreatment
gains in PTSD, depression and general anxiety symptoms reductions at 1-year follow-up, with no
children meeting criteria for PTSD. A large proportion of children showed good end-state functioning at
follow-up (CBT: 65%; CT: 71%). Contrary to 6-month outcomes, maternal adjustment no longer
moderated children’s outcome, nor did any other tested variables. Conclusion: The findings confirm the
positive longer-term outcomes of using trauma-focused cognitive– behavioral methods for PTSD sec-
ondary to single-incident trauma and that these outcomes are not dependent on the use of exposure.

Keywords: posttraumatic stress disorder, cognitive behavior therapy, children and young people, single-
incident trauma

Supplemental materials: http://dx.doi.org/10.1037/tra0000190.supp

Exposure to traumatic events places children at risk of posttrau- to children and youth who have experienced interpersonal trauma
matic stress disorder (PTSD; Kenardy, Spence, & Macleod, 2006; including sexual abuse and assault, immediate symptom improve-
Nixon, Ellis, Nehmy, & Ball, 2010). A recent meta-analysis indi- ment has been observed to be largely maintained at follow-ups
cates that a significant proportion of children (15.9%) will have varying from 1-year posttreatment (e.g., Cohen, Mannarino, &
PTSD following trauma (Alisic et al., 2014). Fortunately we now Knudsen, 2005; Deblinger, Mannarino, Cohen, & Steer, 2006;
have a substantial evidence base from which it is clear that trauma- Foa, McLean, Capaldi, & Rosenfield, 2013; Webb, Hayes, Grasso,
focused cognitive behavior therapies (CBT) are an efficacious and Laurenceau, & Deblinger, 2014) and up to 2-years posttreatment
effective treatment for child PTSD (for reviews, meta-analyses and (Deblinger, Steer, & Lippmann, 1999). Studies of single-incident
guidelines, see Australian Centre for Posttraumatic Mental Health, trauma that was largely nonsexual show similar maintenance of
2013; Kowalik, Weller, Venter, & Drachman, 2011; National gains albeit for generally shorter follow-up periods (6 months:
Institute for Health and Clinical Excellence, 2005). Despite this, Nixon, Sterk, & Pearce, 2012; Smith et al., 2007; Stein et al., 2003;
we know somewhat less about the long-term prognosis after treat- 10 –12 months: Chemtob, Nakashima, & Hamada, 2002). Gilboa-
ment, especially with children whose trauma was not related to Schechtman et al. (2010) obtained 17-month follow-up data on
sexual abuse or sexual assault trauma. We know even less about their sample, 21% of whom had experienced a sexual assault. Thus
the variables that moderate these longer-term outcomes.
there remains a paucity of data on outcomes beyond 6-month
Overall, there is reason to be optimistic about the maintenance
follow-up following treatment for single-incident trauma. This is
of treatment gains following trauma-focused CBT. With reference
compounded by the fact that most child PTSD treatment studies
with long-term follow-up (i.e., of 1 year or more) report only on
reductions of symptoms. Often PTSD diagnostic and good end-
state outcomes (i.e., remission or minimal symptoms) that are
Reginald D. V. Nixon, Jisca Sterk, Amanda Pearce, and Nathan Weber, ideally indexed by structured (or semistructured) clinical inter-
School of Psychology, Flinders University. views are not reported. This limitation is seen with all the afore-
This research was supported by a Channel 7 Research Foundation mentioned studies, although Foa et al. (2013) reported response to
Research Grant awarded to Reginald D. V. Nixon. Reginald D. V. Nixon treatment at 12 months (but not 17 months) and Webb et al. (2014)
has received consultancies for providing trauma-focused CBT training to
reported proportions of children who moved from the clinical to
clinicians who work with children and adults. We thank the children and
families who participated in the study. nonclinical range on a PTSD interview measure (although only
Correspondence concerning this article should be addressed to Reginald 54% of the sample were above the cut-off at baseline).
D. V. Nixon, School of Psychology, Flinders University, GPO Box 2100, There are only a handful of studies that have examined predic-
Adelaide, SA 5001, Australia. E-mail: reg.nixon@flinders.edu.au tors of outcome for children who have received psychological

1
2 NIXON, STERK, PEARCE, AND WEBER

PTSD treatment. Collapsing groups that had received CBT with previously reported trial of CBT following single-incident trauma
trauma focus and nondirective supportive therapy (NST), Cohen (Nixon et al., 2012). To date, there have been almost no disman-
and Mannarino (1996, 1998) reported more negative parent reac- tling studies of trauma-focused CBT for child PTSD, and our
tion to their child’s sexual abuse predicted preschoolers posttreat- initial findings found little difference between children who had
ment outcomes on the Child Behavior Checklist (CBCL; Achen- received CBT that included exposure components (imaginal and in
bach & Edelbrock, 1983), as did maternal depression. By 6- and vivo) and children who received trauma-focused cognitive therapy
12-month follow-up, parental support of the child, and to a lesser without exposure (CT). These findings were similar to those of
extent, support received by the mother, predicted these later out- Deblinger, Mannarino, Cohen, Runyon, and Steer (2011). Al-
comes. Analyzing group data separately, Deblinger et al. (2006) though children (child sexual abuse victims) who engaged in a
did not find significant predictors of outcome in children who trauma narrative as part of their CBT showed greater improve-
received trauma-focused CBT for sexual abuse trauma but did find ments in abuse-related fear and general anxiety relative to children
multiple trauma exposure and pretreatment child depression to randomized to CBT that did not include such a narrative, this did
correlate positively with PTSD symptoms at 1-year follow-up in not apply across all outcome measures, including PTSD as mea-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

children who had received nontrauma focused child-centered ther- sured by clinical interview. By 12-month follow-up (Mannarino et
This document is copyrighted by the American Psychological Association or one of its allied publishers.

apy. Mannarino, Cohen, Deblinger, Runyon, and Steer (2012) al., 2012), all differences had disappeared, with no significant
found parent report of child internalizing symptoms and children’s group by time interactions observed. In addition to the need for
own report of depression predicted PTSD caseness 1-year post- longer term follow-up studies, it is imperative that such assess-
treatment in a sample of sexual abuse survivors. These findings ments report also on diagnostic and end-state functioning out-
collapsed groups who had varying treatment length as well as comes and that moderators of outcome are not restricted to base-
those who did or did not receive a trauma narrative processing line variables.
component to their therapy (all received trauma-focused CBT). Based on our previous findings, as well as the meta-analytic
Collapsing children who had received trauma-focused CBT or CT evidence that parental pathology and distress is one of the stronger
(trauma-focused cognitive therapy without exposure), Nixon et al. influences of child PTSD adjustment (Trickey, Siddaway, Meiser-
(2012) found that baseline maternal depression and unhelpful Stedman, Serpell, & Field, 2012), we expected baseline maternal
trauma-related beliefs, but not maternal PTSD symptoms, moder- depression and unhelpful beliefs to continue to influence outcome.
ated children’s outcome at posttreatment and 6-month follow-up. Although maternal PTSD did not moderate initial treatment out-
Specifically children high in baseline PTSD severity fared worse come and 6-month posttreatment PTSD outcome in children, ma-
when they had mothers with higher levels of depression and ternal PTSD was shown to moderate younger children’s separation
unhelpful beliefs. In a similar vein, Weems and Scheeringa (2013) anxiety outcomes following PTSD treatment (Weems & Scheer-
found baseline maternal depression moderated preschoolers’ inga, 2013). Parental PTSD has also predicted children’s PTSD in
PTSD outcome following CBT with trauma focus. In contrast to longitudinal studies (De Young, Hendrikz, Kenardy, Cobham, &
Nixon et al. (2012) who observed attenuated symptom reduction Kimble, 2014; Landolt, Ystrom, Sennhauser, Gnehm, & Vollrath,
in high symptom children in their analysis, Weems and Scheer- 2012; Le Brocque, Hendrikz, & Kenardy, 2010). Thus we were in
inga documented a curvilinear trajectory that strongly sug- a position to examine whether maternal PTSD moderated chil-
gested a degree of relapse by 6-month follow-up for children dren’s later outcomes. Over the course of follow-up we docu-
with mothers high in depression. Finally, when examining the mented whether children experienced further traumatic events.
efficacy of trauma-focused CBT interventions delivered in the Surprisingly, longitudinal studies of child posttraumatic stress tend
school setting for children with PTSD as a consequence of to omit reporting whether this is measured and how it relates (or
community violence, Santiago, Lennon, Fuller, Brewer, and not) to outcome. Therefore this, and maternal symptoms from each
Kataoka (2014) observed that reductions in parents’ use of assessment point (pre-, posttreatment, 6-month follow-up) were
inconsistent discipline predicted reductions in child PTSD and tested as potential moderators of children’s 1-year PTSD out-
depression, with increased parent involvement in the school comes.
accounting for reductions in child depression.
Despite these initial promising attempts to document some of Method
the factors that might influence the success of trauma-focused
therapies for child PTSD, there is clearly a need for further Participants
research in this area. It is particularly notable that the few studies
to date have largely examined baseline or pretreatment variables as Full details of the procedures and methods of the randomized
predictors, without reporting on the influence of subsequent vari- trial can be found in Nixon et al. (2012). Briefly, participants in the
ables. It is likely that most of these studies have continued to original trial were 33 child and adolescent victims of single-
measure some of the variables throughout each follow-up (e.g., incident trauma whose families self-referred from mental health
caregiver symptoms) which can also change over time, yet is it centers, hospitals, and police. Children had to be aged 7–17 years
unknown whether they continue to exert an effect. When variables old and meet diagnostic criteria for PTSD relating to a single
have been collected at later assessments, they have been used to traumatic event. PTSD caseness included those who met subsyn-
predict children’s symptoms at the same assessment period (e.g., dromal status (as per Kenardy et al., 2006). Exclusion criteria for
Cohen & Mannarino, 1998), thus the predictive utility of the the study comprised of an inadequate comprehension of English,
variable in question is unknown. traumatic brain injury resulting in amnesia of the traumatic event,
Accordingly, we examined the long-term effects (1-year follow- developmental delay, sexual assault or chronic trauma (e.g., child
up) and moderators of outcome for children who participated in a abuse). Supplementary Figure S1 summarizes the participant flow
CBT FOR CHILD PTSD 3

into the trial (one child was withdrawn from the study when it the stage of treatment, over the course of therapy approximately
became apparent ongoing stalking was occurring during treatment, two thirds of contact time was spent with the child, whereas the
and these data were not included in analyses). There were largely remaining third was spent with their parents. Both groups received
negligible differences between the two treatment groups on base- relapse prevention in the final session.
line and trauma characteristics. The original sample of children
consisted of 21 boys and 12 girls (Mage ⫽ 10.80) who were
Procedure
predominantly Caucasian (85%), 64% (n ⫽ 21) of whom com-
pleted all therapy. One-third had been involved in a road traffic Ethics approval was given by the university hospital ethics
accident, one third an assault or home invasion, with the remainder committee. A telephone screening was first conducted to assess the
experiencing a house fire or other event. Data was collected for 19 child’s eligibility for a full assessment at which point written
participants at the 1-year follow-up and reflected participation informed consent was obtained. After meeting inclusion criteria
rates of earlier assessment periods. Engagement in further treat- children were allocated to one of the treatments via block random-
ment was assessed at each follow-up. Three children in CT had ization (generated independently of the researchers). Participants
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

received one therapy session, and one child in CBT had received were assessed at pretreatment, posttreatment, 6-month follow-up,
This document is copyrighted by the American Psychological Association or one of its allied publishers.

six sessions. Two children in CBT had been prescribed a medica- and 12-month follow-up. Assessments were conducted indepen-
tion for a short period (e.g., ⬍3-months). dently by assessors unaware of the treatment condition and therapy
stage of participants. The assessors did not deliver treatment, did
not have any access to participant notes, and had not been involved
Measures
in any areas of the study previously (e.g., recruitment, administra-
The following measures with established psychometrics and tion, supervision). Honorariums were not used for participation in
validity were used. Child PTSD diagnosis and severity was as- assessments or therapy.
sessed using the Clinician-Administered PTSD Scale for Children
and Adolescents (CAPS-CA; Nader et al., 1998). We previously
Data Analysis
reported excellent interrater reliability for diagnostic interviews.
At each assessment interviewers also determined whether the child We adopted a more sophisticated approach to missing data than
had experienced further trauma since the previous interview. This that used in the original treatment publication. Multiple imputation
was scored dichotomously (yes/no). Children completed the fol- was used employing fully conditional specification, otherwise
lowing self-report scales: the Child PTSD Symptom Scale (CPSS; known as multivariate imputation by chained equations (MICE;
Foa, Johnson, Feeny, & Treadwell, 2001); the Children’s Depression van Buuren & Groothuis-Oudshoorn, 2011; computed in R, a
Inventory (CDI; Kovacs, 1992); the Childhood Post-Traumatic Cog- statistical computing environment, R Development Core Team,
nitions Inventory (CPTCI; Meiser-Stedman et al., 2009); and the 2011). The imputation model included all baseline symptom mea-
Revised Children’s Manifest Anxiety Scale (RCMAS; Reynolds & sures, treatment group, time since trauma, baseline variables that
Richmond, 1978). Mothers rated children on the Child Behavior had moderate or greater associations with dropout (e.g., prior
Check List (CBCL/6 –18; Achenbach & Rescorla, 2003), and rated trauma history), and the primary PTSD and depression outcomes
their own responses to the child’s trauma using the Posttraumatic for child and mother. This represented 29 variables in total. Rela-
Stress Diagnostic Scale (PDS; Foa, 1995), Post-Traumatic Cogni- tions between and within time were preserved and imputation
tions Inventory (PTCI; Foa, Ehlers, Clark, Tolin, & Orsillo, 1999) values were constrained to the range of observed values in non-
and the Beck Depression Inventory-II (BDI-II; Beck, Steer, & missing data. Simulations indicate that even with small samples
Brown, 1996). Good end-state was indicated by a score of below and substantial missing data (e.g., sample N ⫽ 50, 80% missing
20 (CAPS) or below 16 (CPSS; Nixon et al., 2013) and only data) five to ten imputed data sets demonstrate good performance
included children above the relevant clinical cut-off at pretreat- and efficiency of replacement (Rubin, 1987; Schafer & Graham,
ment who made reliable change to below the cut-off (Jacobson & 2002). However we followed recommendations that number of
Truax, 1991). complete data sets equate to the proportion of missing data (White,
Royston, & Wood, 2011). Thus 50 complete data sets were com-
puted using 20 iterations. MICE uses Rubin’s (1987) rules for
Treatment Summary
pooling of statistical parameters (Raghunathan & Dong, 2013;
The treatment protocols and treatment fidelity processes were Rubin, 1987). SPSS 20.0 was used for remaining analyses. Ac-
detailed in the original report, with treatments adapted from pre- cordingly, the analyses represent an intent-to-treat (ITT) approach.
vious trauma-specific and general CBT resources (Deblinger & Completer analyses were generally comparable to intent-to-treat
Heflin, 1996; Rapee, Wignall, Hudson, & Schniering, 2000). analyses (albeit with better good end-state being achieved), thus
Briefly, participants received 9 ⫻ 1.5 hour sessions provided are omitted due to space considerations.
individually on a weekly basis by Masters-level trainee clinical Our analysis and interpretative approach focused on effect sizes
psychologists trained and supervised by Reginald D. V. Nixon. and the confidence intervals (CIs) around these effects. This was
Children in CBT received psycho-education, relaxation training due to it being increasingly recognized that traditional null hypoth-
and anxiety management, cognitive restructuring around unhelpful esis significance testing (NHST) has substantial limitations.
trauma-related beliefs, imaginal exposure to the trauma memory, NHST, with its resultant focus on p values, is unreliable and
and in vivo exposure. Children in CT received the same with the uninformative with respect determining the magnitude (if any) of
exception of the exposure components. Although the time devoted differences in the two treatments under study (see Cumming, 2014
to the child and parents within each session varied depending on and Faulkner, Fidler, & Cumming, 2008, for detailed discussion of
4 NIXON, STERK, PEARCE, AND WEBER

the superiority of effect sizes and CIs vs. NHST). Accordingly, we toms). Where differences occurred (e.g., higher RCMAS scores in
report effect sizes (Cohen’s d, ␸, Cramer’s V) and CIs throughout, the CBT group), they did not correlate strongly with later outcome.
with Cohen’s conventions, albeit relative, indicating that 0.2, 0.5, Of more relevance to the 12-month outcomes (and imputation
and 0.8 reflect small, medium and large effects respectively for d, strategy) was the magnitude of difference between those who
and 0.1, 0.3, and 0.5 indicate the same for ␸. completed therapy and those who did not, especially given that 11
For consistency with earlier research, we also report relevant of the 14 children who did not complete 1-year follow-up were
inferential statistics (Supplementary Table S1). We analyzed con- treatment dropouts. In general, effect size differences on baseline
tinuous measures (CAPS severity scores, CPSS etc.) in a series of variables between completers and dropouts were very small, and
2 ⫻ 2 mixed analyses of variance (ANOVAs) to generate required most importantly, this included child PTSD severity (whether
effect sizes and CIs, and pooled the results across imputed data sets measured with the CAPS or CPSS). However some medium-sized
using Raghunathan and Dong’s (2013) formulae. Cohen’s ds were differences or greater were observed, where children who did not
calculated separately for each imputed dataset then pooled using complete full therapy had mothers with higher PTSD (PDS: d ⫽
MICE’s pool scalar function. These pooled ds were treated as 0.75, 95% CI [0.01, 1.48]), had more externalizing behavior prob-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

standard effect size measures and the noncentrality interval esti- lems (CBCL-E: d ⫽ 0.62, 95% CI [⫺0.11, 1.34]), and were more
This document is copyrighted by the American Psychological Association or one of its allied publishers.

mation approach (Cumming & Finch, 2001; Steiger & Fouladi, likely to have experienced prior trauma (83% vs. 48%, ␸ ⫽ .35).
1997), implemented in the MBESS package in R (Kelley, 2007), was Accordingly the imputation model included these predictors to
used to calculate 95% CIs. For analyses of covariance (ANCOVAs), create the dataset used for ITT analyses.
we calculated between-groups d as the adjusted mean difference
divided by the square root of the ANCOVAs within mean square Symptom Severity Analyses
error (Smithson, 2002). Following the same approach for the
unadjusted ds above, these values were pooled and the CI calcu- Repeated measures ANOVAs on imputed data showed a rela-
lated on the pooled value. We analyzed categorical outcomes tively consistent pattern across the outcome measures. Imputed
(PTSD status, good end-state function) by fitting a generalized descriptive statistics are presented in Table 1, pooled effect sizes in
linear model with binomial distribution and logit link function (i.e., Table 2, and pooled inferential statistics are available from the
a logistic regression) and pooled using MICE. Tests of moderation online supplementary materials (Supplementary Table S1). Of
were analyzed using hierarchical multiple regression (and pooled relevance was that at 1-year follow-up both groups continued to
using MICE). Based on the imputed ITT sample size (N ⫽ 33) and show large and clinically meaningful reductions of PTSD relative
using a priori calculations within GⴱPower (Faul, Erdfelder, Bu- to pretreatment, with these effects ranging between 2.59 –3.30
chner, & Lang, 2009), we observed that there was only sufficient (CAPS) and 2.03–2.67 (CPSS). Child self-reported depression
power (set at 80%) to detect medium sized effects for ANOVAs, (CDI), unhelpful trauma beliefs (CPTCI), and general anxiety
large effects for ANCOVAs, and medium to large effects for (RCMAS) similarly showed large effect sizes (ranging between
regression-based moderation analyses. 1.47–2.68). Of interest is that these effect sizes were all larger for
the CBT group, although this must be qualified by the observation
that CIs were rather wide. Between group comparisons at 1-year
Results
follow-up (controlling for pretreatment severity) generally indi-
As reported in the original study, there were few meaningful cated only small differences in effect sizes. Mothers’ report of their
differences between the groups at baseline (see Table 1 for symp- own symptoms as well as those of their children showed similar

Table 1
Outcome Measures (Imputed) at Each Assessment (N ⫽ 33)

Pretreatment Posttreatment 6-month FU 1-year FU


CBT CT CBT CT CBT CT CBT CT
Measure M SD M SD M SD M SD M SD M SD M SD M SD

Child
CAPS 58.41 20.56 50.00 21.79 17.15 20.83 13.72 14.97 10.27 7.26 7.91 8.48 6.90 6.11 8.09 7.17
CPSS 24.29 6.94 23.44 10.11 10.77 12.29 8.03 8.68 7.62 8.68 3.85 5.14 5.93 6.95 5.87 6.94
CDI 58.82 14.56 55.56 13.88 49.15 15.74 50.12 16.21 45.07 12.70 45.88 10.70 39.11 4.51 39.85 5.96
CPTCI 57.00 14.20 51.25 16.61 40.49 16.37 34.49 10.73 43.54 18.07 36.34 13.69 33.06 7.87 31.07 6.88
RCMAS 63.18 12.62 53.12 10.37 41.50 16.69 42.48 15.76 40.42 16.25 32.39 16.21 34.67 8.30 36.53 10.74
CBCL-I 67.53 9.97 62.50 10.74 52.32 14.51 48.45 13.63 57.37 15.39 49.24 14.44 50.65 12.19 48.68 13.29
CBCL-E 59.29 11.33 55.31 8.75 51.12 12.67 46.98 10.33 53.37 14.31 49.62 10.41 46.68 11.76 45.19 12.04
CBCL-T 64.12 9.53 59.75 11.60 51.05 15.85 46.79 14.81 55.96 15.78 48.03 15.42 47.59 15.49 44.46 16.16
Mother
PDS 18.82 16.35 14.69 15.04 9.24 13.95 6.74 9.56 11.00 14.55 8.42 11.00 5.56 7.18 5.87 6.26
BDI-II 12.88 13.81 12.81 12.27 8.07 12.13 7.53 11.17 11.68 14.06 7.86 11.89 5.28 7.41 5.47 7.20
PTCI 86.71 34.51 82.94 43.19 69.49 43.25 70.13 45.47 80.46 47.89 69.32 43.29 56.57 21.22 58.42 24.30
Note. CAPS ⫽ Clinician-Administered PTSD Scale for Children and Adolescents; CPSS ⫽ Child PTSD Symptom Scale; CDI ⫽ Children’s Depression
Inventory; CPTCI ⫽ Child Post-Traumatic Cognitions Inventory; RCMAS ⫽ Revised Children’s Manifest Anxiety Scale; CBCL-I ⫽ Child Behaviour
Checklist internalizing subscale; CBCL-E ⫽ Child Behaviour Checklist externalizing subscale; CBCL-Total ⫽ Child Behaviour Checklist total score;
PDS ⫽ Posttraumatic Diagnostic Scale; BDI-II ⫽ Beck Depression Inventory (2nd ed.); PTCI ⫽ Post-Traumatic Cognitions Inventory.
CBT FOR CHILD PTSD 5

results. Mothers in both groups reported meaningful reductions of

Note. CAPS ⫽ Clinician-Administered PTSD Scale for Children and Adolescents; CPSS ⫽ Child PTSD Symptom Scale; CDI ⫽ Children’s Depression Inventory; CPTCI ⫽ Child Post-Traumatic

subscale; CBCL-Total ⫽ Child Behaviour Checklist total score; PDS ⫽ Posttraumatic Diagnostic Scale; BDI-II ⫽ Beck Depression Inventory (2nd ed.); PTCI ⫽ Post-Traumatic Cognitions Inventory.
Cognitions Inventory; RCMAS ⫽ Revised Children’s Manifest Anxiety Scale; CBCL-I ⫽ Child Behaviour Checklist internalizing subscale; CBCL-E ⫽ Child Behaviour Checklist externalizing
.51 [⫺.18, 1.21]
.20 [⫺.48, .89]
.00 [⫺.68, .68]
.21 [⫺.48, .89]
⫺.19 [⫺.87, .50]

.07 [⫺.62, .75]


.04 [⫺.64, .72]
⫺.02 [⫺.71, .66]

.16 [⫺.53, .84]


.03 [⫺.65, .71]
.11 [⫺.58, .79]
child behavior problems (CBCL) at 1-year follow-up with effects
1-year FU
between 0.97 and 1.52. Reductions of their own symptoms (PDS,
BDI-II, PTCI) were slightly more modest, but meaningful none-
Within- and Between-Group Pooled Effect Sizes (Cohen’s d) [and 95% Confidence Intervals] From Pre- to 1-Year Follow-Up on All Symptom Measures (N ⫽ 33)

theless (effect sizes ranging between 0.70 and 1.05). Overall for
both child and mother symptoms these reductions were greater
Between-group effect sizea

⫺.53 [⫺1.22, .17]


than those initially observed immediately after treatment or at
⫺.37 [⫺1.05, .33]

⫺.43 [⫺1.11, .27]

⫺.39 [⫺1.08, .30]

⫺.33 [⫺1.02, .36]


⫺.27 [⫺.95, .42]

.26 [⫺.43, .94]

⫺.28 [⫺.96, .41]

⫺.12 [⫺.80, .57]

⫺.07 [⫺.75, .61]

⫺.23 [⫺.91, .46]


6-month follow-up.
6-month FU

Diagnostic Outcome and Good End-State Functioning


The pooled results generally showed small differences between
the groups although due to a number of the imputed data sets
⫺.32 [⫺1.00, .37]
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

including 0% or 100% for the proportion of children meeting a


⫺.07 [⫺.75, .61]
⫺.26 [⫺.94, .43]
.21 [⫺.48, .89]

⫺.29 [⫺.40, .97]


⫺.12 [⫺.81, .56]
⫺.17 [⫺.85, .52]
.09 [⫺.78, .59]

⫺.08 [⫺.77, .60]


⫺.06 [⫺.75, .62]
.08 [⫺.61, .76]
Posttreatment
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particular criterion, some results (e.g., odds ratios [ORs] and


associated CIs) could not be calculated from the generalized linear
models. For the ITT sample, at posttreatment 72% and 68% of the
CBT and CT children no longer met criteria for PTSD (full or
subthreshold), OR ⫽ 1.20, 95% CI [0.18, 7.79], p ⫽ .84. At
.70 [⫺.02, 1.41]

6-month and 1-year follow-up this proportion had increased, with


2.59 [1.62, 3.52]
2.03 [1.16, 2.89]
1.47 [.68, 2.25]
1.59 [.78, 2.38]
1.58 [.77, 2.36]
1.16 [.40, 1.90]
.97 [.23, 1.70]
1.09 [.34, 1.83]

.77 [.04, 1.48]


.73 [.01, 1.45]

no children in either group meeting PTSD criteria.


Pre to 1-year effect size

A similar pattern was seen for good end-state functioning (i.e.,


CT

essentially complete remission) as measured with the CAPS. At


posttreatment on the CAPS 52% of CBT and 56% of CT children
met this criterion, OR ⫽ 1.19, 95% CI [0.21, 6.92], p ⫽ .84. This
.69 [⫺.01, 1.38]

rate rose at follow-ups, to 79% and 87%, respectively, at 6-month


3.40 [2.32, 4.45]
2.67 [1.72, 3.59]
1.83 [1.02, 2.63]
2.09 [1.23, 2.92]
2.68 [1.73, 3.61]
1.52 [.74, 2.28]
1.10 [.36, 1.81]
1.29 [.54, 2.02]

1.05 [.33, 1.76]

1.05 [.33, 1.77]

follow-up, and 95% and 87% for each group at 1-year. When good
CBT

end-state was measured by children’s self-report (CPSS) an initial


Positive values reflect CBT scores are lower than CT scores, effect sizes control for pretreatment score.

difference was observed although this disappeared by 1-year


follow-up. It should be recognized that large confidence intervals
were present. Thus at posttreatment 55% CBT and 77% CT chil-
dren reported good end-state functioning, OR ⫽ 2.79, 95% CI
.60 [⫺.11, 1.31]

.49 [⫺.22, 1.19]


.43 [⫺.28, 1.12]
.33 [⫺.37, 1.02]
2.55 [1.59, 3.48]
2.49 [1.54, 3.41]
.80 [.07, 1.51]
1.03 [.28, 1.77]
1.57 [.77, 2.36]
1.06 [.31, 1.79]

.87 [.14, 1.59]

[0.30, 26.15], p ⫽ .35. This discrepancy was maintained at


Pre to 6-month effect size

6-months: 67% (CBT), 86% (CT) meeting good end-state, OR ⫽


CT

2.86, 95% CI [0.25, 33.02], p ⫽ .38, but narrowed at 1-year


follow-up, 65% (CBT), 71% (CT), OR ⫽ 1.28, 95% CI [0.17,
9.80], p ⫽ .80. No children reported reliable worsening at 1-year
follow-up relative to their pretreatment scores (CPSS, CAPS). One
.46 [⫺.23, 1.14]
.63 [⫺.07, 1.31]

.51 [⫺.18, 1.19]


3.12 [2.10, 4.13]
2.14 [1.28, 2.98]

.09 [⫺.58, .76]


.15 [⫺.52, .83]
1.02 [.30, 1.73]
.84 [.13, 1.54]
1.57 [.78, 2.33]
.78 [.08, 1.48]

child from each group reported a reliable increase on the CPSS in


CBT

the 6-month to 1-year interval but these scores remained below


pretreatment levels.

Moderating Effects of Maternal and Child Variables


.39 [⫺.32, 1.09]

.65 [⫺.07, 1.36]


.46 [⫺.25, 1.16]
.30 [⫺.40, 1.00]
1.98 [1.12, 2.82]
1.71 [.88, 2.51]

1.25 [.48, 2.01]


.79 [.06, 1.51]
1.17 [.40, 1.91]
.88 [.15, 1.60]
.98 [.24, 1.71]

We conducted a series of analyses to examine which factors


interacted with children’s PTSD severity at pretreatment, posttreat-
CT
Pre–post effect size

ment, and 6-month follow-up to predict their later adjustment (i.e.,


PTSD severity at 1-year follow-up as measured by both the CAPS
and CPSS). In short, there were no meaningful or significant
moderators of children’s 1-year outcome. Unstandardized regres-
.66 [⫺.04, 1.35]

.68 [⫺.02, 1.37]

.64 [⫺.06, 1.32]


.38 [⫺.30, 1.06]
.46 [⫺.23, 1.13]
2.01 [1.16, 2.83]
1.37 [.61, 2.11]

1.08 [.35, 1.80]


1.47 [.69, 2.22]
1.23 [.48, 1.95]

1.00 [.28, 1.71]

sion coefficients for interactions were exceedingly small (e.g.,


typically between 0.002– 0.005, all ps ⬎ .38, with most ps ⬎ .60)
CBT

with full results available from Reginald D. V. Nixon on request.


These analyses not only examined whether maternal and child
pretreatment variables (e.g., depression, child behavior problems)
CBCL⫺E
CBCL⫺T

moderated the relationship between child pretreatment PTSD se-


CBCL⫺I
RCMAS
Measure

CPTCI

BDI-II

verity and 1-year PTSD severity, but also whether posttreatment


CAPS
Table 2

CPSS

PTCI
Mother
PDS
CDI
Child

and 6-month variables moderated this relationship, in addition to


whether posttreatment and 6-month variables, respectively, inter-
a
6 NIXON, STERK, PEARCE, AND WEBER

acted with posttreatment and 6-month child PTSD severity to tence of symptoms following treatment, might be different from
predict children’s 1-year outcome. We were not able to test the that which predicts symptom trajectory in nontreatment samples.
potential impact of further trauma that occurred after treatment as
only one child was exposed to such trauma. Accordingly, despite
a large number of analyses, we did not observe that any variables Limitations
moderated 12-month PTSD outcomes in the children. Some of the limitations of the original study remain relevant
(e.g., lack of a waitlist control group, modest sample size and
Discussion missing data requiring multiple imputation, lack of father reported
symptoms). Although a strength of the study was the examination
Our analysis of longer-term outcome in children who had re- of ongoing symptoms and further trauma as potential moderators
ceived a trauma-focused CBT or CT intervention showed that of longer-term outcome, we did not assess other potentially im-
posttreatment gains were maintained at 1-year follow-up. Specif- portant factors including children’s perception of social support
ically, trauma-related symptoms (PTSD, unhelpful beliefs) and support (known to influence child symptoms and outcomes; Cohen &
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

correlates of PTSD (general anxiety, depression) all demonstrated Mannarino, 1998; Hitchcock, Ellis, Williamson, & Nixon, 2015), nor
This document is copyrighted by the American Psychological Association or one of its allied publishers.

significant reductions relative to pretreatment levels. These changes did we measure non-PTSD traumatic stressors (e.g., moving, family
were corroborated by maternal report on the CBCL, and mothers’ financial stress). We did not assess possible mechanisms that would
own symptom reduction was maintained. Over time, we observed shed light on our earlier finding of the moderating role of maternal
increasingly fewer differences in outcomes between the two treat-
adjustment; that is, how this might operate to influence children’s
ment groups for most measures. In general symptoms appeared to
PTSD outcomes (e.g., possibly through parent– child interactions,
improve over time and by 1-year follow-up, effect sizes of treat-
poor modeling of coping behaviors etc.).
ment change for PTSD measures ranged between 2.03 and 3.40,
and most other measures showed large treatment effects (d ⬎ 1.0).
Diagnostically, no children met PTSD criteria at the last follow-up Clinical Implications
and large proportions showed excellent good end-state functioning
that essentially reflects full remission (approximately 66% via There are several examples that demonstrate PTSD can be
self-report on the CPSS, over 90% on interview using the CAPS). treated with cognitive therapy approaches in adults (e.g., Bryant et
Earlier treatment studies of CBT with a trauma focus for single- al., 2008; Resick et al., 2008; Tarrier et al., 1999). This has now
incident trauma have also indicated the maintenance of treatment been shown for children who have experienced single-incident
gains, with two studies having similar (Chemtob et al., 2002) or trauma as in the present study, and TF-CBT without a trauma
longer follow-up lengths (17 months for Gilboa-Schechtman et al., narrative had comparable outcomes at follow-up as treatment that
2010). However neither study comprehensively assessed PTSD did include such a narrative for children who had experienced
with a rigorous diagnostic measure at the last follow-up nor abuse (Deblinger et al., 2011; Mannarino et al., 2012). Together,
reported on good end-state functioning. The present study offers a this suggests that exposure is not always a necessary prerequisite
valuable addition to the existing literature on this front. for successful treatment, allowing clinicians to use this ap-
In addition to providing further evidence of the longer-term proach when children (or parents) may be unwilling to engage
efficacy of trauma-focused CBT and CT interventions for child in trauma-related exposure. Adult studies highlight the impor-
PTSD, to our knowledge this is the first study to examine moder- tance of changes in cognitions in driving changes in PTSD
ators of longer term outcomes beyond those measured just at symptoms (e.g., Kleim et al., 2013). Although we certainly
baseline. Despite comprehensively testing multiple variables, we place value in the exposure components in trauma treatment
did not observe any significant moderators. This was in contrast to (with trauma narratives being a rich source of unhelpful cog-
our earlier finding that maternal depression and unhelpful beliefs nitions that can be targeted in therapy), our findings indicate
influenced posttreatment and 6-month outcomes. We suspect that direct treatment of such cognitions is beneficial.
this was largely due to the continued improvement of children such Our original report and that of Weems and Scheeringa (2013)
that by 1-year follow-up, there were relatively low levels of PTSD illustrate that maternal adjustment, especially depression, influ-
symptoms in both groups, allowing little variation for the role of ences children’s PTSD outcomes. Although further replication is
moderators to be detected. Our initial treatment study and that of required, the findings show that clinicians should assess parental
others (e.g., Cohen & Mannarino, 1996, 1998; Weems & Scheer- adjustment and be aware that this may signify attenuated treatment
inga, 2013) points to the idea that although parental adjustment response. At this time it is unclear what the optimal methods are to
influences PTSD treatment outcome, this influence seems stron- address this issue. At a minimum, close monitoring of children’s
gest at posttreatment and over the next 6 months. This speaks to (and parent’s) adjustment during treatment appears sensible as it
the importance of achieving best possible gains by posttreatment. will alert the clinician whether symptoms are not improving. It is
There does remain a paucity of research on what predicts longer- now common to monitor PTSD symptoms on a weekly basis
term outcomes. Although our findings initially seem in contrast to during therapy and we endorse that approach. Although a tentative
other studies and meta-analyses that indicate parental adjustment recommendation due to our limited understanding of the underly-
and other child factors influence children’s PTSD trajectory over ing processes influencing children’s outcomes, we suggest that
time (e.g., Trickey et al., 2012), it should also be noted that the when it is identified that parents have elevated depression levels,
latter was not based on treatment samples. Given children who parents are strongly encouraged to seek therapy for these issues
require PTSD treatment have by definition not recovered naturally, with the goal of optimizing both their and their children’s adjust-
what accounts for their symptom trajectory, especially the persis- ment.
CBT FOR CHILD PTSD 7

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