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8 his report on global tuberculosis control was produced by a core team of 12 people: Léopold Blanc, Dennis Falzon,
Christopher Fitzpatrick, Katherine Floyd, Inés Garcia, Christopher Gilpin, Philippe Glaziou, Tom Hiatt, Delphine
Sculier, Charalambos Sismanidis, Hazim Timimi and Mukund Uplekar. The team was led by Katherine Floyd and
Léopold Blanc. Overall guidance was provided by the Director of the Stop TB Department, Mario Raviglione.
The data collection forms (long and short versions) were developed by Philippe Glaziou, with input from staff
throughout the Stop TB Department. Hazim Timimi led and organized all aspects of data management, with sup-
port from Tom Hiatt. Christopher Fitzpatrick and Inés Garcia conducted all review and follow-up of financial data.
Annemieke Brands, Dennis Falzon, Christopher Gilpin, Malgosia Grzemska, Christian Gunneberg, Tom Hiatt, Eva
Nathanson, Salah Ottmani, Delphine Sculier, Hazim Timimi, Wayne Van Gemert, Fraser Wares, Matteo Zignol and
four colleagues from the Global Fund – Nino Mdivani, Sai Pothapregada, John Puvimanasinghe and Lal Sadasivan
Sreemathy – conducted the review and follow-up of data related to epidemiology and the implementation of the
Stop TB Strategy. Data for the European Region were collected and validated jointly by the WHO Regional Office for
Europe and the European Centre for Disease Prevention and Control (ECDC), an agency of the European Union based
in Stockholm, Sweden.
Philippe Glaziou and Charalambos Sismanidis analysed surveillance and epidemiological data and prepared the
figures and tables on these topics, with assistance from Tom Hiatt. Delphine Sculier and Tom Hiatt analysed TB/
HIV data and prepared the associated figures and tables. Dennis Falzon analysed data and prepared the figures and
tables related to MDR-TB. Mukund Uplekar contributed a summary of recent progress in engaging all care providers
through public-private and public-public mix (PPM) approaches, Christopher Gilpin and Karin Weyer provided an
update on the Global Laboratory Initiative and Karin Bergstrom analysed data related to human resource develop-
ment. Christopher Fitzpatrick and Inés Garcia analysed financial data, and prepared the associated figures and tables.
Tom Hiatt checked and finalized all figures and tables in an appropriate format, ensuring that they were ready for
layout and design according to schedule, and was the focal point for communications with the graphic designer.
The main part of the report was written by Katherine Floyd. Annex 1, which explains methods used to produce
estimates of disease burden, was written by Philippe Glaziou, Katherine Floyd, Charalambos Sismanidis and Hazim
Timimi. Karen Ciceri edited the report.
Annex 2, which contains a wealth of global, regional and country-specific data from the global TB database, was
prepared by Tom Hiatt and Hazim Timimi.
We thank Sue Hobbs for her excellent work on the design and layout of this report; her contribution, as in previous
years, is greatly appreciated.
The principal source of financial support for WHO’s work on monitoring and evaluation of TB control is the United
States Agency for International Development (USAID), without which it would be impossible to produce this report.
Data collection, validation and analysis were also supported by funding from the government of Japan and the Global
Fund. We acknowledge with gratitude their support.
In addition to the core report team and those mentioned above, the report benefited from the input of many staff
at the World Health Organization (WHO) and the Joint United Nations Programme on HIV/AIDS (UNAIDS), particu-
larly for data collection, validation and review. Among those listed below, we thank in particular Amal Bassili, Andrei
Dadu, Khurshid Alam Hyder, Daniel Kibuga, Rafael López Olarte, Angélica Salomão, Nobuyuki Nishikiori and Daniel
Sagebiel for their major contribution to data collection, validation and review.
8)0IFBERVBSUFST(FOFWBBOE6/"*%4
Pamela Baillie, Victoria Birungi, Daniel Chemtob, Haileyesus Getahun, Eleanor Gouws, Wieslaw Jakubowiak, Ernesto
Jaramillo, Tracy Mawer, Paul Nunn, Alasdair Reid and Diana Weil.
8)0"GSJDBO3FHJPO
Diriba Agegnehu, Shalala Ahmadova, Ayodele Awe, Gani Alabi, Dorothée Ntakirutimana, Joseph Imoko, Kalpesh
Rahevar, Joel Kangangi, Hilary Kipruto, Bah Keita, Daniel Kibuga, Mwendaweli Maboshe, Vainess Mfungwe, André
Ndongosieme, Nicolas Nkiere, Ishmael Nyasulu, Wilfred Nkhoma, Roberta Pastore, Angélica Salomão, Kefas Samson,
Neema Simkoko and Henriette Wembanyama.
WJ 8)03&1035 (-0#"-56#&3$6-04*4$0/530-
8)03FHJPOPGUIF"NFSJDBT
Jarbas Barbosa, Mirtha del Granado, Jacobo Finkelman, Rafael López Olarte, Yamil Silva, Rodolfo Rodríguez, Alfon-
so Tenorio and Adriana Bacelar Gomes.
8)0&BTUFSO.FEJUFSSBOFBO3FHJPO
Samiha Baghdadi, Salem Barghout, Amal Bassili, Philip Ejikon, Sevil Huseynova, Ridha Jebeniani, Wasiq Khan, Peter
Metzger, Aayid Munim, Syed Karam Shah, Akihiro Seita, Ireneaus Sindani, Bashir Suleiman, Khaled Sultan, Rahim
Taghizadeh and Martin van den Boom.
8)0&VSPQFBO3FHJPO
Pierpaolo de Colombani, Evgeny Belilovskiy, Andrei Dadu, Jamshid Gadoev, Bahtygul Karriyeva, Hans Kluge, Peter
Knudsen, Sayohat Hasanova, David Mercer, Valentin Rusovich, Roman Spataru, Javahir Suleymanova, Gombogaram
Tsogt and Richard Zaleskis.
8)04PVUI&BTU"TJB3FHJPO
Mohammed Akhtar, Erwin Cooreman, Puneet Dewan, Khurshid Alam Hyder, Partha P. Mandal, Ye Myint, Nani Nair,
Chadrakant Revankar, Kim Son Il, Sombat Thanprasertuk and Supriya Warusavithana.
8)08FTUFSO1BDJ¾D3FHJPO
Cornelia Hennig, Woo-Jin Lew, Catherine Lijinsky, Ngyuen Nhat Linh, Nobuyuki Nishikiori, Giampaolo Mezzabot-
ta, Yamuna Mundade, Katsunori Osuga, Daniel Sagebiel, Fabio Scano, Jacques Sebert, Marithel Tesoro, Kitty van
Weezenbeek, Rajendra Yadav and Liu Yuhong.
The main purpose of this report is to provide the latest data on the TB epidemic and progress in TB care and control,
based on data collected in the 2010 round of global TB data collection and previous years. Data are supplied primarily
by national TB control programme managers and their staff. Those who used the online data collection system to
report data to WHO in 2010 are listed below, and we thank them all for their invaluable contribution and collabora-
tion.
8)0"GSJDBO3FHJPO
Oumar Abdelhadi, Abdou-Salam Abderemane, Juan Acuresila, Francis Adatu, Nkou Bikoe Adolphe, Shalala Ahma-
dova, Sofiane Alihalassa, Inacio de Carvalho Alvarenga, Omoniyi Amos, Géneviève Angue, Ghislaine Nkone Asseko,
Younoussa Assoumani, Fantché Awokou, Jorge Barreto, Adama Bangoura, Mohammed Berthe, Frank Bonsu, Ballé
Boubakar, Marafa Boubacar, Maria da Conceição Palma Caldas, Miguel Camará, Edelmiro Castaño Bizantino, Joco-
niah Chirenda, Ernest Cholopray, Nkem Chukwueme, Fodé Cisse, Catherine Cooper, Claudina Cruz, Foday Dafae,
Isaiah Dambe, Mathurin Sary Dembélé, Aicha Diakité, Awa Diop, Themba Dlamini, Ismael Edris, Saidi Egwaga, Justin
Freminot, Evariste Gasana, Michel Gasana, Francis Gausi, Martin Gninafon, Andre Gotingar, Thabo Hlophe, Adama
Jallow, Mansur Kabir, Nathan Kapata, Javan Kayobotsi, Aristide Komangoya-Nzonzo, André Kouabosso, Jacquemin
Kouakou, Egidio Langa, Mame Bocar Lo, Llang Maama, Marie-Léopoldine Mawagali, Angelo Makpenon, Omphemet-
se Mokgatlhe, Azmera Molla, Momar Talla Mbodji, Farai Mavhunga, Médard Mvé, Clifford Munyandi, Lindiwe Mvusi,
Diallo Naco, Fulgence Ndayikengurukiye, Thadée Ndikumana, Adolphe Nkou, Gérard Ntahizaniye, Jean Paul Okiata
Kenkana Mayala, Augé Wilson Ondon, Jucael Hermann Ongouo, Mohamed Ould Sidatt, Aleixo Rodrigues de Sousa
Pires, Martin Rakotonjanahary, Thato Raleting, Gabriel Marie Ranjalahy, Bakoliarisoa Ranivomahefa, F Rujeedawa,
Charles Sandy, Mineab Sebhatu, Joseph Sitienei, Nicholas Siziba, Tandaogo Saouadogo, Celestino Teixeira, Desta
Tiruneh, Dawit Tsegaye, Mohamed Vadel, Abbas Zezai and Assefash Zehaie.
8)03FHJPOPGUIF"NFSJDBT
Christian Acosta, Shalauddin Ahmed, Xochil Alemán de Cruz, Mirian Álvarez, Raúl Álvarez, Alister Antoine, Wied-
jaiprekash Balesar, Stefano Barbosa Codenotti Draurio Barreira, María del Carmen Bermúdez, Jaime Bravo, Mar-
ta Isabel Calona de Abrego, Martín Castellanos Joya, Kenneth Castro, Gemma Chery, Roger Duncan, Mercedes F.
España Cedeño, Ed Ellis, Victor Gallant, Julio Garay Ramos, Christian García Calavaro, Jennifer George, Margarita
Godoy, Alexis Guilarte, Rosalinda Hernández Munoz, Jorge Iñiguez, Alina Jaime, Ronala Jamanca Shuan, Héctor
Oswaldo Jave Castillo, Carla Jeffries, Eva Lewis Fuller, Cecilia Lyons De Arango, María Josefa Llanes Cordero, Andrea
Yvette Maldonado Saavedra, Francisco Maldonado, Marvin Maldonado, Raúl Marcelo Manjón Tellería, R.A. Manohar
Singh, Belkys Marcelino, Ada Martínez Cruz, Celia Martínez de Cuellar, Zeidy Azofeifa Mata, Pearl Mc Millan, Mery
Mercedes, Leilawati Mohammed, Jeetendra Mohanlall, Evelyn Morales, Yndira Morales, Ernesto Moreno Naranjo,
8)03&1035 (-0#"-56#&3$6-04*4$0/530- WJJ
Francis Morey, Mercianna Moxey, Miriam Nogales Rodríguez, Persaud Nordia, Pablo Pacheco, E. Areli Paredes García,
Tomasa Portillo, Bob Pratt, Dottin Ramoutar, Anna Esther Reyes Godoy, Leonarda Reyes, Paul Ricketts, Adalberto
Rodríguez, María Rodríguez, Jorge Rodríguez-De Marco, David Rodríguez Pérez, Nilda Romero, Orlando Sequeira,
Clarita Torres, Zulema Torres Gaete, Christopher Ulisses Trujillo García, William Turner, Melissa Valdez, Reina Vale-
rio, Daniel Vázquez, Michael Williams, Oritta Zachariah, Nydia Zelaya and Elsa Zerbini.
8)0&BTUFSO.FEJUFSSBOFBO3FHJPO
Mohammad Salama Abouzeid, Naila Abuljadayel, Khaled Abu Rumman, Nadia Abu Sabrah, Khadiga Adam, Shahnaz
Ahmadi, Amin Noman Alabsi, Samia Alagab, Hala Alkjhayer, Abdelbari Al-Hammadi, Abdul Latif Al-Khal, Ali
Mohammed Hussain Al-Lawati, Rashid Al-Owaish, Issa Ali Al-Rahbi, Saeed Alsaffar, Kifah Saleh Alshaqeldi, Noor
Ahmad Baloch, Kenza Bennani, Salah Ben Mansour, Kinaz Chiekh, Walid Daoud, Mohamed Elfurjani, Essam Elmog-
hazy, Awatef El Shamry, Hashim Suleiman El Wagie, Ameera Fabella, Razia Fatima, Rachid Fourati, Mohamad Gaafar,
Amal Galal, Dhikrayet Gamara, Said Abdallah Guelleh, Dhafer Hashim, Kalthoom Hassan, Kefah, Kinaz, Laasri Lah-
sen, Joseph Lasu, Stephen Macharia, Sayed Daoud Mahmoodi, Assia Haissama Mohammed, Mahshid Nasehi, Ejaz
Qadeer, Mtanios Saade, Mohmmad Khalid Seddiq, Bashir Suleiman and Mohemmed Tbena.
8)0&VSPQFBO3FHJPO
Elmira Abdrakhmanova, Tleukhan Abildaev, Ibrahim Abubakar, Natavan Alikhanova, Aftandil Alisherov, Ekkehardt
Altpeter, Peter Anderson, Delphine Antoine, Andrei Astrovko, António Antunes, Thorsteinn Blondal, Stefanos Bon-
vas, Bonita Brodhun, Norbert Charle, Ana Ciobanu, Radmila Curcic, Edita Davidavičiené, Gurbanmammet Elyasov,
Connie Erkens, Damijan Erzen, Noa Cedar, Svetlana Cherenko, Margarida Coll Armangué, Olivera Bojovic, Hamza
Bozkurt, Jennifer Fernández Garcia, Maria Grazia Pompa, Ulgen Gullu, Gennady Gurevich, Efrat Haddad, Hasan
Hafizi, Peter Helbling, Elmira Ibraim, Abdukarim Jalolovich, Jerker Jonsson, Iagor Kalandadze, Jean-Paul Klein,
Maria Korzeniewska-Kosela, Kai Kliiman, Gábor Kovács, Olga Krivoanos, Wanlin Maryse, Rukije Mehmeti, Donika
Mema, Narine Mezhliumyan, Vladimir Milanov, Zohar Mor, Ucha Nanava, Joan O’Donnell, Elena Pavlenko, Bozi-
darka Rakocevic, Vija Riekstina, Elena Rodríguez-Valín, Karin Ronning, Petri Ruutu, Dmitri Sain, Firuza Sharipova,
Aleksander Simunovic, Elena Skachkova, Ivan Solovic, Antonella Sorcinelli, Soteroulla Soteriou, Gianfranco Spiteri,
Ileana Stoicescu, Stefan Talevski, Aigul Tursynbaeva, Gulnoz Uzakova, Piret Viiklepp, Jiri Wallenfels, Maja Zakoska
and Hasan Zutic.
8)04PVUI&BTU"TJB3FHJPO
Sunil de Alwis, Ratna Bhattarai, Lakbir Singh Chauhan, Emdadul Haque, Jang Yong Hui, Kim Jong Guk, Kim Tong
Hyok, Nazrul Islam, Usha Jayasuriya, Kashi Kanta Jha, Suksont Jittimanee, Badri Nath Jnawali, Yuttichai Kaset-
jaren, Constantino Lopes, Thandar Lwin, Partha Pratim Mandal, Dyah Mustika, Fathmath Reeza, Chewang Rinzin
and Asik Surya.
8)08FTUFSO1BDJ¾D3FHJPO
Farzana Adam, Paul Aia, Cecilia Arciaga, Susan Barker, Iobi Batio, Lokman Hakim Bin Sulaiman, Pengiran Khalifah
bin Pg Ismail, Kennar Briand, Richard Brostrom, Risa Bukbuk, Nou Chanly, Phonenaly Chittamany, Suzana Binte
Mohd Hashim, Chou Kuok Hei, Nese Ituaso Conway, Du Xin, Dinh Ngoc Sy, Khandaasuren Dovdon, Jane Dowa-
bobo, Mayleen Jack Ekiek, Marites Fabul, Rangiau Fariu, Louise Fonua, Anna-Marie Garfin, Hlaing Myo Tun,
David Hunsberger, Xaysangkhom Insisiengmay, Noel Itogo, Andrew Kamarepa, Khin Mar Kyi Win, Liza Lopez,
Henri-Pierre Mallet, Tomomi Mizuno, Laurent Morisse, Serafi Moa Mulumulu, Johana Ngiruchelbad, Nguyen Binh
Hoa, Connie Olikong, Fandy Osman, Faimanifo Peseta, Jean-Paul Pescheux, Nukutau Pokura, Waimanu Pulu, Bereka
Reiher, Bernard Rouchon, Oksana Segur, Temilo Seono, Cheng Shiming, Tieng Sivanna, Grant Storey, Phannasinh
Sylavanh, Kenneth Tabutoa, Markleen Tagaro, Tam Cheuk Ming, Susan Schorr, Faafetai Teo-Yandall, Tserenbaljid
Tseveen, Rosalind Vianzon, Wang Lixia, Wang Yee Tang and Byunghee Yoo.
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In line with the methods explained in this annex, the outcome distributions produced by simulations. These
results provided in the main text of the report and in are distinct from 95% confidence intervals, which are
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1
The range is the uncertainty interval that corresponds to the 2.5th and 97.5th centiles of the outcome distributions produced by simulations.
See also 7)'8-32 and %22)<.
2
This expert group is convened by the WHO Global Task Force on TB Impact Measurement. See also 7)'8-32 of this report.
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Estimated new TB
cases (all forms) per
100 000 population
0–24
25–49
50–99
100–299
≥300
No estimate
'*(63&
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HIV prevalence
in new TB cases,
all ages (%)
0–4
5–19
20–49
≥50
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8)03&1035 (-0#"-56#&3$6-04*4$0/530-
an update to the Global Burden of Disease study.1 These measured in a nationwide survey. When survey data are
indicate that women2 account for an estimated 3.3 mil- not available, it is difficult to estimate its absolute level
lion cases (range, 3.1 million–3.5 million), equivalent to and trend. In those countries where surveys are done
35% of all cases. and repeated at periodic intervals (see 7)'8-32), esti-
Estimates of the numbers of TB cases among women mates of the prevalence of TB and trends in rates of TB
and children need to be improved through more report- prevalence will improve.
ing and more analysis of notification data disaggregated
by age and sex. .PSUBMJUZ
Most of the estimated number of cases in 2009 In 2009, an estimated 1.3 million deaths (range, 1.2 mil-
occurred in Asia (55%) and Africa (30%);3 smaller pro- lion–1.5 million) occurred among HIV-negative cases
portions of cases occurred in the Eastern Mediterranean of TB (8%&0) ), including 0.38 million deaths (range,
Region (7%), the European Region (4%) and the Region of 0.3 million–0.5 million) among women. This is equiva-
the Americas (3%). The 22 HBCs that have received par- lent to 20 deaths per 100 000 population. In addition,
ticular attention at the global level since 2000 account there were an estimated 0.4 million deaths (range,
for 81% of all estimated cases worldwide (8%&0)). The 0.32 million–0.45 million) among incident TB cases
five countries with the largest number of incident cases that were HIV-positive (data not shown); these deaths
in 2009 were India (1.6–2.4 million), China (1.1–1.5 mil- are classified as HIV deaths in the 10th revision of the
lion), South Africa (0.40–0.59 million), Nigeria (0.37– International Classification of Diseases (ICD-10). Thus
0.55 million) and Indonesia (0.35–0.52 million). India in total, approximately 1.7 million people died of TB in
alone accounts for an estimated one fifth (21%) of all TB 2009. The number of TB deaths per 100 000 population
cases worldwide, and China and India combined account among HIV-negative people plus the estimated number
for 35%. of TB deaths among HIV-positive people equates to a
Of the 9.4 million incident cases in 2009, an estimated best estimate of 26 deaths per 100 000 population.
1.0–1.2 million (11–13%) were HIV-positive, with a best
estimate of 1.1 million (12%) (8%&0), *-+96)). These .%35#BOE9%35#
numbers are slightly lower than those reported in pre- There were an estimated 440 000 cases of multi-drug
vious years, reflecting better estimates (based on more resistant TB (MDR-TB) in 2008 (range, 390 000–
direct measurements as documented in %22)<) as well 510 000).4 The 27 countries (15 in the European Region)
as reductions in HIV prevalence in the general popula- that account for 86% of all such cases have been termed
tion. Of these HIV-positive TB cases, approximately 80% the 27 high MDR-TB burden countries (see also 7)'8-32
were in the African Region. ). The four countries that had the largest number of
estimated cases of MDR-TB in absolute terms in 2008
1SFWBMFODF were China (100 000; range, 79 000–120 000), India
There were an estimated 14 million prevalent cases (99 000; range, 79 000–120 000), the Russian Federa-
(range, 12 million–16 million) of TB in 2009 (8%&0)), tion (38 000; range, 30 000–45 000) and South Africa
equivalent to 200 cases per 100 000 population. As (13 000; range 10 000–16 000). By July 2010, 58 coun-
explained in %22)< , prevalence is a robust indicator tries and territories had reported at least one case of
of the burden of disease caused by TB when it is directly extensively drug-resistant TB (XDR-TB).5
1
This study is an update to Lopez AD et al. Global burden of disease
and risk factors. New York, Oxford University Press and The World
Bank, 2006.
2
Defined as females aged ≥15 years old.
3
Asia here means the WHO regions of South-East Asia and the West-
ern Pacific. Africa means the WHO African Region.
4
The latest estimates are for 2008, as published in March 2010 in:
Multidrug and extensively drug-resistant TB (M/XDR-TB): 2010 global
report on surveillance and response. Geneva, World Health Organiza-
tion, 2010 (WHO/HTM/TB/2010.3). Figures have not been updat-
ed for this report.
5
XDR-TB is defined as resistance to isoniazid and rifampicin (i.e.
MDR-TB) plus resistance to a fluoroquinolone and, at least, one
second-line injectable agent (amikacin, kanamycin and/or capreo-
mycin).
+PSFEPXEVKIXWXLI7XST8&7XVEXIK]
ERHXLI+PSFEP4PERXS7XST8&
(MPCBMUBSHFUTGPS5#DPOUSPM Achievements in TB control in the years following
1
The Stop TB Strategy: building on and enhancing DOTS to meet the TB-
related Millennium Development Goals. Geneva, World Health Organ-
ization, 2006 (WHO/HTM/TB/2006.368).
2
The Global Plan to Stop TB, 2006–2015: actions for life towards a world
free of tuberculosis. Geneva, World Health Organization, 2006
(WHO/HTM/STB/2006.35).
3
The Global Plan to Stop TB, 2011–2015. Geneva, World Health Organ-
ization, 2010 (WHO/HTM/STB/2010.2).
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8 his section examines the latest data on implementa-
tion of the Stop TB Strategy, and compares progress
with the targets included in the Global Plan to Stop TB,
care and research (components 5 and 6 of the strategy)
are not discussed because there are limitations in the
available data. In future, additional efforts to compile
2011–2015 where applicable. The first three topics cov- better data on these topics will be needed. The data that
ered are case notifications, treatment success rates for are currently available as well as data for all other topics
sputum smear-positive TB patients and case detection covered in the 2010 data collection form can be viewed
rates for all forms of TB. These all illustrate progress in and downloaded on the WHO web site (www.who.int/tb/
implementing DOTS – the foundation of the Stop TB data).
Strategy. The fourth topic is the engagement of the full
range of care providers in TB control (component 4 of $BTFOPUJ¾DBUJPOT
the strategy) through PPM. Such engagement is essen- In 2009, 5.8 million cases of TB (new cases and relapse
tial to ensure high levels of case detection and treatment cases) were notified to NTPs, including 2.6 million new
success. The next two sections cover collaborative TB/ cases of sputum smear-positive pulmonary TB, 2.0 mil-
HIV activities and the diagnosis and treatment of drug- lion new cases of sputum smear-negative pulmonary TB
resistant TB, both of which fall under component 2 of (including cases for which smear status was unknown),
the Stop TB Strategy. 0.9 million new cases of extrapulmonary TB and 0.3 mil-
Boxes are used to feature four topics – laboratory lion relapse cases (8%&0)).1
strengthening, HRD, strengthened surveillance and Among pulmonary cases, 57% of global notifications
rational use of anti-TB medicines. All four topics are were sputum smear-positive. Among the 22 HBCs, the
closely related to health-system strengthening (compo- percentage of notified cases of pulmonary TB that were
nent 3 of the Stop TB Strategy) as well as DOTS and the sputum smear-positive was relatively low in Zimbabwe
engagement of all care providers. ACSM, community TB (29%), the Russian Federation (31%), Pakistan (42%),
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No distinction is made between DOTS and non-DOTS programmes. This is because by 2007, virtually all (more than 99%) notified cases were
reported to WHO as treated in DOTS programmes. Since 2009, the WHO data collection form has made no distinction between notifications
in DOTS and non-DOTS programmes.
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7XST8&4EVXRIVWLMT&3<
[LMGLEVIRS[XLIJSGYW HMWGYWWIHMRWIGXMSRSJ%22)<
ment success rate of 85% among sputum smear-positive pean Region (best estimate 80%; range, 74–85%) and
cases of pulmonary TB by 2000 were set by the Forty- the Region of the Americas (best estimate 79%; range,
fourth World Health Assembly in 1991, with the target 74–85%), followed by the Western Pacific Region (best
year subsequently reset to 2005. estimate 70%; range, 64–78%). The African Region has
Given uncertainty in estimates of TB incidence, this the lowest estimated rate of case detection (best esti-
report places less emphasis on the CDR, compared with mate 50%; range, 48–53%). Among the HBCs, the high-
past reports (and this will be true of future reports on est rates of case detection in 2009 are estimated to be in
global TB control as well). In particular, this report (for Brazil, the Russian Federation, South Africa, Kenya, the
the first time in the series of reports published since United Republic of Tanzania and China; the lowest rate
1997) does not include estimates of the CDR for sputum is in Nigeria.
smear-positive cases of pulmonary TB (&3<). While estimated rates of TB incidence are falling
The best estimate of the CDR of all forms of TB in 2009 slowly, notification rates are increasing in the African
was 63% (range, 60–67%) (8%&0)). The highest rates of Region and (particularly since around the year 2000)
case detection in 2009 are estimated to be in the Euro- the Eastern Mediterranean and South-East Asia regions,
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
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indicating that case detection is improving (see *-+96) establishing links with the full range of health-care
in 7)'8-32). In the Western Pacific Region, notifi- providers and stronger enforcement of legislation
cations increased sharply between 2002 and 2006, but regarding notification of cases (where this is mandat-
have since stabilized; here, patterns are strongly influ- ed by law) will help.
enced by China, which accounts for almost 70% of inci-
N Cases seek care but are not diagnosed. For people
dent cases in this region (8%&0)).
in this category, better diagnostic capacity is needed.
Despite difficulties with estimating the case detection
This could mean better laboratory capacity as well as
rate (&3<, %22)<), efforts to increase the percentage
more knowledgeable and better trained staff, espe-
of TB cases that are diagnosed and treated according to
cially in peripheral-level health-care facilities.
international guidelines are clearly of major importance.
This will be necessary to move towards the 7 million N Cases do not seek care. For people in this category,
notifications targeted in the Global Plan for 2015 (and reasons could include not recognizing any symptoms
eventually, to achieve early detection of all cases). of TB and/or no access (financial and/or geographi-
There are three main reasons why incident cases of TB cal) to health-care services. To reach cases in this
may not be notified (see also %22)<, 8%&0)%). These category, health systems need to be strengthened so
are: that basic health-care services are available to more
people, and financial barriers to diagnosis (and subse-
N Cases are diagnosed but not reported. For people
quently treatment) need to be mitigated or removed.
in this category, strengthening surveillance systems,
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
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WMKRWERHW]QTXSQWERHVIJIVXLIQXSXLIRIEVIWX8& XIQEVITVSZMHIHMR&3<
A case study from China, which illustrates how strength- recording and reporting of the source of referral and
ening surveillance can lead to increased notifications place of TB treatment is being done. Second, it requires
of TB cases and an increase in the CDR, is provided in that data reported at the local level are aggregated, ana-
&3<. Engagement of all care providers is discussed lysed and reported at the national level.1 Often, one or
in the next section. Strengthening of laboratory capac- both conditions are not yet met.
ity and human resource development are discussed in Despite this recording and reporting challenge, sub-
&3< and &3<, respectively. stantial progress in engaging non-NTP care provid-
ers through PPM can be documented for an increasing
1VCMJD°QSJWBUFBOEQVCMJD°QVCMJDNJY 11.
number of countries. New and compelling data compiled
JOJUJBUJWFT from 15 countries (including nine HBCs) in 2010, which
In many countries, one of the best ways to increase case demonstrate the major contribution that PPM can make
detection is for NTPs to establish collaboration with the to case notifications, are summarized in 8%&0) . In
full range of health-care providers. This is component 4 these 15 countries, the contribution of PPM initiatives
of the Stop TB Strategy (&3<), and its two subcompo- typically ranges from between about one fifth to one
nents are: third of total notifications, in the geographical areas in
which PPM has been implemented. This has been accom-
N involvement of all public, voluntary, corporate and
panied by maintenance of high rates of treatment suc-
private providers through Public-Private Mix (PPM)
cess (data not shown).
approaches; and
As also illustrated in 8%&0), NTPs have used a vari-
N promotion of the International Standards for Tuber-
ety of approaches to engage non-NTP care providers,
culosis Care through PPM initiatives.
according to the local context. These include incentive-
Efforts to engage all care providers through PPM initia- based schemes for individual and institutional providers
tives, beyond those which fall under the direct respon- in India and Myanmar; a web-based system for man-
sibility of the NTP (termed “non-NTP providers” in this datory reporting of TB cases by all providers in China
report), are being introduced and scaled up in many
countries. Unfortunately, demonstrating this progress 1
WHO recommends that the source of referral and the place of treat-
is not always possible. First, it requires that systematic ment should be routinely recorded and reported.
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
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291&)63*'%7)7 '3286-&98-3283838%0
'39286= 8=4)73*232284'%6)463:-()67)2+%+)( '3:)6%+)
238-*-)(4)6=)%6E 238-*-'%8-327F
(&3<); and reimbursement for TB care delivered by pri- laboration between TB and HIV programmes; infection
vate providers through health insurance, when care con- control in health-care and congregate settings; HIV test-
forms with agreed-upon standards, in the Philippines. It ing of TB patients and – for those TB patients infected
is also noticeable that countries have prioritized differ- with HIV – CPT and ART; and intensified TB case-finding
ent types of care providers. This includes pharmacies in among people living with HIV followed by IPT for those
Cambodia, private hospitals in Nigeria, public hospitals without active TB. Testing TB patients for HIV and pro-
in China and Indonesia, social security organizations in viding CPT for HIV-positive TB patients are typically the
Mexico and prison services in Kazakhstan. responsibility of NTPs; national HIV programmes are
In general, only a small proportion of targeted care usually responsible for initiating intensified case-finding
providers collaborate actively with NTPs and contribute among HIV-positive people and provision of IPT to those
to TB case notifications in most countries. For this rea- without active TB. Provision of ART to HIV-positive TB
son, it is not surprising that NTPs often give first priority patients is often the responsibility of national HIV pro-
to engaging institutional providers with whom estab- grammes, but may also be done by NTPs. When NTPs do
lishing collaborative links may be less demanding and, not provide ART directly, they are responsible for refer-
for a given amount of effort, will yield a higher number ring HIV-positive TB patients to ART services.
of notifications. At the same time, involving front-line Further progress in implementing collaborative TB/
health workers such as community-based informal pro- HIV activities was made in 2009, which consolidated the
viders, private practitioners and pharmacies – who are achievements documented in previous reports. Just over
often the first point of contact for people with symp- 1.6 million TB patients knew their HIV status in 2009
toms of TB – can help to reduce diagnostic delays and (26% of notified cases), up from 1.4 million in 2008 (*-+
the out-of-pocket expenditures of TB patients. For these 96) ). The highest rates of HIV testing were reported
reasons, scaling up PPM, in phases if not at once, should in the European Region, the African Region and the
aim to systematically map and engage all relevant care Region of the Americas, where 86%, 53% and 41% of TB
providers in TB care and control. patients knew their HIV status, respectively (8%&0)).
In 55 countries, at least 75% of TB patients knew their
$PMMBCPSBUJWF5#)*7BDUJWJUJFT HIV status, including 16 African countries (*-+96)
Collaborative TB/HIV activities are essential to ensure ), up from 50 countries in total and 11 in the African
that HIV-positive TB patients are identified and treated 1
Interim policy on collaborative TB/HIV activities. Geneva, World
appropriately, and to prevent TB in HIV-positive people.1 Health Organization, 2004 (WHO/HTM/TB/2004.330; WHO/
These activities include establishing mechanisms for col- HTM/HIV/2004.1).
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CZ8)0SFHJPO
'*(63&
)*7UFTUJOHGPS5#QBUJFOUT
BMMDPVOUSJFT
°8LIRYQFIVSJRSXM´IHRI[ERHVIXVIEXQIRXGEWIWMWWLS[RMRFPYI
ERHXLIRYQFIVSJGEWIWJSV[LMGLXLI,-:WXEXYW[EWVIGSVHIHMRXLI8&VIKMWXIVMWWLS[RMRKVI]8LITIVGIRXEKISJ
RSXM´IH8&GEWIW[MXLORS[R,-:WXEXYWMWMRHMGEXIHEFSZIXLIKVI]FEVWE
7
5
Cases (millions)
2 26%
20% 22%
E
1 12% 8LIRYQFIVWYRHIVIEGL]IEVWLS[XLI
8.5%
4.2% 3.2% RYQFIVSJGSYRXVMIWVITSVXMRKHEXESR,-:
0 XIWXMRKJSPPS[IHF]XLITIVGIRXEKISJXSXEP
2003 2004 2005 2006 2007 2008 2009 IWXMQEXIH,-:TSWMXMZI8&GEWIWEGGSYRXIHJSV
92 84 131 146 169 167 143
(43%) (47%) (81%) (90%) (98%) (98%) (98%)
F]VITSVXMRKGSYRXVMIW
'*(63&
)*7UFTUJOHGPS5#QBUJFOUT
Percentage of notified
TB cases with known
HIV status
0–14
15–49
50–74
≥75
No data
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400
of TB patients who were known to be HIV-positive were
started on CPT and almost 40% were enrolled on ART
300 CPT
(*-+96) , *-+96) ). Further efforts are needed to
200
reach the Global Plan target of starting 100% of HIV-
ART positive TB patients on both CPT and ART by 2015.
100 Screening for TB among HIV-positive people and
providing IPT to those without active TB have steadily
0
increased, particularly since 2007 (*-+96), *-+96)).
2003 2004 2005 2006 2007 2008 2009
In 2009, 1.7 million HIV-positive people were screened
for TB and close to 80 000 of those without active TB
'*(63& were enrolled on IPT. The numbers screened are equiva-
$PUSJNPYB[PMFQSFWFOUJWFUIFSBQZGPS)*7QPTJUJWF lent to about one third of the people living with HIV who
5#QBUJFOUT
°B are on ART, about 10% of the people living with HIV who
100
are estimated to be in need of ART and about 5% of the
estimated total number of HIV-positive people world-
Percentage of HIV-positive TB patients
'*(63& '*(63&
*OUFOTJ¾FE5#DBTF¾OEJOHBNPOH)*7QPTJUJWFQFPQMF
*15QSPWJTJPOBNPOH)*7QPTJUJWFQFPQMF
°B
°8LITIVGIRXEKISJIWXMQEXIH,-:TSWMXMZI 0.4
TISTPI[LS[IVIWGVIIRIHJSV8&MWWLS[REFSZIXLI
PMRIE
without active TB
Number of people screened (thousands)
5.2%
1600 0.2
4.4%
1200
0.1
800
2.0%
0
400 1.0% 2005 2006 2007 2008 2009
0.6%
10 (21%) 25 (26%) 42 (44%) 43 (51%) 41 (48%)
E
0 2YQFIVWYRHIV]IEVWWLS[XLIRYQFIVSJGSYRXVMIWVITSVXMRKHEXE
2005 2006 2007 2008 2009 JSPPS[IHF]XLITIVGIRXEKISJXSXEPIWXMQEXIH,-:TSWMXMZITISTPI
14 (35%) 44 (49%) 72 (59%) 82 (66%) 78 (71%) [MXLSYXEGXMZI8&EGGSYRXIHJSVF]VITSVXMRKGSYRXVMIW
E
2YQFIVWYRHIV]IEVWWLS[XLIRYQFIVSJGSYRXVMIWVITSVXMRKHEXE
JSPPS[IHF]XLITIVGIRXEKISJXSXEPIWXMQEXIH,-:TSWMXMZITISTPI
EGGSYRXIHJSVF]VITSVXMRKGSYRXVMIW
'*(63& '*(63&
/PUJ¾FEDBTFTPG.%35# °
BOE /PUJ¾FEDBTFTPG.%35# °
BOEQSPKFDUFE
QSPKFDUFEOVNCFSTPGQBUJFOUTUPCFFOSPMMFEPO OVNCFSTPGQBUJFOUTUPCFFOSPMMFEPOUSFBUNFOU
USFBUNFOU °
B °
JOUIFDPVOUSJFTJODMVEFEJOUIF(MPCBM
60 1MBO HSFZ
BOEUBSHFUTJODMVEFEJOUIF(MPCBM1MBO
non-GLC 52 °
B CMVF
2YQFIVWEVIJSVWQIEVERHSVGYPXYVI
50
Number of patients (thousands)
50 GLC TSWMXMZIGEWIWSJ1(68&
40 300
Number of patients (thousands)
30 29 31
30 250
23
20 19 200
10 150
0 100
2005 2006 2007 2008 2009 2010 2011
(100) (107) (110) (128) (91) (83) (74)
50
Notified Projected
0
E
2YQFIVWYRHIV]IEVWWLS[XLIRYQFIVSJGSYRXVMIWVITSVXMRKHEXE 2007 2008 2009 2010 2011 2012 2013 2014 2015
E
8LIYTHEXIHZIVWMSRSJXLI+PSFEP4PERGSZIVMRKXLI]IEVW¦
[EWPEYRGLIHF]XLI7XST8&4EVXRIVWLMTMR3GXSFIV
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238-*-)(
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838%0291&)6 3*1(68&%132+ 238-*-)( 1(68& 1(68&
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3*%00 3*%00 3*1(68& 490132%6=8& 3* %00 32 291&)63*
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F
'EPGYPEXIHF]ETTP]MRKXLIFIWXIWXMQEXISJ1(6XSXLIRSXM´IHGEWIWSJTYPQSREV]8&EQYPXMTPMIVSJMWYWIHXSHIXIVQMRIXLIRYQFIVSJ
TYPQSREV]GEWIWI\TIGXIHXSFIGYPXYVITSWMXMZIMJXIWXIH
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4IVGIRXEKIQE]I\GIIH EWEVIWYPXSJGSRWIVZEXMZIIWXMQEXIWSJ1(68&ERHSVRSXM´GEXMSRSJGEWIWSJ1(6JVSQETVIZMSYW]IEV
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Percentage of cohort
One of the most important constraints to rapid expan- 60
sion of diagnostic and treatment services for MDR-TB is 50
30
MDR-TB, the number of cases diagnosed and treated will
20
remain low. Diagnostic testing for drug susceptibility, or
10
DST, among new cases of TB remains almost entirely 0
Kazakhstan Turkey Philippines Perub Uzbekistan Republic Brazil South Romania
confined to the European Region and the Region of the (1609) (240) (296) (670) (330) of Moldova (406) Africa (707)
(254) (3815)
Americas (*-+96) ). Even in these regions, however,
Successfully treated Died Failed Defaulted Not evaluated
the percentage of previously treated patients who were
E
tested for drug resistance was less than 40%, far below 3RP]GSYRXVMIWVITSVXMRKSYXGSQIWJSV"GEWIWSJ1(68&[MXL
TEXMIRXWWXMPPSRXVIEXQIRXWLS[R'SYRXVMIWVEROIHF]TVSTSVXMSR
the target of testing all previously treated patients by WYGGIWWJYPP]XVIEXIHGYVIHGSQTPIXIH
F
(EXEJSV4IVYEVIJVSQ
2015 that is included in the Global Plan.
Recent efforts to strengthen laboratory services,
under the umbrella of the Global Laboratory Initiative,
'*(63&
are highlighted in &3<.
%JBHOPTUJD%45GPSOFXBOESFUSFBUNFOU5#DBTFT
While efforts to improve the diagnosis and treatment CZ8)0SFHJPO
B
of MDR-TB are urgently needed, the existence of MDR-TB 40
and XDR-TB also highlights the paramount importance
% of new cases tested
#09
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0.5
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Philippines
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India External sources
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Grants (excluding
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Mozambique
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UR Tanzania
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222
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10
RUSSIAN FEDERATION
R2=0.55 12 939
Cost per smear-positive patient successfully treated (logarithmic scale)
8
SOUTH AFRICA
BRAZIL
1662
1341
THAILAND
858
NIGERIA
6
MOZAMBIQUE 367 VIET NAM 438
UGANDA
AFGHANISTAN UR TANZANIA 311 PHILIPPINES CHINA
247 232
CAMBODIA
DR CONGO 198 212 KENYA INDONESIA
194 ETHIOPIA 181 192
171 194
154
ZIMBABWE
117
PAKISTAN
BANGLADESH 90 INDIA
91
75
4 MYANMAR
47
5 6 7 8 9
E
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8)03&1035 (-0#"-56#&3$6-04*4$0/530-
'*(63& '*(63&
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5.3 5.3
5.0 5.1 5.0 5.1 5.0
5.0 Unknownc
5 5 4.6
4.6 care services:
Global Fund
MDR-TB
4.0 4.0 Grants (excluding
4 General health- 4
care services: Global Fund)
DOTS Loans
3 OR/surveys/other 3
Government,
PPM/PAL/ general health-
ACSM/CBC care services
2 2 (excluding loans)
TB/HIV
Government,
1 MDR-TB 1 NTP budget
(excluding loans)
DOTS
0 0
2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011
E E
8LIWIGSYRXVMIWEGGSYRXJSV SJXLIXSXEPRYQFIVSJHVYK 8LIWIGSYRXVMIWEGGSYRXJSV SJXLIXSXEPRYQFIVSJHVYK
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Europeb,c Rest of the Worldb Worldb
10 000
Available Needed
8000
Total
DOTS
US$ millions (nominal)
6000
MDR-TBd
Laboratories
4000
TB/HIV
2000
E
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SYXTEXMIRXXVIEXQIRXYRHIVI\MWXMRKQSHIPWSJGEVI*YRHMRKRIIHIHMWHITMGXIHEWEREVIEXSVIµIGXYRGIVXEMRX]EFSYXITMHIQMSPSKMGEPERHGSWX
TVSNIGXMSRW
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REXMSREPLIEPXLEKIRHE8LI284GSPPEFSVEXIW[MXLQYPXMTPITEVXRIVWXSMQTPIQIRX8&GSRXVSP8[SPEVKI2+3W¦&6%'
ERHXLI(EQMIR*SYRHEXMSR¦QEREKIXLIMQTPIQIRXEXMSRSJ8&GSRXVSPMRHIWMKREXIHTEVXWSJXLIGSYRXV]9RXMP
TPERRMRKERHFYHKIXMRKJSV8&GSRXVSP[EWGEVVMIHSYXWITEVEXIP]F]IEGLSJXLITEVXRIVWMRZSPZIH8LMWQEHI
MXHMJ´GYPXJSVFSXLXLI284ERHHSRSVWXSLEZIEGSQTVILIRWMZIERHEGGYVEXISZIVZMI[SJXLIXSXEPJYRHMRKRIIHIH
JSV8&GSRXVSPIEGL]IEV3RIGSRWIUYIRGI[EWXLEXSRP]TEVXMEP´RERGMEPHEXE[IVIVITSVXIHXS;,3IEGL]IEVXLYW
YRHIVIWXMQEXMRKXLIXSXEPJYRHMRKVIUYMVIQIRXWERHI\TIRHMXYVIW-R1E]XLI284LSWXIHE[SVOWLST[MXL
EPPSJMXWQENSVMQTPIQIRXEXMSRTEVXRIVW[MXLXLIEMQSJHIZIPSTMRKEGSQTVILIRWMZI´ZI]IEVTPERJSVXLI]IEVW
¦XLEX[SYPHVIµIGXXLI´RERGMEPRIIHWSJXLI8&TVSKVEQQIEWE[LSPI8LI;,38&TPERRMRKERHFYHKIX
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XLIJYRHMRKVIUYMVIQIRXW8LIVIWYPXWEXXLIIRHSJXLI
70
General health-
[SVOWLSTEVIMPPYWXVEXIHMRXLI´KYVIWIIVMKLX
care services
60
Other
8LIGSQTVILIRWMZI´ZI]IEVTPERERHFYHKIXEVIRS[
50 MDR-TB
YWIHEWE[SVOMRKHSGYQIRXHYVMRKGSSVHMREXMSRQIIX Programme
US$ millions
MRKWSJXLI284ERHMXWTEVXRIVWERHJSVQXLIFEWMWJSV 40 management
and supervision
WYFQMWWMSRSJTVSTSWEPWXSHSRSVW6IZMI[ERHVI´RI 30 HRD: Staff,
technical
QIRXSJXLIFYHKIXJSVI\EQTPIXSMHIRXMJ]EVIEW[LIVI assistance and
20 training
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FEWMW 0
diagnosis
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GSRXI\XSJELMKLFYVHIRSJ1(68&ERHERMRWYJ´GMIRXRYQFIVSJLSWTMXEPFIHWJSVTEXMIRXW[MXL1(68&-R*IFVYEV]
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MWI\TIGXIHXSTVSGIIH[MXLXLITPERXSMRGVIEWISYXTEXMIRXXVIEXQIRXJSVHVYKWYWGITXMFPI8&EW[IPPEWFSXLMR
ERHSYXTEXMIRXXVIEXQIRXJSV1(68&-REHHMXMSRXLITPERERHFYHKIXGERRS[FIYWIHJSVVIWSYVGIQSFMPM^EXMSR
XLVSYKLE2EXMSREP7XVEXIK]%TTPMGEXMSRXSXLI+PSFEP*YRH%JYVXLIVEHZERXEKIMWXLEXXLI1MRMWXV]SJ,IEPXLMWRS[
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4 rogress made towards achieving the impact targets
set for 2015 – to halt and reverse the incidence of TB
by 2015 (MDG Target 6.c), and to halve prevalence and
planned for early 2011. Among the five regions where
incidence rates are falling, the rate of decline varies from
less than 1% per year in the Eastern Mediterranean and
mortality rates compared with a baseline of 1990 (the European regions to around 2% per year in the African
targets set by the Stop TB Partnership) – is illustrated Region (since 2004) and 4% per year in the Region of
at the global level in *-+96) and at the regional level the Americas. As also illustrated in *-+96), notifica-
in *-+96) , *-+96) and *-+96) .1 Progress in tions are closest to estimated incidence in the Region of
achieving reductions in incidence and mortality is shown the Americas and the European Region, indicating that
for each of the 22 HBCs in *-+96) and *-+96). the highest rates of case detection are achieved in these
Globally, rates of incidence, prevalence and mortality regions (see also 7)'8-32 ). As incidence falls slowly,
are all declining (*-+96)). Incidence rates are falling notifications are increasing in the African Region and
slowly, at around 1% per year, following a peak at just (particularly since 2000) in the Eastern Mediterranean
over 140 cases per 100 000 population in 2004. If cur- and South-East Asia regions, indicating improving rates
rent trends are sustained, then MDG Target 6.c will be of case detection. In the Western Pacific Region, notifi-
achieved. Mortality rates have fallen by one third since cations increased sharply between 2002 and 2006, but
1990, and prevalence rates are also in decline. Projec- have since stabilized; here, patterns are strongly influ-
tions suggest that the target of halving mortality by enced by China, which accounts for almost 70% of inci-
2015 compared with 1990 could be achieved at global dent cases in this region (8%&0)).
level. The target of halving the prevalence rate appears The latest assessment for the 22 HBCs suggests that
out of reach. It should be noted, however, that there is incidence rates are falling or stable in all countries
more uncertainty about trends in prevalence, compared except South Africa (*-+96)). Trends in incidence
with trends in mortality (see also %22)<). rates are assumed to be stable in Afghanistan, Bangla-
Regionally, incidence rates are declining in five of desh, India, Indonesia, Myanmar and Pakistan, in the
WHO’s six regions (*-+96)). The exception is the absence of convincing evidence to the contrary (%22)<
South-East Asia Region (where the incidence rate is sta- ). The stability in TB incidence rates in India (which
ble), largely explained by apparent stability in the TB accounts for 61% of cases in this region) as well as Bang-
incidence rate in India. Further evaluation of trends ladesh, Indonesia and Myanmar explains the flat trend
in the disease burden in India is needed, and has been in estimated incidence in the South-East Asia Region.
'*(63&
(MPCBMUSFOETJODBTFOPUJ¾DBUJPOSBUFTBOEFTUJNBUFESBUFTPGJODJEFODF
NPSUBMJUZBOEQSFWBMFODF0IJX+PSFEPXVIRHW
MRGEWIRSXM´GEXMSRVEXIRI[ERHVIPETWIGEWIWEPPJSVQW
FPEGO
IWXMQEXIHMRGMHIRGIVEXIMRGPYHMRK,-:TSWMXMZI8&
FPYI
ERHIWXMQEXIHMRGMHIRGIVEXISJ,-:TSWMXMZI8&KVI]
'IRXVIERHVMKLX8VIRHWMRIWXMQEXIH8&QSVXEPMX]ERH
TVIZEPIRGIVEXIW¦ERHJSVIGEWX8&QSVXEPMX]ERHTVIZEPIRGIVEXIW¦8LILSVM^SRXEPHEWLIHPMRIW
VITVIWIRXXLI7XST8&4EVXRIVWLMTXEVKIXWSJE VIHYGXMSRMRQSVXEPMX]ERHTVIZEPIRGIVEXIWF]GSQTEVIH[MXL
7LEHIHEVIEWVITVIWIRXYRGIVXEMRX]FERHW1SVXEPMX]I\GPYHIW8&HIEXLWEQSRK,-:TSWMXMZITISTPI
Incidence and notifications Mortality Prevalence
35
140 300
30
120
Rate per 100 000 population
250
25
100
200
20
80
150
60 15
100
40 10
20 5 50
0 0 0
1990 1995 2000 2005 1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015
1
See &3< in 7)'8-32 of this report for definitions of the global
targets for TB control.
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
'*(63&
&TUJNBUFEJODJEFODFBOEDBTFOPUJ¾DBUJPOSBUFTCZ8)0SFHJPO
°6IKMSREPXVIRHWMRGEWIRSXM´GEXMSRVEXIW
RI[ERHVIPETWIGEWIWEPPJSVQW
FPEGO
IWXMQEXIHMRGMHIRGIVEXIMRGPYHMRK,-:TSWMXMZI8&FPYI
ERHIWXMQEXIH
MRGMHIRGIVEXISJ,-:TSWMXMZI8&KVI]
7LEHIHEVIEWVITVIWIRXYRGIVXEMRX]FERHW
Africa The Americas Eastern Mediterranean
60 140
300 120
50
100
40
200 80
30
60
20
100 40
Rate per 100 000 population
10 20
0 0 0
60
150
200
50
40 150
100
30
100
20 50
50
10
0 0 0
1990 1995 2000 2005 1990 1995 2000 2005 1990 1995 2000 2005
'*(63&
5SFOETJOFTUJNBUFE5#QSFWBMFODFSBUFT°BOEGPSFDBTU5#QSFWBMFODFSBUFT
°
CZ8)0SFHJPO7LEHIH
EVIEWVITVIWIRXYRGIVXEMRX]FERHW8LILSVM^SRXEPHEWLIHPMRIWVITVIWIRXXLI7XST8&4EVXRIVWLMTXEVKIXSJE
VIHYGXMSRMRXLITVIZEPIRGIVEXIF]GSQTEVIH[MXL8LISXLIVHEWLIHPMRIWWLS[TVSNIGXMSRWYTXS
Africa The Americas Eastern Mediterranean
400
600 120
500 100
300
400 80
300 60 200
200 40
100
Rate per 100 000 population
100 20
0 0 0
120 400
500
100
400 300
80
300
60 200
200
40
100
20 100
0 0 0
1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
'*(63&
5SFOETJOFTUJNBUFE5#NPSUBMJUZSBUFT°BOEGPSFDBTU5#NPSUBMJUZSBUFT
°
CZ8)0SFHJPO
)WXMQEXIH8&QSVXEPMX]I\GPYHIW8&HIEXLWEQSRK,-:TSWMXMZITISTPI7LEHIHEVIEWVITVIWIRXYRGIVXEMRX]FERHWE
8LILSVM^SRXEPHEWLIHPMRIWVITVIWIRXXLI7XST8&4EVXRIVWLMTXEVKIXSJE VIHYGXMSRMRXLIQSVXEPMX]VEXIF]
GSQTEVIH[MXL8LISXLIVHEWLIHPMRIWWLS[TVSNIGXMSRWYTXS
Africa The Americas Eastern Mediterranean
10
60 40
50 8
30
40 6
30 20
4
20
10
2
Rate per 100 000 population
10
0 0 0
15 40
60
50
30
10
40
30 20
5 20
10
10
0 0 0
1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015
E
8LI[MHXLSJYRGIVXEMRX]FERHWREVVS[WEWXLITVSTSVXMSRSJVIKMSREPQSVXEPMX]IWXMQEXIHYWMRKZMXEPVIKMWXVEXMSRVIGSVHWMRGVIEWIW
In most of the HBCs, notifications have been getting following a major increase in TB incidence and mortality
closer to estimated incidence in recent years, notably in rates associated with the HIV epidemic throughout the
Afghanistan, Bangladesh, Cambodia, China, Indonesia, 1990s and up to around 2004.
Pakistan, South Africa and the United Republic of Tan- Among the 22 HBCs, mortality rates appear to be
zania (*-+96)). falling with the possible exception of Afghanistan and
Prevalence rates are falling in all six WHO regions (*-+ Uganda (*-+96) ). Even allowing for uncertainty in
96)). The most impressive progress is in the Region these estimates, four countries reached the target of
of the Americas, where the Stop TB Partnership’s target halving the 1990 mortality rate by 2009 (Brazil, Cam-
of halving the 1990 prevalence rate has been achieved. bodia, China and the United Republic of Tanzania), and
Projections suggest that the Western Pacific and Eastern six additional countries (India, Indonesia, Kenya, Myan-
Mediterranean regions are on track to achieve the target mar, Pakistan and the Russian Federation) have a good
by 2015, and the European Region could get close. On chance of doing so by 2015. In the other HBCs, current
current projections, the African and South-East Asian forecasts suggest that the target may not be achieved.
regions will not achieve the target. The reductions in mortality associated with progress
Mortality rates (excluding TB deaths among HIV- to date in implementing the DOTS strategy (1995–2006)
positive people) are falling in all six WHO regions. The and its successor, the Stop TB Strategy (launched in
best progress towards the 2015 target of halving the 2006) have saved millions of lives since 1995, and con-
1990 mortality rate is in the Region of the Americas and tinued implementation could save millions more in the
the Western Pacific Region, both of which appear to have years up to 2015 (*-+96) ).1 From 1995 to 2009, 49
achieved the target already. The Eastern Mediterranean,
1
These results are based on the following manuscript: Glaziou P et
European and South-East Asia regions are close to reach-
al. Lives saved by tuberculosis control and prospects for achiev-
ing the target, and could do so before 2015. In the Afri- ing the 2015 global target for reductions in tuberculosis mortality
can Region, achieving the target appears out-of-reach, (submitted for publication in May 2010).
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
'*(63&
&TUJNBUFEJODJEFODFBOEDBTFOPUJ¾DBUJPOSBUFT
IJHICVSEFODPVOUSJFT
°8VIRHWMRGEWIRSXM´GEXMSRVEXIW E
RI[ERHVIPETWIGEWIWEPPJSVQW
FPEGO
IWXMQEXIHMRGMHIRGIVEXIWFPYI
ERHIWXMQEXIHMRGMHIRGIVEXIWSJ,-:TSWMXMZI
8&KVI]
7LEHIHEVIEWVITVIWIRXYRGIVXEMRX]FERHW
Afghanistan Bangladesh Brazil Cambodia China
120
250 300 150
100
200 250 600
200 80 100
150 60 400
150
100 40
100 200 50
50 50 20
0 0 0 0 0
DR Congo Ethiopia India Indonesia Kenya
500 500
250
400 400 200
200 400
300 300 150 300
150
200 200 100 100 200
100 100 50 50 100
0 0 0 0 0
Rate per 100 000 population
50 200 E
+ETWMRXVIRHPMRIWSJRSXM´GEXMSRVEXIWSGGYV[LIR
0 0 HEXEEVIRSXVITSVXIHXS;,3
1990 1995 2000 2005 1990 1995 2000 2005
'*(63&
5SFOETJOFTUJNBUFE5#NPSUBMJUZSBUFT°BOEGPSFDBTU5#NPSUBMJUZSBUFT°
IJHICVSEFODPVOUSJFT
)WXMQEXIH8&QSVXEPMX]I\GPYHIW8&HIEXLWEQSRK,-:TSWMXMZITISTPI7LEHIHEVIEWVITVIWIRXYRGIVXEMRX]FERHW
8LILSVM^SRXEPHEWLIHPMRIWVITVIWIRXXLI7XST8&4EVXRIVWLMTXEVKIXSJE VIHYGXMSRMRXLIQSVXEPMX]VEXIF]
GSQTEVIH[MXL8LISXLIVHEWLIHPMRIWWLS[TVSNIGXMSRWYTXS
Afghanistan Bangladesh Brazil Cambodia China
100
80 15 200 40
80
60 150 30
60 10
40 40 100 20
20 5 50
20 10
0 0 0 0 0
DR Congo Ethiopia India Indonesia Kenya
120 100 70 60
60 80
100 80 50
80 50 60 40
60 40
60 40 30
40 30
40 20 20
20 20 20
10 10
0 0 0 0 0
Rate per 100 000 population
70 120
60
100
50
80
40
30 60
20 40
10 20
0 0
1990 1995 2000 2005 2010 2015 1990 1995 2000 2005 2010 2015
0.25 HIV-positive
0.20
0.15
0.10
0.05
0.00
−0.05
1.2 Total
1.0
0.8
0.6
0.4
0.2
0.0
-QTVSZMRKQIEWYVIQIRXSJXLI
KPSFEPFYVHIRSJ8&
) stimates of TB incidence, prevalence and mortality
and their trend (presented in 8%&0) and in *-+
96)7 ¦) are based on the best available data and
veys are recommended (Bangladesh, Cambodia, China,
Indonesia, Myanmar, the Philippines, Thailand and Viet
Nam) were on track with survey implementation. Bangla-
analytical methods. Methods were updated in 2009 fol- desh (2008), the Philippines (2007) and Viet Nam (2007)
lowing 18 months of work by an expert group convened recently completed surveys, and subsequent surveys are
under the umbrella of the WHO Global Task Force on planned close to 2015. The most notable successes in
TB Impact Measurement.1 Improvements to methods 2009/2010 among Asian countries were the completion
(full details are provided in %22)<) include systematic of nationwide surveys in Myanmar (in April 2010; see
documentation of expert opinion and how this has been &3< ) and China (in July 2010). The results of these
used in estimates of the burden of disease caused by TB, surveys will be of major importance for gaining a better
simplification of models,2 updates to parameter values understanding of the burden of disease (both countries)
based on the results of systematic reviews, much greater and the impact of TB control in the past two decades (in
use of mortality data from vital registration systems (89 China, following previous surveys in 1990 and 2000).
countries for the analyses presented in this report, up Looking forwards, a survey will be implemented in
from three in the years up to 2008) and systematic docu- Cambodia in 2011, following a previous survey in 2002.
mentation of uncertainty. This will allow assessment of the impact of TB control
Despite this progress, estimates of the disease burden since 2002 i.e. the years since DOTS was implemented. A
need to be further improved in the period up to 2015 survey is in the advanced stages of preparation in Thai-
(and beyond) using better surveillance systems, more land, and in Indonesia a follow-up to the 2004 survey is
extensive and in-depth analysis of available surveil- planned for 2013 or 2014.
lance and programmatic data, and additional survey In the Eastern Mediterranean Region, Pakistan
data. For example, with the exception of Eritrea in 2005, secured full funding for a survey in 2008, but security
the last nationwide and population-based surveys of concerns and other factors that affect field operations
the prevalence of TB disease in the African Region were may preclude implementation.
undertaken between 1957 and 1961; only around 10% The greatest challenge in terms of implementation of
of TB-attributable deaths (in HIV-negative people) are prevalence surveys is in the African Region. Nonetheless,
recorded in vital registration systems and reported to considerable progress was made during 2009 and 2010.
WHO; and most notification systems are recording only As of July 2010, five countries were in a strong position to
around 50–70% of estimated cases. start surveys in late 2010 or early 2011 (Ethiopia, Ghana,
Besides its work on reviewing and updating the meth- Nigeria, Rwanda and the United Republic of Tanzania).
ods that are used to produce estimates of the burden of Preparations were relatively advanced in Kenya, Malawi,
disease caused by TB, the WHO Global Task Force on TB Uganda, Zambia and South Africa, although funding
Impact Measurement is thus making concerted efforts gaps remained a major bottleneck in Kenya (dependent
to support countries to pursue two other major strategic on the approval of funding from a Round 9 grant from
tracks of work (full details are available in a recent WHO the Global Fund), Uganda (where reprogramming of Glo-
Policy Paper3). These are: bal Fund grants is needed) and Zambia (where full fund-
ing had been secured but the subsequent suspension of
N Surveys of the prevalence of TB disease, with particu-
a Global Fund grant now impedes progress). Intensive
lar attention to 21 “global focus” countries (*-+96)
efforts are needed to ensure that countries planning sur-
). These surveys should be carried out according to
veys in 2010 and 2011 are able to do so successfully.
WHO guidelines and related Task Force recommenda-
In 2009 and 2010, there was substantial progress in
tions;
N Strengthening surveillance of cases and deaths
1
through notification and vital registration systems. For further details, see the Task Force web site at: http://www.
who.int/tb/advisory_bodies/impact_measurement_taskforce/en/
The ultimate goal is for TB incidence and mortality index.html. The review is also the basis for the TB component of
to be measured directly from these systems. The Task the forthcoming update to the Global Burden of Disease, due for
Force has defined a conceptual framework for this publication in 2010.
2
For example, some parameter values are now estimated only at glo-
work (*-+96)) and related tools to help countries bal level or for regions, rather than for each country individually.
to implement it in practice. 3
TB impact measurement: policy and recommendations for how to assess
the epidemiological burden of TB and the impact of TB control. Gene-
As of mid-2010, all of the countries in the South-East va, World Health Organization, 2009 (Stop TB policy paper no. 2;
Asia and Western Pacific regions where prevalence sur- WHO/HTM/TB/2009.416).
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analysing surveillance and programmatic data, with without case-based and electronic reporting systems
analyses used to develop recommendations for how include the extent to which misclassifications and dupli-
surveillance systems need to be strengthened and to cations exist. In addition, the availability of electronic
produce updated estimates of disease burden. Regional data, stored in well-managed relational databases (not
workshops to apply the Task Force framework (*-+96) Excel spreadsheets), greatly facilitates data analysis.
) for systematic assessment of surveillance data were More widespread adoption of updated recommendations
held in the Eastern Mediterranean, European, South- on recording and reporting is also required (for example,
East Asia and Western Pacific regions and the Region to ensure availability of data disaggregated by HIV sta-
of the Americas. Country missions in which the frame- tus and source of referral).
work was applied were undertaken in the Philippines, An example of experience with implementing a case-
the United Republic of Tanzania and Viet Nam. By July based and electronic recording and reporting system
2010, these workshops and country missions had cov- (from China) in provided in&3<.
ered a total of 70 countries (*-+96) ). A workshop Besides improving estimates of the disease burden
for 17 countries in the African Region is scheduled for caused by TB, better data from surveys and surveillance
December 2010. combined with better analysis of these data should be of
An important conclusion from workshops and country great value in identifying where and why cases are not
missions was that there is an urgent need to strengthen being detected. In turn, findings should help to identify
vital registration systems, to allow better measurement which components of the Stop TB Strategy need to be
of mortality (&3< ). There is also an urgent need to introduced or scaled-up to improve TB control. Examples
introduce electronic recording and reporting systems, from Cambodia, Myanmar and Viet Nam are highlighted
without which it is difficult or impossible to adequately in the second edition of WHO’s guidelines on surveys of
assess many aspects of data quality. Examples of aspects the prevalence of TB disease.1
of data quality that are difficult or impossible to assess
1
The second edition of these guidelines (following publication of
the first edition in 2007) has been produced as a major collabora-
tive effort among technical and financial partners and lead survey
investigators from Asian and African countries. The guidelines
were in the late stages of preparation at the time this report went
to press, with publication expected before the end of 2010.
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related interventions such as ART, much more remains Looking forwards, the Stop TB Partnership launched
to be done. More than one-third of incident TB cases are an updated version of the Global Plan to Stop TB in
not reported as treated in DOTS programmes, around October 2010, for the years 2011–2015. In the five
90% of patients with MDR-TB are not being diagnosed years that remain until the target year of 2015, intensi-
and treated according to international guidelines, many fied efforts to plan, finance and implement the Stop TB
HIV-positive TB cases do not know their HIV status and Strategy, according to the updated targets included in
most of the HIV-positive TB patients who do know their the Global Plan, are needed. This could save a cumulative
HIV status are not yet being provided with ART. Fund- total of 5 million lives, including 2 million women and
ing gaps remain large at more than US$ 1 billion per children.
year, despite increases in funding over the past decade
and substantial financing from the Global Fund in many
countries.
"//&9
1IXLSHWYWIHXS
IWXMQEXIXLIKPSFEP
FYVHIRSJHMWIEWI
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the Western Pacific Region). For some analyses, Eastern For countries participating in these regional work-
Europe (countries of the former Soviet states plus Bul- shops, incidence was estimated according to the follow-
garia and Romania) as well as the group of high-income ing equation:
countries1 are distinguished. case notifications
incidence =
4STYPEXMSRIWXMQEXIW proportion of cases detected
Where population sizes are needed to calculate TB indi- The proportion of all TB cases6 detected (the case detec-
cators, the 2008 revision of estimates provided by the tion rate, or CDR) was estimated, with plausible ranges,
United Nations Population Division (UNPD) was used.2 for three years (1997, 2003 and 2008 or 2009), follow-
The UNPD estimates sometimes differ from those made ing in-depth analysis of national and sub-national data.
by countries. Expert opinion was elicited after in-depth analysis of
notification data (including data from sub-national
&TUJNBUFTPG5#JODJEFODF
° administrative levels) and programmatic data reflecting
No country has ever undertaken a nationwide survey of efforts in TB control (for example, data on infrastruc-
TB incidence because of the large sample sizes required ture, staffing, the performance of services and funding).
and associated major logistic and financial challenges. In addition, data on access to health care from Demo-
As a result, there are no direct measurements of the graphic and Health Surveys and the overall performance
incidence of TB. Theoretically, data from TB surveillance of health systems (using indicators such as the infant
systems that are linked to health systems of high cov- mortality rate) were used to substantiate opinion on
erage and performance may capture all (or almost all) the proportion of cases with no or very limited access to
incident cases of TB. However, as yet no standard and health care (8%&0)%).
widely-endorsed criteria and benchmarks for classifying
TB surveillance systems are available. The WHO Global 5"#-&"
Task Force on TB Impact Measurement is working on 4PVSDFTPGJOGPSNBUJPOBOEEBUBPO5#JODJEFODFVTFEJO
the development of such standards, and initial ideas are SFHJPOBMXPSLTIPQTBOEDPVOUSZNJTTJPOT
available in a background paper. 4377-&0)'%8)+36-)73* 7396')73*(%8%
In the absence of direct measurements, estimates of -2'-()28'%7)7
5"#-&"
1BSBNFUFSFTUJNBUFTVTFEUPQSPEVDFFTUJNBUFTPG5#JODJEFODF
QSFWBMFODFBOENPSUBMJUZ
F
13()04%6%1)8)6 (-786-&98-32 (-786-&98-324%6%1)8)67
[LIVIĪ[EWWIXEXXMQIWXLIRSXM´GEXMSRVEXIRSXIHNERHVMW
HI´RIHF]G
0.3 2
V= N
4
x– (1– x– )
E
,-:TVIZEPIRGIEQSRKMRGMHIRX8& &IXE
α=–x –1
V
x– (1– x– )
β=(1– x– ) –1
V
;LIVIx– MWXLII\TIGXIHZEPYIERHVMWKMZIRF]
(u – l) 2
V=
4
(YVEXMSRSJHMWIEWIRSRRSXM´IH 9RMJSVQ l = 1, u = 4]IEVW
,-:RIKEXMZIGEWIWSJ8&
(YVEXMSRSJHMWIEWIRSRRSXM´IH 9RMJSVQ l = 0.01, u = 0.2]IEVW
,-:TSWMXMZIGEWIWSJ8&
(YVEXMSRSJHMWIEWIRSXM´IH 9RMJSVQ l = 0.2, u = 2]IEVW
,-:RIKEXMZIGEWIWSJ8&
(YVEXMSRSJHMWIEWIRSXM´IH 9RMJSVQ l = 0.01, u = 1]IEVW
,-:TSWMXMZIGEWIWSJ8&
E
8LITVSFEFMPMX]HIRWMX]JYRGXMSRSJXLI&IXEHMWXVMFYXMSRMW
x α–1 (1– x) β–1
ƒ (x; α, β) = 1
u α–1 (1– u) β–1 du
0
F
YERHPHIRSXIYTTIVERHPS[IVFSYRHW
G
7IIWIGXMSR
Data were assessed using a three-step process. This N They are continuous and defined on the interval (0,
started with a systematic assessment of data quality, 1). Since the variance of CDR distributions tend to be
including an assessment of the over-dispersion of count large as a result of high uncertainty, random draws
data over time and across regions/districts (or similar of numbers from a normal distribution would yield
geographical areas). This was followed by exploration of numbers outside the interval (0, 1). The use of trun-
potential factors driving time-changes in case notifica- cated normal distributions may result in excess den-
tions (such as improvements in diagnostic capacity and sity towards one of the bounds.
the HIV epidemic), and then by assessment of the likely N They are not necessarily symmetrical.
number of TB cases that are not notified. To facilitate N They are defined with two parameters that can be
the documentation of expert opinion, an “onion” frame- estimated from available data using the method of
work1 was used. In this framework, different “layers” moments.
of the onion represent distinct populations of TB cases
The two shape parameters necessary to define the
that are not captured by national TB information sys-
Beta distribution were computed using the method of
tems (for example, cases with no access to health care
moments, as follows:
and cases with access to private health-care services but
not reported to NTPs – see 8%&0)%).
1
These methods are documented in a workbook avail- TB impact measurement: policy and recommendations for how to assess
the epidemiological burden of TB and the impact of TB control. Geneva,
able on the web site of the WHO Global Task Force on TB World Health Organization, 2009 (Stop TB policy paper no 2; WHO/
Impact Measurement.2 HTM/TB/2009.416. The onion framework is described on pages
Distributions of CDRs for the three years for which 19–24). The policy paper is available on the Task Force’s website
http://www.who.int/tb/advisory_bodies/impact_measurement_
they were estimated were assumed to follow a Beta dis-
taskforce/en/index.html.
tribution (8%&0) %). Reasons for using Beta distribu- 2
http://www.who.int/tb/advisory_bodies/impact_measurement_
tions include the following: taskforce/en/index.html.
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
First, the variance for the distribution was taken as: lence survey are systematically biased towards lower
values, since active case-finding truncates the natural
V = ((u – l)/4)2
history of undiagnosed disease. Measurements of the
where l and u are the lower and upper bounds of the plau- duration of disease in notified cases ignore the duration
sible range for the CDR. of disease among non-notified and untreated cases.
Shape 1 (noted α) and shape 2 (noted β) follow from: Literature reviews commissioned by the WHO Global
Task Force on TB Impact Measurement have provided
s = E(l – E) – l estimates of the duration of disease in untreated TB
V
cases from the pre-chemotherapy era (before the 1950s).
α = sE
The best estimate of the mean duration of disease (for
β = s(l – E) smear-positive cases and smear-negative cases com-
where E is the expected value of the distribution. bined) in HIV-negative individuals is about three years.
There are few data on the duration of disease in HIV-
Time series for the period 1990–2009 were built accord- positive individuals.
ing to the characteristics of the three CDRs that were When measurements from two prevalence surveys
estimated. A cubic spline extrapolation of V and E, with were available, trends in TB incidence were derived by
knots set at the three reference years, was used. Inci- fitting a log-linear model to indirect estimates of TB
dence trajectories were derived from the series of noti- incidence. When three or more prevalence measure-
fied TB cases using Monte Carlo simulations from which ments were available, the prevalence trajectory was built
expected values, 2.5th and 97.5th centiles were extract- using cubic spline interpolation. If only one prevalence
ed. All computations were conducted in the R statistical survey measurement was available, time-trends were
environment.1 assessed using in-depth analysis of surveillance data, as
If there were insufficient data to determine the factors described above.
leading to time-changes in case notifications, incidence In this report, the prevalence to incidence method
was assumed to follow a horizontal trend going through was used for only one country (Viet Nam), following a
the most recent estimate of incidence. meeting in early 2009 in which consensus was reached
among national experts and experts from WHO and the
)WXMQEXMRK8&MRGMHIRGIJVSQHEXESR KNCV Tuberculosis Foundation.
GEWIRSXM´GEXMSRWERHI\TIVXSTMRMSRJSV
LMKLMRGSQIGSYRXVMIW
)WXMQEXMRK8&MRGMHIRGIJVSQQIEWYVIQIRXWSJ
For high-income countries, the level of TB incidence was QSVXEPMX]ERHIWXMQEXIWSJXLIGEWIJEXEPMX]VEXI
assumed to be distributed between the notification rate In three countries (Brazil, Mexico and South Africa),
for new and relapse cases combined (lower uncertainty incidence was estimated from 1990 up to 2008 from TB
bound, noted l) and 1.3 times the notification rate (upper mortality data, using the following equation:
uncertainty bound, noted u), as informed by expert opin-
ion. The distribution of incidence was assumed to follow deaths
incidence =
a Beta distribution with shape parameters computed proportion of incident cases that die
using the method of moments, as described above.
Previously published time-series of incidence for those
In the absence of country-specific data on the quality
three countries were then extended to 2009, using meth-
and coverage of TB surveillance systems, it was assumed
ods described in 7)'8-32.
that TB surveillance systems from countries in the high-
income group performed similarly well, although the
)WXMQEXMRK8&MRGMHIRGIJVSQTVIZMSYWP]
model does allow for stochastic fluctuations. TYFPMWLIHXMQIWIVMIWSJMRGMHIRGI
In all remaining countries, previously published time-
)WXMQEXMRK8&MRGMHIRGIJVSQIQTMVMGEP
series of TB incidence were extended by fitting a log-lin-
QIEWYVIQIRXWSJHMWIEWITVIZEPIRGI
ear model to the estimates for 2006–2008, to predict a
Incidence can be estimated using measurements from
value for 2009.
national surveys of the prevalence of TB disease com-
bined with estimates of the duration of disease. Inci-
)WXMQEXMRKXLIMRGMHIRGISJWTYXYQ
dence is estimated as the prevalence of TB divided by the WQIEVTSWMXMZI8&ERHXLIGEWIHIXIGXMSR
average duration of disease. VEXIJSVWTYXYQWQIEVTSWMXMZI8&
The duration of disease cannot be directly measured. All the annual reports on global TB control published by
For example, measurements of the duration of symptoms WHO from 1997 to 2009 included estimates of the inci-
in prevalent TB cases that are detected during a preva- dence of sputum smear-positive TB and the related CDR
1
for such cases. The CDR for sputum smear-positive pulmo-
R Development Core Team. R: a language and environment for statis-
tical computing. Vienna, R Foundation for Statistical Computing, , nary TB is the number of new and relapse cases of sputum
2009 (ISBN 3-900051-07-0; http://www.R-project.org). smear-positive pulmonary TB notified to NTPs divided by
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
the estimated number of incident cases that occurred in country, the proportion of sputum smear-positive cases
the same year. of pulmonary TB among all notified cases reflects the
Estimates of the incidence of sputum smear-positive true proportion of sputum smear-positive TB among
pulmonary TB and the related CDR for these cases are incident cases of TB in the country. In this case, the esti-
not published in this report. There are several reasons mated CDR for all forms of TB and the estimated CDR
for this, which are summarized in the main part of the for sputum smear-positive cases are the same.
report (&3< ). Among the reasons noted in this box If needed for reporting purposes, it is suggested that
are the findings and associated recommendations from the CDR for smear-positive TB is assumed to be similar
the 18-month expert review of methods used to esti- to the CDR for all forms of TB.
mate disease burden described in 7)'8-32 above, and
associated updates to methods used to estimate disease &TUJNBUFTPG)*7QSFWBMFODFBNPOHJODJEFOU
burden that have been applied in a series of regional 5#DBTFT
°
workshops and country missions (7)'8-32). A fuller The prevalence of HIV among incident cases of TB was
explanation is provided here. directly estimated from country-specific and empirical
In regional workshops and country missions, the data wherever possible. For the estimates published in
starting point for estimates of the incidence of TB was this report, suitable data (as defined in 8%&0)%) were
an estimate of the CDR for all forms of TB. This was available for a total of 440 country-year data points, up
because, for many countries, estimates of the incidence from 288 country-year data points in the previous year
of all forms of TB are used to produce indirect estimates (for details of the source of data used for each country,
of TB mortality and TB prevalence (these do not require please see the %44)2(-<).
estimates of the CDR for smear-positive TB). For the 3785 country-year data points for which surveil-
The incidence of sputum smear-positive pulmonary lance data were either not available or for which the per-
TB can theoretically be estimated by multiplying the centage of TB patients tested for HIV was below 50%,
incidence of all forms of TB by the estimated proportion
5"#-&"
of all incident cases of TB that have sputum smear-posi-
tive pulmonary TB. The CDR for sputum smear-positive 4PVSDFPGEBUBPO)*7QSFWBMFODFBNPOHJODJEFOU5#DBTFT
pulmonary TB would then be estimated by dividing (-6)'81)%796)1)283*8,)46):%0)2') 291&)63*
3*,-:-28&4%8-)287 '39286==)%67
reported notifications of sputum smear-positive cases
of pulmonary TB by the estimated incidence of sputum 2EXMSREPWYVZI]W
smear-positive pulmonary TB. This approach was used ,-:WIRXMRIPWYVZIMPPERGI
in global reports published up to December 2009. Sub- 4VSZMHIVMRMXMEXIHXIWXMRKERHGSYRWIPPMRK
[MXLEPIEWX GSZIVEKISJXIWXMRK
sequently, the findings of one of the systematic reviews
conducted by the expert group have cast doubts on this 5PUBM
of 8%&0)%.
−4 &TUJNBUFTPG5#NPSUBMJUZ
The best sources of data about deaths from TB (exclud-
ing those among HIV-positive people) are VR systems
in which causes of death are coded according to ICD-10
−6 (although the older ICD-9 and ICD-8 classification are
still in use in several countries). Deaths from TB in HIV-
positive people are coded under HIV-associated codes.
−8 −6 −4 −2 Estimates of TB mortality were produced directly
logit (HIV in general population) from VR data, or indirectly from estimates of TB inci-
,-:TVIZEPIRGIMRRI[P]RSXM´IH8&GEWIWEKEMRWX,-:TVIZEPIRGIMRXLI dence and case-fatality rates (CFRs). The source of data
KIRIVEPTSTYPEXMSREJXIVPSKMXXVERWJSVQEXMSR%XSXEPSJPMRIEV
VIKVIWWMSRQSHIPW[IVI´XXIHXSVERHSQP]WIPIGXIHRYQFIVWHVE[RJVSQ used in each country is listed in the %44)2(-<.
PSKMXXVERWJSVQIHHMWXVMFYXMSRWSJFSXLZEVMEFPIW9RGIVXEMRX]FERHWJSV
TVIHMGXIHZEPYIW[MXLFSYRHWHI´RIHEWXLIXLERHXLGIRXMPIW
EVIWLS[RMRFPYI )WXMQEXMRK8&QSVXEPMX]JVSQHMVIGX
QIEWYVIQIRXWSJZMXEPVIKMWXVEXMSRHEXE
Data from VR systems are reported to WHO by Mem-
ber States and territories every year. In countries with
1
Glaziou P et al. Tuberculosis prevalence surveys: rationale and
cost. International Journal of Tuberculosis and Lung Disease, 2008,
12(9):1003–1008.
2
Assessing tuberculosis prevalence through population-based sur-
veys. Manila, World Health Organization, 2007.
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functioning VR systems in which causes of death are the CFR. CFRs were estimated separately for TB cases
coded according to the two latest revisions of the Inter- notified to NTPs and non-notified cases and, within these
national Classification of Diseases (underlying cause two groups, separate estimates were made for HIV-posi-
of death: ICD-10 A15-A19, equivalent to ICD-9: 010- tive TB cases and HIV-negative TB cases (8%&0)%).
018), VR data are the best source of information about For consistency with VR-based mortality estimates,
deaths from TB among people not infected with HIV. CFRs were estimated such that they gave the best fit to
When people with AIDS die from TB, HIV is registered the VR-recorded TB death rates (within their uncertainty
as the underlying cause of death and TB is recorded as ranges) across the 602 country-years of data from the 89
a contributory cause. Since one third of countries with countries with functioning VR systems, in conjunction
VR systems report to WHO only the underlying causes with WHO estimates of distributions of TB incidence
of death and not contributory causes, VR data usually in those countries. This statistical fitting used Bayesian
cannot be used to estimate the number of TB deaths in linear models and was done separately for three groups
HIV-positive people. of countries (high-income, eastern Europe, and all oth-
In 2009, 90 countries had well-functioning VR systems er countries), to account for differences in the ratio of
according to the following definition: (i) coverage of at reported TB mortality to TB notification rates among
least 70% of the population, and (ii) ill-defined causes of these three groups (data not shown).
death (ICD-9 code B46, ICD-10 codes R00-R99) of <20% The models used normal errors and Gibbs sampling:
of all registered deaths.1 These countries included four of
y = (I – N)β1 + Nβ2 + ε, ε ~ N(0,σ2)
the 22 HBCs (Brazil, the Philippines, the Russian Fed-
eration and South Africa). However, we could not use the where y is TB mortality from VR, I denotes TB incidence
VR data on TB deaths from South Africa because large excluding people living with HIV, N denotes TB notifica-
numbers of HIV deaths were miscoded as TB deaths. tions excluding people living with HIV, and parameters
Among the remaining 89 countries, there was an aver- β1 and β2 denote the CFR in non-notified and notified
age of 6.2 years (interquartile range, 4–8) of VR data on cases respectively. Semi-conjugate priors were set with
TB mortality between 1991 and 2009 that met the above an uninformative inverse Gamma prior on the condi-
criteria, equivalent to 602 country-years. We assumed tional error variance:
that the proportion of TB deaths among deaths not b ~ N(b i ,B i -2),σ2 ~ IG(5.10 -4 ,5.10 -4)
recorded by the VR system was the same as the propor-
tion of TB deaths in VR-recorded deaths. For VR-record- Priors b and their precision B were defined based on lit-
ed deaths with ill-defined causes, we assumed that the erature reviews and the country-year CFR parameters
proportion of deaths attributable to TB was half of the used by WHO for the years 1999–2008 (8%&0) %).
observed proportion in recorded deaths, since ill-defined Convergence of Markov Chains was assessed graphically
causes are typically observed in higher proportions in and using two convergence diagnostic tests. Within each
rural areas with a low population density where the risk case category 1990–2009, mortality estimates were com-
of TB is lower. We assumed errors in measurement (due puted by taking the product of posterior distributions of
to misclassifications) and assumptions (redistributions) the CFR, assumed to be time-independent (8%&0) %),
to be log-normally distributed with a standard deviation and country-year specific distributions of estimated
on a log scale given by σ = 0.05μ / (ν – s/2), where μ is the incidence.
VR recorded TB mortality rate, v the coverage of the VR Among the 89 countries, the combination of using
system and s the rate of ill-defined causes. Incomplete VR data for some years and indirect estimates (based on
coverage and ill-defined causes introduce uncertainty incidence and CFRs) for others sometimes led to implau-
in measurements μ. The standard deviation of μ was sible differences between adjacent time-points. Where
based on the assumption that uncertainty intervals of μ this occurred, we assumed that VR measurements were
spanned at least ±10% of the measurement μ, increasing more reliable than the indirect estimates. We re-scaled
with decreasing VR coverage and with increasing rates of the indirectly estimated TB mortality values to ensure,
ill-defined causes of death. on average, smooth mortality trend lines. Rescaling fac-
tors were defined for each country as the ratio of the
)WXMQEXMRK8&QSVXEPMX]JVSQMRHMVIGXIWXMQEXIW mean of available VR-recorded TB mortality rates over
SJGEWIJEXEPMX]VEXIWERH8&MRGMHIRGI the mean of indirectly estimated mortality, among cases
For the years in which VR data of sufficient quality and excluding those infected with HIV, for the years covered
coverage were not available for the 89 countries defined by VR measurements.
above plus the 124 countries without any VR data, mor-
tality was estimated as the product of TB incidence and )WXMQEXMRK8&QSVXEPMX]JVSQHMWEKKVIKEXIH
IWXMQEXIWSJ8&HIEXLWF]EKIERHWI\
1
For countries with VR data, it was possible to disaggre-
Mathers CD et al. Counting the dead and what they died from: an
assessment of the global status of cause of death data. Bulletin of the gate estimated TB deaths by age (with age groups defined
World Health Organization, 2005, 83:171–177. as 0–4 years, 5–14 years, 15–24 years, 25–34 years,
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
5"#-&"
&TUJNBUFTPG5#DBTFGBUBMJUZSBUFTCZDBTFUZQFBOEDPVOUSZ
,-:2)+%8-:) ,-:437-8-:)
35–44 years, 45–54 years, 55–64 years, ≥65 years) and inconsistencies in reporting, but may sometimes reflect
sex, in line with the way in which deaths are reported. abrupt changes in TB epidemiology (for example, result-
In countries with no functional VR system, the total ing from a rapid influx of migrants from countries with
number of estimated TB deaths was redistributed into a high-burden of TB, or from rapid improvement in case-
the different age and sex strata according to the disag- finding efforts).
gregation of the combined population of countries with Missing national aggregates of new and relapse cases
VR data (with standardization against the individual were imputed by cubic spline interpolation. However,
country’s age and sex distribution). TB deaths in HIV- notification trajectories were not automatically smoothed
positive people were not disaggregated by age and sex over time to avoid introducing systematic errors in coun-
due to limited data from countries with functional VR tries where time-changes are reflecting true changes in
systems. the epidemiology of TB. Attempts to obtain corrections
for historical data are made every year, but only rarely
1SPKFDUJPOTPGJODJEFODF
QSFWBMFODFBOE do countries provide appropriate data corrections. It
NPSUBMJUZVQUP is therefore generally unclear when bumps in notifica-
Projections of TB incidence, prevalence and mortality tions are most likely reflecting reporting errors. Future
rates up to 2015 enable assessment of whether global regional workshops will include a systematic effort to
targets set for 2015 are likely to be achieved at global, correct for such data deficiencies using expert opinion,
regional and country levels. Projections for the years for those cases where corrections appear necessary.
2010–2015 were made using log-linear regression mod- Mortality estimates incorporated the following sourc-
els fitted to rates from 2006–2009, with the assumption es of uncertainty: sampling uncertainty in the under-
that recent trends would continue. lying measurements of TB mortality rates from data
sources, uncertainty in estimates of incidence rates and
&TUJNBUJPOPGVODFSUBJOUZ rates of HIV prevalence among both incident and noti-
There are many potential sources of uncertainty asso- fied TB cases, and parameter uncertainty in the Bayesian
ciated with estimates of TB incidence, prevalence and model. Time-series of TB mortality were generated for
mortality, as well as estimates of the burden of HIV- each country through Monte Carlo simulations.
associated TB and MDR-TB. These include uncertainties Unless otherwise specified, uncertainty bounds and
in input data, in parameter values, in extrapolations ranges were defined as the 2.5th and 97.5th centiles of
used to impute missing data, and in the model used. outcome distributions. Throughout this report, ranges
We used fixed population values from the UNPD. We with upper and lower bounds defined by these centiles
did not account for any uncertainty in these values. are provided for all estimates established with the use of
Notification data are of uneven quality. Cases may be simulations. When uncertainty was established with the
underreported (missing quarterly reports from remote use of observed or other empirical data, 95% confidence
administrative areas are not uncommon), misclassified intervals are reported.
(in particular, misclassification of relapse cases in the The model used the following sequence: (1) incidence
category of new cases is common), or over-reported as a estimation, (2) estimation of HIV-positive TB incidence,
result of duplicated entries in TB information systems. (3) estimation of mortality, (4) estimation of prevalence.
The latter two issues can only be addressed efficiently By design, some steps were independent from each other
in countries with case-based nationwide TB databas- (for example, step 4 may be done before or after step 3).
es that include patient identifiers. Sudden changes in The general approach to uncertainty analyses was
notifications over time are often the result of errors or to draw values from specified distributions for every
8)03&1035 (-0#"-56#&3$6-04*4$0/530-
parameter (except for notifications and population estimates produced using the just-described simulations
values) in Monte Carlo simulations, with the number were then used as the building blocks for further simula-
of simulation runs set so that they were sufficient to tions, from which aggregated summaries at global and
ensure stability in the outcome distributions. The same regional levels for incidence, prevalence and mortality
random generator seed was used for every country, and were drawn. Two sets of simulations were run, the first
errors were assumed to be time-dependent within coun- to produce aggregates at regional level and the second
tries (thus generating autocorrelation in time-series). to produce aggregates at global level. These summary
Regional parameters were used in some instances (for estimates are the result of simulations based on non-
example, for CFRs). Summaries of quantities of interest symmetric distributions. As a result, best estimates for
were obtained by extracting the 2.5th, 50th and 97.5th regions do not necessarily sum to the best estimate for
centiles of posterior distributions. The country-specific the world.
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Estimated values are shown as best estimates followed
by lower and upper bounds. The lower and upper
bounds are defined as the 2.5th and 97.5th centiles of
outcome distributions produced in simulations.
See %22)< for further details.
Estimated numbers are shown rounded to two
significant figures. Estimated rates are shown rounded
to three significant figures unless the value is under
100, in which case rates are shown rounded to two
significant figures.
Estimates for all years are recalculated as new
information becomes available and techniques are
refined, so they may differ from those published in
previous reports in this series. Estimates published in
previous global TB control reports should no longer be
used.
(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
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Estimated values are shown as best estimates followed
by lower and upper bounds. The lower and upper
bounds are defined as the 2.5th and 97.5th centiles of
outcome distributions produced in simulations.
See %22)< for further details.
Estimated numbers are shown rounded to two
significant figures. Estimated rates are shown rounded
to three significant figures unless the value is under
100, in which case rates are shown rounded to two
significant figures.
Estimates for all years are recalculated as new
information becomes available and techniques are
refined, so they may differ from those published in
previous reports in this series. Estimates published in
previous global TB control reports should no longer be
used.
(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
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(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
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Estimated values are shown as best estimates followed
by lower and upper bounds. The lower and upper
bounds are defined as the 2.5th and 97.5th centiles of
outcome distributions produced in simulations.
See %22)< for further details.
Estimated numbers are shown rounded to two
significant figures. Estimated rates are shown rounded
to three significant figures unless the value is under
100, in which case rates are shown rounded to two
significant figures.
Estimates for all years are recalculated as new
information becomes available and techniques are
refined, so they may differ from those published in
previous reports in this series. Estimates published in
previous global TB control reports should no longer be
used.
(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
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!#
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>;;A @>A <7?AD <7F F ; <7A@< <7<A< C>@ @F ? ?D< <7<;> <7>;? F CD C>F @<< >@@ <:A
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7-7 7?<7##7>;<;:7 - 7
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Estimated values are shown as best estimates followed
by lower and upper bounds. The lower and upper
bounds are defined as the 2.5th and 97.5th centiles of
outcome distributions produced in simulations.
See %22)< for further details.
Estimated numbers are shown rounded to two
significant figures. Estimated rates are shown rounded
to three significant figures unless the value is under
100, in which case rates are shown rounded to two
significant figures.
Estimates for all years are recalculated as new
information becomes available and techniques are
refined, so they may differ from those published in
previous reports in this series. Estimates published in
previous global TB control reports should no longer be
used.
(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
$PVOUSZOPUFT
)9GSYRXVMIW
Notification data for countries that are members of the
European Union were not available on 31 August 2010.
These data will be provided on-line when available.
(IRQEVO
Data for Denmark exclude Greenland.
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(SBQIT
Graphs where displayed show data from all years within
the range stated.
%BUBTPVSDF
Data shown in this annex are taken from the WHO
global TB database on 31 August 2010. Data shown
in the main part of the report were taken from the
database on 17 June 2010. As a result, data in this
annex may differ slightly from those in the main part of
the report.
Data can be downloaded from www.who.int/tb/data.
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1995 1997 1999 2001 $15BOE"35GPS)
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2003 2005 2007 *7QPTJUJWF5#QB
2000 UJFOUT
Patients
HIV-positive
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I0EFSVEXSV] 35
N TVS´PIWEVIEZEMPEFPIJSVEPPGSYRXVMIWXLEXLEZIVITSVXIHHEXE
5
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2002 2005 2008 2011
N TVS´PIWFEWIHSRXLIQSWXYTXSHEXIHEXEEVIEP[E]WEZEMPEFPI
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25
20
Global Fund
Grants
20
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US$ millions
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Loans
MDR-TB
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US$ millions
15 10
Government, DOTS
NTP budget
(excl loans)
10
5
5
0 2008
2011
XLIJYPPVITSVX
2005
2002
EFE
C ZMJOFJUFN
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2011
2008
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2005
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35 20
30 OR/surveys/ot
her
PPM/PAL/
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US$ millions
15
25 PPM/PAL/ TB/HIV
ACSM/CBC
MDR-TB
US$ millions
20 10
TB/HIV
N MXMWTSWWMFPIJSVSXLIV[IFWMXIWXSPMROXSTEVXMGYPEVGSYRXV]TVS´PIW
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15 MDR-TB
5 Budget funded
10 DOTS
2009
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5 0 2008
2007
0 2011
2008
2005
2002
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treated
budget
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PSGEXIHMREJI[GPMGOWYWMRKPMROWSRXLI;,3[IFWMXI
US$ per patient
required MDR-TB
treated
50000 funding
150 DOTS funding 40000 received
US$ per patient
received
30000
100 20000
-RXLIVSYRHSJKPSFEP8&HEXEGSPPIGXMSRXLIEMQMWXLEXGSYRXV]
10000
50 0 2011
2009 2010
2008
0
TVS´PIW [MPP EPWS FI KIRIVEXIH JSV ZMI[MRK F] XLSWI VITSVXMRK HEXE
2011
2010
2009
2008
64&0'(&/&3"-
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0VUQBUJFOUDBSF
120
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500
450 Number of beds
100
80
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TVSQTXMRKVIZMI[ERHGSVVIGXMSRSJHEXEVITSVXIHMRIEVPMIV]IEVW
Number of visits
300 required
250 40
XXXXIPJOUUCEBUB
200
20
150
100 2010 2011
0 2009
2007 2008
50
0 2010 2011
2008 2009
2007
REPTVS´PI
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Global Tuberculosis Control WHO REPORT 2010
The World Health Organization monitors
the global tuberculosis epidemic in support
of national TB control programmes.