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Article history: The paper presents an analysis of the horizontal displacement of surfaces induced by exploitation in a
Received 2 January 2015 longwall panel. The panel under discussion is No. 698 of Prosper Haniel coal mine, Germany. The author
Received in revised form discusses both the distribution of displacement vectors, according to the theory assuming surface point
16 March 2015
displacement towards the center of gravitation (COG) zone of a selected deposit element, and the
Accepted 17 March 2015
Available online 8 May 2015
analysis of horizontal displacement measurements, based on the assumption that the value of horizontal
displacement is proportional to the slope of the subsidence trough. Finally, the value of horizontal
displacement coefficient B is estimated for particular longitudinal and transverse measurement section
Keywords:
Horizontal displacements/movements
of the analyzed longwall No. 698.
Surface deformations Ó 2015 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting by
Mining exploitation Elsevier B.V. All rights reserved.
Horizontal displacement coefficient
Center of gravitation (COG) zone
1. Introduction Knothe (1953), NCB (1975), etc., estimations of the values and
distribution of horizontal movement are still unclear.
Underground longwall excavation creates deformations inside This paper presents the monitoring and analysis of horizontal
the rock mass which can appear on the surface. One indicator of movements caused by a single longwall panel excavation, No. 698.
such a deformation is the vector of rock mass movement, which can Analysis was carried out based on two the most popular hypotheses
be easily divided into two components: vertical and horizontal of horizontal movements:
movements. In the past, many scientists have dealt with the
problem of vertical movement (subsidence) determination. Due to (1) Theories assuming the displacement of surface points towards
the subsidence of rock mass caused by underground mining, such the center of gravitation (COG) of a selected element of deposit,
operations have been observed and quantified since early 20th e.g. the theories of: Keinhorst (1925), Bals (1931/1932),
century. Work on subsidence calculation methods was started by Lehmann et al. (1942), Sann, Beyer (Lehmann et al., 1942),
Schmitz (Lehmann et al., 1942). Later, Awierszyn (1947) proposed a etc., and
methodology assuming the kinetics of the rock displacement pro- (2) Theories assuming that the value of horizontal displacement
cess in analytical solutions, which allowed for the introduction of u(x, y) is proportional to the slope of subsidence trough profile
universal theoretical descriptions of rock mass movement. The T(x, y) (Awierszyn, 1947), e.g. Knothe’s method and Ruhrkohle
above proposal gave rise to the intensive development of calcula- method.
tion methods, especially methods based on the normal distribution
of mining influence, like Knothe’s method (Knothe, 1953, 1984; To sum up, both the COG theory and the hypothesis of
Sroka et al., 2011) and Ruhrkohle method (Sroka, 2010; Sroka Awierszyn (1947) indicate the proportionality between the vector
et al., 2011). of horizontal displacement and the vector of subsidence trough
But in spite of the many theories and methods used to calculate profile slope.
surface deformations above underground operations, inter alia,
Keinhorst (1925), Sann (Lehmann et al., 1942), Bals (1931/1932), 2. Examples of the Gauss distribution method used to
calculate mining-induced surface deformations
* Tel.: þ48 126376200 (55). Most theories used for surface deformation calculations are
E-mail address: tajdus@img-pan.krakow.pl. based on the Gauss distribution function. And from it, two methods
Peer review under responsibility of Institute of Rock and Soil Mechanics, Chi- were commonly used in Europe, China and the United States. These
nese Academy of Sciences.
1674-7755 Ó 2015 Institute of Rock and Soil Mechanics, Chinese Academy of Sci-
are: Knothe’s method (Knothe, 1953, 1984; Sroka et al., 2011) and
ences. Production and hosting by Elsevier B.V. All rights reserved. Ruhrkohle method (Sroka, 2010; Sroka et al., 2011). In a strictly
http://dx.doi.org/10.1016/j.jrmge.2015.03.012 mathematical sense, both the above-mentioned methods are
396 K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403
ZZ " #
ag ðx xA Þ2 þ ðy yA Þ2
wðxA ; yA Þ ¼ c 2 exp pc dP (2)
r r2
P
vTx vTy 1 vTx vTy
p tan b ¼ k tan g
2 2
(1) Kxx ¼ ; Kyy ¼ ; Kxy ¼ þ (5)
vx vy 2 vy vx
where b is the angle of main influences’ range according to Knothe’s qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
theory, g is the limit angle of the Ruhrkohle method, and k is the vwðx; yÞ vwðx; yÞ
ux ¼ B ; uy ¼ B ; umax ðx; yÞ ¼ u2x þ u2y
coefficient which is equal to ln0.001. vx vy
These classic theories suggest that mining-induced surface (6)
displacement can be described by means of the function of in-
fluences, and in the case of a three-dimensional (3D) problem,
vux vuy 1 vux vuy
exploitation of any field results in the subsidence of point A on a εxx ¼ ; εyy ¼ ; εxy ¼ þ (7)
vx vy 2 vy vx
terrain surface, which can be illustrated with the following
equation:
Fig. 2. Survey measurements contour lines along with measurements points of: (a) horizontal displacement in x direction (mm), (b) horizontal displacement in y direction (mm).
K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403 397
Fig. 4. 3D analyzed mining situation along with the position of surface measurement points (at the level of þ60 m).
398 K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403
Fig. 6. Graphic representation of the course of all vector directions in the yz plane.
K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403 399
of better clarity and accuracy of the illustrations, the vectors of cut through the horizontal plane at the depth of 250 m, it can be
horizontal displacements were crossed with the xy planes at the clearly seen that, for the considerable number of measurement
depths of 100 m, 150 m, 200 m, 250 m, 300 m, 350 m, 400 m, 500 m, points, their displacement vectors run within the field positioned
600 m, 700 m, 800 m and 900 m, respectively, thus creating regular above the exploitation void.
sections between the planes. Generally, the observations and analyses indicated that the
The character of the course of the majority of vectors seems to vectors of displacements marked for the measurement points, as
clearly indicate that the measurement points on the surface tend to well as their directions, approach a particular zone with a shape of
displace towards the exploitation void, which appeared as a result ellipsoid, which is positioned above the exploitation void. The zone
of the excavation of the field marked with a white rectangle. Such a can be referred to as “the COG zone”. Fig. 8 presents three ellipsoids
situation is even more evident in the horizontal xy cross-sections simulating the COG zone with the areas of 7667 m2 for ellipse P1,
made at various depths (Fig. 7). For example, if we study Fig. 7b 28,203 m2 for ellipse P2, and 70,418 m2 for ellipse P3. These ellipses
more carefully, presenting the displacement vectors from the initial were drawn for three different cross-sections at the depths of
position of measurement points to their position for the fifth 200 m, 250 m and 300 m, respectively. It was observed that at the
measurement and the direction of those vectors to the point they depth of 250 m, the ellipse P1 embraces 13 points crossing between
Fig. 7. Displacement vectors of measurement points for characteristic cross-sections at the depths of: (a) 200 m, (b) 250 m, (c) 300 m, and (d) 350 m, respectively.
400 K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403
the section and the directions of measured vectors of displace- horizontal displacement u(x, y) is proportional to the slope of
ments; ellipse P2 embraces 7 such points, whereas ellipse P3 em- subsidence trough profile T(x, y). But to properly calculate hori-
braces 11 points. zontal deformations, the value of displacement coefficient B should
For the 40 analyzed measurement points and the sample be estimated.
exploitation panel of 270 m 294 m, such a zone occurs at the In order to analyze the distribution of coefficient B values for the
depth of approximately 250 m. In its vicinity, there appears to be a exploitation area of the longwall panel No. 698 of the Prosper
large concentration of vector directions marked on the basis of the Haniel coal mine, as many as a dozen measurement cross-sections
measurements of 3D displacements of the given points (example in perpendicular to the panel length were made (Fig. 10).
Fig. 9). Only the displacement vectors of several points (i.e. 16, 20, For the above-mentioned cross-sections, a diagram presenting
32, 33 and 36) and marking their directions have a dissimilar the values of horizontal displacement (movements) in the direction
course, which may be caused by numerous geological factors or by of the cross-section u(a) in the function of slope value in the same
a measurement error. cross-section T(a) was made. Fig. 11a and b show the sample dia-
grams of horizontal displacement in the direction u(a) in the slope
function T(a) for the cross-sections Nos. 7(a) and 12(b), respectively.
3.2. Analysis of displacement coefficient B variations
For the cross-sections presented above, function correlations
between horizontal displacements and slopes were determined
Different approaches to the analysis of horizontal surface
movements are based on the assumption that the value of using linear regression method (cf. Table 1). In the formulae
Fig. 9. Graphic representation of selected vectors projected on the yz plane crossing the horizontal xy plane at the depth of approximately 250 m.
K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403 401
Table 1
Matching formulae for linear regression for the cross-sections perpendicular to the
longwall panel No. 698.
1 u(a)¼255.9Tþ80.1 0.684
2 u(a)¼305.1Tþ99 0.877
3 u(a)¼323.2Tþ113.1 0.919
4 u(a)¼300.2Tþ110.9 0.917
5 u(a)¼267.6Tþ92.6 0.912
6 u(a)¼223.7Tþ37.8 0.943
7 u(a)¼190.8T4.6 0.965
8 u(a)¼151.2T38.7 0.875
9 u(a)¼162.2T17.4 0.916
10 u(a)¼177.8T4 0.948
11 u(a)¼188.5Tþ1.2 0.97
12 u(a)¼209.2Tþ3 0.982
Fig. 11. Horizontal displacement diagram in the cross-section direction u(a) in the slope function T(a) for the cross-sections No. 7(a) and No. 12(b).
402 K. Tajdus / Journal of Rock Mechanics and Geotechnical Engineering 7 (2015) 395e403
Fig. 12. Matching formula of linear regression for the summary values of parameter B for the cross-sections: (a) No. 1 to No. 6, and (b) No. 7 to No. 12.
hypothesis of Awierszyn (1947) by the value of the intercept. In The study also specified that the average displacement coeffi-
order to approximate those values for the solution presented by cient for cross-sections perpendicular to the advance of the mining
Awierszyn (1947), it was assumed that the linear regression lines front equals B ¼ 205 m (B ¼ 0.21H, or B ¼ 0.47r for tanb ¼ 2.2). It
cross exactly in the origin. The results of such a matching were should be noted that, according to numerous studies on the influ-
presented for several sample summary cross-sections: ence of time on the distribution of measured deformations hitherto
carried out in German mines, a minimum period necessary for
(1) For the summary cross-sections No. 1 to No. 6: u(a)¼237.4T, achieving a stabilized (stationary) subsidence trough ranges be-
where R2 ¼ 0.755; tween 3 and 6 months. This means that analyses for the initial
(2) For the summary cross-sections No. 7 to No. 12: u(a)¼170.8T, cross-sections numbered as 1 and 2 were actually carried out for
where R2 ¼ 0.905; non-stationary deformations. The determined value of coefficient B
(3) For the summary cross-sections No. 1 to No. 12: u(a)¼205.7T, for the sections numbered from 3 to 12 was B ¼ 204 m (B ¼ 0.21H,
where R2 ¼ 0.779. or B ¼ 0.47r for tanb ¼ 2.2).
In summary, optimal matching was obtained for the sections
For the estimated values of the horizontal deformation coeffi- crossing the middle of exploitation field (No. 7), as well as for
cient B, the value of standard deviation of S ¼ 59 m was determined, sections outside the contour of the wall (Nos. 11 and 12).
which means that a single value of coefficient B was determined
with the accuracy of 26%.
Conflict of interest
4. Conclusions The author wishes to confirm that there are no known conflicts
of interest associated with this publication and there has been no
The prognostic values of horizontal surface displacements above significant financial support for this work that could have influ-
a mining exploitation area still pose numerous doubts regarding enced its outcome.
their validity. Studies and observations carried out in situ seem to
indicate that the following factors, inter alia, influence the distri-
bution of horizontal displacement: the position of a given point in Acknowledgments
relation to exploitation, rock mass properties, hydrogeological
conditions, tectonics, depth of exploitation, thickness of excavated The project was financed by the National Science Center of
deposit, method of exploitation or speed of mining performance. Poland granted on the grounds of decision No. DEC e 2011/01/D/
The analysis of the course of horizontal displacement vectors ST8/07280.
after excavation of wall No. 698 proved logical and expected senses
and directions of measured vectors. Therefore, in relation to the References
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Deutscher Markscheider-Verein e.V, Mitteilungen aus dem Markscheidewesen; Krzysztof Tajdus graduated as a Mining Engineer (2003)
1942 (in German). from AGH University of Science and Technology in Krakow
National Coal Board (NCB). Subsidence engineers’ handbook. London, UK: Mining (AGH-UST), Poland. He got MSc Engineer in Geomechanics.
Department, National Coal Board; 1975. After graduation he started working for Strata Mechanics
Sroka A. Surface movement measurements using GPS above turning longwall panel. Research Institute of the Polish Academy of Sciences (2003
In: IGSMiE PAN, Kraków, vol. 1. Kraków, Poland: Kraków Publishing House; up today). In 2008 he defended a double Ph.D. degree: one
2000. p. 361e70 (in Polish). in the field of mining and geological engineering at AGH-
Sroka A. Influence of exploitation velocity on surface deformation. In: IGSMiE PAN, UST in Krakow, Poland, the other in the field of soil me-
Krakówvol. 1. Kraków, Poland: Kraków Publishing House; 2010. p. 523e48 (in chanics at TU Bergakademie Freiberg, Germany. In 2009
Polish). he has become the youngest member of the Polish Com-
Sroka A, Tajdus K, Preusse A. Calculation of subsidence for room and pillar and mittee on the State Mining Authority for the state of water
longwall panels. In: Proceedings of the 11th Underground Coal Operations’ and rock roof collapse hazard in Salt Mine “Wieliczka” S.A.
Conference, University of Wollongong & the Australasian Institute of Mining Since 2010 he has been a full member of the Polish Com-
and Metallurgy; 2011. p. 83e90. mission of the State Mining Authority for the Surface Pro-
Stocks S, Sroka A. Design of longwall panels for mining damage reduction. In: tection. In 20112014 he was working at the AGH-UST, Faculty of Drilling, Oil and Gas
Proceedings of the 11th International Congress of the ISM, Kraków; 2000. and from 2014 he is a guest professor at Binh Duong University, Vietnam. He has work-
p. 183e90 (in German). ing in more than 60 projects in whole Europe related to mining-induced rock mass
Tajdus K. Mining-induced surface horizontal displacement: the case of BW Prosper deformation and mining damages, rock mass stabilization, rockburst, tunneling, hy-
Haniel mine. Archive of Mining Science 2013;58(4):1037e55. draulic fracturing, CBM. He is currently the member of ISRM and the Section of Rock
Tajdus K. The nature of mining-induced horizontal displacement of surface on the Mechanics and Underground Building, Committee of Mining, Polish Academy of
example of several coal mines. Archive of Mining Science 2014;59(4):971e86. Sciences.