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Death, honor, and loyalty: The bushido ideal. By: Hurst III, G. Cameron.
Philosophy East & West. Oct90, Vol. 40 Issue 4, p511. 17p. Abstract:
Discusses the concept of bushido. Efforts of Nitobe Inazo; Value of
loyalty; Legal implications of the Ako incident. Reading Level (Lexile):
1560. (AN: 9609192962)
Database: MasterFILE Premier
DEATH, HONOR, AND LOYALITY: THE BUSHIDO IDEAL
I was traveling in Japan, Korea, and Hong Kong when the Showa Emperor passed away, and I must admit (as
an American historian of Japan trained in what might be called the "Reischauer era"), I was somewhat
surprised at the vitriolic reaction of so many people, in both the East and the West, toward any signs of
Japanese sympathy for this man, who many still regard as ultimately responsible for Japan's war crimes. A full-
page advertisement in the New York Times on February 16th by the Committee on the Case Against Hirohito,
for example, referred to him as the "other Hitler" and called for his condemnation in a court of world opinion.(
n1)
The emotional reaction to the emperor's death and funeral protocol, as well as discussions with many who
were not Japan specialists, impressed upon me once again the widespread belief that the behavior of
Japanese forces in World War II was conditioned by adherence to the old samurai code of ethics called
bushido[a], which emphasized unflinching loyalty to the emperor, even to the point of willingly sacrificing one's
life, by suicide if necessary. Bushido in many Western minds, as represented, for example, in Baron Russell's
The Knights of Bushido, is intimately linked to the rise of Japanese imperialism, kamikaze[b] attacks, suicide
charges, and prisoner-of-war atrocities.( n2) That this is a historical perversion--that even if there was a
modern bushido that functioned as a normative ethical code for Japanese troops, it might in fact be a modern
creation, with no real link to any Japanese traditional set of ethics, real or imagined--is seldom considered.
I hope to do two things in this article. First, I want to discuss the concept of bushido and the term itself, for both
the Western and Japanese understandings of this term and the associated set of moral values have been
terribly distorted in the written record in both countries and as well by the events of modern history. Then I want
to examine the often linked concepts of loyalty, honor, and death in medieval and early modern Japan to see if in
fact there is any consistent view of them, specifically a view to which the label bushido can be attached.
NITOBE INAZO AND BUSHIDO

One wonders whether the modern Japanese themselves, let alone those of us in the West, would ever have
heard of bushido had it not been for the efforts of Nitobe Inazo (1862-1933). In almost every way imaginable,
Nitobe was the least qualified Japanese of his age to have been informing anyone of Japan's history and
culture. The Christian son of a late Tokugawa samurai from Morioka who was educated largely in English at
special schools early in the Meiji era Nitobe was one of the "Generation of Masters of English"( n3) who could
communicate with foreigners to a degree that even the most ardent exponents of kokusaika[c]
("internationalization") today would envy. Here was a man far more familiar with the themes and metaphors of
classical Western literature than those of his native Japan, far more certain of the dates and events in Western
than in Japanese history, who nonetheless set out to present to the West a view of the ethics of premodern
Japan that has been accepted rather uncritically ever since. Indeed, Nitobe's Bushido: The Soul of Japan
became not only an international bestseller, but served as the cornerstone for the construction of an edifice of
ultranationalism that led Japan down the path to a war she could not win.
http://web.a.ebscohost.com.proxy.mcpl.lib.mo.us/src_ic/delivery?sid=f7d18864-d973-4b68-b7cf-9d0195c3b162%40sessionmgr4009&vid=10&hid=42... 1/13
Nitobe was born in 1862 during the turbulence of the bakumatsu[d] era, but almost immediately embarked upon
an educational career that in a sense isolated him from the main events of the age. He began the study of
English at age nine and, after several years of study in Tokyo, went off at fifteen to school in Hokkaido, where he
became a Christian and studied primarily agricultural economics, in English, from Americans.( n4) Hokkaido
was only just becoming a real part of Japan, so Nitobe was essentially isolated spatially, culturally, religiously,
and even linguistically from the currents of Meiji Japan. In the words of one observer, Nitobe was "the most de-
orientalized Japanese I have ever met."( n5) Yet at the same time, as one who had consciously embarked on a
course of personal "civilization and enlightenment," Nitobe was a quintessentially Meiji man.
One need not dwell extensively on the problems this background created for Nitobe's writings on Japan. To put
it bluntly, he had a very shallow understanding of Japanese history and literature, as the numerous errors in his
Japanese and English writings demonstrate, and indeed as he himself admitted to Japanese--but not to foreign-
-audiences.( n6) He simply had little training in these disciplines, and had not read virtually any classical texts.(
n7) Although Nitobe achieved his goal of becoming a "bridge" between Japan and the West, the foundation of
that bridge was shaky at best. His extreme erudition in English, his exemplary character, his marriage to an
American Quaker lady, his devout Christianity--these traits combined to convince Westerners, even people like
President Theodore Roosevelt, to accept his pronouncements at face value.( n8) Yet Roosevelt's endorsement
of Bushido as a way to learn about Japan did not make the book any more accurate. Nitobe is acclaimed for his
contributions to mutual understanding between the United States and Japan (the Japanese government put his
portrait on the 5,000 yen note in 1984), but his writings in fact advanced this cause little because of their
inaccuracies.
No work of Nitobe's has been more highly acclaimed than his 1899 "classic," Bushido,( n9) yet it is perhaps the
most misleading of all his writings. Nitobe was not even aware when he wrote the book that the term bushido
existed: he thought he was coining a new word, and he expressed some surprise several years later when a
Japanese pointed out to him that the word actually existed in Tokugawa times!( n10) Thus Nitobe's
contemporary, Basil Hall Chamberlain--who was virtually me only one with courage enough to challenge him at
the Time--was not incorrect when he referred to the excitement over Nitobe's bushido as the "invention of a
new religion."
Nitobe's book and the concept of bushido captured the minds of many Japanese during the outburst of
nationalism that accompanied the nation's victories in the Sino- and Russo-Japanese wars. Bushido was
suddenly everywhere. Nakariya Kaiten wrote, also in English, of bushido as the "religion" of Japan. Takagi
Takeshi wrote comparing bushido and chivalry, summing up bushido in twenty doctrines.( n11) The well-known
philosophy scholar Inoue Tetsujiro even collected together Edo period works in the Bushido sosho[e], whose
avowed purpose was to develop Japan's national defense capabilities by inculcating this spirit in them.( n12)
Through such efforts, Nitobe's bushido was ultimately linked by ultranationalists to the movement for "national
purity" (kokusui shugi[f]).
Nitobe's fellow Christian Uchimura Kanzo even went so far as to imagine that "Bushido is the finest product of
Japan.... Christianity grafted upon Bushido will be the finest product of the world. It will save, not only Japan, but
the whole world."( n13) Ienaga Saburo's analysis of Uchimura's remark could apply to Nitobe as well, and he
echoes my own feeling about the whole fuss made over bushido in Meiji times: "What Uchimura thought was
bushido was merely an illusion created by projecting Puritanism, which he had learned from the West, on
Japan."( n14)
Let me summarize my conclusions concerning the image of Japanese samurai ethics engendered by Nitobe's
work and that of others who built upon it. I do not argue that the moral values Nitobe discusses in Bushido--
loyalty, veracity, honor, and so forth--were not present in the Japanese people in Meiji or pre-Meiji times, or is not
today for that matter. Rather my objection to Nitobe is simply that to imagine that there was a normative system
of ethical thought, a "code" of behavior that was first universal among the samurai and then in fact became the
"soul" of all Japanese citizens, and that this body of ethical thought was called bushido, whose tenets could be
recited as readily as the Ten Commandments, or the Boy Scout Motto, is simply inaccurate. I tend to agree with
the anonymous American reviewer of the book in 1900, who wrote that "To our mind the whole thesis is
singularly destitute of historical support."( n15)
Yet the lesson gleaned by many Westerners from Nitobe's book is that premodern Japanese samurai behaved
according to a strict and explicit code of ethics called bushido, whose values were generally seven in number,
following roughly the chapters in Nitobe's volume: justice, courage, benevolence, politeness, veracity, honor,
and loyalty.( n16) These values were then inculcated in the Japanese populace at large, becoming the "soul" of
the people. Many in the West seem to believe that these same ethical principles were then directly transmitted
to the citizenry of Meiji Japan; and when Japan began to "advance" into Asia in the name of the emperor, it was
again the surviving feudal ethical code which shaped Japanese behavior. In fact, some even argue that the
ethics of bushido still motivate Japanese today. The marketing of the English translation of Miyamoto Musashi's
Book of Five [Rings several years ago was based essentially on the premise that the modern Japanese
businessman is merely a samurai in Brooks Brothers clothing!( n17)
Unfortunately, there are few serious academic works on the samurai in history and the nature of bushido. Most
are of a popular nature, or written by nonspecialists, or present the limited, personal view of a single author
from which readers form impressions of an entire class. The following description of the samurai is fairly
representative of what I come across all the time.
A samurai devotes his entire life to a single moment of perfect honor and loyalty. He is a warrior who kills in
ancient ways shrouded in mystery and mysticism but who, ultimately, turns the sword on himself. He is a
scholar and priest who searches the meditations of selflessness for the knowledge to kill with inner peace--and
die with inner calm. He is a man with only one lord--a servant who must kill himself when his master dies.
Then, and only then, is he the perfection of mind and body--the triumph of honor over mortality.( n18)
The samurai is thus depicted as some sort of spiritual killing machine, absorbed in loyalty and death, the death
not only of others, whom he dispatches with equanimity for his master, but also of himself--which he is honor-
bound to bring about when his lord dies. And of course it is bushido which guides this behavior. How are we to
deal with this image?
BUSHIDO IN HISTORY
Actually, the term bushido appears in modern English publications, most notably martial-arts magazines, more
often than it did in premodern Japanese texts. Even though unfamiliar with Tokugawa works, Nitobe imagined
the term to have been his own. He was not totally wrong. In fact, it is only in the sengaku[g] era that the term
appears. Furukawa Tesshi finds it first in several sixteenth-century works, but considers the Koyo gunkan[h]
(not actually compiled until the early seventeenth century) to be the first text to articulate something called
bushido as a behavioral pattern.( n19) And only in the subsequent Edo period does it gain some currency,
although even then it is not widely used: works like Yamamoto Tsunetomo's Hagakure[i] and Daidoji Yuzan's
Budo shoshinshu[j] which use the word are relatively rare. Indeed, Furukawa finds that in the sixty volumes
included in Inoue's Bushido sosho (Collected Works of Bushido), only ten of the volumes even use the term,
and of those, only four use it with any frequency.( n20)
Far more common in the Edo period were terms like shiko[k], budo[l], and bushi no michi[ m]. Throughout
medieval Japan there were a number of house laws (kaho[n]), house precepts (kakun[o]), and other documents
espousing a variety of moral values among samurai; but it was really during the Tokugawa or Edo period (1600-
1868), when samurai literacy became almost universal, that works addressing the morality of the ruling
samurai class circulated widely. Some were abstruse tomes of moral philosophy, some were manuals of
behavior for the warriors of a certain domain. They were written largely from a Neo-Confucian point of view,
although there were, of course, a number of heterodox schools which held differing perspectives from that of
the orthodox school supported by the Tokugawa family.
But within the broad range of Tokugawa intellectual discourse, which today appears to us in most studies as
distinct "schools" of thought, it would be a mistake to assume that there was one school called "Bushido" with a
capital B which saw itself distinct from the orthodox Neo-Confucian School, the Wang Yang-ming School, and
so forth. A Tokugawa samurai did not make a conscious choice to enter an academy whose title was
something like "Hall of Bushido Study," and when he was asked in casual conversation what set of beliefs he
espoused, he would not have immediately replied "Why, Bushido of course."
The questions for us today, then, interested as we are in Japanese morality in the premodern period, are: was
there in fact no universal "code" of behavior for the samurai class, whatever you wish to call it? Was there
something called bushido, and if so, what was it? Was it a "religion of the samurai," to use a term employed by
people from Nakariya Kaiten in the Meiji era to Professor Bloomberg today?( n21)
The few Tokugawa works which explicitly use the term bushido turn out, in fact, to be a very narrow stream of
thought essentially out of touch with the broader spectrum of Confucian ideas to which most of the samurai
class adhered. There was no well-articulated series of six or seven values; the primary emphasis in the
Hagakure, Budo shoshinshu, and similar writings is an excessive attachment to the ideals of the late sixteenth
century, focusing especially on loyalty, duty, and courage.( n22) They also idealize a reckless death offered up
in the lord's name: as Tsunetomo put it "The way of the samurai is found in death," or, even more bluntly,
"simply become insane and die as though mad (shinigurui[p])."( n23)
This formulation of a "way" of the warrior was seen by mainline Confucian moralists as an essentially outdated
feudal ideology, what Ogyu Sorai called an "evil custom from the sengoku era."( n24) Saito Setsudo, in his
Shido yoron[q], saw these ideas as incomplete, out of touch with the "Way of the Sages" as enunciated by
Mencius, and in need of alteration. While Sorai, Stesudo, and other scholars were equally concerned with good
Confucian moral principles like loyalty, honor, and duty, they disagreed with people like Tsunetomo over the
meaning and application of these values. And they certainly disagreed over the idea of a reckless, irrational
death. They had their own ideas of the proper "way" of the samurai, but then it was not the bushido of the
Hagakure.
THE VALUE OF LOYALITY

In my courses, I always ask students for their impressions of Japan and the Japanese. Without question, the
most frequently mentioned characteristic of the Japanese is their "loyalty." This loyalty goes beyond mere
conditioned behavior in the minds of many students, who seem to have the impression that the Japanese are
almost "genetically" loyal: it is somehow implanted in their chromosomal makeup to be loyal. The two most
commonly cited examples of loyalty are that of the samurai to his lord, based upon the bushido code, and the
loyalty of the contemporary Japanese worker to his company. The latter impression can be regarded as a
victory for the Foreign Ministry's public relations campaign, but both instances present us with problems.
Are the Japanese "genetically" loyal, any more so than other peoples? To whom and to what? Why? In fact, are
not most of the Japanese ethical statements--whether taken from Nitobe's Bushido, the Buke shohatto[r], or the
various slogans espoused by Japanese firms--similar to those statements found in such Western sources as
the Ten Commandments, Samuel Smiles, Poor Richard's Almanac, and the Boy Scout Motto? In fact, it occurs
to me that the "trustworthy, loyal, helpful, friendly, courteous, kind, obedient, cheerful, thrifty, brave, clean, and
reverent" moral standards of the Boy Scouts are fully consistent with Nitobe's ethics, suggesting that full
application of them would have made one a damn fine Tokugawa samurai. In one sense, Nitobe was correct,
insofar as what he tried to do in his work was suggest that medieval European chivalry and Japanese bushido
were not so different after all. Thus Nitobe's cluster of ethical principles is inclusive enough to be almost
universal, making it at the same time not too useful in assessing samurai behavior. In fact, the values he lays
out in his book are no more than those found in almost any Confucian work, and there is no reason to lump
them together as something called bushido.
What about loyalty as a part of a samurai code of ethics, whatever we wish to call it? Clearly, from as early in
Japanese history as the period when Chinese writing and its corresponding philosophy entered Japan, loyalty
was regarded as perhaps the prime virtue that a Japanese, soldier or otherwise, could possess. The theme of
loyalty runs throughout Prince Shotoku's Seventeen Article Constitution of 603. Loyalty is indispensable to
state-building, and the entire Japanese structure of legitimacy--the official histories which enshrined the imperial
mythology, the Ise Shrine, the imperial regalia, the biological basis of kingship, the rituals of reenactment--was
originally designed to achieve acquiescence to this absolutist rule, that is, to inculcate loyalty in the Japanese.
Long before there were samurai in Japan, one encounters the first idealized loyalist in Yorozu, the "Emperor's
Shield."( n25) But Yorozu's story is unusual in the history of samurai and bushido, since it espouses loyalty of a
specific imperial nature, something one finds again in the Taiheiki[s] with Kusunoki Masashige's unflinching
loyalty to Emperor Go-Daigo.
In fact, it has nothing to do with something called bushido and everything to do with a basic acceptance of the
Confucian principle of the loyalty of subject to sovereign that a Masashige--despite his abrupt end and largely
failed career--should be revered by Japanese as a paragon of ethical behavior, and that Ashikaga Takauji, a
man of foresight and vision who established a warrior polity that endured for two and a half centuries, should be
considered one of Japan's "three great villains."( n26)
In fact, one of the most troubling problems of the premodern era is the apparent discrepancy between the
numerous house laws and codes exhorting the samurai to practice loyalty and the all-too-common incidents of
disloyalty which racked medieval Japanese warrior life. It would not be an exaggeration to say that most crucial
battles in medieval Japan were decided by the defection--that is, the disloyalty--of one or more of the major
vassals of the losing general. In other words, Takauji, twice disloyal for having first turned against his feudal lord
and then his sovereign, was far closer to the prototype of the medieval Japanese warrior than was Masashige.
Ironically, this behavior explains the great lengths to which moralists in premodern and modern times have gone
to praise Masashige and vilify Takauji.
In fact, there is no discrepancy between these two things at all. We have simply misinterpreted the data. That
is, we often read both premodern and modern exhortations to loyalty as representations of what is rather than
what ought to be. This is a classic mistake of assuming that a system of normative ethics describes an actual
field of behavior. Thus, my students want to assume that contemporary Japanese workers are somehow
"genetically" loyal to Mitsubishi, not realizing that the modern Japanese company system was consciously
established in the late 1910s precisely because Japanese workers were not loyal but in fact changed
employers at will to suit their own economic interests.
In a somewhat similar vein, we often fall into the same trap when confronted with examples of the apparent
willingness with which the Japanese endured wartime sacrifices for emperor and nation--the banzai charge and
the kamikaze attack--in World War II. Wishing to ascribe this willingness to some innate ethical imperative, we
easily forget the great lengths to which the imperial state had to go, legally and ideologically, to create the
idealized tennosei[t] ("emperor system"), in which the emperor functioned effectively as the supreme focus of
patriotic loyalty.
It was little different in medieval times as well. Sakaiya Ta'ichi, in a recent essay entitled "Debunking the Myth of
Loyalty," designed to illustrate how much Westerners had overvalued what I have been calling the "genetic
loyalty" of the Japanese, compared the sengoku warrior to a modern baseball player.( n27) He claims that the
samurai was essentially playing "for the team." "If a baseball player is traded to another team, he is expected to
give his all to his new team and to give no thought to 'yesterday's friend.'" Similarly, Sakaiya claims, "the
samurai was not bound by any ethical premise that one cannot serve two masters." In fact, he did it all the time.
Sakaiya may be overstating his point. The ideals of the age did expect that a warrior would serve but one
master, but feudal loyalty had lost much of the psychological implications of earlier times. The lord-vassal bond
of Heian and Kamakura warriors is often characterized as involving deep personal commitment, even extending
over generations. Although material considerations were not unimportant--essentially trading military service for
economic reward--many Japanese scholars have emphasized the "human-heartedness" (the much revered
bushi no nasake[u]) of the bond and deny that warrior and master were linked "contractually." Personally, I
regard the war tales upon which much of this speculation is based with great suspicion, and feel that such
scholars emphasize the unqualified nature of the feudal bond of loyalty far out of proportion to what actually
occurred. The difficulty encountered by the Hojo regents in institutionalizing the loyalty of early Kamakura
vassals, for example, supports this view.
But be that as it may, at least by sengoku times, there was no doubt that the one-dimensional kind of emotion-
laden loyalty, even if exaggerated in medieval tales, was no longer operative. Loyalty was a highly personal and
contractual arrangement between samurai and lord, conditional on both parties fulfilling their mutual obligations.
With Japan divided into several hundred heavily armed independent domains, each lord was concerned with
surrounding himself with skilled strategists and fighters. Effective administration of the domain demanded that
he establish codes to regulate the behavior of warrior and peasant alike. That in those codes a lord would
strongly emphasize the loyalty that his samurai owed him is hardly surprising. The first of Takeda Nobushige's
ninety-nine house rules warns the retainer never to be treacherous to his master. But, as Sakaiya reminds us,
"however a certain quality is considered desirable is no guarantee that it actually prevails."( n28)
In fact the converse may be true. That is, the frequency with which warrior codes stress the virtue of loyalty is
due precisely to the fact that it did not obtain in the violent "world without a center." Great generals of the
sixteenth century in fact, in a manner not unlike that in which a George Steinbrenner goes about acquiring the
best baseball players available, tried to hire away skilled archers, swordsmen, and military strategists from
each other all the time. Loyalty was thus purchased, and exhortations to loyalty to the contrary, samurai
frequently changed masters to improve their immediate and future circumstances. In an age, however, which
apparently produced more charismatic individuals than Japan had even seen before (or has since, for that
matter), it is hardly surprising that some samurai might develop extremely deep, emotion-laden ties with their
lords. That is the kind of loyalty Tsunetomo aspires to in the Hagakure.
But the situation had changed entirely (and for the worse) with the "centralized feudalism" of Tokugawa times,
in which the bakufu set certain legal limits on daimyo control over their domains and their samurai. With the
exception of many ronin[v] ("masterless samurai") created by bakufu action, samurai were unable to market
their talents around from domain to domain, seeking advantage, charisma, or both, but were born into a rigidly
stratified society with little chance for mobility. They and their descendants were, for two and a half centuries,
hereditary retainers of the lord of the House of X or Y.
Their status was hereditarily determined and a material stipend set, not unlike the salary set for federal
bureaucrats today. In fact, rather than think of the Tokugawa samurai as a warrior, it might be more appropriate
to think of him as a government employee, a GS-12, for example. Consequently, Tokugawa samurai loyalty was
unconditional and often highly impersonal. The emotional nature of the bond of loyalty could thus be very weak
for many warriors, who might have little or no personal association with their theoretical lord. However
incompetent or remote from them, the lord was the lord and they were stuck with him. Under such
circumstances, frequent moral exhortations to the obligations of loyal service were all the more necessary.
The anomalies in the nature of Tokugawa loyalty, as well as a number of other contradictions in the
sociopolitical system, ultimately led to a "transmuted form" of loyalty, what Albert Craig has termed "han
nationalism," in which loyalty was effectively transferred from the person of the lord to the domain itself.( n29)
SHINIGURUI, CRAZY FOR DEATH

Let us turn now to samurai ideals concerning death, remembering our warrior who is able to "kill with inner
peace--and die with inner calm." I am reminded of the television miniseries made of James Clavell's Shogun,
and especially of the protest by Japanese-American citizens against the portrayal of Japanese as bloodthirsty
and eager to die. In fact, in a discussion on our campus the week it aired, I remember making a similar
criticism. I noted that all the Japanese in the film were apparently "dying to die," since they reached for their
swords to commit seppuku[w] (ritual suicide by disembowelment) at a moment's notice.
This connection with death is another part of the image we have of the samurai. If it is not part of Nitobe's
formulation of bushido, it is basic to that found in the Hagakure: "The way of the samurai is found in death."
There are two types of death involved here. Perhaps primary in our minds is the idea that the samurai commits
suicide readily, either to atone for a crime, to follow his lord in death, or to accept responsibility for some error.
Secondly, we tend to think of him as conditioned to cutting down others, especially rude peasants, with
equanimity. This is, I suppose, an idea which sprang from an awareness of the concept of kirisute gomen[x],
literally "exemption to cut down and cast aside" a member of the lower orders who failed to show a samurai
proper respect. Both of these aspects of the samurai connection with death figured prominently in Shogun.
Seppuku has a long history in Japan, dating at least to the late Heian period. But it was not exactly a widespread
custom. and was limited primarily to situations in which a warrior faced certain death at the hands of his
enemies. Since torture was expected in premodern Japan, suicide, either by throwing oneself headlong off
one's horse with the point of one's sword in one's mouth, or, increasingly, by disembowelment, was considered
preferable to capture. Over time, seppuku came to be associated with honorable death. The stomach was
considered the seat of one's emotions, so that cutting the belly and exposing one's entrails was a means of
demonstrating the purity of a samurai's honor.
And while war tales are fond of glorifying the practice--one is reminded of the Taiheiki story of virtually the entire
Hojo clan committing seppuku at the fall of Kamakura--few warriors actually took their own lives except under
circumstances of imminent defeat and death at the hands of the enemy. Yoshitsune and Nobunaga are two
prime examples of suicide under such conditions.
There were other forms of seppuku as well. Occasionally a warrior might take his own life in order to
remonstrate with his lord, a form of suicide known as kanshi[y]. The sengoku period does record a number of
instances of junshi[z], the practice of following one's lord in death. It was theoretically limited to a few especially
close retainers, but there are records of twenty or thirty samurai committing junshi upon their lord's demise. But
most were content to live on, or Japan would soon have been bereft of warriors had all the zealots like
Tsunetomo been "allowed" to follow their lords in death.
Given the reality of Pax Tokugawa, what Professor Reischauer has referred to as the longest period of
protracted peace in history, the "classic" works like the Hagakure, which emphasize loyalty to the lord to the
point of death, and in fact which stress the eager sacrifice of one's life for one's feudal lord, appear terribly
anachronistic. The idea that a samurai ought either rashly to throw away his life for his lord, or that he ought to
follow his lord in death by ritual suicide (tsuifuku[aa]) struck mainline warrior moralists as--in Sorai's words--"an
evil custom of the sengoku age."
In fact, the Hagakure's pronouncements about the readiness of a vassal like himself to rush headlong into battle
for his lord, with no calculation of profit and loss, or concern for personal safety or family security, was
anachronistic in the extreme; but it serves to demonstrate what may be the central Tokugawa intellectual
dilemma. Prompted by the refusal of his lord, Nabeshima Motoshige, to allow Tsunetomo to follow him in death
in 1700, Tsunetomo retired from the world in utter despair and, from 1710 to 1716, recounted the text which
appears as the Hagakure to Tashiro Tsuramoto.
Tsunetomo was a throwback in many ways. First, he wished to commit junshi, an action which had been
expressly forbidden by both bakufu and Nabeshima han legislation--samurai law, it should be noted, written by
and for the warrior class. Thus his ideals linking loyalty and death were not shared by the dominant group within
the warrior class. Second, he urged a kind of rash action on behalf of one's lord which was virtually
unimaginable to most warriors. That is, the last major military campaign--the Shimabara Rebellion--had
concluded over sixty years previously, and Tokugawa peace was so firmly established by the Genroku period
(1688-1700) in which Tsunetomo lived that many social commentators decried the decline of the warrior class,
and their attendant martial training.( n30)
There were simply no longer any arenas where would-be zealots like Tsunetomo, a weekend warrior who never
engaged in combat, could demonstrate either his military prowess, his loyalty, or his courage. Furukawa
expresses great admiration for Tsunetomo's words: "The intensity and profundity of passion that strike us as
we read these expressions in the original Japanese are past all translation and leave us in sheer wonder and
admiration. What a single-hearted loyalty."( n31) Personally, I read Tsunetomo somewhat more cynically. I am
suspicious both of the degree of Tsunetomo's disappointment at being denied the right of tsuifuku and of his
many passionate expressions of loyalty. I believe that Tsunetomo was truly attached to Motoshige and was
devastated by his death; but I suspect that in his remorse he was whipped into a high degree of emotion, which
young Tashiro recorded, by the realization that he was unable to be the kind of "real" samurai of the sengoku
era whom he admired so much. But if he could not live like one, perhaps through a noble seppuku he could
have died like one. Tsunetomo was a GS-12 who longed to be something more.
And that brings us to the dilemma I alluded to before. That is, what is the role of the warrior in an age of peace?
From at least the time of Yamaga Soko (1622-1685), writers had wrestled with the problem; but the adoption of
Neo-Confucianism as the official "civil religion" of the bakufu inevitably led scholars to cast the warrior as a-
Japanese version of the Chinese gentry. Thus for Soko, just as the sage (in the Confucian conception) had a
"mien of moral superiority,"( n32) the samurai internalized the Confucian virtues and served as a sort of moral
exemplar for the farmer, artisan, and merchant, "who have no leisure from their occupations, and so they
cannot constantly act in accord with (fundamental moral obligations) and fully exemplify the Way."( n33)
Clearly, Soko and other Confucian samurai moralists agreed with Tsunetomo that the samurai owed unflinching
loyalty to his lord, but recklessly throwing away one's life and contemplating ritual suicide to follow the lord in
death were considered totally in opposition to the values of the "Way" which they talked about incessantly. And
that Way was the way of the sages, the way of Confucius and Mencius, or one of several reformulations of
Confucian thought--not a call to reckless action, which in fact some followers of the Wang Yang-ming school
advocated.
One can in fact distinguish between the "way" for most samurai--and let us call that by Soko's term, shido,
since it is actually inaccurate to link his thought casually to bushido, as we tend to do, following the discussion
in Tsunoda's The Japanese Tradition--and the view of bushido as expressed in the Hagakure. The former
tended to emphasize results while the latter was more concerned with motive. In essence, what we can say is
that Tsunetomo is far more concerned that a warrior live so as to transcend any real attachment to this life, to
take life as though one might die at any moment. Then he can react to the situation immediately, rushing crazily
into death (shinigurui, in his terms) in the service of his lord without any calculations of an emotional sort
clouding his mind. Purity of motive, sincerity in the extreme, seems to be what Tsunetomo is after. And as Ivan
Morris so poignantly reminds us in his work on Japan's veneration of failed heroes, this is perhaps the supreme
virtue for which the Yorozus, Yoshitsunes, and Masashiges are admired.
I should also note here that seppuku was essentially a form of punishment under Tokugawa law. A daimyo
suspected of disloyalty to the shogun could be forced to commit suicide, for example, as could a lesser
samurai for breaking the law. It was far more likely to be a sentence imposed upon one rather than a willful act
to demonstrate one's nobility, honor, or loyalty, although there were of course such instances.
Furthermore, if warriors were not always "dying to die" for the slightest mishap, they were also not likely to
dispatch hapless peasants on the road without so much as a by-your-leave. Search as they do in the literature
for actual cases of kirisute "omen, Japanese historians have managed to find only a few. While there were
times when criminals (or at least the dead bodies of criminals) were used to test the blade of a sword in
semiscientific experimentation, and while ambush, bushwhacking, and duels of honor ending in death and/or
dismemberment were not unknown, not all samurai of Tokugawa times were the bloodthirsty killers some films
and popular literature would have us believe.
But was the samurai of Tokugawa times, or any period of premodern Japanese history for that matter, really like
the type of character that has been portrayed in popular literature? Was uncalculated purity of motive and
unconditional loyalty universal among samurai? Or is this simply the conclusion reached by nonspecialists who
have been "introduced" to Japan by "bridges" like Nitobe and the selective translation of interesting, but not
necessarily representative, works like the Hagakure? Let me close with a brief look at one celebrated incident of
Tokugawa history to demonstrate the diversity of opinion on the ethics of the samurai. This is the famous Ako
Incident, or "Tale of the Forty-Seven Ronin".
LEGAL IMPLICATIONS OF THE AKO INCIDENT

The story is well known and need not detain us here.( n34) The daimyo of Ako domain, Lord Asano, was
charged with the arrangements at Edo Castle, to receive the emissaries of the emperor from Kyoto. For
whatever reason, the Master of Ceremonies, Lord Kira, refused to inform Asano of the proper protocol, and was
attacked by his younger colleague within the shogun's castle. The two sword wounds proved not to be fatal, but
this breach of shogunal law could not be overlooked; and Asano was ordered to commit seppuku on the very
next day, the fifteenth day of the third month of Genroku 14 (1701).
The problem comes with the subsequent behavior of the samurai of the domain. Several strategies--from
immediately committing suicide themselves (which, as I have noted above, was strictly forbidden by shogunal
law) to attacking and killing Kira in revenge--were considered. Unfortunately, action was somewhat preempted
by an extensive bakufu investigation that dragged on for a year and four months, during which time the Ako
samurai were neither no longer fully retainers of the domain--whose status was being considered--nor full-
fledged ronin either. But at length the expected decision declared Asano's domain confiscated, and the warriors
became ronin. Having already parted from their families, they now went their separate ways.
The primary drama in the many stories, plays, and films based upon the event ensues following a pact between
the samurai to take revenge against Lord Kira: to deflect suspicion by both Kira, who naturally anticipated a
vendetta, and the bakufu, the warriors, led by Oishi Kuranosuke, go about their business in a variety of
occupations or--like Kuranosuke--give themselves up to drink and debauchery. Exaggeration and hyperbole, all
of it very poignantly presented, abound in the fictionalized versions. But ultimately, on the night of the fourteenth
day of the twelfth month of 1702, a year and nine months to the day after the initial incident, the remaining forty-
seven loyal retainers broke into Kira's Edo mansion and killed him in revenge.
Forty-six of them then took his severed head to Sengakuji temple, the site of Lord Asano's grave, where they
surrendered to the Abbot of the temple, having decided to abide by the verdict of the bakufu. The* sentence
came down over a month later, on the fourth day of the second month of 1703, when they were ordered--
perhaps allowed is the proper term--to commit suicide, which they did. The temple today attracts the
considerable traffic of curious and respectful tourists, Japanese and foreigners alike.
But public opinion as to both the actions of the Ako retainers and the subsequent actions of the authorities was
mixed, suggesting that in fact there was not a uniform set of ethical precepts to which even all samurai, much
less all Japanese, subscribed.
Several laws were violated by the Ako side. Lord Asano himself broke the prohibition against drawing one's
weapon within the shogun's castle. The retainers then broke the law by failing to report their intention to avenge
the death of their lord to the authorities. (Private vendettas could be officially sanctioned if the case was an
appropriate one and it was reported to the officials, who could grant permission to proceed. Such action,
needless to say, would seriously hinder the efforts of those seeking revenge, since their intended victim would
either flee into hiding or constantly surround himself with armed guards.) On the other hand, public opinion in
Edo seems to have been overwhelmingly in favor of the so-called "loyal retainers" (gishi[ab]). In the first place,
Lord Kira's actions toward Asano--surely highly distorted in fictional accounts, which perhaps reflect popular
perceptions at the time--were seen as inappropriate. And there can be no doubt that the sentiments of most
Japanese, both those who actually espoused the narrow Hagakure version of bushido as well as ordinary
citizens imbued with popular moral values, approved of Asano's motives when he attacked Kira, whether or not
it was against the law. Likewise, there was a similar popular sympathy for the gishi's revenge against Kira on
behalf of their master, perhaps due both to the generalized ancient Confucian dictum about not living under the
same heaven as the killer of one's father (or, in this case, lord) and the tendency to sympathize with such
actions--especially if they ended in the suicide of the proponents--carried out with great sincerity (purity) of
motive. But clearly the authorities could not react with leniency without risking potential anarchy: a blanket
endorsement of private vendettas could open a Pandora's box. Therefore, it was decided by the authorities that
the Ako retainers should be condemned to death rather than pardoned.
But Confucian scholars were divided on their approval or disapproval of the gishi actions. Ogyu Sorai, Dazai
Shundai, and Sato Nobukata among others condemned them, primarily because they violated the law. These
scholars placed bakufu law and a concern for public order above the pure motives of the Ako retainers. But
Hayashi Nobuatsu, Muro Kyuso--who wrote a two-volume account of the affair entitled Ako gijinroku[ac]--Miyake
Kanran, and other Confucians supported the nobility of the gishi's intentions. Among most of those who
condemned the actions, and it is generally thought that Sorai's opinion was the critical one as far as the
bakufu's decision was concerned, there was considerable ambivalence between censure based upon the
results of their action and an admiration for the motive behind it.
Interestingly, among those who also criticized the Ako retainers was none other than Tsunetomo, who in the
Hagakure notes that they should have taken their revenge against Lord Kira immediately without any thought of
the consequences; such was the essence of his shinigurui form of bushido. It was pure in motive, not
calculating and rational in Confucian terms. For similar reasons, he was equally critical of the Soga brothers,
who in the Kamakura period waited some seventeen years to carry out a vendetta against their father's killer.
Thus we have the curious situation that the primary exponent of bushido in Tokugawa times opposed the
actions of the loyal retainers of Ako, who captured the imaginations and hearts of Japanese both at that time
and later for their embodiment of the very ethical actions we have come to associate with bushido! Tsunetomo
found himself, albeit for different reasons, in the same camp as the mainline Neo-Confucianists who also
condemned the actions of the famous forty-seven. While they--some grudgingly--accepted the higher claims of
public law, Tsunetomo remained consistent in support of his ideal of spontaneous, unconditional, nonrational
loyalty to one's lord above all else as the way of the samurai. If nothing else. Tsunetomo's stand in this case
demonstrates clearly that there was not a single code of ethics for the samurai to which all warriors held, much
less one which had become the "soul" of the entire Japanese populace.
And that seems to be the major difference between the ethical ideals of that narrow brand of Tokugawa-period
people, who espoused something which could be called "bushido," from the mainline Neo-Confucian thinkers,
who espoused a more conventional "shido." I agree with Furukawa, who characterizes the former as
emphasizing "purity of motive" and the latter as concerned with "results"-doki shugi[ad] versus kekka shugi[ae],
in his words. That both ways of thought have long been, were then, and indeed remained opposed to one
another in prewar Japan is clear from the events of history.
One of the interesting parallels to the Ako Incident is the February 26 Mutiny of 1926, right down to the snowfall
which blanketed Tokyo on both occasions. In the modern gishi incident, members of a radical military faction,
claiming ultimate loyalty to the emperor, murdered a number of military and civilian bureaucrats and raised a
"righteous rebellion" against what they regarded as misguided policies. Once the rebellion was quieted, the
authorities felt an obligation to condemn the rebels to death, since they could not afford to sanction such
unlawful activities. But public sentiment clearly lay with the rebels, the purity of whose actions could not be
faulted, whose "motives" in Hagakure bushido terms were correct.
Thus do the ideas of the bushido enthusiasts of Edo times connect with the kokusui shugi zealots of the
modern era, linked unintentionally by the ground-breaking and, I believe, ultimately innocent work of Nitobe Inazo
in his "classic" Bushido volume, which, rather than bridging the Pacific, in fact helped to bridge the gap between
two expressions of irrational loyalty, both of which were at odds with the dominant intellectual trends of the time.
Unfortunately for the modern world, Nitobe succeeded far beyond his wildest imagination....
NOTES
(n1.) Among the many errors in the text, one was especially noteworthy. Under a picture of a Japanese soldier
about to decapitate a Chinese youth, the text chastisted "bonsai shouting" Japanese soldiers. Somehow, the
image of a Japanese soldier charging a machine-gun nest screaming "Bonsai!" totally undermined the serious
intent of the article.
(n2.) Edward Russell, The Knights of Bushido (London: Cassell, 1958).
(n3.) Ota Yuzo, "`Bridge Across the Pacific'--An Evaluation of Nitobe Inazo's Self-Imposed Role as a Mediator
of Japan and the West" (Paper presented at Nitobe Conference, Vancouver, October 1983), p. 5.
(n4.) Suchi Tokubei, Nitobe Inazo to bushido (Tokyo: Seijisha, 1984), pp. 19-32.
(n5.) Ota, "`Bridge Across the Pacific,'" p. 3.
(n6.) Ibid., p. 7.
(n7.) Ibid. Ota quotes Nitobe: "To my shame I cannot discuss with confidence literature of the East. I regret this
very much. When I read books-when my appetite for reading was the strongest-J-apanese literature was out of
vogue. So was Chinese literature. When we were young, we virtually never heard of Tsurezuregusa [Essays in
Idleness]. I was about twenty years old when I first learned of its existence."
(n8.) Bushido was written in English, but was soon translated into German, Polish, Norwegian, French, Chinese,
Russian, Hungarian, Japanese, and several other languages. Roosevelt bought dozens of copies to give to
friends.
(n9.) The book went through ten editions in just fifteen years, and is still widely used today, even in my own
classes.
(n10.) Ota, "`Bridge Across the Pacific,'" pp. 11-12.
(n11.) This strange 1914 book was translated into English by Tsuneyoshi Matsuno, A Comparison of Bushi-do
and Chivalry (Osaka: T. Matsuno, 1984).
(n12.) Inoue Tetsujiro, ea., Bushido sosho, 3 vols. (Tokyo: Hakubunkan, 1905).
(n13.) "Bushido and Christianity," Uchimura Kanzo zenshu (Tokyo: Iwanami Shoten, 1933), vol. 15, p. 393.
(n14.) Quoted in Ota, "`Bridge Across the Pacific,'" p. 17.
(n15.) Ibid., p. 22.
(n16.) See, for example, Donn F. Draeger and Robert W. Smith, Comprehensive Asian Fighting Arts (Tokyo:
Kodansha International, 1981), pp. 98-99.
(n17.) G. Cameron Hurst III, "Samurai on Wall Street: Miyamoto Musashi and the Search for Secrets," UFSI
Reports, 1982/No. 44 Asia.
(n18.) Appearing on book jacket (writer unknown) of The Book of the Samurai, by Yamamoto Tsunetomo, trans.
William Scott Wilson (New York: Avon Books, 1981).
(n19.) Furukawa Tesshi, Bushido no shiso to sono shuhen (Tokyo: Fukumura Shuten, 1957).
(n20.) Ibid., p. 3.
(n21.) Catharina Bloomberg, Samurai Religion: Some Aspects of Warrior Manners and Customs in Feudal
Japan, 2 vols. (Upsala, Sweden, 1976).
(n22.) Furukawa Tesshi, Bushido no shiso, p. 57.
(n23.) Yamamoto Tsunetomo, Hagakure (Tokyo: Jinbutsu Oraisha, 1968), vol. 1, p. 76.
(n24.) Furukawa, Bushido no shiso, p. 63, quoting Sorai.
(n25.) Ivan Morris, The Nobility of Failure: Tragic Heroes in the History of Japan (New York: Holt, Rinehart, and
Winston, 1975), pp. 14-40.
(n26.) The other two villains were considered to be Dokyo and Taira no Kiyomori. The three were especially
singled out by Confucian-minded historians for their lack of loyalty to the throne.
(n27.) Sakaiya Ta'ichi, "Debunking the Myth of Loyalty," Japan Echo 8, no. 2 (Spring 1981): 17-29.
(n28.) Ibid.
(n29.) The classic formulation is Albert Craig, Choshu in the Meiji Restoration (Cambridge, Massachusetts:
Harvard University Press, 1961).
(n30.) Sorai and many others were critical of the kata[af]-focused martial arts (bugei[ag]) of the Genroku and
later eras, which they ridiculed as "sports of a peaceful age." See G. Cameron Hurst III, The Martial Arts of
Japan, vol. 1 (Yale University Press, forthcoming).
(n31.) Furukawa Tesshi, "The Individual in Japanese Ethics," in Charles A. Moore, ea., The Japanese Mind
(Honolulu: University Press of Hawaii, 1967), p. 233.
(n32.) Quoted in Ryusaku Tsunoda, et al., The Sources of Japanese Tradition (New York: Columbia University
Press, 1958), p. 402.
(n33.) Ibid., p. 399.
(n34.) A good English-language treatment is Bloomberg, Samurai Religion (see note 21 above), vol. 2, The Ako
Affair: A Practical Example of Bushido.
[a-z] * (These characters cannot be converted in ASCII text) [aa-ag] * (These characters cannot be converted
in ASCII text)
~~~~~~~~
By G. Cameron Hurst III
G. Cameron Hurst III is professor of History and East Asian Languages and Cultures, and Director of the Center
for East Asian Studies at the University of Kansas.
Copyright of Philosophy East & West is the property of University of Hawaii Press and its content may not be
copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written
permission. However, users may print, download, or email articles for individual use.

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NITOBE INAZO AND BUSHIDO

THE VALUE OF LOYALITY

SHINIGURUI, CRAZY FOR DEATH

LEGAL IMPLICATIONS OF THE AKO INCIDENT

(n2.) Edward Russell, The Knights of Bushido (London: Cassell, 1958).

(n5.) Ota, "`Bridge Across the Pacific,'" p. 3.

(n10.) Ota, "`Bridge Across the Pacific,'" pp. 11-12.

(n14.) Quoted in Ota, "`Bridge Across the Pacific,'" p. 17.

(n15.) Ibid., p. 22.

(n22.) Furukawa Tesshi, Bushido no shiso, p. 57.

(n24.) Furukawa, Bushido no shiso, p. 63, quoting Sorai.

(n33.) Ibid., p. 399.

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