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Patient Education and Counseling 69 (2007) 145–157

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Patient education about anticoagulant medication: Is narrative


evidence or statistical evidence more effective?
Kathleen M. Mazor a,*, Joann Baril a, Elizabeth Dugan b, Frederick Spencer c,
Pamela Burgwinkle d, Jerry H. Gurwitz a
a
Meyers Primary Care Institute, University of Massachusetts Medical School, Fallon Clinic Foundation,
and Fallon Community Health Plan, United States
b
University of Massachusetts Medical School, United States
c
McMaster University Faculty of Health Sciences, Canada
d
University of Massachusetts Memorial Health Care, United States
Received 14 December 2006; received in revised form 6 August 2007; accepted 20 August 2007

Abstract
Objective: To determine the relative impact of incorporating narrative evidence, statistical evidence or both into patient education about warfarin,
a widely used oral anticoagulant medication.
Methods: 600 patients receiving anticoagulant therapy were randomly assigned to view one of three versions of a video depicting a physician–
patient encounter where anticoagulation treatment was discussed, or usual care (no video). The videos differed in whether the physician used
narrative evidence (patient anecdotes), statistical evidence, or both to highlight key information. 317 patients completed both the baseline and post-
test questionnaires. Questions assessed knowledge, beliefs and adherence to medication and laboratory monitoring regimens.
Results: All three approaches positively effected patients’ warfarin-related knowledge, and beliefs in the importance of lab testing; there was also
some indication that viewing a video strengthened belief in the benefits of warfarin. There was some indication that narrative evidence had a greater
impact than statistical evidence on beliefs about the importance of lab testing and on knowledge. No other evidence of the differential effectiveness
of either approach was found. No statistically significant effect was found on intent to adhere, or documented adherence to lab monitoring.
Conclusion: Videos depicting a physician–patient dialogue about warfarin were effective in educating patients about anticoagulant medication,
and had a positive impact on their beliefs. The use of narrative evidence in the form of patient anecdotes may be more effective than statistical
evidence for some patient outcomes.
Practice implications: Patients on oral anticoagulant therapy may benefit from periodic educational efforts reinforcing key medication safety
information, even after initial education and ongoing monitoring. Incorporating patient anecdotes into physician–patient dialogues or educational
materials may increase the effectiveness of the message.
# 2007 Elsevier Ireland Ltd. All rights reserved.

Keywords: Physician–patient communication; Patient education; Medication adherence; Patient safety

1. Introduction may be complex with frequent changes due to the impact of


diet, illnesses, and other medications on warfarin absorption
Warfarin is a widely used anticoagulant medication, with and metabolism. These issues complicate adherence and
significant therapeutic benefits, but also significant risks [1]. increase patient errors [3]. Importantly, the risks associated
Managing warfarin to achieve the maximum benefit can be with warfarin, including life-threatening bleeding, increase
challenging for both provider and patient [2]. Dosing schedules substantially if patients do not follow recommendations
regarding dosing and monitoring. Laboratory testing to monitor
international normalized ratios (INRs) must be conducted
frequently to ensure that INRs are maintained within the
* Corresponding author at: University of Massachusetts Medical School,
Meyers Primary Care Institute, 630 Plantation Street, Worcester, MA 01605,
therapeutic range, and to prevent serious bleeding events.
United States. Tel.: +1 508 791 7392; fax: +1 508 595 2200. Patients who do not follow dosing and monitoring regimens are
E-mail address: Kathleen.Mazor@umassmed.edu (K.M. Mazor). not only decreasing potential therapeutic benefits, but are also
0738-3991/$ – see front matter # 2007 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.pec.2007.08.010
146 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

increasing their risk of suffering an adverse event. As many as again, this work is descriptive rather than explanatory. Hinyard
36,000 patients are treated at hospital emergency rooms and Kreuter provide a detailed overview of the issues around
annually for adverse events related to anticoagulant treatment using narrative messages in health communication, including a
[4]. A recent national survey found that 93% of patients on oral review of potentially relevant models of persuasion and health
anticoagulants had experienced adverse events [2], and other behavior change [18]. Ultimately, Kreuter and co-workers
researchers have found that many of the adverse events in suggest that narratives may function by facilitating information
patients on anticoagulants are due to preventable patient errors processing, reducing counter-arguing, facilitating observa-
[5,6]. At least some patient errors are probably attributable to tional learning, and influencing perceptions susceptibility
patients0 inadequate knowledge of anticoagulant therapy and and social norms [18,20].
the associated risks [7]. There is a clear need for more effective Despite the apparent intuitive appeal of narrative messages,
patient education about anticoagulant therapy [2,7,8]. and these plausible descriptions of how such messages might
While evidence-based medicine has become the standard for influence health behaviors, the evidence on whether narrative
clinicians [9], it is not necessarily true that patients find messages influence attitudes, beliefs, behaviors or knowledge
statistical evidence useful, or even comprehensible. In fact, more strongly than statistical messages is mixed, with some
there is a growing body of literature suggesting that many reviewers concluding that narratives are more influential, and
patients, even highly educated ones, have considerable others concluding that statistics have a greater impact [18,21–
difficulty understanding quantitative information [10,11]. 23]. Four recent studies compared the relative impact of
Within warfarin patients in particular, there appears to be a narrative and statistical messages on health-related behaviors
link between time in therapeutic range and numeracy skill [12]. specifically; again results have been mixed [24–27]. Impor-
Difficulties with statistics and numeracy has led to suggestions tantly, two of these studies [25,26] and many of the studies of
for contextualizing risk messages, for instance through the impact of other important variations in message design on
testimonials or other narratives, which describe the antecedents knowledge, beliefs, behaviors or behavioral intent have studied
and/or consequences of a potential health problem [13]. the responses of undergraduate college students [23,28–33],
In fact, narrative health information is ubiquitous. People are significantly limiting the extent to which findings are general-
exposed to narrative health messages when they talk about izable to older adults.
health experiences with friends and family members. Findings It is important to note that the use of narrative messages in
from a recent qualitative study suggest that patients’ treatment patient education and counseling may be controversial.
decisions were influenced by ‘‘naturally occurring’’ narratives Selective use of narrative evidence has the potential to distort
(e.g., family members’ outcomes after treatment of similar reality, even if the information in the narrative is technically
problems). People are also exposed to health narratives in the accurate [14]. The concern that narratives may induce
media. Journalists routinely and deliberately use narratives to inaccurate beliefs or result in non-optimal decision-making
exemplify issues, and to increase vividness, authenticity, and is well-founded. Not only is it well documented that many
audience interest [14]. In the context of patient education, people have difficulty understanding and using numerical
patient narratives have been collected, edited and made information [34], there is also evidence that people may
available to patients and caregivers in book, pamphlet and disregard statistical data in favor of narrative information, such
video form with the intent of educating and supporting patients as testimonials or anecdotes [17,35–37].
[15,16]. The limited research and contradictory findings on whether
There are several characteristics that differentiate narrative narrative or statistical messages are more effective in commu-
messages from statistical messages. Narratives are typically nicating health information, and the absence of research on the
considered more familiar, concrete, and vivid than statistical effectiveness of these two sorts of evidence combined, provide
messages. Another important distinguishing characteristic of the motivation for the present study. Medication safety in
narratives is that events either happen or not. Fagerlin et al. [17] general, and warfarin in particular provides an appropriate
refers to this as presenting a dichotomy; in fact, narratives context for studying the impact of variations in oral commu-
typically present one side of a dichotomy, i.e., a particular event nication, because of the potential for serious or life threatening
is specified. In contrast, statistical representations almost adverse events if communication is not effective. Therefore, the
always contain uncertainty, e.g., a 10% risk of an outcome. purpose of the present study was to compare three approaches to
These qualities (familiar, concrete, vivid, and event specificity) communicating key information about anticoagulation (inte-
may help to make narrative messages more engaging, grating narrative evidence, statistical evidence or a combination
memorable, realistic, comprehensible, and believable than of the two) on patients’ knowledge, beliefs and behaviors around
statistical messages. However, to say that a narrative message is anticoagulant therapy and monitoring.
‘‘engaging’’ or ‘‘realistic’’ does not explain the mechanism by
which such messages have an impact. Narratives have been 2. Methods
called the ‘‘basic mode of human interaction [18].’’ Given this,
it is possible that people are either ‘‘hard wired’’ to receive and 2.1. Design
process narrative information, or that extensive experience
results in adeptness. There is evidence that stories and technical The study utilized a randomized clinical trial design, testing
information are processed differently by the brain [19], but three approaches to communicating with patients about safe
K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157 147

warfarin use: incorporating narrative evidence (patient anec- nience sample of 4 anticoagulation clinic patients in 1:1
dotes), statistical evidence, and narrative and statistical sessions. A brief description of each set of items follows.
evidence combined, and compared them to a usual-care
control. Each participant completed a baseline questionnaire. 2.3.1.1. Warfarin-related knowledge. A 22 item test of
Approximately 3 weeks after the baseline questionnaire was warfarin-related knowledge was developed for this study.
received at the research office, the second set of study materials Items tested knowledge of foods that may affect INR levels,
was sent. For participants assigned to one of the video medications (over the counter and prescription) that may affect
conditions, the mailing included a video depicting a physician– INR levels, consequences of over- and under-dosing, and
patient encounter about oral anticoagulant medication manage- symptoms that should be reported to the anticoagulation clinic
ment; the physician used narrative evidence, statistical staff. Response options were ‘‘True’’ ‘‘False’’ and ‘‘Don’t
evidence or both to support his recommendations. The post- Know’’. All knowledge items and the scoring key were
questionnaire was included with the video for patients in the reviewed by 2 physicians (J.H.G., F.S.). Each item was scored
three intervention conditions; patients assigned to usual care/ correct/incorrect (‘‘Don’t Know’’ responses were scored
control received the post-questionnaire but no video. The study incorrect); total score was calculated as the percent correct
was conducted between March and July 2005. across all 22 items.

2.2. Participants 2.3.1.2. Beliefs. A total of 25 new items were developed to


assess beliefs about warfarin, the warfarin regimen, and the
Adult patients receiving care from an anticoagulation clinic laboratory regimen; in addition, 8 items from the Beliefs About
located in an academic health center (UMassMemorial Medical Medication (BAM) scale [41] were included, for a total of 33
Center, Worcester, Massachusetts) were eligible for the study if items. Response options were Strongly Agree, Agree, Neutral,
they had received services for at least 3 months prior to the Disagree, and Strongly Disagree, except for the BAM items,
recruitment date and had current active prescriptions for where the middle response option was labeled Uncertain. After
warfarin according to clinic records. The clinic staff reviewed psychometric analyses (described below), a total of 22 items
the list of potentially eligible patients and excluded those were retained, grouped into 5 subsets. These items and the
known to be unable to understand English, to have cognitive groupings used are provided in Table 1.
impairment or medical problems that would preclude
participation (e.g., hospitalization), or not residing in the area 2.3.1.3. Adherence. Intent to adhere to recommended labora-
at the time of the study (e.g., patients who resided in Florida a tory testing was assessed by two items developed for this study:
portion of the year). A total of 680 patient names, randomly ‘‘If the doctor recommended that I get my blood tested every
selected from the clinic list of current patients, were reviewed day, I would do it.’’ and, ‘‘If the doctor recommended that I get
by clinic staff; 80 were excluded, resulting in 600 patients my blood tested every week, I would do it.’’ Response options
potentially eligible for the study. were Strongly Agree, Agree, Neutral, Disagree, and Strongly
The Institutional Review Board of the University of Disagree. Documentation of actual adherence to laboratory
Massachusetts Medical School reviewed and approved the monitoring was extracted from clinic records related to
study protocol. attendance at scheduled lab appointments for 3 months prior
to the receipt of the completed pre-questionnaire, and 3 months
2.3. Materials after receipt of the post-intervention questionnaire for patients
who provided written consent giving access to this information.
2.3.1. Questionnaires For the analysis, records of adherence were dichotomized so
Questionnaires administered at baseline and post-interven- that any record of non-attendance at a scheduled lab
tion included items intended to assess warfarin-related appointment was coded 1, and the absence of such a record
knowledge, belief that warfarin has a positive impact on one’s was coded 0. Self-reported adherence to warfarin dosing
health, belief that taking warfarin as prescribed is confusing or regimen was assessed using two questions developed for this
difficult, self-reported adherence to warfarin dosing regimen, study: ‘‘I sometimes take a little extra warfarin when I feel it’s
belief that lab testing is important, and intent to adhere to too low’’, and ‘‘I sometimes skip a dose of warfarin because I
recommendations for lab testing. The questionnaire was feel better without it’’. Self-reported adherence was also scored
developed by the authors after review of existing instruments dichotomously; patients who responded Strongly Agree, Agree,
[38–42]. None of the reviewed instruments provided sufficient or Neutral to either of the warfarin adherence question were
coverage of all content areas considered important for the counted as non-adherent; patients who responded Disagree or
present study. Eight items were drawn directly from the Beliefs Strongly Disagree were counted as adherent.
About Medication Scale [41]. A small number of background
items were included (e.g., age, education, self-rated health). All 2.3.2. Intervention videos
other items were developed specifically for this study. All items Three videos were produced for this study; patients were
were reviewed by two physicians (F.S., J.H.G.) prior to randomly assigned to one of the video conditions, or to usual
administration. Preliminary versions of the full questionnaire care (control). Randomization was done prior to the first
were pre-tested using cognitive interviewing with a conve- mailing announcing the study, but study procedures were
148 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

Table 1 Table 2
Items used to assess warfarin-related beliefs Information on warfarin management presented via video
Warfarin is beneficial (alpha = .83)  Warfarin dose must be within a specific range measured by blood test of INR
Higher score represents greater belief in the benefits of warfarin levels
My health, at present, depends on warfarina (R)  Underdosing can result in loss of therapeutic effectiveness and can increase
My life would be impossible without warfarina (R) risk of dangerous clotting
Without warfarin I would be very illa (R)  Overdosing can result harms such as serious or even fatal bleeding
My health in the future will depend on warfarina (R)  To stay within the optimal therapeutic range patients must take medications
exactly as prescribed and have blood work performed as often as
Taking Warfarin is Worrisome (alpha = .75)
recommended
Lower score represents greater worry
 Taking certain other medications can cause INR levels to go out of range
I worry about my health more since I started taking warfarin
 Dietary changes can cause INR levels to go out of range
I sometimes worry a bit about the side effects of taking warfarin
 Patients may not be aware whether INR levels are within range; INR testing
Having to take warfarin worries me a
is therefore critical
I sometimes worry about the long-term effects of warfarin a
 Symptoms such as bruising could indicate serious problems and should be
Taking Warfarin is Confusing or Difficult (alpha = .70) reported immediately
Higher score represents less confusion or difficulty
Sometimes I get confused about how much warfarin I should take
Some days I can’t remember whether I’ve already taken my warfarin clinical members of the research team judged most important
Taking my warfarin exactly as prescribed is easy (R) for patients to be aware of. A draft script was created that
Taking my warfarin exactly as prescribed is confusing covered these main points, without referring to specific patient
Taking my warfarin exactly as prescribed is inconvenient anecdotes or statistical evidence. The script was then reviewed
Lab Testing is Important (alpha = .72) to identify points where the patient anecdotes or statistical
Higher score represents greater belief that testing is important. evidence might be inserted and not interrupt the flow of the
Missing a lab appointment once in a while is not a big deal dialogue. Our goal was to keep the encounter as realistic
Often things come up that are more important to me than getting my blood
tested
sounding as possible. The two versions (narrative evidence and
If I miss lab appointments I am taking a chance with my health (R) statistical evidence) were developed simultaneously to ensure
I would never miss an appointment to get my blood tested except in an that they were as comparable as possible. In the narrative
emergency (R) evidence video, the physician highlighted key points by citing
Responses were coded as follows: strongly agree, 1; agree, 2; Uncertain or anecdotes about other patients’ experiences. In the statistical
neutral, 3; disagree, 4; strongly disagree, 5; except where indicated by (R) evidence version, the physician covered the same key
where coding was reverse (e.g., strongly disagree, 1, etc.). information on warfarin management, but referred to scientific
a
Item was drawn from the Beliefs about Medication scale [27]. evidence drawn from the medical literature, using lay language.
Wherever evidence was inserted in one version, evidence was
identical for all groups until the videos were mailed. Each of the also inserted in the other version, in an effort to keep the
videos depicted a physician talking with a patient about dialogues as comparable as possible in terms of what was
anticoagulant medication management. In each video the emphasized. In the combined version, the physician cited both
physician covered key information on anticoagulant medica- narrative and statistical evidence. With the exception of the
tion management (Table 2). These were the key points that the patient anecdotes (narrative evidence) or statistical evidence,

Table 3
Sample dialogue extracts illustrating differences between videos
Video version Sample dialogue
Narrative Evidence . . . watch for any unexplained bruising. Bleeding or bruising can indicate that your INR is too high. Just a few days ago a patient
called because he noticed a bruise and didn’t know how he got it. He said he was embarrassed because he was pretty sure it
was nothing. We had him come in and the bruise was the size of a baseball. It turned out that his INR was very high, over 6,
but luckily we were able to deal with that before he developed more serious bleeding problems. He really dodged a bullet.
So, don’t ever feel embarrassed or like you’re bothering us if you have a question about a bruise or signs of bleeding.
We’d rather be safe than sorry
Statistical Evidence . . . watch for any unexplained bruising. Bleeding or bruising can indicate that your INR is too high. Studies have shown that 9 out
of every 100 patients on warfarin who have an INR over 6 need to seek medical care for bleeding. Half of these patients suffer
very serious bleeding- more serious than just bruising. So, don’t ever feel embarrassed or like you’re bothering us if you have a
question about a bruise or signs of bleeding. We’d rather be safe than sorry
Combined . . . watch for any unexplained bruising. Bleeding or bruising can indicate that your INR is too high. Just a few days ago a patient
called because he noticed a bruise and didn’t know how he got it. He said he was embarrassed because he was pretty sure it
was nothing. We had him come in and the bruise was the size of a baseball. It turned out that his INR was very high, over 6,
but luckily we were able to deal with that before he developed more serious bleeding problems. He really dodged a bullet.
Studies have shown that 9 out of every 100 patients on warfarin who have an INR over 6 need to seek medical care for
bleeding. Half of these patients suffer very serious bleeding- more serious than just bruising. So, don’t ever feel embarrassed
or like you’re bothering us if you have a question about a bruise or signs of bleeding. We’d rather be safe than sorry
Note: Sample dialogue is from the physician portion of the script. Bold text in dialogue highlights anecdote or evidence. Complete scripts are available from the first
author.
K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157 149

the dialogue was exactly the same across videos. The same screening 680 randomly selected patient names. These 600
actors were used in all three versions, and where possible, the patients who met inclusion criteria and who were not excluded
same footage was used. Draft versions of videos were pilot by clinic staff were randomly assigned to one of the 3 video
tested with four anticoagulation clinic patients. Final versions conditions, or the control condition prior to the first mailing.
of scripts were reviewed by the two physician authors for The first mailing described the study, and stated that a
clinical accuracy. Sample extracts illustrating the differences questionnaire would be mailed if the patient did not request
between the three versions are presented in Table 3. The full otherwise. The second mailing contained the baseline ques-
script used in the combined evidence condition, with the tionnaire, and a US$ 5 cash incentive. A fact sheet and a form
narrative evidence and statistical evidence portions marked, is for the patient to provide written permission for access to
provided in Appendix A. protected patient information were also included. Completion
of the questionnaire was sufficient to participate in all other
2.4. Study procedures aspects of the study. Approximately 3 weeks after a completed
questionnaire was returned to the study office, a video and
Recruitment and flow are summarized in Fig. 1. As noted second questionnaire was mailed to the patient if he or she had
above, 600 anticoagulation clinic patients were identified after been assigned to a video intervention condition, with a US$ 10

Fig. 1. Study participant flow.


150 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

incentive; patients in the control condition received the second and gender. Tests of significance were two-tailed. A criterion of
questionnaire only, with a US$ 5 incentive. The higher p < .05 was used to determine statistical significance.
incentive was included with the video because of the extra effort
and time required to watch the video. This paper reports results 3. Results
for those patients who participated in the intervention phase of
the study, and who completed both the baseline and post- Characteristics of the 317 patients participating in this study
intervention questionnaires (N = 317). Of these patients, 270 are described in Table 4. Patients randomized to video
(85%) also provided consent for research staff to access clinic intervention versus control did not differ significantly with
records to review documentation related to adherence to respect to the aforementioned variables. Comparisons of scores
laboratory monitoring recommendations. on the baseline knowledge, beliefs and intent to adhere to lab
testing also revealed no differences between groups.
2.5. Analysis
3.1. Score reliability
For the full set of 22 knowledge items, Cronbach’s alpha was
computed to assess score reliability. The knowledge score Cronbach’s alpha for the 22 item knowledge test was .79; for
reflects the total percent correct responses across the 22 items. the 4 item measure of beliefs about medication as beneficial
For the items intended to assess warfarin-related beliefs, factor alpha was .83, for the 4 item measure of beliefs that warfarin is
analysis was used to sort beliefs items into subsets. Items with worrisome alpha was .75; for the 5 item measure of the belief
factor loadings of .40 or less were discarded; items with that taking warfarin is confusing/difficult alpha was .70, and for
loadings of .40 to .50 were retained if content review and the belief that lab monitoring is important alpha was .72.
reliability analysis suggested the items contributed to better
measurement of the underlying construct. The reliability of 3.2. Baseline status
each belief subscore was assessed using Cronbach’s alpha. The
beliefs scores reported here and the intent to adhere score are Baseline scores for each subset of questionnaire items and
calculated as the mean of the items included in the scale, and the clinic data are summarized in Table 5. Frequencies for
thus can range from 1 to 5. Within each group of items, items critical knowledge items were examined: 5% of respondents
were recoded as needed so that item coding within a set was did not know they should call the anticoagulation clinic if they
consistent (e.g., reflecting either negative or positive beliefs; had a cut that would not stop bleeding; 13% did not know to call
see Table 1). if they noticed any unexplained bruising; 13% did not know to
Chi-square tests were used to compare study groups on age, call if they noticed blood in their urine or stool. Considering
gender, education, race, adherence to lab appointments, and these three items together, 23% did not know to call under at
adherence to warfarin dosing (all dichotomously coded). least one of the three conditions. Most respondents knew that
ANOVA was used to test whether groups differed on baseline too little warfarin in their blood could cause a stroke (83%), but
measures of knowledge, beliefs and intent to adhere to lab only 21% knew that too much warfarin could cause a stroke.
testing. More than 1 in 10 respondents (13%) did not know that too
Frequencies for each questionnaire item at baseline and much warfarin could cause bruising, and more than 1 in 3 (36%)
post-intervention were examined; summary scores for each set did not know that too much warfarin could cause stomach
of knowledge or beliefs items were calculated. Regression bleeding. With regard to the items intended to assess beliefs
analyses were conducted to examine differences in perfor- about anticoagulation therapy, 13% of respondents believed
mance as a function of intervention. Three comparisons were ‘‘missing a lab appointment once in a while is not a big deal’’
made: (1) subjects viewing any video were compared to control and 12% believed they were able to tell if their warfarin was at
subjects; (2) subjects viewing either of the two videos the right level by how they felt.
containing narrative evidence (narrative evidence only or
narrative evidence plus statistical evidence) were compared to 3.3. Impact of the narrative evidence, statistical evidence
subjects viewing the statistical evidence only video; (3) and combined evidence patient education messages
subjects viewing the narrative evidence only video were
compared to subjects viewing the narrative evidence plus Unadjusted means and proportions by intervention condition
statistical evidence video. For each comparison, regression are presented in Table 5. Comparing the results for those who
analyses were used, with change scores (i.e., the difference in watched any video to the control group (with the appropriate
scores from baseline to post-intervention) as the dependent baseline measure included in the analysis) revealed that those
variable. Analyses were conducted both with and without the who watched any video showed greater gains on the knowledge
corresponding baseline score included in the model as a test than those in the control condition ( p < .001), showed
covariate (e.g., the knowledge score at baseline was included greater positive shifts in their beliefs in the importance of
when evaluating knowledge score differences at post-test; the laboratory testing ( p = .010), and in their beliefs that taking
analysis was then repeated without this covariate). All analyses warfarin is beneficial ( p = .012). There was also some
included adjustments for age (age less than 65/age 65 or older), indication that patients in the control condition were less
education (high school education or less/at least some college) likely to exhibit improved lab attendance during the second
K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157 151

Table 4
Characteristics of participants
Characteristic Intervention arm
Narrative evidence Statistical Combined Control (N = 90)
(N = 77) evidence (N = 82) (N = 77)
N % N % N % N %
Gender
Men 55 67.1 42 61.8 44 57.1 55 61.1
Women 27 32.9 25 36.8 33 42.9 34 37.8
Missing 0 0.0 1 1.5 0 0.0 1 1.1
Race/ethnicity
American Indian or Alaska Native 0 0.0 0 0.0 0 0.0 0 0.0
Asian 0 0.0 0 0.0 1 1.3 0 0.0
Black or African American 2 2.4 1 1.5 0 0.0 1 1.1
Hispanic or Latino 0 0.0 0 0.0 2 2.6 2 2.2
White 78 95.1 65 95.6 71 92.2 80 88.9
Other 1 1.2 0 0.0 2 2.6 3 3.3
Multiple 1 1.2 1 1.5 1 1.3 2 2.2
Missing 0 0.0 1 1.5 0 0.0 2 2.2
Education
8th grade or less 4 4.9 4 5.9 4 5.2 1 1.1
Some high school 8 9.8 5 7.4 5 6.5 11 12.2
High school graduate or GED 18 22.0 13 19.1 20 26.0 24 26.7
Some college or 2 year degree 22 26.8 10 14.7 16 20.8 28 31.1
4 year college graduate 9 11.0 17 25.0 12 15.6 8 8.9
More than 4 year college degree 20 24.4 18 26.5 19 24.7 17 18.9
Missing 1 1.2 1 1.5 1 1.3 1 1.1
Age
44 years 0 0.0 8 11.8 3 3.9 6 6.7
45–54 years 14 17.1 9 13.2 5 6.5 11 12.2
55–64 years 19 23.2 14 20.6 21 27.3 21 23.3
65–74 years 13 15.9 11 16.2 18 23.4 23 25.6
75 years or older 36 43.9 25 36.8 30 39.0 27 30.0
Missing 0 0.0 1 1.5 0 0.0 2 2.2
Self-rating of overall health
Excellent 4 4.9 5 7.4 5 6.5 4 4.4
Very good 17 20.7 18 26.5 11 14.3 17 18.9
Good 37 45.1 24 35.3 42 54.5 38 42.2
Fair 20 24.4 14 20.6 16 20.8 26 28.9
Poor 3 3.7 5 7.4 3 3.9 3 3.3
Missing 1 1.2 2 2.9 0 0.0 2 2.2
Usually take warfarin. . .
Exactly as prescribed. 79 96.3 62 91.2 71 92.2 84 93.3
Mostly as prescribed, but sometimes 1 1.2 2 2.9 4 5.2 4 4.4
get confused or make mistakes.
Mostly as prescribed, but sometimes 2 2.4 3 4.4 2 2.6 1 1.1
adjust how much or how often.
Missing 0 0.0 1 1.5 0 0.0 1 1.1
GED, General Educational Development Test.

measurement period (according to clinic records) than patients viewing the statistical evidence only version ( p = .05). When
who watched a video, but the difference did not achieve the baseline knowledge score was included as a covariate, the
statistical significance ( p = .07). These results were consistent results suggested that patients viewing a version with narrative
whether or not the corresponding baseline measure covariate evidence showed greater knowledge gains ( p = .006), but this
was included as a covariate ( p values shifted by .01 or less). difference did not achieve statistical significance if the baseline
Comparing results for patients who viewed either video score was not included as a covariate ( p = .15). Comparing
containing narrative evidence (either the narrative only version results for patients who viewed the narrative evidence only
or narrative plus statistical evidence version) revealed that video to the narrative plus statistical evidence video, no
patients viewing a version with narrative evidence showed statistically significant differences were found ( p values ranged
stronger belief that lab testing is important compared to patients from .17 to .86).
152 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

Table 5
Baseline and post-intervention scores and rates by intervention group
Measure Time, mean (S.D.)
Baseline Post-test
Narrative Statistical Combined Control Narrative Statistical Combined Control
evidence evidence evidence evidence
Warfarin-related Knowledge; 60 (17) 57 (14) 56 (17) 54 (18) 69 (17) 70 (15) 68 (16) 57 (17)
Higher scores represent
greater knowledge
Belief that Labs are Important; 4.15 (.74) 4.24 (.65) 4.10 (.81) 4.06 (.71) 4.25 (.69) 4.29 (.64) 4.25 (.71) 4.03 (.70)
Higher scores represent stronger
belief in importance of labs
Belief that Warfarin is Beneficial; 3.39 (.75) 3.51 (.81) 3.48 (.80) 3.47 (.75) 3.51 (.83) 3.75 (.86) 3.60 (.73) 3.44 (.74)
Higher scores represent stronger
belief in the benefits of warfarin
Warfarin is Worrisome; 3.10 (.89) 3.08 (1.03) 3.16 (.93) 3.21 (.89) 2.99 (.96) 2.93 (1.06) 2.97 (.94) 3.13 (.85)
Higher scores represent less worry
Warfarin Regimen as Confusing 4.30 (.57) 4.37 (.56) 4.17 (.53) 4.21 (.63) 4.26 (.62) 4.30 (.59) 4.25 (.53) 4.19 (.65)
or Difficult; Higher scores represent
less confusion or difficulty
Intent to Adhere to Recommended 3.63 (1.14) 3.61 (1.2) 3.85 (1.00) 3.70 (1.01) 3.95 (1.00) 3.88 (1.02) 3.96 (.96) 3.81 (.96)
Lab Testinga; Higher scores
represent stronger intent to adhere
Non-adherence to Warfarin Dosing; 6.1 (5) 6.4 (4) 8.0 (6) 5.8 (5) 3.7 (3) 3.2 (2) 4.0 (3) 3.5 (3)
% self-reporting non-adherence
(% (N))
Non-attendance at lab appointments; 26.6 (17) 19.2 (10) 13.6 (8) 17.5 (10) 26.6 (17) 19.2 (10) 18.6 (11) 33.3 (19)
% with 1 missed appointment
documenteda (% (N))
Sample sizes varied by analysis due to missing responses on some questionnaire items and omission of self-testers from some analyses. In addition, not all respondents
granted permission for the research team to review clinical records. Sample sizes for the Narrative Evidence, Statistical Evidence, Combined and Control conditions
respectively, for each analysis, are as follows: knowledge Ns = 81, 65, 74, 87; labs important Ns = 82, 64, 75, 89; warfarin beneficial Ns = 81, 65, 75, 89; warfarin is
worrisome Ns = 82, 62, 75, 89; warfarin as confusing Ns = 78, 64, 73, 85; intent to adhere to lab testing Ns = 76, 64, 73, 85; non-adherence to dosing Ns = 82, 63, 75,
86; non-attendance at lab appointments Ns = 64, 52, 59, 57.
a
Indicates analyses where patients who reported self-testing at home (N = 8) were omitted.

4. Discussion and conclusion warning information [43–45]. This model expands the simple
communication model described above to include substages of
4.1. Discussion information processing that occur within the receiver. These
substages include attention capture and maintenance, compre-
In this study, we found some indication that the use of hension, memory, attitudes and beliefs, and motivation; the final
narrative evidence (i.e., patient anecdotes) may be more outcome of the process is behavior. Processing can be impeded or
effective in communicating with patients about warfarin at least enhanced at any stage or substage, and multiple feedback loops
in some areas. While we had predicted that the narrative exist. Applying this model to the narrative messages, one might
evidence presentation would be more effective in all areas, the postulate how manipulations of the various characteristics of
absence of a consistent effect may not be surprising given the narrative messages (e.g., vividness, event specificity, etc.) would
mixed results reported in prior studies [21–27]. be expected to influence how the message is processed at each of
These findings are promising, but clearly far from definitive. these stages, and ultimately how these manipulations might
Clearly, there is need for future empirical work that system- influence behavior. For instance, this model suggests that
atically investigates the factors that influence whether or under attention capture and maintenance are critical early stages in
what conditions narrative evidence has an impact, what that processing; it would be possible to design an experiment that
impact is, and what the relevant interactions are. We concur with specifically investigated whether narrative or statistical evidence
Hinyard and Kreuter, who close their excellent overview of differentially influenced attention, which might be measured by
narrative communication as a behavior change tool by gaze, eye-contact, self-report, or other measures. The specific
recommending organizing future research according to the narratives tested could also be systematically varied to determine
basic components of communication: source, message, channel whether the effects (if found) were due to the characteristics that
and receiver [18]. In fact, an expanded version of this have been suggested in the literature, such as vividness, realism,
communication model, the Communication-Human Information or event specificity. Comparable experiments could be carried
Processing (C-HIP) model, has been proposed and productively out to investigate differences in processing at each substage, as
applied in an extensive body of research around communicating well as the ultimate stage, behavior change.
K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157 153

An important secondary finding of this study is that videos reasons for loss were determination of ineligibility after the first
portraying a physician–patient encounter about oral antic- mailing (N = 24); lack of access to a VCR (N = 44); and mail
oagulant medication management and the importance of returned as undeliverable (N = 22). Because the questionnaires
monitoring did have a positive impact on patient knowledge. and videos were distributed via mail, we did not supervise
The impact of the videos on patients’ beliefs was mixed; patients as they completed the questionnaires or watched the
viewing a video was associated with a stronger belief in the videos. This allowed us to recruit a larger sample, and to include
importance of adhering to recommendations for lab monitor- people who would have difficulty coming to a study office (e.g.,
ing, and may be associated with stronger belief in the benefits of people with mobility restrictions, or limited access to
warfarin. There was no evidence of an effect of the video on transportation). However, it also means that patients could have
patients’ tendency to worry about warfarin, or on perceptions of discussed the questions with others at home. Also important to
taking warfarin as confusing or difficult. note are potential limitations on the generalizability of the
While not a primary focus of the present study, several findings. The results reported here are likely to be generalizable
findings from the baseline questionnaire are worth noting to comparable populations, specifically, to warfarin patients
because of their clinical importance. First, many patients managed by an anticoagulation clinic, but it is not known whether
demonstrated potentially dangerous beliefs and gaps in their these finding are generalizable to patients who receive care in
warfarin-related knowledge. Second, non-adherence is a other settings. Similarly, most participants were majority group
significant concern. Many patients missed at least one lab members, drawn from a single geographic area; again, general-
appointment over the 6 months period study here. Fewer izability of these findings to minority group members, or to other
reported being non-adherent to dosing regimens, but ideally no geographic regions is not known. Finally, this study did not test
patients would self-adjust dosing of anticoagulants. Non- the long-term impact of the communication strategies evaluated
adherence to either dosing or lab monitoring recommendations here, since the post-questionnaire was completed immediately
is a risky behavior that has the potential to lead to life- after viewing.
threatening adverse events. Further, it is important to note that
the patients in this study were receiving services from an 4.2. Conclusion
anticoagulation clinic, where they received education about
anticoagulant medication upon enrollment, and during regular This study provides some support for the hypothesis that
interactions with clinic staff. Thus, these patients might be narratives are more effective in communicating information
expected to be more knowledgeable than patients receiving care about medication safety and usage than statistical evidence
in primary care practices. alone. These findings also demonstrate that videos offer an
The videos used in this study did not eliminate patients’ efficient method of providing patient education, and patients on
knowledge gaps, incorrect beliefs or non-adherent behaviors. long-term medications may benefit from periodic educational
Nonetheless, the finding that the videos had some positive impact ‘‘refreshers’’ about appropriate medication use.
is encouraging and suggests that further research in this area is
warranted. Videos provide a relatively efficient way of conveying 4.3. Practice implications
a large amount of complex information to patients, and may be a
cost-effective way to supplement clinicians’ efforts to educate Clinicians should be aware that many patients receiving oral
patients about anticoagulant medications. In addition, videos anticoagulants do have significant gaps in their warfarin-related
also have the advantage of being able to repeat the patient knowledge, and may hold potentially dangerous beliefs even
education message; some participants in this study commented after receiving initial education about warfarin and frequent
that they watched the video more than once, or kept it longer to monitoring through an anticoagulation clinic. Therefore it is
share with a family member. The value of providing written take advisable to assess patients’ knowledge, beliefs and practices
home instructions for patients is widely acknowledged; for with respect to anticoagulation management and monitoring on
patients who have difficulty with reading, a video to take home an ongoing basis, to provide frequent reinforcement of key
may be even more effective. For patients who do not have access information, and to offer ‘‘refresher’’ educational materials
to a VHS player, alternatives such as DVDs, web-delivery, or periodically. Incorporating patient anecdotes into physician–
opportunities to view the video in the clinic might be considered. patient dialogues or educational materials may increase the
Our findings suggest that all patients may benefit from effectiveness of the message.
routine ‘‘refresher’’ education about warfarin periodically, and
that clinicians should not assume that patients who have been Acknowledgements
on anticoagulants for months or years have adequate knowledge
of how to manage their medication safely. This study was supported by the Meyers Primary Care
This study has limitations. First, not all patients invited to Institute, a joint endeavor of the University of Massachusetts
participate completed the study. Approximately 53% of those Medical School, Fallon Clinic Foundation, and Fallon
receiving an invitation completed the pre-questionnaire, viewed Community Health Plan, and the Rosalie Wolf Interdisciplinary
a video (if so assigned) and completed a post-questionnaire. A Geriatric Health Care Research Center at the University of
total of 193 patients (32% of the invited sample) either explicitly Massachusetts, which is funded through a joint program of
opted out or did not respond to at least one of the mailings. Other RAND Health and the John A. Hartford Foundation.
154 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

Appendix A
K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157 155
156 K.M. Mazor et al. / Patient Education and Counseling 69 (2007) 145–157

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