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LECTURE
Delivered December 13, 2016 No. 1279 | March 28, 2017

Pray for Chekhov: Or What Russian Literature Can Teach


Conservatives
Gary Saul Morson, PhD

Abstract: American conservatives can learn much from the great lit-
erary output of 19th century Russia. Though seemingly distant in time
and place, the great Russian novelists faced intellectual and moral
Key Points
circumstances remarkably similar to those we find today in America nn Today, we face a choice between
the dangerous theory-based
and in the West generally. Tolstoy, Dostoevsky, and Chekhov all wrote
uniformity of the intelligentsia
in opposition to the powerful ruling class emerging in Russia and the and the wise perspective on life
West, the intelligentsia. The revolutionary doctrines of the intelligentsia espoused by Russian literature.
pointed toward authoritarianism, sought the destruction of individual-
nn The Russian novel is known,
ity and religion, and the imposition of pseudo-scientific doctrines onto above all, for psychology. What
human life. The weapon of choice for Tolstoy, Dostoevsky, and Chekhov is less often appreciated is that
to combat this was literature—the best means both to appeal to man’s in showing the complexity of the
sentiments and reason and to demonstrate their opponents’ utopianism psyche, the novelists were mak-
and destructiveness. ing a polemical point. The intel-
ligentsia denied that people were
“The surest gauge of the greatness of a Russian writer is the extent complex at all. Human complex-
ity was an insight hindering radi-
of his hatred for the intelligentsia.”
cal action.
—Prominent Russian critic and philosopher Mikhail Gershenzon,
in the anthology Landmarks (1909) nn We Americans need to enrich
our thinking if we are to avoid
the Russian outcome of a cen-
The Argument tury ago.
I propose to recount a century-long argument that is especially
relevant today. As my epigraph suggests, it pits the great Russian
writers against the Russian intelligentsia. Think of it as Trotsky
vs. Tolstoy, Lenin vs. Dostoevsky, Bakunin vs. Chekhov. We Ameri-
cans have our own intelligentsia, which increasingly resembles the
classic Russian one, but we do not have anything like Russian litera-
ture with which to self-consciously oppose it. We need to enrich our

The Russell Kirk Memorial Lectures


This paper, in its entirety, can be found at http://report.heritage.org/hl1279
The Heritage Foundation
214 Massachusetts Avenue, NE
Washington, DC 20002
(202) 546-4400 | heritage.org
Nothing written here is to be construed as necessarily reflecting the views of The Heritage
Foundation or as an attempt to aid or hinder the passage of any bill before Congress.
LECTURE | NO. 1279
Delivered December 13, 2016 

thinking if we are to avoid the Russian outcome a abstractions or units to be sacrificed in the name of
century ago. a theory that promised perfection, and they thought
Russia has made two enormous contributions that the intelligentsia had far too much confidence—
to the modern world. Though never good at physi- much more than experience could warrant—that
cal technology, it devised the world’s most influen- their theories were correct and would have the
tial political technology, which we have come to call desired effect.
totalitarianism. In 1999, Time magazine proclaimed
Einstein the “man of the century”—the person who
“for better or worse most influenced the last 100 The intelligentsia was ready to
years”—but Einstein did not remotely affect so many sacrifice or enslave individuals, who
lives as Lenin. Russia’s other enormous contribution
was its literature.
did not really matter, to achieve utopia.

Slavery Romantics In short, the intelligentsia was ready to sacrifice


Russian appreciation of literature has no rival. I or enslave individuals, who did not really matter, to
can compare it only to the way the Hebrew Bible achieve utopia. Alexievich refers to such overconfi-
must have seemed when books could still be added. dent people as “slavery romantics, slaves of utopia.”
For Russians, the canon was and is sacred. Not only Alexievich quotes Varlam Shalamov, the Gulag’s
did literature represent life, as Westerners presume, second most famous chronicler, who declared: “I was
but life existed to provide material for literature. a participant in a colossal battle, a battle that was
When Tolstoy’s Anna Karenina was being serialized, lost, for the genuine renewal of humanity.” Alexiev-
Dostoevsky enthused that at last the existence of the ich then continues:
Russian people had been justified. Can anyone imag-
ine a Frenchman supposing that the existence of the [And] I reconstruct the history of that battle, its
French people required justification? And if it did, victories and its defeats. The history of how people
that it could be justified by a novel? wanted to build the Heavenly Kingdom on earth.
When the writer Vladimir Korolenko, who was Paradise. The City of the Sun. In the end, all that
half Ukrainian, was asked his nationality, he replied: remained was a sea of blood, millions of ruined
“My homeland is Russian literature.” In her recent lives. There was a time, however, when no political
Nobel-prize acceptance speech, Svetlana Alexievich idea of the 20th century was comparable to com-
echoed this comment by claiming three homelands: munism (or the October Revolution as its symbol),
her father’s Belarus, her mother’s Ukraine, and Rus- a time when nothing attracted Western intellectu-
sian literature. Like the poet Anna Akhmatova, she als and people all around the world more powerful-
thought of literature as a people’s equivalent of an ly and emotionally. Raymond Aron called the Rus-
individual’s memory, without which a person or sian Revolution the “opium of the intellectuals.”
a culture is demented. “Flaubert called himself a
human pen; I would say that I am a human ear. When Today that opium calls itself “social justice.” This
I walk down the street and catch words, phrases, and phrase has become a magic word, so that instead of
exclamations, I always think—how many novels dis- arguing for a specific change by assessing costs, ben-
appear without a trace!” Like the great novelists, efits, likeliness of success, and possibility of unin-
Alexievich thought of life as the secret thoughts and tended consequences, one just uses the term “social
feelings of individual souls, which live in literature. justice.” One then treats all opponents as enemies
So here is where the argument is joined. Is life a of justice, the way Marxists treated their opponents.
matter of grand politics or individual souls? And can The possibility that people with other views may
it be captured in a theory, or is there always what believe in justice just as sincerely but have different
Russian philosopher Mikhail Bakhtin called a “sur- conceptions of what justice is—and the possibility
plus” exceeding the grasp of any conceivable theory? that even opponents who do share the same concep-
The intelligentsia believed in theories and crises, tion of justice may have different ideas on how best
the novelists in the complexities of ordinary, prosaic to achieve it—such possibilities are not even imag-
experience. For the novelists, people were not just ined or are dismissed out of hand.

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Alexievich insists we must not forget what In her memoirs of life under Stalin, Hope Against
socialism, for all its aspirations, meant in practice Hope, Nadezhda Mandelstam observes:
“because arguments about socialism have not died
down. A new generation has grown up with a differ- [T]he decisive part in the subjugation of the intel-
ent picture of the world, but many young people are ligentsia was played not by terror and bribery
reading Marx and Lenin again.” On American cam- (though, God knows, there was enough of both),
puses, there is no need to say “again.” but by the word “Revolution,” which none of
them could bear to give up. It is a word to which
Why Tolstoy Did Not Belong to the whole nations have succumbed, and its force was
Intelligentsia such that one wonders why our rulers still need-
We get the word intelligentsia from Russian, where ed prisons and capital punishment.
it was coined about 1860. In its strict sense, the Rus-
sian word meant something very different from its Theorists may be entirely sincere in believing in
English counterpart. It was not synonymous with theory—and therefore in their own right to wield
intellectuals; well-educated people; or, least of all, absolute power—for the same reason that people
those who value independent thought. In any given generally require little persuasion to accept the
society, well-educated people might or might not moral goodness of their own desires.
resemble an intelligentsia in the Russian sense. My
fear is that in America, they increasingly do.
To be an intelligent, a member of the intelligentsia, Theorists may be entirely sincere in
one had to satisfy three criteria, which most educat- believing in theory—and therefore
ed people, including the great novelists, did not.
First of all, an intelligent had to share a set of radi-
in their own right to wield absolute
cal beliefs. There was no such thing as a conservative power—for the same reason that
or moderate intelligent. Required beliefs varied from people generally require little
generation to generation, but in the classic period persuasion to accept the moral
(roughly 1860 to 1905), they always included materi-
goodness of their own desires.
alism, atheism, some form of socialism or anarchism,
and revolutionism, by which was meant a belief in
revolution not as a means but as something valuable Second, an intelligent had to identify primarily as
in itself. an intelligent. Leave everything, abandon father and
The terrorist Sergei Nechaev’s “Catechism of a mother, and follow us. As Isaiah Berlin has explained:
Revolutionary” explains that one is not a true revo-
lutionary “if he feels compassion for something in To the old nineteenth-century intelligentsia
this world.” “That is, the revolutionary must be will- the very notion of a class of persons involved in
ing to destroy everything and kill anyone.” (Nechaev intellectual pursuits—such as professors, doc-
did in fact commit as well as recommend murder.) tors, engineers, experts, writers, who in other
Note the language here: “catechism,” “this world.” respects live ordinary bourgeois lives and hold
Revolutionism was a substitute religion (like envi- conventional views, and who play golf or even
ronmentalism today). Dostoevsky once observed cricket—this notion would have been absolute-
that Russians do not become atheists; they convert ly horrifying.
to atheism. The prototypical intelligent was in fact
often the child of a priest or a former student in a To the intelligentsia, such a person would have
Russian Orthodox seminary, so calling someone seemed “a traitor, a man who had sold out, a coward
a “seminarian” was the equivalent of calling him a or a ninny.”
Red. Ex-seminarians included the classic age’s most If you thought of yourself as a nobleman, a doctor,
influential figure, Nicholas Chernyshevsky, and, or a family man who just happened to be well-edu-
later, Joseph Stalin. One reason, for example, that no cated, you were not an intelligent. That is another rea-
one would have considered Tolstoy an intelligent is son no one would have called Tolstoy, who used his
that he believed in God. title of “Count,” an intelligent. Chekhov particularly

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hated this “artificial, overwrought solidarity,” as he Europe, the possibility of such deductions is not
called it, because it entailed not thinking but repeat- even suspected.” Or, as Dostoevsky remarked else-
ing orthodoxies: where, a Russian intelligent is someone who can read
Darwin and promptly resolve to be a pickpocket.
Yes, our young ladies and political beaux are pure In short, for Dostoevsky, Russians had a tendency
souls, but nine-tenths of their pure souls aren’t to take all ideas to the extreme; act on them in defi-
worth a damn. All their inactive sanctity and ance of basic decency or common sense; and, if they
purity are based on hazy and naïve sympathies wound up doing vile things, celebrate them as con-
and antipathies to individuals and labels, not to tributing to the salvation of the people.
facts. It’s easy to be pure when you hate the Devil If theory rules, then theorists must rule. The
you don’t know and love the God you wouldn’t intelligents shared what Thomas Sowell has called
have brains enough to doubt. “the vision of the anointed.” This is the key criterion
without which a group cannot be an intelligentsia
Sound familiar? in the Russian sense. Let every other intelligentsia
Third, an intelligent embraced a particular life- belief change, Dostoevsky insisted, but the belief in
style. In the 1860s and 1870s, this entailed a rigid themselves as saviors would remain.
code of anti-manners prescribing behavior formerly
regarded as sordid. Chernyshevsky came by his low-
er-class manners honestly, but they became a model. Intellectuals are committed to belief
Aristocrats needed to acquire anti-refinement. Bad in theory for reasons that are anything
taste, at least the proper bad taste, did not come eas-
ily. Women just had to smoke.
but disinterested.
When Dostoevsky was looking to get remarried,
he had trouble finding a woman who was well-edu- Intellectuals are committed to belief in theory
cated but not a radical. Once, to satisfy a deadline for for reasons that are anything but disinterested.
producing a novel, he in desperation hired a graduate They are hardly likely to be drawn to the idea that
of Russia’s new stenography school in order to dic- often enough we need not theory but practical intel-
tate a novel as it occurred to him. At their first meet- ligence, which, after all, intellectuals have never
ing, he offered the stenographer a cigarette, but she been celebrated for exhibiting. Theorists may be
declined. Dostoevsky thought: If she doesn’t smoke, entirely sincere in believing in theory—and there-
perhaps she believes in God? In fact she did, and that fore in their own right to wield absolute power—for
is how Dostoevsky met his second wife. Today, we the same reason that people generally require little
have our own, ever-changing virtue-signaling. persuasion to accept the moral goodness of their
own desires.
Little Napoleons Raskolnikov, the hero of Dostoevsky’s Crime and
Behind these criteria lay a set of assumptions too Punishment, invokes several theories to justify mur-
obvious to be articulated. One had to argue for one dering an old pawnbroker. Strangely enough, they
or another theory, but not for theory—meaning theo- contradict each other. First he invokes utilitarian-
ry of everything—itself. That was a given. ism. Just calculate, he thinks: On one side is an old
One reason Marxism proved so appealing was its woman, sure to die soon anyway, whose life is worth
ambitious claim to resolve all contradictions. Think “no more than a cockroach”—less, in fact, since she
of Marx’s assertion that “communism is the solution does positive harm. On the other side are hundreds
of the riddle of history and knows itself to be the solu- of lives that might be saved by her money. “One
tion.” No theory claiming much less could appeal to death, and a hundred lives in exchange—it’s simple
Russians, or if it did, it was habitually transformed arithmetic!” Not only is it moral to kill her; it would
into something all-explanatory—a habit that Dos- be immoral not to.
toevsky called “the Russian aspect of their [Euro- But Raskolnikov also invokes radical relativism,
pean] doctrines”: “It consists of those inferences which, unlike utilitarianism, denies any foundation
from these doctrines which, in the form of unshake- for morality. Morality, he muses, is all “prejudice,
able axioms, are drawn only in Russia, whereas in artificial terrors, and there are no barriers, and it’s

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all as it should be” because the world understood bloodshed, isn’t it? Look ahead to The Gulag Archi-
naturalistically has only “is,” not “ought.” pelago, where Solzhenitsyn asks why Macbeth killed
Raskolnikov voices still more justifications, only a few people while Lenin and Stalin murdered
but the one underlying them all is his Napoleonic millions? The answer is that Shakespeare’s villains
theory. The world is divided into two sorts of peo- “had no ideology”:
ple, the many ordinary and the few extraordinary.
Ordinary people are conservative. They uphold tra- Ideology—that is what gives…the evildoer the
dition and the ancient law. They are people of the necessary steadfastness and determination.
present, “mere material that serves only to repro- That is the social theory which helps to make his
duce its kind.” Extraordinary people—like Lycur- acts seem good instead of bad in his own and oth-
gus, Solon, and Napoleon—are men of the future ers’ eyes, so that he won’t hear reproaches and
who bring a new word. They are necessarily crimi- curses and will receive praises and honors.
nals because the mere fact that they create a new
law makes them violators of the old. They have the If ideology applies everywhere, then, to quote
right, indeed the obligation, to do whatever their Nechaev, “everything that promotes the revolu-
idea requires. “I maintain that if the discoveries tion is moral, everything that hinders it is immoral.”
of Kepler and Newton could not have been made Lenin and Trotsky maintained: It is not just that the
known except by sacrificing the lives of one, a dozen, Party never makes mistakes; rather, whatever the
a hundred or more men, Newton would have had Party does is right because the Party does it. The
the right, would indeed have been duty bound…to agent of History itself, the Party’s actions are moral
eliminate the dozen or hundred men.” The Bolshe- by definition.
viks also regarded murder as not just permitted but
morally required.
For Raskolnikov, “even men a little out of the If ideology applies everywhere, then,
common” must be criminals in this way. This point to quote Nechaev, “everything that
is crucial, because it allows for a group of special
people, not just one a century, like Napoleon: the
promotes the revolution is moral,
group called the intelligentsia. To appreciate how everything that hinders it is immoral.”
long-lived is the idea of most people as mere mate-
rial, think of the frequent reference among Western
intellectuals to “the Soviet experiment,” a tacit jus- It followed that compassion to class enemies must
tification of the Revolution even though it did not be immoral. We teach children to overcome natu-
turn out as hoped. One experiments on “mere mate- ral selfishness, but the Soviets taught them to over-
rial,” not human beings like oneself. come natural compassion, which might stay their
A true social scientist, Raskolnikov maintains hand from killing a class enemy. One valued not the
that the exact number of extraordinary people is bourgeois notion of “human rights,” which includes
governed by a natural law, which one could presum- everyone, but class interest. As the novelist Vassily
ably determine: “[T]here certainly is and must be a Grossman explained, what race was to the Nazis,
definite law, it cannot be a matter of chance.” It can- class—the one you were born into—was to the Sovi-
not be a matter of chance, because for the social sci- ets. To refrain from torture, Trotsky declared, was
entist nothing is, any more than there can be such “the most pathetic and miserable liberal prejudice.”
a thing as free will. If something is governed by law, In 1918, the founder of the Soviet secret police,
then everything is. Felix Dzerzhinsky, published an article in the jour-
To these notions, Raskolnikov’s sister replies nal Red Terror—yes, that was really its title—in
with horror: “What is really original in all this…is which he instructed:
that you sanction bloodshed in the name of con-
science, and, excuse my saying so, with such fanati- We are not waging war against individual per-
cism…that sanction of bloodshed by conscience is to sons. We are exterminating the bourgeoisie as
my mind more terrible than the official, legal sanc- a class. During the investigation, do not look for
tion of bloodshed.” Why more terrible? Bloodshed is evidence that the accused acted in deed or word

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Delivered December 13, 2016 

against Soviet power. The first questions that you people, as one journal put it. On the contrary, Dos-
ought to put are: To what class does he belong? toevsky declares:
What is his origin? What is his education or pro-
fession? And it is these questions that ought to I am myself an old Nechaevist, I myself stood on
determine the fate of the accused. the scaffold condemned to death, and I assure
you that I stood in the company of educated peo-
Like morality, truth is by definition what the ple…. And therein lies the real horror: that in Rus-
Party says it is. Georgy Pyatakov, who was twice sia one can commit the foulest and most villain-
expelled from the Party and eventually shot, wrote ous act without being in the least a villain.... The
that a true Bolshevik is “ready to believe [not just possibility of considering oneself—and some-
assert] that black is white and white is black, if the times even being, in fact—an honorable person
Party required it.” In 1984, the character O’Brien while committing obvious and undeniable vil-
proclaims this very doctrine—two plus two is real- lainy—that is our whole affliction!
ly five if the Party says it is—which he calls “collec-
tive solipsism.” And, I might add, it is ours today.
There are no limits: This is what the rule of the- The villain in Dostoevsky’s novel The Possessed,
orists ultimately means. So let me lay my cards on Pyotr Stepanovich, who was modeled loosely on
the table: To the extent that a group of intellectuals Nechaev, outlines his plans, which come amazingly
comes to resemble an intelligentsia, to that extent close to what actually happened, either in Russia,
is totalitarianism on the horizon should that group China, or Cambodia. He endorses the theories of one
gain power. I anticipate the real possibility that in Shigalyov, who famously declares: “I am perplexed
the near future, we may live under a Putin-style by my own data and my conclusion is a direct contra-
managed democracy, and not some sort of Swedish- diction of the original idea with which I start. Start-
style social democracy, that could soon after morph ing from unlimited freedom, I arrive at absolute
into a Stalinist state. Or rather, one beyond Stalin- despotism. I will add, however, that there can be no
ism, since Stalin did not have access to today’s moni- solution of the social problem but mine.”
toring technology. That would make 1984 a libertar- It is thinking we recognize: Deny any limit on
ian paradise. individual, especially sexual, morality, and then
repress anyone who thinks differently. As in Aldous
Huxley’s Brave New World, “sex and [the drug] soma”
There are no limits: This is what the become life’s goal and so the substitute for all other
rule of theorists ultimately means. To values. Far from being incompatible, freedom so
understood goes hand in hand with despotism.
the extent that a group of intellectuals Shigalyov demands “the division of mankind into
comes to resemble an intelligentsia, to two unequal parts. One-tenth enjoys unbounded
that extent is totalitarianism on the power over the other nine-tenths. The others have
horizon should that group gain power. to give up all individuality and become, so to speak,
a herd, and, through boundless submission, will by a
series of regenerations attain primeval innocence….
Equality They’ll have to work, however.” Another revolution-
Now for the pessimistic part of my paper. So far ary objects that it would be better to take the nine-
as I know, the only 19th century thinker to fore- tenths and “blow them up into the air instead of
see totalitarianism was Dostoevsky. The reason putting them in paradise. I’d only leave a handful of
he could, I think, is that he deeply understood the educated people who would live happily ever after-
mentality of the intelligentsia and what it would do wards on scientific principles.” At last, Pyotr Stepa-
with power. Unlike Tolstoy, he had been a radical novich endorses a proposal to cut off “a hundred mil-
intelligent and recognized what he himself might lion heads.”
have been willing to do. In one article, he refut- At the time, that sounded like sheer absurdi-
ed the idea, common among conservatives, that ty, but Stéphane Courtois’s anthology of experts,
young radicals are simply “idle and undeveloped” The Black Book of Communism, estimates, rather

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conservatively, that very total for Communist kill- showing the complexity of the psyche, the novelists
ings worldwide. Is it any wonder Russian writers are were making a polemical point. The intelligentsia
considered prophets? denied that people were complex at all. Human com-
Pyotr Stepanovich promises “a system of spying. plexity was an idea hindering radical action.
Every member of society spies on every other, and Like Jeremy Bentham and mainstream econo-
it’s his duty to inform against them,” just as Stalin mists today, Chernyshevsky insisted in What Is to
was to require. The boy Pavel Morozov was made a Be Done?, the utopian novel that became the intel-
national hero for turning in his parents. (We already ligentsia’s bible, that everyone always does and
have campuses where students are encouraged, should act to achieve their greatest advantage. Dos-
sometimes required, to turn each other in if they toevsky’s Notes from Underground parodies Cherny-
hear expressions of “bias.” Honor codes may punish shevsky’s book by renarrating its incidents as they
the failure to do so.) might actually happen to people with real psychol-
The new society’s key principle is absolute equali- ogy. The underground man appeals to empiricism,
ty, which requires a complete suppression of individ- which presumably a scientist should respect: No one
uality or especially of great talent. “Cicero will have actually observing human behavior could presume
his tongue cut out, Copernicus will have his eyes put it is simple or rational. What is more, people, unlike
out, Shakespeare will be stoned.” Did Pol Pot know molecules, can know the laws that supposedly gov-
this novel? ern their behavior and act to thwart them, a possi-
bility that forever rules out a Newtonian account of
human beings. What a person values most of all is
The new society’s key principle is that his actions should be his own, that he is not just
absolute equality, which requires a a piano key or an organ stop played upon by imper-
sonal laws, that his choices could have differed and
complete suppression of individuality therefore matter.
or especially of great talent. Rather than give up that sense of self, the under-
ground man insists, people will act spitefully, mean-
ing against their self-interest, just to prove that they
Even before achieving power, the intelligentsia are not piano keys or organ stops. If a rationalist
offended great writers because it restricted art to utopia could ever be achieved, if everything were
political propaganda, assuming art should exist provided for one without effort, and if the laws of
at all. “Boots are more important than Pushkin” nature and society could show the future in advance,
became a slogan. Art was suspect because it claimed then life would become pointless. As Dostoevsky
to reveal the human soul, but the very idea of the observes in one of his sketches:
soul was retrograde. Everyone knew the materialist
saying that “the brain secretes thought the way the People would see that they had no more life left,
liver secretes bile.” that they had no freedom of spirit, no will, no
In the early 1860s, the physiologist Ivan Sece- personality…. People would realize that there
henov (Pavlov’s mentor, by the way) published his is no happiness in inactivity…that it is not pos-
influential book, Reflexes of the Brain, which out- sible to love one’s neighbor without sacrificing
lines a neurological explanation of consciousness. something to him of one’s labor…and that happi-
Dmitri Karamazov paraphrases the theory: What ness lies not in happiness but only in the attempt to
people used to call “the soul” is really so many achieve it.
neurons with their tails quivering. With the small-
est change in wording, that theory is of course
prevalent today. “But I’m sorry to lose God,” Dmi- “A Surplus of Humanness”
tri concludes. All the great realists, not just Russians, were
master psychologists. From Jane Austen to Henry
The Pursuit of Happiness James, the genre of the realist novel depicts people
The Russian novel is known, above all, for psy- as individuals who cannot be reduced to abstract
chology. What is less often appreciated is that in categories. I begin where all categories, social or

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even psychological, that could account for me end. the underground man but even the brawling Dmitri
Bakhtin, who argued that genres embody implicit Karamazov, deliver long speeches about the mind,
philosophical assumptions, concluded that realist so one could more readily fault Dostoevsky for too
novels presuppose the irreducibility of individuals to much explicit articulation.
abstractions. People have “a surplus of humanness”: For Bakhtin, that is the proper role of the critic,
which is one reason so many Russian philosophers,
An individual cannot be completely incarnated including Bakhtin himself, presented their ideas as
into the flesh of existing sociohistorical catego- explications of great writers. Bakhtin understood
ries. There is no mere form that would be able to that the ideas he transcribed from Dostoevsky con-
incarnate once and forever all his human pos- tinued his argument with intelligentsia ideologues,
sibilities…no form that he could fill to the very now represented by the Bolshevik regime.
brim and yet at the same time not splash over the
brim. There always remains an unrealized sur- Jones
plus of humanness. So here is one lesson of Russian literature: There
can never be a social science if by that term we mean
The difference between Russian and Europe- a discipline modeled on the hard sciences. The Rus-
an novels is that Russian novels so often make this sian writers were reviving a tradition in eclipse
assumption explicit. Russians typically regard nov- since the 17th century, when the idea took hold that
els as another, and superior, form of philosophy. any respectable discipline must resemble Euclid-
Westerners more often regard novelists as illustrat- ian geometry or, after Newton, physics. For the
ing truths learned from some philosopher or social great rationalists and their heirs, real knowledge
scientist, and so Proust is read as applied Bergson, was theoretical, ideally mathematical, and all spe-
Sterne as enlivened Locke, and Jane Austen as illus- cific events were the mere consequence of the laws
trated Thomas Reid. But all one has to do is compare theory discovers. To the extent you need a narrative
the philosopher’s psychological theory with a great rather than laws to explain things, to that extent
novelistic heroine like Dorothea Brooke in Middle- you fall short of scientific status. Real sciences don’t
march, and it is plain that George Eliot must have tell stories.
known something no philosopher ever did. Other- By the 19th century, this “moral Newtonian-
wise, philosophers would have produced portraits ism,” as Élie Halévy called it, became a mania, and
as believable as Dorothea Brooke, but none has ever not just with Marxists and social Darwinists. Before
come close. Auguste Comte coined the term “sociology,” he
planned to call his new discipline “social physics,”
and Léon Walras, a founder of modern economics,
Russians view their novelists not as based his idea of equilibrium on the stability of the
illustrators but as discoverers, with solar system. He even sought the endorsement of the
day’s greatest mathematician, Henri Poincaré. Even
the philosophers hurrying after to Freud found himself adopting hydraulic metaphors
provide what Bakhtin calls a partial of the mind and claiming not just that some acts of
but always inadequate “transcription” forgetting are intentional but that all are: since what
of novelistic wisdom. sort of natural law admits of exceptions?
But there is another tradition of thought, extend-
ing from Aristotle to Montaigne, Clausewitz, and
When this failure becomes obvious, Westerners Tolstoy, which holds that reality demands two types
typically resort to the idea Freud uses in his essay of reasoning. In addition to theoretical reasoning
on Dostoevsky. With condescending indulgence to a (Aristotle’s episteme), we need practical reasoning
brilliant if sloppy mind, he presented the author of (phronesis).
The Brothers Karamazov as grasping merely intui- Like geometry, theory offers truths that are uni-
tively deep truths that only superior thinkers, like versal, precise, without exception, and timeless.
Freud himself, could articulate explicitly. But this is One reasons from the theory down to the specific
even more absurd. Dostoevsky’s characters, not just examples it subsumes. For the alternative tradition,

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some questions demand reasoning up from partic- his career writing casuistical advice columns, and
ular cases. Aristotle cites clinical disciplines, like the cases he invented gradually grew in length to
medicine. One does not want a physician whose only become novels like Moll Flanders. As a genre, the
interest in one’s illness is its potential contribution realist novel is casuistical: It teaches how to derive
to science. No good doctor is just an applied biologist. wisdom from careful consideration of particular,
He uses everything he knows, theory and untheo- richly described cases.
rized experience, to devise a treatment for this Philosophers still present ethical problems by
patient at this moment. Timeliness matters—except briefly sketching a dilemma that occurs to “Jones,”
in the Department of Veterans Affairs—as it doesn’t who is given no biography, lives in no society, and
in geometry. chooses at no particular time. Contrast that with
The same holds for ethical issues. If one reasons the dilemmas facing Anna Karenina or Dorothea
down from general rules, one will often wind up Brooke. Take this as a novelistic dictum: No one is
with monstrous answers, Aristotle notes, because ever Jones.
rules are formulated with a paradigm case in mind, Again, the difference between the Russians and
but real situations may differ in significant ways other realist novelists is that the Russians, especial-
that cannot be foreseen. Then one must use judg- ly Tolstoy, make the genre’s casuistical assumptions
ment, which, by definition, cannot be formalized. explicit. At the end of Anna Karenina, Levin learns
Good judgment grows out of experience, mistakes, to make wise ethical choices not by applying rules
and reflection upon mistakes, a process yielding not but by acquiring wisdom from particular cases sen-
theoretical knowledge but practical wisdom. That sitively observed. Bakhtin’s early treatises on ethics
is why, as Aristotle observes, young men can be also explore the ethical limitations of what he calls
good mathematicians but not good ethicists, which “theoretism.”
requires long experience.
Practical wisdom yields answers that are true, as A Good Night’s Sleep
Aristotle liked to say, “on the whole and for the most Tolstoy’s heroes begin believing in theory but
part.” Now, anyone who described the Pythagorean learn its limitations. In War and Peace, Prince
theorem as true “on the whole and for the most part” Andrei at first admires the German generals who
would demonstrate he did not grasp what mathe- have purportedly discovered a hard science of war-
matical reasoning is, but anyone who sought quasi- fare, which in this novel stands for any conceivable
mathematical solutions to ethical problems would social science.
be just as wrongheaded. Marx’s enemy, the Russian Before the battle of Austerlitz, the generals claim
socialist Alexander Herzen, argued that there are no that it is a mathematical certainty that Napoleon
definitive solutions to social problems, that history will be defeated and that “every contingency has
has no aim, and that “there is no libretto…. In history been foreseen.” But whenever the generals lose, as
all is improvisation, all is will, all is ex tempore.” The they do so spectacularly at Austerlitz, they explain
answers given by practical reasoning are always ten- that their instructions were not precisely carried
tative, open to revision depending on circumstanc- out, which in battle is always the case. They behave
es. That is why one never gives all power to anyone just like economists today, who, when predictions
committed to a single answer, but allows for critics fail, say either that their recommendations were
to point out failures—if not at Yale then at least at the applied too cautiously or that even though they
University of Chicago. were proven wrong, they have adjusted their theo-
In ethics, reasoning up from cases is called casu- ry so that it now accounts for what happened. Like
istry, and the fact that the term is now pejorative Paul Krugman, they are never wrong. Of course,
suggests how thoroughly the theoretical view tri- even astrologers can adjust a theory to predict what
umphed. Casuists use rules in the sense of rules- already happened.
of-thumb, which serve as mere reminders of par- Prince Andrei learns that a science of human
ticular sorts of cases—the beginning, not the end, affairs is impossible. He asks: “What science can
of an argument. When the theoretical tradition tri- there be in a matter, as in every practical matter,
umphed, casuistry was banished from philosophy nothing can be determined and everything depends
but found a home in the novel. Daniel Defoe began on innumerable conditions, the significance of

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Delivered December 13, 2016 

which becomes manifest at a particular moment, Tolstoy’s novels describe the infinitesimal move-
and no one can tell when that moment will come?” ments of consciousness, our smallest choices, and
We face “a hundred million chances, which will the mistakes we instantaneously forget but which
be determined on the instant by whether we run the novel records: and that is one reason his novels
or they run, whether this man or that man will be are so long. In our brief lives, every instant matters.
killed.” Irreducible chance matters—no one can tell The Russian novel is so long because life is so short.
whether a bullet will hit a brave man or a coward Tolstoy’s wisest heroes learn to see the richness
capable of infecting others—and timeliness mat- right in front of them hidden in plain view. Learn-
ters: Things are decided “on the instant,” an instant ing this truth, Pierre comes to resemble “a man who,
that is not just the automatic derivative of earlier after straining his eyes to peer into the remote dis-
instants. And what is true of battle is true “in every tance, finds what he was seeking at his very feet….”
practical matter.”
Tolstoy’s wise general, Kutuzov, who falls asleep In everything near and comprehensible he had
in the council of war before Austerlitz, at last calls seen only what was limited, petty, and meaning-
a halt to the discussion: “Gentlemen, the disposi- less...[but] now...he discarded the [mental] tele-
tion for tomorrow cannot be changed. And the most scope through which he had been gazing over
important thing before a battle is—a good night’s the heads of men, and joyfully surveyed the ever-
sleep.” Why a good night’s sleep? Because in a world changing, eternally great, unfathomable, and
of radical contingency, where unforeseeable situa- infinite life around him.
tions arise and opportunities must be seized instant-
ly or lost, what matters is not theoretical knowledge In Chekhov, ignoring the ordinary experiences
but alertness. is what wastes lives, and such waste is his constant
theme. In Uncle Vanya, one character observes:
Prosaics and Indoor Socialism “[T]he world is being destroyed not by crime and
What Andrei fails to learn, but his friend Pierre fire, but by all these petty squabbles.” Shockingly,
does, is the insight for which three decades ago I Chekhov praised what no intellectual is supposed
coined the term “prosaics”—an insight central to to respect: bourgeois virtues like cleanliness, ordi-
numerous writers, most obviously Tolstoy and Chek- nary decency, and paying one’s debts.
hov. Radicals and romantics picture life in terms of In this spirit, Svetlana Aleksievich’s books
dramatic events. The ordinary incidents between orchestrate the voices of countless ordinary people
crises are viewed as trivial or despised as bourgeois. responding microscopically to events historians
Tolstoy and Chekhov believed the opposite: Life is treat macroscopically. She seeks to capture what
lived at ordinary moments, and what is most real is she describes as the “history of ‘domestic,’ ‘indoor’
what is barely noticeable, like the tiniest movements socialism…. The history of how it played out in the
of consciousness. human soul. I am drawn to that small space called
Tolstoy explains with an anecdote: The painter a human being…a single individual. In reality, that
Bryullov once corrected a student’s sketch. “Why is where everything happens.” She is keenly aware
you only touched a tiny bit,” the student remarked, of her debt to the great novelists and their dislike of
“but it is quite a different thing.” Bryullov replied: “Art grand theoretical systems.
begins where that tiny bit begins.” Tolstoy concludes:
It always troubled me that the truth doesn’t fit
That saying is strikingly true not only of art but into…one mind, that truth is splintered. There is
of all of life. One may say that true life begins a lot of it, it is varied, and it is strewn about the
where the tiny bit begins—where what seem to world. Dostoevsky thought that humanity knows
us minute and infinitely small alterations take much, much more about itself than it has record-
place. True life is not lived where great external ed in literature. So what is it that I do? I collect the
changes take place—where people move about, everyday life of feelings, thoughts, and words….
clash, fight, and slay one another. It is lived only The everyday life of the soul, the things that the
where these tiny, tiny infinitesimally small big picture of history usually omits, or disdains.
changes occur.

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These novelistic insights—the existence of sheer became the basis of the sympathy Pierre felt for other
contingency, true life as lived in “the tiny bit,” the people and the interest that he took in them.”
openness of time, meaning that what we choose really
matters—and the importance of the individual soul: Conclusion
All these insights are closely linked. The ideologues, My conclusion is brief: We face a choice between
who look down on ordinary people as boors and red- the dangerous theory-based uniformity of the intel-
necks and who put their faith in the abstractions they ligentsia and the wise perspective on life espoused
alone master, will never understand them. They see by Russian literature.
the world, if viewed through the right lens, as ulti- Pray for Chekhov.
mately simple, unlike Tolstoy’s Pierre, who comes —Gary Saul Morson, PhD, is Lawrence B. Dumas
to appreciate “the endless variety of men’s minds, Professor of the Arts and Humanities at Northwestern
which prevents a truth from ever appearing exactly University and is the author of Anna Karenina in Our
the same to any two persons.” By the novel’s end, “the Time: Seeing More Wisely (Yale University Press,
legitimate individuality of each person’s views…now 2007).

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