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Empirical Investigations

Validating Lung Models Using the ASL 5000 Breathing Simulator


Amanda Dexter, MS, RRT, CHSE; Objective: This study sought to validate pediatric models with normal and altered pulmonary
mechanics.
Neil McNinch, MS, RN; Methods: PubMed and CINAHL databases were searched for studies directly measuring
pulmonary mechanics of healthy infants and children, infants with severe bronchopulmonary
dysplasia and neuromuscular disease. The ASL 5000 was used to construct models using
Destiny Kaznoch;
tidal volume (VT), inspiratory time (TI), respiratory rate, resistance, compliance, and esoph-
ageal pressure gleaned from literature. Data were collected for a 1-minute period and re-
Teresa A. Volsko, MBA, MHHS, RRT, peated three times for each model. t tests compared modeled data with data abstracted
CMTE, FAARC from the literature. Repeated measures analyses evaluated model performance over mul-
tiple iterations. Statistical significance was established at a P value of less than 0.05.
Results: Maximum differences of means (experimental iteration mean clinical standard
mean) for TI and VT are the following: term infant without lung disease (TI = 0.09 s,
VT = 0.29 mL), severe bronchopulmonary dysplasia (TI = 0.08 s, VT = 0.17 mL), child with-
out lung disease (TI = 0.10 s, VT = 0.17 mL), and child with neuromuscular disease
(TI = 0.09 s, VT = 0.57 mL). One-sample testing demonstrated statistically significant differ-
ences between clinical controls and VT and TI values produced by the ASL 5000 for each
iteration and model (P < 0.01). The greatest magnitude of differences was negligible (VT <
1.6%, TI = 18%) and not clinically relevant.
Conclusions: Inconsistencies occurred with the models constructed on the ASL 5000. It
was deemed accurate for the study purposes. It is therefore essential to test models and
evaluate magnitude of differences before use.
(Sim Healthcare 13:117–123, 2018)

Key Words: Pediatric, infant, pulmonary mechanics, bronchopulmonary dysplasia, neuromus-


cular disease, simulation, physiologic modeling.

L aboratory evaluations are often used to examine ventilator


performance because simulated models of the respiratory system
The ASL 5000 lung simulator (IngMar Medical, Pittsburgh,
PA) has been used to evaluate ventilator performance and
carry no risk of harm and are less cumbersome to work with than demonstrate differences in operational characteristics.4 This
using humans or animals to evaluate medical devices.1–3 Unlike simulator uses a computer-driven piston to displace vol-
human subjects, whose disease condition may worsen or im- ume. The piston is controlled by the equation of motion,
prove over short or long periods, the pulmonary characteristics which enables the user to input values for airways resistance
of models do not vary. Therefore, during ventilator performance and pulmonary compliance to construct either a single- or
evaluations, any differences in the observed measurements are double-compartment lung model (Fig. 1). The ASL 5000 can
presumed to be related only to ventilator performance and not simulate passive, or no respiratory effort, and active breathing.
secondary to changes in the load imposed on the mechanical The latter is accomplished by modeling the muscle pressure
ventilator during its interaction with the patient. (PMUS) waveform in addition to setting the resistance and com-
pliance for the model.
From the Respiratory Care Program (A.D.), Rush University, Chicago, IL; Department of A dearth of information exists in the literature using
Kinesiology (A.D.), University of North Carolina at Charlotte, Charlotte, NC; Rebecca D
simulation to construct and validate pediatric models based
Considine Research Institute (N.M.), Akron Children's Hospital, Akron; Kent State
University (D.K.), Kent; and Nursing Administration (T.A.V.), Akron Children's Hospital, on actual pulmonary mechanics in health and with pulmonary
Akron, OH. pathophysiology. Different disease states impose varying con-
Reprints: Teresa A. Volsko, MBA, MHHS, RRT, CMTE, FAARC, Department of ditions of load, which can affect the manner in which respiratory
Nursing Administration, Akron Children's Hospital, Akron, OH 44308 (e‐mail:
equipment operates or interacts with the patient. Conditions that
tvolsko@akronchildrens.org).
increase load include (1) increased airways resistance, (2) de-
A.D. was formerly employed as a clinical educator for Ingmar Medical, the manufacturer
of the ASL. This work was a component of her graduate thesis work at Rush University creased compliance, (3) increased respiratory rate (RR), and
and completed in May of 2013, before her employment at Ingmar. The manuscript, based (4) abnormalities in chest wall compliance. There is a need
on this work, commenced after A.D. left Ingmar Medical for a position in academia. Ingmar to construct and validate infant and pediatric normal and dis-
Medical did not have a role in this study or in her graduate work. The work was completed at
Akron Children's Hospital under the mentorship of T.A.V., who does not have a relationship ease state models to identify whether changes in ventilator per-
with Ingmar Medical. D.K.'s involvement was sponsored by the Summer Pediatric Research formance and/or patient-ventilator interaction will occur under
Student Program (SPRS), at Akron Children's Hospital. T.A.V. served as the SPRS mentor varying pulmonary conditions.
but received no compensation for the role. N.M. discloses no conflicts of interest.
The purpose of this study was to construct and validate
Presented at the American Association for Respiratory Care (AARC) International
Congress, November 17, 2013, Anaheim, CA. four neonatal and pediatric models. We hypothesized that
Copyright © 2018 Society for Simulation in Healthcare the ASL 5000 will validate a simulated model for a term infant
DOI: 10.1097/SIH.0000000000000277 without lung disease, infant with severe bronchopulmonary

Vol. 13, Number 2, April 2018 117


Copyright © 2018 by the Society for Simulation in Healthcare. Unauthorized reproduction of this article is prohibited.
FIGURE 1. Equation of motion. PTR(t) is the change in transrespiratory pressure, or difference between the airway opening pressure
and body surface pressure as a function of time (t).This pressure is measured relative to end-expiratory airway pressure and is the pres-
sure generated by a ventilator during an assisted breath. PMUS(t) is ventilatory muscle pressure, or the difference as a function of time (t);
the theoretical chest wall transmural pressure difference that would produce movements identical to those produced by the ventilatory
muscles during breathing maneuvers (positive during inspiratory effort, negative during expiratory effort. R and C are the resistance
and compliance of the respiratory system.

dysplasia (BPD), child without lung disease and child with PubMed and CINAHL databases were used to perform a
neuromuscular disease. literature search of human trials in which pulmonary mechan-
ics were measured in infants and children without lung pathol-
ogy, infants with severe bronchopulmonary dysplasia, and
METHODS pediatric patients with neuromuscular disease and respiratory
The ASL 5000 was used to construct and validate the pulmo- compromise. Key words used in the search included the
nary mechanics and spontaneous effort models for a term in- following: human, English language, age of neonate to
fant and child with normal lung function (healthy controls) 18 years, simulation, biological models, respiratory mechanics,
and two disease states: infant with severe BPD and child with bronchopulmonary dysplasia, neuromuscular, mechanical
neuromuscular disease (Table 1). This study was independently ventilation, medical education, respiratory insufficiency, and
conducted, without affiliations with the manufacturer of the airways resistance. The search returned a total of 186 results,
ASL 5000. Although there are models available on the Ingmar of which 15 were relevant to the populations of interest and
Medical Web site for use with their lung simulator, the models purposes of this study. There were two references specifically
created and validated in this study predated those currently for the controls (term infant and child without lung disease),
available with the manufacturer. two directly related to bronchopulmonary dysplasia, and one

TABLE 1. A Description of the 4 Lung Models Tested, and the Type of Load Each Respective Model Would Impose During a Respiratory Device Evaluation
Model Description Load

Term infant without lung disease A baby born anytime between weeks 39 and 40 with No load
no health-related risks.
Infant with severe BPD Chronic lung disease in infants, which is a common Decreased compliance and increased pulmonary resistance
cause of respiratory insufficiency and ventilator increase the infant's work of breathing.
dependence in children born prematurely.
Child without lung disease An infant 12 mo old with no health-related risks. No load
Child with neuromuscular disease Impairment of the central or the peripheral nervous system, A highly compliant chest wall is unable to endure the
which may require mechanical ventilatory assistance. negative pressures generated during inspiration and
may collapse inward causing inconsistent or asynchronous
motion of the rib cage and abdomen, causing an increased
work of breathing.

118 Validating Lung Models Simulation in Healthcare


Copyright © 2018 by the Society for Simulation in Healthcare. Unauthorized reproduction of this article is prohibited.
TABLE 2. The Physical Characteristics of Normal and Disease State Models Based on a load on respiratory equipment. The control and experimen-
Demographic and Anthropometric Measures Reported in the Literature tal models were individually scripted and tested (Table 4). The
Model Model Description Age Weigh, kg increase % and release % settings were adjusted to sculpt the
Term infant without lung disease 5–7
Normal Newborn 3.8 breath with the intention of achieving a sinusoidal breath pattern
Infant with severe BPD7–9 Disease state 2 wk 3.8 and an TI, which met the specifications of the desired targets
Child without lung disease5–7 Normal 12 mo 10.0 for each of the models. Before initiating the study protocol,
Child with neuromuscular disease7,10 Disease state 12 mo 9.0 the calibration procedure for the simulator was performed in
accordance with manufacture recommendations.
for neuromuscular disease. The remainder supported all models Before collecting data, each model ran for a 2-minute pe-
and/or study concepts. Characteristics of the respiratory system riod to allow for piston stabilization. Data were then collected
were gleaned from the literature and used to create each of the for a 1-minute period. This procedure was repeated three
simulated models. These published reports provided a direct times for each model. Although the ASL 5000 provided several
measurement of lung compliance and pulmonary conduc- data output values, the variables of interest for this validation
tance, inspiratory and expiratory flows, esophageal pressure, study were VT and TI. Data from the ASL 5000 were reviewed
and functional residual capacity, which were used to construct in the postrun analysis section of the software. Using the util-
the models. The age and weight characteristics of each simu- ities option, data were exported to Excel (Microsoft, Red-
lated lung model were obtained from the Centers for Disease mond, CA) for management and SAS (Version 9.3; SAS
Control (CDC). For the term infant and child without lung Institute Inc, Cary, NC) for analysis.
disease models, weights for males and females were obtained
Statistical Analysis
using the CDC growth chart at 50% of the growth curve.
The primary outcomes of interest (VT, TI) obtained from
The CDC growth chart was also used for the infant with severe
the ASL 5000 were compared with data abstracted from the lit-
BPD and child with neuromuscular disease models; however,
erature by a one-sample t test. Follow-up testing was performed
weights for the disease state models were obtained at 25% of
using Wilcoxon signed rank test to account for departures from
the growth curve, which correlated with anthropometric mea-
normality, with similar findings noted. For repeated measures
sures reported in the literature. Table 2 specifies the age and
of primary variables of interest, the Friedman test with post
weight characteristics of each model. Table 3 outlines the tidal
hoc multiple pairwise comparisons was used to assess for dif-
volume (VT), inspiratory time (TI), RR, airways resistance, and
ferences between each of the experimental iterations, for each
pulmonary compliance gleaned from patient characteristics
model. Statistical significance was established at a P value of
reported in published clinical trials and used to construct each
less than 0.05, unless otherwise noted.
model. Muscle pressure is not typically measured in humans
Post hoc assessment of clinical relevance, as it relates to sta-
but was a necessary component to the script, because it was
tistical significance, was completed once all results were available.
used to produce the desired VT for each of the models. Esoph-
ageal pressure provided the initial starting point for PMUS, after
which adjustments to PMUS were made as needed to produce
active breathing at the target VT for each model. The charac- RESULTS
teristics for each model were entered into the ASL 5000 simu- One-sample testing revealed evidence of statistically significant
lation editor using a single-compartment lung model. Figure 2 differences between published characteristics or the clinical
illustrates the compartment settings used for the child with standard used in this study and values produced by the ASL
neuromuscular disease model. The breath configurations for 5000 (VT and TI) for each iteration and model (P < 0.01 for
each of the models of interest were manually scripted or indi- all). The maximum differences of means (experimental itera-
vidually programmed. Active breathing was simulated by tion mean − clinical standard mean) are the following: term
adjusting PMUS on the ASL 5000 to produce the target VT of infant without lung disease (TI = 0.09 s, VT = 0.29 mL), infant
7 mL/kg. The term infant and child without lung disease with severe BPD (TI = 0.08 s, VT = 0.17 mL), child without
served as the healthy control models, which did not impose lung disease (TI = 0.10 s, VT = 0.17 mL), and child with neu-
extra load during ventilatory assistance.5–7,11,12 Infant with se- romuscular disease (TI = 0.09 s, VT = 0.57 mL). The maxi-
vere BPD7–9,12–16 and child with neuromuscular disease7,10,12,17,18 mum difference of means in VT noted for all models was less
were the two experimental (disease state) models that imposed than 1.6% of the scripted values. The maximum difference

TABLE 3. Characteristics of the Respiratory System Gleaned From the Literature and Used to Create Each of the Simulated Models for the Validation Study
RR Mean (Range) Inspiratory Resistance, Expiratory Resistance, Compliance, Mean Esophageal Pressure,
Model (Patient Weight in kg) VT, mL Breaths per Minute TI, s Mean (Range), cmH2O/L/s Mean (Range), cmH2O/L/s (Range), mL/cmH2O Mean (Range), cmH2O

Term infant without lung 26.6 50 (40–60) 0.5 52 (44–94) 70 (45–149) 7.5 (4–11) 7 (6–9)
disease (3.8 kg)5–7,11,12
Infant with severe 23.4 60 (60–80) 0.4 69 (44–94) 87 (80–140) 1.8 (0.88–3) 11.5 (10–12)
BPD (3.8 kg)7–9,12–16
Child without lung 70.0 25 (22–28) 0.8 46 (29–63) 46 (29–63) 15.0 (12–17) 7 (6–9)
disease (10 kg)5–7,11,12
Child with neuromuscular 37.8 25 (22–28) 0.8 46 (29–63) 46 (29–63) 14.5 (12–17) 7 (6–9)
disease (9 kg)7,10,12,17,18

Vol. 13, Number 2, April 2018 © 2018 Society for Simulation in Healthcare 119
Copyright © 2018 by the Society for Simulation in Healthcare. Unauthorized reproduction of this article is prohibited.
FIGURE 2. An illustration of setting the resistance and compliance for the single-compartment lung model representing a child with neu-
romuscular disease. Rin and Rout represent airways resistance during inspiration and expiration, respectively. C represents pulmonary
compliance.

of means in TI ranges was 18% for all models. Table 5 provides simulated model is unable to consistently replicate the model
the summary statistics by model and iteration. characteristics, it is difficult to distinguish whether the differ-
The Friedman test results provided strong evidence of an ences in the variables of interest were due to inconsistencies
overall difference in VT and TI for the infant with severe BPD in the model or differences in the operational characteristics
model (P < 0.01 for both) and evidence of an overall difference of the devices evaluated. This study used the ASL 5000 lung
in TI for the child with neuromuscular disease model (P = 0.03). simulator. The precision with which this simulator can pro-
There were no statistically significant differences in the term duce consistent results is dependent on the lack of variation
infant without lung disease or child without lung disease with which the piston moves within the casing. This variation
models for TI and VT (P = 0.3, 0.1, 0.9, and 0.7, respectively). is most likely to occur between experimental iterations.20 There-
Table 6 provides results of Friedman test along with Tukey fore, time or the number of repeated iterations of each model was
multiple pairwise comparisons for each of the models. Post an important factor to consider when validating a simulated
hoc analysis of Friedman test with multiple pairwise compar- model. Repeating each script more than once enabled the re-
isons using Tukey adjusted α demonstrated statistically signif- searchers to determine whether the ASL 5000 was able to pro-
icant differences for VT between the first and second iterations duce consistent breath characteristics over repeated iterations.
(difference of medians = 0.01 mL), as well as the first and third Once the model was scripted, simulator calibration and a
iterations (difference of medians = 0.02 mL) in the infant with stabilization period were the essential steps performed before
severe BPD model. Inspiratory time was significantly different, collecting our data. Although the ASL 5000 was calibrated be-
in the infant with severe BPD model, between the first and fore use and a stabilization period was provided, there exists
third iterations (difference of medians = 0.01 s) as well as between the potential for variation in piston movement, which can af-
the second and third iterations (difference in medians < 0.01 s). fect results. A 2-minute stabilization period was used to pre-
In the child with neuromuscular disease model, TI was signif- vent any initial disruption in piston motion, which may
icantly different between the first and third iterations as well as occur as the script was initializing, from contaminating data
between the second and third iterations (difference in me- collection. The 2-minute period was chosen from our previous
dians < 0.01 s for both). experience modeling disease states and using pediatric models
to evaluate respiratory equipment.19–22
DISCUSSION The ASL 500 has a 500-Hz sampling rate. Based on this
Simulation studies are often used to examine device perfor- sampling rate and our previous experience with device evalua-
mance using models of the respiratory system19 because they tion using simulated models, a 1-minute data collection period
carry no risk of harm and, compared with using humans or was considered sufficient to obtain respiratory breath data.19–22
animals, are less cumbersome to work with. However, if the With respect to this study, the inconsistencies or variation in VT

TABLE 4. A Script of the Pulmonary Characteristics of Each Model Used in the Validation Study
Inspiratory Expiratory
Pmax, Resistance, Mean, Resistance, Mean, Compliance, Mean, Spontaneous Rate, Uncompensated
Model (Weight in kg) Increase %* Release %* cmH2O cmH2O/L/s cmH2O/L/s mL/cmH2O Breaths per Minute Residual Capacity, mL

Term infant without lung 42 42 9.8 52 70 7.5 50 50


disease (3.8 kg)
Infant with severe BPD (3.8 kg) 41 41 16.5 69 87 1.8 60 50
Child without lung 25 25 9.0 46 46 15.0 25 177
disease (10 kg)
Child with neuromuscular 25 25 5.0 46 46 14.5 25 207
disease (9 kg)
*“Increase %” and “release %” settings were adjusted to sculpt the breath and obtain a sinusoidal breath pattern. The settings reported were those used to produce an TI that most closely
resembled the TI reported in the literature, for each of the models.

120 Validating Lung Models Simulation in Healthcare


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TABLE 5. Summary Statistics by Model and Iteration, With One-Sample t Test Results
Iteration Variable n Mean SD Median Min Max Test Location One-Sample t Test, P

Term infant without lung disease


1 I time, s 53 0.59 0.02 0.59 0.58 0.72 0.50 <0.01
Insp VT, mL 53 26.88 2.81 26.48 26.42 46.88 26.60 <0.01
2 I time, s 55 0.59 0.02 0.59 0.58 0.72 0.50 <0.01
Insp VT, mL 55 26.86 2.75 26.46 26.43 46.88 26.60 <0.01
3 I time, s 51 0.59 0.02 0.59 0.58 0.72 0.50 <0.01
Insp VT, mL 51 26.89 2.87 26.46 26.41 46.93 26.60 <0.01
Infant with severe BPD
1 I time, s 60 0.48 0.01 0.48 0.47 0.49 0.40 <0.01
Insp VT, mL 60 23.23 0.02 23.22 23.21 23.28 23.40 <0.01
2 I time, s 60 0.48 0.01 0.48 0.47 0.49 0.40 <0.01
Insp VT, mL 60 23.24 0.02 23.23 23.21 23.28 23.40 <0.01
3 I time, s 60 0.48 0.01 0.48 0.47 0.50 0.40 <0.01
Insp VT, mL 60 23.25 0.01 23.24 23.22 23.28 23.40 <0.01
Child without lung disease
1 I time, s 25 0.90 0.01 0.90 0.89 0.91 0.80 <0.01
Insp VT, mL 25 69.83 0.07 69.81 69.77 70.14 70.00 <0.01
2 I time, s 25 0.90 0.01 0.90 0.89 0.92 0.80 <0.01
Insp VT, mL 25 69.83 0.06 69.82 69.77 70.11 70.00 <0.01
3 I time, s 25 0.90 0.01 0.90 0.89 0.92 0.80 <0.01
Insp VT, mL 25 69.83 0.07 69.83 69.75 70.14 70.00 <0.01
Child with neuromuscular disease
1 I time, s 25 0.89 0.01 0.89 0.88 0.90 0.80 <0.01
Insp VT, mL 25 38.37 0.04 38.36 38.31 38.51 37.80 <0.01
2 I time, s 25 0.89 0.01 0.88 0.88 0.90 0.80 <0.01
Insp VT, mL 25 38.38 0.04 38.37 38.34 38.52 37.80 <0.01
3 I time, s 25 0.89 0.01 0.88 0.88 0.90 0.80 <0.01
Insp VT, mL 25 38.37 0.04 38.36 38.32 38.53 37.80 <0.01

and TI between iterations were manifested in small changes analysis by traditional repeated measures analysis of variance,
(10ths–100ths of mL and seconds, respectively). Variation was necessitating the Friedman test approach. This minimal varia-
minimal enough between experimental iterations to prevent tion provides evidence of simulator precision over time.

TABLE 6. Results of Friedman Test With Tukey Multiple Pairwise Comparisons


Term infant without lung disease
Insp VT, mL P = 0.0839 I time, s P = 0.343
Iteration compared Difference 95% CI Iteration compared Difference 95% CI
3–2 0.010 −1.293 to 1.313 3–2 0.000 −0.009 to 0.009
3–1 0.032 −1.259 to 1.324 3–1 0.002 −0.007 to 0.011
2–1 0.022 −1.257 to 1.301 2–1 0.001 −0.008 to 0.010
Infant with severe BPD
Insp VT, mL P = 0.0001 I time, s P = 0.0011
Iteration compared Difference 95% CI Iteration compared Difference 95% CI
3–2 0.006 −0.002 to 0.014 3–2 0.003 0.000 to 0.006 *
3–1 0.014 0.007 to 0.022 * 3–1 0.005 0.002 to 0.008 *
2–1 0.008 0.001 to 0.016 * 2–1 0.002 −0.001 to 0.005
Child without lung disease
Insp VT, mL P = 0.6882 I time, s P = 0.8739
Iteration compared Difference 95% CI Iteration compared Difference 95% CI
3–2 0.000 −4.981 to 4.981 3–2 0.000 −4.981 to 4.981
3–1 0.000 −4.981 to 4.981 3–1 0.000 −4.981 to 4.981
2–1 0.000 −4.981 to 4.981 2–1 0.000 −4.981 to 4.981
Child with neuromuscular disease
Insp VT, mL P = 0.5273 I time, s P = 0.0227
Iteration compared Difference 95% CI Iteration compared Difference 95% CI
3–2 0.001 −0.027 0.028 3–2 0.005 0.000 to 0.010 *
3–1 0.007 −0.020 0.034 3–1 0.006 0.001 to 0.011 *
2–1 0.007 −0.020 0.034 2–1 0.001 −0.004 to 0.005
*Significant.

Vol. 13, Number 2, April 2018 © 2018 Society for Simulation in Healthcare 121
Copyright © 2018 by the Society for Simulation in Healthcare. Unauthorized reproduction of this article is prohibited.
Statistically significant differences were found between ASL model does not account for differences in heterogeneity in re-
5000 values and published or target values for VT and TI. In spiratory mechanics, which occurs with disease states. There-
evaluating those differences, it was essential to consider their fore, our models may not accurately reflect the heterogeneity
relevance to the outcome of our work. The greatest magnitude in respiratory mechanics, which may be an important consider-
of differences between published values and the values obtained ation, such as in the previously mentioned n of 1 construct.
from the ASL 5000 were negligible. Maximum difference in VT
was less than 1.6%, which equates to 0.6 mL. Similarly, the CONCLUSIONS
maximum difference in TI was 18% or less than 0.1 second. Because inconsistencies can occur with simulated models, it is
During normal breathing, variations in VT and TI do occur, essential to evaluate magnitude of differences between the de-
and because the variations we observed between published sired and measured variable(s) of interest before use. In our
values were so small, the researchers assessed these differences study, the magnitude of variation within and between itera-
as not clinically relevant. tions for each model was minimal with clinically irrelevant sig-
Although statistically significant, the magnitude of dif- nificant effects noted in the disease state models. The ASL 5000
ferences and standard deviations found in VT and TI between lung simulator was demonstrated to be an effective way of val-
the iterations for each model were very small, relative to the idating these neonatal and pediatric respiratory models.
scripted values obtained from the literature. Our post hoc de-
termination of clinically irrelevant differences was supported
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