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Abstract. The earthquake response of cultural heritage masonry churches located in the
south of Mexico has been object of ongoing research during the last two decades. This paper
aims to complement the research efforts made in order to understand and prevent the collapse
mechanisms of ancient churches during seismic events. The paper presents a case study of the
assessment of the seismic performance of a small and a large scale masonry church. The
main objectives of the paper are (1) to develop computer models that represent the actual
structural response with reasonable accuracy, (2) to verify the computer models by means of
a comparison against their experimental and empirical counterpart, and (3) to define a fre-
quency versus damage state relationship for condition monitoring. In order to achieve such
objectives, an approach based on the formulation of computer models of the ancient churches
is presented. Assessment of the seismic response is conducted by means of computer-aided
techniques in combination with experimental findings from a small scale church model. The
computer models are defined using the Finite Element software ANSYS® and LS-DYNA®. In
the models the failure of the structure is initiated by tensile cracking of the walls perpendicu-
lar to the shear walls. In conjunction, experimental results obtained from a shaking table test
of a 1:8 scale model are used to verify the results from the structural analysis. Additionally,
empirical findings on a full scale structure damaged during the 7.1 magnitude 1999 Tehuacan
earthquake are used to further assess the accuracy of the computer models. The results are
then used to describe empirical relationships between vibration frequencies and damage state.
These relationships can be used for future condition assessment of the structure based on sen-
sor data. Based on the results, the development of constitutive models that accurately repre-
sent the masonry failure requires further research.
Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
1 INTRODUCTION
Finite Element (FE) models have been widely used to study the dynamic behavior and
seismic response of ancient masonry structures. With the advent of sophisticated FE software
and more efficient personal computers, this approach has become the preferred approach to
study the dynamic response of historical constructions such as the typical ancient churches
located in the south of Mexico. These monuments are masonry structures that were built be-
tween the 16th and 18th centuries. Given that this type of structures consists of massive thick
elements, a common approach is to define a computer model that idealizes the structure as a
finite number of solid elements connected at node locations. The connected elements define a
mesh that shows how the elements are connected to form the structural system. Earthquake
loads are applied to the model as input base accelerations. Then, the equation of motion is
solved for the system and the response is computed at every node location in the mesh. In
solving the equation of motion, different algorithms are available in the literature and imple-
mented in software packages, both implicit and explicit methods have been applied to esti-
mate the dynamic response of historical constructions [1-3]. Results have been proved to
approximate the observed behavior of existing structures. This paper aims to complement this
body of literature focused on providing insight on the seismic behavior of ancient churches by
means of FE models. The main objectives of the paper are (1) to develop computer models
that represent the actual structural response with reasonable accuracy, (2) to verify the com-
puter models by means of a comparison against their experimental and empirical counterpart,
and (3) to define a frequency versus damage state relationship for condition monitoring. The
followed approach is to estimate the seismic response of a 1:8 scale laboratory test specimen
using FE models that consider material and geometric nonlinearities. A comparison between
implicit and explicit dynamic analysis is presented. Damage patterns are idealized as cracks
that propagate through the finite elements. Experimental results from a shaking table test are
compared against their analytical counterpart. In the shaking table test program the 1:8 scale
church models was subjected to an earthquake with increasing intensity until it was consid-
ered safe for the laboratory facilities [4]. To further evaluate the FE modeling techniques,
damage patterns that were observed in an existing ancient church after the 7.1 magnitude
1999 Tehuacan earthquake are estimated using computer models. Structural frequencies are
estimated using the acceleration response obtained from the FE analysis of the scaled model
and relationships are defined that relates the natural frequency with the observed damage.
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
Figure 1: Typical ancient masonry church construction in Southern Mexico: (a) Ajalpan, Puebla;
(b) aerial view, Ajalpan, Puebla; (c) San Miguel Ejutla, Oaxaca
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
Figure 2: Shaking table test specimen: (a) 1:8 scale church; (b) front view;
(c) elevation view; (d) plan view; (e) cross section. Dimensions in meters
The test program consisted of a total of 35 tests including ambient, white noise and earth-
quake loadings. The program was divided into three stages. The first stage is object of study
in this paper. In the second and third stages, the specimen was retrofitted and subjected to
higher earthquake intensities. These stages were used to assess the effectiveness of the retrofit
techniques. These are beyond the scope of this paper and are not presented herein. A detailed
description of the shaking table test results can be found elsewhere [3, 4].
In the first stage of the test, the specimen was subjected to a maximum base acceleration of
0.44g in the transverse direction and 0.36g in the vertical direction. Figure 3 shows the earth-
quake records applied to the test specimen. These were defined such that the test specimen
frequencies fell within the interval of maximum acceleration of the response spectrum.
Figure 3: Shaking table test input base acceleration: (a) transverse direction; (b) transverse response spectrum
with 5% damping; (c) vertical direction; (d) vertical response spectrum with 5% damping
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
4 TRANSIENT ANALYSIS
The motions recorded by the control system of the shaking table were used to estimate the
seismic response of the test specimen using FE models. Transient analyses (also known as
time-history analysis) were performed using both implicit and explicit methods. The software
ANSYS® was used to compute the seismic response of the scaled church by means of an im-
plicit method whereas LS-DYNA® was used to estimate the response by an explicit method.
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
For the test specimen, acceleration data was processed to identify the structural natural fre-
quencies. The identified frequency of the first mode was 11.65 Hz. The difference between
the analytical and experimental results is attributed to the fact that the stone masonry possess-
es variations in its properties across the entire structure, which is not represented in the model.
In this analysis the response of the structure is governed by the equation of motion,
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
The solution requires computation of the tangent stiffness matrix at each time step 𝑖
2 4
� � = [K]𝑖 +
�K [C] + [M] (2)
𝑖 ∆𝑡 (∆𝑡)2
A Newton-Raphson method is applied to solve for the response 𝑢𝑖+1 at time step 𝑖 + 1,
𝑢𝑖+1 = 𝑢𝑖 + ∆𝑢𝑖 (3)
Since the response at time 𝑖 + 1 is determined from the equilibrium condition at time 𝑖 + 1,
this method is called an implicit method.
Estimation of the damping matrix [C] is also required. In this study, the procedure used to
estimate the damping matrix was the so-called Rayleigh damping given by,
[C] = 𝛼[M] + 𝛽[K] (4)
In a previous study, the coefficients 𝛼 and 𝛽 were estimated based on equivalent damping
ratios obtained from the shaking table test measurements [3, 4]. It was found the damping ra-
tios for the scaled model oscillates between 8 and 14% of the critical value. These values de-
pend on earthquake intensity and damage level. Rayleigh damping coefficients initially
assigned to the ANSYS model were 𝛼=9.88 and 𝛽=0.0005. Since the frequency of the model
decreases as cracks progressively increase, the corresponding damping ratio increases expo-
nentially below 10 Hz (under the mass proportionally damping curve). In this area the mass
proportional damping effectively damps a rigid body motion. This can result in the underes-
timation of the structural response. For this reason, alternative 𝛼 and 𝛽 values were assigned
to the model such that the assigned damping ratios were in the order of 8 to 14% for frequen-
cies below 10 Hz. The results are compared for both damping cases later in the paper.
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
The resisting force [K]𝑖 𝑢𝑖 appears explicitly and it depends only on the response at time 𝑖,
not on the unknown response at time 𝑖 + 1.
The implementation of Rayleigh damping in LS-DYNA is not well defined and other op-
tions are available to define damping. In this study, an approximately constant damping ratio
was assumed through a frequency interval 1 Hz < 𝑓 < 70 Hz. Since damping ratios greater
than 5% are not recommended in the selected algorithm, a conservative damping ratio of 5%
was assigned to the LS-DYNA model.
Figure 7: Acceleration response of the church specimen: (a) top of right tower;
(b) middle span of vaulted roof
(a) (b)
Figure 8: Identified frequencies using ERA: (a) implicit analysis; (b) explicit analysis. The used symbols are: ‘ ’
for a stable pole; ‘.v’ for a pole with stable frequency and vector; ‘.d’ for a pole with stable frequency and damp-
ing; ‘.f’ for a pole with stable frequency, ‘.’ for a new pole and ‘- -’ for FRF function.
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
Figure 9 shows a comparison of the displacement response at the top of the left tower and
at the middle span of the vaulted roof. Here, the response from the implicit analysis is given
for two damping cases. A first case with high damping where Rayleigh damping was defined
from measurements, and a second case with low damping where Rayleigh damping was as-
sumed such that the damping ratios remained below 10% for structural frequencies in the in-
terval 4 Hz < 𝑓 < 48 Hz. As it was expected, the low damping case of the implicit analysis
approximates the explicit response because damping values are similar. However, with low
damping the response from the implicit analysis “blows up” around 15 seconds. This is be-
cause large deformations are experienced at the top body of the left tower and the analysis is
terminated as it does not achieve convergence.
Figure 9: Displacement response of the church specimen: (a) top of right tower;
(b) middle span of vaulted roof
Figure 10 shows the hysteretic loops at the mid-span of the vaulted roof. The wider loops
from the explicit analysis show the displacement of the structure can be overestimated when
damping is assumed to be constant and approximately 5% of the critical.
Figure 11 shows a comparison of crack plots generated in each model nearly the peak re-
sponse at 18 seconds. The implicit analysis using high damping ratios (Figure 11a) shows
most of the cracks concentrated in the façade and the lower body of the towers. Here, the first
crack for an element at an integration point is shown in red color, the second crack is shown
in green, and the third crack in blue. As expected, the assumption of low damping results in a
considerably greater amount of cracks (Figure 11b). For low damping the deformed shape
shows large displacements and cracks concentrated in the upper body of the left tower. This
analysis was terminated at time 15 s due to excessive deformation on the left tower. In the
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
case of the explicit analysis, a considerable amount of cracks is shown (Figure 11c). This is
attributed to the conservative 5% damping assigned to the model.
Figure 11: Crack plots: (a) implicit analysis with high damping; (b) implicit analysis with low damping;
(c) explicit analysis approximately 5% damping
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
Figure 12 shows a comparison between the response at the top of the tower and at the mid-
dle span of the vaulted roof obtained with the high damping implicit analysis and that meas-
ured during the shaking table test. The closeness between the time-histories suggests the
assumption of high damping gives a better approximation to the actual response.
Figure 12: Comparison between computed and measured acceleration response; (a) top of the tower;
(b) middle span of the vaulted roof
An estimation of the ultimate displacement at the top of the left tower using video images
is shown in Figure 13. Three time frames of the video were selected, a first frame was cap-
tured at rest to represent the undeformed shape, a second and a third frame were captured be-
fore and after the tower collapsed during the shaking table test at t≈13s and t≈21s, respectively.
The estimated displacement at collapse, nearly 21 seconds, is approximately 4 cm ± 6 cm.
The error was estimated based on the angle of the church in the captured frames. Although
this approximation is too crude, the video images suggest the displacement at the top of the
tower right before collapse is in the order of 4 to 10 cm. This contradicts the displacements
estimated using an implicit analysis with high damping, which are in the order of 2 mm. Con-
versely, a displacement of approximately 10cm, obtained from the explicit analysis, suggest
the collapse behavior is well represented in the LS-DYNA model even when the response is
overestimated.
Figure 13: Approximated ultimate displacement at the top of the towers from video
frame captures. Dimensions in meters
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
Figure 14: Almolonga church: (a) view; (b) cracks on interior vaulted roof;
(c) cracks on interior walls; (d) cracks on exterior walls
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
Figure 15: Earthquake records for the FE analysis of Almolonga church: (a) transverse direction; (b) transverse
response spectrum with 5% damping; (c) vertical direction; (d) vertical response spectrum with 5% damping
Figure 16: Cracks developed in LS-DYNA FE model for the Almolonga church
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Marcos M. Chavez, Hugo C. Gomez, Tim Milot, and Nikolay Doumbalsky
Figure 18: Segmentation of the mid-span roof acceleration response for structural frequency identification:
(a) implicit analysis with high damping; (b) explicit analysis with 5% damping
Figure 19: Frequency response function at the mid-span roof: (a), (b) from implicit analysis with low damping;
(c), (d) from explicit analysis with 5% damping
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Implicit and Explicit Transient Analysis of Ancient Churches in Southern Mexico Under Earthquake Loading
7 CONCLUSIONS
The following conclusions are derived from this study:
• Engineering assumptions such as constitutive laws and damping values are crucial for FE
modeling of the seismic response of ancient masonry churches
• Special attention should be given to the way damping is assigned to the model as the
seismic response is considerably sensitive to damping parameters
• Rayleigh damping is suitable for implicit transient analysis provided the mass and stiff-
ness proportional damping coefficients are estimated based on measured response
• Approximately 5% constant damping ratio is suggested only if the assessment of the
seismic response is qualitative and an explicit analysis is applied using LS-DYNA
• Instrumentation of full-scale church structures is deemed necessary to assess the accuracy
of an FE approach for computation of the seismic response and frequency decay
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