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Background and Purpose—One in 3 stroke survivors has aphasia (impaired language comprehension and expressive
abilities). Conventionally, depression diagnosis uses language-based methods. We aimed to systematically review
methods that have been used to diagnose depression and adaptations to these methods intended for people with aphasia.
Methods—We systematically reviewed stroke studies (to January 2006) that included a depression diagnosis and
individuals with aphasia. We extracted data related to depression diagnostic methods used for individuals with/without
aphasia. We sought clarification from authors when required.
Results—A total of 60 studies included people with aphasia. Almost half the studies (29/60; 48%) adapted their main
depression diagnostic method (most typically a clinical interview and published criteria) for individuals with aphasia.
Adaptive methods included: using informants (relatives or staff), clinical observation, modifying questions and visual
analogue scales. Evidence of the validity or reliability of these adaptations was rarely reported. However, use of
informants or clinical observation did achieve the inclusion of most people with aphasia in the diagnosis of depression.
Remaining studies, that did not report adaptive methods, suggested that conventional language-based methods are
suitable for individuals with only ‘mild’ aphasia.
Conclusions—People with aphasia can be and have been included in depression diagnostic assessments. However, we
suggest that depression and language experts collaborate to develop a more valid method of depression diagnosis for
patients with aphasia that has good reliability. (Stroke. 2007;38:3076-3083.)
Key Words: aphasia 䡲 depression 䡲 depression diagnostic methods 䡲 systematic review
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Received February 2, 2007; final revision received April 13, 2007; accepted April 23, 2007.
From the NMAHP Research Unit (E.T., M.B.), Buchannan House, Glasgow Caledonian University, UK; and the NHS Grampian (K.N.), Department
of Speech and Language Therapy, Spynie Hospital, Morayshire, UK.
Correspondence to Ellen Townend, PhD, Department of Clinical Psychology, Astley Ainsley Hospital, 133 Grange Loan, Edinburgh, UK EH9 2HL.
E-mail ellen.townend@lpct.scot.nhs.uk
© 2007 American Heart Association, Inc.
Stroke is available at http://stroke.ahajournals.org DOI: 10.1161/STROKEAHA.107.484238
3076
Townend et al Depression Diagnostic Methods in Aphasia 3077
Table 2. Types of Adaptations to Depression Diagnostic One study5 stated that using relatives and staff to supple-
Methods Reported for People With Aphasia (29 studies) ment clinical interviews had been established as a ‘reliable’
No. of Studies* method; however, although the supporting references21,29 did
use informants they did not report reliability data. Robinson
Informants (Of which 7 studies specified using staff 18
et al30 state that their NRSD had established reliability and
关usually nurses兴, 4 studies specified using
relatives/friends and 3 specified using both) validity, but the supporting reference is a duplicate of the
same study. In this publication23 they report correlations of
Clinical observation nonverbal behaviour 6
the NRSD with the Hamilton Depression Rating Scale
Simplified interview questions to require only 4
(HDRS), Zung depression Scale (SDS) and Folstein’s Visual
Yes/No or categorical responses
Analogue Mood Scale (VAMS) of r⫽0.55, r⫽0.79 and
Cards with key phrases used as question prompts 2
r⫽0.60 respectively, but it is unclear how the HDRS itself
or response aids
was completed.
Delayed timing of interviews 2 A noncompletion rate of 19 from at least 252 attempts was
Verbally administered questionnaires 4 achieved (based on 12 studies that reported numbers of individ-
Visual analogue mood scales 4 uals with aphasia that did not complete5,20,21,23,24,27–29,31–34 and
Numbers add up to ⬎29 because some studies used ⬎1 adaptive method 10 studies that reported the number that did.5,20,21,23,24,28,29,31–33
(see supplemental Table I).
Clinical Observation
Reporting of Adaptive Depression Diagnostic Diagnosticians, most of whom were experienced psychia-
Methods for Individuals With Aphasia trists, used what was described as observations of ‘nonverbal’
Overall just less than half of studies (29/60; 48%) indicated behavior (presumably body language, delayed time to re-
having adapted their depression diagnostic method for par- spond and other markers of emotion) to infer emotional states
ticipants with aphasia. Studies that involved only individuals in 6 studies with ‘unlimited’ aphasia. In 3 studies, observa-
whose aphasia was ‘limited’ (11/38; 29%) were far less likely tions of such ‘nonverbal behavior’ was used to provide
to report an adaptive method than studies that involved information to supplement that which had been obtained
individuals with ‘unlimited’ aphasia (18/22; 82%). verbally from interviews. Hermann and colleagues20,21 com-
bined patients and informants reports with his observations
Types of Adaptive Methods using the CDS. Finkelstein et al28 combined patients and
The adaptive methods reported by the 29 studies included informants reports assessed with a modified HDRS and 3
‘experienced observers’ observations and specified that “Rat-
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the use of simple questions designed to require only people with aphasia were excluded from correlative analyses
‘Yes/No’ or categorical responses.22,26,38,39 Reding et al26 comparing it to other measures in the supporting referenc-
also indicated using participants’ gestures as responses. A es43,47 because they were unable to complete the other
noncompletion rate of 14 from at least 46 attempts was measures. Robinson et al23 report administering their visual
achieved (based on 3 studies that reported numbers of analogue scale at the start and end of assessment interviews
individuals with aphasia that did not complete26,38,39 and 2 and obtaining a very high test-retest reliability (r⫽0.98,
studies that reported the number that did.38,39 P⬍0.0001).
Two studies22,40 (both with ‘limited’ aphasia) reported A noncompletion rate of 437 of at least 521 attempts was
using response cards as a supplementary method: as part of achieved (based on 4 studies that reported numbers of
the interview assessment with the SADBD22; and to aid individuals with aphasia that did not complete23,43– 45 and 3
administration of the SDS questionnaire.40 Neither study studies that reported the number that did complete.23,43,44
reported the number of individuals with aphasia assessed but Gainotti and colleagues43 discuss why using a visual analogue
neither reported any noncompletion. scale only enabled them to assess 9 of the 23 participants with
Four studies (2 with ‘limited’23,41 and 2 with ‘unlimited’ aphasia (with whom they had been unable to complete the
aphasia25,26) reported a supplementary method of verbally HDRS interview). They highlight that although participants
administering either the SDS questionnaire23,25,26 or the Ge- are only required to respond nonverbally, the instructions
riatric Depression Scale (GDS) questionnaire.41 Robinson et about how to respond are verbal. They tried using nonverbal
al23 report that 10 carers also completed the SDS and that gestures as instructions but found participants were also often
their responses were highly correlated with patients (r⫽0.83). unable to understand these. As Gainotti et al state, “The
A noncompletion rate of 14 from at least 92 attempts was majority of severely aphasic patients are unable to understand
achieved (based on 3 studies that reported numbers of not only the verbal questions but also the nonverbal requests
individuals with aphasia that did not complete23,26,41 and 2 of the examiner.”43
studies that reported the number that did.23,41
Confidence Expressed in Adaptive Depression
Modified Timing of Interviews Diagnostic Methods for Aphasia
Two studies (1 with ‘limited’42 and 1 with ‘unlimited’ Three studies that used adaptive methods to enable depres-
aphasia33) supplemented interviews by delaying their timing sion diagnosis in individuals with ‘unlimited’ aphasia ex-
with individuals with more severe aphasia. For example, pressed lacking confidence in their diagnoses. Andersen and
Morris et al33 suggest that the ‘delay of weeks’ to 2 months colleagues37 used clinical observation when patients could
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poststroke was what accounted for ‘reliable’ communication not complete the HDRS. They expressed doubt that they had
in all but 5 of their participants, which was evidenced by been able to distinguish between depression and uncontrolled
consistent responses to the GDS questionnaire. Both studies crying in these individuals and actually decided to then
that used delayed interviews reported numbers of individuals exclude them from their study. Palomaki et al,36 who also
with aphasia assessed (n⫽100) and neither reported any used clinical observation when participants could complete
failure to complete depression diagnosis. neither the HDRS or BDI, excluded these individuals from
the analysis. Although Reding et al used adapted depression
Visual Analogue Mood Scales diagnoses based on informants,25,26 modified questions25,26
Four studies (1 with ‘limited’23 and 3 with ‘unlimited’ and clinical observation26 to include individuals with aphasia,
aphasia43– 45) reported using visual analogue scales. In Rob- they also expressed uncertainty: “The more neurologically
inson and colleague’s study,23 1 of 4 assessments contributed impaired a patient is, the more subjective are our assessments
equally to the diagnosis of depression, but in the other studies of his mood state.”26 “The clinical diagnosis of depression in
visual analogues were used as an alternative method for the stroke population is difficult.”25
individuals with aphasia. In contrast, 1 study with ‘unlimited’ aphasia severity33 that
Three slightly different visual analogue scales were used. delayed interviewing participants with more severe aphasia
All were based on schematic emotional face pictures joined indicated that aphasia was not generally a hindrance to
with a 100-mm line on which respondents were asked to conventional depression diagnostic interviewing: “Although
indicate their mood. Robinson et al used an adapted version 49% of the sample had some degree of aphasia following
of Folstein’s horizontal scale46 (with a ‘Frowning’ and their stroke, only two had receptive aphasia and by the time
‘Happy’ face as well as the words ‘worst’ and ‘best’ mood at of evaluation [two months but delayed this ‘by weeks’ if
opposite poles). Gainotti et al43 and Paolucci et al44 used required] most aphasic patients had mild or minimal deficits
Stern and Bachman’s47 vertical scale that joins a ‘Happy’ and not severe enough to interfere with the assessment process
‘Sad’ face. The DESTRO study45 used the ‘Sad’ item from [Composite International Diagnostic Interview].”33
Arruda et al’s48 set of visual analogue scales that is a vertical
scale with a ‘Neutral’ and ‘Sad’ face. Completion of Main Depression Diagnostic
Arruda et al’s45 scale is referred to as a ‘validated diag- Methods in Studies That Did Not
nostic instrument’; however, as the instrument’s authors, they Report Adaptations
acknowledge their validation study does not generalize to Of studies that did not report an adaptive method, only 4
people with aphasia who were excluded. Similarly, Stern and included individuals with ‘unlimited’ aphasia.49 –52 Three of
Bachman’s44 scale is stated as ‘valid in aphasic patients’ but these49 –51 reported being unable to complete depression
3080 Stroke November 2007
diagnostic assessments. It is noteworthy that the study by aphasia was too mild to affect communication.53–56 Logically,
Kotila et al51 was the only study with ‘unlimited’ aphasia that this seems to be a contradiction in terms. However, 27
had used a questionnaire alone as the main depression studies, that were restricted to people with ‘limited’ aphasia,
diagnostic tool. Therefore, only 1 study52 that included neither reported having adapted their depression diagnostic
individuals with ‘unlimited’ aphasia appeared able to com- method, nor reported failing to complete assessments. There-
plete a conventional method of diagnosing depression (the fore, the idea that some people with aphasia can communicate
HDRS) without the use of adaptations. However, in contrast, well enough to undergo a language-based depression diag-
they reported using informants to be able to complete a nostic interview appeared to be a common one.
quality-of-life measure.
None of the 27 studies that did not report an adaptive Strengths and Limitations
method and had only individuals with ‘limited’ aphasia We thoroughly reviewed the adaptation of depression diag-
reported any failures in completing main depression diagnos- nostic methods for people with aphasia. Authors were con-
tic methods. However, 4 of these commented that the level of tacted for clarification about ambiguous reporting, but others
impairment among their participants with aphasia was so may have also used adaptive depression diagnostic tech-
mild that completion of their main depression diagnostic niques for aphasia but simply failed to report their use.
method was still possible53,54 or that communication was still Completion rates for the different adaptive methods we have
considered reliable.55,56 For example, “None of the patients calculated should only be taken as rough guides because only
had aphasia severe enough to disrupt communication.”56 “In a minority of studies provided this information.
all aphasic subjects, however, sufficient speech comprehen- We found studies that assessed all available individuals
sion and production ability to complete a structured clinical with aphasia regardless of severity or type (‘unlimited’) to be
interview and the Beck Depression Inventory could be more likely to report adaptive depression diagnostic methods
secured.”53 and to report difficulty completing assessments in aphasia
than studies that only included a subgroup of available
individuals with aphasia (‘limited’). We acknowledge that
Discussion
gross descriptions of aphasia severity (‘limited’, ‘unlimited’)
Summary of Results fail to communicate the complexity of retained communica-
This review systematically identified 60 studies that diag- tive skills across comprehension, expression and the verbal
nosed depression and included at least some individuals with and written modalities. Ideally, we would have been able to
aphasia. Of these, 29 provided information on how conven- compare studies by participants’ aphasia severity level and
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tional language-based methods of depression diagnosis (most type less crudely. However, this was not possible because
typically clinical interviews) were adapted in aphasia. The there is no internationally agreed standard for defining
most common adaptive method was to use informants, aphasia severity and because many studies failed to even
whereas others used observation of nonverbal behavior in report how aphasia itself was assessed.57
clinical interviews, simplified questions or a visual analogue
scale. Commentary and Critique of Adaptive
Both the use of informants and clinical observation Methods Used
achieved very high combined completion rates, despite most Informants to Supplement Interview Findings
studies using them for individuals with ‘unlimited’ aphasia. Despite high completion rates achieved using informants,
Studies that reported modifying interview questions (to only certain reservations should be noted. Firstly, only 2 studies
require ‘Yes/No’ responses, or with cue cards) or question- provided a structured, replicable format for informant use and
naires (with verbal administration) also achieved good com- these present different problems. The SADBD used by
pletion rates. However, all but 1 only included individuals Gordon et al22 is a very extensive assessment containing over
with ‘limited’ aphasia, so it is unclear how successful they 70 questions. Their study actually included only a tiny
would be for individuals with more severe language- fraction of people available with aphasia. Informants may
impairments. One small study23 used a visual analogue scale struggle to estimate the detailed symptoms involved in the
successfully with all their participants with ‘limited’ aphasia; SADBD for individuals with more marked communication
however, the combined completion rate for 3 studies43– 45 that impairment. Whereas Robinson et al23 report no difficulties
used a visual analogue scale with individuals with ‘unlimited’ with their NRSD, Sinyor and colleagues40 report having to
aphasia was very poor. omit questions about verbal communication which their
Nearly all studies used a standardized, structured tool and nurses could not rate and no significant association between
published criteria or cut-off points to diagnose depression in the NRSD and the SDS. Similarly, House et al58 report that
participants without aphasia. However, adaptive depression nurses in their study often failed to complete a similar
diagnostic methods for individuals with aphasia tended to screening tool. An interesting explanation may be that nurses
lack structure and be so briefly described that exact replica- in Robinson et al’s study were more confident at observing
tion would not be possible. Also, evidence of the validity or behavior in aphasia because they worked within a specialist
reliability of these adaptive methods was generally not aphasia institute.
reported or not substantiated by an independent study. The use of informants to estimate subjective cognitive
A few researchers, who did not report an adaptive depres- symptoms of depression (eg, worthlessness) is of doubtful
sion diagnostic method, suggested that their participants’ face-validity. A recent quality-of-life after stroke study found
Townend et al Depression Diagnostic Methods in Aphasia 3081
that carers’ proxy responses for patient mood significantly result (that suggested participants’ responses at different
differed from patients and were affected by their own times differed by only minimal amounts on the 100-mm line).
perception of carer burden.59 However, informants’ estima- However, this was a very small study (n⫽1823 or n⫽2530)
tion of somatic symptoms of depression (eg, insomnia) and this visual analogue scale that uses a horizontal not a
appears much more reasonable. The Structured Aphasia vertical line is unsuitable for individuals with haemianopia.
Depression Questionnaire, which uses informant ratings of On balance, the visual analogue scales reviewed provide
somatic symptoms and nonverbal behavior to screen for neither a suitably comprehensive nor a particularly successful
depression, may provide a useful measure of these symptoms method of diagnosing depression in aphasia. Elsewhere, the
to partially aid the diagnosis of depression in aphasia (al- suitability of visual analogue scales with stroke patients has
though it remains to be tested in a study that has diagnosed been more generally criticized.63 However, the use of realistic
depression in aphasia).60 looking pictures (with which people with stroke may more
easily identify) may usefully support communication about
Clinical Observation mood with people with aphasia.62,64
Studies that used this method all achieved high completion
rates. However, authors of studies were divided by whether
Implications and Recommendations
they were confident in their diagnoses, or whether they The ability to diagnose depression in people with aphasia is
disregarded them as too subjective or too influenced by essential to clinical practice. It is also important to further
emotionalism. An interesting explanation may be that the
investigations into emotional disorder in this population and
more confident diagnosticians were more experienced in
the development of depression screening measures. We
working with patients with aphasia and may have ‘intuitively’
would recommend future research to describe aphasia exclu-
developed a greater range of communication skills and
sion and inclusion criteria,57 whether and how depression
proficiency for enabling their communication.
diagnostic methods are adapted for individuals with aphasia
Modified Questions or Responses Required along with completion and failure numbers. This would allow
The use of simplified questions, supplementary key written readers to judge the use of methods for people with different
phrases or verbal rather than written material are recom- severity levels or types of aphasia and enable replication.
mended techniques for maximizing communication with Future research to assess the reliability and validity of
people with aphasia.61,62 However, other techniques such as adaptive methods for diagnosing depression in aphasia is
repetition and use of pictorial material are also recommended clearly required. Of course, the validity of a diagnostic gold
and the techniques used should be tailored to an individuals standard can only be estimated through consensus expert
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needs. As the studies reviewed here only tested such tech- opinion. We would recommend depression experts consider
niques in people with ‘limited’ aphasia, they do not support involvement and collaboration with language experts, such as
their isolated use as sufficient to fully adapt depression speech and language therapists (whose absence within re-
diagnostic methods for all individuals with aphasia. viewed studies was apparent). This would allow research to
develop adaptive methods that are accurately matched to
Delaying Timing of Interviews individual’s specific aphasic profiles—to maximize retained
Prevalence rates for aphasia do decrease in the months after
skills, avoid severely impaired language components or
stroke, with most spontaneous recovery taking place in the
modalities, or provide maximum support for these deficits.
first month.1,2,5 However, like other poststroke impairments,
Ideally, because certain symptoms of depression are largely
aphasia does become a chronic condition in many cases.5
subjective (notably low mood, anhedonia, worthlessness and
Therefore, delayed timing of depression diagnostic assess-
suicidal ideation), depression diagnosis in aphasia should
ment is only likely to increase completion rates for some
involve patient self-report as it does for patients without
patients with aphasia, and this may not always be a clinically
aphasia.
appropriate strategy.
Speech and language therapists are skilled in using a set of
Visual Analogue Scales techniques for supporting communication in aphasia, includ-
The visual analogue scales used in reviewed studies do not ing: observation of gestures (as questions and responses) with
claim to provide sufficient assessment for the diagnosis of written key phrases and pictures (both preprepared and
depression.46 – 48 Only 1 symptom of depression (low mood) is created with pen and paper during a conversation) along with
addressed, and although the scales provide a nonverbal simplified verbal communication (eg, Yes/No questions) that
response format they provide only verbal instructions. Gain- can be tailored to suit the person with aphasia’s individual
otti and colleagues43 discussed having attempted to provide needs and language abilities.61,62 Although aspects of these
alternative nonverbal instructions but with a low success rate. techniques were described in reviewed studies, we would
The concept of expressing one’s mood metaphorically as a recommend that formal training and use of supportive com-
point on a line between highly stylized face pictures is very munication in combination with depression diagnostic inter-
abstract. House and colleagues,58 who tested the performance viewing skills could be developed into a semistructured
of Folstein’s visual analogue scale as a screening tool, report clinical interview schedule for use with patients with aphasia.
finding participants ‘bewildered’ by it and to be more likely
to respond to a depression questionnaire. Conclusions
Of course, Robinson and colleagues23,30 did not report Individuals with aphasia can and have been included in
problems with Folstein’s scale and achieved a high test-retest studies that have diagnosed depression using a range of
3082 Stroke November 2007
adaptive, minimally language-dependent methods. However, diagnosing depression in stroke patients. Harvey SA, Black KJ. Ann Clin
the validity and reliability of these methods has not been Psychiatry. 1996;8:35–39.
17. Anderson CS, Hackett ML, House AO. Interventions for preventing
established. Only a few studies reported using ⬎1 adaptive depression after stroke. Cochrane Database of Systematic Reviews. 2004;
technique and none described the depression diagnostician Issue 2. Art. No.: CD003689. DOI: 10.1002/14651858.CD003689.pub2.
having been trained in, or using, the full range of skills that 18. American Psychiatric Association. Diagnostic and Statistical Manual of
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experts collaborate to develop and test communication train- Practitioner-Researchers. Oxford: Blackwell Science; 1993.
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