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Journal of Critical Care 31 (2016) 139–143

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Journal of Critical Care


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Risk factor analysis of postoperative acute respiratory distress syndrome


in valvular heart surgery
Shao-Wei Chen, MD a,b,1, Chih-Hsiang Chang, MD b,c,1, Pao-Hsien Chu, MD d, Tien-Hsing Chen, MD d,
Victor Chien-Chia Wu, MD d, Yao-Kuang Huang, MD a, Chien-Hung Liao, MD e, Shang-Yu Wang, MD b,e,
Pyng-Jing Lin, MD a, Feng-Chun Tsai, MD a,⁎
a
Department of Cardiothoracic and Vascular Surgery, Chang Gung Memorial Hospital, Linkou Medical Center, Taoyuan City, Taiwan
b
Graduate Institute of Clinical Medical Sciences, College of medicine, Chang Gung University, Taoyuan City, Taiwan
c
Kidney research center, Department of Nephrology, Chang Gung Memorial Hospital, Linkou Medical Center, Taoyuan City, Taiwan
d
Department of Cardiology, Chang Gung Memorial Hospital, Linkou Medical Center, Taoyuan City, Taiwan
e
Department of Traumatology and Emergency Surgery, Chang Gung Memorial Hospital, Linkou Medical Center, Taoyuan City, Taiwan

a r t i c l e i n f o a b s t r a c t

Keywords: Purpose: The aim of this study is to investigate the incidence, severity, and outcome of postoperative
Valvular heart surgery acute respiratory distress syndrome (ARDS), according to the Berlin definition, in isolated valvular heart surgery.
Acute respiratory distress syndrome The preoperative and perioperative predisposing factors of this complication were also identified.
Methods: A retrospective chart review was conducted on 457 patients who underwent isolated valvular
heart surgery between January 2010 and December 2012. Clinical characteristics and outcomes were collected.
The primary outcome was postoperative ARDS, according to the 2012 Berlin definition for ARDS.
Results: A total of 37 patients (8.1%) developed postoperative ARDS, with a mortality rate of 29.7%. The multivar-
iate analysis identified that age (odds ratios [ORs], 1.067, P ≤ .001), liver cirrhosis (OR, 7.159; P = .001), massive
blood transfusion (OR, 2.980; P = .005), and tricuspid valve replacement (OR, 5.197; P = .012) were indepen-
dent risk factors of postoperative ARDS. Furthermore, we have determined that the increased severity stages of
ARDS were associated with decreased postoperative survival.
Conclusions: In conclusion, postoperative ARDS, according to Berlin definition, in valvular surgery, was associated
with high in-hospital mortality. The severity of ARDS was associated with patient midterm mortality. In multivar-
iate analysis, age, liver cirrhosis, massive blood transfusion, and tricuspid valve replacement were identified as
independent risk factors of ARDS.
© 2015 Elsevier Inc. All rights reserved.

1. Introduction or new worsening respiratory symptoms. It is associated with bilateral


opacities on chest images that cannot be fully explained by pleural effu-
Acute respiratory distress syndrome (ARDS) is a leading cause of sions, atelectasis, nodules, or clinical outcomes that are not fully explained
postoperative hypoxemic respiratory failure and is associated with mor- by cardiac failure or fluid overload [3]. The updated and revised Berlin def-
tality rates of approximately 40% [1,2]. Cardiac surgery is a known risk inition was determined to have better mortality prediction validity and also
factor for ARDS, which affects 0.4% to 20% of patients who underwent addressed some of the limitations of the previous ARDS definition that was
cardiac surgery, with a mortality even approaching 80% [3–6]. The defined by the American-European Consensus Conference. However, there
statistical variations among the studies are depended on the different exist few literatures that have applied this new definition in their cardiac
classifications and study populations. Postoperative ARDS not only surgery population, and no previous study has ever analyzed the risk factors
contributes to increased in-hospital mortality and decreased long- of ARDS after isolated valvular surgery. The aim of this study is to retrospec-
term survival but also results in high medical expenditures [7,8]. tively investigate the incidence, severity, and outcome of ARDS in valvular
The recently published 2012 Berlin definition of ARDS [9] describes surgery, as well as to identify their corresponding risk factors.
ARDS as a hypoxemia that occurs within 1 week of a known clinical insult
2. Materials and methods

⁎ Corresponding author at: Department of Cardiothoracic and Vascular Surgery, Chang 2.1. Study design and patient population
Gung Memorial Hospital, Linkou Medical Center, No. 5 Fuxing St, Guishan District,
Taoyuan City 33305, Taiwan. Tel.: +886 3 3281200; fax: +886 3 3285818.
E-mail address: josephchen0939@yahoo.com.tw (F.-C. Tsai). This post hoc analysis of a prospective collected database was
1
Shao-Wei Chen and Chih-Hsiang Chang contributed equally to this work. approved by the instructional review board of Chang Gung Memorial

http://dx.doi.org/10.1016/j.jcrc.2015.11.002
0883-9441/© 2015 Elsevier Inc. All rights reserved.
140 S.-W. Chen et al. / Journal of Critical Care 31 (2016) 139–143

Hospital. Between January 2010 and December 2012, medical records of with a nonparametric approach. Categorical data were tested by χ 2
506 consecutive patients, who received isolated valvular heart surgery test. P value less than .05 was considered statistically significant.
in a tertiary referral hospital, were reviewed. All patient records were
anonymized and de-identified prior to analysis. We excluded patients 3. Results
who received emergent operation or perioperative extracorporeal
membrane oxygenation support, or those patients who died on the 3.1. Characteristics of the study population: ARDS vs non-ARDS group
day of surgery. In order to appraise respiratory outcomes, patients
who underwent preoperative mechanical ventilator support were also A total of 457 adult patients, with a mean age of 58.0 ± 0.7 years and
excluded. The final cohort comprised a total of 457 patients, where 48.6% (235 men and 222 women) female, were investigated in this
their detailed demographic information is listed in Fig. 1. study. A total of 37 (8.1%) patients developed postoperative ARDS (10
[27.0%] mild, 18 [48.6%] moderate, and 9 [24.3%] severe) in our cohort.
All patient characteristic are listed in Table 1. Compared with non-
2.2. Data collection and definitions
ARDS patients, the ARDS group is older and have more diabetes mellitus,
more congestive heart failure (CHF) functional class (Fc) III/IV, more liver
Clinical characteristics and demographic data were extracted from a
cirrhosis, and higher preoperative risk score. The mean values of
prospectively collected database. The primary outcome was the
EuroSCORE and Society of Thoracic Surgeons score on mortality risk
incidence, severity, and risk factors of postoperative ARDS. Based
were 6.6% ± 0.4% and 4.9% ± 0.4% for the ARDS and non-ARDS group, re-
on the Berlin definition [9], ARDS was described as the following:
spectively. The observed in-hospital mortality rate of this study was 5.0%.
(1) hypoxemia, occurring within 1 week of a known clinical insult or
Aortic valve replacement was performed in 163 (36.8%) patients.
new or worsening respiratory symptoms; (2) chest image with bilateral
The mitral procedures such as mitral valve repair and replacement
opacities that cannot be fully explained by pleural effusions, atelectasis,
were performed in 195 (42.7%) and 112 (24.5%) patients, respectively.
or nodules; and (3) clinical outcomes that are not fully explained by
Tricuspid valve repair was also performed in 151 (33%) patients.
cardiac failure or fluid overload. Also, ARDS is divided into 3 categories
The mean cardiopulmonary bypass and aortic clamping time were
that included the following: (1) mild ARDS (200 mm Hg b PaO2/FiO2
160 ± 3.0 and 109.3 ± 2.1 minutes, respectively. The detailed surgical
≤300 mm Hg with PEEP [positive end-expiratory pressure] or continu-
information and perioperative data are listed in Table 2. Operative char-
ous positive airway pressure ≥ 5 cm H2O), (2) moderate ARDS
acteristics, including the type of surgery performed, type of valve re-
(100 mm Hg b PaO2/FiO2 ≤ 200 mm Hg with PEEP ≥ 5 cm H2O), and
placement, concomitant procedures, duration of cardiopulmonary
(3) severe ARDS (PaO2/FiO2 ≤100 mm Hg with PEEP ≥5 cm H2O). Patient
bypass time, and aortic cross-clamping time, were similar between the
diagnoses were independently confirmed by 2 physicians with who
2 groups. However, the ARDS group had more cases of tricuspid valve
have reviewed the medical records.
replacement and tissue valve tricuspid replacement. Compared with
the non-ARDS group, the ARDS group had more patients who had mas-
2.3. Statistical analysis sive blood transfusions (18.3% and 4.9%; ARDS vs non-ARDS, P b .001),
defined by the transfusion of more than 4 units of packed red blood
Continuous variables were summarized by mean and SE unless cells (PRBCs). Furthermore, the scoring system results, determined
otherwise stated. The primary end point was the comparison of postop- when patients were admitted into the intensive care unit (ICU), which
erative outcome between ARDS and non-ARDS groups. Kolmogorov- included Acute Physiology, Age and Chronic Health Evaluation III
Smirnov test was used to determine the normal distribution of each (APACHE III) and the Sequential Organ Failure Assessment (SOFA),
variable. Student t test was used to compare the means of continuous were significantly higher in the ARDS group than in the non-ARDS
variables and normally distributed data; otherwise, Mann-Whitney U group (all P b .001).
test was used. Categorical data were tested using the χ 2 test or Fisher
exact test. Furthermore, risk factors of ARDS were assessed using 3.2. Postoperative outcomes
univariate analysis. Variables that were statistically significant in the
univariate analysis were included in the multivariate analysis with There were 23 (5.0%) in-hospital mortalities, where the ARDS
logistic regression. Discrimination was assessed using the area under a group had higher in-hospital mortality than did the non-ARDS group
receiver operating characteristic curve (AUROC), which was compared (29.7% and 2.9%; ARDS vs non-ARDS, P b .001). Postoperative morbidity
analysis showed that when compared with the non-ARDS group, the
ARDS group had more patients who underwent tracheostomy (16.2%
and 0.5%; ARDS vs non-ARDS, P b .001), more acute renal failures
(24.3% and 1.2%; ARDS vs non-ARDS, P b .001), and more postoperative
cerebral vascular accidents (13.5% and 1.2%; ARDS vs non-ARDS, P =
.045). Furthermore, the patients in the ARDS group also had longer ven-
tilator time, ICU, and hospital stay durations. The detailed comparison of
the different postoperative outcomes is listed in Table 3. In the subse-
quent analysis, where the patients ARDS severities were classified ac-
cording to the Berlin definition, 24%, 49%, and 27% of the patients met
the criteria of mild, moderate, and severe stages of ARDS, respectively.
The mortality rate was determined to correspond with increased sever-
ity stages of ARDS from mild (11%), moderate (27.8%), to severe (50%).

3.3. Logistic regression analysis for ARDS according to preoperative and


perioperative variables

The logistic regression model was applied to the ARDS patients


according to the preoperative and perioperative factors. Although age,
liver cirrhosis, CHF Fc III/IV, diabetes mellitus, tricuspid valve replace-
Fig. 1. Study design. ECMO indicates extracorporeal membrane oxygenation. ment, and blood transfusion greater than 4 units were associated with
S.-W. Chen et al. / Journal of Critical Care 31 (2016) 139–143 141

Table 1
Preoperative demographic data and clinical characteristics between the ARDS and non-ARDS groups (expressed as mean ± SE)

All patients (n = 457) Non-ARDS (n = 420) ARDS (n = 37) P

Preoperative demographic data


Age (y) 58.0 ± 0.7 57.3 ± 0.7 66.1 ± 1.8 b.001
Sex, female (%) 222 (48.6) 206 (49.0) 16 (43.2) NS (.998)
BMI (kg/m2) 23.3 ± 0.2 23.3 ± 0.2 23.0 ± 0.6 NS (.377)
b20 kg/m2 82 (17.9) 72 (17.1) 10 (27) NS (.133)
N30 kg/m2 26 (5.7) 25 (6.0) 1 (2.7) NS (.413)
Diabetes mellitus, n (%) 78 (17.1) 67 (16.0) 11 (29.7) .033
Hypertension, n (%) 181 (39.6) 165 (39.3) 16 (43.2) NS (.637)
Old stroke, n (%) 54 (11.8) 49 (11.7) 5 (13.5) NS (.739)
CHF Fc III/IV (%) 210 (46) 186 (44.3) 24 (64.9) .016
Ejective fraction (%) 60.8 ± 0.7 60.8 ± 0.7 61.4 ± 2.3 NS (.797)
Systolic PA pressure (mm Hg) 53.3 ± 1.1 52.8 ± 1.1 58.3 ± 4.1 NS (.152)
Pulmonary hypertension, n (%) 270 (60.8) 246 (58.6) 24 (64.9) NS (.455)
Current smoking, n (%) 143 (31.3) 133 (31.7) 10 (27.0) NS (.56)
COPD, n (%) 18 (3.9) 16 (3.8) 2 (5.4) NS (.632)
ESRD, n (%) 16 (3.5) 13 (3.1) 3 (8.1) NS (.112)
Infective endocarditis, n (%) 49 (10.1) 45 (10.7) 4 (10.8) NS (.985)
Liver cirrhosis, n (%) 23 (5.0) 16 (3.8) 7 (18.9) b.001
HbA1c (%) 6.1 ± 0.1 6.1 ± 0.1 6.2 ± 0.3 NS (.525)
Serum creatinine (mg/dL) 1.2 ± 0.1 1.1 ± 0.7 1.6 ± 0.3 NS (.096)
Hemoglobin (g/dL) 12.3 ± 0.1 12.4 ± 0.1 11.1 ± 0.4 NS (.189)
Leukocytes (×103/μL) 6.8 ± 0.1 6.8 ± 0.1 7.0 ± 0.5 NS (.079)
hs-CRP (mg/L) 18.6 ± 1.9 18.32 ± 2.1 20.6 ± 4.1 NS (.715)
Preoperative risk scores
STS score 4.9 ± 0.4 4.2 ± 0.4 12.7 ± 2.9 b.001
EuroSCORE 6.6 ± 0.4 6.1 ± 0.3 11.8 ± 2.4 b.001

ALT indicates alanine transaminase; BMI, body mass index; COPD, chronic obstructive pulmonary disorder; hs-CRP, high-sensitivity C-reactive protein; NS, not significant; STS, Society of
Thoracic Surgeons.

ARDS in the univariate analysis, only age (odds ratios [ORs], 1.067; P ≤ had adequate discriminatory power for predicting ARDS in valvular
.001), liver cirrhosis (OR, 6.641; P = .005), massive blood transfusion heart surgery.
(OR, 2.980; P = .005), and tricuspid valve replacement (OR, 5.197;
P = .012) were shown to be independently associated with postopera-
tive ARDS in the multivariate analysis (Table 4). 3.5. Midterm outcome based on severity of ARDS

3.4. Scoring systems and ARDS prediction A follow-up was conducted for 380 (87.6%) surviving patients, with
a mean follow-up duration of 35.7 ± 0.8 months. Fig. 3 illustrates the
Using Hosmer-Lemeshow analysis, the SOFA and APACHE III scores, cumulative survival rate of 457 isolated valvular heart surgery patients,
determined during ICU admission, were tested for their discriminatory stratified by ARDS severity. Patient who experienced ARDS exhibited
power for predicting postoperative ARDS (Fig. 2). For ARDS risk predic- significantly lower survival rate as expected (log rank, P b .001), and
tion, AUROC analysis verified that both the APACHE III (AUROC: 0.779 ± the increasing severity stages of ARDS were associated with decreased
0.036, P b .001) and the SOFA (AUROC: 0.767 ± 0.033, P b .001) scores postoperative survival.

Table 2
Operative and perioperative data between the ARDS and non-ARDS groups (expressed as mean ± SE)

All patients (n = 457) Non-ARDS (n = 420) ARDS (n = 37) P

Surgical procedure
Aortic valve replacement, n (%) 163 (36.8) 156 (37.1) 12 (32.4) NS (.569)
Mechanical valve, n (%) 32 (7.0) 30 (7.1) 2 (5.4) NS (.619)
Tissue valve, n (%) 136 (29.8) 126 (30.0) 10 (27.0) NS (.705)
Aortic valve repair, n (%) 14 (3.1) 14 (3.3) 0 (0) NS (.259)
Mitral valve replacement, n (%) 112 (24.5) 100 (23.8) 12 (32.4) NS (.242)
Mechanical valve, n (%) 27 (5.9) 25 (6.0) 2 (5.4) NS (.892)
Tissue valve, n (%) 85 (18.6) 75 (17.9) 10 (27) NS (.169)
Mitral valve repair, n (%) 195 (42.7) 180 (42.9) 15 (40.5) NS (.785)
Tricuspid valve replacement, n (%) 21 (4.6) 16 (3.8) 5 (13.5) .007
Mechanical valve, n (%) 4 (0.9) 4 (1.0) 0 (0) NS (.551)
Tissue valve, n (%) 17 (3.7) 12 (2.9) 5 (13.5) .001
Tricuspid valve repair, n (%) 151 (33) 135 (32.1) 16 (43.2) NS (.169)
Concomitant procedures
Maze procedure, n (%) 134 (29.3) 122 (29.0) 12 (32.4) NS (.665)
Cardiopulmonary bypass time (min) 160.5 ± 3.0 159.0 ± 3.1 177.0 ± 11.5 NS (.104)
Aortic cross-clamping time (min) 109.3 ± 2.1 109.1 ± 2.2 112.1 ± 7.9 NS (.78)
Redo operation, n (%) 89 (19.5) 79 (8.8) 10 (27.0) NS (.226)
Postoperative massive transfusion (red blood cell transfusion N4 units), n (%) 37 (8.1) 17 (4.9) 20 (18.3) b.001
Postoperative IABP support, n (%) 8 (1.8) 6 (1.4) 2 (5.4) NS (.077)
Postoperative score
APACHE III 37.9 ± 0.7 36.6 ± 0.7 52.3 ± 2.5 b.001
SOFA 6.8 ± 0.1 6.7 ± 0.1 8.4 ± 0.3 b.001

CT indicates chest tube; IABP, intra-aortic balloon pump; NS, not significant.
142 S.-W. Chen et al. / Journal of Critical Care 31 (2016) 139–143

Table 3
Postoperative outcomes between the ARDS and non-ARDS groups (expressed as mean ± SE)

All patients (n = 457) Non-ARDS (n = 420) ARDS (n = 37) P

In-hospital mortality, n (%) 23 (5.0) 12 (2.9) 11 (29.7) b.001


Ventilator time (h) 33.1 ± 3.2 21.5 ± 1.9 164.5 ± 25.2 b.001
ICU stay (d) 4.0 ± 0.2 3.21 ± 0.1 13.0 ± 1.5 b.001
Hospital stay (d) 20.4 ± 0.8 19.1 ± 0.8 35.3 ± 4.0 b.001
Cerebral vascular accident, n (%) 7 (1.5) 2 (1.2) 5 (13.5) .045
Acute renal failure, n (%) 11 (2.4) 2 (1.2) 9 (24.3) b.001
Tracheostomy, n (%) 8 (1.8) 2 (0.5) 6 (16.2) b.001

4. Discussion independently associated with postoperative ARDS in the multivariate


analysis. Unsurprisingly, patients with old age carry higher risks of sur-
Postoperative ARDS is a clinical devastating pulmonary syndrome gical mortality and morbidity, which can be attributed to the lower
that is associated with acute hypoxemic respiratory failure and high organ reserves in older individuals. For liver cirrhosis, previous study
mortality. It is a common cause of postoperative respiratory failure for demonstrated that liver-lung interaction is plausible because liver inju-
patients who underwent cardiac surgeries [10]. The recently published ry can induce host inflammatory response and thus increase lung mi-
Berlin definition has reinforced and revised the ARDS definition by the crovascular permeability [17]. Furthermore, patients who underwent
1994 American-European Consensus Conference [9,11]. The new defini- cardiac surgery with advanced liver disease are at risk for blood transfu-
tion was demonstrated to have improved predictive validity for mortal- sion, which is a known risk factor for ALI and ARDS [4]. Blood transfu-
ity with its corresponding severities [9]. This improved definition can sion in cardiac surgery patients is associated with ALI, and the effect
facilitate early-case recognition and better-matched treatment options was dose dependent for red blood cell products [18]. An interesting
to severity in both research trials and clinical practices [12]. Further- finding in this study is that tricuspid valve replacement was determined
more, according to an autopsy study, where histopathologic findings as an independent risk factor for ARDS. Patients who required tricuspid
were correlated with severity and duration of ARDS, severe ARDS of valve replacement was known as a high-risk group in cardiac surgery.
more than 72 hours was identified in a homogeneous group of patients Tricuspid valve replacement was associated with poor perioperative
who were characterized by a high proportion of diffuse alveolar damage and long-term outcome than tricuspid valve repair [19,20], which was
[13]. However, there exist few literatures that apply this new definition determined to be associated with postoperative ARDS in our study.
in a cardiac surgery population, and no previous study has ever The possible explanation for this observation is that the high proportion
analyzed the risk factors of postvalvular surgery ARDS. of reoperation and delay intervention due to high surgical risk often
The incidence rate of ARDS in cardiac surgery varied from 0.4% to correlates with right ventricular dysfunction and cardiac cirrhosis [21].
20% based on previous literatures [3–6,14–16]. The statistical variations Recent publications have outlined risk-prediction scoring models
were attributed to different study populations, design methodology, such as lung injury prediction score and surgical lung injury prediction
and varied ARDS definitions. Recent studies that aimed to predict the score that have specifically targeted mixed medical and surgical popula-
risk of postoperative acute lung injury (ALI) and ARDS, with ARDS tions with acute illness [5,10]. The specific etiologies and risk factors of
defined based on the American-European Consensus Conference defini- postoperative ARDS in cardiac surgery are unique. Cardiopulmonary by-
tion, demonstrated that cardiac surgery was a risk factor for postopera- pass can induce pulmonary ischemia-reperfusion injury and systemic
tive ALI/ARDS. The incidence rate of ALI/ARDS in high-risk cardiac inflammation, where both complications have been associated with
surgery such as valve replacement and multiple vale repair was 6% ARDS. Furthermore, the frequent requirement of blood transfusion
[10] and 9% [6], respectively. In our investigation, we aimed to evaluate was determined to induce transfusion-related ALI [13]. However, the
the incidence, severity, and outcome of ARDS, according to the Berlin risk of postoperative ARDS in elective cardiac surgery has not been ade-
definition, after valvular heart surgery. Our study demonstrated that quately addressed. In our study, we demonstrated that postoperative
the incidence of ARDS was 8.1% and the mortality is approximately ICU score has high discrimination power for predicting ARDS. Further
29.7%. The ARDS of mild, moderate, and severe stages was determined investigation of different cardiac surgery-specific preoperative risk-
to associate with increased mortality (mild, 11.1%; moderate, 27.8%; prediction scores is crucial for early ARDS prediction and prevention.
severe, 50%). These results were compatible with those results presented
by another previous study [12]. Furthermore, we demonstrated that 5. Study limitation
patients who experienced ARDS had significantly lower midterm
survival rate (log rank, P b .001), and the increase in severity stages of Despite the favorable results obtained in this study, many important
ARDS was associated with decreased postoperative survival. limitations should be noted. First, our study is limited by its post hoc
Targeted preventative measures may decrease ARDS development analysis nature and all of its inherent limitations. Second, this investiga-
if at-risk patients can be identified and diagnosed early. In this tion also shared limitations with other clinical studies that were associ-
study, factors such as age, liver cirrhosis, massive blood transfusion ated with the reproducibility of ARDS diagnosis. Reproducibility may be
(PRBC N4 units), and tricuspid valve replacement were shown to be difficult when studying postoperative ARDS after cardiac surgery

Table 4
Multivariate logistic regression analysis of risk factors for ARDS

Parameter β Coefficient SE OR (95% CI) P

Age 0.065 0.018 1.067 (1.030-1.105) b.001


Liver Cirrhosis 1.968 0.597 7.159 (2.222-23.069) .001
CHF Fc III/IV 0.371 0.395 1.449 (0.668-3.146) NS (.348)
Diabetes mellitus 0.390 0.430 1.476 (0.636-3.429) NS (.365)
Tricuspid valve replacement 1.648 0.659 5.197 (1.428-18.914) .012
Massive blood transfusion 1.092 0.386 2.980 (1.398-6.351) .005
(Red blood cell N4 units)

NS indicates not significant.


S.-W. Chen et al. / Journal of Critical Care 31 (2016) 139–143 143

Fig. 2. Receiver operating characteristic curves that compares the ICU scoring systems of Fig. 3. Midterm survival of the non-ARDS and ARDS groups, stratified by different severity
for postoperative ARDS prediction. stages.

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