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ABSTRACT. In this paper I discuss Husserl’s solution of the problem of imaginary ele-
ments in mathematics as presented in the drafts for two lectures he gave in Göttingen in
1901 and other related texts of the same period, a problem that had occupied Husserl since
the beginning of 1890, when he was planning a never published sequel to Philosophie der
Arithmetik (1891). In order to solve the problem of imaginary entities Husserl introduced,
independently of Hilbert, two notions of completeness (definiteness in Husserl’s termino-
logy) for a formal axiomatic system. I present and discuss these notions here, establishing
also parallels between Husserl’s and Hilbert’s notions of completeness.
0. INTRODUCTION
In this paper I intend to show how, and why, Husserl arrived at these
notions and explain their relevance for the problem of imaginary elements
in mathematics. I shall also show how Husserl’s notions of definiteness
are related to Hilbert’s axiom of completeness – proposed in Über den
Zahlbegriff (1900) – via the notion of a formal domain of objects, thus
offering a possible explanation for the “close relation” that Husserl con-
sidered evident between them and the notion of completeness involved in
Hilbert’s axiom of completeness.5 Let us go into the details now.
Consider the set N of natural numbers, that is, the smallest set contain-
ing 0 and closed with respect to the successor operation (S). We can define
the operation of addition (+) of natural numbers recursively as follows: for
any numbers n, m: n + 0 = n; n + (Sm) = S(n + m).
Suppose now that we “enlarge” this domain by introducing “imaginary”
elements in the following way: for each number n, let −n be the only
“imaginary” element such that n+(−n) = 0 (∗ ). These elements are called
“imaginary” since, from the perspective of N, they are non-existent; the
equation (∗ ) is, after all, without a solution in N. The problem we face is
the following: if we merely add the negative numbers to N, the equation
(∗ ) is without meaning, for, as defined, addition only makes sense in N;
if we restrict, as we must, addition to its domain, then (∗ ) is impossible.
We could, of course, redefine the operation of addition in order to make
(∗ ) meaningful. The problem now is that the negative “numbers” are not
numbers in the same sense as the natural numbers, that is they are not
possible answers to the question “how many?”
After the publication of Philosophie der Arithmetik (henceforth PA,
1891), in which numbers, exclusively in the guise of natural numbers, are
introduced as instances of the concept of quantity, Husserl had to face the
problem of “imaginary” elements in arithmetic, such as negative, rational,
irrational and complex numbers – which are “imaginary” precisely because
they are not “natural”, i.e., they do not correspond to a notion of quantity
– in order to give them solid philosophical foundations, as Husserl under-
stood it, in the never published second volume of PA. The problems raised
above were among those Husserl had to deal with.
In the course of his ensuing investigations, Husserl discovered, inde-
pendently of Hilbert as is clear from Husserl’s writings, two notions of
definiteness for a system of axioms that are both very close to Hilbert’s
concept of completeness. I shall show here that one of Husserl’s notions
coincides with Hilbert’s (as Husserl himself realized), and that both of
Husserl’s notions involve an idea of maximality – of the formal multiplicity
or formal manifold 6 (the domain of formal objects determined by a formal
axiomatic system), in the case of one of the notions of definiteness, or
HUSSERL’S TWO NOTIONS OF COMPLETENESS 419
the system itself, in the case of the other – that explains the connection
that Husserl saw between his notions of definiteness and the concept of
completeness involved in Hilbert’s axiom of completeness.
Husserl’s investigations on this topic influenced the whole of his later
philosophy. In the particular case of his philosophy of mathematics,
Husserl’s characterization, Bourbakian avant la lettre, of mathematics as
the science of formal systems7 was probably born in the course of these
investigations. In general, it is arguable that they played a more important
role in his turning away from psychologism than Frege’s criticisms (pub-
lished in 1894) of Husserl’s first work on the foundations of arithmetic
(PA). As we shall see, in order to justify “imaginary” numbers Husserl
chose to embrace a variant of formalism, in which these numbers are seen
as mere practical tools. This clearly amounts to giving up a psychological
approach of the type he favored in PA. The fact that Husserl had already
given up such an approach to the foundations of mathematics well before
Frege’s review of PA indicates, I believe, that Frege did not have a major
role in Husserl’s conversion to anti-psychologism.8
Note that in these investigations some of the central themes of Husserl’s
epistemology, which are also present in PA, and which will be even more
important in his later philosophy, are already clearly detectable. For ex-
ample, the interplay between presence (intuition) and absence (intention)
in the construction of knowledge. Natural numbers are clearly at least
partially intuitable whereas imaginary numbers are not.
However, in this paper I intend to concentrate on the genesis of
Husserl’s notions of definiteness and his solution to the problem of the
imaginary in mathematics, as presented in the drafts for the Göttingen
talks and related texts of the same period (Hua XII, 340–500), contrasting
both the solution and the notions with Hilbert’s views on these matters.9
Husserl tackled some very technical questions in the new mathematical
logic of the time in order to solve the problem of imaginary elements. In
particular, questions regarding the definition of the “domain” of a system
of axioms, i.e., the universe described by the system, together with ques-
tions concerning extensions of formal systems and their domains10 I will
show here how Husserl solved these problems. When dealing with these
questions, which were far from being clear in his time, Husserl was as
much a mathematician as a philosopher, and it is precisely this aspect of
Husserl’s intellectual activity that I want to highlight here.
420 JAIRO JOSÉ DA SILVA
To abandon the concept of number, and, through the formal system of definitions and
operations that are valid for the numbers, to define a new, purely formal, concept, that of
positive whole number. This formal concept of positive number, to the extent that it is itself
delimited by the definition, can be enlarged by new definitions without contradiction. (Hua
XII, 435).
A, for we are sure that its meaning, as determined by A, was not altered
by B and moreover A can also in principle prove it. So, in order to solve
the problem of imaginary entities, Husserl only needs a restricted notion
of completeness, as is clear from the relevant texts, not the full-blown no-
tion of completeness due to Hilbert. However, his solution depends on the
notion of a formal manifold determined by a system of axioms, to which
we turn our attention now.
to interpret this concept. Formal objects are the referents of two types
of linguistic entities: (i) terms without variables expressed in L(A), the
language of A, and (ii) formulas of L(A) in one free variable. The formal
object denoted by the term t is thought of as constructed from the formal
objects denoted by the constants occurring in it by means of the operations
involved in the term t (it is in this sense an object that is “constructed” from
previously given objects). Objects denoted by terms are all in the domain
of A, for A proves ∃!x(x = t), for any term t. Any formula ϕ(x), with
one free variable, that can be expressed in the language of A is an implicit
definition of a formal object. In general a formula ϕ(x) may exist such that
A does not prove either ∃!xϕ or the negation of this sentence. But if A
proves ∃!xϕ, then the uniquely determined object specified by ϕ belongs
to the domain of A.
In other words, if the language of A has symbols for constants then
these symbols denote objects in the domain, for they are non-ambiguous
names determined by A (the existence of formal objects denoted by con-
stants of the language of A is required by A). If the language of A has
symbols for single valued functions (or operations), then all the objects
denoted by terms (with their usual logical meaning) generated from these
symbols and terms denoting objects already in the domain are also in the
domain, for these terms also denote objects whose existence A requires.
The above restriction to single valued operations, explicitly imposed by
Husserl, is easy to understand. A term generated by a multivalued opera-
tion does not single out a unique object, so it does not have the uniqueness
we usually associate with objects. Finally, if ϕ(x) is a formula of the
language of A in one free variable (we can think of the formula as a
description of a purported object), and if A proves ∃!xϕ(x) (i.e., that there
is a unique object satisfying ϕ(x)) then the idea is that the unique formal
object determined by ϕ(x) is in the domain of A. We can accomplish this
by adding a new constant c to the language of A, a new axiom to A, namely
(ϕ(x) ↔ x = c), and putting the object denoted by c in the domain of A.
But this explanation is not complete yet. Husserl explicitly says that the
domain of a formal system is the collection of all formal objects determ-
ined by the system on the basis of a collection of formal objects arbitrarily
given. In order to accommodate this requirement the notion of domain
cannot be absolute, but must be relative to the set of formal objects we
begin with, which we will call a basis. So, given a set of new constants
which we add to the language of A (and which we think of as denoting the
elements of the basis), in order to obtain the domain of A relative to this
basis we proceed as above considering these new constants as bona fide
constants of L(A).
HUSSERL’S TWO NOTIONS OF COMPLETENESS 425
We must keep in mind that formal objects are not linguistic entities.
Formal objects are denoted by terms and singularized by descriptions,
but they cannot be reduced to them. On the other hand we cannot simply
identify them with specific objects denoted by the terms and descriptions
of the language. They are formal objects precisely because they constitute
the form to which all these specific objects conform. Similarly, the formal
domain that a system of axioms determines is not simply a collection of
names. It transcends language in the sense that it is the generic form of
objective realms this system describes.
Moreover, since A supposedly describes its domain, the axioms of A
are supposed to be true in the domain of A, although the description
A provides need not to be complete or exhaustive. However, we cannot
simply identify the notion of a formal domain to the modern notion of
a model for the system. A model contains (“materially filled”) objects, a
formal domain contains (“materially empty”) formal objects. Moreover, a
system may have many different models but it has only one formal domain
(Husserl always refers to the domain of a formal axiomatic system). But
Husserl at least once considered abandoning the notion of a formal domain
for the more natural concept of a collection of objects satisfying, under
an appropriate interpretation, the axioms of a system, as the following
quotation indicates:
Domain of a system of axioms. We restrict ourselves to systems of axioms that have a
domain. (Why not simply: set of objects that satisfy the system of axioms.) [. . . ] Everything
remains correct if we simply take the word domain in its natural sense: objects that satisfy
the axioms (Hua XII, 457)
A still more restrictive notion is obtained when we require that the basis
in question be finite. In this case we say that A defines a finite multiplicity
(Hua XII, 471–72).
Having available the notion of a formal domain, or manifold, de-
termined by an axiomatic system, Husserl can now tackle the following
problem: Suppose that A and B are two systems of axioms such that
A ⊂ B, i.e., B contains all axioms of A together with some extra ax-
ioms which are consistent with but not derivable from A (A and B may
have the same language). Can the domain of A be changed by B? Can
B, for instance, enlarge the domain of A by proving certain existential
statements in the language of A which A itself was incapable of proving?
HUSSERL’S TWO NOTIONS OF COMPLETENESS 427
There are two questions related to the above “definition” that must be
answered before this purported definition makes any sense: (1) when does
a proposition “have a sense” according to a system of axioms? (2) when is
a proposition “decided in the limits of the domain of a system?”
The obvious answer to (1) is that a proposition has a sense according
to a system of axioms if it belongs to the language of this system. As we
have already explained above, by extending the axioms of a system we can
reinterpret the meaning of the symbols of its language. Although it is ob-
vious that any assertion of L(A) has a sense according to A, A cannot rule
out different senses for the same assertion. This leads Husserl, I believe,
to impose the crucial restriction contained in (2). Instead of considering
assertions of the language of A in general, Husserl considers only those
that refer exclusively to the elements of the domain of A. In this way we
can be sure that the meaning of the assertion in question is fixed once
and for all. For any proposition P of L(A), the restriction of P to the
domain D – PD – which is also supposedly a proposition of L(A), denotes
a state of affairs in the domain of A, therefore it is not affected by arbitrary
extensions of A. It is far from obvious, though, that the restriction of the
variables of a proposition of L(A) to the domain of A can be accomplished
by the expressive powers of this language. In fact, in most cases this will
not be possible. To investigate this problem here would take us far afield,
so we will simply suppose, for the sake of exposition, that the restriction of
all variables in any assertion of the language of a system A to the domain
of A is still an assertion of the same language.
Now we can answer the question (2) above. A proposition is decided
in the limits of the domain of a system when its restriction to the domain
of this system is decided by the system, that is, it is either a consequence
HUSSERL’S TWO NOTIONS OF COMPLETENESS 429
It is also clear from the context in which this quotation occurs that
Husserl considers the requirement of relative definiteness as a necessary
430 JAIRO JOSÉ DA SILVA
and sufficient condition for the legitimate use of imaginary entities (defined
in extensions of the system in question).
Also with respect to the notion of relative definiteness:
I define a system of axioms that formally defines a domain of objects in such a way that
every question that has a meaning for this domain of objects is answered by this system of
axioms [. . . ] every proposition that has a meaning according to the axioms, if we restrict
ourselves exclusively to the objects that the axioms establish as existing, either is a con-
sequence of the axioms or contradicts them. If P is a proposition that says: P holds for the
manifold whose existence is proved by A, then this proposition is, for this manifold, either
true or false on the basis of the axioms.
The manifold contains all the objects whose existence is proved by A, which does not
rule out that the same axioms hold for a larger manifold, but in such a way that the extra
elements are not defined as existing or proved to exist by the axioms (without the inclusion
of new axioms) (Hua XII, 454) [my emphasis]
preceding the system that describes it, Husserl is, so to speak, halfway
between Hilbert’s new ideas and Frege’s old prejudices. Another inter-
pretation, more sympathetic to Husserl, would be to consider his ideas
concerning formal domains and the concept of relative definiteness as
belonging to a formal semantics which would be a precursor of modern
model theory. But these questions should not concern us here.
In fact, Husserl’s concept of relative definiteness is equivalent to the
notion of a system of axioms A that simultaneously completely defines
and completely describes a manifold M of objects, which are nonetheless
only formally determined by this system. By a complete description we
mean that any possible question that we can raise about this manifold
can be answered by A. If we allow extensions of A, then the “aboutness”
mentioned above, I claim, can only be obtained by somehow restricting all
the variables of the question we are asking to the manifold M. Otherwise
the question loses its “grip” on M, for it can be, and often is, reinterpreted
differently in extensions of A.
In Husserl’s words:
[A] system of axioms is “definite” if it circumscribes a domain of objects as existing, and
in such a way that for this domain no new axiom is possible. (Hua XII, 457) [my emphasis]
To say that no new axiom is possible for the domain of a system is,
obviously, equivalent to saying that this system decides any proposition
referring to its domain.
So, “definite” in an absolute manner [equals] complete in the sense of Hilbert. (Hua XII,
440)
But this implies that the multiplicity (the domain) cannot be enlarged in such a way that for
the enlarged domain the same system of axioms valid for the old [domain] is [still] valid.
(Hua XII, 440).
The close relation of the concept of definiteness to the “Axiom of Completeness” intro-
duced by D. Hilbert for the Foundations of Arithmetic will be apparent without further
remark on my part to every mathematician.
other number. If a proposition has in general a meaning in virtue of the axioms, it is either
valid as a consequence of the axioms or it is not valid for it contradicts the axioms [. . . ]
Any numerical equation is true if it can be transformed [via the axioms, my note] into an
identity, otherwise it is false. Any algebraic formula is then also decided, for it is decided
for any numerical instance (Hua XII, 443).
This quotation is a bit puzzling for, despite Husserl’s claim that any
arithmetical system is absolutely definite, his justification for this relies on
the decidability of quantifier-free formulas only. So, we seem to have a
problem of interpretation. But notice that the final sentence of the passage
quoted above says that ‘[a]ny algebraic formula is [. . . ] also decided, for
it is decided for any numerical instance’. It is clear, then, that Husserl
calls a general statement ‘decidable’ when its instances are decidable. This
way of understanding the notion of decidability, certainly not the same
one that is behind Gödel’s theorem, bears some resemblance to Poincaré’s
notion of verifiability for mathematical propositions (cf. his La science et
l’hypothèse). So, since Husserl does not understand the concept of decid-
ability in the same way as Gödel, we should not blame Husserl for making
a claim that apparently so blatantly contradicts the famous, although at that
time not yet proved, Gödel incompleteness theorem.
5. FINAL CONSIDERATIONS
NOTES
1 I want to thank Claire Ortiz Hill for her many corrections, suggestions and comments
on an earlier version of this paper.
2 This is the date Husserl himself gives in a note to Ideen I §72. Husserl was by then
involved with the problem of imaginary entities in mathematics, which was to be dealt
with in the sequel to Philosophie der Arithmetik (1891). In his review (1891) of Schröder’s
Vorlesungen über die Algebra der Logik (1890), Husserl presents a sketch for a solution
of the problem of imaginary entities – in this case the null class in Schröder’s calculus
of classes – which is essentially identical with the solution presented to the problem of
imaginaries in arithmetic in the Göttingen lectures of 1901. Also, in his letter to Frege dated
18.7.1891 Husserl hints at a formalistic solution of the problem of imaginary numbers in
arithmetic.
HUSSERL’S TWO NOTIONS OF COMPLETENESS 437
3 Besides also providing an equivalent of the notion of truth in formal contexts: in ab-
solutely definite systems the notion of derivability is a formal equivalent of the notion of
truth.
4 I will use the terms “definite” and “definiteness” when referring to Husserl’s notions and
“complete” and “completeness” when referring to Hilbert’s notions.
5 Husserl expresses his belief in the self-evidence of this correlation in a well-known
footnote to §72 of Ideen I.
6 “Multiplicity” and “manifold” are used here as synonymous. They both translate
Husserl’s term Mannigfaltigkeit.
7 “Mathematics is, in the highest and widest sense, the science of theoretical systems
in general, abstracting from what is being theorized about in given theories of different
sciences” (Hua XII, 430). “Mathematics is, in its highest ideal, a theory of theories, the
most general science of possible systems in general” (idem, 431).
8 In connection with this question see Hill, 1991.
9 As mentioned above (note 2) Husserl is already considering a formalist solution to the
problem of imaginary elements in mathematics in 1890, years before moving to Göttingen
and entering in the circle of Hilbert (1901). So, my comparison between Husserl’s and
Hilbert’s notions of completeness for a formal axiomatic system does not intend to estab-
lish the originality of Husserl’s ideas, a fact that I believe does not need to be established,
but simply to highlight his widely ignored contribution to a theory of formal systems by
comparing them with Hilbert’s much better known ideas on the same subject.
10 In Logical Investigations (Prolegomena §§69–71), a work written in the period in which
Husserl was struggling with the problem of imaginary entities, he presents a better version
of the notion of formal manifold, a version that he considered definitive. Also, Husserl
suggests (Prolegomena §70) that the notion of formal manifold contains “the key” to the
problem of imaginary entities. However, Husserl does not discuss this problem there.
11 All quotations from Hua XII in the text were translated by me from the French version
of pp.340–500 of Hua XII published in Husserl 1995.
12 An interpreted axiomatic system, that is, a system that is intended to describe a given
mathematical structure, such as the intuitively given structure of natural numbers, has a nat-
ural domain, precisely the structure that is designed to describe. But for a non-interpreted
or purely formal axiomatic system there is no such given domain. One of the problems
Husserl had to face in order to solve the problem of imaginary numbers was to provide a
“natural” notion of domain for non-interpreted formal systems.
13 For instance, Majer 1997, a variant of the same solution can be found in Hill 1995, 144.
14 The notions of formal object and formal manifold that Husserl presents in the Logical
Investigations (cf. n.10 above) are better elaborated than the earlier ideas he presents in the
drafts for the Göttingen lectures, developed in the wake of his attempts to complete PA.
The reason I stick to this less elaborated version of these notions is that the problem of
imaginary numbers is not explicitly discussed in the Logical Investigations.
15 “Every axiom brings a contribution to the definition” (Hua XII, 449)
16 Husserl was granted access to a correspondence between Hilbert and Frege on the
subject of formal axiomatic systems, which he summarizes and comments on Hua XII
447–51. Husserl criticizes the descriptive role Frege assigns to axioms, siding with Hil-
bert, who views axioms as nothing but implicit definitions. As we have seen, this move is
fundamental in Husserl’s approach to the problem of imaginary elements.
17 S. Bachelard in particular - see Bachelard 1968, 58–63. Also Jean Sebestik in his
postface to Cavaillès 1997, 135.
438 JAIRO JOSÉ DA SILVA
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UNESP
Department of Mathematics
Rio Claro SP
Brazil