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Forensic Science International 144 (2004) 269–283

Clinical forensic medicine and its main fields of


activity from the foundation of the German
Society of Legal Medicine until today
S. Pollak*
Institute of Legal Medicine, University of Freiburg, Albertstraße 9, Freiburg D-79104, Germany

Available online 2 July 2004

Abstract

The fields mainly covered by clinical forensic medicine are subject to time-related changes which are described on the basis of
the German literature of the 20th century. Some fields of forensic sexual medicine (diagnosis of virginity, proof of criminal
abortion, potentia coeundi, potentia generandi, potentia concipiendi) have become less important in the daily work of
medicolegal institutes, whereas victims of rape and sexual abuse continue to form a major part of the forensic examination
material in the German-speaking countries. The evaluation of suspected physical child abuse has grown in importance since the
60s, and it is essentially the merit of Elisabeth Trube-Becker that this problem is now dealt with also in scientific medicine. More
recently, medicolegal experts are increasingly confronted with further groups of persons: victims of domestic violence, abused/
neglected seniors, refugees from countries where torture is used. A new special field, which established itself only in the 90s, is
the estimation of age with regard to the criminal responsibility of suspects who have no identity papers or pretend to have none. A
phenomenon frequently observed in the last two decades is the non-accidental self-infliction of injuries. Whereas in the first half
of the 20th century the motive for self-mutilation was typically to evade military service, this category of injury was later mainly
seen in the context of insurance fraud; more recently most forensically relevant self-inflicted injuries refer to simulated offenses
(fictitious sexual offenses and robbery, attacks allegedly having a political background). One of the traditional fields of clinical
forensic medicine continues to be the evaluation of victims and suspects following bodily harm and attempted homicides. In the
field of civil law medicolegal experts are particularly often concerned with controversial consequences of traffic accidents (e.g.
alleged whiplash injuries after rear-end collisions at low velocities).
# 2004 Elsevier Ireland Ltd. All rights reserved.

Keywords: Clinical forensic medicine; Child abuse; Sexual offense; Self-inflicted injury; Bodily harm

1. Introduction content of the subject, which must never lose its contact
with the ‘‘roots of medical science’’, are determined by the
Until the second half of the 19th century, forensic problems arising in foro, i.e. the specific forensic purposes
medicine formed a common subject together with its sister [60].
discipline, public health, at the German-speaking univer- Forensic medicine has undergone a constant change of its
sities. Eduard v. Hofmann was the first representative of his tasks reflecting the social circumstances of the respective
subject who, after being appointed holder of the Viennese epoch [130]. This is especially true of clinical forensic
chair (1875), devoted himself entirely to forensic medicine medicine. The significance and thematic orientation of
[95]. He defined his subject as ‘‘the discipline dealing with clinical forensic medicine are decisively influenced by the
issues in civil and criminal law which can only be answered general legal and organizational conditions [138]. Beside the
with the help of medical knowledge.’’ The scope and ‘‘classical‘‘ tasks performed by most forensic experts, some
concentrate on special areas of evaluation in the field
* of social, civil and traffic law. Issues regarding ability to
Tel.: þ49 761 203 6854; fax: þ49 761 203 6858.
E-mail address: legalmed@sun11.ukl.uni-freiburg.de (S. Pollak). work, capacity to conduct legal proceedings, occupational

0379-0738/$ – see front matter # 2004 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.forsciint.2004.05.001
270 S. Pollak / Forensic Science International 144 (2004) 269–283

invalidity, fitness to be detained, damages for pain and publications since the 1960s [192]. Her monograph ‘‘Vio-
suffering and fitness to drive can be mentioned as examples lence against the child‘‘ was published in two editions (1982
[34,35,110,159]. and 1987) [194]; another publication on abused children
appeared in 1992 [195].
Actually Ernst Ziemke, who was professor of forensic
2. Forensic sexual medicine and forensic medicine in Kiel, reported on child abuse and its legal and
psychopathology social significance already in 1928 at the 17th meeting of the
German Society of Forensic and Social Medicine [212].
A look into the old textbooks of the subject shows that After presenting 18 cases of abuse Ziemke summarized: ‘‘If
forensic sexual medicine had a very high standing in the the fight against child abuse is taken up with energy and
past. Standard reference books such as the one by Hofmann circumspection by all those involved we may hope that
and Haberda (10th edition, 1919 [61]) devoted more than adequate protection can be given to the innocent and defen-
20% of their total volume to that complex of issues. The seless child and that such degrading and inhumane cruelty, as
diagnosis of virginity and criminal abortion was broadly it is described in my study material and that of others, will
discussed. Problems of male and female impotentia coeundi, gradually become a rarity, although it will not disappear
impotentia generandi and impotentia concipiendi were dealt entirely.’’
with in detail. Other chapters referred to the interpretation of As is generally known, patterned hematomas can be an
medical findings after sexual offenses. Another focus of important clue to clear up injuries as being caused by
forensic sexual medicine referred to pregnancy, its duration physical abuse. A classical example are double-streaked
and the possible failure to recognize a pregnancy as well as bruises after blows with a stick. In retrospect it appears
the diagnosis of spontaneous and criminal abortion. surprising that this distinctive injury pattern was described
Forensic psychopathology played a special role already at only in 1932 by Walcher [206]. In his paper ‘‘On the local
the turn from the 19th to the 20th century. In its second effect of blows with sticks, canes and similar objects with
edition (1881) the textbook by Hofmann contained a chapter special emphasis of the presence of double streaks’’ Wal-
on this subject for the first time [60]. It had been included to cher primarily referred to observations made in abused
make the practicing medicolegal expert familiar with the children showing contusions from blows with sticks and
fundamentals of forensic psychiatric examinations. Later, canes.
the basis of clinical psychiatry was already assumed as Numerous publications have been devoted to the differ-
known, so that the authors mostly confined themselves to entiation of injuries caused by abuse in contrast to accidental
discussing specific forensic aspects [62]. lesions [43,63,146,147,186]. In pertinent articles and in
In the second edition of the textbook on Forensic Med- textbooks a catalogue of criteria was worked out in the last
icine by Kratter (1921) the author emphasized in his intro- few decades that can be helpful for differential diagnosis
duction to the chapter on ‘‘unclear mental conditions’’ that (type, localization and age of injuries, consistency of alleged
the ‘‘science of mental disorders’’ belonged to the field of origin and injury pattern, etc. [148]). An important sign
psychiatry, but that the application in the juridical field was indicating physical child abuse may be the presence of bite
a ‘‘domain of forensic psychopathology as a branch of marks [42,193]. Skeletal findings can also make an essential
forensic medicine’’ [84]. This holistic approach, which is contribution to diagnosis of maltreatment (subperiostal
based on a broad competence of forensic medicine, was hematomas, periosteal calcifications, metaphyseal and epi-
largely given up later by the ‘‘somatic school’’, while other physeal fractures, paravertebral rib fractures, etc. [4,78]).
representatives of the discipline, e.g. Müller-Hess - corre- Only a few years after the first description by Caffey [30],
sponding to their scientific origin and professional training - German forensic pathologists also reported on the ‘‘shaken
continued to regard forensic psychiatry as an integral part of baby syndrome’’. This special form of physical abuse and
forensic medicine [95]. the resulting combination of injuries (subdural hematoma,
retinal bleeding, contusions from fingertip pressure on arms
or thorax) were studied by several groups of authors
3. Child abuse [13,91,100,173,180,191]. Fatal forms of ‘‘shaken baby syn-
drome’’ were repeatedly diagnosed in infants with poor
Without any doubt, the evaluation of proven and ques- external symptoms on whom a forensic autopsy was per-
tionable child abuse is one of the core tasks of clinical formed for suspected sudden infant death syndrome [156].
forensic medicine today. On perusing the older German Non-accidental burns are another special form of physical
textbooks and manuals it becomes clear that adequate child abuse. The thermal damage is caused either by inten-
attention has been given to this topic only in the last few tionally bringing the child into contact with a hot object
decades. The growing involvement of forensic medicine in (cigarette, iron, heater, etc.) or by scalding (pouring a hot
recognizing and fighting violence against children is essen- liquid over it or holding parts of the body into a hot liquid).
tially due to Elisabeth Trube-Becker who has discussed the In the German medicolegal literature several cases of this
forensic aspects of child abuse in numerous lectures and kind have been described [48,53,194].
S. Pollak / Forensic Science International 144 (2004) 269–283 271

Lately, a form of abuse first presented in 1977 by Roy Extragenital injuries may reflect the course of events and
Meadow [102] under the name ‘‘Munchausen syndrome by the circumstances of the assault [46]. There are various
proxy’’ has been increasingly reported also in the German- combinations of bruises after beatings, scratches due to
speaking countries. This syndrome is a condition in which a undressing the victim by force, injuries of the lips when a
carer (usually the mother) invents, simulates or provokes hand was pressed on the mouth, fingertip bruises after
symptoms of an illness in her child, often leading to medical holding a person by the upper arms and wrists, marks from
treatment and hospitalization [85,86]. Apart from simulating tying or biting, defense injuries on the hands or ulnar
pathological changes on the skin, the furtive administration forearms, hematomas on the inner side of the knees and
of not medically prescribed drugs is common [6]. thighs (due to forcing the legs apart) or lesions due to a hard
Besides physical abuse, neglect constitutes a separate or rough support of the body. Especially sensitive regions
category of damage, which may lead to serious develop- (e.g. the eyes, lips and nipples) are often injured as well. In
mental delay and even death [4,93,155,194,207]. Based on cases of manual or ligature strangulation not only local signs
multi-center studies, Vock et al. presented epidemiological on the neck, but also additional symptoms may be present
data on fatal neglect of children in the Federal Republic of such as petechial hemorrhages in the facial skin and con-
Germany and the former GDR [201,202]. Fatal abuse of junctivae, hoarseness, difficulty in swallowing and urinary/
children by physical violence has also been the subject of a fecal incontinence [25,70,74,117,118,152]. Of course inju-
large number of medicolegal publications [39,87,174, ries of rape victims can be minor or absent, if the offense was
203,208]. For differential diagnosis in children presenting committed under threat rather than by applying force
with hematomas one always has to keep in mind that there [70,118,152].
may be an underlying hematological disease (e.g. acute
leukosis), as in such cases hemorrhages may occur sponta-
neously or after trivial trauma [116]. 5. Self-inflicted injuries
Today many authors also subsume sexual abuse under
the broad definition of child abuse. That forensic medicine Depending on the underlying motives or personality
plays an important role in the conservation of evidence in disorders, there are generally five main categories of non-
unclear or proven cases of abuse was already pointed out in accidental, self-inflicted injuries [140]:
detail in the older literature [61,162]. As there are often no
1. Simulated offenses (fictitious sexual offenses, feigned
fresh and/or specific morphological findings, it is particu-
robbery or alleged assaults with a political or xenopho-
larly important to be familiar with the normal anatomical
bic background).
variations and their differentiation from residues of genital
2. Self-mutilation for the purpose of insurance fraud.
or anal manipulation. In this context, the cooperation with
3. Self-inflicted bodily harm or self-mutilation among
pediatricians and gynecologists as well as the appropriate
soldiers and prisoners.
conservation of biological traces is of paramount impor-
4. Dermal artifacts, self-mutilation and other forms of self-
tance [3,197,210].
induced bodily harm in psychiatric patients.
5. Suicidal acts.
4. Medicolegal investigations following
5.1. Simulation of criminal offenses
sexual offenses
Depending on the motive, the group of simulated criminal
The physical examination to prove that a sexual offense
offenses comprises several different categories of cases
has taken place has been one of the core tasks in medicolegal
[133]:
practice since the beginning of clinical forensic medicine.
The diagnostic measures range from the assessment of the  Simulation of criminal offenses to derive compassion,
genital findings (e.g. condition of the hymen) via the doc- affection and attention.
umentation of extragenital injuries to the evaluation of trace  Self-damage in order to divert attention from previous
evidence. misconduct (e.g. burglary, embezzlement) [105].
Contrary to what laymen would expect, only a compara-  False allegation of an assault in order to dissimulate an
tively small percentage of female victims of sexual offenses attempted, but not completed suicide [137].
shows genital injuries [25,70,74,117,152]. In these cases,  Feigned offense to excuse absence without leave from
the signs seen most frequently are reddening and excoria- school or work, but also as an explanation for coming
tions of the vulva, superficial fissures of the introitus home late [46,105,137].
vaginae (less often of the anus) or signs of fresh defloration.  Fictitious offense with self-inflicted injury to take revenge
More serious injuries, such as tears of the vaginal wall, can on persons or institutions [45,126,140,184].
be the result of increased vulnerability (e.g. in senile  Simulation of a (sexual) offense in order to divert
atrophy) or particularly violent manipulations (e.g. inser- attention from previous autoerotic manipulations [11,
tion of an object) [152,204]. 181,198].
272 S. Pollak / Forensic Science International 144 (2004) 269–283

 Self-damage to simulate a situation of defense or to cover injuries effected to feign an assault by another party’’. In the
up an offense committed by themselves against another 60s, Holzer [65] published a detailed article on the solution
person [178,211]. of cases involving fictitious assaults. In the more recent past,
 Self-induced injuries to pretend that the informant was the numerous case reports have been written on this subject
victim of an offense with a political background [69,82,137,181,200,209].
[44,75,154]. The motives for such false reports range from covering up
a person’s own misconduct [65] to the dissimulation of
In fictitious sexual offenses it is paramount to analyze the suicide attempts or autoerotic manipulations [11,181,198].
extragenital injuries with regard to their type, localization Similar to the fictitious sexual offenses, the wish to derive
and distribution. The wound pattern is often in obvious sympathy and attention is often the primary motive for the
contrast to the dramatic story told about the course of events. self-infliction of injuries.
Characteristic features are cuts or abrasions of minor inten- A significant sign of self-infliction is the lack of consist-
sity, usually with a multitude of individual lesions. Even ency between the damage on the clothing and the injury
curved body surfaces show skin lesions of equally shallow pattern on the one hand and the story told about the incident
depth. The typically uniform, grouped and often parallel on the other [90,137]. The pattern of findings often resem-
arrangement is strangely contradictory to the dynamics of bles that seen in fictitious sexual offenses, although
the alleged fight. Irregularities, as they are expected after a untypical manifestations are not uncommon. Sometimes
real assault, are often missing [9,81,82,137,140,183]. Occa- persons claiming to have been assaulted are found to be
sionally pattern-like and symbolic pictures are seen [69,81]. completely unharmed, even though they pretend to have
The injuries usually heal without complications even when been severely traumatized and to have been unconscious for
left untreated. a prolonged period of time [105]. In members of medical
As instruments pointed or sharp objects (knives, razor professions the application of medical knowledge and spe-
blades, nail scissors, broken glass, etc.) or the person’s own cial skills must be kept in mind [44,163]. In the group of
fingernails are used [47,183]. Easily reachable body regions feigned assaults (without sexual motivation) males are also
(arms, forehead, cheeks, thoracic and abdominal skin, neck frequently represented as alleged victims [69,137,181].
and legs) are preferred; especially sensitive regions like Self-inflicted injuries may serve to simulate criminal
eyes, lips and nipples as well as the genital regions them- offenses with a political or xenophobic background. Persons
selves are mostly omitted. Both sides of the body may be pretending that their self-inflicted injury was caused by an
injured almost symmetrically, although sometimes the side assault or attack often accuse members of social fringe
opposite the dominant hand may be more affected [81,137]. groups as perpetrators. For some years the problem of
On the back, the injured parts are determined by the reach of right-wing radicalism has been discussed throughout
the individual’s hands [47,69,183]. In rare cases, injuries Europe. It is therefore not surprising that fictitious offenses
may even be inflicted by a helper [81,105]. are increasingly attributed to right-wing offenders [44,75,
Discrepancies between the description of the offense and 81,153,154,188]. In this context the informants accuse the
the objective findings can support the suspicion of self- attackers - who do not exist in reality - of acting out of
infliction. Special attention should be paid to inconsistencies xenophobic motives. From the large number of relevant
between the damage on the clothing and the injuries cases one has achieved worldwide publicity: A 17-year-
[9,81,82,137,183]. Occasionally, the informants inflict old female wheelchair user was allegedly assaulted by three
excoriations on themselves by rubbing their skin against skinheads, who insulted and threatened her and finally cut a
rough surfaces or blunt objects [47]. Self-inflicted hemato- swastika into her left cheek. Medicolegal assessment
mas as well as deep stab or cut wounds are also seen in rare revealed that the injury showed all the morphological criteria
cases [9,47,65,69,81,141]. of being self-inflicted [75,153].
Most women simulating a sexual assault are young. Apart from the usual features of self-infliction (see
Possible motives for reporting a false offense may include above), geometrical pictures, symbols, letters and words
conflicts with the lover, imminent separation from the carved into the skin are not uncommon in fictitious assaults
partner, problems with the parents, the wish of adolescents [81,153]; especially swastikas are a frequent motif
to impress others and the wish to gain attention and care. [133,147,188]. Broad coverage of such incidents in the
Multiple false reports by one and the same person are not media may trigger an endemic avalanche of self-inflicted
uncommon. In cases of repeated self-infliction of injuries injuries [209].
scars may point to former incidents [46].
Not only sexual offenses, but also attacks and assaults for 5.2. Self-mutilation for the purpose of insurance fraud
other motives can be simulated. Sometimes the informants
inflict cuts and stabs, rarely also injuries by blunt force, on The medicolegal differentiation between injuries due to
themselves in order to support their fabricated story of the accidents and intentionally self-inflicted harm was of major
event. The phenomenon as such is not new. In 1910, already importance already at the beginning of the 20th century.
Strassmann [187] reported on the ‘‘features of self-inflicted Under the social conditions of that time soldiers accounted
S. Pollak / Forensic Science International 144 (2004) 269–283 273

for a high percentage of the persons to be evaluated. Fritz When investigating a questionable accident suspected of
Reuter was one of the first, who in 1911 already concerned attempted insurance fraud all available sources should be
himself thoroughly and comprehensively with the problem used (photographs, X-rays, operation report, physical exam-
of self-mutilation; by analyzing the wound findings he was ination, biological traces). Moreover, the local circum-
able to demonstrate their non-accidental origin [161]. stances at the scene, the properties of the instrument used
At the 8th Meeting of the German Society of Forensic for inflicting the injury, the distribution of the blood traces
Medicine in Münster (1912), Theodor Lochte, professor of and the whereabouts of the amputate should be taken into
forensic medicine in Göttingen, gave a lecture on self- account [20,22,37,49,50].
inflicted injuries in which he also discussed the issue of
fraudulent claims against public and private insurance com- 5.3. Self-inflicted injuries and self-damage in prison
panies [90]. Referring to Taylor [190], he already defined
criteria suggesting intentional self-infliction: Autoaggressive behavior is a common problem with
detainees in police custody, in pre-trial detention and in
 Superficial character and harmlessness of the wounds as
prison [211]. Particularly frequent is the self-infliction of
well as localization on body sites where the effect can be
cuts (especially on the forearms) by using sharp-edged
safely predicted.
objects such as knives, razor blades, pieces of metal or
 Localization of the injuries on the side opposite the
broken glass. Another method of self-damage consists of
dominant hand.
swallowing foreign (metal) bodies, which are sometimes not
 Presence of a multitude of individual lesions.
excreted naturally because of their size and shape and have
During war the number of self-inflicted injuries with to be removed by surgery [24]. In a broader sense simulation,
firearms was naturally disproportionately high [103], but aggravation and prolongation of illnesses are also forms of
amputation by cutting off fingers was also seen in soldiers. In self-harm [41].
some of these cases, several parallel strokes had to be
performed before the finger was severed. In 1938, Martin 5.4. Artifacts in patients with psychopathological
Nippe stressed that finger bones can be completely severed disorders and mental diseases
only if the finger is lying on a solid base [119]. Gottfried
Raestrup underlined the necessity to check the alleged origin In this group it is rarely necessary to differentiate self-
of the injury in comparison with the objective wound find- inflicted injuries from accidental or criminal injuries. Con-
ings [157]. sequently, the majority of the relevant publications was
In the 70s and 80s of the 20th century it was especially written by psychiatric or dermatological authors. Emotion-
Günther Dotzauer and Wolfgang Bonte who worked on the ally unstable patients with a personality disorder of the
proof of self-mutilations in connection with private accident borderline type tend to inflict injuries on themselves (e.g.
insurances. The common feature of these cases is that an cuts and scratches) to achieve temporary relief in situations
accident is simulated in order to fraudulently obtain insur- of emotional tension [56,71,72]. A detailed description of
ance benefits. Mostly the self-damage consists of mutilating the mental diseases sometimes associated with autoaggres-
a peripheral part of the body (finger or hand). This is usually sive behavior was recently published by Möllhoff and
done by using sharp instruments such as axes, choppers, Schmidt [112,113].
cutters or motor saws. In rare cases objects causing blunt Apart from mechanical injuries, self-induced ulcers and
traumatization, e.g. presses, hammers and V-belts, are also burns caused by heat or chemicals may also occur. Patients
used [19,36,50,113]. with severe mental handicaps associated with hyperactivity
Intentionally inflicted injuries from axe blows are often sometimes tend to self-injurious behavior patterns (e.g.
proximal amputations of a single finger being severed at a ‘‘head banging’’: constantly hitting the head against an
right angle to its longitudinal axis. In contrast to this, most obstacle). Psychotic diseases can occasionally be associated
real accidents involve concomitant injuries of the adjoining with bizarre autoaggressions, which may even include
fingers as well. An oblique and distal course with incomplete mutilation with self-amputation of parts of the limbs or
severance is more indicative of an accident [19,21]. Prox- genitals [111,127]. Occasionally cases of ‘‘Munchausen
imal, complete severance of the index finger without syndrome’’ have to be evaluated under medicolegal aspects.
involvement of the neighboring fingers is highly suspect Within the scope of this chronic neurotic disorder physical
of self-mutilation; as Bonte [18] and Püschel et al. [150,151] illnesses are simulated and/or injuries are inflicted on
appropriately stated, this type of severance is possible only oneself in order to be admitted to hospital and to undergo
when the finger is placed in a so-called ‘‘execution posi- surgery [140].
tion’’. In the last few years a considerable number of
physicians have been convicted of defrauding insurance 5.5. Suicidal acts
companies by self-mutilation; most of them severed the
index finger of their left hand, sometimes after local or Apart from subsequent dissimulation attempts [137], the
nerve block anesthesia [113]. self-inflicted injuries summarized in this chapter usually
274 S. Pollak / Forensic Science International 144 (2004) 269–283

present no differential diagnostic or criminalistic problems. A research report published by the Hamburg Institute of
In suicidal gestures and attempted suicides sharp instru- Legal Medicine in 1999 on the epidemiology of decubitus in
ments are used particularly often. Preferred localizations for the agonal phase - based on 10,000 cremation postmortems -
inflicting suicidal cuts are the flexor side of the forearms near created a great stir [149]. The prevalence of decubitus ulcers
the wrists, the anterior and lateral parts of the neck and the in this study was 11.2% with varying percentages in the
cubital fossa. The classical picture is characterized by a different institutions involved in nursing care. Another
number of grouped, mainly superficial and parallel individ- problem in the care of geriatric patients is the permanent
ual lesions mostly running transversely to the longitudinal administration of psychotropic drugs, which is justified only
axis of the arm. Under special conditions findings mimicking for specific indications. In this respect, too, forensic med-
tentative cuts may also be seen in homicides [14,58,59]. icine and the new field of forensic gerontology must play the
Suicide attempts with stab injuries are very much rarer; the role of an ‘‘early warning system’’ [205].
preferred localization for stabs is the precordial region.
Sometimes the injury pattern in these cases may suggest
an assault [131]. In this context perforation of the clothing is 8. Torture
not a reliable sign of infliction by another person [16,68,94].
That human rights are inviolable is one of the funda-
mental principles of all democracies. Although the
6. Domestic violence Declaration of Human Rights was adopted by the General
Assembly of the United Nations more than 50 years ago,
The term ‘‘domestic violence‘‘ describes traumatizations these provisions are still violated in many countries. The
in the immediate social environment of a person, normally proof of physical maltreatment and torture makes high
between adults who have or had a close partner relationship demands on the forensic expert, as months or even years
with each other. Domestic violence is considered particu- may have passed between the offense and the physical
larly traumatizing, as it typically hits the victims in their own examination, so that scarred residues can be expected at
house and is caused by individuals with whom they wanted best. Moreover, some methods of torture leave few traces
to live together in a relation of personal trust. The violence is anyway, so that pathognomonic sequels are missing. In
predominantly directed against women, but occasionally connection with asylum proceedings, forensic medicine in
also against the male partner. The site of domestic violence the German-speaking countries is also increasingly con-
is usually the apartment. The victims are generally reluctant cerned with the evaluation of questionable traces of torture.
to report the perpetrator to the police. Often he is not In December 1997, the 8th Lübeck Meeting of German
reported because the victim is ashamed or afraid of reprisals. Medicolegal Experts was devoted to the complex of
As a consequence there is probably a large number of ‘‘Abuse and Torture‘‘. The results of this interdisciplinary
undetected offences. In those cases in which the victims meeting were published in volume 19 of ‘‘Research in
consult a doctor or a hospital for treatment of their injuries, Legal Medicine‘‘ [120].
they often conceal the real cause and claim that they are due
to an accident.
More recently German forensic medicine has taken an 9. Surviving victims of traffic accidents
active role in detecting and fighting domestic violence.
The goal of the initiatives is to offer the possibility to the In many institutes of forensic medicine the evaluation of
victims to accept help and support and to realize the basic persons involved in traffic accidents is part of the daily
right to a life without violence. In December 2003, the 4th routine with the issues to be solved being determined by the
Forensic Workshop Kiel-Lübeck was devoted to the subject legal regulations of the individual country. In Austria, for
‘‘Violence against women and children: facts – diagnosis – example, a large part of medicolegal expert opinions deals
prevention’’. with the question, whether a bodily injury caused by negli-
gence was associated with a damage to the victim’s health of
more than three days and whether under medical aspects the
7. Forensic gerontology sustained injury is to be qualified as severe [8,108].
In traffic accidents the actual facts of the case – e.g. the
Beside women and children, there is a growing tendency kind of involvement – often have to be clarified first.
that elderly persons become victims of ‘‘daily violence’’. Apart from the medical assessment of findings and their
Especially old people living in cramped social conditions are documentation the expert opinion will focus on recon-
subject to physical and emotional abuse. Aside from phys- structive aspects (e.g. where did the passengers sit in the
ical violence, neglect in the care of the aged is a real problem car [104,128,168], in which direction was the injured
[124]. Because of the dramatic change in the age pyramid of pedestrian walking, etc.). In civil cases the questions to
the German population more and more aged people require be answered are the intensity and duration of the post-
outpatient or inpatient care. traumatic impairment and whether the reported complaints
S. Pollak / Forensic Science International 144 (2004) 269–283 275

are really due to the accident. Lately, the assessment of narrowed diameter above the optically denser subcutaneous
indirect lesions of the cervical spine (‘‘whiplash trauma’’) hematoma.
has become very important in the forensic evaluation Intracutaneous hematomas can show a detailed negative
practice [171,172]. Classification may be difficult espe- imprint, if the skin is pressed into narrow hollows by the
cially in those cases, in which injuries of the cervical spine effect of local pressure. Pattern injuries of this type may be
are claimed after rear-end collisions with minor changes in caused by the shoe soles in injuries due to kicking
velocity [38,101,109,182]. [15,52,57,158], but also by the weave of textiles worn
Fortunately, the number of fatal traffic accident victims directly on the skin traumatized by blunt force [167].
has strongly declined in Germany. On the other hand, the Reactive skin reddening caused by local mechanical irrita-
number of injured persons still amounts to almost 500,000 tion is quite often associated with petechial intracutaneous
per year and thus remained almost constant in the last three hemorrhages [12,80].
decades [99]. Consequently, reconstructive analysis of injury Subcutaneous hematomas may also show characteristic
patterns in surviving accident victims continues to be very shapes, as emphasized above already in the example of
important. In the past, the principles of evaluation were bruises consisting of two parallel lines after blows from a
demonstrated primarily by means of the autopsy findings cane. The roundish subcutaneous hematomas resulting from
[7,40,92,97,104,144]. the local pressure of fingertips must also be regarded as
The construction improvements in motor vehicles have special forms; they are seen particularly often on the medial
made an essential contribution to passive safety. This has not aspect of the upper arms and suggest that the victim was
only resulted in a reduction of the severity of injuries, but grabbed or held vigorously [131,141]. Primarily uncharac-
also in a change of the traumatic findings (belt marks, teristic hematomas may become subsequently structured, if
injuries typical of airbags!). they are compressed by corresponding objects for a pro-
longed period of time; under these circumstances pale areas
or zones of different intensity develop within the contusions
10. General aspects of injury evaluation [142].
The dating or aging of hematomas in surviving victims is
10.1. Blunt force one of the most difficult tasks in clinical forensic medicine.
Already Berg [10] stated that the sharp or vague demarcation
A large part of the physical examinations is performed on of the hematoma discoloration against the surrounding skin
adult victims of aggression [107]. In most cases, the offense is no reliable criterion. At the beginning subcutaneous
is committed by using physical strength directly (blows with hematomas often show vaguely from the depth, especially
the fist or open hand, punches, kicks, etc.). From the as they are often associated with tissue edema in the first few
victimological point of view it can be stated that a high days. Hematomas may therefore appear to have clearer
percentage of the persons concerned is under the influence of contours and more intense color after a few days than in
alcohol at the time of the offense; for the victims of injuries the initial phase. Then, as the hematoma gradually resolves
caused by kicks this relation was demonstrated in several and fades, the margins become vague again.
studies [15,52,57,158]. In view of the numerous, partly differing statements in
In view of the fact that most injuries localized on the body the literature regarding the age-related color changes of
surface are uncharacteristic in appearance, the recognition subcutaneous hematomas great caution seems justified.
and correct interpretation of any pattern injuries that may be Tutsch-Bauer et al. [196] found yellow-colored portions
present is of particular importance. In abrasions in which the in the marginal areas of artificially generated hematomas in
offending object hits the body approximately at a right angle, three of 30 subjects already on day 1; on day 7 yellow was
it may stamp a mirror image of its contours/surface structure present in 93% of the subjects. Around day 4 many of the
on the skin (e.g. imprint marks of the hitting object or of the subjects showed the colors blue, green, brown and yellow
tooth edges in bite marks [79,131,135,170]). For several side by side. On day 4 the hematomas also reached their
years defined skin injuries have been evaluated also by maximum size. Already in 1970, Lins and Hamper [89]
photogrammetry [27]. With this method a three-dimensional recorded reflectance curves of artificially generated hema-
data model of the injury findings can be produced and tomas and evaluated the color changes with time. The
compared as to corresponding features with a suspected authors showed that reflectance values in the orange-yellow
weapon. and blue–green range of hematomas slowly declined within
Under favorable conditions intra- and subcutaneous 4–6 days. With an ophthalmospectrometer Klein et al.
hematomas may also reflect characteristic features of [76,77] performed reflectance measurements in the spectral
the offending object. Supplementary to the conventional range of 430–700 nm on hematomas artificially generated
investigation methods, diaphanoscopy is used to detect under standard conditions and on periorbital hematomas.
and demarcate subcutaneous hemorrhages [66]. By At the wavelength 580 nm (yellow) periorbital hematomas
vertically transilluminating the skin with a halogen lamp with an age difference of more than 2 days could be
a zone of lucency forms around it with an asymmetrically distinguished.
276 S. Pollak / Forensic Science International 144 (2004) 269–283

Beside excoriations and hematomas, lacerations are For several years so-called electroshocking devices have
among the most important sequels after blunt traumatization been in use for self-defense or for abuse by intimidation and
of the body surface. Only in rare cases does the severance of torture. The purpose of these devices is to put assailants out
the skin as such allow conclusions as to the shape of the of action by electrical impulses without causing long-term
causative object. Occasionally, however, the wound edges damage to them [5,32,169]. At the sites where the electrodes
may reflect a characteristic contour of the striking object approached or touched the body red spots about 5 mm in
[64]. Experimental studies have demonstrated that the linear diameter and minor swelling of the tissue may occur. These
parts of the skin severance correlate well with the length of local erythemas are transient and fade within a few hours.
the edge of the wounding object [67]. The paired arrangement of the small red spots with the same
distance as the electrodes can be an important clue that the
10.2. Sharp force lesion was caused by an electroshocking device [131].
Contrary to conventional electroshocking devices, so-called
The information contained in stab and cut wounds is ‘‘Tasers’’ fire arrow-like electrodes connected to about 5 m
seldom sufficient to describe the properties of the inflicting long wires, whose pin-like probes adhere to the clothing or
tool precisely enough to allow definite attribution. Repeat- the skin [29].
edly parallel, linear excoriations were observed when a In survived electrotraumas one often finds fluid-filled skin
serrated blade was drawn across the skin transversely to its blisters instead of normal electric marks [125,136]. If cir-
longitudinal axis, leaving tangential abrasions [199]. The culation continues even for a short time, fluid-filled vesicular
serrated back of a ‘‘survival knife‘‘ can also produce detachment of the epidermis (‘‘electrical burn blister’’)
analogous excoriation lines with its saw teeth [129]. Sharp occurs. Electrical burns often reflect morphological details
blows with a so-called fine-tooth saw leave wound edges of the contacted surface. After healing with scar formation,
with regular indentations corresponding to the serrations an interrupted pattern of the dermal ridges will remain on the
of the saw blade [23]. Cut wounds caused by glass can friction skin [136].
show morphological features that may facilitate differen- Two of three individuals struck by lightning survive. In
tiation from wounds due to other types of sharp instru- most of these cases the victims are unconscious initially.
ments [1]. Moreover, there are often neurological symptoms, e.g. light-
In stab wounds the presence of a blunted end sometimes ning paralysis, sensory disturbances and paresthesias. The
points to the use of a knife with a single cutting edge. With a electrothermal changes on the body surface of surviving
serrated back of the blade, the pertinent wound end shows victims struck by lightning are similar to those of fatal
concomitant abrasions that may occasionally resemble a accidents [83].
fish’s tail [96,129]. In rare cases a blade without a serrated
back can also cause a slightly abraded wound end [98]. If a 10.4. Strangulation
stab wound is inflicted by massively thrusting the blade into
the body up to the hilt, the bladeguard may produce a Survived strangulations are often the subject of medico-
characteristically shaped imprint [11,134,160,179]. legal evaluation. Attacks against the neck occur very often in
Screwdrivers produce special wound shapes. Tools with a the course of sexual offenses, fights or robberies with the
wedge-like blade end create slit-like skin wounds often number of manual strangulations being higher than that of
associated with squared or torn ends [26] and abraded ligature strangulations. Naeve and Lohmann [118] found
margins. So-called Philipps screwdrivers show cross-shaped that 30% of the victims were under the influence of alcohol.
or roundish wounds with four radial cuts arranged in pairs Often both the perpetrator and the victim are intoxicated.
opposite each other [115]. The strangulation findings may range from discrete red-
dening of the skin via various forms of excoriations to intra-
10.3. Burns and electrotraumas and subcutaneous hematomas [131,141]. The reddening of
the skin, which is mostly patch- or streak-like in shape, is
As mentioned above, contact burns and scalds play an often associated with superficial defects of the epidermis
important role in child abuse. Burns by glowing cigarettes and/or intracutaneous petechial hemorrhages [12]. The num-
are seen in abused children, but also in torture victims, in bers as to the incidence of externally visible injury on the
self-inflicted injuries and accidentally in intoxicated drug neck vary. In the material studied by Strauch et al. [189] all
consumers [54,131,140]. The examination of arsonists often 81 victims showed discernible strangulation or throttling
shows thermal lesions, especially if a liquid fire accelerant, marks on the skin of the neck. Mere reddening of the skin can
e.g. gasoline, was used. By evaporation an explosive gas–air be demonstrated up to 2 days at the most [12,55,80].
mixture forms whose ignition leads to a ‘‘flashover’’ with A high percentage of the strangulation victims does
potential burns of exposed body parts (face, hands and other not only show local findings on the neck, but also concurrent
unclothed body regions facing the explosion). Singeing of injuries on the remaining parts of the body [55,88,118].
eyebrows and eyelashes as well as beard, head and body hair Often injuries can also be found on the assailant’s body
is also common [17]. as a consequence of the victim’s defense. For example
S. Pollak / Forensic Science International 144 (2004) 269–283 277

scratch-like excoriations may be inflicted by the use of the seems justified to express doubts as to the stereotyped
fingernails on the neck, the shoulders and the chest distinction between ‘‘active’’ and ‘‘passive’’ defense injuries
[55,74,118,141]; bite marks and contusions are also lesions [2,106]. In victims capable of acting their incidence
often occurring due to the victim’s defense [117]. Surviving increases with the number of stabs. More than 2/3 of all
victims typically complain about dysphagia, dysphonia, defense wounds are found on the left arm or left hand. Cuts
spontaneous pain and tenderness to pressure in the laryngeal on the palmar side of the hands cannot only occur when the
region as well as pain on moving the neck. The percentage of victim tries to ward off a knife attack, but also when the
those becoming unconscious during an attack to the neck perpetrator’s hand slips from the grip of the knife and slides
varies greatly depending on the composition of the study along the blade on performing the stab.
material. This applies also to sphincter incontinence. Defense injuries due to blunt force are to be expected
Congestive petechial hemorrhages after survived attacks when the victim attempts to ward off blows or kicks with his
to the neck are of great diagnostic significance, although hands or arms. The preferred localizations resemble those of
they do not constitute a specific sign of asphyxia. As is well knife attacks. If the skin of the affected region is over a bony
known, similar extravasations of blood may occur also after support, lacerations may occur in addition to abrasions and
physiological processes of pressing [51,145]. In surviving hematomas [135,170].
strangulation victims the incidence of petechial congestive In a wider sense defense injuries can be due also to
hemorrhages depends, inter alia, on the duration and inten- bullets. Persons threatened with a firearm often ‘‘instinc-
sity of the manual or ligature strangulation, the physical tively’’ keep their hands in front of their head or chest, so that
strength of the persons involved and the kind of cervical the hand or forearm is hit first by the shot [139].
compression. The minimum time necessary for the mani-
festation of congestive hemorrhages is difficult to define.
Bschor [28] assumed that after totally interrupting the 11. Forensic age estimation
venous flow it takes at least 10–20 s before the venous
vessels in the region of the head and neck are completely Since the early 90s, institutes of forensic medicine have
filled with blood. been performing estimations of the age of living individuals
Often the forensic expert has to comment on how dan- in an increasing number of cases [164,165,176,177]. These
gerous a compression of the neck was. The most contro- refer mostly to foreigners without valid identity papers, who
versial issue in this context is the practical relevance of the do not know their age or presumably make a false statement
vagus-mediated consequences (‘‘reflex cardiac arrest’’) and whose chronological age is legally relevant for criminal
[185]. On the basis of a survey of the literature, Kleemann or civil proceedings. On 10 March 2000, the study group on
et al. [73] arrived at the conclusion that sudden death due to a Forensic Age Estimation of the German Society of Legal
short grip to the neck is imaginable only if there is an Medicine was founded in Berlin under the chairmanship of
individual predisposition of the victim, but seems to be Gunther Geserick. Before a nation-wide analysis had been
‘‘practically impossible’’ under normal conditions. In stran- made on the current status of forensic age estimation in
gulation by the forearm obstruction of the arterial blood flow living individuals within the scope of the 10th Lübeck
to the brain is the essential pathophysiological mechanism Meeting of German Medicolegal Experts (3–4 December
[33]. With this grip subjects became regularly unable to act 1999) [121]. The study group worked out recommendations
within less than 15 s [31]. for the estimation of the age in criminal proceedings which
were adopted on 15 September 2000 [175]. According to
10.5. Defense injuries them the following investigation methods should be used:
physical examination recording anthropometric parameters,
Defense injuries are of special forensic significance, as signs of sexual maturity and any developmental disturbances
they are indicative of an assault [132,139]. Moreover, they in relation to age, X-ray examination of the left hand, dental
justify the assumption that the attacked individual was - at status including X-ray of the teeth. Another recommendation
least initially - conscious and able to use his limbs. In [166] refers to the estimation of the age of living individuals
addition, the victim must have anticipated the assault and in pension proceedings.
been able to protect himself. In view of the different origin of the subjects coming to
In knife attacks, traditionally a distinction is made Germany in the course of global migration movements the
between ‘‘active’’ and ‘‘passive’’ defense injuries [114, question arises, whether ethnicity has an influence on
143]. Accordingly, the active type of injury occurs when the chronology of third molar mineralization – which is
the victim tries to grasp the knife with his or her hand; in a main criterion of the dental estimation of age [122].
these cases the wounds are typically localized on the palmar Comparative studies of German, Japanese and South Afri-
side of the hand. The passive wound type is sustained when can populations [123] showed that population-specific
the victim raises their hands/arms for protection; conse- standards should be used for the assessment of the miner-
quently these wounds will primarily be localized on the alization stage of the third molars to improve the indicative
extensor sides of the forearms and the back of the hands. It value.
278 S. Pollak / Forensic Science International 144 (2004) 269–283

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