Sie sind auf Seite 1von 15

The Behavior Analyst 2007, 30, 91–105 No.

1 (Spring)

On Books
The Tangled Tale of Genes and Environment:
Moore’s The Dependent Gene:
The Fallacy of ‘‘Nature vs. Nurture’’
Susan M. Schneider
Florida International University
Nature–nurture views that smack of genetic determinism remain prevalent. Yet, the increasing
knowledge base shows ever more clearly that environmental factors and genes form a fully
interactional system at all levels. Moore’s book covers the major topics of discovery and dispute,
including behavior genetics and the twin studies, developmental psychobiology, and
developmental systems theory. Knowledge of this larger life-sciences context for behavior
principles will become increasingly important as the full complexity of gene–environment
relations is revealed. Behavior analysis both contributes to and gains from the larger battle for
the recognition of how nature and nurture really work.
Key words: nature–nurture relations, heritability, genetics, evolution, developmental systems
theory

Misunderstandings about ‘‘nature studies, genetics, embryology, neuro-


versus nurture’’ remain prevalent in science, gene–environment interac-
biology and psychology as well as in tions large and small, developmental
the public sphere. As D. S. Moore psychobiology, evolution, and a sam-
(hereafter, Moore) points out in The pling of the implications.
Dependent Gene, contributing to the Those implications for behavior
problem are the common cultural analysis are profound. Recognition
assumptions that (a) genes program of the full scope of environmental
for many traits, with the environ- factors requires recognition of the full
ment in a subordinate role; and that scope of the behavior principles that
(b) genetic and environmental con- behavior analysts study and apply.
tributions to a trait can be separated Behavior principles influence and are
in a sort of percentage game. The influenced by biological and evolu-
true story is more complicated, even tionary processes at all levels, from
for anatomical features and what are the molecular to the millennial (e.g.,
called genetic diseases. The crux of Avital & Jablonka, 2000; Schneider,
the matter is that genes and environ- 2003). The battle against simplistic
ment must work together to produce genetic determinism has rallied be-
any aspect of any living thing. To havior analysts since John B. Wat-
demonstrate this fact in its glorious son, and continues to concern them
complexity, Moore takes readers on deeply. This review focuses on three
a brief historical tour and then areas integral to the nature–nurture
tackles heritability and the twin debate: genes, heritability, and de-
velopment and evolution.
I thank Robert Lickliter, Edward K.
Morris, Hayne W. Reese, and Ken R. GENES
Schneider for their helpful comments on
a previous version of the manuscript. On Genetic Determinism
Correspondence may be sent to Susan
Schneider, Department of Psychology, Flor-
To begin with the basics, given
ida International University, Miami, Florida a ‘‘normal’’ environment, a common
33199 (e-mail: schneids@fiu.edu). assumption is so-called genetic deter-

91
92 SUSAN M. SCHNEIDER

mination of the number of fingers and seem. Consider the small number of
toes, say. But alternatively, given genetic diseases that are classified as
a ‘‘normal’’ genome, so-called environ- monogenic.1 Deriving from an ab-
mental determination of the number of normality in a single gene, these
fingers and toes could be claimed. constitute a very small fraction of
Consider the case of the teratogen diseases (Jablonka & Lamb, 2005). In
thalidomide, which frequently altered those monogenic diseases considered
this number during a tragic period in to be autosomal recessive (i.e., Men-
the 20th century. Further, smoking delian and not on the X or Y
during pregnancy is one of several chromosome), recessive homozygosi-
documented environmental risk fac- ty (two copies of the recessive form)
tors, although the evidence is correla- does not necessarily result in the
tional (see Man & Chang, 2006, who problematic phenotype. Nope. Put
demonstrated an epidemiological dose– technically, although those at genetic
effect relation). Indeed, at an elemen- risk can be highly likely to develop
tary level, a host of the right environ- the disease, the penetrance is never
mental factors must be present at the 100%, and it is sometimes consider-
right times and in the right places. Both ably lower (see Morange, 2001, for
genes and environmental factors are examples and commentary). Phenyl-
always necessarily involved. ketonuria (PKU), a classic genetic
Obviously, this conclusion in no disease of this type that is discussed
way diminishes the importance of the in The Dependent Gene, is character-
study of genetic contributions. Re- istic in that the severity varies despite
cent advances in genetics have been the same homozygosity—even con-
critical in demonstrating the often trolling for exposure to the problem-
Byzantine ways in which multiple atic amino acid that cannot be
genes and multiple environmental metabolized. ‘‘The evolution towards
factors interact. But headlines pro- seeing single-gene traits as versions of
claiming discoveries of the ‘‘gene for’’ complex traits has been under way
a wide range of human characteris- for some time,’’ noted Scriver and
tics, including personality and other Waters (1999, p. 267). They summa-
behavioral traits, require clarification rized numerous reasons for the var-
in a number of respects. iability in PKU outcomes, finding
First, a fundamental principle was that the major gene was just one of
well characterized in the early history many factors; indeed, ‘‘the whole
of genetics. As noted in The De- organismal phenotype is more than
pendent Gene, Sturtevant pointed out
the sum of the parts; it is an emergent
at the beginning of the 20th century
property’’ (p. 272). The Centers for
that, although a single gene had been
Disease Control’s panel of experts
found to be responsible for a differ-
ence in fruit fly eye color, other concluded in a general statement
factors being held as equal as possi- that, ‘‘As we acquire more knowledge
ble, that gene in no sense could be about the molecular basis of genetic
taken to code for eye color. Instead, disease, it becomes increasingly clear
eye color was the result of many that variable expressivity (i.e., modi-
genes and many environmental fac- fication of a genetic trait by other
tors. Moore suggests as an analogy genes or the environment) is the rule
the necessity of wheels and a chain in
order for bicycle pedals to operate for 1
Note the categorization difficulties with
forward motion. respect to the fuzzy set of nonmonogenic
Second, even with this important genetic diseases; note also other complica-
tions, such as the fact that the problematic
proviso, the simple single-gene single- allele for the monogenic disease sickle cell
trait systems popular in the media are anemia is actually beneficial in heterozygous
rare—and more complex than they individuals.
ON BOOKS 93

rather than the exception’’ (Burke et from simple. Most DNA, including
al., 1998, quoted in Moore, p. 230). human DNA, is what is known as
Third, in the version known as ‘‘junk’’—remnants from the past,
a phenocopy, PKU, like other genetic a proportion of which has turned
diseases, can develop in the absence of out to be regulatory. Cistrons, which
the known gene form (Gray, 2001; see constitute a tiny proportion of human
R. Moore et al., 2001, on Hunting- DNA, are those portions of a chro-
ton’s disease). Sometimes the prob- mosome that can actually code for
lematic mechanisms are identical and a protein. However, the cistrons are
sometimes they are different, but they not simple uninterrupted sequences of
result in either identical or nearly the relevant nucleotides; instead, they
identical symptoms. It will not come contain exons that actually hold the
as a surprise that the same symptoms sequence, intermingled with nucleo-
can be associated with either or both tides that generally appear not to code
genetic and environmental abnormal- for anything. Sometimes the exon is
ities in various combinations. In a small portion of the cistron. The
living systems, there are multiple cellular environment is critical for the
pathways to the same end. selection of the proper nucleotides to
Finally, a single gene commonly read. After all, all cells that constitute
influences many traits (pleiotropy). an organism contain the same ge-
Morange (2001) concluded, for ex- nome in their nuclei. Further, the
ample, that same cistron can be operated on in
different ways to code for different
There are no proteins specific to learning and proteins. A substantial proportion of
memory but rather proteins that, through their human DNA makes use of such
function as relays or transmitters, have been
harnessed by evolution in the development of alternative splicing. Jablonka and
cognitive processes. … What makes a process Lamb (2005) noted that one gene in
specific is not the nature of its molecular the chicken has been found to have
components (and thus the genes that code for 576 different splice versions—al-
these components) but the way they are used
and assembled in particular molecular path-
though, as is usually the case, these
ways and specific structures. (pp. 88–89) are minor variations of each other.
Finally, after the nucleotides are
These higher level operations neces- properly sequenced, the environment
sarily involve environmental factors. has long been recognized as essential
‘‘Genetically determined’’ could be for actual protein construction. For
seen as useful shorthand in some example, a protein’s shape, usually
cases, such as when a genetic feature critical for its function, depends on
like single-gene dominance or reces- environmental features as well as on
sive homozygosity often produces the sequence of specified amino acids.
given effects across a large range of This collection of findings means
‘‘normal’’ environments, just as, vice that the very definition of a gene can
versa, ‘‘environmentally determined’’ be less than straightforward. Al-
could for an environmental feature though the generic cistron usually
that often produces given effects qualifies, as Keller (2000) noted,
across a large range of ‘‘normal’’
genomes. But these simplifications The gene has lost a good deal of both its
can become problematic: They get specificity and its agency. Which protein
overgeneralized, and the fact that they should a gene make, and under what circum-
stances? And how does it choose? In fact, it
are simplifications can be forgotten. doesn’t. Responsibility for this decision lies
elsewhere, in the complex regulatory dynamics
Defining the Gene of the cell as a whole. It is from these
regulatory dynamics, and not from the gene
The very process by which genes itself, that the signal (or signals) determining
are said to code for proteins is far the specific pattern in which the final tran-
94 SUSAN M. SCHNEIDER

script is to be formed actually comes. (p. 63, changes are reversible, thus offering
quoted on p. 67 of Jablonka & Lamb, 2005) readier adaptability to changing con-
ditions than changes in the genes
In other words, environmental fac-
themselves.
tors are critical in determining what
These epigenetic mechanisms are in
protein-coding exons get read from turn responsive to more molar-level
a cistron, when, and how often. Thus, environmental factors. But so of
the very concept of a gene requires course is the genome itself. Chemicals
the environment. As Moore puts it, and electromagnetic emissions are
among the environmental factors well
Such contextual dependence renders untena- known to be capable of altering
ble the simplistic belief that there are coherent,
long-lived entities called ‘‘genes’’ that dictate DNA directly. Environmental and
instructions to cellular machinery that merely behavioral factors routinely modify
constructs the body accordingly. The common gene expression and activity (see
belief that genes contain context-independent Gottlieb, 1997, 1998, for numerous
‘‘information’’—and so are analogous to documented ways). Immediate early
‘‘blueprints’’ or ‘‘recipes’’—is simply false.
(p. 81) genes, for example, are activated by
environmental signals. Genetic muta-
Strictly speaking, then, as Gray tions even appear to be induced when
(1992) concluded, ‘‘a gene can only and where needed to some extent (see
be functionally defined in a specific Jablonka & Lamb, 2005, for an
developmental context’’ (cited in extensive discussion). Stress is one
Moore, p. 81). of the factors documented to result in
mutations in the DNA (and some
Genes, Epigenetics, and controversy exists over whether that
Epigenetic Inheritance phenomenon has been selected for or
is simply a side effect). In any event,
The cellular-level mechanisms in- as Moore notes, ‘‘our daily experi-
volved in these operations are epige- ence of stress directly impacts the
netic, meaning that they entail non- activity of our genes’’ (p. 139). Com-
genetic factors that are inherited pensations for these stress effects can
themselves or that affect genetic in- occur by an adjustment of the ex-
heritance and gene expression. For pression of the same gene or in other
example, DNA methylation, which ways (e.g., Francis, Diorio, Plotsky,
does not affect the genotype, reduces & Meaney, 2002): Again, multiple
the likelihood of gene expression. pathways exist toward the same end.2
Methylation patterns can themselves Cellular epigenetic mechanisms are
be inherited. If the capacity to pro- among the important mediators.
duce proteins for a needed function is Several types of epigenetic inheri-
present in the genome, it can be tance systems have been discovered,
unmasked through epigenetic means. including RNA interference (subject
(A dramatic demonstration was Kol- of a recent Nobel prize), prions, and
lar & Fisher’s, 1980, induction of DNA methylation and other forms of
teeth from bird tissue in vitro.) The chromatin marking (i.e., marks on
resuscitated gene can then be avail-
able once again for natural selection 2
In the same way, gene knockouts can have
to act on. Epigenetic mechanisms surprising effects, sometimes even causing
improvements in functioning although the
also have large effects on the DNA protein coded for had been thought to be
that helps regulate the protein-coding critical (e.g., Morange, 2001). In this regard,
genes, such as the transposons (so- Jablonka and Lamb (2005) refer to ‘‘the
called jumping genes that constitute dynamic regulatory structure of the network’’
(p. 63) as a potent force for stability. Moore
a large proportion of the mammalian has been criticized for failing to discuss the
genome). And, as Jablonka and knockout gene studies, but they can actually
Lamb (2005) noted, epigenetic be taken to bolster his case.
ON BOOKS 95

the materials that form the chromo- ures like 70% have been produced for
somes). As contrasted to the genetic the heritability of IQ; the heritability
system, the epigenetic inheritance of autism has also received a high
system transmits phenotypes, not estimate. What do these numbers
genotypes, a feature it shares with really mean?
behavioral inheritance systems (see
below). Further, changes during an Understanding Heritability
organism’s own lifetime are some- To begin, Moore summarizes a
times inherited, in Lamarckian fash- famous illustration by Lewontin
ion, across generations of organisms (1970). If seeds varying in genetic
as well as of cells within an organism constitution are raised in identical
(Jablonka & Lamb, 1995, 2005). environments, any differences among
Astonishingly, one researcher turned the plants, such as height, must be
some of the cilia of a paramecium due to genetic variation. Thus, heri-
inside out—and the change was tability for height (or any other trait)
inherited (Beisson & Sonneborn, must be 100%. If the same seeds are
1965, also cited in Jablonka & Lamb, sown in identical hostile environ-
2005, p. 122). Such environmentally ments, all the plants are much
induced changes can sometimes be- shorter, but height differences among
come assimilated in the genome, a fact them must still be due to genetic
known since Waddington’s classic variation, and heritability remains
fruit fly experiments in the 1940s 100%. Yet, the differences between
(see Avital & Jablonka, 2000; also see these two groups obviously depend
Moore, p. 202). These mechanisms on the environments. And, whatever
do not act only in single-celled the heritability, plants need soil,
organisms. Pavelka and Koudelova water, and sunlight to grow.
(2001) found that Mediterranean
Moore continues the analogy with
flour moth larvae with a mutation
the example of cloned seeds (seeds
for short antennae developed nor-
with identical genes) raised in envir-
mal-length antennae as adults, if
onments that are not identical. In this
raised at a higher incubation temper-
case, any height or other trait differ-
ature than normal during a sensitive ences must be due to environmental
period. Their offspring for several differences, so heritability is 0. But
generations retained this feature, de- genes are obviously necessary. For
spite the short-antennae genotype, the same trait in the same species,
and despite being raised at the normal then, heritability can vary through-
incubation temperature, with epige- out its range as a function of
netic inheritance mechanisms consid- circumstances. (Indeed, the heritabil-
ered the most likely cause. Examples ity of IQ has long been known to be
in vertebrates also exist (e.g., mouse substantially lower in children than in
health characteristics and coat color; adults, e.g., Block, 1995.)
see Jablonka & Lamb, 2005).
Two examples drawn by Moore
from Block (1995) bring home the
HERITABILITY
point. First, the number of human
Inheritance is complex, and Moore’s fingers and toes has very low herita-
deconstruction of heritability shows bility. Variability in digit number is
how simplistic and misleading the largely accounted for by accidents or
usage of that construct has often disease—environmental factors, not
been. Heritability is defined as the genetic variation. As discussed pre-
proportion of trait variation associ- viously, the teratogen thalidomide
ated with corresponding genetic var- provides one example: When it acts
iation—in a particular population prenatally, despite a ‘‘normal’’ ge-
under particular circumstances. Fig- nome, an abnormal number of digits
96 SUSAN M. SCHNEIDER

can result. Second, the wearing of tical twins raised in different environ-
earrings in 1950s America had high ments may share a trait outcome not
heritability: Only females used to be because of their shared genes, but
likely to wear earrings then, explain- because of similar or different fea-
ing the genetic correlation. But cul- tures of their different environments,
tural factors were clearly as critical features that might have produced
then as they are now for this behav- the same outcome regardless of a wide
ior, now that its heritability must be variety of genetic differences. Along
lower. So, although heritability these lines, being raised in the same
sounds like it quantifies the degree family does not mean that environ-
to which a trait itself is determined by ments do not vary in many significant
genes, it does not. (And of course it ways. Just one such difference can be
could not: Genes and environmental enough to create a large and long-
factors are both always necessary; lasting effect on a trait, a point John
recall Moore’s example of the bicycle B. Watson made many years ago. As
pedals for forward propulsion only behavior analysts know, individual-
in conjunction with other essential ized operant and classical condition-
parts.) ing histories are critical in the de-
velopment of behavioral patterns and
Limitations, Confusions, and characteristics.
Confounding Variables For the purposes of heritability
estimates, genes and environments
This is just the beginning of the can be directly controlled only for
confusions concerning this correla- plants and some nonhuman animals,
tional construct. Heritability esti- and even then, these efforts often fail.
mates statistically apportion sources In a Science article (Crabbe, Wahl-
of variation in traits, but they apply sten, & Dudek, 1999), for example,
only to the specific populations and mice from the same genetic strains
contexts from which they are derived. were raised in different laboratories
They cannot be generalized to other under environments rigorously con-
populations or circumstances without trolled to be as similar as possible.
extra empirical evidence. And if the On a number of behavioral tests,
original context varies—if environ- however, different laboratories found
ments are sometimes similar and different results for the same genetic
sometimes different in ways that strain, differences sometimes bigger
affect the trait—the estimates them- across laboratories than across
selves are confounded. Heritability strains. (The short-term, less-than-
estimates apply only to groups, and precise nature of the tests, such as
are inherently inapplicable to indi- open field and maze, as contrasted to
viduals in any sense. And they do not longer term behavior-analytic oper-
imply causation. As Moore notes, all ant and respondent assays, makes
of these important limitations have these results less surprising;3 also see
been frequently ignored or mini- Francis, Szegda, Campbell, Martin,
mized. & Insel, 2003.)
Consider also a pair of identical For humans, bombarded by rich
twins reared in different environ- and varied experiences every day,
ments. If analogous plant clones many of the environmental factors
grow to the same height in different
environments, this identical outcome 3
Encouragingly, Crabbe et al. conclude by
cannot be concluded to be ‘‘pro- noting that ‘‘increased communication and
grammed by the genes’’ in any sense: collaboration between the molecular biologists
creating mutations and behavioral scientists
Lack of sun in one location may be interested in the psychological aspects of
matched in effect by poor soil in behavioral testing will benefit both groups’’
another, for example. Similarly, iden- (p. 1672).
ON BOOKS 97

cannot even be measured, let alone point is that an environmental factor


controlled. Scientists do not even unknown at the time was confounded
know which ones to attempt to with genetic relatedness. A more
measure. For example, only recently recent example is the prion-caused
have data been collected suggesting disease of kuru, which was initially
the critical importance for language thought to be genetic (see Jablonka &
and cognitive development of the Lamb, 2005).
sheer volume of speech addressed to Cultural factors are often directly
toddlers. In Hart and Risley’s (1995) correlated with genetic variation,
longitudinal study following 10- with sex and race as classic examples
month-old babies until they were (although such genetic differences are
3 years old, analyses of monthly in- small, e.g., Morange, 2001). Skin
home naturalistic samples demon- color continues to affect the way that
strated this as one of several critical people are treated, for example.4 As
variables having high correlations Moore points out, ‘‘In the language
with outcome measures such as IQ, of behavior genetics, genes that
a major focus of behavior genetics contribute to skin color differences
researchers. These are a handful of the could fully ‘account for’ racial IQ
many environmental factors known differences, even if these genes in-
to affect children selectively even in fluence IQ only via racist attitudes
ostensibly similar environments. In and behaviors present in our society’’
this regard, Hart and Risley found (p. 47).
marked differences among working- Heritability estimates are based in
class families in their critical variables effect on the averaging of environ-
and in the corresponding later out- mental factors. A factor like racism,
comes. Several experimental studies which is known to correlate with
have suggested that intense interven- genes, must be statistically accounted
tions providing the extra stimulation for, to the extent possible (e.g.,
can have significant longer term through analysis of covariance; see,
benefits, including increases in IQ e.g., Hays, 1994, and Nunnally &
(e.g., the Milwaukee Project, Garber, Bernstein, 1994, on the necessary
1988). No heritability studies have restrictive assumptions). Behavior
taken these variables into account. analysts are in an especially good
The fact that environmental fea- position to recognize the difficulties
tures can covary with genes adds with this approach. Without knowl-
another complication, illustrated by edge of the actual causal relations, the
the classic example of pellagra. This effort to control for the many con-
disease of malnutrition was once founding variables statistically is lim-
claimed to be genetic because it ited in its effectiveness (see Block,
appeared to run selectively in fami- 1995; Moore, p. 251). As Mayeux
lies: Family members of those with (2005) put it, even in the context of
pellagra were more likely to have the genetic diseases, ‘‘heritability esti-
disease than nonfamily members. mates do not effectively separate
Heritability estimates would proba- shared genetic from shared environ-
bly have been fairly high. High mental influences and cannot effec-
heritability can of course mean that tively apportion the degree of gene-
a genetic abnormality is important, environment interaction’’ (p. 1405).
as in the case of PKU, but in this case The construct does have a few valid
it did not. Instead, socioeconomic
status, naturally correlated with de- 4
Note that skin color can be changed
gree of genetic relatedness, proved to through nongenetic means. The white author
of Black Like Me changed his skin color to
be the key: Those who were poor experience life as a black man in the South,
were simply failing to obtain ade- resulting in a powerful and influential work
quate supplies of Vitamin B3. The (Griffin, 1961).
98 SUSAN M. SCHNEIDER

applications, as Moore notes, but provenance of a disorder like autism


Block (1995) concluded that heritabil- is of great concern, and heritability
ity as used in the IQ controversy was estimates are usually high (e.g., Ron-
‘‘a lousy scientific concept’’ (p. 121; ald et al., 2006). However, autism
see also Farber, 1981; Layzer, 1974). and autism spectrum disorders have
apparently been increasing in inci-
Genetic Determinism and the dence (although some consider the
Twin Studies increase to be illusory). Their causa-
tion is still unknown despite years of
After a period of renewed debate effort, but research proceeds, and
instigated by Herrnstein and Mur- a specific gene abnormality was re-
ray’s (1994) The Bell Curve (to which cently suggested as a predisposing
Block, 1995, was responding), a con- factor (e.g., Campbell et al., 2006).
sensus that this is the case may now Understanding causation requires
have been achieved by those in this learning about multiple genes and
field (e.g., Downes, 2004). Other environmental factors and their inter-
developments have converged, such actions, all this as a function of the
as the acceptance of the well-docu- range of variability in these factors—
mented steady increase in IQ in many clearly a formidable task (see Ja-
developed nations over each succeed- blonka & Lamb, 2005, for a detailed
ing decade (see Moore on the Flynn example). Thus, shared genes and
effect). The consequences of the shared environments can still be
nature–nurture misunderstandings extremely difficult or even impossible
have been and continue to be serious, to disentangle with current tech-
though. Genetic determinism, itself niques. And because of incomplete
problematic, has sometimes been penetrance and variable expressivity,
accompanied by an implicit or ex- even in the case of diseases like PKU
plicit assumption that environmental that are associated with a single gene,
interventions are futile or limited in sometimes only one identical twin
effectiveness. Moore describes the manifests the disorder.
effects of such views on social poli- For all these reasons, the genetic
cies, cultural beliefs, and individual determinism sometimes drawn from
actions. And he does not shrink from the twin studies is an obvious target,
the larger political implications. He and Moore’s critical analysis makes
notes, for example, that genetic de- enjoyable reading. Genetic determi-
terminism for intelligence could be nation has been suggested for very
and sometimes has been taken to unlikely traits indeed. The occurrence
imply a lesser need for access by all to of coincidences is especially beloved
quality education. by the mass media: If identical twins
raised separately both love wood-
Given the fact that it is simply impossible to working, tell ‘‘knock-knock’’ jokes,
identify people who are genetically unable to and marry men with the same first
benefit from access to social resources like
quality education and nutrition, it seems names, surely these characteristics
incumbent upon democratic societies to dis- must be ‘‘genetic’’? Genes code for
tribute these resources equitably. The fact that proteins, not first names, but confir-
genetic information alone will never be able to mation bias is rampant, and dissim-
specify which people would benefit most (or ilarities can go unexamined. As
least) from access to these resources merely
serves to reinforce this exigency. (p. 215; also Moore discusses, such coincidences
see Holtzmann, 2002) are due mainly to growing up in the
same era, and usually in the same
As noted above, heritability esti- social class and the same or similar
mates for so-called genetic diseases neighborhood, as has been documen-
must be both performed and inter- ted. As a result, comparable unrelat-
preted with considerable caution. The ed individuals can also share a sur-
ON BOOKS 99

prising number of similarities. (And DEVELOPMENT


such environmentally influenced sim- AND EVOLUTION
ilarities that are not explicitly ac- Development, Environmental Factors,
counted for statistically can and do and ‘‘Instincts’’
serve to inflate the heritability esti-
mate.) On top of this factor, the If a behavior occurs despite a large
effects of similar appearance can be range of individual and environmen-
dismayingly large,5 especially impor- tal variability, the tendency has in-
tant for comparing fraternal and deed been to consider it ‘‘instinctive’’
identical twins. Finally, according to or ‘‘innate’’; perhaps genetically de-
Moore, about one third of identical termined. Adding yet more caveats,
twins (but no fraternal twins) share Moore summarizes the pioneering
a chorion, a membrane that is part of work of developmental psychobiolo-
the placenta, and hence experience gist Gilbert Gottlieb on the prove-
more similar prenatal environments. nance of a species-typical behavior
Some researchers have documented like imprinting, which used to be
observable effects of this variable. thought of in this way. Gottlieb’s
Similarities across any two people, research with duckling imprinting
related or not, are due to genes showed that nonobvious experiential
and environment working together factors could be critical to the de-
in their complex, interacting ways. velopment of innate behaviors such
Heritability percentages are problem- as the unlearned preference for the
atic even when applied to the groups species-typical maternal call. In one
from which they are drawn. Why, species, ducklings had to hear their
then, does it seem reasonable to own or siblings’ contact calls pre-
many that a trait might be 70% natally in order to develop the
genetic and 30% environmental in normal preference, even though these
an individual? As Moore points out, calls bore no resemblance to the
maternal call. In another species,
it is eminently intuitive that some
perinatal experience hearing siblings’
traits, like the shape of a nose, seem
alarm calls was essential. Thus, the
to be less influenced by environmen-
normal developmental canalization
tal factors, whereas others, like hair toward species-typical preference in-
style, seem more environmentally de- cluded not only genes, physiological
termined. And of course, in a limited contributors, and other expected
sense, that could be taken to be true variables, but entirely unexpected
(see the previous discussion of ‘‘ge- environmental factors as well. Got-
netically determined’’ and ‘‘environ- tlieb discovered that, as a result,
mentally determined’’). But the many preferences for other species’ calls
caveats are very important. could readily be induced by envi-
ronmental manipulations (Gottlieb,
1997; see Schneider, 2003, for a review
and commentary).
5
Identical twins do tend to look similar, Genes and environment always
especially when raised in similar environ- work together to produce any trait,
ments, but this is not necessarily the case. and examples like Gottlieb’s show
They can be very different in appearance as how ‘‘all traits are acquired’’ (Moore,
well as in other characteristics; even cloned
animals can look dissimilar (see Moore). The
p. 203). A critical recognition is
degree of environmental similarity is an
obvious factor. In corroboration, Fraga et the understanding that traits that seem imper-
al. (2005) found that identical twins developed vious to experience are no more ‘‘genetic’’
increasingly different epigenetic DNA patterns than are traits that seem ‘‘open’’ to such
as they aged, especially those spending less influence. The extent to which experiences
time together or having different medical influence a trait’s development reflects a vari-
histories (also see Gottlieb, 1997). ety of factors …, but it does not reflect the
100 SUSAN M. SCHNEIDER

extent to which genes control the trait’s a reinforcer later, and can perhaps
development. (Moore, p. 185) contribute to alcoholism (e.g., Spear
Farewell (again) to the percentage & Molina, 2005; this particular re-
game. search line is not cited in The De-
pendent Gene). Here again, confusion
As Moore points out, the detection
can arise over genetic and nongenetic
of such nonobvious contributors
familial inheritance patterns.
requires special care. Mother rats’
licking of male preweanlings has been
Behavioral Inheritance
shown to be essential for the later
development of normal sexual behav- Developmental work has comple-
ior (C. Moore, 2003). However, mented behavioral work in docu-
separating the pups from their moth- menting nongenetic inheritance mech-
er after weaning, raising them in anisms in addition to the more mole-
social isolation, and observing nor- cular epigenetic ones discussed pre-
mal sexual behavior might be taken viously. For example, it has long
to suggest that the environment is been known in humans and other
unimportant, which is clearly far mammals that acquired immunity
from the case. Many such examples can be transmitted nongenetically,
of nonobvious environmental contrib- through breast milk and the placen-
utors are now known to exist (see, ta. Similarly, when a female Mon-
e.g., Lickliter & Honeycutt, 2003). golian gerbil embryo is positioned
Experience is critical for develop- near brothers rather than sisters, she
ment in myriad ways, and Moore is exposed to more testosterone, and,
notes research showing that corre- like her male siblings, is likely to be
sponding brain plasticity is now licked more than female-positioned
known to be higher throughout the females (Clark, Bone, & Galef, 1989;
lifespan than had been thought. The Clark, Karpluk, & Galef, 1993).
fantastic chimeras created by embry- Later behavioral effects include
ologists who combine parts of differ- greater aggression and the ability to
ent creatures have demonstrated how hold larger territories. Such female
the environment, not the genes, gerbils tend in turn to have male-
determines which cells become parts dominated litters, so their daughters
of what organs, and just how plastic show the same patterns, thus pro-
that process is. ‘‘We are standing and viding another illustration of non-
walking with parts of our body which genetic inheritance. Behavioral mech-
we could have used for thinking if anisms are involved, and the extra
they had been developed in another licking provides an excellent exam-
position in the embryo’’ (Spemann, ple. Further, as discussed previously,
quoted in Moore, p. 87). similar extra licking of male pups by
Moore, an infancy researcher him- rat mothers was demonstrated to be
self, focuses especially on perinatal critical for later male sexual behav-
development, the source of an explo- ior. This behavior has been shown to
sion of news over the past few be caused by testosterone or associ-
decades. One phenomenon is fetal ated hormones in the male rat pups’
programming, a lifelong predisposi- urine, which act as a reinforcer for
tion to obesity caused by poor the mothers’ licking (C. Moore, 1982,
maternal nutrition at a particular 1995).
prenatal stage. Of special interest to Cross-fostering studies, in which
behavior analysts, Spear and his young of one genetic strain are reared
colleagues have shown that placental by mothers of a different strain, are
or mammary exposure to ethanol (at especially useful in studies of gene–
levels far below those for fetal environment inheritance relations.
alcohol syndrome) establishes it as Cierpial and McCarty (1987) used this
ON BOOKS 101

approach to show that rats of the passed along rather like genes (and
spontaneously hypertensive (SHR) the essential cytoplasm containing
genetic strain do not show the SHR the genes):
behavior pattern if raised by non-
SHR mothers (see also Ressler, 1966, To the extent that we cannot help but develop
discussed by Moore; C. Moore, in environments that are similar in important
Wong, Daum, & Leclair, 1997; Suomi, ways to the environments in which our parents
developed, the legacy we receive from our
1999). Integral once again were be- parents includes both our genes and aspects of
havioral mechanisms similar in some our developmental environments. (Moore,
ways to the differential maternal p. 174)
handling discovered by C. Moore
(Cierpial, Murphy, & McCarty, 1990). Evolutionarily speaking, both genes
Operant behavior comes even and critical features of environments
more to the forefront in the social are and must be reasonably stable
learning that is an obvious behav- across generations. Second, as Moore
ioral inheritance mechanism. Berman points out, natural selection does not
(1990) noted likely operant involve- act directly on genes, but on pheno-
ment in the maternal parenting styles types. Phenotypes are produced and
that tend to be passed down from modified by both genes and environ-
mother to daughter for generations in ments, and behavior principles have
rhesus monkeys (see Fairbanks, 1996, an important role. Evolution might
and Suomi, 1999, for related re- even be considered to proceed by
search). For example, access to an lasting phenotypic changes regardless
infant sibling is reinforcing for most of whether there is an accompanying
females, and maternal rejections of change in the genome, a controversial
the infant can be discriminative proposal made by Gottlieb (Moore,
stimuli signaling an opportunity for p. 201). These lines of thought are at
access. Attention to the mother’s the heart of the integrative, empiri-
parenting of the sibling is sometimes cally based approach to nature–nur-
reinforced by access to the mother as ture relations known as developmen-
well. Berman suggests that such tal systems theory.
stimulus control facilitates learning
of a parenting style through imitation Developmental Systems Theory
(which of course involves operants; The Dependent Gene is one of the
see, e.g., Chase & Masia, 1997). first trade books on developmental
Observational learning is also critical systems theory, which encompasses
for the transmission of foraging all the research areas bearing on
techniques. An impressive variety of nature–nurture relations. Behavior
such behavioral inheritance mecha- analysis is eminently consistent with
nisms across the animal kingdom is this approach, one that makes the
documented in Animal Traditions: role of environmental factors like
Behavioural Inheritance in Evolution behavior principles explicit. The very
(Avital & Jablonka, 2000), a work in title of a recent edited work in this
which operant involvement is explic- tradition is significant: Cycles of
itly recognized. Contingency (Oyama, Griffiths, &
The evolutionary implications are Gray, 2001). Moore’s book provides
significant. Moore only footnotes the an excellent introduction. A more
Baldwin effect—the idea tracing back technical work of epic scope is
to Lamarck and Darwin that behav- Jablonka and Lamb’s (2005) Evolu-
ior can initiate evolutionary change tion in Four Dimensions: Genetic,
(see Avital & Jablonka, 2000; C. Epigenetic, Behavioral, and Symbolic
Moore, 2003; Schneider, 2003). How- Variation in the History of Life. Other
ever, he emphasizes two key associ- notable recent books that can rea-
ated insights. First, environments are sonably be grouped under the de-
102 SUSAN M. SCHNEIDER

velopmental systems rubric include The particulars of each problem de-


Avital and Jablonka (2000), Blum- termine how best it can be handled,
berg (2005), Gottlieb (1997), Oyama so, in the future, some problems
(2000), and West-Eberhard (2003). thought of as environmentally de-
For behavior-analytic reviews, see termined may be best dealt with
Midgley and Morris (1992) and through gene therapies. (For now,
Schneider (2003). those therapies appear to remain
The Dependent Gene is well docu- distant possibilities.)
mented with ample footnotes. How- Moore also notes that, although it
ever, from a behavior-analytic point is inherently less likely to lead to the
of view, the lack of coverage of stuck-with-it do-nothing outcome
operant and respondent involvement that has sometimes resulted from
in nature–nurture relations is disap- genetic determinism, environmental
pointing (Avital & Jablonka, 2000, determinism is problematic too. After
and Jablonka & Lamb, 2005, do all, environmental interventions op-
better). It is also sad to see the erate on organisms built in part by
inaccurate ‘‘extreme environmental- genes, and they continue to be affect-
ist’’ characterization of John B. ed by genes through gene products.
Watson’s role in the nature–nurture Even features that seem largely con-
battle (see Todd & Morris, 1992; this trolled by environmental factors for
will be corrected if a revised edition is almost everyone are influenced by
issued). Finally, in Moore’s valuable genes, and can be very different given
evolutionary discussion of hetero- enough of a change in the genome.
chrony (changes in developmental An obvious example for behavior
timing), an update on the nature of analysts is learning, in the case of
its role in human evolution may be PKU or Down syndrome, with their
required (e.g., McNamara, 1997). documented genetic contributions.
But more subtle examples exist too,
Environmental Determinism and behavioral interventions may
sometimes fail to work because of
Moore’s book focuses on dangers
unrecognized genetic factors (see,
of the concept of genetic determin-
e.g., Manuck, Flory, Ferrell, & Mul-
ism. Scientists’ new power to investi-
doon, 2004; Suomi, 2002, 2003).
gate the complex causation in na-
Knowledge of such genetic involve-
ture–nurture relations has benefited,
ment would be very helpful even
of course, from the mapping of the
without the existence of gene thera-
human genome. The resulting ten-
pies. If they were to exist, the known
dency to focus on the genes does not
presence in an individual of genetic
necessarily lead to less effort to
predispositions for alcoholism or
understand the environmental con-
autism, for example, means that
tributors by any means, but it can
behavioral and other environmental
have that effect. Known genetic in-
countermeasures could be targeted at
volvement even of a single-gene
an early age. The presence of interac-
single-trait type clearly does not
tions means that the predispositions
mean that a particular outcome is
might be problematic only in partic-
unavoidable (any more so than in
ular environments to begin with.
cases referred to as ‘‘environmentally
determined’’). Such examples can still
CONCLUSION
be amenable to environmental and
behavioral interventions, and the The 21st century brings a revolu-
monogenic ‘‘genetic’’ disease PKU is tion in our understanding of nature–
a good case in point. Eliminating the nurture relations, one that clearly
indigestible amino acid from the diet goes far beyond the mapping of the
currently provides the best treatment. human genome. As The Dependent
ON BOOKS 103

Gene documents, genes and environ- transcription is associated with autism.


mental factors interact at all levels in Proceedings of the National Academy of
Sciences, 103, 16834–16839.
very complex ways. The more dis- Chase, P. N., & Masia, C. L. (1997). Vicarious
semination of this spectrum of find- learning revisited: A contemporary behavior
ings, the better for fields like behavior analytic interpretation. Journal of Behavior
analysis that are focused on behav- Therapy and Experimental Psychiatry, 28,
ior–environment principles that do 41–51.
Cierpial, M. A., & McCarty, R. (1987).
not always get the same respect as Hypertension in SHR rats: Contribution of
genetics. Ironically, many geneticists maternal environment. American Journal of
do recognize the important role of Physiology, 253, 980–984.
the environment (e.g., Moore; Mor- Cierpial, M. A., Murphy, C. A., & McCarty,
ange, 2001), although that message R. (1990). Maternal behavior of spontane-
ously hypertensive and Wistar-Kyoto nor-
has not always been well publicized. motensive rats: Effects of reciprocal cross-
Similarly, behavior analysts have fostering of litters. Behavioral and Neural
always recognized the importance of Biology, 54, 90–96.
genetic involvement in the phenome- Clark, M. M., Bone, S., & Galef, B. G. (1989).
na they study (and now the practical Uterine positions and schedules of urina-
tion: Correlates of differential maternal
implications are growing). But that anogenital stimulation. Developmental Psy-
fact has not always been acknowl- chobiology, 22, 389–400.
edged either: As Morris, Lazo, and Clark, M. M., Karpluk, P., & Galef, B. G.
Smith (2004) documented, although (1993). Hormonally mediated inheritance of
B. F. Skinner wrote amply about acquired characteristics in Mongolian ger-
bils. Nature, 364, 712.
biological, genetic, and evolutionary Crabbe, J. C., Wahlsten, C., & Dudek, B. C.
involvement in behavior, he was and (1999). Genetics of mouse behavior: Inter-
continues to be frequently accused of actions with laboratory environment. Sci-
neglect. Behavior analysts can be ence, 284, 1670–1672.
proactive by talking knowledgeably Downes, S. M. (2004). Heredity and herita-
bility. In E. N. Zalta (Ed.), Stanford
about their science’s relation to the encyclopedia of philosophy. Retrieved Octo-
larger life sciences—and the pivotal ber 5, 2006, from http://plato.stanford.edu/
role of the behavior processes they archives/fall2004/entries/heredity
study and apply. Awareness of the Fairbanks, L. A. (1996). Individual differences
nature–nurture relations described in in maternal style: Causes and consequences
for mothers and offspring. Advances in the
The Dependent Gene can provide Study of Behavior, 25, 579–611.
support as well as illumination. Farber, S. L. (1981). Identical twins reared
apart: A reanalysis. New York: Basic
REFERENCES Books.
Fraga, M. F., Ballestar, E., Paz, M. F.,
Avital, E., & Jablonka, E. (2000). Animal Ropero, S., Setien, F., Ballestar, M. L., et
traditions: Behavioural inheritance in evolu- al. (2005). Epigenetic differences arise dur-
tion. Cambridge: Cambridge University ing the lifetime of monozygotic twins.
Press. Proceedings of the National Academy of
Beisson, J., & Sonneborn, T. M. (1965). Sciences, 102, 10604–10609.
Cytoplasmic inheritance of the organization Francis, D. D., Diorio, J., Plotsky, P. M., &
of the cell cortex in Paramecium aurelia. Meaney, M. J. (2002). Environmental en-
Proceedings of the National Academy of richment reverses the effects of maternal
Sciences, 53, 275–282. separation on stress reactivity. Journal of
Berman, C. M. (1990). Intergenerational Neuroscience, 22, 7840–7843.
transmission of maternal rejection rates Francis, D. D., Szegda, K., Campbell, G.,
among free-ranging rhesus monkeys. Ani- Martin, W. D., & Insel, T. R. (2003).
mal Behaviour, 39, 239–247. Epigenetic sources of behavioral differences
Block, N. (1995). How heritability misleads in mice. Nature Neuroscience, 6, 445–446.
about race. Cognition, 56, 99–128. Garber, H. L. (1988). The Milwaukee Project:
Blumberg, M. S. (2005). Basic instinct: The Preventing mental retardation in children at
genesis of behavior. New York: Thunder’s risk. Washington, DC: American Associa-
Mouth. tion on Mental Retardation.
Campbell, D. B., Sutcliffe, J. S., Ebert, P. J., Gottlieb, G. (1997). Synthesizing nature-nur-
Militerni, R., Bravaccio, C., Trillo, S., et al. ture: Prenatal roots of instinctive behavior.
(2006). A genetic variant that disrupts MET Mahwah, NJ: Erlbaum.
104 SUSAN M. SCHNEIDER

Gottlieb, G. (1998). Normally occurring The Ontogeny of Information: Developmen-


environmental and behavioral influences tal Systems and Evolution. Journal of the
on gene activity: From central dogma to Experimental Analysis of Behavior, 58,
probabilistic epigenesis. Psychological Re- 229–240.
view, 105, 792–802. Moore, C. (1982). Maternal behavior of rats is
Gray, R. D. (2001). Selfish genes or de- affected by hormonal condition of pups.
velopmental systems? In R. Singh, K. Journal of Comparative and Physiological
Krimbas, D. Paul, & J. Beatty (Eds.), Psychology, 96, 123–129.
Thinking about evolution: Historical, philo- Moore, C. (1995). Maternal contributions
sophical and political perspectives: Festschrift to mammalian reproductive development
for Richard Lewontin (pp. 184–207). Cam- and the divergence of males and females.
bridge: Cambridge University Press. Advances in the Study of Behavior, 24,
Griffin, J. H. (1961). Black like me. New 47–118.
York: Houghton Mifflin. Moore, C. (2003). Evolution, development,
Hart, B., & Risley, T. R. (1995). Meaningful and the individual acquisition of traits:
differences in the everyday experience of What we’ve learned since Baldwin. In B.
young American children. Baltimore: H. Weber & D. J. Depew (Eds.), Evolu-
Brookes. tion and learning: The Baldwin effect recon-
Hays, W. L. (1994). Statistics (5th ed.). New sidered (pp. 115–139). Cambridge, MA:
York: Wadsworth. MIT Press.
Herrnstein, R. J., & Murray, C. (1994). The Moore, C., Wong, L., Daum, M. C., &
bell curve: Intelligence and class structure in Leclair, O. J. (1997). Mother-infant interac-
American life. New York: Free Press. tions in two strains of rats: Implications for
Holtzmann, N. A. (2002). Genetics and social dissociating mechanism and function of
class. Journal of Epidemiology and Commu- a maternal pattern. Developmental Psycho-
nity Health, 56, 529–535. biology, 30, 301–312.
Jablonka, E., & Lamb, M. J. (1995). Epige- Moore, D. S. (2001). The dependent gene: The
netic inheritance and evolution. Oxford: fallacy of ‘‘nature vs. nurture.’’ New York:
Oxford University Press. Freeman.
Jablonka, E., & Lamb, M. J. (2005). Evolution Moore, R. C., Xiang, F., Monaghan, J., Han,
in four dimensions: Genetic, epigenetic, be- D., Zhang, Z., Edstroom, L., et al. (2001).
havioral, and symbolic variation in the history Huntington disease phenocopy is a familial
of life. Cambridge, MA: MIT Press. prion disease. American Journal of Human
Kollar, E. J., & Fisher, C. (1980). Tooth Genetics, 69, 1385–1388.
induction in chick epithelium: Expression of Morange, M. (2001). The misunderstood gene
quiescent genes for enamel synthesis. Sci- (M. Cobb, Trans.). Cambridge, MA: Har-
ence, 207, 993–995. vard University Press.
Layzer, D. (1974). Heritability analyses of IQ Morris, E. K., Lazo, J. F., & Smith, N. G.
scores: Science or numerology? Science, 183, (2004). Whether, when, and why Skinner
1259–1266. published on biological participation in
Lewontin, R. (1970). The units of selection. behavior. The Behavior Analyst, 27,
Annual Reviews of Ecology and Systematics, 153–169.
1, 1–18. Nunnally, J. C., & Bernstein, I. H. (1994).
Lickliter, R., & Honeycutt, H. (2003). De- Psychometric theory (3rd ed.). New York:
velopmental dynamics: Toward a biological- McGraw-Hill.
ly plausible evolutionary psychology. Psy- Oyama, S. (2000). The ontogeny of informa-
chological Bulletin, 129, 819–835. tion: Developmental systems and evolution
Man, L. X., & Chang, B. (2006). Maternal (2nd ed.). Durham, NC: Duke University
cigarette smoking during pregnancy in- Press.
creases the risk of having a child with Oyama, S., Griffiths, P. E., & Gray, R. D.
a congenital digital anomaly. Plastic and (Eds.). (2001). Cycles of contingency: De-
Reconstructive Surgery, 117, 301–308. velopmental systems and evolution. Cam-
Manuck, S. B., Flory, J. D., Ferrell, R. E., & bridge, MA: MIT Press.
Muldoon, M. F. (2004). Socio-economic Pavelka, J., & Koudelova, J. (2001). Inheri-
status covaries with central nervous system tance of a temperature-modified phenotype
serotonergic responsivity as a function of of the short antennae (sa) mutation in
allelic variation in the serotonin transporter a moth, Ephestia kuehniella. Journal of
gene-linked polymorphic region. Psycho- Heredity, 92, 234–242.
neuroendocrinology, 29, 651–668. Ressler, R. H. (1966). Inherited environmental
Mayeux, R. (2005). Mapping the new frontier: influences on the operant behavior of mice.
Complex genetic disorders. Journal of Clin- Journal of Comparative and Physiological
ical Investigation, 115, 1404–1407. Psychology, 61, 264–267.
McNamara, K. (1997). Shapes of time. Balti- Ronald, A., Happe, F., Bolton, P., Butcher, L.
more: Johns Hopkins Press. M., Price, T. S., Wheelwright, S., et al.
Midgley, B. D., & Morris, E. K. (1992). (2006). Genetic heterogeneity between the
Nature 5 f (nurture): A review of Oyama’s three components of the autism spectrum: A
ON BOOKS 105

twin study. Journal of the American Acad- research, and clinical applications (pp. 181–
emy of Child and Adolescent Psychiatry, 45, 197). New York: Guilford.
691–699. Suomi, S. J. (2002). How gene-environment
Schneider, S. M. (2003). Evolution, behavior interactions can shape the development of
principles, and developmental systems: A socioemotional regulation in rhesus mon-
review of Gottlieb’s Synthesizing Nature- keys. In B. S. Zuckerman, A. F. Zucker-
Nurture: Prenatal Roots of Instinctive Be- man, & N. A. Fox (Eds.), Emotional
havior. Journal of the Experimental Analysis regulation and developmental health: Infancy
of Behavior, 79, 137–152. and early childhood (pp. 5–26). New Bruns-
Scriver, C. R., & Waters, P. J. (1999). Mono- wick, NJ: Johnson & Johnson Pediatric
genic traits are not simple: Lessons from Institute.
phenylketonuria. Trends in Genetics, 15, Suomi, S. J. (2003). Gene-environment inter-
267–272. actions and the neurobiology of social
Spear, N. E., & Molina, J. C. (2005). Fetal or conflict. Annals of the New York Academy
infantile exposure to ethanol promotes of Sciences, 1008, 132–139.
ethanol ingestion in adolescence and adult- Todd, J. T., & Morris, E. K. (1992). Case
hood: A theoretical review. Alcoholism: studies in the great power of steady mis-
Clinical and Experimental Research, 29, representation. American Psychologist, 47,
909–929. 1441–1453.
Suomi, S. J. (1999). Attachment in rhesus West-Eberhard, M. J. (2003). Developmental
monkeys. In J. Cassidy & P. R. Shaver plasticity and evolution. Oxford: Oxford
(Eds.), Handbook of attachment: Theory, University Press.

Das könnte Ihnen auch gefallen