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A. Philosophy
i. SOCRATES
Socrates (469/470-399 BCE) was a Greek philosopher and is considered the father of
western philosophy. Plato (l. c. 428-348 BCE) was his most famous student and would
teach Aristotle (l. 384-322 BCE) who would then tutor Alexander the Great (l. 356-323
BCE). By this progression, Greek philosophy, as first developed by Socrates, was spread
throughout the known world during Alexander's conquests.
Socrates' historicity has never been challenged but what, precisely, he taught is as elusive
as the philophical tenets of Pythagoras or the later teachings of Jesus in that none of
these figures wrote anything themselves. Although Socrates is generally regarded as
initiating the discipline of philosophy in the West, most of what we know of him comes
from Plato and so this honor is, rightly, challenged.
The "Socrates" who has come down to the present day from antiquity could largely be a
philosophical construct of Plato and, according to the historian Diogenes Laertius (3rd
century CE), many of Plato's contemporaries accused him of re-imagining Socrates in
Plato's own image in order to further Plato's own interpretation of his master's message.
Many different schools of philosophy were founded by Socrates' student and his influence
would be felt for generations and even to the present day.
Socrates was born c. 469/470 BCE to the sculptor Sophronicus and the mid-wife
Phaenarete. He studied music, gymnastics, and grammar in his youth (the common
subjects of study for a young Greek) and followed his father's profession as a sculptor.
Tradition holds that he was an exceptional artist and his statue of the Graces, on the road
to the Acropolis, is said to have been admired into the 2nd century CE. Socrates served
with distinction in the army and, at the Battle of Potidaea, saved the life of the General
Alcibiades.
He married Xanthippe, an upper-class woman, around the age of fifty and had three sons
by her. According to contemporary writers such as Xenophon, these boys were incredibly
dull and nothing like their father. Socrates seems to have lived a fairly normal life until he
was challenged to reecaluate himself by the Oracle at Delphi which claimed he was
special.
ii. PLATO
Plato, (born 428/427 BCE, Athens, Greece—died 348/347, Athens), ancient Greek
philosopher, student of Socrates (c. 470–399 BCE), teacher of Aristotle (384–322 BCE),
and founder of the Academy, best known as the author of philosophical works of
unparalleled influence.
Building on the demonstration by Socrates that those regarded as experts in ethical
matters did not have the understanding necessary for a good human life, Plato introduced
the idea that their mistakes were due to their not engaging properly with a class of entities
he called forms, chief examples of which were Justice, Beauty, and Equality. Whereas
other thinkers—and Plato himself in certain passages—used the term without any precise
technical force, Plato in the course of his career came to devote specialized attention to
these entities. As he conceived them, they were accessible not to the senses but to the
mind alone, and they were the most important constituents of reality, underlying the
existence of the sensible world and giving it what intelligibility, it has.
In metaphysics Plato envisioned a systematic, rational treatment of the forms and their
interrelations, starting with the most fundamental among them (the Good, or the One);
in ethics and moral psychology he developed the view that the good life requires not just
a certain kind of knowledge (as Socrates had suggested) but also habituation to healthy
emotional responses and therefore harmony between the three parts of
the soul (according to Plato, reason, spirit, and appetite). His works also contain
discussions in aesthetics, political philosophy, theology, cosmology, epistemology, and
the philosophy of language. His school fostered research not just in philosophy narrowly
conceived but in a wide range of endeavours that today would be called mathematical or
scientific.
Life
The son of Ariston (his father) and Perictione (his mother), Plato was born in the year
after the death of the great Athenian statesman Pericles. His brothers Glaucon and
Adeimantus are portrayed as interlocutors in Plato’s masterpiece the Republic, and his
half brother Antiphon figures in the Parmenides. Plato’s family was aristocratic and
distinguished: his father’s side claimed descent from the god Poseidon, and his mother’s
side was related to the lawgiver Solon (c. 630–560 BCE). Less creditably, his mother’s
close relatives Critias and Charmides were among the Thirty Tyrants who seized power
in Athens and ruled briefly until the restoration of democracy in 403.
Plato as a young man was a member of the circle around Socrates. Since the latter wrote
nothing, what is known of his characteristic activity of engaging his fellow citizens (and
the occasional itinerant celebrity) in conversation derives wholly from the writings of
others, most notably Plato himself. The works of Plato commonly referred to as “Socratic”
represent the sort of thing the historical Socrates was doing. He would challenge men
who supposedly had expertise about some facet of human excellence to give accounts
of these matters—variously of courage, piety, and so on, or at times of the whole of
“virtue”—and they typically failed to maintain their position. Resentment against Socrates
grew, leading ultimately to his trial and execution on charges of impiety and corrupting
the youth in 399. Plato was profoundly affected by both the life and the death of Socrates.
The activity of the older man provided the starting point of Plato’s philosophizing.
Moreover, if Plato’s Seventh Letter is to be believed (its authorship is disputed), the
treatment of Socrates by both the oligarchy and the democracy made Plato wary of
entering public life, as someone of his background would normally have done.
After the death of Socrates, Plato may have traveled extensively in Greece, Italy,
and Egypt, though on such particulars the evidence is uncertain. The followers
of Pythagoras (c. 580–c. 500 BCE) seem to have influenced his philosophical program
(they are criticized in the Phaedo and the Republic but receive respectful mention in
the Philebus). It is thought that his three trips to Syracuse in Sicily (many of
the Letters concern these, though their authenticity is controversial) led to a deep
personal attachment to Dion (408–354 BCE), brother-in-law of Dionysius the Elder (430–
367 BCE), the tyrant of Syracuse. Plato, at Dion’s urging, apparently undertook to put into
practice the ideal of the “philosopher-king” (described in the Republic) by
educating Dionysius the Younger; the project was not a success, and in the ensuing
instability Dion was murdered.
iii. AUGUSTINE
iv. DESCARTES
René Descartes is often credited with being the “Father of Modern Philosophy.” This title
is justified due both to his break with the traditional Scholastic-Aristotelian philosophy
prevalent at his time and to his development and promotion of the new, mechanistic
sciences. His fundamental break with Scholastic philosophy was twofold. First, Descartes
thought that the Scholastics’ method was prone to doubt given their reliance on sensation
as the source for all knowledge. Second, he wanted to replace their final causal model of
scientific explanation with the more modern, mechanistic model.
Descartes attempted to address the former issue via his method of doubt. His basic
strategy was to consider false any belief that falls prey to even the slightest doubt. This
“hyperbolic doubt” then serves to clear the way for what Descartes considers to be an
unprejudiced search for the truth. This clearing of his previously held beliefs then puts
him at an epistemological ground-zero. From here Descartes sets out to find something
that lies beyond all doubt. He eventually discovers that “I exist” is impossible to doubt and
is, therefore, absolutely certain. It is from this point that Descartes proceeds to
demonstrate God’s existence and that God cannot be a deceiver. This, in turn, serves to
fix the certainty of everything that is clearly and distinctly understood and provides the
epistemological foundation Descartes set out to find.
Once this conclusion is reached, Descartes can proceed to rebuild his system of
previously dubious beliefs on this absolutely certain foundation. These beliefs, which are
re-established with absolute certainty, include the existence of a world of bodies external
to the mind, the dualistic distinction of the immaterial mind from the body, and his
mechanistic model of physics based on the clear and distinct ideas of geometry. This
points toward his second, major break with the Scholastic Aristotelian tradition in that
Descartes intended to replace their system based on final causal explanations with his
system based on mechanistic principles. Descartes also applied this mechanistic
framework to the operation of plant, animal and human bodies, sensation and the
passions. All of this eventually culminating in a moral system based on the notion of
“generosity.”
The presentation below provides an overview of Descartes’ philosophical thought as it
relates to these various metaphysical, epistemological, religious, moral and scientific
issues, covering the wide range of his published works and correspondence.
René Descartes was born to Joachim Descartes and Jeanne Brochard on March 31, 1596
in La Haye, France near Tours. He was the youngest of the couple’s three surviving
children. The oldest child, Pierre, died soon after his birth on October 19, 1589. His sister,
Jeanne, was probably born sometime the following year, while his surviving older brother,
also named Pierre, was born on October 19, 1591. The Descartes clan was a bourgeois
family composed of mostly doctors and some lawyers. Joachim Descartes fell into this
latter category and spent most of his career as a member of the provincial parliament.
After the death of their mother, which occurred soon after René’s birth, the three
Descartes children were sent to their maternal grandmother, Jeanne Sain, to be raised in
La Haye and remained there even after their father remarried in 1600. Not much is known
about his early childhood, but René is thought to have been a sickly and fragile child, so
much so that when he was sent to board at the Jesuit college at La Fleche on Easter of
1607. There, René was not obligated to rise at 5:00am with the other boys for morning
prayers but was allowed to rest until 10:00am mass. At La Fleche, Descartes completed
the usual courses of study in grammar and rhetoric and the philosophical curriculum with
courses in the “verbal arts” of grammar, rhetoric and dialectic (or logic) and the
“mathematical arts” comprised of arithmetic, music, geometry and astronomy. The course
of study was capped off with courses in metaphysics, natural philosophy and ethics.
Descartes is known to have disdained the impractical subjects despite having an affinity
for the mathematical curriculum. But, all things considered, he did receive a very broad
liberal arts education before leaving La Fleche in 1614.
Little is known of Descartes’ life from 1614-1618. But what is known is that during 1615-
1616 he received a degree and a license in civil and canon law at the University of Poiters.
However, some speculate that from 1614-1615 Descartes suffered a nervous breakdown
in a house outside of Paris and that he lived in Paris from 1616-1618. The story picks up
in the summer of 1618 when Descartes went to the Netherlands to become a volunteer
for the army of Maurice of Nassau. It was during this time that he met Isaac Beekman,
who was, perhaps, the most important influence on his early adulthood. It was Beekman
who rekindled Descartes’ interest in science and opened his eyes to the possibility of
applying mathematical techniques to other fields. As a New Year’s gift to Beekman,
Descartes composed a treatise on music, which was then considered a branch of
mathematics, entitled Compendium Musicae. In 1619 Descartes began serious work on
mathematical and mechanical problems under Beekman’s guidance and, finally, left the
service of Maurice of Nassau, planning to travel through Germany to join the army of
Maximilian of Bavaria.
It is during this year (1619) that Descartes was stationed at Ulm and had three dreams
that inspired him to seek a new method for scientific inquiry and to envisage a unified
science. Soon afterwards, in 1620, he began looking for this new method, starting but
never completing several works on method, including drafts of the first eleven rules
of Rules for the Direction of the Mind. Descartes worked on and off on it for years until it
was finally abandoned for good in 1628. During this time, he also worked on other, more
scientifically oriented projects such as optics. In the course of these inquiries, it is possible
that he discovered the law of refraction as early as 1626. It is also during this time that
Descartes had regular contact with Father Marin Mersenne, who was to become his long
time friend and contact with the intellectual community during his 20 years in the
Netherlands.
Descartes moved to the Netherlands in late 1628 and, despite several changes of
address and a few trips back to France, he remained there until moving to Sweden at the
invitation of Queen Christina in late 1649. He moved to the Netherlands in order to
achieve solitude and quiet that he could not attain with all the distractions of Paris and
the constant intrusion of visitors. It is here in 1629 that Descartes began work on “a little
treatise,” which took him approximately three years to complete, entitled The World. This
work was intended to show how mechanistic physics could explain the vast array of
phenomena in the world without reference to the Scholastic principles of substantial forms
and real qualities, while also asserting a heliocentric conception of the solar system. But
the condemnation of Galileo by the Inquisition for maintaining this latter thesis led
Descartes to suppress its publication. From 1634-1636, Descartes finished his scientific
essays Dioptique and Meteors, which apply his geometrical method to these fields. He
also wrote a preface to these essays in the winter of 1635/1636 to be attached to them in
addition to another one on geometry. This “preface” became The Discourse on
Method and was published in French along with the three essays in June 1637. And, on
a personal note, during this time his daughter, Francine, was born in 1635, her mother
being a maid at the home where Descartes was staying. But Francine, at the age of five,
died of a fever in 1640 when he was making arrangements for her to live with relatives in
France so as to ensure her education.
Descartes began work on Meditations on First Philosophy in 1639. Through Mersenne,
Descartes solicited criticism of his Meditations from amongst the most learned people of
his day, including Antoine Arnauld, Peirre Gassendi, and Thomas Hobbes. The first
edition of the Meditations was published in Latin in 1641 with six sets of objections and
his replies. A second edition published in 1642 also included a seventh set of objections
and replies as well as a letter to Father Dinet in which Descartes defended his system
against charges of unorthodoxy. These charges were raised at the Universities of Utrecht
and Leiden and stemmed from various misunderstandings about his method and the
supposed opposition of his theses to Aristotle and the Christian faith.
This controversy led Descartes to post two open letters against his enemies. The first is
entitled Notes on a Program posted in 1642 in which Descartes refutes the theses of his
recently estranged disciple, Henricus Regius, a professor of medicine at Utrecht.
These Notes were intended not only to refute what Descartes understood to be Regius’
false theses but also to distance himself from his former disciple, who had started a ruckus
at Utrecht by making unorthodox claims about the nature of human beings. The second
is a long attack directed at the rector of Utrecht, Gisbertus Voetius in the Open Letter to
Voetiusposted in 1643. This was in response to a pamphlet anonymously circulated by
some of Voetius’ friends at the University of Leiden further attacking Descartes’
philosophy. Descartes’ Open Letter led Voetius to have him summoned before the council
of Utrecht, who threatened him with expulsion and the public burning of his books.
Descartes, however, was able to flee to the Hague and convince the Prince of Orange to
intervene on his behalf.
In the following year (1643), Descartes began an affectionate and philosophically fruitful
correspondence with Princess Elizabeth of Bohemia, who was known for her acute
intellect and had read the Discourse on Method. Yet, as this correspondence with
Elizabeth was beginning, Descartes was already in the midst of writing a textbook version
of his philosophy entitled Principles of Philosophy, which he ultimately dedicated to her.
Although it was originally supposed to have six parts, he published it in 1644 with only
four completed: The Principles of Human Knowledge, The Principles of Material Things,
The Visible Universe, and The Earth. The other two parts were to be on plant and animal
life and on human beings, but he decided it would be impossible for him to conduct all the
experiments necessary for writing them. Elizabeth probed Descartes about issues that he
had not dealt with in much detail before, including free will, the passions and morals. This
eventually inspired Descartes to write a treatise entitled The Passions of the Soul, which
was published just before his departure to Sweden in 1649. Also, during these later years,
the Meditations and Principles were translated from Latin into French for a wider, more
popular audience and were published in 1647.
In late 1646, Queen Christina of Sweden initiated a correspondence with Descartes
through a French diplomat and friend of Descartes’ named Chanut. Christina pressed
Descartes on moral issues and a discussion of the absolute good. This correspondence
eventually led to an invitation for Descartes to join the Queen’s court in Stockholm in
February 1649. Although he had his reservations about going, Descartes finally accepted
Christina’s invitation in July of that year. He arrived in Sweden in September 1649 where
he was asked to rise at 5:00am to meet the Queen to discuss philosophy, contrary to his
usual habit, developed at La Fleche, of sleeping in late,. His decision to go to Sweden,
however, was ill-fated, for Descartes caught pneumonia and died on February 11, 1650.
v. JOHN LOCKE
David Hume, (born May 7 [April 26, Old Style], 1711, Edinburgh, Scotland—
died August 25, 1776, Edinburgh), Scottish philosopher, historian, economist, and
essayist known especially for his philosophical empiricism and skepticism.
Hume was the younger son of Joseph Hume, the modestly circumstanced laird, or lord,
of Ninewells, a small estate adjoining the village of Chirnside, about nine miles distant
from Berwick-upon-Tweed on the Scottish side of the border. David’s mother, Catherine,
a daughter of Sir David Falconer, president of the Scottish court of session, was in
Edinburgh when he was born. In his third year his father died. He entered Edinburgh
University when he was about 12 years old and left it at 14 or 15, as was then usual.
Pressed a little later to study law (in the family tradition on both sides), he found it
distasteful and instead read voraciously in the wider sphere of letters. Because of the
intensity and excitement of his intellectual discovery, he had a nervous breakdown in
1729, from which it took him a few years to recover.
In 1734, after trying his hand in a merchant’s office in Bristol, he came to the turning point
of his life and retired to France for three years. Most of this time he spent at La Flèche on
the Loire, in the old Anjou, studying and writing A Treatise of Human Nature.
The Treatise was Hume’s attempt to formulate a full-fledged philosophical system. It is
divided into three books: Book I, “Of the Understanding,” discusses, in order, the origin of
ideas; the ideas of space and time; knowledge and probability, including the nature
of causality; and the skeptical implications of those theories. Book II, “Of the Passions,”
describes an elaborate psychological machinery to explain the affective, or emotional,
order in humans and assigns a subordinate role to reason in this mechanism. Book III,
on morals, characterizes moral goodness in terms of “feelings” of approval or disapproval
that people have when they consider human behaviour in the light of agreeable or
disagreeable consequences, either to themselves or to others.
Although Gilbert Ryle published on a wide range of topics in philosophy (notably in the
history of philosophy and in philosophy of language), including a series of lectures centred
on philosophical dilemmas, a series of articles on the concept of thinking, and a book on
Plato, The Concept of Mind remains his best known and most important work. Through
this work, Ryle is thought to have accomplished two major tasks. First, he was seen to
have put the final nail in the coffin of Cartesian dualism. Second, as he himself anticipated,
he is thought to have argued on behalf of, and suggested as dualism's replacement, the
doctrine known as philosophical (and sometimes analytical) behaviourism. Sometimes
known as an “ordinary language”, sometimes as an “analytic” philosopher, Ryle—even
when mentioned in the same breath as Wittgenstein and his followers—is considered to
be on a different, somewhat idiosyncratic (and difficult to characterise), philosophical
track.
Philosophical behaviourism has long been rejected; what was worth keeping has been
appropriated by the philosophical doctrine of functionalism, which is the most widely
accepted view in philosophy of mind today. It is a view that is thought to have saved the
“reality” of the mental from the “eliminativist” or “fictionalist” tendencies of behaviourism
while acknowledging the insight (often attributed to Ryle) that the mental is importantly
related to behavioural output or response (as well as to stimulus or input). According to a
reasonably charitable assessment, the best of Ryle's lessons has long been assimilated
while the problematic has been discarded. If there are considerations still brewing from
the 1930s and 40s that would threaten the orthodoxy in contemporary philosophy of mind,
these lie somewhere in work of Wittgenstein and his followers—not in Ryle.
But the view just outlined, though widespread, represents a fundamental
misapprehension of Ryle's work. First, Cartesianism is dead in only one of its ontological
aspects: substance dualism may well have been repudiated but property dualism still
claims a number of contemporary defenders. The problem of finding a place for the mental
in the physical world, of accommodating the causal power of the mental, and of
accounting for the phenomenal aspects of consciousness are all live problems in the
philosophy of mind today because they share some of the doctrine's ontological,
epistemological, and semantic assumptions.
Second, and importantly, Ryle is not a philosophical behaviourist—at least he does not
subscribe to any of the main tenets associated with that doctrine as it is known today.
One may be confused by this if one is also confused about Ryle's conception of
philosophy. Although there is some truth in identifying him as an analytic philosopher—
he announces (1932, 61) that “the sole and whole function of philosophy” is philosophical
analysis—this is likely to be misunderstood today if one thinks that the proper goal of
philosophy (attainable if not in practice at least in ideals) is definitional analysis. It is this
that encourages the association with behaviourism (in at least one of its many senses).
But Ryle was not an analytical philosopher in this sense. True, Ryle acknowledges the
influence of Moore's emphasis on common sense (and thus on ordinary language); true,
he takes himself to be pursuing the type of philosophical investigation (exemplified by
Russell's Theory of Descriptions) that involves uncovering the logical form of
grammatically misleading expressions. But it is important to take account of the
differences that separate Ryle from the early Moore and Russell for it is their conception
of philosophy that has been inherited by many of us working within the “analytic” tradition
in philosophy today. That is the third point. For Ryle does not believe
in meanings (concepts or propositions) as these have been traditionally construed (as
stable objects or rules, the grasp of which is logically prior to, and thus may be used to
explain, the use of expressions). Indeed, Ryle's conception of philosophy was not
fundamentally different from that of Wittgenstein. Ryle sets out in print as early as 1932
a philosophical agenda that prefigures the published work of the later Wittgenstein; the
“elasticity of significance” and “inflections of meaning” Ryle finds in most expressions
appear to be the family of structures, more or less related, noticed by Wittgenstein; and
Ryle's attack on the “intellectualist legend” shares Wittgenstein's concern to understand
a proper—non-exalted—place for rules in an explanation of various philosophically
interesting achievements. In spite of the fact that some of Wittgenstein's protégés were
dismissive of Ryle's work,[1] the best way to understand Ryle is to see him, if not as
following in Wittgenstein's footsteps, then as walking some stretches of philosophical
terrain down a parallel path.
Biography
Gilbert Ryle was born in Brighton, Sussex, England on 19 August 1900. One of ten
children, he came from a prosperous family and enjoyed a liberal and stimulating
childhood and adolescence. His father was a general practitioner but had keen interests
in philosophy and astronomy that he passed on to his children and an impressive library
where Ryle enjoyed being an “omnivorous reader” (Ryle, 1970, 1). Educated at Brighton
College (where later in life he would return as a governor) Ryle went to Queen's College,
Oxford in 1919 initially to study Classics, but he was quickly drawn to Philosophy,
graduating in 1924 with first-class honours in the new Modern Greats School of
Philosophy, Politics and Economics. While not particularly sporting, his undergraduate
studies were relieved by rowing for his college eight, of which he was captain, and he was
good enough to have trials for the University boat. After his graduation in 1924 he was
appointed to a lectureship in Philosophy at Christ Church College and a year later became
tutor. He would remain at Oxford for his entire academic career until his retirement in
1968; in 1945 he was elected to the Waynflete Chair of Metaphysical Philosophy. With
the outbreak of war Ryle volunteered. He was commissioned in the Welsh Guards,
serving in intelligence, and by the end of the War had been promoted to the rank of Major.
He became the Editor of Mind after G.E. Moore's retirement in 1947; a post he held until
1971. Ryle was unstinting in his advice and encouragement to generations of students.
With colleagues he was “tolerant (and) uncensorious” (Warnock, xiv), but in philosophical
debate he could turn into a formidable opponent, expressing an intense dislike of
pomposity, pretence and jargon (Urmson, 271; Gallop, 228). He was also ever ready to
challenge both the excessive veneration paid by others to Plato and Classical authors as
well as the philosophical positions held by such contemporary colleagues as Collingwood
in Oxford or Anderson in Australia. He befriended Wittgenstein whose work, if not his
effect on colleagues and students, he greatly admired. “Outstandingly friendly (and)
sociable” (Warnock, xiv), he is remembered as an entertaining conversationalist. Despite
having turned away from literary studies during his first year at Oxford, sensing he had
little aptitude for them, and even though he read little other than the novels of Jane Austen
(about whom he wrote authoritatively) and P. G. Wodehouse, the style of Ryle's writing is
often literary and instantly recognizable even after a few sentences (Urmson, 271;
Mabbott, 223). A confirmed bachelor, he lived after his retirement with his twin sister Mary
in the Oxfordshire village of Islip. Gardening and walking gave him immense pleasure, as
did his pipe. He died on 6 October 1976 at Whitby in Yorkshire after a day's walking on
the moors. “Philosophy irradiated his whole life” (Mabbott, 224). He is reputed to have
said that the only completed portrait of him made him look like a “drowned German
General” (Mabbott, 224).
Maurice Merleau-Ponty
Maurice Jean Jacques Merleau-Ponty (1908–1961), French philosopher and public
intellectual, was the leading academic proponent of existentialism and phenomenology in
post-war France. Best known for his original and influential work on embodiment,
perception, and ontology, he also made important contributions to the philosophy of art,
history, language, nature, and politics. Associated in his early years with the existentialist
movement through his friendship with Jean-Paul Sartre and Simone de Beauvoir,
Merleau-Ponty played a central role in the dissemination of phenomenology, which he
sought to integrate with Gestalt psychology, psychoanalysis, Marxism, and Saussurian
linguistics. Major influences on his thinking include Henri Bergson, Edmund Husserl,
Martin Heidegger, Max Scheler, and Jean-Paul Sartre, as well as neurologist Kurt
Goldstein, Gestalt theorists such as Wolfgang Köhler and Kurt Koffka, and literary figures
including Marcel Proust, Paul Claudel, and Paul Valéry. In turn, he influenced the post-
structuralist generation of French thinkers who succeeded him, including Michel Foucault,
Gilles Deleuze, and Jacques Derrida, whose similarities with and debt to the later
Merleau-Ponty have often been underestimated. Merleau-Ponty published two major
theoretical texts during his lifetime: The Structure of Behavior (1942 SC)
and Phenomenology of Perception (1945 PP). Other important publications include two
volumes of political philosophy, Humanism and Terror (1947 HT) and Adventures of the
Dialectic (1955 AdD), as well as two books of collected essays on art, philosophy, and
politics: Sense and Non-Sense ([1948]1996b/1964) and Signs (1960/1964). Two
unfinished manuscripts appeared posthumously: The Prose of the World (1969/1973),
drafted in 1950–51; and The Visible and the Invisible (1964 V&I), on which he was
working at the time of his death. Lecture notes and student transcriptions of many of his
courses at the Sorbonne and the Collège de France have also been published.
For most of his career, Merleau-Ponty focused on the problems of perception and
embodiment as a starting point for clarifying the relation between the mind and the body,
the objective world and the experienced world, expression in language and art, history,
politics, and nature. Although phenomenology provided the overarching framework for
these investigations, Merleau-Ponty also drew freely on empirical research in psychology
and ethology, anthropology, psychoanalysis, linguistics, and the arts. His constant points
of historical reference are Descartes, Kant, Hegel, and Marx. The characteristic approach
of Merleau-Ponty’s theoretical work is his effort to identify an alternative to intellectualism
or idealism, on the one hand, and empiricism or realism, on the other, by critiquing their
common presupposition of a ready-made world and failure to account for the historical
and embodied character of experience. In his later writings, Merleau-Ponty becomes
increasingly critical of the intellectualist tendencies of the phenomenological method as
well, although with the intention of reforming rather than abandoning it. The posthumous
writings collected in The Visible and the Invisible aim to clarify the ontological implications
of a phenomenology that would self-critically account for its own limitations. This leads
him to propose concepts such as “flesh” and “chiasm” that many consider to be his most
fruitful philosophical contributions.
Merleau-Ponty’s thought has continued to inspire contemporary research beyond the
usual intellectual history and interpretive scholarship, especially in the areas of feminist
philosophy, philosophy of mind and cognitive science, environmental philosophy and
philosophy of nature, political philosophy, philosophy of art, philosophy of language, and
phenomenological ontology. His work has also been widely influential on researchers
outside the discipline of philosophy proper, especially in anthropology, architecture, the
arts, cognitive science, environmental theory, film studies, linguistics, literature, and
political theory.
Life and Works
Merleau-Ponty was born in Rochefort-sur-Mer, in the province of Charente-Maritime, on
March 14, 1908.[1] After the death in 1913 of his father, a colonial artillery captain and a
knight of the Legion of Honor, he moved with his family to Paris. He would later describe
his childhood as incomparably happy, and he remained very close to his mother until her
death in 1953. Merleau-Ponty pursued secondary studies at the Parisian lycees Janson-
de-Sailly and Louis-le-Grand, completing his first course in philosophy at Janson-de-Sailly
with Gustave Rodrigues in 1923–24. He won the school’s “Award for Outstanding
Achievement” in philosophy that year and would later trace his commitment to the
vocation of philosophy to this first course. He was also awarded “First Prize in Philosophy”
at Louis-le-Grand in 1924–25. He attended the École Normale Supérieure from 1926 to
1930, where he befriended Simone de Beauvoir and Claude Lévi-Straus. Some evidence
suggests that, during these years, Merleau-Ponty authored a novel, Nord. Récit de
l’arctique, under the pseudonym Jacques Heller (Alloa 2013b). His professors at ENS
included Léon Brunschvicg and Émile Bréhier, the latter supervising his research on
Plotinus for the Diplôme d’études supérieures in 1929. Bréhier would continue to
supervise Merleau-Ponty’s research through the completion of his two doctoral
dissertations in 1945. During his student years, Merleau-Ponty attended Husserl’s 1929
Sorbonne lectures and Georges Gurvitch’s 1928–1930 courses on German philosophy.
He received the agrégation in philosophy in 1930, ranking in second place.
After a year of mandatory military service, Merleau-Ponty taught at the lycee in Beauvais
from 1931 to 1933, pursued a year of research on perception funded by a subvention
from the Caisse nationale des sciences (the precursor of today’s Centre national de la
recherche scientifique) in 1933–34, and taught at the lycee in Chartres in 1934–35. From
1935 to 1940, he was a tutor (agégé-répétiteur) at the École Normale Supérieure, where
his primary duty was to prepare students for the agrégation. During this period, he
attended Alexandre Kojève’s lectures on Hegel and Aron Gurwitsch’s lectures on Gestalt
psychology. His first publications also appeared during these years, as a series of review
essays on Max Scheler’s Ressentiment (1935), Gabriel Marcel’s Being and
Having (1936), and Sartre’s Imagination (1936).[2] In 1938, he completed his thèse
complémentaire, originally titled Conscience et comportement [Consciousness and
Behavior] and published in 1942 as La structure du comportement [The Structure of
Behavior, SC]. He was the first outside visitor to the newly established Husserl Archives
in Louvain, Belgium, in April 1939, where he met Eugen Fink and consulted Husserl’s
unpublished manuscripts, including Ideen II and later sections of Die Krisis.
With the outbreak of World War Two, Merleau-Ponty served for a year as lieutenant in
the 5th Infantry Regiment and 59th Light Infantry Division, until he was wounded in battle
in June 1940, days before the signing of the armistice between France and Germany. He
was awarded the Croix de guerre, recognizing bravery in combat. After several months
of convalescence, he returned to teaching at the Lycée Carnot in Paris, where he
remained from 1940 until 1944. In November 1940, he married Suzanne Jolibois, and
their daughter Marianne was born in June 1941. In the winter of 1940–41, Merleau-Ponty
renewed his acquaintance with Jean-Paul Sartre, whom he had met as a student at the
École Normale, through their involvement in the resistance group Socialisme et Liberté.
The group published around ten issues of an underground review until the arrest of two
members in early 1942 led to its dissolution. After the conclusion of the war, in 1945,
Merleau-Ponty would collaborate with Sartre and Beauvoir to found Les Temps
Modernes, a journal devoted to “littérature engagée”, for which he served as political
editor until 1952.
At the end of the 1943–44 school year, Merleau-Ponty completed his main
thesis, Phénoménologie de la perception [Phenomenology of Perception, PP], and in
1944–45 he taught at the Lycée Condorcet in Paris, replacing Sartre during the latter’s
leave from this position. Merleau-Ponty defended his two dissertations in July 1945,
fulfilling the requirements for the Docteur ès lettres, which was awarded “with distinction”.
In October 1945, Les Temps Modernes published its inaugural issue; Merleau-Ponty was
a founding member of the journal’s governing board, managed its daily affairs, and
penned many of its editorials that were signed simply “T.M.”, even though he refused to
allow his name to be printed on the cover alongside Sartre’s as the review’s Director. That
fall, Merleau-Ponty was appointed to the post of Maître de conférences in Psychology at
the University of Lyon, where he was promoted to the rank of Professor in the Chair of
Psychology in 1948. From 1947 to 1949, he also taught supplementary courses at the
École Normale Supérieure, where his students included the young Michel Foucault.
Student notes (taken by Jean Deprun) from Merleau-Ponty’s 1947–48 course on “The
Union of the Soul and the Body in Malebranche, Biran, and Bergson”—a course that he
taught at both Lyon and E.N.S. to prepare students for the agrégation and which was
attended by Foucault—were published in 1968 (1997b/2001).
In 1947, Merleau-Ponty participated regularly in the Collège philosophique, an
association formed by Jean Wahl to provide an open venue for intellectual exchange
without the academic formality of the Sorbonne, and frequented by many leading Parisian
thinkers. Merleau-Ponty published his first book of political philosophy in
1947, Humanisme et terreur, essai sur le problème communiste [Humanism and Terror:
An Essay on the Communist Problem, 1969, HT], in which he responded to the
developing opposition between liberal democracies and communism by cautioning a
“wait-and-see” attitude toward Marxism. A collection of essays concerning the arts,
philosophy, and politics, Sens et non-sense [Sense and Non-Sense, 1996b/1964],
appeared in 1948. In the fall of 1948, Merleau-Ponty delivered a series of seven weekly
lectures on French national radio that were subsequently published as Causeries
1948 (2002/2004).
Merleau-Ponty declined an invitation to join the Department of Philosophy at the
University of Chicago as a Visiting Professor in 1948–49, but instead received a leave
from Lyon for the year to present a series of lectures at the University of Mexico in early
1949. Later in 1949, Merleau-Ponty was appointed Professor of Child Psychology and
Pedagogy at the University of Paris, and in this position lectured widely on child
development, psychoanalysis, phenomenology, Gestalt psychology, and anthropology.
His eight courses from the Sorbonne are known from compiled student notes reviewed
by him and published in the Sorbonne’s Bulletin de psychologie (1988/2010). Merleau-
Ponty held this position for three years until his election, in 1952, to the Chair of
Philosophy at the Collège de France, the most prestigious post for a philosopher in
France, which he would hold until his death in 1961. At forty-four, Merleau-Ponty was the
youngest person ever elected to this position, but his appointment was not without
controversy. Rather than following the typical procedure of ratifying the vote of the
General Assembly of Professors, who had selected Merleau-Ponty as their lead
candidate, the Académie des sciences morales et politiques made the unprecedented
decision to remove his name from the list of candidates; the Académie’s decision was
subsequently overturned by the Minister of Education himself, who allowed the faculty
vote in favor of Merleau-Ponty to stand. Merleau-Ponty’s January 1953 inaugural lecture
at the Collège de France was published under the title Éloge de la Philosophie [In Praise
of Philosophy, 1953/1963]. Many of his courses from the Collège de France have
subsequently been published, based either on student notes or Merleau-Ponty’s own
lecture notes (1964b, 1968/1970, 1995/2003, 1996a, 1998/2002, 2003/2010, 2011,
2013).
In the face of growing political disagreements with Sartre set in motion by the Korean
War, Merleau-Ponty resigned his role as political editor of Les Temps Modernes in
December of 1952 and withdrew from the editorial board altogether in 1953. His critique
of Sartre’s politics became public in 1955 with Les Aventures de la
dialectique [Adventures of the Dialectic, 1973 AdD], in which Merleau-Ponty distanced
himself from revolutionary Marxism and sharply criticized Sartre for “ultrabolshevism”.
Beauvoir’s equally biting rebuttal, “Merleau-Ponty and Pseudo-Sartreanism”, published
the same year in Les Temps Modernes, accuses Merleau-Ponty of willfully
misrepresenting Sartre’s position, opening a rift between the three former friends that
would never entirely heal. Merleau-Ponty’s intellectual circle during his years at the
Collège de France included Lévi-Straus and Jacques Lacan, and for several years he
was a regular contributor to the popular weekly magazine L’Express. In October and
November 1955, on a commission from Alliance française, Merleau-Ponty visited several
African countries, including Tunisia, French Equatorial Africa, the Belgian Congo, and
Kenya, where he delivered a series of lectures on the concept of race, colonialism, and
development. In 1956, he published Les Philosophes célèbres [Famous Philosophers], a
large edited volume of original introductions to key historical and contemporary thinkers
(beginning, interestingly, with philosophers from India and China) whose contributors
included Gilles Deleuze, Gilbert Ryle, Alfred Schutz, and Jean Starobinski. In April 1957,
Merleau-Ponty declined to accept induction into France’s Order of the Legion of Honor,
presumably in protest over the inhumane actions of the Fourth Republic, including the
use of torture, during the Battle of Algiers. In October and November of 1957, as his
second commission from Alliance française, he lectured in Madagascar, Reunion Island,
and Mauritius, citing as a primary motivation for accepting the commission his desire to
see first-hand the effects of reforms in French policies governing overseas territories. The
last book Merleau-Ponty published during his lifetime, Signes [Signs, 1960/1964],
appearing in 1960, collecting essays on art, language, the history of philosophy, and
politics that spanned more than a decade. His last published essay, “L’Œil et l’esprit” [“Eye
and Mind”, 1964a OEE] addressing the ontological implications of painting, appeared in
the 1961 inaugural issue of Art de France. Merleau-Ponty died of a heart attack in Paris
on May 3rd, 1961, at the age of 53, with Descartes’ Optics open on his desk.
Merleau-Ponty’s friend and former student Claude Lefort published two of his teacher’s
unfinished manuscripts posthumously: La prose du monde [The Prose of the World,
1969/1973], an exploration of literature and expression drafted in 1950–51 and apparently
abandoned; and Le visible et l’invisible [The Visible and the Invisible, 1968 V&I], a
manuscript and numerous working notes from 1959–1961 that present elements of
Merleau-Ponty’s mature ontology. The latter manuscript was apparently part of a larger
project, Être et Monde [Being and World], for which two additional unpublished sections
were substantially drafted in 1957–1958: La Nature ou le monde du silence [Nature or the
World of Silence] and Introduction à l’ontologie [Introduction to Ontology] (Saint Aubert
2013: 28).[3] These manuscripts, along with many of Merleau-Ponty’s other unpublished
notes and papers, were donated to the Bibliothèque Nationale de France by Suzanne
Merleau-Ponty in 1992 and are available for consultation by scholars.
B. Sociology
i. The self as a product of modern society among other constructions
his achievements. Thus, in the redintegrated self of the moment passed, one finds both
a subject and an object, but it is a subject that is now an object of observation, and has
the same nature as the object self whom we present as in intercourse with those about
us. In quite the same fashion we remember the questions, admonitions, and approvals
addressed to our fellows. But the subject attitude which we instinctively take can be
presented only as something experienced – as we can be conscious of our acts only
through the sensory processes set up after the act has begun.
On the other hand, the stuff that goes to make up the “me” whom the “I” addresses and
whom he observes, is the experience which is induced by this action of the “I.” If the “I”
speaks, the “me” hears. If the “I” strikes, the “me” feels the blow. Here again the “me”
consciousness is of the same character as that which arises from the action of the other
upon him. That is, it is only as the individual finds himself acting with reference to himself
as he acts towards others, that he becomes a subject to himself rather than an object,
and only as he is affected by his own social conduct in the manner in which he is affected
by that of others, that he becomes an object to his own social conduct.
The differences in our memory presentations of the “I” and the “me” are those of the
memory images of the initiated social conduct and those of the sensory responses
thereto.
It is needless, in view of the analysis of Baldwin, of Royce and of Cooley and many others,
to do more than indicate that these reactions arise earlier in our social conduct with others
than in introspective self-consciousness, i.e., that the infant consciously calls the attention
of others before he calls his own attention by affecting himself and that he is consciously
affected by others before he is conscious of being affected by himself.
The “I” of introspection is the self which enters into social relations with other selves. It is
not the “I” that is implied in the fact that one presents himself as a “me. “ And the “me” of
introspection is the same “me” that is the object of the social conduct of others. One
presents himself as acting toward others – in this presentation he is presented in indirect
discourse as the subject of the action and is still an object,– and the subject of this
presentation can never appear immediately in conscious experience. It is the same self
who is presented as observing himself, and he affects himself just in so far and only in so
far as he can address himself by the means of social stimulation which affect others. The
“me” whom he addresses is the “me,” therefore, that is similarly affected by the social
conduct of those about him.
This statement of the introspective situation, however, seems to overlook a more or less
constant feature of our consciousness, and that is that running current of awareness of
what we do which is distinguishable from the consciousness of the field of stimulation,
whether that field be without or within. It is this “awareness” which has led many to
assume that it is the nature of the self to be conscious both of subject and of object – to
be subject of action toward an object world and at the same time to be directly conscious
of this subject as subject, – “Thinking its own existence along with whatever else it thinks.”
Now, as Professor James pointed out, this consciousness is more logically conceived of
as sciousness – the thinker being an implication rather than a content, while the “me” is
but a bit of object content within the stream of sciousness. However, this logical statement
does not do justice to the findings of consciousness. Besides the actual stimulations and
responses and the memory images of these, within which lie perforce the organic
sensations and responses which make up the “me,” there accompanies a large part of
our conscious experience, indeed all that we call self-conscious, an inner response to
what we may be doing, saying, or thinking. At the back of our heads we are a large part
of the time more or less clearly conscious of our own replies to the remarks made to
others, of innervations which would lead to attitudes and gestures answering our gestures
and attitudes towards others.
The observer who accompanies all our self-conscious conduct is then not the actual “I”
who is responsible for the conduct in propria persona – he is rather the response which
one makes to his own conduct. The confusion of this response of ours, following upon
our social stimulations of others with the implied subject of our action, is the psychological
ground for the assumption that the self can be directly conscious of itself as acting and
acted upon. The actual situation is this: The self acts with reference to others and is
immediately conscious of the objects about it. In memory it also redintegrates the self
acting as well as the others acted upon. But besides these contents, the action with
reference to the others calls out responses in the individual himself – there is then another
“me” criticizing approving, and suggesting, and consciously planning, i.e., the reflective
self.
It is not to all our conduct toward the objective world that we thus respond. Where we are
intensely preoccupied with the objective world, this accompanying awareness
disappears. We have to recall the experience to become aware that we have been
involved as selves, to produce the self-consciousness which is a constituent part of a
large part of our experience. As I have indicated elsewhere, the mechanism for this reply
to our own social stimulation of others follows as a natural result from the fact that the
very sounds, gestures, especially vocal gestures, which man makes in addressing others,
call out or tend to call out responses from himself. He can not hear himself speak without
assuming in a measure the attitude which he would have assumed if he had been
addressed in the same words by others.
The self which consciously stands over against other selves thus becomes an object, an
other to himself, through the very fact that he hears himself talk, and replies. The
mechanism of introspection is therefore given in the social attitude which man necessarily
assumes toward himself, and the mechanism of thought, in so far as thought uses
symbols which are used in social intercourse, is but an inner conversation.
Now it is just this combination of the remembered self which acts and exists over against
other selves with the inner response to his action which is essential to the self-conscious
ego – the self in the full meaning of the term – although neither phase of self-
consciousness, in so far as it appears as an object of our experience, is a subject.
It is also to be noted that this response to the social conduct of the self may be in the role
of another – we present his arguments in imagination and do it with his intonations and
gestures and even perhaps with his facial expression. In this way we play the roles of all
our group; indeed, it is only in so far as we do this that they become part of our social
environment – to be aware of another self as a self implies that we have played his role
or that of another with whose type we identify him for purposes of intercourse. The inner
response to our reaction to others is therefore as varied as is our social environment. Not
that we assume the roles of others toward ourselves because we are subject to a mere
imitative instinct, but because in responding to ourselves we are in the nature of the case
taking the attitude of another than the self that is directly acting, and into this reaction
there naturally flows the memory images of the responses of those about us, the memory
images of those responses of others which were in answer to like actions. Thus the child
can think about his conduct as good or bad only as he reacts to his own acts in the
remembered words of his parents. Until this process has been developed into the abstract
process of thought, self-consciousness remains dramatic, and the self which is a fusion
of the remembered actor and this accompanying chorus is somewhat loosely organized
and very clearly social. Later the inner stage changes into the forum and workshop of
thought. The features and intonations of the dramatis personae fade out and the
emphasis falls upon the meaning of the inner speech, the imagery becomes merely the
barely necessary cues. But the mechanism remains social, and at any moment the
process may become personal.
It is fair to say that the modern western world has lately done much of its thinking in the
form of the novel, while earlier the drama was a more effective but equally social
mechanism of self-consciousness. And, in passing, I may refer to that need of filling out
the bare spokesman of abstract thought, which even the most abstruse thinker feels, in
seeking his audience. The import of this for religious self-consciousness is obvious.
There is one further implication of this nature of the self to which I wish to call attention.
It is the manner of its reconstruction. I wish especially to refer to it, because the point is
of importance in the psychology of ethics.
As a mere organization of habit the self is not self-conscious. It is this self which we refer
to as character. When, however, an essential problem appears, there is some
disintegration in this organization, and different tendencies appear in reflective thought as
different voices in conflict with each other. In a sense the old self has disintegrated, and
out of the moral process a new self arises. The specific question I wish to ask is whether
the new self appears together with the new object or end. There is of course a reciprocal
relation between the self and its object, the one implies the other and the interests and
evaluations of the self answer exactly to content and values of the object. On the other
hand, the consciousness of the new object, its values and meaning, seems to come
earlier to consciousness than the new self that answers to the new object.
The man who has come to realize a new human value is more immediately aware of the
new object in his conduct than of himself and his manner of reaction to it. This is due to
the fact to which reference has already been made, that direct attention goes first to the
object. When the self becomes an object, it appears in memory, and the attitude which it
implied has already been taken. In fact, to distract attention from the object to the self
implies just that lack of objectivity which we criticize not only in the moral agent, but in the
scientist.
Assuming as I do the essentially social character of the ethical end, we find in moral
reflection a conflict in which certain values find a spokesman in the old self or a dominant
part of the old self, while other values answering to other tendencies and impulses arise
in opposition and find other spokesmen to present their cases. To leave the field to the
values represented by the old self is exactly what we term selfishness. The justification
for the term is found in the habitual character of conduct with reference to these values.
Attention is not claimed by the object and shifts to the subjective field where the affective
responses are identified with the old self. The result is that we state the other conflicting
ends in subjective terms of other selves and the moral problem seems to take on the form
of the sacrifice either of the self or of the others.
Where, however, the problem is objectively considered, although the conflict is a social
one, it should not resolve itself into a struggle between selves, but into such a
reconstruction of the situation that different and enlarged and more adequate
personalities may emerge. A tension should be centered on the objective social field.In
the reflective analysis, the old self should enter upon the same terms with the selves
whose roles are assumed, and the test of the reconstruction is found in the fact that all
the personal interests are adequately recognized in a new social situation. The new self
that answers to this new situation can appear in consciousness only after this new
situation has been realized and accepted. The new self cannot enter into the field as the
determining factor because he is consciously present only after the new end has been
formulated and accepted. The old self may enter only as an element over against the
other personal interests involved. If he is the dominant factor it must be in defiance of the
other selves whose interests are at stake. As the old self he is defined by his conflict with
the others that assert themselves in his reflective analysis.
The process is in its logic identical with the abandonment of the old theory with which the
scientist has identified himself, his refusal to grant this old attitude any further weight than
may be given to the other conflicting observations and hypotheses. Only when a
successful hypothesis, which overcomes the conflicts, has been formulated and
accepted, may the scientist again identify himself with this hypothesis as his own, and
maintain it contra mundum. He may not state the scientific problem and solution in terms
of his old personality. He may name his new hypothesis after himself and realize his
enlarged scientific personality in its triumph.
The fundamental difference between the scientific and moral solution of a problem lies in
the fact that the moral problem deals with concrete personal interests, in which the whole
self is reconstructed in its relation to the other selves whose relations are essential to its
personality.
The growth of the self-arises out of a partial disintegration, – the appearance of the
different interests in the forum of reflection, the reconstruction of the social world, and the
consequent appearance of the new self that answers to the new object.
C. ANTHROPOLOGY
The “embedded self” concept is derived from Goldschmidt’s “culturally embedded self”
(1990, 104) as “The symbolic self is inevitably embedded in the context of others”.
Particular emphasis is on object symbolism as it relates to connectedness and worthiness
of the self and the embedded self. From a material culture perspective, four types of object
symbolism are recognized: sentimental objects, prestige markers, status symbols, and
icons. The theoretical reason for these four types is explained as a matter of sociocultural
motivations and perspective. The motivations, perspectives, and processes that link
object symbolism to meaning for the embedded self are specified. The framework is
referred to with the acronym MOSES for Motivations, Object Symbolism, and the
Embedded Self. The concept of the “kinship embedded self” presents the family as a
special case of the other, as the kinship system is one of the most powerful “other”
contexts in which people find themselves embedded. By applying the MOSES framework,
we present a rich analysis of the data from our study of heirlooms. We are able to integrate
significant bodies of literature with our data findings and draw connections within the
literature not previously identified. Through examining the heirlooms from this material
culture theory, we are able to address our informants’ motivations for connectedness and
worthiness, how those manifests in object symbolism differently depending on
perspective, and the process by which that occurs. We demonstrate the importance and
value of considering the self as embedded within a social context, particularly within the
family. The concept of the kinship embedded self leads to powerful insights regarding the
meaning of contaminated objects in the family. The MOSES framework explains how
objects (1) provide a sense of connectedness with personal history or with kin, (2) classify
or mark the prestige of one’s own or one’s ancestors merits or achievements, (3)
symbolize status and maintain norms and roles in social and kinship structures, and (4)
serve as icons that, along with myth and ritual, communicate personal, community,
cultural and family values. MOSES is a theoretical framework and analytical tool that
integrates important concepts and bodies of literature to inform the understanding of
consumers’ motivations and meaning creation. When viewed as part of this larger
theoretical structure, many of the concepts in the social science and consumer behavior
literature, and the relationship among those concepts, are brought to light in a new and
powerful way. This framework should be useful to consumer culture theorists seeking to
interpret the symbolic role of objects as consumers seek connectedness and worthiness
for their embedded selves.
D. Psychology