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Clinical Investigations

Received: June 18, 2003


Respiration 2004;71:246–251
Accepted after revision: November 12, 2003
DOI: 10.1159/000077422

Occupational Therapy and


Pulmonary Rehabilitation of
Disabled COPD Patients
Cristina M. Lorenzi Carmela Cilione Roberta Rizzardi Vittoria Furino
Tommasina Bellantone Daniela Lugli Enrico Clini
Division of Pneumology and Pulmonary Rehabilitation, Fondazione Villa Pineta ONLUS (Pavullo, MO) and
University of Modena-Reggio Emilia, Modena, Reggio Emilia, Italy

Key Words 65 m in the OT+PR and PR groups, respectively), D (from


Disability W Activity of daily living W Pulmonary 4.9 B 2.1 to 3.2 B 1.6 and from 5.3 B 2.1 to 3.4 B 2.1), F
rehabilitation (from 6.1 B 0.5 to 4.5 B 1.7 and from 5.9 B 0.8 to 4.3 B
0.8) and B (from 4.3 B 0.9 to 3.0 B 0.9 and from 4.2 B 1.0
to 3.2 B 0.8) had similarly improved (p ! 0.01) in both
Abstract groups at T1. The percentage distribution of patients
Background: Occupational therapy (OT) has been de- across the BADL categories significantly changed (p =
fined as a task of rehabilitation for disabled patients, giv- 0.004) in OT+PR (from 17 to 61%, from 70 to 34% and
ing them maximal function and independence to sustain from 23 to 5% in categories A, B and C, respectively) but
specific activities of daily living. Objectives: To evaluate not in the PR group. Conclusions: The addition of OT to
the effectiveness of OT as an adjunctive measuring dur- comprehensive PR is able to specifically improve the out-
ing pulmonary rehabilitation (PR) of hospitalized COPD come of severely disabled COPD inpatients.
patients. Methods: A prospective clinical trial with paral- Copyright © 2004 S. Karger AG, Basel

lel groups was undertaken in severely disabled COPD


patients (n = 71, age 73 B 5 years). They were assigned
to either OT+PR (n = 47, FEV1 46 B 21%pred.) or PR (n = Introduction
24, FEV1 44 B 12%pred.). PR consisted of eighteen 3-
hour daily sessions, whilst OT (domestic activities) was Occupational therapy (OT) has been defined as a task
added 3 times a week up to nine 1-hour sessions. Six- of rehabilitation for disabled patients, giving them maxi-
min walk (6MWD) with evaluation of BORG dyspnea (D) mal function and independence to sustain specific activi-
and leg fatigue (F) scores at end of effort, breathlessness ties of daily living [1] and to improve the ability to cope
sensation (B) by means of the MRC scale as well as the with working and social behaviours [2]. Therefore, the
number of functions lost in the Basic Activity of Daily Liv- most important goals of OT are strictly linked with the
ing (BADL) categories were assessed as outcomes be- patient’s autonomy, both to remedy deficient activities
fore (T0) and after (T1) rehabilitation. Results: 6MWD and prevent any further deterioration [3]. Although most
(from 165 B 63 to 233 B 66 and from 187 B 52 to 234 B occupational tasks are promoted to enhance activities of

© 2004 S. Karger AG, Basel Enrico Clini, MD, FCCP


ABC 0025–7931/04/0713–0246$21.00/0 Fondazione Villa Pineta ONLUS, Division of Pneumology and Pulmonary Rehabilitation
Fax + 41 61 306 12 34 Via per Gaiato 252
E-Mail karger@karger.ch Accessible online at: IT–41020 Pavullo MO (Italy)
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the upper limbs, mainly due to the massive work-related Patients with any unstable medical condition or concomitant
musculoskeletal complaints, a deficient muscular func- chronic diseases (i.e. severe left ventricular dysfunction, cancer) were
excluded from the study.
tion of both upper and lower limbs clearly impairs the
patient’s overall independence during activities of daily Pulmonary Function Tests
living. Baseline forced lung volumes (FEV1, FVC) were measured with a
Chronic obstructive pulmonary disease (COPD) is spirometer (Masterscope, Jaeger GmbH, Hochberg, Germany). Pre-
commonly associated with decreased activity and partici- dicted values were those of Quanjer [17].
Arterial blood was sampled at the radial artery with the patient in
pation [4] and with progressive muscle dysfunction [5],
the sitting position after breathing room air for at least 1 h to obtain
chronic inactivity and deconditioning being important PaO2 and PaCO2, which were measured using an automated analyser
factors in the loss of peripheral muscle mass and strength (Mod.850, Chiron Diagnostics Co., Medfield, USA).
[6]. Rehabilitation is a well-established and widely ac- Respiratory muscle strength was assessed by measuring MIP and
cepted means of enhancing standard therapy in COPD MEP [18] using a respiratory module system (Masterscope PIMAX/
PEMAX Module, Jaeger). The predicted values were according to
patients [7–9] in order to alleviate symptoms, to optimize
Bruschi et al. [19].
function and to improve health-related quality of life [10],
notwithstanding the stage of the disease [11]. Outcome Measures
OT intervention during comprehensive pulmonary re- The 6-min walk distance (6MWD) [13] while patients breathed
habilitation (PR) must be promoted to specifically evalu- room air or oxygen (when used), dyspnea sensation (D) and leg
fatigue (F) scores as assessed by the Borg scale [14] taken at the end of
ate and solve problems related with respiratory disability
effort, perceived chronic breathlessness (B) on daily activities mea-
(i.e. outdoor walking or efforts of the upper limbs in- sured by means of the MRC scale [15] were considered as nonspecific
volved in activities of daily living such as dressing, bath- outcomes.
ing, feeding, weight lifting). Occupational tasks should be The modified disability score as assessed by number of functions
related to symptoms occurring during specific activities lost in the BADL categories (from A to D with a progressively
increasing number of functions lost), as previously used [16], was
[7–9]. Nevertheless, standardized protocols of OT during
considered as a specific outcome. In the present version of the BADL,
PR and definition of outcomes during OT intervention the meanings of each category were as follows: A = loss of 1 function
are lacking. The aim of the present study is to evaluate the among those explored; B = loss of 2 functions (bathing and another
effectiveness of OT as an adjunctive measure to compre- function); C = loss of 3 functions (bathing, dressing and another func-
hensive PR for disabled hospitalized COPD patients. tion), and D = loss of more than 3 functions.

Study Protocol
The study is a prospective non-randomized parallel-group trial.
Material and Methods Patients who satisfied the inclusion criteria (see above) were eligible
for OT+PR. Forty-seven out of the 71 included patients underwent
The local ethical committee approved the study; all the study pro- the OT programme (OT+PR group). The remaining 24 patients were
cedures were conducted according to the declaration of Helsinki. excluded from this adjunctive treatment due to refusal (PR group)
Patients gave their informed consent to participate in the study. and were considered as controls.
Pulmonary function tests were taken within 48 h from hospital
Patients admission, whereas outcome measures were recorded at baseline (T0)
Patients with COPD as defined according to the GOLD staging and at the end of the study (T1).
[12] consecutively admitted to the 85 beds of our rehabilitation unit
were studied. All the included patients had a history of smoking (1 20 Occupational Therapy
pack-years) but they currently were non-smokers or ex-smokers. OT was implemented with the goal to discharge the patient with
They had been referred for inpatient rehabilitation by their general independent functions at the end of the programmed sessions. Initial
practitioner while presenting relevant signs of physical decondition- assessment of disability in activities of daily living was based on the
ing. At the time of the study, none of the patients received systemic modified Italian version of the Canadian Occupational Performance
steroids; they were continuing their usual regimen with inhaled bron- Measure [20]. The domestic areas evaluated in order to establish
chodilators and steroids or long-term oxygen when prescribed. priorities for intervention were: Mobility, cleaning, dressing, feeding
Criteria for inclusion into the study were a distance ! 250 m at the and self-care for respiratory treatments.
baseline time-walked test [13] and at least one of the following: pres- The OT programme included 9 sessions (3 days per week) of 1 h
ence of significant oxygen desaturation (SatO2 ^85%) during the each. Each session was attended by an expert respiratory therapist
walk test despite oxygen supplementation (when used), a dyspnea and was held in a domestic environment. Patients performed consec-
score 63 as assessed by the Borg scale [14] at end of effort, chronic utive activities among those included in the explored areas for which
breathlessness score 64 as assessed by the MRC scale [15], disability they have shown a lack of independence. None of these activities
score 6B as assessed by number of functions lost in the modified overlapped with those included in the PR intervention. This specific
Basic Activity of Daily Living (BADL) scale [16]. programme and intervention was then monitored by the respiratory
therapist on a day-by day chart.

Occupational Therapy in COPD Respiration 2004;71:246–251 247


Pulmonary Rehabilitation 500-mg weights [22], shoulder and full arm circling, and (4) patient
All the patients were allocated to PR according to the institution- education and instruction in disease management.
al protocols (A–C of decreasing intensity). A specifically trained
respiratory therapist not aware of the study purpose decided on the Analysis
allocation to a similar PR protocol for all the patients (protocol B) by Values are expressed as mean and standard deviation (SD), fre-
triage and other specific respiratory measures (threshold, hyperinfla- quency and/or percentage distribution. All analyses were performed
tion or incentive spirometry, assisted cough, use of supplemental using a specific software package (SPSS 8.0 for Windows). A p value
oxygen and monitoring during exercise), which were added on ! 0.05 was considered significant.
request. Recorded data were analysed between times and groups; analysis
Protocol B included optimization of the pharmacological treat- of group differences from baseline (before and after rehabilitation)
ment and 18 sessions (6 days per week) which were lasting for up to for the considered variables was also included. Differences for para-
3 h on a daily basis; nutritional and psychosocial counselling were metric variables were analysed with Student’s t test for repeated mea-
also included when appropriate. Each session included: (1) compen- sures, whereas the Wilcoxon and the Mann-Whitney tests were used
satory breathing techniques, energy conservation, stress management to test differences between non-parametric variables.
and symptoms control; (2) supervised walking [21] and stair climb-
ing; (3) abdominal, upper and lower limb muscle activities lifting

Results

Patients were selected among 412 patients diagnosed


Table 1. Patient demographic and respiratory function characteris-
as having COPD (81% of the total patients) and admitted
tics (data are as means and SD, shown in parentheses)
to our unit for rehabilitative purposes between September
OT + PR (n = 47) PR (n = 24) and December 2002. Patients included in the study repre-
sented 17% of total COPD treated in the same period.
Sex (M/F) 26/21 14/10 Table 1 shows the demographic and respiratory func-
Age, years 73 (7) 75 (4)
tion characteristics of the patients studied. The character-
BMI, kg ! cm –2 23 (4) 22 (3)
FEV1, %pred. 46 (21) 44 (12) istics of patients were similar in the two groups: COPD
FVC, %pred. 61 (22) 63 (19) were in GOLD stage 2 (7 and 6 in OT+PR and PR groups,
MIP, cm H2O 45 (21) 48 (19) respectively), 3 (18 and 10, respectively) and 4 (22 and 8,
MEP, cm H2O 66 (21) 69 (25) respectively), whereas a similar percentage of patients on
PaCO2, mm Hg1 43 (9) 46 (7)
long-term oxygen was observed in the OT+PR and PR
PaO2, mm Hg1 63 (13) 62 (7)
LTOT, n/% 32/68 15/62 groups (68 and 62%, respectively).
All the measurements recorded as nonspecific out-
1 Data recorded breathing ambient air. comes of the rehabilitation programme in the two groups
BMI = Body mass index; FEV1 = pre-bronchodilator forced expi- are shown in table 2. At T0, the PR group showed similar
ratory volume in 1 s; FVC = forced vital capacity; MIP = maximal 6MWD, D, F and B mean values as compared with
inspiratory pressure; MEP = maximal expiratory pressure; PaO2 =
arterial oxygen tension; PaCO2 = arterial carbon dioxide tension;
OT+PR group. All these outcomes similarly improved
LTOT = long-term oxygen therapy. over time in the two groups. Analysis of difference from
baseline for these variables has shown that 6MWD tended

Table 2. Time course of non-specific


outcome measures of rehabilitation OT + PR (n = 47) PR (n = 24)
programmes in the studied patients (data T0 T1 T0 T1
are as means and SD, shown in parentheses)
6MWD, m 165 (63) 233 (66)* 187 (52) 234 (65)*
End of effort-D 4.9 (2.1) 3.2 (1.6)** 5.3 (2.1) 3.4 (2.1)**
End of effort-F 6.1 (0.5) 4.5 (1.7)** 5.9 (0.8) 4.3 (0.8)**
B 4.3 (0.9) 3.0 (0.9)** 4.2 (1.0) 3.2 (0.8)**

6MWD: 6-min walking capacity; End of effort-D: Borg score for dyspnoea after walking
test; End of effort-F: Borg score for leg fatigue after walking test; B: perceived breathlessness
at the MRC scale. * p ! 0.01 versus T0; ** p ! 0.005 versus T0.

248 Respiration 2004;71:246–251 Lorenzi/Cilione/Rizzardi/Furino/


Bellantone/Lugli/Clini
to increase more in the OT+PR than in the PR group (+68
with 95%CI 0 to +185 versus +48 with 95%CI +10 to 100
+110 m, respectively, p = 0.049). Changes from baseline T0
for D (–1.7 with 95%CI 0 to –4 versus –1.9 with 95%CI 0 T1
75
to –4, respectively, p = 0.152), F (–1.6 with 95%CI –1 to
–5 versus –1.6 with 95%CI –1 to –3 respectively, p =
50
0.293) and B (–1.3 with 95%CI 0 to –2 versus –1.1 with
95%CI 0 to –2, respectively, p = 0.201) scores were simi-
lar in the OT+PR and PR groups. 25
Figure 1 shows the percentage distributions across the
BADL categories before (T0) and after (T1) the rehabilita- 0
tion programme in the two groups. BADL categories were A B C D
similar in the two groups at baseline (17, 70, 23, 0% and
100
12, 75, 9, 4% for categories A–D in the OT+PR and PR
T0
group, respectively, n.s.) and changed significantly over
T1
time (p = 0.004) in the OT+PR but not the PR group 75
(fig. 1). Moreover, the analysis of differences from base-
line has also shown that BADL categories A–D changed 50
significantly (p = 0.011) in the OT+PR (+43, –36, –18,
and 0%, respectively) as compared with the PR (+13, –8,
25
–5 and 0%, respectively) group.
There were no differences in any of the studied out-
comes between patients with or without long-term oxygen 0
A B C D
therapy of both groups.

Fig. 1. Percentage distribution of patients in the OT+PR (above) and


Discussion PR (below) groups across the BADL categories before (T0, dashed
bars) and after (T1, solid bars) the rehabilitation programmes. p =
0.004 on the Wilcoxon test between times for OT+PR group
This study shows that OT for basic domestic activities (above).
during comprehensive pulmonary rehabilitation specifi-
cally improves the outcome of severely disabled COPD
inpatients.
All the patients included in our study showed (as pre- OT is most commonly used in institutional and non-
requisite) a very high degree of disability as mirrored by a institutional care of stroke patients [24] with chronic ill-
lower performance on daily living activities. The relative ness. Overall, OT provides self-care, upper extremity
effectiveness of any specific activity of a comprehensive exercise, functional mobility, and neuromuscular training
PR programme on physiological outcomes remains to be as the four most frequently used types of activities [25],
definitively clarified in these patients. but does not address the whole spectrum of the patient’s
The value of PR (including physical activity) in COPD occupational behaviours. As a matter of fact, domestic
patients has been generally well established, both in out- independence appears to be an important goal of rehabili-
patients or inpatients [7–11]. Overall, patients with tation in disabled COPD patients; nonetheless, access to
COPD of different degrees of severity may benefit from individual OT is not a standardized procedure nor do pre-
PR in terms of physical performance, symptoms and vious results provide strong evidence for the efficacy of
health-related quality of life [23]. In our study, parameters this intervention in those patients [9].
considered as nonspecific outcomes of PR improved in In our protocol, the initial assessment of disability in
patients of both groups. Only 6MWD tended to change activities of daily living was based on a specific tool [20]
more in the OT+PR group (+68 with 95%CI 0 to 185 m) able to establish priority of intervention in areas ensuring
than in the PR group (+48; 95%CI 10–110 m). However, daily domestic independence. As independence in domes-
this group difference is only slightly significant and pro- tic functions is an important goal to achieve after rehabili-
vides no consistent clinical information. tation, we were confident that a standardized scale of

Occupational Therapy in COPD Respiration 2004;71:246–251 249


activities of daily living would describe the improvement over, the pre-defined criteria for including patients into
(if any) following OT more specifically. OT are related to the presence of multiple factors describ-
The major finding in our study is that only patients of ing severe disability. Each single factor was eventually
the OT+PR group went into significantly different BADL exclusive of the others apart from the 6MWD (below the
categories after the programme. At baseline, 17% of limit of 250 m). This could be criticised. However, no cri-
patients in the OT+PR group and about 12% of patients teria to define patient’s disability and indication to OT
in the PR group had lost 1 function according to BADL. are known from the literature on pulmonary rehabilita-
After the rehabilitation, there was a significantly higher tion. Due to these important limitations, results must be
percentage of patients with only 1 function lost (category interpreted with caution.
A) in the OT+PR but not in PR group (fig. 1), thus sug- However, despite this major limitation, all the vari-
gesting a positive effect due to OT intervention. ables considered for analysis (6MWD, D, F and B) were
Loss of daily living functions has been claimed as an similar at baseline in the two groups, thus excluding a pos-
important predictor of outcome for patients with COPD sible assignment bias (i.e. a different degree of disability
and respiratory failure [26] so that improving this aspect in the two groups). Nonetheless, BADL categories were
might be considered as one important issue of rehabilita- also similarly distributed at baseline in the two groups and
tion in these patients. Nonetheless, the BADL scale is changed only in the OT+PR group after the programme,
commonly used to assess disability in elderly hospitalized thus suggesting that this result was not influenced by the
patients [27] and measure the improvement after rehabili- patients’ characteristics at inclusion. Indeed, BADL
tation [28]. seems to be more sensitive to the application of OT.
Other scales might have been suitable to assess changes From a practical point of view, the present study would
in functional status after a specific occupational interven- suggest to include specific assessment and OT interven-
tion as in our study. The Barthel Index is still considered tion in the rehabilitation strategy of severely disabled
the most important among these [29]. However, this scale COPD inpatients.
is most commonly used to assess changes after rehabilita- To conclude, the addition of OT to a standard compre-
tion in post-stroke patients [30], although it is also reliable hensive PR is able to specifically improve the outcome of
and sensitive for evaluating changes in functional status severely disabled COPD patients. The present findings
in a more heterogeneous group of severely disabled pa- may warrant a larger multicentre randomized controlled
tients undergoing comprehensive rehabilitation [31]. A trial to confirm the results.
subgroup of patients in our study (15 out of 47 and 9 out
of 24 in the OT+PR and PR groups, respectively) were
also assessed by means of the Barthel Index before and Acknowledgments
after the rehabilitation programme: the results showed
We would like thank Mrs. Gloria Penn very much for her linguis-
that, compared with the BADL, a significant score reduc-
tic revision of the manuscript.
tion was recorded only in patients who performed the
adjunctive OT programme (data not shown).
People with chronic respiratory diseases may, how-
ever, have other challenges than patients with other disa-
bilities. Therefore, two disease-specific activities of daily
living scales, the London Chest Activity of Daily Living
(LCADL) [32] and the Manchester Respiratory Activity
of Daily Living (MRADL) [33], have been recently re-
ported for use in chronic lung disease. We did not consid-
er the use of these scales for our study purpose. However,
the LCADL failed to show any improvement in the
domestic component after 6 weeks’ outpatient rehabilita-
tion not specifically designed for an occupational inter-
vention [34].
The major limitation of our study is the protocol
design which is not randomized, although it does not have
the additional bias of a historical comparison [35]. More-

250 Respiration 2004;71:246–251 Lorenzi/Cilione/Rizzardi/Furino/


Bellantone/Lugli/Clini
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Copyright: S. Karger AG, Basel 2004. Reproduced with the permission of S. Karger AG, Basel. Further
reproduction or distribution (electronic or otherwise) is prohibited without permission from the copyright
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