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though significant gaps still exist in our nation antiretroviral prophylaxis, cesar- phylaxis, and treatment of HIV-in-
knowledge of the exact timing and ean delivery, and avoidance of breast- fected women that have contributed to
mechanisms of mother-to-child trans- feeding. In addition, the treatment of this remarkable public health success
mission of HIV, substantial evidence HIV disease during pregnancy has in the arena of mother-to-child HIV
has accumulated to document the risk changed considerably, with an increas- transmission.
of mother-to-child transmission, and ing proportion of women receiving
concerted research efforts have brought highly active antiretroviral therapy
about a dramatic decrease in such trans-
mission, at least in the industrialized throughout pregnancy. This article
describes the evolution of US recom-
T HE E VOLUTION OF THE
world, with interventions such as combi-
mendations for HIV screening, pro- C ENTERS FOR D ISEASE
C ONTROL AND P REVENTION
(CDC) HIV S CREENING
G UIDELINES FOR P REGNANT
From the Division of Reproductive Health, National Center for Chronic Disease W OMEN
Prevention and Health Promotion (Drs Jamieson and Kourtis) and the Division of
HIV/AIDS Prevention, National Center for HIV/AIDS, Viral Hepatitis, STD and TB The CDC released its first set of recom-
Prevention (Drs Taylor and Ms Lampe), Centers for Disease Control and Prevention, mendations for HIV testing of pregnant
Atlanta, GA; Northrop Grumman Information Technology, CDC Information Technology women in 1985. These recommenda-
Support, Atlanta, GA (Ms Clark); Johns Hopkins Medical School, Department of tions acknowledged that the only avail-
Pathology, Makerere University-Johns Hopkins University Research Collaboration,
able strategy for reducing the risk of peri-
Kampala, Uganda (Dr Fowler); Pediatric, Adolescent, and Maternal AIDS Branch,
natal transmission was pregnancy
National Institute of Child Health and Human Development, National Institutes of
Health, Bethesda, MD (Dr Mofenson). prevention and that the benefits of
knowing one’s HIV status were few,
Received Dec. 14, 2008; accepted Mar. 31, 2009. given the lack of treatment options. The
1985 recommendations identified cer-
Reprints: Denise J. Jamieson, MD MPH, Centers for Disease Control and Prevention, 4770
Buford Highway, Mailstop K34, Atlanta, GA 30341. djj0@cdc.gov. tain groups of women who were at high
risk for HIV infection who should be
0002-9378/$32.00 counseled regarding HIV and offered
© 2007 Mosby, Inc. All rights reserved. testing. These groups included women
with signs and symptoms of infection,
doi: 10.1016/j.ajog.2007.03.087
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www.AJOG.org
The announcement of an intervention
Supplement
were born in countries with a higher bur- that offered significant protection infection. 9
den of heterosexual transmission of birth) was effective in lowering the risk against HIV infection for infants was a
10
HIV, sex workers, and sex partners of of perinatal HIV transmission by ap- turning point for perinatal HIV preven-
men at increased risk. Nonpregnant proximately two-thirds. In addition to tion strategies. Although stigma and dis-
women with positive test results could be being effective, zidovudine was found to crimination against persons with HIV
encouraged to delay pregnancy. How- be safe in this setting, with no serious or and AIDS were still present, there were
ever, women who were already pregnant short-term side effects of zidovudine now real benefits to learning one’s HIV
could be offered only additional medical therapy detected for women or their in- status. Treatments for the protection of
and support services to manage oppor- an individual’s health had been available
tunistic infections and psychologic con- for several years, and now prophylaxis
cerns and be advised not to breastfeed 9 could be provided to pregnant women to
their infant because of the potential for lower the risk that they would pass the
transmission of HIV through breastfeed- virus to their children.
ing. These guidelines did not endorse
routine testing of all women or counsel- In response to this development, the
ing and testing among women who were CDC developed new recommendations
considered not at high risk. This recom- for HIV testing among pregnant women
mendation was motivated by concern in 1995. For the first time, the US Public
about the interpretation of test results5,6
in Health Service recommended routine
low prevalence populations (ie, the re- HIV counseling and voluntary testing
percussions of false positive results in an for all pregnant women. Increasing sci-
environment in which considerable entific data on the safety and effective-
stigma and fear surrounded a diagnosis ness of zidovudine for prevention of
of HIV infection). mother-to-child HIV transmission and
some advances in advocacy and protec-
Only a few years passed, however, be-
tions for persons who were infected with
fore it became apparent that risk-based
HIV had shifted the balance of benefits
screening was failing to identify substan-
and risks. However, these guidelines
tial numbers of infected women.
maintained a strong emphasis on the
Many physicians and public health offi-
provision of counseling before and after
cials believed that being able to notify a
testing, specific informed consent, and
woman of her HIV status was important
enough to justify expanded screening be- the voluntary nature of testing. The rec-
yond defined risk groups, despite the few ommendations stated that pretest coun-
options for treatment of a woman’s own seling should include information on
disease or prevention of perinatal HIV risk behaviors, the risk of mother-
transmission. to-child transmission if the woman were
infected, and the availability of therapy
In 1994, 1 of the most significant to reduce this risk. Provisions were also
breakthroughs in the history of the HIV/ included to ensure that women who de-
AIDS epidemic was announced. On Feb- clined testing, or declined treatment if
ruary 21, 1994, the Pediatric AIDS Clin- positive, were not denied care or sub-
ical Trials Group (PACTG) announced jected to discrimination. After the re-
results of a randomized, double-blinded ceipt of positive HIV test results, the
clinical trial, PACTG 076, that had dem- guidelines stated that 11women should re-
onstrated that a 3-part regimen of ceive posttest counseling that included
zidovudine (starting in the second tri- an explanation of the clinical implica-
mester of gestation and continuing in la- tions of a positive test result, information
bor and to the infant for 6 weeks after about HIV-related medical and other in-
tervention services, the risk for mother- In 1996, Congress passed the Ryan could increase the num- ber of women
to-child HIV transmission and ways to White CARE Act, which provided fund- who were offered testing, while still
reduce this risk, the prognosis for infants ing for testing and treatment and addi- ensuring notification to the patient
who become infected, reproductive op- tional strategies to combat the HIV/ that testing would be done and
tions, recommendations to abstain from AIDS epidemic. A provision of this preserving her option to decline. Associ-
breastfeeding, and an assessment of the legislation called on the Institute of Med- ated recommendations that were de-
icine to conduct an evaluation of state signed to increase the proportion of
efforts to reduce mother-to-child HIV pregnant women who were tested for
transmission and an analysis of the HIV included educating prenatal pro-
exist- ing barriers to further viders on the value of HIV testing, adop-
reductions in transmission in the tion of professional recommendations
United States. The committee found and performance measures to encourage
that, despite consider- able efforts to testing, improvement of care for HIV-
implement the US Public Health infected persons, maintenance of federal
Service recommendations, the funding for perinatal prevention of HIV,
number of children who were born with and collection of appropriate surveil-
HIV remained too high, often because of lance data.
lack of timely diagnosis of maternal HIV
infection. Their central recommenda- As a result of the Institute of Medicine
tion was to implement universal HIV report, several professional groups, in-
testing with patient notification as a rou- cluding the American College of Obste-
tine component of prenatal care, a strat- tricians and Gynecologists and Ameri-
egy referred to as “opt-out”testing. can Academy of Pediatrics, issued new
They stressed that extensive pretest guidelines that supported the recom-
counseling had proved to be a barrier mendations of the Institute of Medicine
to providing testing for many and endorsed universal HIV testing with
providers. Incorporat- ing HIV testing patient notification as a routine compo-
into the standard panel of prenatal tests nent of prenatal care. The CDC con-
S28
other parts of the guidelines and sup- The current Public Health Service
www.AJOG.org plemental information. guidelines have evolved considerably
over time. They now contain informa-
tion on 20 antiretroviral drugs, the
23 FDA pregnancy category and informa-
tion on placental passage, dosing and
were notable for several features that are pharmacokinetics during pregnancy,
still reflected in the current 2006 guide- and animal carcinogenicity and terato-
lines such as (1) the inclusion of clini- genicity studies. Most of the approved
cal situations, later termed clinical sce- antiretroviral drugs are FDA pregnancy
narios, that present hypothetic clinical category B or C. However, efavirenz is
scenarios with discussion and recom- category D, which indicates that there is
mendations to help clinicians with deci- evidence of human fetal risk. Severe cen-
sion-making and (2) the clear distinction tral nervous system defects, which were
between prophylaxis to prevent perina- consistent with abnormalities that have
tal transmission as opposed to treatment been seen in animal studies, have been
for the benefit of the woman’s own reported in 4 infants after first trimester
health. The guidelines emphasize that exposure of efavirenz-containing regi-
pregnancy should not be a reason to de- mens. Therefore, efavirenz should be
fer antiretroviral therapy when it is avoided during the first trimester. Be-
needed. Although there is a need for an- cause efavirenz is a relatively popular
tiretroviral prophylaxis for the preven- choice for combination regimens and
tion of transmission to the infant and al- because more than one-half of pregnan-
though issues that are related to potential cies in the United States are unintended,
drug toxicity to mother and fetus affect it is critical that women who take efa-
the choice of antiretroviral drugs that are virenz be counseled regarding the risks.
used for treatment, these concerns Women who are planning to become
should be dealt with in the context of as- pregnant should strongly consider the
suring optimal treatment to preserve the use of regimens that do not contain efa-
mother’s health. virenz or other drugs with teratogenic
potential.
In January 1998, updated guidelines
were issued that included more general Current recommendations for treat-
recommendations for the use of antiret- ment of HIV infection in pregnant
roviral drugs in pregnancy, expanding women are the same as those for the ini-
the previous guidelines’focus on zidovu- tiation of treatment in nonpregnant in-
dine. By this time, there were 11 FDA- dividuals; in the United States, treatment
approved antiretroviral drugs, and these is recommended for all individuals with
powerful new drugs were being used in a CD4 cell count of 200/mm or an
highly active drug combinations. The ti- AIDS-defining illness and should be
3
tle of the document now included “ma- considered for individuals with a CD4
ternal health”,
24 which reflected further cell count of 350/mm . Standard
emphasis on considerations beyond treatment for nonpregnant and preg-
3 25
nant women is highly active antiretrovi-
mother-to-child HIV transmission to ral therapy with 3 drugs. For HIV-
address issues for the pregnant woman’s infected pregnant women who do not
23
own health. After publication of these require therapy for their own health, an-
guidelines, the Public Health Service tiretroviral drugs are recommended for
Task Force
23 began meeting by monthly the prevention of mother-to-child trans-
conference calls to review new evidence mission. In the United States, combina-
and regularly update the recommenda- tion therapy with highly active antiretro-
tions. The guidelines, which are now up- viral therapy is also recommended for all
dated several times a year, are posted on a pregnant women with HIV RNA levels of
website so that revised guidelines can
1000 copies/mL. For women with HIV
be disseminated more rapidly. Each
RNA levels of 1000 copies/mL, the
time the guidelines are posted, the
3-part PACTG 076 zidovudine prophy-
changes that are new since the last re-
laxis regimen can be used alone or in
vision are highlighted so that the
reader can quickly review the most re-
cent changes. The guidelines also con-
tain hyperlinks that link the reader to
Supplement combination with drugs with consider-
ably shorter half-lives (such as nucleo-
women with HIV infection be involved
in their care. The guidelines now also in-
side analogue drugs [eg, zidovudine or clude a table that summarizes the phar-
lamivudine]). In the case of a nevirap- macokinetic data and general concerns
ine-containing regimen, consideration in pregnancy and makes recommenda-
combination with other antiretroviral should be given to continuing the dual tions about the suitability of each anti-
drugs. Table 1 provides a summary of nucleoside analogue drug component of retroviral drug in pregnancy by catego-
recommendations for the treatment and the regimen for a period of time (ie, 3-7 rizing each agent as (1) a recommended
prevention of mother-to-child HIV days) after discontinuation of nevirapine agent, (2) an alternate agent, (3) insuffi-
to reduce the risk of the development of cient data to recommend use, and (4)
transmission for pregnant HIV-infected nevirapine resistance, although the opti- not recommended. Although antiretro-
women in different clinical scenarios. mal duration of time to continue the viral prophylaxis and treatment regi-
dual nucleosides is not known. mens have evolved rapidly and have be-
After pregnancy, it is recommended come increasingly complicated, it is
that, if the woman does not meet criteria As noted earlier, highly active combi- interesting to note that zidovudine is still
for treatment in nonpregnant women, nation therapy is now the norm for both the mainstay of perinatal prevention ef-
consideration should be given to discon- nonpregnant and pregnant women, and forts, 10 years after the results of
tinuing therapy after delivery. In most because of the complex nature of the PACTG protocol 076 were released. It is
cases, all drugs should be stopped simul- management of HIV infection, it is rec- still recommended that zidovudine be
taneously. One exception is when drugs ommended that a specialist with experi- included in antiretroviral regimens for
with long half-lives (such as nonnucleo- ence in the treatment of pregnant pregnant women whenever possible.
side drugs like nevirapine) are used in
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Recommendations
HIV-infected womenforinantiretroviral drug use and prevention of mother to child HIV transmission in pregnant
the United States
Variable Recommendations
Clinical scenario
..................................................................................................................................................................................................................................................................................................................................................
..............................
antiretroviral therapy
..........................................................................................................................................................................................................................................................................................................................................
.............................
Woman HAART(ideally contains zidovudine) consider delaying initiation until after the
first trimester
Clinical situation
..................................................................................................................................................................................................................................................................................................................................................
..............................
antiretroviral therapy
..........................................................................................................................................................................................................................................................................................................................................
.............................
Woman Zidovudine given antepartum after the first trimester and as continuous
OR
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www.AJOG.org Supplement
TABLE
Recommendations
HIV-infected womenforinantiretroviral drug use and prevention of mother to child HIV transmission in pregnant
the United States
antiretroviral therapy before labor (1) Woman: zidovudine given as continuous infusion* during labor;
infant: zidovudine for 6 weeks
OR
OR
OR
Infant born to HIV-1–infected woman who Zidovudine given for 6 weeks to the infant (started within 6-12 hours of
has received no antiretroviral therapy birth) OR
before or during labor
Some clinicians may choose to use zidovudine in combination with
additional drugs, but appropriate dosing for neonates is defined
incompletely and the additional efficacy of this approach in reducing
transmission is not known
26
..................................................................................................................................................................................................................................................................................................................................................
..............................
(Adapted from Public Health Service Task Force recommendationsfor use of antiretroviral drugs in pregnant HIV-1-infected womenfor maternal health and interventions to reduce perinatal
HIV-1 transmission in the United States. Last accessed: October 23, 2006. Available at: http://AIDSInfo.nih.gov. )
HAART,highly active antiretroviral therapy; NRTI, nucleoside analogue reverse transcriptase inhibitor; NNRTI, nonnucleoside analogue reverse transcriptase inhibitor.
27
* Zidovudine continuous infusion: 2 mg/kg zidovudine intravenously over 1 hour followed by continuous infusion of 1 mg/kg/hr until delivery.
are not currently receiving antiretroviral woman and her infant. The development
drugs before the initiation of therapy or of drug resistance is a problem for drugs
prophylaxis and for those women with for which a single mutation may be asso-
Antiretroviral drug resistance is an- persistent viral replication while receiv- ciated with resistance (eg, nonnucleoside
other topic that has received consider- ing antiretroviral treatment to optimize
able attention in the pregnancy guide- antiretroviral drug choice and to provide
lines in recent years, with sections the most effective and durable regimen
specifically addressing incidence, preva- in women who need treatment and
lence, impact, management, and preven- greater preservation of future treatment
tion of drug resistance in pregnancy and options in women receive antiretroviral
indications for and the significance of re- prophylaxis. The development of resis-
sistance testing. Resistance testing is rec- tance during pregnancy may have clini-
ommended for all pregnant women who cal importance for both the pregnant
drugs such as nevirapine and efavirenz fetus to multiple drugs. However, the use
and lamivudine or emtricitabine), when of antiretroviral regimens that do not
the drug is used in the context of a non- fully suppress viral replication can be as-
suppressive antiretroviral regimen. In sociated with the development of resis-
contrast, for drugs in which multiple tance. Thus, current recommendations
mutations are required before resistance in the United States are for the use of
occurs (such as zidovudine), prolonged highly active combination therapy with
use as single-drug prophylaxis is gener-
ally required before resistance occurs; 3 drugs for pregnant women with on-
the development of zidovudine resis- going viral replication (HIV RNA,
tance was rare in PACTG 076. Because
1000 copies/mL) who do not require
the development of drug resistance is 1 of
therapy for their own health.
the major factors that leads to HIV ther-
apy failure, resistance that develops dur- In addition to summarizing informa-
ing pregnancy may have life-long impli- tion about antiretroviral drugs, the
cations for the woman. In addition, if the guidelines also include extensive discus-
woman transmits resistant virus to her sion of the preferred mode of delivery for
infant, future treatment options for the HIV-infected women. This expanded
infant may be limited. Because there are
scope of the recommendations is re-
few drugs with adequate safety data in
flected in the current phrase, interven-
pregnancy, a general principle in obstet-
tions to reduce perinatal HIV-1 transmis-
rics is to minimize fetal exposure to
sion, which replaced the phrase
drugs. Therefore, early on, monotherapy
antiretroviral drugs in pregnant women in
and dual therapy were used extensively
the older title of the guidelines. In addi-
for prophylaxis in pregnant women with
tion to the 4 clinical scenarios that sum-
the aim of reducing the mother-to-child
marize the recommendations for use of
transmission risk without exposing the
antiretroviral drugs, the guidelines also
include 4 scenarios regarding the mode
of delivery. Other recent revisions to the
S31
Supplement 1982;31:665-7.
federal guidelines. f
Mortal Wkly Rep 2002;51:1013-6. immunodeficiency virus type 1 in pediatric AIDS
Clinical Trials Group protocol 076. J Infect Dis
14. Gerberding JL, Jaffe HW. ”Dear Colleague” 1998;177:557-64.
letter, April 22, 2003. Last accessed: July 29,
REFERENCES 2006. Available at: http://www.cdc.gov/hiv/ 27. Jamieson DJ, Read J, Kourtis AP, Durant
TM, Lampe M, Dominguez K. Cesarean delivery
1. Centers for Disease Control and Prevention. projects/perinatal/2003/letter.htm . for HIV-infected women: Recommendations
Unexplained immunodeficiency and opportu- and controversies. Am J Obstet Gynecol 2006.
nistic infections in infants: New York, New Jer- 15. Centers for Disease Control and Preven-
tion. Revised recommendations for HIV testing
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