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d In Context ..................................................................................................... 1
j Book Basics
1946 and taking up the whole issue. On succeeding days in
1948, the United Nations passed the genocide convention,
which defined genocide and the crimes that could be punished
AUTHOR under the convention.
Shirley Jackson
At the same time, America was immersed in new conflicts
YEAR PUBLISHED stirred up by past fears. The Cold War had started; this period
1948 of nonviolent political hostility between the United States and
its allies and the Soviet Union was linked to the Western
GENRE
powers' fear of the growth of weapons of mass destruction.
Horror
The Red Scare had also begun—the belief that agents of
PERSPECTIVE AND NARRATOR communism or radical socialism sympathetic to Russia lived in
"The Lottery" is told by a third-person omniscient narrator. the United States, working to subvert democracy. In the United
States loyalty oaths were demanded of federal employees;
TENSE Communist sympathizers were scouted; friends turned against
"The Lottery" is written in the past tense. friends and neighbors. In "The Lottery," some see an example
of the atmosphere of paranoia that afflicted close-knit
The Lottery Study Guide Author Biography 2
communities during that time. In the preface to The Magic of dramatization of the pointless violence and general inhumanity
Shirley Jackson, a collection of three of Jackson's novels and in their own lives." She would receive letters about the story for
11 of her short stories, the writer's husband specifically cited the rest of her life.
the long shadow of the concentration camps and the atom
bomb as incitement to horror in her works. The New Yorker's stock response to readers said "The Lottery"
was "just a fable" with many possible interpretations. The
editors explained that the story was meant to show "how the
the early readers of the story, a life and death lottery in a small, and the stage. Some variants add new characters or follow
rural village struck, apparently, very close to where they lived. existing characters. The 1951 radio broadcast explored Mr. and
According to Jackson in the essay "Biography of a Story," Mrs. Hutchinson's feelings about the lottery and added a new
many readers "wanted to know ... where these lotteries were character, a schoolteacher, who protested the ritual. A 1996
held, and whether they could go there and watch." No doubt film adaptation picked up the story of Mrs. Hutchinson's son
such responses confirmed Jackson's sense of the potential after her death. In 1953 "The Lottery" was made into a ballet, a
violence in our uncritical impulses to belong to the crowd, a transformation Jackson called "completely mystifying."
prominent theme in "The Lottery." Satirical television shows in the 21st century, such as South
Park and The Simpsons, have also adapted the well-known
plot. The story continues to exemplify the darkness, plot twists,
The editors of The New Yorker requested that the date of the
lottery—June 27—match the date of the story's publication, and a Author Biography
Jackson agreed. Later she recalled picking up her mail on June
28, 1948, "never supposing it was the last time for months that Shirley Jackson was born in San Francisco on December 14,
I was to pick up mail without an active feeling of panic." 1916 (although Jackson often claimed to have been born in
1919). She is known for unsettling, macabre short stories and
Hundreds of readers canceled their New Yorker subscriptions
novels in which she portrayed psychological horror within
in protest over the story, angry that the magazine would
domestic settings. Her interest in writing fiction began when
publish such a disturbing piece. Over 300 readers, a record for
she was in her teens.
The New Yorker, wrote to the magazine; only 13 were
supportive. Most of the letter writers simply didn't understand At Syracuse University she met her future husband, Stanley
the story. Others inquired if the rituals described in the story Edgar Hyman. They graduated and married in 1940 and moved
really happened. Even Jackson's family was appalled. The to New York City, where Jackson wrote short fiction for
story remains one of the most controversial and well-known magazines and Hyman became a staff writer for The New
pieces The New Yorker has published. Yorker, a position he would hold his whole life. "The Lottery,"
her best-known work, was published in The New Yorker on
Though readers sought ancient parallels to the story, Jackson
June 26, 1948. The story generated more mail than the
preferred to let the work speak for itself. When a writer at the
magazine had ever received about a fiction work. Jackson
San Francisco Chronicle asked Jackson about the meaning of
would receive letters from readers wanting to know the story's
"The Lottery," Jackson said an explanation was difficult. "I
meaning for the rest of her life.
suppose, I hoped ... to shock the story's readers with a graphic
h Characters
Tessie Hutchinson
Initially jocular and friendly, Mrs. Hutchinson is the only villager
to show up late to the lottery, as if she is unconsciously
avoiding it. She becomes frightened and angry when she
realizes she will be the lottery's victim.
Bill Hutchinson
Mr. Hutchinson appears stoically accepting of his fate.
Although he commands authority in the family, he defers to the
town's authority in the lottery. Unlike his wife, Mr. Hutchinson is
compliant when his name is chosen.
Character Map
Bill Hutchinson
Meek man
Spouses
Tessie Hutchinson
Housewife; winner/victim
of the lottery
Neighbors
Neighbors
Mr. Summers
Old Man Warner
Jovial man; conducts
Elderly advocate for tradition
the lottery
Main Character
Minor Character
Old Man Warner talks with Mr. and Mrs. Adams about the Tessie Hutchinson takes a slip. Bill Hutchinson is left with the
"north village" where "folks" are talking about giving up the last slip. One of Nancy's school friends expresses the hope
lottery. Old Man Warner is derisive, saying nothing is good that Nancy is not chosen. Old Man Warner murmurs that
enough for the "young folks"—they might as well live in caves people aren't the way they used to be.
and quit working. He repeats a familiar saying: "Lottery in June,
corn be heavy soon," connecting the lottery to the harvest.
Mrs. Adams points out that some towns have already stopped The Ending
lotteries.
When the Hutchinson children open their papers, the crowd is
Mrs. Dunbar wishes the men would hurry and tells her son to
relieved to find that Davy's is blank. Nancy and Bill Jr. discover
run back and let his father know the outcome. Old Man Warner
their slips are blank and laugh happily. Mr. Summers asks
announces that it is his 77th lottery, and the crowd encourages
Tessie Hutchinson to open hers, but she doesn't do so.
the Watson boy as he draws for the first time.
Summers then turns to Bill Hutchinson, who reveals that his
After the heads of each household have drawn their slips, they slip is also blank. On Mr. Summers's instructions, Bill forces the
pause until Mr. Summers approves, and they open their slips all slip out of Tessie's hand and reveals the black dot made with a
at once. The women all begin to ask, "Who's got it?" They heavy pencil.
c Plot Analysis
Mr. Summers prepares for a second lottery drawing. He
mentions that the first drawing took longer than expected, so
they need to hurry. He asks Mr. Hutchinson if there are any
other households in the Hutchinson family. Mrs. Hutchinson
says that her daughter Eva and her husband Don should "take The Circular Structure
their chance." Mr. Summers reminds her that daughters draw
with their husbands' families. Bill Hutchinson agrees this is fair. The bland and quiet opening of "The Lottery" does not prepare
He then says there are no other households; the family readers for the horrors to come. The setting is simple, a sunny
includes only his wife and their three youngest kids, Bill Jr., morning in a rural village. Equally stereotypical are the
Nancy, and Davy. Given this, the second drawing, in which all characters: children playing on the village green and adults,
the heads of households in the Hutchinson family would have with their talk of "planting and rain, tractors and taxes." With
drawn a slip, will be skipped. The ritual will move to the final this "ordinary" beginning Shirley Jackson sets up a structure
drawing. that is key to the story's power.
With Tessie Hutchinson protesting quietly, Mr. Graves takes The prose of "The Lottery" is deceptively simple, yet buried
Bill Hutchinson's slip back and adds it to the box, which now within it are odd clues, seemingly gratuitous bits of information,
contains five slips of paper. In the final lottery drawing, Davy is and troubling images that do not make sense until the story's
first. Mr. Summers and Mr. Graves help the little boy take a final sentences. Readers must reread the story to see that the
single piece of paper from the box. Nancy draws next, then Bill ending of the story was inevitable from the first sentence in
Jr. After hesitating which the villagers gather for the lottery. The circular story
structure is a hallmark of modernist fiction, in which readers
must construct meaning from the author's choice of language, ritual. His name, of course, evokes that of Adam, the first man
details, and literary devices. "The Lottery" does not experiment created in the Hebrew Bible. The postmaster, Mr. Graves,
with a free-flowing narrative form, like modernist works by offers a three-legged stool to support the box, evoking the
Virginia Woolf and James Joyce. However its demands on the Holy Trinity of Father, Son, and Holy Spirit in Christian religion
reader to decipher the meaning of the text from the author's and carrying with it a suggestion of racism. Summers is the
choices can be found in modernist works such as Conrad's "sunny" man willing to help out with all tasks, good and evil.
Heart of Darkness. Zanini is last, the only name suggesting a resident who isn't
from Anglo-Saxon stock.
Literary Devices and the Force Repetition is another key device in "The Lottery." Individual
words occur over and over until they achieve the status of
of Parable images. Jackson especially repeats the word hands: they are
grasped or clung to, a heavy stone is picked up with both
hands, Tessie's are held out desperately. Stones, too, occur
In "The Lottery" situational and dramatic irony, foreshadowing,
over and over, described by size, location, and finally motion as
symbolism, and repetitions accumulate to transform the
one hits Tessie's head.
second reading of the story. When the ending reveals the
significance of these devices, the story becomes a chilling The effect of these literary devices is to transform the
study of the potential for evil and group violence and the narrative into a parable that functions to attempt to explain the
resistance to difference, diversity, and change. For the careful unexplainable: humanity's darkest forces. "The Lottery" elicits
reader it also provides the opportunity to contemplate terror without any hope for a culture that rejects change, a
dilemmas of his or her time. chilling lesson for a country founded on democratic ideals. The
story attacks the belief in a common humanity and the trust in
The story's setting begins with an example of situational irony:
governmental safeguards that preserve the common good. If
"clear and sunny, with the fresh warmth of full-summer day." In
the rallying cry of Holocaust historians was "lest we forget,"
fact this is a dark day for the residents. The conductor of the
Jackson's story goes further, asking readers to imagine the evil
lottery is Mr. Summers—his name an example of verbal
that resides within the self. In practical terms "The Lottery"
irony—who conducts "civic activities" such as square dances
teaches that survival is the primary matter of self-interest. It
that are as entertaining as the lottery is horrific. "Thought we
raises the question of who among us is strong enough to resist
were going to have to get on without you, Tessie," he says
tyranny when it threatens firsthand.
cheerfully to Mrs. Hutchinson, acknowledging that everyone
present in the square is expendable. Tessie's final words are
an example of dramatic irony, in which readers know
something the story characters do not. "It isn't fair, it isn't right," The Mindless Preservation of
she screams. The lottery only becomes "unfair" to her when
she is the victim, although, of course, the ritual is not "right" to Tradition
a civilized reader.
The description of old lottery traditions, which rituals have
Foreshadowing promotes a mood of dread and anxiety. School survived, and which have fallen by the wayside provides a back
is out and "the feeling of liberty sat uneasily on most of them." story. The reader still doesn't know the purpose of the lottery,
Stones are stuffed in children's pockets and piled in corners, but details show how meaningful it is to the villagers. The
the smoothest, roundest ones coldheartedly preselected by lottery is clearly a communal rite that connects to the
the children. The box, splintered on one side and so foundation of the town and to the villagers' sense of
"wounded," foreshadows the first blow on the side of Tessie's themselves. Late June, when the story takes place, coincides
head. with the summer solstice, in ancient times a season of
celebration and sacrifice. The story of the black box's
Symbols abound in the story. The names show the insularity of construction also demonstrates a link to the past. That the box
this village. Adams is the "first man" on the alphabetical list has no permanent place and is often in the way, even in
prepared for the lottery and the first to suggest the end of the storage, foreshadows the outworn nature of the practice the
both possibilities open. surrogate for the reader. She is the only resident shocked and
confused at the lottery's outcome, just as the reader must be.
The conversations the villagers have during the first lottery She alone expresses feelings of disorientation and
drawing reflect their feelings about the process. Mr. Summers bewilderment as her fate becomes inevitable. Her stoning is
must formally ask questions about the men who can't not fair or right in the reader's sense of justice, but it happens
participate in the lottery, a civic duty. The Adamses openly anyway. Readers are left to decide what this injustice means to
question the ritual. They mention that other towns are them.
considering abandoning the tradition, and some have already
done so and survived. Perhaps they are thinking privately that
the town does not really need a lottery.
Old Man Warner is the only one to explicitly link the lottery to
agriculture and the harvest. Druids had similar sacrificial rites
to ensure good crops, and Old Man Warner evokes a possible
world where societies never developed beyond "living in
caves." Following their rituals will ensure order and abundance.
This parallel suggests the relationship between cruelty and
consumer goods: how much bad behavior will a community
forgive in order to keep food on the table?
Once the heads of families open their papers, the story's mood
changes. Tessie Hutchinson's panicked and accusatory
Plot Diagram
Climax
2 7
1
Resolution
Introduction
Falling Action
Introduction
6. The Hutchinson family draws lots in the final lottery.
1. The villagers gather in the town square.
Resolution
Rising Action
7. Tessie Hutchinson is selected and stoned to death.
2. Mr. Summers makes up the lists of families and households.
Climax
Timeline of Events
Mid-morning
Mid-morning
Late morning
Late morning
— Narrator Old Man Warner, as the oldest man in town, is the staunchest
supporter of the lottery. At the same time he offers no defense
The town relies on tradition as both a binding element and a for the ritual.
— Mrs. Delacroix
"So much of the ritual had been
forgotten or discarded." Ignoring the barbarity of the ritual lottery, sportsmanship is
held up as an example of the civility that preserves the
community. Mrs. Delacroix and other villagers think Mrs.
— Narrator
Hutchinson should accept the fact that by participating, she
knew there was a chance she would be selected.
To give a sense of history and longevity to the ritual, Jackson
adds narrative details about lotteries in years past, including
the stories people tell about past lotteries. Passed-down
"People ain't the way they used to
stories have become part of the mythology of the community.
be."
— Tessie Hutchinson Old Man Warner complains about the fact that Tessie and one
— Tessie Hutchinson
Households
The residents engage in pleasantries and value politeness. her children takes part. The theme of conformity leads back to
They put on a show of kindness and civility to one another, the central theme of the banality of evil. As Eichmann said at
even while conducting the lottery. For instance, Mr. Summers his trial, "I couldn't help myself; I had orders."
Tradition and Ritual Hyman, Stanley Edgar. Preface. The Magic of Shirley Jackson.
By Shirley Jackson. New York: Farrar, 1965. Print.