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Abstract. This essay aims to sharpen debates on the pros and cons of historical epistemology,
which is now understood as a novel approach to the study of knowledge, by comparing it with
both approaches are not always easily discernable. Yet, a reasoned comparison of certain
versions can and should be made. In the first section of this article, I argue that the most
interesting difference involves neither the subject matter nor goal, but the methods used by
the two approaches. In the second section, I ask which of the two approaches or methods is
more promising given that both historical epistemologists and historians of epistemology
epistemic role of perception, I argue that the historical epistemologies of Wartofsky and
Daston & Galison fail to show that studying practices of perception is philosophically
significant. Standard methods from the history of epistemology are more promising, as I show
by means of reconstructing arguments in a debate about the relation between perception and
Introduction
Historical epistemology (HE for short) is an approach to the study of (primarily scientific)
epistemology (HoE), in contrast, is a way of studying knowledge and theories thereof that
derives more from philosophical epistemology. In what follows, I shall compare HE and HoE,
suspiciously: Are there not too many different versions of both HE and HoE, such that one
version of HE might differ more from another one than from a particular version of HoE?
And is the distinction between HE and HoE not simply contingent on the disciplines to which
people belong, rather than on a well-justified distinction between two different forms of
inquiry into human knowledge (cf. Garber, 2005)? To some extent, such worries are not
unwarranted. However, while the differences in the programs and practices of HE and HoE
are not always easy to detect, some can be identified. We are dealing here with a spectrum
that has a gray section in the middle, but also clear black and white end points. Highlighting
the differences between HE and HoE is useful for better understanding both approaches and
This paper attempts to achieve this in two main steps. First, I identify versions of HE
and HoE that are distinguishable and yet similar enough to allow for an interesting
comparison and evaluation. As I argue, the most interesting differences between these
versions of HE and HoE primarily involve neither subject matter nor goals, but method. These
versions both aim to critically reflect current agendas in epistemology, or even to contribute
to current epistemological issues, but differ in terms of tools. The question is, then, which
method is more promising (sections 1.1-1.3). In the second part, I turn to a thorny
epistemological problem that can be found in various forms throughout the history of
philosophy and science: How are perception and judgment related and what does their
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relation mean for the foundation of empirical knowledge (2.1)? I then discuss two versions of
contributions enables us to better deal with epistemic problems of perception, nor how to state
those problems differently (2.2-2.5). Finally, and more constructively, I show how HoE fares
better. I shall use an age-old debate: How to explain the famous moon illusion? (2.6) In the
conclusion (3), I highlight limits of my arguments. While HoE is more promising than HE in
thinking about the epistemic problems of perception, and while there are probably many other
The terms ‘HE’ and ‘HoE’ are used in various ways. We may begin by looking at the
differences indicated by the adjectival construction ‘historical X’, and the composition of
In his defense of naturalism in epistemology, Alvin Goldman (1986) uses the term
limits the term ‘history of epistemology’ to designating works by current philosophers and
historians about past epistemologists and their writings (Goldman, 2008). Thus, in Goldman’s
usage of ‘history of epistemology’, ‘history’ denotes not the object – the past – but beliefs or
claims about the past. That contains nothing illogical. Yet, it is odd that the expression
‘historical epistemology’ should refer most naturally to ideas and works of epistemologists of
the past. Rather, ‘historical’ is better used to qualify the term ‘epistemology’ in a certain way,
family of approaches, to epistemology. This is consistent with how those who coined the
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terminology used the expression ‘historical epistemology’ (or the French epistémologie
historique), and with the meaning intended by those who use it now (e.g., Lecourt, 1969;
Wartofsky, 1979; Daston, 1994; Galison, 2008; Renn, 1995a, b; Rheinberger, 2010). This is
also compatible with the more plausible of Goldman’s claims, namely that ‘history of
epistemology’ refers to the discipline that studies the works and ideas of past epistemologists.
(Of course, ‘HoE’ is also a suitable expression for that past itself, since ‘history’ is generally
ambiguous in this way. In this paper, however, I mostly don’t use ‘HoE’ in this sense,
though.)
epistemology’? It might specify the goal, the subject matter, or the method of such an
epistemology, or some or all of these. For instance, most adherents of what is dubbed
‘naturalistic epistemology’ stick to standard goals of epistemology, but alter the method. They
and a theory that does not only factually state what we take to be epistemic justification, but
that tells us which epistemic justifications to accept and which to reject. As is well known,
naturalists reject the armchair methods of conceptual analysis and thought experiment used by
many anti-naturalists in epistemology, arguing that any identification of the right standards
for justification cannot be achieved independent of empirical science (e.g. Goldman, 1986).
Perhaps the adjective ‘historical’ in ‘HE’ functions similarly. History would then help us to
The adjective ‘historical’, however, might have a different purpose. Compare ‘genetic’
expressions do not simply stand for particular methods for attaining some standard goal of
epistemology. Genetic and evolutionary epistemologies are not theories of what knowledge is,
what its sources and limits are, what should count as epistemic justification or how we can
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improve our epistemic situation. Rather, they are empirical theories about stages and
mechanisms in the development of human cognitive abilities. Thus, the methods used by
these approaches differ from those widespread in philosophical epistemology and redefine the
not) differ only in method, or also in their aims and/or their subject matter. Are we still
playing the same game or not? This is no easy matter, and it is certainly no longer merely a
terminological issue.
three main versions of HE that study different subject matters (Feest & Sturm, 2011): (i)
epistemic concepts that guide and evaluate research (e.g. Wartofsky, 1979, 1987; Daston,
1994; Galison, 2008), such as ‘objectivity’ (Daston & Galison, 2007) or ‘observation’
(Daston & Lunbeck, 2011); (ii) the objects of scientific knowledge or, perhaps better, the
concepts scientists employ to refer to their research objects (Rheinberger, 2010), such as
‘protein’ (Rheinberger, 1997) or ‘heredity’ (Müller-Wille & Rheinberger, 2007, 2009); and
(iii) the structures of long-term scientific developments, such as the origins of mechanics or
the relativity revolution (e.g. Renn, 1995a, 1995b, 2004; Renn, Damerow & McLaughlin,
2004). While these versions of HE differ in subject matter, they exhibit important common
methodological features. For instance, all claim that one ought to study the local contexts of
science as well as draw comparisons across time and place – combining micro history and
macro history. Also, they all aim to study research practices that lead to the introduction or
scientific theories. These methodological assumptions are rarely if ever made by those who
pursue HoE – about which I shall have more to say in section 1.2.
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What about the goals of HE? Clearly the above-mentioned general topics of the three
the study of epistemic concepts is described as a Kantian inquiry – by historical means – into
the “a priori forms of our perception and cognition” (Wartofsky, 1979, p. xxiii), the
conditions of the possibility of certain forms of knowledge and evidence (Daston, 1994, p.
evidence, good reason, objectivity, probability” (Hacking, 1999, p. 58). Second, studies by the
same time, they also touch on debates concerning realism and anti-realism about theoretical
Thus, central versions of HE are motivated by, or try to contribute to, standard
philosophical topics and issues. Indeed, Hacking (1999, p. 58) says that his interest in the
purposes” and wants to “make use of the past for the present” (ibid., p. 55f.). But how? And
for which current philosophical debates? Hacking does not state that explicitly. Daston, again,
justly warning against committing the genetic fallacy, rejects the view that to historicize X is
to relativize it, and also notes “it is not enough to reveal the contingent or accidental character
of our current conceptual categories in order to abandon them. We must put something better
in their place.” (Daston, 1994, p. 284; cf. Daston & Galison, 2007, p. 376) More positively,
she thinks that history can provide us with “conceptual alternatives that may significantly
transform” current debates. For instance, historical analyses of scientific research practices
may show that factual statements are theory-laden in various ways, “from the relatively
innocuous selection of topics, in the sense of Max Weber, to the sinister extreme of ideology,
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in the sense of Karl Marx”. Likewise, HE may reveal that the language of the “neutrality” and
epistemology of the “given” (Daston, 1994, p. 284f.). Does it, however, take thorough inquiry
into the practices of early modern science to arrive at such results, interesting as they may be?
Investing in good old-fashioned armchair epistemology seems sufficient here – and a better
bargain. (Later on (sections 2.4-2.5), I shall argue against a more elaborate example given by
of HE indeed seem to change the game rather than compete with philosophical epistemology
“My use of the term epistemology requires a brief explanation. I do not use it as a
synonym for a theory of knowledge (Erkenntnis) that inquires into what it is that
the French practice, for reflecting the historical conditions under which, and the means
with which, things are made into objects of knowledge. It focuses thus on the process
Let us ignore both Rheinberger’s assumption that epistemology is an inquiry into “what
too restrictive) and his limiting of epistemology to theories of objects of knowledge. What I
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wish to focus instead on is the claim that epistemology studies the “process of generating
descriptive/explanatory and not normative. Renn (2008, p. viif.) likewise states that the “main
But things are not that easy. For starters, it is not clear whether all issues in
epistemology are normative – e.g. the task of defining the term ‘knowledge’. Nor are
questions such as: Do we possess any knowledge at all? Under what conditions is the
knowledge of objects possible? Such issues are at least not normative in the straightforward
sense as questions about standards of rationality or about proper methods of belief revision
projects. Thus Rheinberger (2010, p. 1) claims that HE overcomes the well-known distinction
between discovery and justification (without explaining how it is done), and insists on the
philosophical significance of HE (ibid., 2f. et passim). Renn, again, claims that HE can help
“overcome the problems of the traditional philosophy of science to establish universal norms
of scientific rationality” (Renn, 1995a, p. 2), that it can “reverse the trend of the philosophy of
continued with analytical philosophy” (Renn, 1995b, p. 251), and that it may lead toward a
new synthesis of history and the philosophy of science. Due both to the inherent complexity
hear more about the ambitions of HE, and about how these relate to tasks and projects in
We arrive, then, at some preliminary results. On the one hand, if one assumes that
clearly demarcate their approach from philosophical epistemology. On the other hand, it looks
they fail to make clear how they do so. I shall next consider another historical undertaking,
namely HoE, which has also often stated its philosophical ambitions.
1.2 The ambitions of history of epistemology: Two questions and four possible answers
Not surprisingly, there also exists controversy over the subject matter, goals and methods of
HoE. Most important for the present discussion, views on whether or not the history of
philosophy is necessary or useful for philosophical thinking itself keep changing (Krüger,
1986; Mash, 1987; Sorell & Rogers, 2005). To create some clarity, let me distinguish between
First, should we study HoE systematically, with the intention, for instance, of judging
whether a claim made by Plato or Hume or Kant is (fairly) justified? Second, should we
assume that the problems of epistemology are perennial, and that trying to reconstruct and
evaluate Plato’s or Hume’s or Kant’s arguments is meaningful for current debates, too? These
questions are often conflated, but should be kept apart. One can discuss an assumption taken
from Plato’s Timaeus, rationally reconstructing2 and evaluating his arguments for it using all
the standard tools (e.g., examine the meanings of central terms, distinguish premises and
conclusions, analyze the logical form of the argument, consider its formal cogency as well as
the truth of its premises, and so on) without this evaluation in and of itself contributing to any
current discussion. The same holds for many other topics in HoE.
Now, in principle, four responses to the above two questions are possible: Yes&Yes,
As to the double denial (No&No), surely HoE may be understood as mere description.
One may simply desire to discover what Kant or Hume meant, what caused their beliefs, and
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so on, without bothering with whether they were right and wrong, or whether we might learn
from them for solving current problems. Such an approach evades anachronism and
presentism – at least literally, because we know that even when simply attempting to interpret
a past author correctly it is easy to import concepts and views that are our own and not the
author’s. One often reads, for example, that Descartes or Kant held this or that view on
consciousness which is relevant for our present-day debates; but that may be quite misleading
and distort Descartes’ or Kant’s statements (e.g. Kemmerling, 1996; Sturm & Wunderlich,
2010). What I wish to bring against the No&No response, however, are two other points.
First, a disregard of the method of rational reconstruction is not recommended for HoE.
Robert Nozick (1993, p. xi) has noted that while ‘philosophy’ means ‘love of wisdom’, what
is poor procedure to ignore his arguments for that claim. Second, guidance by systematic
aspirations does not necessarily imply anachronistic treatment of the past. Such guidance may
even be necessary. For instance, a standard issue in HoE is whether a past thinker developed a
new claim or argument. This can only be answered adequately if one compares the relevant
claim or argument with those of that thinker’s predecessors and contemporaries, examining
their reasons in order to determine the precise meaning of their statements. This can require
The doubly affirmative respondents (Yes&Yes) say that we should reconstruct past
epistemological views not only with an eye towards their justification, but also assume
continuity between past and present epistemological aims, problems, and methods. This
stance treats classical authors like great contemporaries that help us avoid repeating mistakes
(e.g. Kenny, 2005) or that raise our own discussion to a higher level. Bennett (1966) treated
Kant in this way, as has Burnyeat (1990) Plato, and Williams (1978) Descartes. This approach
has come under attack even by some analytically trained philosophers who argue that the very
formulation of philosophical problems and methods often depends on the history of the
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sciences (e.g. Krüger, 1986; Hatfield, 1996, 2005) or, as in Garber’s (2005) “antiquarianism”,
on even broader intellectual and social contexts. The more contextualization we want, the
more difficult it may become to see how to differentiate between HoE and HE with its typical
call for rich contextualization. Where to draw the line here is difficult to determine. However,
I do think that some histories of epistemology succeed in delimiting their tasks such that they
insofar as these points are combined with the idea that one can try to reconstruct past views
with an eye towards their justification, these critics at least approximate the Yes&No position.
So what is preferable, the Yes&Yes or the Yes&No position? Both have advantages
and limits. The Yes&No respondents are at least right in emphasizing that not all
epistemological problems are perennial, many current ones have origins worth studying, and
that doing HoE in this way can help to reflect or reform today’s agendas in epistemology (e.g.
Stroud, 2011). As noted above, Daston holds a similar view on the function of HE – which is
another reason why we must discuss which tools or methods are better suited to address
epistemological questions. More on this later. For now I want to stress that I see no principled
reason for claiming that no philosophical problems and methods are (relatively) permanent. Is
it not striking how parts of ancient texts like Aristotle or Plato still speak immediately to us?
Insofar as this is the case, the double affirmative (Yes&Yes) can surely be right.
To sum up, I think one should never respond to both questions in the negative, should
sometimes respond to both in the affirmative, and should on on other occasions say Yes&No.
To complete the list, a No&Yes position would obviously be irrational: it makes no sense to
claim one can learn from a claim of a past thinker but deny the need to examine the meanings
of that claim and the rationale for it. We sometimes speak of Kant’s or Aristotle’s great
insights, but we cannot intuitively or immediately grasp those insights; we must reason our
I shall rest my case concerning these issues here. For the upcoming comparison
(1) Anyone endorsing the Yes&No view need not be worried by the objection, often
raised by historians of science, that philosophers assume their problems do not change over
time. A similar point may be made regarding, say, philosophical concepts, methods,
philosophers seek universal (i.e. unchanging) norms for scientific rationality. For instance, a
defender of the Yes&No view can question whether it is advisable to reconstruct a past
thinker’s argument using logical or semantic tools that were not at that thinker’s disposal, and
instead examine how the argument looks in terms of the tools that were at his disposal. Even
when an interpreter finds the past logic flawed and claims that the argument can be rescued by
using a modern logic, that does not commit him to claiming that the more modern logic is
valid from here to eternity. The Yes&No view of HoE is compatible with a good dose of
(2) In addition, the Yes&No view comes in different varieties. At one end of the
end we find connections to past science. To some extent, a tight dovetailing of epistemology
and science in HoE is desirable. Consider Galileo, Descartes, and Leibniz, or Hobbes and
Hume, or Helmholtz, Wundt and Frege: which elements from their works count as scientific
and which as philosophical? Any study of such authors and their inquiries must set its own
limits and sort relevant material from that which is irrelevant. Accordingly, Wolfgang Carl’s
(1994) work on Frege’s theory of sense and reference, Michael Friedman’s (1992) work on
Kant’s reflections on natural science, Gary Hatfield’s (1990, cf. 1996) work on the
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Wilson’s (1995) work on scientific instruments in the early modern era and their relevance for
philosophical debates over essences and realism all lie at different points along the spectrum.
But despite such difficulties, the Yes&No view of HoE makes a good competitor for HE –
and the more so when it brings into play relations between past epistemology and science.
(3) So, when I compare HE and HoE in this paper, I consider only versions of both
approaches that share a broad philosophical goal: those that ultimately hope to solve
approaches, however, differ in method. HoE deals with epistemological questions by means
texts or in the more philosophical parts of scientific writings. This can be done for its own
sake (or for an improved understanding of past thinkers) but it also at least makes it possible
for us to compare them with current arguments – although such comparison often involves
bringing into play not only the historical arguments themselves but also the problems,
methods and broader goals behind them, given that these may have changed, too. In contrast,
HE focuses on epistemic aspects of past science, such as the emergence of new epistemic
concepts and objects, the varieties and competition of epistemic standards, the structure of
knowledge development but always does so by examining what the historical sources tell us
about the actual research practices of science. Certainly proponents of HE do not rationally
reconstruct past epistemological arguments in the way typical of HoE. Some defenders of HE
even reject philosophical tools such as logic or linguistic analysis (e.g., Renn, 1995b, p. 2).
If a goal is shared, then one can discuss which of the proposed methods is better suited
to achieving that goal. Of course, one might compare HE and HoE even if these approaches
differ in both methods and goals, by saying that goals, too, can be compared and criticized.
For example, if historical epistemologists should have no philosophical ambition after all, or
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should confine themselves to purely descriptive or explanatory goals of the history of science,
So, which of the methods better suits the shared goal? In the second half of this essay,
I shall present arguments that speak for those of HoE. One might try to develop a general
argument in favor of this claim; but presumably, this would not convince adherents of HE,
given their skepticism about such arguments. It is better to work with a striking example, a
specific epistemological topic where there exist contributions from practitioners of HE and
HoE. I’ve chosen a problem with an interesting and rich history in the history of philosophy
and the sciences: the relation between perception and judgment, and its role in
epistemological questions.
The concept of perception has a long history in theories regarding the justification of
empirical knowledge. To know about the world around us, we must perceive it. We expect
that perception can play such a role because it is passive: it gives us information about the
world whether we like it or not. However, familiar problems arise from this commonsense
The first problem derives from the existence of misleading perceptions, such as
hallucinations and illusions. How things are and how they appear to us might not be the same
– a point involved in puzzles, some of which have been discussed since ancient times (see
e.g. Burnyeat, 1979). A common suggestion is that we must, and can, check our perceptions
using certain fundamental judgments – particularly judgments about our perceptual relation to
reality. The second problem, however, threatens to undermine this solution. It pushes further
the claim that perception must be closely related to judgmental activities if it is to play an
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epistemic role: To empirically refute or justify a knowledge claim requires that the content of
one’s relevant perception share the judgmental content of the relevant knowledge claim.
(McDowell, 1994; cf. Schumacher, 2004b). My knowledge that there are more than three
persons in a certain room requires someone’s perception of them, that someone being me or a
reliable expert who transfers his knowledge to me. But it is also necessary that my perception
be structured in a certain way, namely in such a way that the perception can be used to justify
the knowledge claim. When concepts, judgments, or inferences enter, however, the perceptual
window to the world may become smudged or scratched. Also, if and insofar as judgments
fully permeate perceptions, it may be that we are not checking empirical claims by means of
perception but only reinforcing what we already believe. It would be nice if there were some
non-conceptual or non-judgmental content of perception after all. This, however, leads back
In various ways, the two problems have been a longstanding source of perceptual
theory and epistemology. Descartes, Kant, Helmholtz, the Logical Empiricists, Popper,
Hanson, Kuhn, and many others give different answers to these two questions. Even when
terminology, basic assumptions, and goals differ somewhat, the differences between today’s
epistemology and that of the past are rather minor. How do proponents of HE deal with these
epistemological problems of perception? In the following, I shall discuss two major proposals.
In an essay written in 1973, Marx W. Wartofsky claimed that “perception has a history” and,
questions are wrong, and […] what is needed to replace them is an historical epistemology”
(Wartofsky, 1979, pp. 191 and 189).3 Two questions arise here: First, how is the claim that
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As to the first question, Wartofsky has two suggestions: On the one hand, such an HE
could be a history of perception itself; on the other hand, it could be a history of theories of
perception. He prefers the first solution and considers the second option a “meta-theory” to
HE (Wartofsky, 1979, p. 198). One might think here of work in the history of perceptual
theory and its relation to epistemology (e.g., Hatfield, 1990, 2002; Schickore, 2006; Turner,
Wartofsky’s point is not that our perceptual abilities have a “natural” history to be
Rather, the history of “human perception begins to develop only” where its natural histories
end; it begins with human “praxis” or action. In other words, perception is historical because
which it causally influences, and is causally influenced by, the two basic human activities of
communication and production, and the resulting artifacts and representations. Artifacts and
representations are tools for refined action, but only by going through a stage of refined
perception. Refined actions lead to more refined tools and representations, which lead to even
more refined actions, but only through a stage of even further refined perception… and so on.
Wartofsky (1979, p. 205f.) concludes, therefore, that there is no “perceptual neutrality”: “for
perceiving organisms, what is ‘there’ is always a product of their activity, and that cross-
section of the world which this activity encounters and transforms into an environment.” To
use one of his examples, when a hunter hears the crack of a branch, or sees a sudden flight of
birds, he “transforms that very sound and sight into an artifact – an instrument – of the hunt
itself” (ibid., p. 206). A second conclusion – not distinguished, but in fact different – of
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Wartofsky’s considerations is that not only are our perceptions caused by our intentions and
actions, but “nature itself” is caused in this way (ibid.). Influenced here by Kuhn, he claims
that the “plasticity of perception is evidenced, for me, by the fact that, as styles or canons of
representations change, historically, the world has seen changes as well” (ibid., p. 206).
Even if we dismiss the second, more problematic conclusion,5 Wartofsky’s argument for the
dependent on human action, and that it is a mode of human action.6 To begin, if Wartofsky
claims that perceptions are not identical with, but are caused by, actions, and therefore have a
history, then this is trivial. No one doubts that perceptions can be caused by actions and that
products of conscious human action have a history. If, on the other side, Wartofsky would
stick to the identity claim, then this is quite doubtful. To show how murky Wartofsky’s views
are, one must realize first that he also alternates between speaking of perception as perceptual
processes and as perceptual faculties.7 In which sense could perception be considered a form
of action? Obviously, faculties cannot properly be called actions, being processes of a certain
kind. Wartofsky must mean perceptual processes. But that is implausible as well. We are
given a few examples – a hunter perceiving a flight of birds, say – but no argument for why
all perceptual processes are actions. The examples are also highly debatable. When a hunter
hears a crack or sees birds fly up, his attention to the events, and therefore his consequent
perception, does not show that the perceptions themselves are actions. More specifically, the
contents of the hunter’s perceptions will still be something passive. There are strong limits to
the plasticity of perception, as is well known from perceptual illusion (Fodor 1984): When I
see a pencil bent in a glass of water, I can know that it is not actually bent, and I may even
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know why the illusion occurs (because of the refraction of light in water). Knowing that a
perception is illusory, or why it is so, normally does not eliminate the illusion. This “cognitive
impenetrability” of perceptual illusion shows that perceptual content is at some distance from
judgmental activity. Similarly, if the hunter realizes that he did not actually hear a flock of
birds but was perhaps a victim of some intricate illusion set up by Greenpeace activists, he
will nevertheless have had certain perceptions, quite independent of his intentions and actions.
And, most likely, even if the subject isn’t a hunter, he will still perceive something looking
Furthermore, there is also the question of how an HE of perception would change the
earlier (section 2.1), Wartofsky seems to have something like the second one in mind. As he
says, perceptions can be influenced by conceptual activity, in which case they may vary
own sense (e.g., 1979, p. 190). But he does not elucidate how, given his historicist view of
2.4 Daston & Galison: Research practices shape which perceptions are epistemologically
relevant
In Daston and Galison’s (2007) illuminating history of the epistemic category of objectivity,
perception is also viewed as having a history and, indeed, plays a central role. Unlike
Wartofsky, Daston and Galison do not maintain that practices shape perception itself but that
they do shape views about what kinds of perception can ground claims to objective
knowledge. Moreover, they do not focus on practice in general, but on specific scientific
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practices that “establish the acceptable forms of knowledge generation” (Galison, 2008, p.
“… close consideration of these practices seldom enters into the ancient and still
continuing philosophical debate about the epistemological status of vision per se.
Whether vision is repudiated as a false guide, leading the unwary astray with the gleam
is conceived abstractly in this debate, as the same faculty for Plato and George
Berkeley, René Descartes and Arthur Schopenhauer. Proponents and opponents treat
theories and valorizations of vision historically and with discerning attention to nuance,
but they rarely address the activity of seeing. … we have focused on practices of seeing,
rather than theories of vision. We nonetheless hold these practices as well as theories to
be of philosophical import. They dictate not just how the world looks but also what it is
– what scientific objects are and how they should be known” (Daston & Galison, 2007,
p. 368f.).
Here we have two important claims: (A) Daston and Galison want not to study the history of
perceptual theories but to focus on, say, “practices of seeing” instead of theories of vision and
(B) claim that these are nevertheless of “philosophical import” because these practices (in
conjunction with theories) “dictate not just how the world looks but also what it is – what
Daston and Galison investigate the history of the ideals and practices of atlas-making
from the eighteenth to the twentieth centuries. They identify three epistemic ideals that
emerged successively and that shaped practices of scientific objectivity as illustrated by atlas
images (ibid., pp. 18, 42-50, 371): “truth-to-nature” (the researcher selects and synthesizes
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observable features in order to then visually represent the general essences of objects),
observed objects independent of any preconceptions, and typically uses mechanical devices to
achieve those representations), and finally “trained judgment” (the expert interprets certain
patterns of objects in order to group them as families). These ideals, so the argument goes,
determine (at least in part) what counts as empirical evidence. Certain kinds of perceptions
and the related empirical claims may be acceptable for one scientist but not for another.
Standards of evidence can vary with epistemic goals. In other words, we cannot take methods
for granted, but must evaluate them relative to certain research goals.
From a historical point of view, the interest in research practices provides a more
comprehensive picture of past science; it concretizes how scientists understood their goals and
methods; it helps check whether they could live up to ideals of evidence; and it reveals when
ideals were influenced by new instruments, or how instruments or images were adapted to
new ideas regarding empirical evidence. So, there is a good deal to be said in favor of claim
(A).
Several problems must be noted, however, when it comes to (B), the assumption that a history
of the practices of perception is philosophically relevant. I see four. To reveal the first two, it
is necessary to break down the overly complex citation given for (B) into two different
versions.
(1) There is, first, the claim (B*) that “practices of seeing … dictate not just how the
world looks but also what it is – what scientific objects are and how they should be known”.
The last ten words of this statement can be read as referring to what scientists, based on their
21
“practices of seeing” should believe about objects and how those objects should be known.
Since Daston and Galison maintain that their historical analysis of these practices is of
believe as a matter of fact about their practices, irrespective of whether these beliefs are right
or wrong. What might that import be? One cannot simply use historical evidence for certain
research practices and their development to contend that this evidence already shows what the
world actually (or at least on our best considered judgments) looks like or what objects it
contains. That would be committing a genetic fallacy, against which Daston (1994, p. 284)
justly warns.
(2) One might also simply concentrate on a certain part of the claim as follows: (B**)
“practices of seeing … dictate … what scientific objects are and how they should be known”.
Here the problem is that it is unclear how this is related to the further claim about the
historical variance of standards of evidence that is so important to Daston and Galison’s work.
One can accept that standards of evidence develop historically, namely relative to changing
epistemic ideals, without accepting that “practices of seeing” sufficiently determine what
counts as a scientific object and how it should be known. The careful reader of the long
passage quoted above may have noted that Daston and Galison do not maintain that practices
by themselves would “dictate … what scientific objects are and how they should be known”.
Rather, in the previous sentence the authors state that they take both “these practices as well
as theories to be of philosophical import”, followed by the claim that “They dictate not just
how the world looks but also what it is…”. And yet practices of perception do not even play a
necessary role in this. According to Daston and Galison’s own argument in favor of the
mechanical objectivity (record all minute particulars!), and trained judgment (discover family
resemblances!) – that explain why standards of evidence change. Plausibly, practices follow.8
22
(3) It is unclear how a history of practices of perception can help to solve standard
epistemological problems about perception and judgment (section 2.1). In various ways,
Daston and Galison identify versions of these problems: e.g., as the attempt of those who
subscribed to the ideal of mechanical objectivity to avoid distorting judgments even if in fact
they could not (2007, p. 320f.) or as a “worry about variable observers” (ibid., p. 369; cf. p.
278). But they do not pretend to solve these problems. Rather, they want to emphasize the
plurality and sometimes even the conflict of epistemic ideals or virtues: “a plurality of visions
of knowledge … is likely to be a permanent aspect of science” (ibid., p. 371; cf. e.g. pp. 33f.,
40, 370). Whether that is true or not, it does not help to solve any epistemological problems
(4) Finally, if the variance of epistemic ideals does the main job in explaining why
standards of evidence have changed, then it seems reasonable to tell a different kind of story:
namely, one ought to look more closely at why scientists came to accept certain goals or
ideals, and how they developed views about scientific methods and standards from them. One
could – and probably should – reconstruct the fine-grained details of the epistemological
arguments and debates in which the scientists were involved. Of course, this would mean
Now I would like to further strengthen the view that the reconstruction of the reasoning, that
is, the precise arguments used in the debates among past authors, is better suited to address
ongoing epistemological debates than examining research practices and how they have led to
the emergence of certain epistemic concepts. I use a topic that remains linked to problems of
perception (section 2.1), but – in order to reach historical epistemologists as well – in the
context of the history of science: perceptual illusions. Much past research on these illusion
23
was motivated not only by the wish to explain them but also to learn how to avoid drawing
misleading inferences from them (Schickore, 2006). We need to understand why a pencil
placed in water looks bent even though we know that it is straight, why visual sensations of
rapidly moving bright objects (lightning, comets, or the like) persist for some time after their
external causes are gone, and so on. Only when we know how such illusion is to be explained
can we know which perceptions are reliable. Moreover, by studying whether or not higher
order cognitive processes are involved in illusion, one can also learn whether these processes
One of the most familiar of all perceptual illusions has puzzled astronomers since
antiquity, and later also physiologists, opticians, and psychologists (Plug & Ross, 1989). The
horizon moon appears larger than the zenith moon, while its physical size, its distance from
the Earth, and even its visual angle to the retina (about 0.5°) remain unchanged. Several
competing explanations for this phenomenon exist, and sophisticated experiments in recent
decades have not helped to narrow down the number of theories (Hershenson, 1989; Ross &
Plug, 2002, p. 180). Among the still popular explanations of this illusion are two: the so-
called perceived-distance theories, and the angle-of-regard theories. The first – defended by
Al-Haythem, Descartes, and Robert Smith, among others – states that any object seen through
filled space (such as the moon across terrain at the horizon) appears larger than an object at
the same visual angle but seen through empty space (such as the zenith moon). The second
theory – held by Ptolemy, Berkeley, and others - claims that the zenith moon looks smaller
because the viewer lifts his head and eyes to an unusual position.
In the twentieth century, the angle-of-regard theory was experimentally defended by the
psychologists Edwin G. Boring and colleagues in the 1930s and 1940s (Boring, 1943; Holway
& Boring, 1940a, 1940b; Taylor & Boring, 1942). Against their views, Lloyd Kaufman and
Irvin Rock launched objections in the 1960s, defending the perceived-distance theory
24
(Kaufman & Rock, 1962a, 1962b; Rock & Kaufman, 1962a). They used devices to measure
virtual “moons” and added or eliminated terrain between viewers and those “moons”. The
effect of terrain was established in both directions: Excluding terrain from horizon “moons”
eliminates the illusion while adding terrain to zenith “moons” creates the illusion. These data
But the perceived-distance theory does face objections, one of which Boring was eager
to point out: If the mind, being presented with the retinal image of the horizon moon, takes
into account the seemingly greater distance to the horizon, and then computes from this the
size of the moon in this position, then people would not perceive the horizon moon as closer
than the zenith moon. But they do. Subjects frequently report that the horizon moon looks
closer - and the zenith moon looks farther away! More dramatically, they report that the
horizon moon appears to float somewhat in front of the horizon. This is called the
“secondary” aspect (Egan, 1998, p. 606) of the illusion: We are faced not only with a size
illusion (the “primary” aspect), but with a distance illusion as well. Researchers also speak of
a “size-distance paradox” of which the moon illusion is a primary example. The illusion is
even considered a Kuhnian anomaly for a basic law of perception, the size-distance-
Kaufman and Rock did not neglect the secondary aspect, but they denied that it refutes
their explanation. They distinguished between “levels” of perception (Rock & Kaufman,
1962b, p. 908): perception involves judgment, whereas mere registration does not. On the one
hand, the mind unconsciously “registers” a certain distance on the basis of a certain cue
(visible terrain). Then, by taking account of this registered distance, the mind is said to
achieve a representation of a certain apparent size of an object. On the other hand, the reports
on the apparent closeness of the horizon moon ought to be understood as statements about
consciously “perceived” distance, based on the registration of the moon as particularly large,
25
and merely elicited by the experimenter’s question. This is why their explanation has been
described as the “further-larger-nearer theory” (Dees, 1966; Plug & Ross, 1994, p. 327).
Boring pointed out that reports about the closeness of the horizon moon can also be
viewed as expressions of a rule about perception, “Euclid’s law”: “a receding object appears
to shrink in size as its retinal image shrinks; and conversely, mutatis mutandis” (Boring 1962,
p. 905). This is incompatible with the SDIH. It cannot be the case that the SDIH and Euclid’s
law work at the same time on the same processes. Boring added, only half-jokingly, that
Kaufman and Rock had not gone far enough in using their distinction between registered
“Under Emmert’s law the moon is thus, because of its remote registry, perceived as
large. Looking large, it seems, under Euclid’s principle, near. And might one not add
that, under Emmert’s law appearing near, it looks small? That would be the whole circle
of the logic of these two principles: the horizon moon, being far, is big; being big, is
Rock and Kaufman (1962b, p. 908f.) replied that their distinction was not ad hoc, but
the moon illusion). But instead of explaining why the horizon moon does not appear smaller
due to its apparent nearness, they just repeated that the distance perception is not a
phenomenal experience but only a judgment. They insisted that the apparent nearness of the
reflecting on its adequacy. Historical comparison helps here. Would Kant not have agreed
with Kaufman and Rock’s view that the secondary aspect of the illusion is not sensory but
26
judgmental? He would not. In Kaufman and Rock’s reconstruction, subjects are said to judge
or perceive that the horizon moon appears nearer, not, of course, that it is objectively nearer.
When Kant applies his distinction between sensory representations and judgments – which he
does with reference to the example of the moon illusion (Kant, 1900ff., vol. VII, p. 146) – the
notion of judgment is used for what subjects state to objectively be the case. Kant uses the
perception-judgment distinction to defend the senses against the charge that they mislead us,
when in fact a careless use of the understanding is responsible for erroneous judgments. Thus
sensory representations as such need not involve any judgments. Of course, our judgments
may turn out to be false. For instance, we err if from our perceptions we infer that the moon is
actually bigger at the horizon than in the zenith. But we do not err when we simply apprehend
the horizon moon as being near, or when we report this perception. And although Kant does
not mention the secondary aspect of the illusion, his distinction allows him to view this aspect
as being as phenomenally real as the first one. Kaufman and Rock’s distinction does not.
This shift in the meaning of the perception-judgment distinction did not appear out of
nowhere. Since the nineteenth century, especially due to the influence of Helmholtz, the idea
unconscious judgments and inferences to explain the moon illusion as such, which is different
from Kant’s attempt to analyze the epistemological role of judgment in making empirical
knowledge-claims, namely their role in avoiding error. The notion of unconscious inferences
remains present in Rock’s theory of perception (Hatfield, 2002), but the epistemological aim
psychological research.11 However, given problems such as those raised by Boring, we should
be careful when transferring this vocabulary from one domain or agenda to another.
27
What does all this mean for epistemological problems of perception? As to the first
epistemological problem – how things appear and how they really are might not be the same –
the rational reconstruction of the foregoing historical episode reveals that it is naïve to claim
that we should check perceptions by means of reliable judgments or theories about our
relation to reality. This does not mean, of course, that the moon illusion does not occur. But
we do not know why it occurs. As to the second problem – how to prevent perception from
being biased by conceptual or judgmental activities – the episode supports the view that we
can distinguish conceptual and non-conceptual content in perceptions. It is only when we take
an epistemological interest in perception that we must judge whether or not the perception
presents things as they are. Of course, there are other options for dealing with the problem,
such as denying that all conceptual activity involved in perception must lead to biases (e.g.
Schumacher, 2004a). But discussing these options would go too far here. It is interesting,
though, that the rational reconstruction of debates and arguments in past science invites us to
3. Conclusion
I have argued against the usefulness of HE, and in favor of HoE, for discussing
epistemological problems. HE suffers from ambiguous goals and fails to make clear how it
To support HoE further, I have rationally reconstructed arguments from a short but
significant historical debate on research in perceptual illusion. It has become clear that our
understanding of the relation between perception and judgment has changed. But that
involves no historicity of perception as such. The story is not one of perception relative to
practices, but one of understandings of the concepts of perception and judgment relative to
problems and arguments that philosophers and scientists face. Also, I have shown how this
28
historical debate can be related to familiar epistemological problems about perception. All
this becomes clear only if one invests a sufficient amount of rational reconstruction and
critical appraisal of past scientific and philosophical reasoning. It is perhaps obvious why
HoE does better than HE: some of its standard methods are not much different from those of
epistemology simpliciter.
Still, my conclusions limited. I did not show that studying research practices is never
epistemologically useful. For instance, when asking whether scientific standards are
quite useful – but, again, only if their analysis is firmly embedded in the reconstruction of
important one). But it should be clear how to develop analogous examples, and how
counterexamples would have to be presented to overcome or limit my doubts about HE. For
now, I continue to prefer the standard methods of HoE over those of HE.
Acknowledgements
I thank Alix Hui, John Carson, Uljana Feest, Kyle Stanford, Jens Timmermann, and two
anonymous referees for valuable comments and criticism. Cynthia Klohr made helpful
suggestions for wording the text. Special thanks go to Lorraine Daston, Hans-Jörg
Rheinberger and Jürgen Renn, whose work provoked me to think more clearly about the
relation between philosophy and the history of science. Completion of this essay was
supported by the Max Planck Institute for the History of Science (Berlin) and by the Spanish
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1
Exceptions being, e.g., the philosophers Marx Wartofsky and Ian Hacking (below more on both). The latter
prefers to describe his work not as belonging to historical epistemology but “historical meta-epistemology”,
arguing that the former notion refers more to historical accounts of the development of scientific knowledge
whereas his – and Daston’s – work is more about the historical development of epistemic concepts such as
‘objectivity’, ‘rationality’, or ‘knowledge’ (Hacking, 1999). Moreover, “historical meta-epistemology”
supposedly falls under “historical ontology” (Hacking, 2002, pp. 7-12). Things get complicated here, because at
least one other version of historical epistemology, namely that of Hans-Jörg Rheinberger, is about what Hacking
calls “historical ontology”, or the history of objects of science. It suffices to note these terminological
juxtapositions; from now on, I shall ignore them (a few reasons for considering Hacking an historical
epistemologist can be found in Kusch, 2011).
2
Historians resent the term “rational reconstruction”, but they need not. As Kitcher (1993, p. 13) says,
“philosophically oriented history should not reconstruct in the sense of drawing lines that would have to be
altered in a more detailed presentation”. Admittedly, rationalizations often do not provide the true causes for the
adoption of a belief or the acceptance of a method. Whether Kant was truly awakened from his dogmatic
slumber by Hume’s reminder about causation is doubtful (Carl, 1989). And according to Schaffer (1994),
Kekule’s dream story of how he discovered the benzene ring was made up afterwards. But it still is possible that
rationalizations are sometimes correct explanations. Moreover, we should distinguish between reasons for the
acquisition of and reasons for sustaining a belief. Even when a belief has not been adopted for the reason the
philosopher or scientist officially states, it may well be sustained later on for that reason. Finally, rational
reconstructions are methodologically recommendable: When an author makes a certain claim only once, or
without any premises on which the claim is based, or without any inferences made from the claim, then the claim
should not be taken seriously. In contrast, claims involving many premises and consequences give good reason
to believe that the author meant them seriously. So we should look for these kinds of inferential items when
trying to identify an author’s beliefs.
3
The paper is related to others in his work (e.g., Wartofsky, 1976, 1983a, 1983b, 1987; cf. Gould, 2003, p. x;
Dolling, 2003), and is probably the first publication where HE was advanced in the English-speaking world.
Wartofsky (1928-1997), an editor for the Boston Colloquium for the Philosophy of Science, organized various
events during the 1970s to promote his approach (see e.g., a session on “Historical Epistemology and Scientific
Practice”; Anonymous, 1975). Another paper, from 1977, reveals that Wartofsky was aware of Bachelard,
Foucault, and Lecourt. So, he might have taken the term ‘HE’ from that tradition (Wartofsky, 1979, p. 121) – but
he does not mention any doctrine he adopted from it.
4
Wartofsky’s approach does contain Marxist elements. For instance, he claims that “our modes of cognitive
practice change with changes in our modes of production, of social organization, of technology and technique”
(1979, p. xxii; cf. Gould, 2003, p. x). However, his arguments for the historicity of perception do not depend on
these elements.
5
This conclusion even questions some of his own statements, e.g.: “My own view ... is an explicitly realist view
of perception in ... that the ‘objects of perception’ are taken to be independent of perception, though they are
mediated by an activity of perception” (Wartofsky, 1979, p. 193).
6
For the claim that perception is to be explained or caused by actions: “... the forms or modes of perception, its
structures themselves, are historically variant; ... this variation is related to historical changes in the forms or
modes of human action” (Wartofsky 1979, 189). Or: “... in its very genesis, perception is linked to that practical
interaction with an external world” (ibid., 194). For the claim that perception is itself a kind of action: “...
perception is a highly evolved and specific mode of human action (or praxis)” (ibid., p. 189). “I take perception
to be a mode of outward motor action” (ibid., 194). “... perception is understood as a mode of human action; ... it
is therefore ... endowed with all the qualities of human action or praxis, namely: effectiveness in the world
(causal efficacy); intentionality (as it is involved in the conscious teleology of human action); and, necessarily, a
mode of physical or organic activity ... and exhibiting ... the specific features of reflexiveness or internal activity
characteristic of such other organic functions as digestion, emotion, or hormone balance” (ibid., p. 196).
7
For the faculty view: “I take human perception ... as the specifically human faculty which develops only after
biological evolution of our sensory system has been completed. That is to say, I take it as an historically evolved
faculty...” (Wartofsky, 1979, p. 189).
8
In conversation, Raine Daston has emphasized that much of her claims concern the emergence of epistemic
concepts: practices precede the “crystallization” of a concept like objectivity. One can grant this only to a certain
extent: (1) If one writes a history of the emergence of X one must already have a preliminary (if minimal)
understanding of X, since only then can one sort out historical material properly; also (2) for the material to be
sorted out properly, there had to be an at least implicit understanding on the side of the historical agents that
35
what they were doing falls - in a minimal sense - under 'X'. Daston justly cautioned me that this is true for any
history whatsoever, even for biological accounts of species development. The further one goes back, the less the
ancestor resembles a current organism (or epistemic concept). Still, there must be continuities.
9
The SDIH describes the relation between the perceived size S of an object with a given visual angle α and the
perceived distance D between object and observer: S = tan α × D. This is a function based upon the physical
facts about the relation between the size of an object, its distance to a viewer and the visual angle of the object
on the retina, formed by the light traveling from the object to the viewer (Hershenson, 1989).
10
Emmert’s law (Emmert, 1881) states the same relation the SDIH but only for afterimages: Create an
afterimage on your retina by looking at some color stimulus for a sufficient time (30 or 60 seconds will do).
Next, look at a white wall at a greater distance. The afterimage appears “blown up”, depending on the distance to
the wall.
11
Even in recent papers: Kaufman & Rock, 1989; Kaufman & Kaufman, 2000; Kaufman et al., 2007.