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The material sources on this subject are the provisions of the Penal Code,
the C o d e of C r i m i n a l P r o c e d u r e , certain British Statutes and the
interpretation by the judiciary of these provisions. Jurisdiction is an aspect
of state sovereignty and it refers to judicial, legislative and administrative
competence. 1 Although it is an aspect of sovereignty, it is not co-extensive
w i t h it. I n t e r n a t i o n a l law circumscribes a state's right to exercise
jurisdiction. 2 Some principles on the basis of which criminal jurisdiction is
exercised, are : 3
(1) The territorial principle;
(2) The principle of personal jurisdiction (the principle of nationality);
(3) The universal principle;
(4) Special jurisdiction, exercisable under specific conventions relating to
particular types of offences (extradition etc.).
The IPC is one of the most comprehensive penal code anywhere in the
world. 4 The statute, though of colonial vintage, has shown its resilience in
the fact that even one hundred and forty five years after it was originally
passed, the entire statute remains substantially unaltered. 5 The territorial
coverage of the IPC extends to the whole of India, barring the territory of
the State of J&K. which has enacted its separate criminal law. The general
principle of criminal jurisdiction is that jurisdiction is determined by the
locality of the offence irrespective of the nationality or other similar
attributes for the offender.6
Territorial Jurisdiction: Section 2 of the Penal Code declares that every person
shall be liable to punishment under the code and not otherwise for every act
or omission contrary to the provisions of the code of which he shall be
guilty within India. A foreigner committing a crime in India cannot plead
ignorance of Indian Law.7 A person who in India instigates the commission
of an offence outside India is also liable to punishment under the Penal
Code. 8 It has also been held that foreigners who initiate offences9 abroad
that take effect on Indian territory are amenable to Indian jurisdiction. The
Supreme Court explained in Mobarik Ali v. The State of Bombay10 that the
basis of jurisdiction under S. 2 is the locality where the offence is committed
and that the corporeal presence of the offender in India is immaterial. In
that case the accused, a Pakistani national, while staying at Karachi made
false representations through letters, telephone conversations and telegrams
to the complainant at Bombay and induced the latter to part with money at
Bombay. When the accused subsequently came to Bombay he was
prosecuted for cheating. The Supreme Court held that the offence was
committed by the accused at Bombay even though he was not physically
present there.
As far as jurisdiction in criminal matters is concerned, by and large it
depends upon the territorial aspect of the crime. It was observed by the
court:11
The general rule in criminal law is strictly territorial- so that a
man is subject to only criminal law of the country where he is,
and that his conduct there whether by acting, speaking or writing
shall be judged of as criminal or not by that law and no other.
This position has two exceptions namely when the crime commences
outside the territory but concludes within it or has an effect in it and when
the crime commence within the territory but has an effect or is concluded
outside it.12
The Permanent Court of International Justice in the Lotus case held that:13
International law as it stands at present, does not contain a
general prohibition to extend the application of their laws and
jurisdiction of their courts to persons, property and acts outside
7. Jitendranatk Ghosh v. The ChiefSecretary to the Government ofBengal, (1932) 60 Cal. 364.
8. See S.108A of Indian Penal Code.
9. Chotelal v. Emperor, 36 Bora. 524; Wheeler v. Emperor, 29 Cr LJ 1089.
10. AIR 1957 SC 857.
11. Per Lord Young in HMAdvocate v. Hall, (1881) 4 Couper 438.
12. Surya Jyoti Gupta "Civil & Criminal Juris in the Internet". XXIX Indian Bar Review
(2002) 45-71 at 61.
13. (1927) PCIJ, Ser A, No 10.
JURISDICTION 49
14. Id. at 4.
15. Dissenting opinion of Lord Finley in the Lotus case.
16. (1946) ACT 347.
17. Supra note 3.
18. Supra note 4.
19. S. 2. Punishment of offences committed within India. Every person shall be liable to
punishment under this Code and not otherwise for every act or omission contrary to
the provisions thereof, of which he shall be guilty within India.
50 ESSAYS OF INDIAN PENAL CODE
There are two exceptions to the rule that a person must be guilty
"within India" if he is to be punishable under this code. These two
exceptions are provided under S. 4 and they relate to: (a) offences committed
by "citizens of India" any where in the world and offences committed by
any person on any ship or aircraft" registered in India wherever it may be.
The expression "every person" in S. 2 includes all persons without
limitation and irrespective of nationality, allegiance, rank, status, caste,
colour or creed, 20 excepting such persons as may be specially exempted
under statute, as under the constitution of India or under international law,
such as foreign princes, ambassadors etc. 21 The word person has been
defined in Section 11 as including any company or association, or body of
persons, whether incorporated or not. Hence even an incorporated
company, which is only a juristic person, can be guilty of an offence under
the code. 22 In State of Maharashtra v. Syndicate Transport Company23 the
Bombay High Court held that a body corporate ought to be indictable for
criminal acts or omissions of its directors or authorised agents or servants,
whether or not they involve mens rea. Further, the Supreme Court in
Superintendent and Remembrancer of Legal Affairs, West Bengal v. Corporation of
Calcutta,1'1 held that the state and its bodies are liable to criminal
proceedings unless specifically exempted.
A foreigner committing an offence in India will be amenable to the
Indian law and will be punishable under this section,25 although he may not
be physically present in India at the time of the offence. 26 A foreigner
committing an offence in India will be guilty though he may be ignorant of
the Indian laws.27 But the'ignorance of law may be pleaded in mitigation of
the sentence. 28 The section does not mean that the offender should be
physically present in India at the time of the offence. The section only
means that the offence must take place in India although the offender is
outside. 29 This principle viz., that the offender need not be physically
present in India at the time of the commission of the offence in India, also
applies to foreigners and not only Indians. This position has also been
established by Supreme Court in Mubarak All's case.30 A foreigner cannot
also plead ignorance of the laws of the land, as to escape from criminal
II
discover in the absence of special legislation on the subject any ground, for
distinguishing between offences committed on different portions of a State
territory The venue of the offence was British India and the charge
was rightly laid under Sec.2 Indian Penal Code ( )
such provision superseding the provisions of Sec.2 of 12 and 13 Vic. Ch. 96
if they ever extended within three miles of the shore".
In Queen v. Keyn,37 the captain of German streamer the "Franconia" was
convicted by a lower British Court of manslaughter for the death of a
passenger caused by a collision that took place within three miles of the
British Coast. The high court dismissed the case on the ground that
although the exercise by the state, jurisdiction over the marine league was
evidenced by the practice of nations and by the statements of writers of
authority, parliament had not yet actually extended the criminal jurisdiction
of the courts over the territorial waters in question. However, consequent
on the decision in R. v. KeyniS the Territorial Waters Jurisdiction Act 39 was
passed by British Parliament declaring that all offences committed in
territorial waters of the Queen's dominions were triable by the local
courts. 40 This Act which is applicable to India defines territorial waters as
any part of the sea within one marine league (3 miles)41 of the coast. Section
7 of the Act defines an 'offence' as follows: " 'offence' as used in this Act
means any act, neglect or default of such description as would, if committed
within the body of a county in England be punishable on indictment
according to the law of England for the time being in force". There has not
been any Indian case decided under this Act. The following problems arise
for consideration.
(A) Whether the Act is in force now: As part of the law in force at the time of
the commencement of the Constitution it continues to be applicable42 since
the Indian Legislature has not replaced it by any-other enactment nor has
the President of India made any adaptation or modification to it. 4 3
However, since the Act confers jurisdiction upon the courts in India as part
of the Queen's dominions, there arises the legal difficulty of interpreting a
British Statute in the light of the fundamental constitutional change that has
taken place and the argument m a y be put forth that the Act can n o longer
apply t o India in view of the change in status of India from a dependency to
a Sovereign D e m o c r a t i c Republic. In State of Madras v. C.G. MenonAA the
Supreme C o u r t held that the provisions of the Fugitive Offenders Act, 1881,
w h i c h i n c l u d e d I n d i a i n t o a g r o u p w i t h o t h e r B r i t i s h p o s s e s s i o n s for
p u r p o s e s of s u r r e n d e r of f u g i t i v e o f f e n d e r s w e r e r e p u g n a n t t o t h e
c o n c e p t i o n of India being a Sovereign Democratic Republic and hence n o
longer law in force. 45 H o w e v e r the English courts held 4 6 that the same Act
c o n t i n u e d t o o p e r a t e vis-a-vis India by virtue of the India (Consequential
Provisions) Act, 1949, until provision to the contrary is made by competent
authority. Further the Madras High C o u r t dealing with a case relating ot the
a p p l i c a b i l i t y of t h e E n g l i s h C o p y r i g h t A c t , 1911, r e j e c t e d 4 7 t h e w i d e
c o n t e n t i o n t h a t B r i t i s h S t a t u t e s w h i c h w e r e a p p l i c a b l e t o I n d i a as a
B r i t i s h p o s s e s s i o n w o u l d o n t h e g r o u n d of t h e changed political status
of India, a u t o m a t i c a l l y cease t o apply after the c o m i n g i n t o force of t h e
Indian C o n s t i t u t i o n . T h e reasonable course to adopt w o u l d appear to be to
regard the Territorial Waters Jurisdiction Act as continuing in force u n d e r
A r t . 372(1) of t h e C o n s t i t u t i o n . T h e Law C o m m i s s i o n in its fifth r e p o r t
dealing w i t h British Statutes applicable to India stresses the urgent need for
t h e I n d i a n P a r l i a m e n t t o enact self-contained and c o m p a r a b l e laws in all
matters (including territorial waters jurisdiction) covered by British
Statutes. 4 8
(B) T h e next question that arises concerns the w i d t h of the m a r i t i m e belt.
U n d e r t h e T e r r i t o r i a l W a t e r s J u r i s d i c t i o n Act the distance u p t o w h i c h
jurisdiction m a y be exercised is a marine league (3 miles) 4 9 but a the U N -
s p o n s o r e d L a w of the Sea Treaty, which went into effect in 1994, codified
t e r r i t o r i a l waters of 12 nautical miles (13.8 m i / 2 2 . 2 km) and an exclusive
e c o n o m i c z o n e of 200 nautical miles (230 miles/370 k m ) .
(C) T w o further questions that arise in this connection are:
(i) If an offence is c o m m i t t e d by an Indian citizen in the territorial waters,
will his liability be judged b y English law according t o the provisions of
Sec.7 (defining the t e r m 'offence') of the Territorial Waters Jurisdiction Act
50. By Section 2 if the territorial waters are regarded as part of India, or else by Sec. 4
which provides "The provisions of this Code apply also to any offence committed by
(1) any citizen of India in any place without and beyond India".
51. 12 and 13 Viet. Ch. 96.
52. Sec. 1 Admiralty Jurisdiction Act, 1860 (23 and 24 Viet. Ch. 88).
53. 7 B.H.C.R. (Cr.) 89.
54. 1 B.L.R. (Cr. O.J.) 1.
55. Supra note 34.
JURISDICTION 55
into the waters, (ii) where the offender is a non-citizen the question again
arises w h e t h e r the Penal Code should apply as the substantive law or the
English law should apply according t o the Territorial W a t e r s Jurisdiction
Act. This is a matter of construction of that statute at the present day.
Judicial o p i n i o n has sought, i n d e p e n d e n t l y of express legislation, t o
regard territorial waters as being part of the territory of India with the result
that municipal law would automatically apply in that area. 6 3 This attitude
w o u l d b e in c o n s o n a n c e w i t h t h e p r i n c i p l e s of i n t e r n a t i o n a l l a w .
C o m m e n t a t o r s o n the c o n s t i t u t i o n 6 4 also seem t o take t h e v i e w that t h e
state t e r r i t o r y includes the territorial waters. H o w e v e r , M a y n e was of the
view that express legislation conferring jurisdiction was necessary, 6 5 and
legislative practice in certain m a t t e r s 6 6 seems t o indicate t h a t t h e Indian
Legislature has acted o n the assumption that express p r o v i s i o n w o u l d be
necessary t o confer jurisdiction b u t the evidence is n o t conclusive. It is
d e s i r a b l e t h a t all p o s s i b l e d o u b t s r e g a r d i n g t h e e x e r c i s e of c r i m i n a l
jurisdiction in territorial waters be settled b y express provision t o the effect
that the territory of India includes territorial waters.
It is well established that the courts of the state have jurisdiction over
its port, harbours, the m o u t h s of its rivers and its land-locked bays. 6 7 T h e
right of innocent passage granted to foreign state and the privileges granted
Ill
(1) he may be given up for trial in the country where the offence was
committed (extradition), or
(2) he may be tried in India (extra territorial jurisdiction).
The rationale behind extension of criminal jurisdiction of the courts in
India, even if the offence is committed beyond or outside India, is based on
the contention that every sovereign state can regulate the conduct of its
citizens, wherever they might be for the time being.73
The common law doctrine is, that jurisdiction in criminal law is
primarily territorial. Crime is said to be 'extra-territorial' when committed in
a country other than it is tried. 74 Sections 3 7 5 and 4 76 of IPC deal with
offences committed beyond India, in the same manner as if it is committed
in India. Section 3 enables the Indian courts to try persons who have
committed offences outside India. 7 7 The procedure with regard to
prosecuting cases of offences committed outside India has been provided in
S. 188, CrPC. 78 Sections 3 and 4 and S. 188 CrPC, 1973 form, together, one
group of provisions dealing with the jurisdiction of Indian courts to try and
punish persons for offences committed by them 'outside India'. Where any
person is liable under any 'Indian' law to be tried for any offence committed
outside India, he shall be dealt with under the provisions of the code if the
act or omission charged would, if committed in India, have constituted an
73. See Story's Conflict of Laws, section 1, quoted by K.D. Gaur, A Textbook on the Indian
Penal Code (3rd ed. 2004) p.6, Universal Law Publishers.
74. Black, Law Dictionary, (1990) page 588.
75. Section 3. Punishment of offences committed beyond, but which by law may be tried
within, India. Any person liable, by any Indian law to be tried for an offence
committed beyond India, shall be dealt with according to the provisions of this Code
for any act committed beyond India in the same manner as if such act had been
committed within India.
76. Section 4. Extension of Code to extra-territorial offences- The provisions of this
Code also apply to any offence committed by -
(1) Any citizen of India in any place without and beyond India;
(2) Any person on any ship or aircraft registered in India wherever it may be;
Explanation- In this section the word "offence" includes every act committed
outside India which, if committed in India would be punishable under this Code.
77. See Rao Shw Bahadur Singh v. State of UP, AIR 1953 SC 394; Central Bank ofIndia Ltd
v. Ram Narain, AIR 1955 SC 36.
78. Section 188. Offences committed outside India.When an offence is committed
outside India:
(a) by a citizen of India, whether on the high seas or elsewhere; or
(b) by a person not being such citizen, on any ship or aircraft registered in India, he
may be dealt with in respect of such offence as if it had been committed at any
place within India at which he may be found:
Provided that, notwithstanding in any of the preceding sections of this Chapter, no
such offence shall be inquired into or tried in India except with the previous sanction
of the Central Government.
JURISDICTION 59
79. JugalKisboreMorev. ChiefPresidency Magistrate, AIR 1968 Cal. 220 (227): 1968 Cri. LJ
604 (DB).
80. Feroz v. State ofMaharashtra, 1964(2) Cri LJ 533.
81. 1993 Cri LJ 1098 (Ker).
82. See also Muhammad v. State ofKerala , 1994(1) KLT 464 (Dfy;Samaruddin v. Assistant
Director ofEnforcement, Trivandrum, 1995 Cri LJ 2825 (Ker); Muhammed Sajeed v. State of
Kerala, 1995 Cri LJ 3313 (Ker).
83. (1994) 1 KLT 464.
84. 1995 Cri LJ 2825(Ker HC).
85. KN Chandrasekhran Pillai, R VKelkar's Criminal Procedure (4th ed. 2001) p.201.
86. 2004 (9) SCALE 655.
60 ESSAYS ON THE INDIAN PENAL CODE
liability to the bank. The accused cheated and defrauded the bank in
obtaining loan facilities knowing fully well that he had no intention to pay it
back and fled from UAE. The Magistrate took cognizance of the offence
and issued processes against the person arraigned in the complaint and also
issued non-bailable warrants. The petitioner sought quashing of the
complaint case by filing a petition under S. 482 of the Code before the high
court and also challenged the order of the magistrate taking cognizance of
the offence along with non-bailable warrants issued against him. The
question before the court was whether the court at Ghaziabad had
jurisdiction to entertain the complaint? The court observed:863
By legal fiction, S. 188, which deals with offence committed
outside India, makes the place at which the offender may be
found, to be a place of commission of offence. Section 188
proceeds on the basis that a fugitive from justice may be found
anywhere in India. The finding of the accused has to be by the
court where accused appears. From the plain and clear language
of the section, it is evident that the finding of the accused cannot
be by the complainant or the Police. Further, it is not expected
that a victim of an offence which was committed outside India
should come to India and first try to ascertain where the accused
is or may be and then approach that court. The convenience of
such a victim is of importance. That has been kept in view by
S. 188 of the Code. A victim may come to India and approach
any court convenient to him and file complaint in respect of
offence committed abroad by the Indian. The convenience of a
person who is hiding after committing offence abroad and is
fugitive from justice is not relevant. It is in this context, the
expression in question has to be interpreted. Section 188 has
been subject matter of interpretation for about 150 years.
The court further observed:8613
The scheme underlying S. 188 is to dispel any objection or plea
of want of jurisdiction at the behest of a fugitive who has
committed an offence in any other country. If such a person is
found anywhere in India, the offence can be inquired into and
tried by any court that may be approached by the victim. The
victim who has suffered at the hands of the accused on a foreign
land can complain about the offence to a court, otherwise
competent, which he may find convenient... The court where
the complaint may be filed and the accused either appears
voluntarily pursuant to issue of process or is brought before it
87. Power to issue summons or warrants for offences committed beyond local
jurisdiction.
88. Daya Singh Lahoria v. Union ofIndia & Ore, (2001) 4 SCC 516.
62 ESSAYS OF INDIAN PENAL CODE
the interest of the territorial state that a criminal who has fled
from another territory after having committed crime, and taken
refuge within its territory, should not be left free, because he may
again commit a crime and run away to some o t h e r state.
Extradition is a great step towards international cooperation in
the suppression of crime.
Thus extradition has assumed importance in wake of increasing crime
and criminals taking refuge in other countries thereafter.96
IV
In the case of Indian citizens and all persons on board a ship registered
in India committing offences on the high seas, the case for applying S.4 of
the Penal Code seems to be irrefutable in view of the plenary powers of the
96. Abu Salem was extradited to India from Portugal on 11.11.05, The Times of India
12.11.05.
97. The jurisdiction to try offences committed on high seas is known as admiralty
jurisdiction. High seas have been recognised as no man's territory.
98. See Law Commission 5th Report p. 56.
99. Sections 686 and 687 of the Merchant Shipping Act, 1894.
100.See supra note 55.
JURISDICTION 65
Indian legislature, but in the case of British subjects and foreigners on board
British ships over whom jurisdiction may be claimed the matter is not free
from difficulty. Mayne pointed out the difficulty thus: 101
If then Parliament directs that an Englishman who commits an offence
on the high seas shall be tried for it in a colonial or Indian court at the
other end of the world, one would expect that the court should try him
for the offence which he committed at the time and place where he
committed it. But the offence he committed at such a latitude and
longitude at sea was an offence at English law or none at all. Otherwise
the remarkable result would follow that if a person committed an
improper act at sea its criminality would depend on the direction in
which the ship's head was turned. Suppose an English passenger in the
Red Sea uses slanderous language which by English law would neither
be punishable civilly nor criminally but would be defamation under the
Penal Code; or suppose he obtains the property of another by a
representation which would not be a false pretence under English law
but would be cheating under the Penal Code; if he was tried in the
Central criminal court he must be acquitted. Could he be convicted in
the High Court of Bombay? Can a man who has committed no offence
at all on the 1 st July in the Red Sea be convicted on the 1 st August in
Bombay on the ground that if he had done the same act a fortnight later
in a different place he would have been punishable under a code to
which he was not subject when he did the act which is complained of ?
It seems almost a reductio ad absurdum.
But if the reasoning of the Bombay decisions is to be adopted the Penal
Code should apply in such cases. A comprehensive Indian enactment on the
topic of admiralty jurisdiction would be the proper solution.
Piracy: Piracy (or piracy, jure gentium) has been recognized as a crime against
the international community for several centuries. It was accepted in
customary international law that each state had the right to catch and try
those engaged in piratical activity either on the high seas or within state
territory. 102 The accepted definition of piracy was formulated in Art 15 of
the Geneva Convention on the High Seas (1958) and is as follows:
Piracy consists of any of the following acts:
1) Any illegal acts of violence, detention or any act of depredation,
committed for private ends by the crew or the passengers of a private
ship or a private aircraft, and directed:
The real principle on which the exemption, of every sovereign from the
jurisdiction of every court, has been deduced is that the exercise of such
jurisdiction would be incompatible with his legal dignity and his absolute
independence of every superior authority. 108
Ambassadors: The immunity of an ambassador from the jurisdiction of the
courts of the country to which he is accredited is based upon his being the
representative of the independent sovereign state which sends him upon the
faith of his being admitted to be clothed with the same independence of and
superiority to all adverse jurisdiction as the sovereign authority whom he
represents would be. 109 Alien enemies cannot be tried by ordinary criminal
courts.
Warships: The domestic courts, in accordance with principles of international
law, will accord to the ship and its crew and its contents certain immunities.
These immunities 110 can in any case be waived by the national to which the
public ship belongs.
Where offences were committed by a shipping company which fell
under the IPC, it was held that Merchant Shipping Act, 1958 did not bar
proceedings under the Criminal Procedure Code, 1978. U1
It may also be considered whether it would not be appropriate to make
statutory provision in this behalf.