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Patient Education and Counseling 82 (2011) 384–388

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Patient Education and Counseling


journal homepage: www.elsevier.com/locate/pateducou

Qualitative research on health communication: What can it contribute?


Nicky Britten *
Peninsula Medical School, University of Exeter, Exeter, UK

A R T I C L E I N F O A B S T R A C T

Article history: Objective: To contribute to the debate about the value of qualitative research in health care by discussing
Received 18 August 2010 three key issues in relation to qualitative research on health communication.
Received in revised form 10 December 2010 Methods: As this paper does not report the results of a primary research study or a secondary analysis, no
Accepted 17 December 2010
formal search strategy was employed to identify the cited papers; many other published papers would
have made the same points just as well.
Keywords: Results: The key issues are illustrated using a range of published studies drawn from the health care
Qualitative research
communication literature. The paper describes the range of outputs generated by qualitative research;
Synthesis
Description
illustrates different ways in which qualitative and quantitative methods can be combined; and shows
Explanation the contribution of qualitative syntheses.
Conclusions: Greater conceptual development and explanatory power may be achieved both by more
ambitious primary studies and the conduct of more qualitative syntheses. The synthesis of qualitative
research also offers the opportunity to build up a cumulative evidence base.
Practice implications: The further development of methods of qualitative synthesis will be enhanced if
qualitative researchers place greater emphasis on explanation rather than description; cite each other’s
work more often and conduct more syntheses; and continue to contribute to mixed methods studies.
! 2011 Elsevier Ireland Ltd. All rights reserved.

1. Introduction questions which matter. My purpose in this article is to contribute


to the debate by showing that qualitative research can make
Although the status and acceptability of qualitative research particular kinds of contribution to health communication research.
within medical and health services research has changed to an These contributions are illustrated by examining the outputs of
astonishing degree, there remains a debate about its value in qualitative research; the combination of qualitative and quantita-
health research. Critics are less likely (in public at least) to dismiss tive research; and the synthesis of qualitative research.
qualitative research as ‘anecdotal’ and ‘unscientific’ [1]. Increas-
ingly, randomised controlled trials include qualitative process 2. Methods
evaluations [2], funding bodies include qualitative researchers on
grant giving committees, and researchers discuss questions about This is a debate paper which aims to demonstrate the
quality appraisal in qualitative research. All this was unimaginable contribution which qualitative research can make to health
in the early 1990s [3]. However medical research places communication research. In doing so, it adds to the long standing
quantitative evidence much higher up the hierarchy of evidence debate about the value of qualitative research [7]. All the
than qualitative research [4]; this is because questions about the references to published studies are for illustrative purposes, and
effectiveness of an intervention or treatment are much better have been chosen on the basis of the author’s prior knowledge and
addressed by quantitative methods. Within communication the relevance of the papers to this audience of readers. This paper
research, quantitative measures such as the Roter Interaction does not report the results of either primary qualitative research,
Analysis System [5] and the OPTION scale [6] are better established or the synthesis of qualitative research, and thus no formal search
and more widely used than qualitative methods. These measures strategy was employed to identify the cited papers. Many other
enable statistical methods to be employed, and quantitative published papers would have made the same points just as well.
questions to be answered. However, these are not the only
3. Results

3.1. Basic introduction into qualitative research


* Correspondence address: Institute of Health Service Research, Peninsula
Medical School, University of Exeter, Veysey Building, Salmon Pool Lane, Exeter,
Devon EX2 4SG, Exeter, UK. Tel.: +44 1392 724859; fax: +44 1392 421009. Given that the term ‘qualitative research’ is not always used
E-mail address: nicky.britten@pms.ac.uk. consistently, it is worth starting with a definition. Green and

0738-3991/$ – see front matter ! 2011 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.pec.2010.12.021
N. Britten / Patient Education and Counseling 82 (2011) 384–388 385

Thorogood [8] point out that qualitative studies seek answers to asked ‘How did participants engage with the programme and the
questions about the ‘what’, ‘how’ or ‘why’ of a phenomenon rather intervention?’, or ‘How did the programme and intervention affect
than questions about ‘how many’ or ‘how much’. Many qualitative participants’ moods or other aspects of their lives?’.
studies aim to understand social situations from the point(s) of Although qualitative methods are derived from particular
view of those involved, whether they are the people receiving theoretical frameworks, it is apparent that authors’ claims to be
health services or the professionals delivering them. Green and using such frameworks are not always borne out in practice.
Thorogood [8] also emphasise that qualitative research uses References to a particular approach, such as grounded theory, do
language data (written or oral) rather than numerical data. A not always correspond to accepted definitions of that approach. It
genuinely qualitative study will employ qualitative methods of may be more helpful to consider the general orientations of much
data collection and analysis (such as in-depth interviews rather qualitative research, which are shared across different traditions.
than questionnaires), and will also present qualitative data (such Green and Britten [13] outlined five orientations of qualitative
as verbal data rather than numerical data). Thus for example, a research which are shared across theoretical approaches. These are
study which collected qualitative data using semi-structured naturalism; interpretation; process; interaction; relativism. The
interview methods yet presented the data only in the form of commitment to naturalism is about understanding health com-
tabulated counts of responses does not fall within the definition of munication in its everyday context rather than in experimental
qualitative research for the purposes of this article (although settings. Interpretation is about investigating the meanings that
simple quantification can make an important contribution to different participants in communication bring to and take away
qualitative research) [9]. from a particular conversation or consultation. Qualitative
‘Qualitative methods’ is a generalised term which includes research is concerned with social processes, for example, the
methods located within different theoretical approaches and unfolding process of a consultation or patient journey. It is also
which represent different epistemological and ontological concerned with interaction and the ways in which one person’s
assumptions. Broadly speaking, these include interpretative behaviour can shape, as well as be shaped by, the behaviour of
approaches, which are concerned with the ways in which human others. Finally qualitative research often takes a relativist stance,
beings interpret the world around them and the meanings they for example by giving the same consideration to the perspectives of
attribute to the social world. Social constructionism, another patients as to those of professionals, rather than assuming that
approach, is concerned with how phenomena are constructed; professionals are always correct.
thus for example, how certain patterns of communication come to These orientations illustrate the differences between qualita-
be established in certain institutional settings. Thirdly, critical tive and quantitative research. The critic might ask: what
approaches challenge the view that research can be value free; distinctive results or outputs does qualitative research achieve;
examples of critical research include feminist approaches and how may qualitative and quantitative methods be combined; and
participatory research [8]. Some specific qualitative methodologies what (if any) is the cumulative contribution of small scale
make explicit reference to philosophical or sociological frame- qualitative studies? In addressing these questions, I aim to add
works, such as phenomenology which draws on the work of to the debate about the value of qualitative methods.
Husserl and Heidegger, and conversation analysis which draws on
the work of Garfinkel (see Porter [10] for an accessible overview of 3.2. Outputs of qualitative research
these frameworks).
In the same way as the term ‘quantitative methods’ embraces a Much of the discussion about qualitative research focuses on
wide range of statistical and other specialised methods, so too the issues to do with methods, theoretical positions, or quality
term ‘qualitative methods’ embraces a variety of particular appraisal. Comparatively little time is spent on discussing outputs,
approaches and techniques. These include semi-structured and despite the fact that it is the outputs which determine the value of
depth interviews; focus groups or group interviews; observational qualitative research to the research community. Given the
methods; video and audio recording; participative or action different kinds of questions which are addressed by qualitative
research; and documentary analysis including analysis of visual research, it is reasonable to ask what its outputs might look like, if
materials (these methods are all illustrated by Green and they are not quantitative solutions to precisely formulated
Thorogood [8]). Quite often a qualitative study will include several hypotheses. The outputs of qualitative research may be informed
forms of data collection within a single study. Similarly, there is a by one or more of the orientations just described, but there is no
range of methods of qualitative data analysis including thematic one-to-one link between orientations and outputs. Green and
analysis; framework analysis; phenomenology; grounded theory; Thorogood [8] list a range of potential outputs from qualitative
conversation analysis; and narrative analysis [11]. These methods research, which can all be illustrated with examples from research
of analysis often correspond to the different underlying theoretical about communication in health care settings. These outputs are the
frameworks already mentioned. development of conceptual definitions; development of typologies
As previous writers have explained, qualitative research is and classifications; exploring associations between attitudes,
appropriate when the subject matter to be investigated is ill behaviours and experiences; developing explanations of phenom-
defined or not well understood; complex; sensitive; concerned ena; and generating new ideas and theories.
with processes; requires an understanding of detail; or requires
new ideas or creativity [11]. It is not appropriate for establishing 3.2.1. Development of conceptual definitions
the frequency of particular communication behaviours; when the Treatment decision making is a major theme in communication
question requires a numerical answer; when statistical associa- research, and many recent papers have been published about
tions between variables are sought; or if the researcher wishes to shared decision making [14]. Few of these studies have explored
test a precisely formulated hypothesis. For example, a recent what the term ‘shared decision making’ might mean to research
quantitative study investigated the hypothesis that a cognitive participants. Entwistle et al. [15] carried out a qualitative study
behavioural self-help programme and a computerised structured exploring the meaning of ‘decisions about treatment’ by women
writing intervention would improve depressed mood in people having a hysterectomy. In the communication literature, role
with HIV [12]. The results were presented quantitatively in terms descriptions have been used to classify patients’ decisions as
of changes in depression scores. A qualitative study of the same active, collaborative or passive (for example, Degner and Sloan
issue would not have focused on depression scores but might have [16]). In this study, women were interviewed and asked to describe
386 N. Britten / Patient Education and Counseling 82 (2011) 384–388

how the decision to have a hysterectomy was made. They were that SMI was too specialised to be treated in primary care, while
then asked to complete two validated instruments of decision most patients viewed primary care as the cornerstone of their
control which included descriptions of patients’ roles in decisions treatment. They valued continuity of care and preferred to see their
about their health. These were the Control Preferences Scale [16] own GP. Further, professionals viewed SMI as a lifelong condition,
and the Patient Preferences for Control measure [17]. Some women while patients emphasised the importance of optimism and the
found it difficult to identify a role description that matched their hope of recovery. Thus this paper identifies differences in attitudes
experience. Some women completed the instruments in idiosyn- towards SMI and its care which may help explain the behaviour of
cratic ways: for example, some had agreed with their doctors’ GPs and the difficulties experienced by both professionals and
recommendations to have a hysterectomy yet chose the ‘active patients. The findings identify several issues which would need to be
role’ on the instruments. This study showed that the role labels addressed by any intervention aimed at changing either professional
that women would be assigned on the basis of their questionnaire or patient behaviour.
responses did not always fit well with their qualitative interview
narratives. The authors point to problems with the validity of the 3.2.4. Developing explanations of phenomena
instruments used, but their work also suggests that researchers In addition to exploring questions about adherence, communi-
should re-examine the concept of a ‘decision’, for example to allow cation researchers have also explored questions about inappropri-
for the fact that some decisions are taken over a period of time, and ate prescribing in general practice. The source of the problem is
in discussion with several individuals. The questions raised in this often seen as patients’ inappropriate expectations [20]. Britten
paper about what the term ‘decision’ means to patients are et al. [21] explored the communication between patients and
relevant to many other settings. We cannot be certain that general practitioners by audio taping GP consultations, interview-
researchers’ definitions of the term ‘decision’ are congruent with ing patients before and after consultations, and by interviewing
the definitions of patients. In other words, this study shows how GPs seeing these patients. The authors identified 14 different
the conceptual definition of ‘decisions’ needs to be developed. categories of misunderstanding about prescription medicines; all
these misunderstandings were associated with lack of patient
3.2.2. Development of typologies and classifications participation, in terms of voicing expectations or preferences, or
The question of adherence to medication, and how it is voicing of responses to doctors’ actions. Misunderstandings were
influenced by patient-provider communication, remains a central often based on inaccurate guesses and assumptions; when
theme for communication researchers. Adams et al. [18] explored specifically asked, doctors seemed unaware of the relevance of
the use of medication by patients in one general practice who had patients’ ideas about medicines. For example, one patient with
all been prescribed reliever or preventer medication for asthma in fibromyalgia planned to quit all his painkillers before seeing the
the previous 12 months. Patients were purposefully sampled on hospital specialist to avoid masking his symptoms, but his GP said
the basis of the ratio of reliever and preventer medication they had that this patient loved taking medicines. This paper thus identified
requested on a repeat prescription basis, and on the basis of age another explanation for inappropriate prescribing, which was not
and sex. Respondents were interviewed at home and asked about focused on patients’ expectations. Instead, the authors concluded
their attitudes to asthma, medication, coping strategies, normal- that one factor leading to inappropriate prescribing is doctors’ lack
isation and how these issues affected their everyday lives. The of awareness of patients’ perspectives about their medicines.
findings of the study included a new typology of attitudes to
medication. Two main groups were identified: deniers and 3.2.5. Generating new ideas and theories
accepters. The deniers refused to accept the identity of ‘asthmatic’ One of the ‘how’ questions addressed by qualitative research is the
and were normalising their lives to the best of their abilities. They issue of how practitioners actually go about their daily work. A
all wished to avoid membership of what they perceived as a detailed study of videotaped paediatric consultations in the US
stigmatised group, and had reconstructed their asthma in ways identified the practice of ‘online commentary’ [22]. This describes the
that allowed them to deny the label or social identity of ways in which physicians describe or evaluate (or comment) on the
‘‘asthmatic’’ [18, p. 194]. In contrast, the accepters had completely signs they observe while examining a patient; for example by saying ‘I
accepted their condition both into their lives and their self-images. don’t see any redness there’ while examining a child’s ear. This study
The two groups used their asthma medication in very different used conversation analysis to examine the ways in which practi-
ways. A third group, the pragmatists, was identified. These people tioners shaped patients’ expectations for antibiotics in situations
were less accepting of the diagnosis of asthma but did not reject it where doctors were unable to validate presenting symptoms as signs
entirely; their medication use reflected this variable acceptance. of any treatable illness. Online commentary was identified as a
The authors’ linking of these findings to the sociological literature practice whereby doctors provide information as they are conducting
on identity suggests that their findings might be applicable beyond a physical examination, by describing or evaluating the patients’
the context of asthma medication. The new typology developed in physical signs. The challenge for the doctor is to reassure the patient
this paper might therefore be of wider significance to other that it was reasonable for them to consult the doctor without
researchers and those providing health care. Thus this paper prescribing inappropriate medication. The authors hypothesised that
provides an example of a new typology which might be of more by using online commentary, doctors can effectively build a case for a
general significance, in other areas of health care. ‘no problem’ evaluation, or one against medical intervention, while
reassuring patients of the correctness of their decision to seek help. In
3.2.3. Exploring associations between attitudes, behaviours and other words, this study identified a new theory about how physicians
experiences use specific communication strategies to avoid prescribing unneces-
Communication researchers have an interest in professionals’ sary antibiotics. These and other conversation analysis studies
perceptions of their clients and how this can affect the care they provide detailed descriptions of actual practices, which can be
provide. Thus, for example, general practitioners often have developed into testable interventions [23].
difficulty treating patients with severe mental illness (SMI) and
may prefer these patients to be seen by specialists. Lester et al. [19] 3.3. Combining qualitative and quantitative research
conducted focus groups with health professionals and patients with
SMI to explore their views on appropriate care, and identified a gap The increased acceptability of qualitative research has been
in the perceptions of the two groups. Most professionals thought followed by an increase in ‘mixed methods’ research. This term
N. Britten / Patient Education and Counseling 82 (2011) 384–388 387

refers to studies which use a range of methods drawn from both using complementary and alternative medicine after a diagnosis
quantitative and qualitative traditions. Although methods may be of cancer. They identified the experience of ‘polarisation’,
combined in many ways, there are three main ways in which this referring to the discomfort patients experienced when their
might be done. Qualitative studies may be carried out as a biomedical physicians were dismissive of complementary thera-
preliminary to quantitative research; qualitative and quantitative pies, in contrast to the acceptance of these therapies in integrative
studies may be carried out in parallel as in many mixed methods settings. Malpass et al. [30] identified the concepts of the
studies; or qualitative research may be used to explain or explore ‘medication career’ and the ‘moral career’ of people taking anti-
the findings of a quantitative study. depressant treatments. Their model included four decisive moral
Heritage’s work provides an example of conducting qualitative junctures which were moments of conflict when patients
research first to identify and characterise a practice which is then wrestled with competing perceptions of social norms and
tested in a randomised controlled trial [23]. Qualitative analysis of competing meanings of medications. These juncture points were
medical consultations had identified the difference in meaning seeking help in the first place; accepting treatment; continuing
between a doctor asking ‘have you any questions?’ at the end of a treatment; and deciding to stop. Such juncture points could
consultation rather than ‘do you have some questions?’ Heritage provide useful guidance for physicians treating people for
and his colleagues then conducted a trial to test the hypothesis that depression, by helping them to understand the different conflicts
the latter question would reduce the number of unmet concerns in patients may be experiencing at different points in their
primary care consultations. treatment.
Investigators running randomised controlled trials are increas- One of the differences between typologies or concepts
ingly likely to conduct parallel process evaluations which aim to produced by the single studies discussed in Section 3.2, and those
investigate how a new treatment or intervention is received by produced by syntheses, is of course the larger number of studies
patients or whether the intervention is delivered as intended and therefore participants included in syntheses. The move to
[2,24]. The work of Donovan et al. [25] aimed to demonstrate how qualitative synthesis might convince those critics who pay less
the design and conduct of randomised trials could be improved by attention to qualitative research because of its comparatively small
embedding them in qualitative research. Qualitative research was sample sizes.
used to investigate the process of recruitment to two RCTs of Those conducting these syntheses have noted that authors of
treatments for prostrate cancer. Interviews with patients explored the primary studies have tended not to cite one another’s work
their interpretation of study information given to them in [31]. One of the contributions of a synthesis is thus to bring a field
recruitment sessions, and these sessions were also audio recorded. together, by considering the work of different authors together
Several changes to the recruitment procedures were made as a when the primary authors may not have done so, and providing a
result: the order in which treatments were presented was altered; focus for the building up of knowledge in a given field. The field of
misunderstood terms such as ‘trial’ were avoided; the non-radical qualitative synthesis is still developing, and many questions
arm was described as ‘active monitoring’ rather than ‘watchful remain to be explored. Given the labour intensive nature of
waiting’ which some participants had understood to mean qualitative synthesis, one issue is how many papers can reasonably
watching while they died; and randomisation and equipoise were be synthesised by a single team? It has been suggested that if there
presented more convincingly. Following these changes, the are too many papers to synthesise, a purposeful sample of papers
recruitment rate rose from 40% to 70%, all the treatments became could be drawn up [32].
acceptable, and the three armed trial became the preferred design. The process of conducting a synthesis can clarify the
The authors went on to investigate whether these methods could contribution of a qualitative study. Many qualitative studies
be transferred to other trials, and made recommendations about are descriptive accounts of ‘themes’ identified in the data. While
how this could be facilitated [26]. such studies may be useful at the early stages of investigating a
Rogers et al. [27] carried out a qualitative study to explore the particular setting or issue (for example Britten [33]), by
reasons for the lack of change in patient satisfaction arising from an providing the reader with a detailed description which brings
RCT of various methods designed to enhance patients’ opportu- the setting or issue to life, too many of these studies add little to
nities to participate in the management of chronic inflammatory the overall stock of knowledge particularly if they repeat what is
bowel disorder. They identified several potential explanations for already known. When conducting syntheses, it becomes appar-
the results of the RCT, such as the fact that participating doctors ent that studies which are purely descriptive and make no
interpreted ‘self-management’ as compliance with medical attempt to develop theory, have less to offer than those studies
instructions, and the fact that doctors did not deal adequately which make a theoretical innovation. Thus, of two papers
with patients’ concerns. The qualitative study thus provided investigating the ways in which people with asthma use their
several explanations for the quantitative trial results, which could medication, Buston and Wood [34] provided a description of
have been used to change the interventions being tested. themes associated with non-compliance, while Adams et al. [18]
developed an explanation for their findings. Adams et al.
3.4. Synthesis of qualitative research concluded that for people who denied that they had asthma,
medication was viewed as an obstacle to normalisation, while for
Methods for synthesising qualitative research are less well those who accepted their asthma, medication was seen as an
developed than those available for synthesising quantitative invaluable aid to normalisation. This conclusion forms a middle
research, such as statistical meta-analysis. However the last range theory which could be tested and developed in further
decade has seen the development and establishment of several studies. Thus the latter paper makes a greater contribution to the
methods, and as a result, an increasing number of completed development of theory in this field. Malpass et al. [30] used the
syntheses [28]. These methods include meta-ethnography, the- concept of key papers, to refer to those which were conceptually
matic synthesis, textual narrative synthesis, meta-study, meta- rich and contributed most to their synthesis. They found that
narrative, critical interpretive synthesis and others (see Barnett- removing papers not rated as key papers had no apparent impact
Page and Thomas [28] for further details). The outputs of these on the synthesis. If this result is replicated elsewhere, it suggests
syntheses have been varied, but several have produced new that in situations where there are large numbers of papers
typologies, concepts or models. Thus for example, Smithson et al. available for synthesis, it would be appropriate to base the
[29] developed a model of the patient journey for those people synthesis on a purposeful sample of key papers.
388 N. Britten / Patient Education and Counseling 82 (2011) 384–388

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