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VIENNA CONVENTION ON THE LAW OF TREATIES Article VII, Section 21

(VCLT) No treaty or international agreement shall be valid and


effective unless concurred in by at least two-thirds of all the
Article 27. Members of the Senate.
INTERNAL LAW AND OBSERVANCE OF TREATIES
Article XVIII, Section 25
A party may not invoke the provisions of its internal law as After the expiration in 1991 of the Agreement between the
justification for its failure to perform a treaty. This rule is Republic of the Philippines and the United States of America
without prejudice to article 46. concerning Military Bases, foreign military bases, troops, or
facilities shall not be allowed in the Philippines except under a
Article 46. treaty duly concurred in by the Senate and, when the Congress
PROVISIONS OF INTERNAL LAW REGARDING so requires, ratified by a majority of the votes cast by the
COMPETENCE TO CONCLUDE TREATIES people in a national referendum held for that purpose, and
recognized as a treaty by the other contracting State.
1. A State may not invoke the fact that its consent to be bound
by a treaty has been expressed in violation of a provision of its
internal law regarding competence to conclude treaties as Executive Order No. 459, s. 1997, Providing for the
invalidating its consent unless that violation was manifest and Guidelines in the Negotiation of International Agreements
concerned a rule of its internal law of fundamental importance. and its Ratification

2. A violation is manifest if it would be objectively evident to See pdf file.


any State con ducting itself in the matter in accordance with
normal practice and in good faith.

1987 PHILIPPINE CONSTITUTION

Article II, Section 2


The Philippines renounces war as an instrument of national
policy, adopts the generally accepted principles of international
law as part of the law of the land and adheres to the policy of
peace, equality, justice, freedom, cooperation, and amity with
all nations.
Mario Mendez, THE LEGAL EFFECTS OF TREATIES IN  The UN Convention against Torture (1984)
DOMESTIC LEGAL ORDERS AND THE ROLE OF contains a provision requiring each party to
DOMESTIC COURTS ‘take effective legislative, administrative,
judicial or other measures to prevent acts of
A. The Dictates of International Law torture in any territory under its jurisdiction’
as well as a provision requiring the
Core precept of the law of treaties –Pacta Sunt Servanda criminalization of certain acts.

Art 26 of VCLT - “Every treaty in force is binding upon the A treaty can require that it may be directly applicable in
parties to it and must be performed by them in good faith.” domestic courts. Whether a particular treaty could indeed be
relied by individuals in a domestic court has been addressed by
Basic precept of international law - States are free to determine the Permanent Court of International Justice in the Danzig
how they meet their international obligations. Advisory Opinion.
 The Court stated “According to a well-established
 General Rule: Treaties do not impose specific requirements principle of international law, an international
as to how the substantive obligations that they lay out agreement cannot create direct rights and obligations
should be realized in the domestic legal orders of the for private individuals. However, it cannot be disputed
Contracting Parties. that the very object of an international agreement,
 International law leaves it to the domestic legal order to according to the intention of the contracting parties,
determine how it gives effect to its treaty obligations in the may be the adoption by the parties of some definite
domestic legal arena. rules creating individual rights and obligations and
 There is no general obligation under general international enforceable by the national courts.
treaty law, customary international law, or general principles  the Advisory Opinion has been considered as authority
of international law requiring States to open their courts for for the proposition that States can conclude treaties
invocation of treaty norms by individuals. containing undertakings as to their domestic application
 HOWEVER, a State cannot invoke its internal law as and that they will be under an international obligation to
justification for a failure to perform. ensure that the treaty is enforceable in the domestic
 Exception to the freedom of the States to determine how courts. This can be so even absent an express
they meet international obligations – Some treaties stipulate undertaking to that effect, providing it can be deduced
some requirements as to how treaties, or specific provisions from the intention of the parties as evinced by the
are to be given effect in the domestic legal order. content of the agreement.
o Example:
 Specific provisions in Geneva Conventions In 1976, the European Court of Human Rights (ECHR) held
calling for implementing legislation. that there is no obligation to incorporate the ECHR into
domestic law and that Article 13* does not go as far as to
guarantee a remedy allowing a contracting State’s laws to be
challenged before a national authority on the ground of being Principle of Supremacy
contrary to the ECHR.  domestic courts should give international law primacy
in the domestic legal arena and that this requirement
*Article 13 - ‘Everyone whose rights and freedoms as set out in flowed from the very nature of Community law.
this Convention are violated shall have an effective remedy
before a national authority Invocabilité d’eclusion – setting aside of domestic law that
conflicts with Community law based on the supremacy
Two most well-known UN committees tasked in monitoring principle without the direct effect criteria needing to be
State compliance with ICCPR and ICESCR. surmounted
 Human Rights Committee (HRC)
 Committee on Economic, Social and Cultural Rights Invocabilité de substitution - application of the Community
(CESCR) rule instead of the conflicting national rule and requiring
satisfaction of the direct effect criteria.
In 2004, the HRC affirmed that the Covenant does not require
that it be directly applicable in the courts, by incorporation of B. Domestic Legal Orders and the Legal Effects of Treaties
the Covenant into national law.
Automatic Treaty Incorporation
European Court of Justice (ECJ) - a judicial body that adopts a  operates to ensure that treaties, or certain defined
fundamentally different approach to the obligations that flow categories of treaty, become automatically incorporated
from the treaty that it is charged to interprets into the domestic legal order.
 ‘incorporation’– treaty is considered to become a
Principle of Direct Effect binding part of domestic law.
 the Court looking to the spirit, general scheme, and the  ‘automatic’ – is intended to capture the fact that this
wording of the provisions to determine whether an aforementioned status is usually acquired upon the
individual could lay claim to individual rights which the entry into force of the treaty for the relevant State.
national courts must protect.
 Criteria: the relevant provision must be clear, The automatic status can be subject to the requisite
unconditional, and not require any further implementing domestic constitutional procedures for expressing consent
measures. (clarity, precision, unconditionality) to be bound to a treaty having been satisfied, and/or that the
 Narrow Direct Effect – capacity of a provision to confer treaty has been published, or alternatively certain legal
individual rights enforceable before national courts effects of a treaty in the judicial arena can only be produced
 Broad Direct Effect – capacity of a provision to be where these requirements have been satisfied.
invoked before a national court. The relevant domestic constitutional procedures can include a
constitutionally enshrined, or judicially mandated, requirement
that parliamentary consent be given to at least certain treaties,
and this consent may or may not need to be given in the form Criteria used in determining whether a treaty or treaty
of a legislative measure. provision is directly effective not
 Subjective Nature - intent of the parties
Hierarchical statues of automatically incorporated treaties o intention that is being looked for is phrased
 The Constitution itself can seek to accord treaties a diversely not only across courts in different
certain hierarchical standing by providing, for example, countries but even within the same country.
that they are superior to (or have precedence over) o Courts are variously said to be looking for the
statutes, or that they are the supreme law of the land or intention that the treaty ‘confer subjective rights
nation or union, or some similarly worded variant,90 or or impose obligations on individuals’,or that it
with less explicit phrasing such as that they are ‘to be creates ‘private rights’ or ‘judicially enforceable
faith- fully observed’. private rights’ or ‘private rights of action’ or a
 Where the Constitution itself is silent as to hierarchy, ‘cause of action’.
the issue is left to the courts.  Objective Nature - concerned with requiring that the
treaty or treaty provisions are clear and precise and do
For a treaty to be employed by a court in a capacity other than not require further implementing measures.
as an interpretative aid, there will usually be a threshold test o this is part of a general test as to whether a
that needs to be satisfied. A treaty or treaty provision may be treaty or specific provision is even capable of
directly effective, domestically applicable, directly applicable, judicial application: there are treaties which
or self-executing. have more of a programmatic nature and need
fleshing out via legislative or administrative
Doctrine of Consistent Interpretation or Principle of “Indirect measures.
Effect” - treaty’s capacity to have a potentially crucial legal o What is clear and precise and does not require
impact in the domestic legal arena further implementing measures will not only
vary from court to court but also, not least given
Types of Direct Legal Effects: different legal cultures, across legal orders.
 Direct use of a treaty provision by a domestic court to
confer rights on an individual Two important key points for this section:
 Direct use of a treaty provision—even where the o the opaqueness of this domestic judicial determination
provision itself may not confer individual rights— o the fact that in legal orders where treaties are
automatically incorporated it is this determination
such   that   it   is   applied   in   lieu   of   inconsistent
which will be of critical importance to the fortunes of
domestic rules  the individual litigant and to the domestic effectiveness
 Direct   use   of   a   treaty   provision   to   review   and of treaty norms.
potentially set aside incompatible domestic rules
o The dualist school is thus able to accept the supremacy
of international law, at the international level, while
Non-automatic Treaty Incorporation maintaining the supremacy of domestic law, at the
o an approach to treaties whereby they do not domestic level.
automatically become part of the domestic legal order o international law cannot, by definition, operate directly
upon entry into force for the State concerned. within the domestic legal order.
o they are viewed as only becoming part of the domestic
legal order where the legislature so provides, and Monism
although on occasion the legislature does so provide, o premised on the unity of the international and domestic
this takes place in principle in an ad hoc fashion. legal orders; they are part of one and the same legal
order.
Where a treaty is made part of domestic law, it retains the o this model posits the supremacy of international law.
hierarchical status of the incorporating legislation. That is to say, that international law sits at the apex of
this hierarchy.
This non-automatic approach to treaty incorporation can have o Kelsen - international law and domestic law have their
its basis in the common law; it can effectively be enshrined in a ultimate reason of validity in the same basic norm
constitutional document; it can be considered to be which is ‘the fundamental rule according to which the
presupposed by or be implicit in the Constitution even if not various norms of the order are to be created’
expressly stated; it can be enshrined in a parliamentary Act. o Kelsen - the basic norm of international law—that
‘States ought to behave as they have customarily
C. Revisiting the Theory and the Role of Domestic Courts behaved’—is the ultimate reason of the validity of the
national legal order.
Dualism o Lauterpacht - the individual as ‘the ultimate unit of all
o international law and domestic law are distinct legal law and the supremacy of international law being
orders that operate in discrete spheres and regulate asserted based on its capacity to protect the individual.
different relations: international law regulates the o international law could indeed be applied directly as
behavior of, and relations between, sovereign States international law in the domestic legal order.
whilst domestic law regulates the relations of o contrary domestic law is valid until domestically
individuals both inter se and in their relation- ship to the annulled for whilst it will remain illegal from an
State. international law perspective, international law itself
o Being distinct legal orders, it followed that the does not provide for any annulment procedure.
conditions for the validity and duration of international
rules depend exclusively on international law and those Doctrine of Transformation (Dualism)
for domestic law depend exclusively on domestic law. o the treaty was transformed into national law such that it
applied as national law and not international law
o they promote the insight that there is interaction among
Doctrine of Adoption or Incorporation (Monism) different legal orders and they also have far-reaching
o treaty will retain its character as international law consequences for our understanding of constitutional
law
o ‘any given constitution does not set up a normative
Monist or Dualist? universum anymore, but is, rather, an element in a
o Whether the domestic legal order functions such that normative pluriversum.’
treaties become part of the domestic legal order once Other things being equal, the greater the willingness on the part
they enter into force for the State concerned of the domestic judiciary to apply and enforce treaty norms,
o Yes – Monist including setting aside contrary domestic norms where
o No – Dualist necessary, the greater will be compliance with such norms.

Monist Approach - treaties must have a hierarchically superior Role of domestic courts
status to ordinary law o promote compliance with treaty norms
o police compliance with treaty obligations
Dualist Approach - the domestic legal order will determine the
legal effects that international law has in the domestic legal Full Domestic Judicial Enforcement Model
order. o Domestic courts are viewed as providing the judicial
o there exists more than one legal order and that any and coercive enforcement procedures that are found
juridical impact of international law in the domestic wanting at the inter- national level with judges being
legal arena is not the product of international law but encouraged to use all means to ensure compliance with
rather of national law. international law.
o Starts from the premise that there is not enough
What is crucial in practical terms to the legal effect of treaties enforcement of treaty law and that domestic courts and
in domestic legal orders, is not merely the constitutional domestic litigants should be co-opted into securing
provisions proclaiming treaties as part of domestic law or maximum treaty enforcement.
comparable domestic judicial pronouncements; but,  rather,
D. Conclusions
how courts actually deal with such treaties when they are
raised in domestic litigation.  International law continues to have remarkably little to say on
the issue of the domestic legal effects of treaties, with the basic
Pluralistic Approach - this perspective contests a formally rule remaining in place that States are free to determine how
hierarchical relationship between legal orders and emphasizes a they meet their treaty obligations.
hetararchical relationship between diverse legal orders with
competing claims to authority.

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