Beruflich Dokumente
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https://doi.org/10.1007/s40828-018-0076-x
LECTURE TEXT
Received: 31 October 2018 / Accepted: 21 November 2018 / Published online: 27 November 2018
© Springer Nature Switzerland AG 2018
Abstract
This lecture on electrochromism and electrochromic devices starts with a short introduction to the field. This is followed by
an overview of the different classes of electrochromic materials, in which each class is illustrated by some typical examples.
The third part deals with some basic parameters to assess electrochromic compounds and devices. After this, we discuss the
different types of electrochromic devices or elements, again always illustrated by some examples. Manufacturing consid-
erations and real-world practical application examples of electrochromics are the topics of the last two parts of this lecture.
Keywords Electrochromism · Electrochromic devices · Smart windows · Transition metal oxides · Conducting polymers
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Fig. 5 Photographs of PEDOT films with different thickness in the mer solution with a different number of deposition cycles in a poten-
oxidized state (left) and reduced state (right). These PEDOT films tiodynamic mode, i.e., by cyclic voltammetry (source: [35], reprinted
were prepared by electropolymerization from 0.02 M EDOT mono- with permission from Synthetic Metals. Copyright 2005 Elsevier)
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Fig. 6 Structures and switchable colors of some electrochromic conducting polymers based on the PEDOT structure (source: [37], reprinted
with permission from Chemistry of Materials. Copyright 2004 American Chemical Society)
A typical electrochromic inorganic complex compound 300 years ago [42], has three differently colored electrochemi-
is iron(III) hexacyanoferrate(II) also called Prussian blue, cally switchable oxidation states, changing between colorless,
KFeIII[FeII(CN)6] [41]. Prussian blue, discovered more than blue and brown as displayed in Fig. 7:
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Fig. 7 Cyclic voltammogram of Prussian blue in 0.5 M KCl (scan Fig. 8 Absorbance of Prussian blue on glass/ITO in 0.2M KCl in
rate: 5 mV/s) displaying the electrochromic behavior of this com- the visible and near-infrared spectral range: a blue oxidation state
pound at + 0.5 V vs. Ag/AgCl wire, b uncolored oxidation state at − 0.2 V
(source: reproduced from Ref. [43] with permission from The Royal
Society of Chemistry, the Prussian blue-coated glass was added to
this figure)
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Fig. 9 Three optical states of a Mg–Gd switchable mirror: reflecting (a), absorbing (b) and transmitting (c) states (source: [60])
Reversible metal electrodeposition and dissolution/ atoms are produced from water which are absorbed by the
switchable metal hydrides metal to form metal hydride:
(transparent) (reflective or absorbing)
A different approach to the change of light transmittance by . (5)
MH + OH− ⇄ M + H2 O + e−
electrochemical means is the use of metal films on trans-
parent substrates for electrochromic devices. Two ways to Pd prevents surface oxidation of the metal and the for-
change the light transmittance have been investigated. mation of molecular hydrogen. The counterelectrode can
This is first the cathodic electrodeposition of a metal film be nickel oxide on glass coated with a transparent conduct-
and its anodic dissolution to go into the solution as a metal ing electrode because nickel oxide shows excellent elec-
cation and, second, the switching between a highly reflective trochromic properties in aqueous alkaline electrolytes. By
or absorptive metal state and more light transmissive metal anodic oxidation, this reaction can be reversed. Figure 9
hydride state. Both ideas could be used for switchable mir- shows an electrochromic metal hydride mirror in action.
rors or totally blackening electrochromic devices.
The older idea is the use of reversible cathodic metal
electrodeposition and anodic metal dissolution for so- Some basic science for electrochromism
called reversible electrodeposition electrochromic devices
[52, 53]. Investigations have focused on metals such as Visible light, color, photopic light transmission
silver [52, 54], bismuth [53] and for applications as infor- and solar energy transmittance of windows
mation display or in smart windows [55]. Depending on
the deposition conditions, e.g., by changing the surface If we discuss electrochromism as a technology to change
roughness of the electrode, the metal M can be deposited light transmittance or reflectance, we should shortly
cathodically as a highly reflective metal film or as a rough
black metal film [56]. By anodic dissolution, the metal
film disappears from the surface of the transparent con-
ducting film and the electrode becomes transparent again:
(reflective or absorbing) (transparent)
. (4)
M ⇄ M+ + e−
The later developed version of a switchable mirror sys-
tem is based on the reversible insertion and exsertion of
hydrogen into thin metal films realized by electrochemi-
cal means [57]. This was first demonstrated on thin films
of yttrium [58] but later extended to much more common
metals such as nickel [59] or magnesium [60]. How does
such a system work? The switchable metal film, e.g., a
magnesium alloy, is capped with a very thin film of Pd.
This electrode is brought in contact with an aqueous alka- Fig. 10 Solar irradiance spectrum above atmosphere and at the sur-
line electrolyte. By electrochemical reduction, hydrogen face of the Earth (source: Wikimedia Commons)
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a certain wavelength, at 550 nm or at photopic transmittance. experimental data, such as switching voltage, temperature
In addition, switching time for coloring and bleaching are and device construction and size.
very unlikely to be the same and, this also very important,
switching time strongly depends on the applied voltage and Cycle life
often also on temperature.
But this is not all, what makes a statement of switching One of the most important properties of an electrochromic
times for electrochromic elements difficult and not easy to device is a high cycle life. This means it must be possible to
compare with one another? Switching time cannot only be switch between the differently colored oxidation states sev-
influenced by the coloration efficiency of an electrochromic eral thousand times without significant change in switching
material and the ease of intercalation and deintercalation of range, switching speed, transmission level of the bleached
ions, but also very strongly by the electrical resistances in and colored (and intermediate) states, and without cosmetic
the system to be switched. High electrical resistances are defects such as delaminations, uneven coloring or bleach-
introduced into an electrochromic system by the electrolyte ing, non-switching areas and others. This goal is not easy
and/or by the transparent conducting films. In general, a liq- to reach. If we consider the use of electrochromic elements
uid electrolyte has a low resistance but for practical applica- in glazing for building applications it is generally assumed
tions gel or solid electrolytes are preferred. Solid electro- that about 40,000 switching cycles and 20 years lifetime are
lytes can add a high electrical resistance to a system. But the necessary [71] and this under changing environmental con-
transparent conducting layers can also contribute significant ditions such as temperatures below − 20 and above + 40 °C,
additional electrical resistance. The larger an electrochromic high solar irradiation levels, fast temperature changes and
device area, the larger is the resistance due to the transparent uneven temperature distribution over the area of the elec-
conductors. In large electrochromic windows in the square trochromic device. It has to be mentioned that an electro-
meter range, it is the resistance of the transparent conductors chromic glass can, if colored at high temperature and under
that dominates the overall resistance of an electrochromic high sun irradiation levels, reach temperatures of 70 °C and
system. A specific electrochromic device which can switch higher, under certain circumstances even higher than 100 °C.
in milliseconds in a small laboratory sample will need many In such a case the temperature of electrochromic elements is
minutes to do this in a large area square meter-sized real- much higher than the ambient temperature.
world smart window device. To assess the durability and reliability of electrochromic
Therefore, it is difficult to compare the multitude of devices a number of accelerated aging tests have been devel-
switching or response times reported in the scientific lit- oped during the last years [72]. Meanwhile, an international
erature because of poor, if any, consistency with either the standard, ISO18543 Glass in building: Electrochromic glaz-
method of calculation or the point at which the measurement ings—Accelerated aging test and requirements, is describing
is made, e.g., percentage of transmittance change. Only very such a test procedure.
recently, a proposal for a new standard method to calculate
electrochromic switching time has been published [69].
Many processes in chemistry and physics can be Electrochromic devices
described by first-order differential equations [70]. This is
also true for the switching of an electrochromic element, i.e., To be able to make practical use of electrochromic effects
the visible light transmittance change ΔTM with time t after of solid thin film materials or dissolved compounds it is
application of a d.c. voltage [69]: necessary to construct suitable electrochemical cells, which
are often called electrochromic devices or electrochromic
ΔTM(t) = ΔTMmax (1 − e−t∕𝜏 ), (9) elements. There are four basic types of electrochromic cells
with which are schematically shown in Fig. 13. All have in com-
mon that the electrochromic system has to be placed between
ΔTMmax = TMb − TMc , (10)
two conductive substrates or electrodes of which at least
and time constant τ [s]. What can we learn from τ? If switch-
one has to be optically transparent. For applications such as
ing time t is equal to τ, 63.2% of the maximum transmittance
switchable mirrors or information displays, this can be suffi-
change is reached, at a time of 2.3τ we are at 90%, at 3τ at
cient. But for other applications such as for smart switchable
95% and finally at 4.6τ 99% of ΔTMmax is switched.
window glass, of course, two optically transparent substrates
Since ΔTMmax and τ provide all necessary information for
are absolutely necessary. Even for some kind of switchable
describing the time necessary to switch an electrochromic
mirrors or information displays, two transparent substrates
material or element, these values should be measured, calcu-
could be advantageous.
lated and stated in research reports together with all relevant
The most often used transparent substrate is of course
glass, but also transparent organic polymeric materials can
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Fig. 14 Six different coloration states of a complementary electrochromic device with tungsten oxide and Prussian blue as electrochromic layers
and an ion-conducting PVB polymer electrolyte (source: from the laboratory of Gesimat GmbH, Berlin, Germany)
polyaniline [81], Prussian blue and polyaniline [82], or tung- for hybrid devices is the combination of a solution phase
sten oxide and PEDOT [83] to name a few. These films of cathodic electrochromic methyl viologen compound with a
mixed transition metal oxides or of mixtures of several dif- surface-confined anodic electrochromic Prussian blue thin
ferent conducting polymers that were investigated in this film [62].
regard have been described above. A type 4 device is the reversible electrodeposition elec-
An electrochromic device of type 1 has a battery-like trochromic device. At the working electrode, the metal is
structure and behavior [84] and is, if a Li ion conducting deposited from the solution of its metal ions or, during
electrolyte is used, essentially a Li ion battery between bleaching, it is dissolved. A second redox system is active
transparent electrodes. In such a device, any coloration state at the counter electrode. As long as the oxidation potential
which has been reached is permanent, even if the driving of the reaction product from the counter electrode is not high
voltage is switched off. Each coloration state has a typical enough to oxidize the metal film, this is a not self-bleaching
open circuit voltage which can be used for the electronic system.
control algorithm of the electrochromic device [85]. Six Multiple variations and combinations of these four basic
differently colored oxidation states of such a type 1 com- types are of course possible.
plementary electrochromic device are displayed in Fig. 14. Electrochromic devices are electrochemical systems.
But there is one exception to the battery-like behavior of Therefore, between the two electrodes, an electrolyte is nec-
type 1 electrochromic devices: in monolithic, all inorganic essary. An electrolyte is an ion-conducting medium with
solid state, electrochromic devices which consist of a stack a very low electronic conductivity. Usually, liquid, gel,
of five thin ceramic metal oxide coatings on a single piece of polymer or inorganic solid electrolytes are distinguished.
glass, usually an extremely thin inorganic electrolyte is used For laboratory tests often liquid electrolytes are used. Liq-
to compensate for the very low ionic conductivity of such a uid electrolytes are based on water or polar organic liquids
material. These very thin ceramic electrolyte films can have such as propylene carbonate, N-methyl-2-pyrrolidone,
small pin holes. Through these pinholes, the two electro- γ-butyrolactone or acetonitrile in which, e.g., Li salts are
chromic films can have direct electrical contact. This leads dissolved. Ionic liquids can also be used. For practical real-
to small short circuits which in turn result in a self-bleaching world applications, liquid electrolytes are no good candi-
electrochromic element. These devices need a permanently dates because of the lack of mechanical stability and the
applied voltage to stay in a given coloration state. possibility of leakage. Gel electrolytes are liquid electrolytes
In electrochromic devices of type 2, both redox active to which some suitable polymers are added which results in
components are dissolved in an electrolyte solution. Because a more viscous less fluid solution with lower ionic conduc-
of all redox species are dissolved and can freely diffuse tivity compared to the liquid electrolytes without polymer
through the solution volume, the reduced species from the additives. Polymer electrolytes usually consist of at least one
cathode and the oxidized species from anode can meet in polymer, at least one liquid additive also called plasticizer
the solution and react with one another. Therefore, such a and at least one salt. Polymer electrolytes are often mechani-
solution-phase electrochromic combination [86] is always a cally stable but still flexible materials. There are also poly-
self-erasing system in contrast to typical devices of type 1. mer electrolytes without plasticizer consisting only of poly-
The hybrid device type 3 of electrochromic systems has mer and salt. They are also called solid polymer electrolytes
one thin solid electrochromic film, whereas the second redox (SPE). Solid inorganic electrolytes have the advantage that
system is dissolved in the electrolyte. This results of course they are intrinsically more stable against high temperature,
also in a self-bleaching electrochromic element. An example overvoltage and other stress than the above-mentioned other
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types of electrolytes for electrochromic elements. However, structures are only used in academic research and not in
they have a very high specific resistance. Therefore, they industry. However, this may change. For producing switch-
are usually applied as a very thin film only which can result able mirrors, one of the TCO-coated substrates has a highly
in short-circuit problems between the electrodes. The ionic reflective mirror coating on one of the transparent substrates
conductivity of these different types of electrolytes follows on the outer surface.
the row: liquid electrolytes > gel electrolytes > polymer elec- For producing type 1 electrochromic devices the electro-
trolytes > solid polymer electrolytes > inorganic ceramic chromic and, if used in the device, ion-storage films have
electrolytes. to be deposited on top of the transparent conducting film.
Electrochromic elements are switched by use of small dc These films can be deposited by several technologies often
voltages in the range of about 0.5–3 V. If there are large elec- leading to somewhat different properties of the electroactive
trical resistances in the system as it is the case in large area film. The most often used technologies are vacuum evapora-
electrochromic devices, the switching voltage can also be tion, sputtering, electrodeposition, chemical vapor deposi-
somewhat higher to compensate for the iR or voltage drop. tion, layer-by-layer (LBL) assembly [90], spray pyrolysis
In most cases, the voltage to drive the color change of and sol–gel coating [91]. The technologically most impor-
electrochromic glazing for windows is supplied by the power tant of these methods is sputtering, the usual vacuum deposi-
grid. This makes the wiring of the window necessary. But tion technology for large-area glass coating in general.
there also exists a concept of electrochromic devices directly Electrolytes between the two electroactive films can be
coupled to solar cells positioned in the window frame. In liquid, gel-like or solid. If solid electrolytes are used two
such a case, the window should not be connected to the different configurations are possible.
power grid. A similar but also somewhat different concept First, the electrochromic film stack can be coated on a
is that of a so-called photoelectrochromic (PEC) device. In single substrate. This is usually done for all necessary layers
such a device, one of the electrodes in the electrochromic by vacuum deposition technologies, e.g., sputtering. Such a
device is also a solar cell [87]. Usually, a dye-sensitized thin film stack often consists of five oxide-based thin films:
solar cell (DSSC) electrode is coupled with an electrochro- a TCO, an electrochromic film such as tungsten oxide, a
mic electrode. This produces a self-powered window that ceramic thin film electrolyte (e.g., Ta2O5), a second elec-
spontaneously darkens when illuminated by sunlight. The trochromic film such as nickel oxide and finally a second
optical state can be stored at open circuit or changes due to TCO layer. Because this device structure on a single piece of
varying illumination at short circuit. The cells can function glass can be produced by established large area glass coating
as purely photochromic devices, as electrochromic devices, technologies, this approach is favored by investors from the
or as a hybrid of the two. Multiple variations of the combi- glass industry. But, as already mentioned, to produce a good
nation of solar cells with electrochromic devices have been pore-free inorganic ceramic electrolyte with a not too high
comprised [88]. electrical resistance is still a challenge.
Second, if the solid electrolyte is a polymer electrolyte, a
two-substrate device is typically produced. Such a polymer
Manufacturing considerations electrolyte has a lower resistance than an inorganic ceramic
electrolyte and can, therefore, be produced as a thicker film.
The next topic of this lecture is about manufacturing elec- A two-substrate device is produced by coating both TCO-
trochromic devices [89]. This topic is very extensive and coated substrates with their respective electroactive films
we want to touch it only shortly but from both an academic (electrochromic and perhaps ion-storage). These two elec-
laboratory and an industrial perspective. trochromic electrodes have to be joined afterwards by the
Usually, the substrates, which are necessary for producing polymer electrolyte. This can be done by lamination with
electrochromic devices are bought from respective suppliers. a solid but flexible ion-conducting interlayer material [92,
These substrates are mostly glass plates or transparent plas- 93] in a process similar to the production of laminated safety
tic materials coated with transparent conducting oxides such glass or using a liquid mixture of monomers and other addi-
as ITO (indium-doped tin oxide), AZO (aluminum-doped tives, fill a defined gap between the two electrochromic elec-
zinc oxide) or FTO (fluorine-doped tin oxide). Industrial trodes with this mixture and polymerize the monomers of
producers of large-area electrochromic devices on glass use the electrolyte by UV and/or heat treatment so that a solid
FTO-coated glass because this is produced in large quanti- electrolyte is formed in situ [94, 95]. The gap between the
ties and available at reasonable prices. Plastic substrates, two substrates can be defined by double-sided spacer tapes
e.g., PET films coated with ITO films, are also commercially which are placed on the edge of the glass substrates and fix
available in large area. them together with the required distance.
PEDOT, carbon nanotubes, metal grids, metal nanowire Liquid electrolytes are often used in academic research
meshes or other exotic transparent conducting materials and in general and in industrial research at the beginning of
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