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BULACAN STATE UNIVERSITY - COLLEGE OF LAW 1

PROPOSED THESIS TITLE

A Thesis Proposal Presented to the College of Law

Bulacan State University

In Partial Fulfillment of the Requirements of the Degree

Juris Doctor (with Thesis Program)

By

NAME OF RESEARCHER

December 2019
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 2

Certification of English Critic


Republic of the Philippines
BULACAN STATE UNIVERSITY
College of Law
Guinhawa, City of Malolos, 3000, Bulacan

English Editing Certification Form

This is to certify that I have edited this thesis/dissertation manuscript entitled:

___________________________________________________________________
___________________________________________________________________
____________________________________________________________________

Prepared by:

Name of Researcher____
_____________________
_____________________

and have found it thorough and acceptable with respect to grammar and composition.

Reviewed by:

Name of Gramarrian:_________________

Designation/Affiliation:_______________

Contact Number:_____________________

Date:_______________________________
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 3

ABSTRACT

The Katarungang Pambarangay (KP) Law aids the reduction of number of filing

of cases in various Municipal Trial Courts (MTC) that leads to congestion of court

dockets. Its essence is to promote speedy administration of justice, to decongest the

courts from cases and to provide a peaceful and harmonious resolution of conflicts within

the barangay instead of adversarial proceedings in the courts.

This study will thoroughly analyze the effectiveness of the Revised Katarungang

Pambarangay Law under Republic Act (R.A) No. 7160, otherwise known as the Local

Government Code of 1991 in Barangay Taboc in the decongestion of cases of the

Municipal Trial Court of Angat, Bulacan.

The researcher aims to analyze the number of complaints handled by the Lupon of

Barangay Taboc were filed before the Municipal Trial Court of Angat in the year 2013 –

2018. It also aims to determine the effectiveness of the Katarungang Pambarangay Law

in the decongestion of cases of the MTC and the

possible effects of the Katarungang Pambarangay Law to the Municipal Trial Court of

Angat.

The researcher used both the descriptive and analytical method of research to

obtain significant information in this study.

This study will include the Barangay Captain, members of the Lupon

Tagapamayapa (Lupon), complainants and residents in Barangay Taboc and municipal


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 4

Trial Court (MTC) Judge as well as its Clerk of Court in Angat, Bulacan.

TABLE OF CONTENTS
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 5

TITLE PAGE …………………………………………………………………………. …i


CERTIFICATION OF ENGLISH EDITING ………………………………………….ii
ABSTRACT……………. ……………………………………………………………….iii
TABLE OF CONTENTS ……………………...……………………………………… .iv
CHAPTER 1……………………………………………………………………………...1
I. Historical Background
………………………………………………………………..1
II. Statement of the Problem 13
A. Major Problem of the Study 13
B. Minor Problem/s of the Study 13
C. Objective of the Study 13
D. Significance of the Study 14
E. Scope and Limitation 17
F. Definition of Terms 18
G. Abbreviations 20
CHAPTER 2 21
REVIEW OF RELATED LITERATURE AND STUDIES 21
I. Review of Related Literature 21

1. Similar Courts in Other Countries ………………………………

II. Review of Related Study 31

AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991….......34

CASES UNDER KATARUNGANG PAMBARANGAY 42


CIRCULAR NO. 14-93 July 15, 1993 59
CHAPTER 3 69
RESEARCH DESIGN AND METHODOLOGY 69

I. Research Design 69

II. Research Methodology 70


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 6

CHAPTER 1

INTRODUCTION

I. Historical Background

The barangays are the smallest political subdivisions in the Philippines. The

Katarungang Pambarangay (KP) or Barangay Justice System (BJS) is an alternative,

community-based mechanism for dispute resolution of conflicts between members of the

same community.1

The Barangay Justice System provides a venue for disputing parties to search for

a mutually acceptable solution. Other members of the communities act as intermediaries,

facilitating the discussion of possible solutions.

The BJS formalized the Filipino tradition to seek help of community elders or tribe

leaders in resolving disputes between members of the same community, and uses the

Punong Barangay (highest elected official in a barangay) and the Lupon members

(committee of respected community members).

The Barangay has a Justice System or Katarungang Pambarangay. The barangay

captain heads a committee called the “Lupon Tagapamayapa” (Justice of the peace) to

mediate and settle disputes at the Barangay level. They do not have judicial powers as a

1
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 7

court does, but rather attempt to resolve issues so the parties can avoid going to court.2

Although the idea of Barangay Justice System was attributed to then Chief Justice

Fred Ruiz Castro who proposed the same to Fomer Pres. Ferdinand Marcos, the concept

of amicably settling disputes in the barangay level is not as new as we seem to think.

Even prior to the arrival of the Spanish colonials in the archipelago, our early forefathers

had already peacefully settled conflicts within the community. The account of Fr. Juan de

Plascencia on the Customs of the Tagalog3 were most enlightening:

“Investigations made and sentences passed by the dato must take

place in the presence of those of his barangay. If any of the litigants felt

himself aggrieved, an arbiter was unanimously named from another

village or barangay, whether he were a dato or not; since they had for this

purpose some persons, known as fair and just men, who were said to give

true judgment according to their customs. If the controversy lay between

two chiefs, when they wished to avoid war, they also convoked judges to

act as arbiters; they did the same if the disputants belonged to two

different barangays. In this ceremony they always had to drink, the

plaintiff inviting the others.”

This system of amicably settling disputes continued during the Spanish regime,

although informally and in limited extent, with the Cabeza de Barangay acting as the

datu. However, the cabeza de barangay only plays minor magisterial authority as it was

2
(https://wikivividly.com/wiki/Katarungang_Pambarangay).
3
(http://www.gutenberg.org/files/13701/13701-h/13701-h.htm#d0e1500 (p. 170)).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 8

the primary duty of gobernadorcillos (municipal magistrates) to settle civil cases arising

between and among Indios (as the natives were called), Chinese mestizos and Chinese.4

The Barangay Justice System was put to an end during the American Regime with

the imposition of American justice system, which is adversarial in nature.

The first abstract conception of the Katarungang Pambarangay Law started in

1976 when Supreme Court Justice Fred Ruiz Castro proposed the innovative idea of

settling disputes through “neighbourhood paralegal committee.” The abstract conception

of the law first saw a ray of hope for a possible passage of a law when Presidential

Decree No. 1293 was promulgated on January 27, 1978. It created a presidential

commission tasked with a duty of studying the feasibility of instituting a system of

settling disputes among the members in the barangay without going to courts.

Presidential Decree (P.D) No. 1508 in year 1978 was the first KP Law that

institutionalized Katarungang Pambarangay. It was promulgated by then President

Ferdinand Marcos with the passage of Presidential Decree No. 1508 in 1978. The law

took effect on December 30, 1978 and this was the law that organized, established and

institutionalized a formal system of amicable settlement of disputes at the barangay level.

In the spirit of reviving Filipino tradition of peacefully settling disputes within the

community, then President Marcos declared the restoration of barangay justice system

under the Katarungang Pambarangay Law or PD 1508. KPL is an extrajudicial system

4
Crime, society and the state in the 19th Century Philippines by Greg Bankoff. Ateneo de Manila University Press ©
1996, pp99-100.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 9

wherein disputes and minor civil and criminal cases are settled within the barangay for

speedy disposition of justice and also to minimize referral of such cases to the

court.5 Under PD 1508, a Lupong Tagapamayapa, consisting of the Barangay chief and

10 other members, was created primarily to resolve disputes and settle complaints within

the community.

Although PD No. 1508 was the first law to organize, establish and institutionalize

the Katarungang Pambarangay, its real intent was to give full recognition to the historical

fact that peaceful settlement of disputes among the family and barangay members without

going to the courts is a time- honoured tradition in the Philippines and is at the root of a

Filipino culture.

Fourteen years later, PD No. 1508 was repealed by RA No. 7160, otherwise

known as the Local Government Code of 1991. In the repealing law, the Katarungang

Pambarangay Law was incorporated as part of the codified laws on local government.

Sec.. 399 - 422, Chapter VII of R.A. 7160 are the relevant sections on Katarungang

Pambarangay.

The Revised Katarungang Pambarangay Law under R. A. 7160, otherwise known

as the Local Government Code of 1991, effective on January 1, 1992 and which repealed

P. D. 1508, introduced substantial changes not only in the authority granted to the

Lupong Tagapamayapa (Lupon) but also in the procedure to be observed in the

5
Peace through Justice. Chief Justice Reynato S. Puno. Keynote address delivered on the first day of the 2nd Barangay
Justice Advocates Congress on December 3, 2007, at the Grand Men Seng Hotel, Davao City, p3.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 10

settlement of disputes within the authority of the Lupon.6

In the late 1990s, the Philippine Supreme Court attempted to bring the Barangay

Justice System (BJS) under its purview, with the idea that the formal courts could better

provide “justice” to the people. This view was formed in part because many cases

successfully resolved by the BJS are in fact invisible to courts, which receive only the

cases that failed to reach settlement at the BJS level. In the end, the move was quashed

due to the outcry from local government officials and public fears that, like the court

system, the BJS would become inaccessible, alien, and costly if managed by the Supreme

Court. To date, the BJS has remained under the supervision of the local government

units.7

In the words of Chief Justice Reynaldo Puno himself, the “Barangay Justice

System plays a vital role in addressing the weaknesses of our adversarial system of

dispute resolution”. The conciliatory character of BJS is much more attuned to the

Filipino culture of smoothing interpersonal and community relationship as against the

adversarial justice system which is more combative in nature, and which is more

“complicated” in nature.8 Moreover, BJS offers a more affordable access to justice for

our poor countrymen.

Since its first implementation via P.D. 1508 in 1978, the Barangay Justice System

6
(ADMINISTRATIVE CIRCULAR NO. 14-93).
7
(https://asiafoundation.org/2012/04/11/taking-a-hard-look-at-formal-and-informal-justice-systems-in-the-
philippines/).
8
Peace through Justice. Chief Justice Reynato S. Puno. Keynote address delivered on the first day of the 2nd Barangay
Justice Advocates Congress on December 3, 2007, at the Grand Men Seng Hotel, Davao City, p3.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 11

has taken a much more active, wider role not only in settling disputes among barangay

members, but also in ensuring protection of women and children from abuse,

exploitation, and violence as provided for in RA 76109, RA 9262.10 Through these, the

barangay can issue Barangay Protection Orders (BPO) or file complaints against violators

of such laws.11

Even in the Philippine Judiciary System, this barangay conciliatory process was

acknowledged in 1993, when then Chief Justice Narvasa issued an Administrative

Circular instructing all trial courts against entertaining suits which have not undergone

through the barangay conciliatory proceedings.12

The Katarungang Pambarangay was also an effective measure to decongest court

dockets and minimize delay in case disposition. 13

The Lupon is the Peace-Making Council in the barangay. The lupon is created in

each barangay and is composed of: (a) the Punong Barangay as chairman, and ten (10) to

twenty (20) members appointed by the Punong Barangay.

The Katarungang Pambarangay is said to have three components: (A) the Lupong

Tagapamayapa; (B) the Pangkat ng Tagapagsundo; and (C) the Legal Advisers.

The Lupong Tagapamayapa. It is the body organized in every barangay composed

9
(The Special Protection of Children Against Abuse, Exploitation and Discrimination Act).
10
( Anti-Violence Against Women and Their Children Act of 2004).
11
(https://brgyjustice.wordpress.com/category/history/).
12
(Administrative Circular No. 14-93 s. 1993).
13
(http://werdan88.blogspot.com/2009/10/critical-analysis-of-justice-system-in.html).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 12

of the Barangay Captain as Chairman and not less than ten (10) nor more than twenty

(20) members from which the members of every Pangkat shall be chosen. Although the

Lupon, as a whole, does not facilitate mediation or conciliation proceedings, the members

of the Pangkat which conducts mediation or conciliation sessions are chosen from the

members of the Lupon. The Lupon may be assisted by the Provincial Legal Officer, City

Legal Officer, Municipal Legal Officer, and/or Public Prosecutor on matters involving

questions of law necessary in the administration of the Katarungang Pambarangay.

“Section 399. Lupong Tagapamayapa. –

(a) There is hereby created in each barangay a lupong

tagapamayapa, hereinafter referred to as the lupon, composed of the

punong barangay, as chairman and ten (10) to twenty (20) members. The

lupon shall be constituted every three (3) years in the manner provided

herein.

(b) Any person actually residing or working, in the barangay, not

otherwise expressly disqualified by law, and possessing integrity,

impartiality, independence of mind, sense of fairness, and reputation for

probity, may be appointed a member of the lupon.

(c) A notice to constitute the lupon, which shall include the names

of proposed members who have expressed their willingness to serve, shall

be prepared by the punong barangay within the first fifteen (15) days from

the start of his term of office. Such notice shall be posted in three (3)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 13

conspicuous places in the barangay continuously for a period of not less

than three (3) weeks;

(d) The punong barangay, taking into consideration any opposition

to the proposed appointment or any recommendations for appointment as

may have been made within the period of posting, shall within ten (10)

days thereafter, appoint as members those whom he determines to be

suitable therefor. Appointments shall be in writing, signed by the punong

barangay, and attested to by the barangay secretary.

(e) The list of appointed members shall be posted in three (3)

conspicuous places in the barangay for the entire duration of their term of

office; and

(f) In barangays where majority of the inhabitants are members of

indigenous cultural communities, local systems of settling disputes

through their councils of datus or elders shall be recognized without

prejudice to the applicable provisions of this Code.

Section 400. Oath and Term of Office. - Upon appointment, each

lupon member shall take an oath of office before the punong barangay. He

shall hold office until a new lupon is constituted on the third year

following his appointment unless sooner terminated by resignation,

transfer of residence or place of work, or withdrawal of appointment by

the punong barangay with the concurrence of the majority of all the
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 14

members of the lupon.

Section 402. Functions of the Lupon. - The lupon shall:

(a) Exercise administrative supervision over the conciliation panels

provided herein;

(b) Meet regularly once a month to provide a forum for exchange

of ideas among its members and the public on matters relevant to the

amicable settlement of disputes, and to enable various conciliation panel

members to share with one another their observations and experiences in

effecting speedy resolution of disputes; and

(c) Exercise such other powers and perform such other duties and

functions as may be prescribed by law or ordinance.

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought before the

lupon a conciliation panel to be known as the pangkat ng tagapagkasundo,

hereinafter referred to as the pangkat, consisting of three (3) members who

shall be chosen by the parties to the dispute from the list of members of

the lupon.

Should the parties fail to agree on the pangkat membership, the

same shall be determined by lots drawn by the lupon chairman.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 15

(b) The three (3) members constituting the pangkat shall elect from

among themselves the chairman and the secretary. The secretary shall

prepare the minutes of the pangkat proceedings and submit a copy duly

attested to by the chairman to the lupon secretary and to the proper city or

municipal court. He shall issue and cause to be served notices to the

parties concerned.”14

The judicial power extended to the Punong Barangay is mainly to promote a

speedy disposition of cases; however, this power is also extended to the members of the

Lupon Tagapamayapa for the observance of more judicious decisions. This system may

improve the quality of justice in the country; it will decrease the number of indiscriminate

filing of cases in courts and decongest the courts from numerous cases filed thereto.15

When the chairperson of the committee, usually the Kapitan, receives a

complaint, Barangay law requires him to inform the parties and set a meeting for

mediation the following day. If after 15 days there is no resolution, than a more formal

hearing involving the pangkat or body, must be set. If there is still no end to the dispute in

another 15 days, then the complainant may file the case in the trial court.16

If the conciliation proceedings before the barangay should fail, then you may

request a Certificate to File Action, so you can file the appropriate complaint against your

neighbor before the court or the office of the prosecutor. The certificate is a proof of

14
(Republic Act No. 7160, AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991).
15
(http://www.garph.co.uk/IJARMSS/Feb2018/12.pdf).
16
(https://www.dayananconsulting.com/understanding-philippines-local-government-unit-system-foreign-
businesses-operators/).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 16

compliance that you brought the matter before the barangay before filing it in court.17

The lupon secretary shall issue certified true copies of any public record in his

custody that is not by law otherwise declared confidential.

Pangkat ng tagapagsundo is the conciliation panel that hears each dispute brought

before the lupon.

Legal Advisers. On matters involving questions of law necessary in the

administration of the Katarungang Pambarangay Law, the following shall render legal

advice; Provincial legal officer; City legal officer; Municipal legal officer; and Public

Prosecutor.18

II. Statement of the Problem

The main trust of this study is to provide a Critical Analysis on the Effectiveness

of the Revised Katarungang Pambarangay Law under Republic Act R.A 7160, otherwise

known as the Local Government Code of 1991 in Barangay Taboc in the decongetion of

cases of the Municipal Trial Court of Angat, Bulacan. This study seeks to answer the

following questions respectively:

17
(https://www.manilatimes.net/all-disputes-generally-subject-of-barangay-conciliation/155694/).
18
(http://zabalketa.org/wp-content/uploads/2016/02/Guide_to_katarungang_2012.pdf).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 17

A. Major Problem of the Study

1. How effective is the Katarungang Pambaragay Law in decongesting cases of

the Municipal Trial Court of Angat?

B. Minor Problem/s of the Study

2. How many complaints handled by the Lupon of Barangay Taboc were filed

before the Municipal Trial Court of Angat in the year 2013 - 2018?

3. How may the Municipal Trial Court of Angat be affected by the revised

Katarungang Pambarangay Law?

C. Objective of the Study

The main objective of this study is to provide a Critical Analysis on the

Effectiveness of the Revised Katarungang Pambarangay Law under Republic Act R.A

7160, otherwise known as the Local Government Code of 1991, in Barangay Taboc in the

decongetion of cases of the Municipal Trial Court of Angat, Bulacan.

It also aims to accomplish the following:

1. To know the how effective is the Katarungang Pambaragay Law in

decongesting cases in the Municipal Trial Court of Angat.

2. To know the number of complaints filed before the Municipal Trial Court of

Angat that passed the Lupon of Barangay Taboc in the year 2013 – 2018.

3. To determine the effects of the Katarungang Pambarangay Law to the


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 18

Municipal Trial Court of Angat.

D. Significance of the Study

This study will serve as a useful material for the people who want to make future

researches on the effectiveness of the Revised Katarungang Pambarangay Law under

Republic Act R.A 7160, otherwise known as the Local Government Code of 1991, in

Barangay Taboc in the decongestion of cases in the Municipal Trial Court of Angat,

Bulacan. This paper will analytically provide new sets of information, data and ideas on

the essential purpose of the institution of the KP Law and the possible effects of this law

to the MTC of Angat. This can be helpful in achieving their respective intentions.

This study will be beneficial to the following sectors of the society:

1. To The Municipality of Angat, Province of Bulacan

This study will serve as an eye - opener to the Municipal Government

of Angat to give more emphasis on conducting trainings and seminars that

will help in augmenting the perspective of the law and evaluating the

performance of the Lupong Tagapamayapa in all barangays in the city. This

study will serve as an assisting tool in the reduction of filing of premature

cases in the MTC after mediation and conciliation proceedings of the lupon,
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 19

and formulation of future plans to lessen and/or avoid such instances in the

future. This will also serve as an effective tool in determining the possible

effects of proceedings of the Lupon to the MTC.

2. To The Residents of Barangay Taboc in Municipality of Angat

This study will educate the residents about the existence of a lupon,

and inform them that disputes within the ambit of the KP Law may be

peacefully settled even without the assistance of a counsel in maintaining

harmonious relationship in their community.

3. Members of the Katarungang Pambarangay Law implementing officers

This study will provide valuable references and recommendations

to the members of the Lupon, in order to inform them of their duties and

functions as implementing officers.

4. Members of the Judiciary

This study will serve as an instrument to inform the members of the

Judiciary that their expertise in this law is a great help in augmenting the

knowledge and wisdom of the members of the Lupon. With their great ability

to cooperate they may help improve the Lupon’s practice of mediation and

conciliation proceedings which will benefit everyone.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 20

The result of this study would serve as a source of information in understanding that

the KP Law is an effective way of promoting speedy administration of justice,

decongesting cases in the courts and providing a peaceful and harmonious resolution of

conflicts within the barangay instead of adversarial proceedings in the courts.

Those who are contemplating to do research on this topic will have a guide in the

preparation of their research paper. The researcher learned to utilize library facilities and

internet sources to get related literature and studies to enhance the research.

E. Scope and Limitation

This study will critically analyze the effectiveness of the Revised Katarungang

Pambarangay Law under Republic Act R.A 7160, otherwise known as the Local

Government Code of 1991, in Barangay Taboc in the decongestion of cases of the

Municipal Trial Court of Angat, Bulacan.

The key – personnel who participated in this study by answering questionnaire

includes the MTC Judge, Clerk of Court, Barangay Captain, members of the Lupon and

residents who personally experience being the subject of the KP Law.

The distributed survey questionnaire merely focused on the effectiveness of the KP

Law in the decongestion of cases in MTC of Angat, the effects of the law in MTC, and

the awareness of the members of the community in the existence of the Katarungang

Pambarangay in their community.

The study is limited only to Barangay Taboc and Municipal Trial Court in the
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 21

Municipality of Angat. Resource persons from the barangay assisted the researcher in

conducting the survey.

F. Definition of Terms

To ensure good understanding and appreciation of the research, these terms are listed

with their corresponding definitions. This can also help the readers to be familiar with the

words and their meanings.

a. Amicable Settlement – It is an agreement reached during mediation and

conciliation proceedings.19

b. Arbitration – It is a process wherein the third party from outside the judicial

system is chosen by parties to hear and decide their dispute.20

c. Complainant – Is a person who makes a complaint or who starts proceeding

against someone.

d. Complaint – It is a concise statement of ultimate facts constituting the plaintiff’s

cause and causes of action.21

e. Conciliation – It is a process wherein the Pangkat forgoes the power to decide or

recommend but assist the parties to isolate issues and options to reach a settlement

by consensus that jointly satisfies their needs22

19
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
20
Id .
21
Id .
22
Id .
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 22

f. Dispute – It is a conflict or controversy; a conflict of claims or rights; an assertion

of aright, claim, or demand on one side, met by contrary claims or allegations on

the other.23

g. Effectiveness – It is the closeness of actual results achieved to meeting

expectations. Effectiveness ignores expenditure, while efficiency measure worth

of results. Efficiency is weighing results against costs over time, and effectiveness

is weighing results against expectations over time.24

h. Judiciary – It is pertaining or relating to the courts of justice, to the judicial

department of government, or to the administration of justice.25

i. Katarungang Pambarangay – It is a system of justice administered at the

barangay level for the purpose of amicable settling disputes through mediation,

conciliation or abitration among the family or barangay without resorting to the

courts.26

j. Lupong Tagapamayapa – It is a body organized in every barangay composed of

Punong Barangay as the chairperson and not less than ten (10) and more than

twenty (20) from which the members of every Pangkat shall be chosen.27

k. Mediation – It is a process wherein the Lupon chairperson or Barangay

Chairperson assists the disputing parties to reach a settlement by consensus that

23
https://thelawdictionary.org.
24
Id.
25
Id.
26
Id .
27
Id .
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 23

jointly satisfies their needs.28

l. Member – It is one of the persons constituting a partnership, association,

corporation, guild, etc. One of the persons constituting a court a legislative

assembly, etc.

m. Pangkat Tagapagkasundo - Is a conciliation panel constituted from the Lupon

membership for every dispute brought before the Lupon consisting of three (3)

members after the Punong Barangay has failed in his mediation efforts. 29

n. Respondent – It is the other side in a case which is the subject of an appeal.30

G. Abbreviations

a. KP - Katarungang Pambarangay.

b. MTC – Municipal Trial Court.

c. BJS – Barangay Justice System.

d. Lupon – Lupong Tagapamayapa.

e. Pangkat - Pangkat Tagapagkasundo.

f. DILG- Department of Interior and Local Government.

28
Id .
29
Id .
30
(Dictionary of Law, 2000).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 24

CHAPTER 2

REVIEW OF RELATED LITERATURE AND STUDIES

This Chapter includes a comprehensive discussion that covers related literatures

and studies. These are relevant since these will substantiate the results of the study

conducted.

I. Review of Related Literature

The Katarungang Pambarangay is a three-person mediation in which the

mediators are drawn from volunteers in the barangay. In rural communities,

"barangay" refers to "village," while in cities "barangay" refers to the smallest

political unit. Currently, in the Philippines there are 40,000 barangays and therefore

40,000 Katarungang Pambarangay mediation centers.31

Lopez (2004), in his book entiled “The Law On Alternative Dispute Resolution:

Private Justice In The Philippines, How To Solve Legal Disputes Without A

Courtroom Trial says that the tri-party approach to mediation has its counterparts in

various other countries. In India, the village panchayat-group of five-mediates in

public to resolve any dispute brought before them.32 In Spain, labor disputes are

31
(http://www.gov.ph/catjlocalgov/default.asp ).
32
JIM V. LOPEZ, THE LAW ON ALTERNATIVE DISPUTE RESOLUTION: PRIVATE JUSTICE IN
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 25

mediated by a four-party mediation team.

When a police officer tells a complainant that his complaint must pass through

mediation in the Barangay Lupon before he can take action, it is not his intention to

disregard and take no action on the complaint for reasons unfair to the complainant.

The police officer may in fact be doing a favor to him because of the mandatory

character of the mediation in the Brgy Lupon being a prerequisite before the case is

filed in court. However, it has been observed that the laudable purpose of the Revised

Katarungang Pambarangay Law is subverted and its effectiveness undermined by

premature issuance of certifications to file action by concerned Barangay Officials;

and, likewise by the improper referral of cases to the Barangay by police officers.

This issue aims to provide insights as to when the PNP should refer disputes to the

Barangay and when a police officer should entertain certifications to file action.33

Katarungang Pambarangay

Section 399. Lupong Tagapamayapa. -

THE PHILIPPINES, HOW TO SOLVE LEGAL DISPUTES WITHOUT A COURTROOM TRIAL, 59


(Rex Book Store, Inc. 2004).
33
(http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 26

(a) There is hereby created in each barangay a lupong

tagapamayapa, hereinafter referred to as the lupon, composed of the

punong barangay, as chairman and ten (10) to twenty (20) members.

The lupon shall be constituted every three (3) years in the manner

provided herein.

b) Any person actually residing or working, in the barangay,

not otherwise expressly disqualified by law, and possessing integrity,

impartiality, independence of mind, sense of fairness, and reputation

for probity, may be appointed a member of the lupon.

(c) A notice to constitute the lupon, which shall include the

names of proposed members who have expressed their willingness to

serve, shall be prepared by the punong barangay within the first fifteen

(15) days from the start of his term of office. Such notice shall be

posted in three (3) conspicuous places in the barangay continuously for

a period of not less than three (3) weeks;

(d) The punong barangay, taking into consideration any

opposition to the proposed appointment or any recommendations for

appointment as may have been made within the period of posting, shall

within ten (10) days thereafter, appoint as members those whom he

determines to be suitable therefor. Appointments shall be in writing,

signed by the punong barangay, and attested to by the barangay


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 27

secretary.

(e) The list of appointed members shall be posted in three (3)

conspicuous places in the barangay for the entire duration of their term

of office; and

(f) In barangays where majority of the inhabitants are members

of indigenous cultural communities, local systems of settling disputes

through their councils of datus or elders shall be recognized without

prejudice to the applicable provisions of this Code.

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought before

the lupon a conciliation panel to be known as the pangkat ng

tagapagkasundo, hereinafter referred to as the pangkat, consisting of

three (3) members who shall be chosen by the parties to the dispute

from the list of members of the lupon.

Should the parties fail to agree on the pangkat membership,

the same shall be determined by lots drawn by the lupon chairman.

(b) The three (3) members constituting the pangkat shall elect

from among themselves the chairman and the secretary. The secretary

shall prepare the minutes of the pangkat proceedings and submit a

copy duly attested to by the chairman to the lupon secretary and to the
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 28

proper city or municipal court. He shall issue and cause to be served

notices to the parties concerned.

The lupon secretary shall issue certified true copies of any

public record in his custody that is not by law otherwise declared

confidential.

Section 412. Conciliation. -

(a) Pre-condition to Filing of Complaint in Court. - No

complaint, petition, action, or proceeding involving any matter within

the authority of the lupon shall be filed or instituted directly in court or

any other government office for adjudication, unless there has been a

confrontation between the parties before the lupon chairman or the

pangkat, and that no conciliation or settlement has been reached as

certified by the lupon secretary or pangkat secretary as attested to by

the lupon or pangkat chairman or unless the settlement has been

repudiated by the parties thereto.

(b) Where Parties May Go Directly to Court. - The parties may

go directly to court in the following instances:

(1) Where the accused is under detention;

(2) Where a person has otherwise been deprived of

personal liberty calling for habeas corpus proceedings;


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 29

(3) Where actions are coupled with provisional remedies

such as preliminary injunction, attachment, delivery of personal

property and support pendente lite; and

(4) Where the action may otherwise be barred by the statute

of limitations.

c) Conciliation among members of indigenous cultural

communities. - The customs and traditions of indigenous cultural

communities shall be applied in settling disputes between members of

the cultural communities.

SECTION 413. Arbitration. –

(a) The parties may, at any stage of the proceedings, agree in

writing that they shall abide by the arbitration award of the lupon

chairman or the pangkat. Such agreement to arbitrate may be

repudiated within five (5) days from the date thereof for the same

grounds and in accordance with the procedure hereinafter prescribed.

The arbitration award shall be made after the lapse of the period for

repudiation and within ten (10) days thereafter.

(b) The arbitration award shall be in writing in a language or

dialect known to the parties. When the parties to the dispute do not use

the same language or dialect, the award shall be written in the


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 30

language or dialect known to them.

“If the barangay chairman fails to resolve the dispute, mutually agreed upon third

parties can be brought into the process. If the parties continue to fail in the resolution

process, then the parties may choose to enter the court system. The advantage of the

barangay justice system is that it is intended to create a win-win solution and it can be

quicker and less costly than the court system”, according to Access, 2013.34

1. Similar Courts in Other Countries

The Australian Law Reform Commission in its publication entitled as “Indigenous

Justice Mechanisms in some Overseas Countries: Models and Comparisons” provide an

overview of the Structure of Village Courts in Papua New Guinea. The Village Courts

Act 1973 accordingly provided for the establishment of village courts to operate

alongside the existing local and district courts. The court’s function is to ‘ensure peace

and harmony in the area for which it is established by mediating in, and endeavoring to

obtain just and amicable settlement of disputes. If mediation fails the court has a

compulsory jurisdiction.35

The judiciary of Solomon Islands is a branch of the Government of Solomon

Islands that interprets and applies the laws of Solomon Islands, to ensure equal justice

under law, and to provide a mechanism for dispute resolution. Local courts have both

34
(https://www.niu.edu/cseas/_pdf/lesson-plans/fulbright-hays/philippine-political-structure.pdf).
35

(https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mechanisms%20in%20some%20
Overseas%20Countries%3A%20Models%20and%20Comparisons/pa).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 31

civil and criminal jurisdiction when all parties live within the area under that

jurisdiction. Rulings are issued not by professional judges but by community elders,

applying customary law and local by-laws. Sentences passed in criminal cases may not

exceed six months imprisonment, nor a fine of SI$ 200. A case may only be brought to a

local court once "all traditional means of resolving the dispute have been exhausted", and

the case has been submitted to local chiefs without the latter's ruling being satisfactory to

all parties.36

In Australia, the “community court” is not an actual court, but is the commonly

referred designation of the Court of Summary Jurisdiction of the Northern Territory when

dealing with indigenous offenders accused of crime. This is to show its distinction from

the usual procedures involved in that criminal court. The court commenced as a twelve-

month trial in Darwin and still continues today. At present, the court only sits in Darwin.

However, there is no barrier to the court sitting outside Darwin if the court determines

that it is necessary to do so.

The court allows the involvement of the Australian Aboriginal and Torres Strait

Islander communities in the sentencing process. It allows senior members of the local

community to be involved in and express their views upon the particular and to be part of

the sentencing process. The Court is conducted in a fairly informal manner and is

conducted with a view to enhance the reaching of an agreement between the involved

parties as to the most appropriate sentence to impose. The court is innovative in that it

36
(https://en.wikipedia.org/wiki/Judiciary_of_Solomon_Islands).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 32

incorporates the victim of the actual crime into the restorative process.37

Lopez (2004), says that the Chotei (conciliation) system in Japan has been the

preferred method for resolving disputes since the seventeenth century. 38 It is the favored

method for reconciliation because the Japanese highly value community harmony, and

taking someone to court is seen as a breach of such harmony.39

Popular justice reforms in Sri Lanka, initially promoted in 1949, were modeled

after local councils which had been in existence in the pre-colonial period (Tiruchelvam,

1984).40 These Conciliation Boards were to handle local problems through conciliation,

compromise and informal procedures in a manner similar to their village prototypes

(1984: 76~-7).41

In China, the new forms of socialist legality claimed to build upon existing

systems of mediation. China has a long history of conciliatory forms of justice rooted in

clans and villages. After the Revolution of 1949, the government of the People’s

Republic of China implemented extra-judicial forums for family and neighborhood

problems, small civil problems and minor criminal offenses. These forums used many of

the same procedures and terminology as the traditional system, such as mediation and

social pressure (Li, 1978). However, they replaced the authority of the clan and village

37
(https://en.wikipedia.org/wiki/Community_court).
38
JIM V. LOPEZ, THE LAW ON ALTERNATIVE DISPUTE RESOLUTION: PRIVATE JUSTICE IN
THE PHILIPPINES, HOW TO SOLVE LEGAL DISPUTES WITHOUT A COURTROOM TRIAL, 59
(Rex Book Store, Inc. 2004).
39
Id.
40
Tiruchelvam, Neelan (1984) The Ideology of Popular Justice in Sri Lanka: A Socio-Legal Inquiry. New
Delhi: Vikas Publishing House.
41
Id.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 33

with a legal forum more closely connected to the state. (Tiruchelvam, 1984)42

II. Review of Related Study

The system exists to help decongest the regular courts and works mostly as

"alternative, community-based mechanism for dispute resolution of conflicts," also

described as a "compulsory mediation process at the village level.43

It is only when the BJS has failed to resolve the dispute that the parties are allowed to

bring their case to court.44

Justice, as culled from Justinian and Plato’s Republic, simply means to “render to

each his due.” Its twin precept is equality of application in proportion to inequality. It

contemplates treatment according to what is desired. In other words, if a crime is

committed, the perpetrator must be swiftly prosecuted, judged and meted with

commensurate penalty, if found guilty.

A justice system is an organized means of regulating the lives of an individual in

relation to his fellow individuals and the State under a body of laws. The individual as an

offended party whose rights have been violated by others or even by the government is

entitled to appropriate relief and the individual as an offender who inflicts harm or injury

upon another or violates any other laws of the State, is also answerable in terms of

42
Id.
43
(https://wikivividly.com/wiki/Katarungang_Pambarangay).
44
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 34

punishment or other appropriate sanctions.45

The Court emphasizes the vital role which the revised katarungang pambarangay law

plays in the delivery of justice at the barangay level, in promoting peace, stability, and

progress therein and in effectively preventing or reducing expensive and wearisome

litigation.46

Barangay Officials do not have judicial powers. They are simply authorized to do

conciliation or mediation so that disputes that are within their jurisdiction will no longer

reach the courts and therefore will help in the declogging of court dockets.47

In the case of Uy vs. Contreras, 1994, it may thus be observed that there has at least

three new significant features of the Katarungang Pambarangay Law, to wit:

1. It increased the authority of the lupon in criminal offenses from those

punishable by imprisonment not exceeding thirty days or a fine not exceeding

P200.00 in P.D. No. 1508 to those offenses punishable by imprisonment not

exceeding one year or a fine not exceeding P5,000.00.

2. As to venue, it provides that disputes arising at the workplace where the

contending parties are employed or at the institution where such parties are enrolled

for study, shall be brought in the barangay where such workplace or institution is

located.

45
Bringing Justice Closer to the People, (ROGELIO E. SUBONG)
46
G.R. Nos. 111416-17. September 26, 1994.
47
(http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Handbook_0.pdf)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 35

3. It provides for the suspension of the prescriptive periods of offenses during

the pendency of the mediation, conciliation, or arbitration process.48

The governing law when it comes to mediation in the barangay is, The Revised

Katarungang Pambarangay Law found in sections 399 to 422, Chapter VII, Title I, Book

III, and section 515, Title I, Book IV, of Republic Act Number (RA) 7160, otherwise

known as the Local Government Code of 1991 is the governing law when it comes to

mediation in the Barangay.49

AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991

Republic Act No. 7160 October 10, 1991 Section 41(b) ; Section 43, Amended by RA

8553

CHAPTER VII Katarungang Pambarangay

Section 399. Lupong Tagapamayapa. -

48
G.R. Nos. 111416-17. September 26, 1994
49
(http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 36

(a) There is hereby created in each barangay a lupong tagapamayapa,

hereinafter referred to as the lupon, composed of the punong barangay, as

chairman and ten (10) to twenty (20) members. The lupon shall be

constituted every three (3) years in the manner provided herein.

(b) Any person actually residing or working, in the barangay, not

otherwise expressly disqualified by law, and possessing integrity,

impartiality, independence of mind, sense of fairness, and reputation for

probity, may be appointed a member of the lupon.

(c) A notice to constitute the lupon, which shall include the names of

proposed members who have expressed their willingness to serve, shall be

prepared by the punong barangay within the first fifteen (15) days from

the start of his term of office. Such notice shall be posted in three (3)

conspicuous places in the barangay continuously for a period of not less

than three (3) weeks;

(d) The punong barangay, taking into consideration any opposition to

the proposed appointment or any recommendations for appointment as

may have been made within the period of posting, shall within ten (10)

days thereafter, appoint as members those whom he determines to be

suitable therefor. Appointments shall be in writing, signed by the punong

barangay, and attested to by the barangay secretary.

(e) The list of appointed members shall be posted in three (3)


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 37

conspicuous places in the barangay for the entire duration of their term of

office; and

(f) In barangays where majority of the inhabitants are members of

indigenous cultural communities, local systems of settling disputes

through their councils of datus or elders shall be recognized without

prejudice to the applicable provisions of this Code.

Section 400. Oath and Term of Office. - Upon appointment, each

lupon member shall take an oath of office before the punong barangay. He

shall hold office until a new lupon is constituted on the third year

following his appointment unless sooner terminated by resignation,

transfer of residence or place of work, or withdrawal of appointment by

the punong barangay with the concurrence of the majority of all the

members of the lupon.

Section 401. Vacancies. - Should a vacancy occur in the lupon for any

cause, the punong barangay shall immediately appoint a qualified person

who shall hold office only for the unexpired portion of the term.

Section 402. Functions of the Lupon. - The lupon shall:

(a) Exercise administrative supervision over the conciliation panels

provided herein;

(b) Meet regularly once a month to provide a forum for exchange of


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 38

ideas among its members and the public on matters relevant to the

amicable settlement of disputes, and to enable various conciliation panel

members to share with one another their observations and experiences in

effecting speedy resolution of disputes; and

(c) Exercise such other powers and perform such other duties and

functions as may be prescribed by law or ordinance.

In the case of Espino vs Legarda,2006, the Supreme Court further enunciated: “x x x

As correctly stated by the Court of Appeals, the act of the barangay chairman in issuing

the certification enjoys the presumption that his official duty has been regularly

performed, absent any evidence to the controversy. Further, the defendants-appellants did

not object to the presentation of the certification. Neither did they question said

certification x x x”50

Section 403. Secretary of the Lupon. - The barangay secretary shall

concurrently serve as the secretary of the lupon. He shall record the results

of mediation proceedings before the punong barangay and shall submit a

report thereon to the proper city or municipal courts. He shall also receive

and keep the records of proceedings submitted to him by the various

conciliation panels.

50
G.R. No. 149266, 485 SCRA 76 [2006].
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 39

Section 404. Pangkat ng Tagapagkasundo. -

(a) There shall be constituted for each dispute brought before the lupon

a conciliation panel to be known as the pangkat ng tagapagkasundo,

hereinafter referred to as the pangkat, consisting of three (3) members who

shall be chosen by the parties to the dispute from the list of members of

the lupon.

Should the parties fail to agree on the pangkat membership, the same

shall be determined by lots drawn by the lupon chairman.

(b) The three (3) members constituting the pangkat shall elect from

among themselves the chairman and the secretary. The secretary shall

prepare the minutes of the pangkat proceedings and submit a copy duly

attested to by the chairman to the lupon secretary and to the proper city or

municipal court. He shall issue and cause to be served notices to the

parties concerned.

The lupon secretary shall issue certified true copies of any public

record in his custody that is not by law otherwise declared confidential.

Section 405. Vacancies in the Pangkat. - Any vacancy in the pangkat

shall be chosen by the parties to the dispute from among the other lupon

members. Should the parties fail to agree on a common choice, the

vacancy shall be filled by lot to be drawn by the lupon chairman.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 40

Section 406. Character of Office and Service of Lupon Members. -

(a) The lupon members, while in the performance of their official duties or

on the occasion thereof, shall be deemed as persons in authority, as

defined in the Revised Penal Code.

(b) The lupon or pangkat members shall serve without compensation,

except as provided for in Section 393 and without prejudice to incentives

as provided for in this Section and in Book IV of this Code. The

Department of the Interior and Local Government shall provide for a

system of granting economic or other incentives to the lupon or pangkat

members who adequately demonstrate the ability to judiciously and

expeditiously resolve cases referred to them. While in the performance of

their duties, the lupon or pangkat members, whether in public or private

employment, shall be deemed to be on official time, and shall not suffer

from any diminution in compensation or allowance from said employment

by reason thereof.

Section 407. Legal Advice on Matters Involving Questions of

Law. - The provincial, city legal officer or prosecutor or the municipal

legal officer shall render legal advice on matters involving questions of

law to the punong barangay or any lupon or pangkat member whenever

necessary in the exercise of his functions in the administration of the

katarungang pambarangay.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 41

Section 408. Subject Matter for Amicable Settlement; Exception

Thereto. - The lupon of each barangay shall have authority to bring

together the parties actually residing in the same city or municipality for

amicable settlement of all disputes except:

(a) Where one party is the government, or any subdivision or

instrumentality thereof;

(b) Where one party is a public officer or employee, and the dispute

relates to the performance of his official functions;

(c) Offenses punishable by imprisonment exceeding one (1) year or a

fine exceeding Five thousand pesos (P5,000.00);

(d) Offenses where there is no private offended party;

(e) Where the dispute involves real properties located in different cities

or municipalities unless the parties thereto agree to submit their

differences to amicable settlement by an appropriate lupon;

(f) Disputes involving parties who actually reside in barangays of

different cities or municipalities, except where such barangay units adjoin

each other and the parties thereto agree to submit their differences to

amicable settlement by an appropriate lupon;

(g) Such other classes of disputes which the President may determine
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 42

in the interest of Justice or upon the recommendation of the Secretary of

Justice.

The court in which non-criminal cases not falling within the authority

of the lupon under this Code are filed may, at any time before trial motu

propio refer the case to the lupon concerned for amicable settlement.

In the case of Estela L. Berba Vs. Josephine Pablo And The Heirs Of Carlos Palanca,

2005, it says that under Section 408 of the Local Government Code, parties actually

residing in the same city or municipality are bound to submit their disputes to the Lupon

for conciliation/amicable settlement, unless otherwise provided therein; If the

complainant/plaintiff fails to comply with the requirements of the Code, such complaint

filed with the court may be dismissed for failure to exhaust all administrative remedies.51

CASES UNDER KATARUNGANG PAMBARANGAY

1. Unlawful use of means of publication and unlawful utterances (art. 154);

2. Alarms and scandals (art. 155);

3. Using false certificates (art. 175);

4. Using fictitious names and concealing true names (art. 178);

5. Illegal use of uniforms and insignias (art. 179);

6. Physical injuries inflicted in a tumultuous affray (art. 252);

51
G.R. No. 160032. November 11, 2005.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 43

7. Giving assistance to consummated suicide (art. 253);

8. Responsibility of participants in a duel if only physical injuries are

inflicted or no physical injuries have been inflicted (art. 260);

9. Less serious physical injuries (art. 265);

10. Slight physical injuries and maltreatment (art. 266);

11. Unlawful arrest (art. 269);

12. Inducing a minor to abandon his/her home (art. 271);

13. Abandonment of a person in danger and abandonment of one’s own victim

(art. 275);

14. Abandoning a minor (a child under seven [7] years old) (art. 276);

15. Abandonment of a minor by perons entrusted with his/her custody;

indifference of parents (art. 277);

16. Qualified tresspass to dwelling (without the use of violence and

intimidation). (art. 280);

17. Other forms of tresspass (art. 281);

18. Light threats (art. 283);

19. Other light threats (art. 285);

20. Grave coercion (art. 286);

21. Light coercion (art. 287);

22. Other similar coercions (compulsory purchase of merchandise and

payment of wages by means of tokens). (art. 288);

23. Formation, maintenance and prohibition of combination of capital or labor


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 44

through violence or threats (art. 289);

24. Discovering secrets through seizure and correspondence (art. 290);

25. Revealing secrets with abuse of authority (art. 291);

26. Theft (if the value of the property stolen does not exceed p50.00). (art.

309);

27. Qualified theft (if the amount does not exceed p500). (art. 310);

28. Occupation of real property or usurpation of real rights in property (art

312);

29. Altering boundaries or landmarks (art. 313);

30. Swindling or estafa (if the amount does not exceed p200.00). (art. 315);

31. Other forms of swindling (art. 316);

32. Swindling a minor (art. 317);

33. Other deceits (art. 318);

34. Removal, sale or pledge of mortgaged property (art. 319);

35. Special cases of malicious mischief (if the value of the damaged property

does not exceed p1,000.00). (art 328);

36. Other mischiefs (if the value of the damaged property does not exceed

P1,000.00). (art. 329);

37. Simple seduction (art. 338);

38. Acts of lasciviousness with the consent of the offended party (art 339);

39. Threatening to publish and offer to prevent such publication for

compensation (art. 356);


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 45

40. Prohibiting publication of acts referred to in the course of official

proceedings (art. 357);

41. Incriminating innocent persons (art. 363);

42. Intriguing against honor (art. 364);

43. Issuing checks without sufficient funds (bp 22);

44. Fencing of stolen properties if the property involved is not more than

p50.00 (pd 1612).

Section 409. Venue. -

(a) Disputes between persons actually residing in the same barangay

shall be brought for amicable settlement before the lupon of said barangay.

(b) Those involving actual residents of different barangays within the

same city or municipality shall be brought in the barangay where the

respondent or any of the respondents actually resides, at the election of the

complaint.

(c) All disputes involving real property or any interest therein shall be

brought in the barangay where the real property or the larger portion

thereof is situated.

(d) Those arising at the workplace where the contending parties are

employed or at the institution where such parties are enrolled for study,

shall be brought in the barangay where such workplace or institution is


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 46

located.

Objections to venue shall be raised in the mediation proceedings

before the punong barangay; otherwise, the same shall be deemed waived.

Any legal question which may confront the punong barangay in resolving

objections to venue herein referred to may be submitted to the Secretary of

Justice, or his duly designated representative, whose ruling thereon shall

be binding.

Section 410. Procedure for Amicable Settlement. -

(a) Who may initiate proceeding - Upon payment of the appropriate

filing fee, any individual who has a cause of action against another

individual involving any matter within the authority of the lupon may

complain, orally or in writing, to the lupon chairman of the barangay.

(b) Mediation by lupon chairman - Upon receipt of the complaint, the

lupon chairman shall within the next working day summon the

respondent(s), with notice to the complainant(s) for them and their

witnesses to appear before him for a mediation of their conflicting

interests. If he fails in his mediation effort within fifteen (15) days from

the first meeting of the parties before him, he shall forthwith set a date for

the constitution of the pangkat in accordance with the provisions of this

Chapter.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 47

(c) Suspension of prescriptive period of offenses - While the dispute is

under mediation, conciliation, or arbitration, the prescriptive periods for

offenses and cause of action under existing laws shall be interrupted upon

filing the complaint with the punong barangay. The prescriptive periods

shall resume upon receipt by the complainant of the complainant or the

certificate of repudiation or of the certification to file action issued by the

lupon or pangkat secretary: Provided, however, That such interruption

shall not exceed sixty (60) days from the filing of the complaint with the

punong barangay.

(d) Issuance of summons; hearing; grounds for disqualification - The

pangkat shall convene not later than three (3) days from its constitution,

on the day and hour set by the lupon chairman, to hear both parties and

their witnesses, simplify issues, and explore all possibilities for amicable

settlement. For this purpose, the pangkat may issue summons for the

personal appearance of parties and witnesses before it. In the event that a

party moves to disqualify any member of the pangkat by reason of

relationship, bias, interest, or any other similar grounds discovered after

the constitution of the pangkat, the matter shall be resolved by the

affirmative vote of the majority of the pangkat whose decision shall be

final. Should disqualification be decided upon, the resulting vacancy shall

be filled as herein provided for.

(e) Period to arrive at a settlement - The pangkat shall arrive at a


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 48

settlement or resolution of the dispute within fifteen (15) days from the

day it convenes in accordance with this section. This period shall, at the

discretion of the pangkat, be extendible for another period which shall not

exceed fifteen (15) days, except in clearly meritorious cases.

Section 411. Form of settlement. - All amicable settlements shall be

in writing, in a language or dialect known to the parties, signed by them,

and attested to by the lupon chairman or the pangkat chairman, as the case

may be. When the parties to the dispute do not use the same language or

dialect, the settlement shall be written in the language known to them.

In the case of Harold vs. Aliba , 2007, it discussed that the issue concerning the

alleged non-compliance of the amicable settlement pursuant to the mandate of Section

411 of Republic Act No. 7160 or the Local Government Code (LGC) arose because there

was no formal document denominated as “Amicable Settlement” signed by the parties.

However, we agree with the similar holdings of the Court of Appeals and the RTC that

the requirements under Section 411 of the LGC had been substantially complied with.

The minutes of the barangay conciliation proceedings readily disclose the terms agreed

upon by the parties for the settlement of their dispute, and that the acknowledgment

receipt, which was written in a language known to the parties, signed by them, attested to

by the Lupon Chairman, and witnessed by several barangay officials, serves as an

indubitable proof of the amicable settlement and of the substantial compliance of its
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 49

terms by respondent Aliba.52

In the case of Zamora vs. Heirs of Carmen Izquierdo, 2004, it says that the

primordial objective of Presidential Decree No. 1508 (the Katarungang

Pambarangay Law), now included under R.A. No. 7160 (the Local Government Code of

1991), is to reduce the number of court litigations and prevent the deterioration of the

quality of justice which has been brought about by the indiscriminate filing of cases in

the courts. To attain this objective, Section 412(a) of R.A. No. 7160 requires the parties

to undergo a conciliation process before the Lupon Chairman or the Pangkat as a

precondition to filing a complaint in court, thus: “SECTION 412. Conciliation.—(a) Pre-

condition to Filing of Complaint in Court.—No complaint, petition, action, or proceeding

involving any matter within the authority of the Lupon shall be filed or instituted directly

in court or any other government office for adjudication, unless there has been a

confrontation between the parties before the lupon chairman or the pangkat, and that no

conciliation or settlement has been reached as certified by the lupon or pangkat secretary

and attested to by the lupon or pangkat chairman x x x.”53

Section 412. Conciliation. -

(a) Pre-condition to Filing of Complaint in Court. - No complaint,

petition, action, or proceeding involving any matter within the

52
G.R. No. 130864. October 2, 2007
53
G.R. No. 146195. November 18, 2004
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 50

authority of the lupon shall be filed or instituted directly in court or

any other government office for adjudication, unless there has been

a confrontation between the parties before the lupon chairman or

the pangkat, and that no conciliation or settlement has been

reached as certified by the lupon secretary or pangkat secretary as

attested to by the lupon or pangkat chairman or unless the

settlement has been repudiated by the parties thereto.

Pang- et vs. Manacnes, 2007, enunciated that “What is compulsory under the

Katarungang Pambarangay Law is that there be a confrontation between the parties

before the Lupon Chairman or the Pangkat and that a certification be issued that no

conciliation or settlement has been reached, as attested to by the Lupon or Pangkat

Chairman, before a case falling within the authority of the Lupon may be instituted in

court or any other government office for adjudication. In other words, the only necessary

pre-condition before any case falling within the authority of the Lupon or the

Pangkat may be filed before a court is that there has been personal confrontation

between the parties but despite earnest efforts to conciliate, there was a failure to

amicably settle the dispute. Xxx xxx “.54

(b) Where Parties May Go Directly to Court. - The parties may go

directly to court in the following instances:

(1) Where the accused is under detention;

54
(Pang-et vs. Manacnes, , 2007)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 51

(2) Where a person has otherwise been deprived of personal liberty

calling for habeas corpus proceedings;

(3) Where actions are coupled with provisional remedies such as

preliminary injunction, attachment, delivery of personal property and

support pendente lite; and

(4) Where the action may otherwise be barred by the statute of

limitations.

(c) Conciliation among members of indigenous cultural communities. -

The customs and traditions of indigenous cultural communities shall be

applied in settling disputes between members of the cultural communities.

Conciliators and mediators do not render a decision on a controversy. They

merely persuade the parties to arrive at making reciprocal concessions that lead to an

amicable settlement thereof. The result of a conciliated settlement is mutually beneficial

and since no one has been condemned as having acted wrongly, the harmonious

relationship between the parties is restored.55

SECTION 413. Arbitration. –

(a) The parties may, at any stage of the proceedings, agree in writing

55
(https://dirp3.pids.gov.ph/ris/taps/tapspp9926.pdf)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 52

that they shall abide by the arbitration award of the lupon chairman or the

pangkat. Such agreement to arbitrate may be repudiated within five (5)

days from the date thereof for the same grounds and in accordance with

the procedure hereinafter prescribed. The arbitration award shall be made

after the lapse of the period for repudiation and within ten (10) days

thereafter.

(b) The arbitration award shall be in writing in a language or dialect

known to the parties. When the parties to the dispute do not use the same

language or dialect, the award shall be written in the language or dialect

known to them.

Home Bankers Savings and Trust Company vs. Court of Appeals, 1999,

emphasized that arbitration, as an alternative method of dispute resolution, is encouraged

by this Court. Aside from unclogging judicial dockets, it also hastens solutions especially

of commercial disputes. The Court looks with favor upon such amicable arrangement and

will only interfere with great reluctance to anticipate or nullify the action of the

arbitrator.56

A judge and an arbitrator are alike in their function of rendering a decision to

resolve a dispute. Although arbitration may be less formal and not as strict in adherence

to technical rules of procedure and evidence, both modes follow the same method of

adversarial justice. The complainant asserts a claim that is denied by the other. Cross-

56
G.R. No. 115412. November 19, 1999
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 53

examination of a witness is the method of ascertaining the truth of the conflicting claims

and defenses. The result of the process is that one party emerges the victor and the other

the vanquished. One is declared right and the other wrong. An arbitration proceeding,

however, has the advantage of being constituted ad hoc or for a particular case.

An arbitrator’s attention and study being thus narrowly focused, the controversy is

decided much more expeditiously than a judge who must deal with tens if not hundreds

of cases at the same time.

SECTION 414. Proceedings Open to the Public; Exception. –

All proceedings for settlement shall be public and informal: Provided,

however, That the lupon chairman or the pangkat chairman, as the case

may be, may motu proprio or upon request of a party, exclude the public

from the proceedings in the interest of privacy, decency, or public morals.

SECTION 415. Appearance of Parties in Person. –

In all katarungang pambarangay proceedings, the parties must appear

in person without the assistance of counsel or representative, except for

minors and incompetents who may be assisted by their next-of-kin who

are not lawyers.

Section 416. Effect of Amicable Settlement and Arbitration


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 54

Award. - The amicable settlement and arbitration award shall have the

force and effect of a final judgment of a court upon the expiration of ten

(10) days from the date thereof, unless repudiation of the settlement has

been made or a petition to nullify the award has been filed before the

proper city or municipal court.

However, this provision shall not apply to court cases settled by the

lupon under the last paragraph of Section 408 of this Code, in which case

the compromise or the pangkat chairman shall be submitted to the court

and upon approval thereof, have the force and effect of a judgment of said

court.

Section 417. Execution. - The amicable settlement or arbitration

award may be enforced by execution by the lupon within six (6) months

from the date of the settlement. After the lapse of such time, the settlement

may be enforced by action in the appropriate city or municipal court.

Vidal vs Escueta, 2003, enunciated that the amicable settlement which is not

repudiated within the period therefor may be enforced by execution by the Lupon through

the Punong Barangay within a time line of six months and if not so enforced by the

Lupon after the lapse of the said period it may be enforced only by an action in the proper

city or municipal court.57

Section 418. Repudiation. - Any party to the dispute may, within ten

57
G.R. No. 156228. December 10, 2003.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 55

(10) days from the date of the settlement, repudiate the same by filing with

the lupon chairman a statement to that effect sworn to before him, where

the consent is vitiated by fraud, violence, or intimidation. Such repudiation

shall be sufficient basis for the issuance of the certification for filing a

complaint as hereinabove provided.

Section 419. Transmittal of Settlement and Arbitration. - Award to

the Court. - The secretary of the lupon shall transmit the settlement or the

arbitration award to the appropriate city or municipal court within five (5)

days from the date of the award or from the lapse of the ten-day period

repudiating the settlement and shall furnish copies thereof to each of the

parties to the settlement and the lupon chairman.

Section 420. Power to Administer Oaths. - The punong barangay, as

chairman of the lupong tagapamayapa, and the members of the pangkat

are hereby authorized to administer oaths in connection with any matter

relating to all proceedings in the implementation of the katarungang

pambarangay.

Section 421. Administration; Rules and Regulations. - The city or

municipal mayor, as the case may be, shall see to the efficient and

effective implementation and administration of the katarungang

pambarangay. The Secretary of Justice shall promulgate the rules and

regulations necessary to implement this Chapter.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 56

Section 422. Appropriations. - Such amount as may be necessary for

the effective implementation of the katarungang pambarangay shall be

provided for in the annual budget of the city or municipality concerned.

Section 515. Refusal or Failure of Any Party or Witness to Appear

before the Lupon or Pangkat. – Refusal or willful failure of any party or

witness to appear before the lupon or pangkat in compliance with a

summons issued pursuant to the provisions on the Katarungang

Pambarangay under Chapter 7, Title I of Book III of this Code may be

punished by the city or municipal court as for indirect contempt of court

upon application filed therewith by the lupon chairman, the pangkat

chairman, or by any of the contending parties. Such refusal or willful

failure to appear shall be reflected in the records of the lupon secretary or

in the minutes of the pangkat secretary and shall bar the complainant who

fails to appear, from seeking judicial recourse for the same cause of action,

and the respondent who refuses to appear, from filing any counterclaim

arising out of, or necessarily connected with the complaint.

A pangkat member who serves as such shall be entitled to an

honorarium, the amount of which is to be determined by the sanggunian

concerned, subject to the provisions in this Code cited above.58

58
Republic Act No. 7160 October 10, 1991 Section 41(b) ;Section 43, Amended by RA 8553
AN ACT PROVIDING FOR A LOCAL GOVERNMENT CODE OF 1991.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 57

Popular justice is also justified as growing out of or recreating indigenous

ordering. For example, the Philippine system of barangay justice, implemented in 1978,

is justified by the claim that the new reform builds on pre-colonial traditions of amicable

dispute settlement (Pe and Tadiar, 1979).59 When the Chief Justice of the Supreme Court,

Fred Ruiz Castro, first advocated the creation of such ’neighborhood para-legal

committees’ in 1976, he described the reasons for this choice of forum as an intended

throwback to Pre-Hispanic times ... it is inspired by the realization that in spite of the

intrusions into the Filipino psyche of the isms of alien civilization, the Filipino has

retained an admirable degree of honor and respect for his elders. (Quoted in Tan and

Pulido, 1981: 427)60

Bonifacio Law Office vs. Bellosillo, 2002, discussed evidently that the barangay

failed to exert enough effort required by law to conciliate between the parties and to settle

the case before it. Hence, respondent judge was not incorrect in remanding the case to it

for completion of the mandated proceedings. We cannot fault him for seeking to promote

the objectives of barangay conciliation and for taking to heart the provisions of Supreme

Court Circular No. 14-93.61 His referral of the case back to the barangay cannot be

equated with gross ignorance of the law. Neither does it constitute grave abuse of

discretion or obvious partiality.62

59
Pe, Cecilio L. and Alfredo F. Tadiar (1979) Katarungang Pambarangay: Dynamics of Compulsory
Conciliation. Manila: UST Press.
60
Tan, Bayani K. and Ma. Gracia M. Pulido (1981) ’Katarungang Pambarangay Law: Its Goals, Processes
and Impact on the Right Against Self-Incrimination’, Philippine Law Journal 56: 425-38.
61
(14-93.)
62
A.M. No. MTJ-00-1308. December 16, 2002.
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 58

CIRCULAR NO. 14-93 July 15, 1993

TO: ALL REGIONAL TRIAL COURTS, METROPOLITAN TRIAL

COURTS, MUNICIPAL TRIAL COURTS AND MUNICIPAL CIRCUIT

TRIAL COURTS

SUBJECT: GUIDELINES ON THE KATARUNGANG

PAMBARANGAY CONCILIATION PROCEDURE TO PREVENT

CIRCUMVENTION OF THE REVISED KATARUNGANG

PAMBARANGAY LAW (SECTIONS 399-422, CHAPTER VII, TITLE

I, BOOK III, R.A. 7160. OTHERWISE KNOWN AS THE LOCAL

GOVERNMENT CODE OF 1991).

The Revised Katarungang Pambarangay Law under R.A.

7160, otherwise known as the local Government Code of 1991,

effective on January 1, 1992, and which repealed P.D. 1508,

introduced substantial changes not only in the authority granted to

the Lupong Tagapamayapa but also in the procedure to be

observed in the settlement of disputes within the authority of the

Lupon.

In order that the laudable purpose of the law may not be

subverted and its effectiveness undermined by indiscriminate,


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 59

improper and/or premature issuance of certifications to file actions

in court by the Lupon or Pangkat Secretaries, attested by the

Lupon/Pangkat Chairmen, respectively, the following guidelines

are hereby issued for the information of trial court judges in cases

brought before them coming from the Barangays:

I. All disputes are subject to Barangay conciliation pursuant

to the Revised Katarungang Pambarangay Law (formerly P.D.

1508, repealed and now replaced by Secs. 399-422, Chapter VII,

Title I, Book III, and Sec. 515, Title I, Book IV, R.A. 7160,

otherwise known as the Local Government Code of 1991), and

prior recourse thereto is a pre-condition before filing a complaint

in court or any government offices, except in the following

disputes:

1. Where one party is the government, or any subdivision

or instrumentality thereof;

2. Where one party is a public officer or employee, and the

dispute relates to the performance of his official functions;

3. Where the dispute involves real properties located in

different cities and municipalities, unless the parties thereto

agree to submit their difference to amicable settlement by


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 60

an appropriate Lupon;

4. Any complaint by or against corporations, partnership or

juridical entities, since only individuals shall be parties to

Barangay conciliation proceedings either as complainants

or respondents (Sec. 1, Rule VI, Katarungang Pambarangay

Rules);

5. Disputes involving parties who actually reside in

barangays of different cities or municipalities, except where

such barangay units adjoin each other and the parties

thereto agree to submit their differences to amicable

settlement by an appropriate Lupon;

6. Offenses for which the law prescribes a maximum

penalty of imprisonment exceeding one (1) year or a fine

over five thousand pesos (P5,000.00);

7. Offenses where there is no private offended party;

8. Disputes where urgent legal action is necessary to

prevent injustice from being committed or further

continued, specifically the following:

a. Criminal cases where accused is under


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 61

police custody or detention (see Sec. 412 (b)

(1), Revised Katarungang Pambarangay

Law);

b. Petitions for habeas corpus by a person

illegally deprived of his rightful custody

over another or a person illegally deprived

or on acting in his behalf;

c. Actions coupled with provisional

remedies such as preliminary injunction,

attachment, delivery of personal property

and support during the pendency of the

action; and

d. Actions which may be barred by the

Statute of Limitations.

9. Any class of disputes which the President may determine

in the interest of justice or upon the recommendation of the

Secretary of Justice;

10. Where the dispute arises from the Comprehensive

Agrarian Reform Law (CARL) (Sec. 46 & 47, R.A. 6657);


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 62

11. Labor disputes or controversies arising from employer-

employee relations (Montoya vs. Escayo, et al., 171 SCRA

442; Art. 226, Labor Code, as amended, which grants

original and exclusive jurisdiction over conciliation and

mediation of disputes, grievances or problems to certain

offices of the Department of Labor and Employment);

12. Actions to annul judgment upon a compromise which

may be filed directly in court (See Sanchez vs. Tupaz, 158

SCRA 459).

II. Under the provisions of R.A. 7160 on Katarungang

Pambarangay conciliation, as implemented by the Katarungang

Pambarangay Rules and Regulations promulgated by the Secretary

of Justice, the certification for filing a complaint in court or any

government office shall be issued by Barangay authorities only

upon compliance with the following requirements:

1. Issued by the Lupon Secretary and attested by the Lupon

Chairman (Punong Barangay), certifying that a

confrontation of the parties has taken place and that a

conciliation settlement has been reached, but the same has

been subsequently repudiated (Sec. 412, Revised

Katarungang Pambarangay Law; Sec. 2[h], Rule III,


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 63

Katarungang Pambarangay Rules);

2. Issued by the Pangkat Secretary and attested by the

Pangkat Chairman, certifying that:

a. a confrontation of the parties took place

but no conciliation/settlement has been

reached (Sec. 4[f], Rule III, Katarungang

Pambarangay Rules; or

b. that no personal confrontation took place

before the Pangkat through no fault of the

complainant (Sec. 4[f], Rule III,

Katarungang Pambarangay Rules).

3. Issued by the Punong Barangay, as requested by the

proper party on the ground of failure of settlement where

the dispute involves members of the same indigenous

cultural community, which shall be settled in accordance

with the customs and traditions of that particular cultural

community, or where one or more of the parties to the

aforesaid dispute belong to the minority and the parties

mutually agreed to submit their dispute to the indigenous

system of amicable settlement, and there has been no


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 64

settlement as certified by the datu or tribal leader or elder to

the Punong Barangay of place of settlement (Secs. 1,4 & 5,

Rule IX, Katarungang Pambarangay Rules); and

4. If mediation or conciliation efforts before the Punong

Barangay proved unsuccessful, there having been no

agreement to arbitrate (Sec. 410 [b], Revised Katarungang

Pambarangay Law; Sec. 1, c. (1), Rule III, Katarungang

Pambarangay Rules), or where the respondent fails to

appear at the mediation proceeding before the Punong

Barangay (3rd par. Sec. 8, a, Rule VI, Katarungang

Pambarangay Rules), the Punong Barangay shall not cause

the issuance at this stage of a certification to file action,

because it is now mandatory for him to constitute the

Pangkat before whom mediation, conciliation, or arbitration

proceedings shall be held.

III. All complaints and/or informations filed or raffled to

your sala/branch of the Regional Trial Court shall be carefully read

and scrutinized to determine if there has been compliance with

prior Barangay conciliation procedure under the Revised

Katarungang Pambarangay Law and its Implementing Rules and

Regulations, as a pre-condition to judicial action, particularly


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 65

whether the certification to file action attached to the records of the

case comply with the requirements hereinabove enumerated in par.

II;

IV. A case filed in court without compliance with prior

Barangay conciliation which is a pre-condition for formal

adjudication (Sec. 412 [a] of the Revised Katarungang

Pambarangay Law) may be dismissed upon motion of defendant/s,

not for lack of jurisdiction of the court but for failure to state a

cause of action or prematurity (Royales vs. IAC, 127 SCRA 470;

Gonzales vs. CA, 151 SCRA 289), or the court may suspend

proceedings upon petition of any party under Sec. 1, Rule 21 of the

Rules of Court; and refer the case motu proprio to the appropriate

Barangay authority, applying by analogy Sec. 408 [g], 2nd par., of

the Revised Katarungang Pambarangay Law which reads as

follows:

The court in which non-criminal cases not falling within

the authority of the Lupon under this Code are filed may at

any time before trial, motu proprio refer case to the Lupon

concerned for amicable settlement.

Strict observance of these guidelines is enjoined. This


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 66

Administrative Circular shall be effective immediately.63

Uy vs. Contreras, 1994, enunciated that the total unawareness of the Local

Government Code of 1991, more specifically on the provisions on the katarungang

pambarangay, is distressing. He should have taken judicial notice thereof, ever mindful

that under c, courts are mandatorily required to take judicial notice of “the official acts of

the legislative, executive and judicial departments of the Philippines.” We have ruled that

a judge is called upon to exhibit more than just a cursory acquaintance with the statutes

and procedural rules. He should have applied the revised katarungang pambarangay law

under the Local Government Code of 1991. Had he done so, this petition would not have

reached us and taken valuable attention and time which could have been devoted to more

important cases.64

Section 1, Rule 129. Judicial notice, when mandatory. — A

court shall take judicial notice, without the introduction of evidence, of the

existence and territorial extent of states, their political history, forms of

government and symbols of nationality, the law of nations, the admiralty

and maritime courts of the world and their seals, the political constitution

and history of the Philippines, the official acts of legislative, executive and

judicial departments of the Philippines, the laws of nature, the measure of

time, and the geographical divisions. (1a)65

63
CIRCULAR NO. 14-93
64
G.R. Nos. 111416-17. September 26, 1994.
65
https://www.lawphil.net/courts/rules/rc_128-134_evidence.html
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 67

Absence of prior mediation pursuant to the katarungang pambarangay law bars

the filing of the complaint with the court.66

CHAPTER 3

RESEARCH DESIGN AND METHODOLOGY

This Chapter presents the research design and method, research instruments,

validation of the instruments, procedure in gathering data and statistical treatment of data.

I. Research Design

There are different methods that can be used in researching. You can use a

descriptive, historical or experimental method. It is a design to conceptualize the study

and its specific aims and purposes.

The researcher used the descriptive method of research to obtain significant

information in this study. This method is employed to gather, synthesize, and analyze the

data which will be derived from the respondents’ answers through market survey

66
Id
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 68

questionnaires. This study is established for the purpose of analyzing the effectiveness of

the Revised Katarungang Pambarangay Law under Republic Act R.A 7160, otherwise

known as the Local Government Code of 1991 in Barangay Taboc in the decongestion of

cases of the Municipal Trial Court of Angat, Bulacan. Results derived from the

respondents of the research served as the basis for conducting the study.

The researcher also used the analytical method of research. The researcher had to

use facts or information already available, and analyzed them to make a critical

evaluation of the material.

II. Research Methodology

A. Instruments and Technical Word

The researcher made use of a questionnaire to gather data. Library research was

also undertaken as a helpful activity to deepen and widen knowledge and come up with

good ideas.

Primary data were gathered using survey questionnaire disseminated to the

respondents.

Secondary sources of data such as other references found in the library and

Internet sources were utilized for the study.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 69

B. Sampling Procedure

The researcher distributed survey questionnaire to the Municipal Trial Court

Judge of Angat and its Clerk of Court, Barangay Captain, Members of the Lupon,

complainants and residents of Barangay Taboc. The total number of residents in the area

was used as reference to obtain the sample population. The population information was

provided by the Municipal Trial Court of Angat and Barangay of Taboc.

C. Procedures in Gathering Data

The following were the procedures undergone by the researcher in the gathering

of data.

a. Sought the approval of the Barangay Captain of Taboc and Municipal

Trial court of Angat for the conduct of the study;

b. Distributed personally the survey questionnaires to the respondents of the

study;

c. Collected the survey questionnaires from the respondents;

d. Scanned, tabulated and encoded the results of the survey based on the

problems of the study;

e. Interpreted and analyzed the data in tabular and textual presentation with

due consideration to the sub - problems of the study; and

f. Encoded and edited the manuscript for the final defense.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 70

D. Statistical Treatment of Data

The data that were gathered from the respondents were tallied, tabulated and later

analyzed using appropriate statistical tools. Data collected from the respondents were

subjected to statistical treatment. The formula to be used is as follows.

1. SLOVINS FORMULA67 is used to calculate the sample size (n) given the

population size (N) and a margin of error (e). It is a random sampling technique formula

to estimate sampling size. It is computed as

n = N / (1+Ne2).

whereas:

n = no. of samples

N = total population

e = error margin / margin of error

2. Percentage is used to establish the profile of the respondents of the study.

P = F x 100

67
https://prudencexd.weebly.com/
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 71

Bibliography

BOOKS

JIM V. LOPEZ. (2004). THE LAW ON ALTERNATIVE DISPUTE RESOLUTION:

PRIVATE JUSTICE IN THE PHILIPPINES, How To SOLVE LEGAL DISPUTES

WITHOUT A CouRTRooM TRIAL, 59 . Rex Bookstore Inc.

JIM V. LOPEZ. (2004). THE LAW ON ALTERNATIVE DISPUTE RESOLUTION:

PRIVATE JUSTICE IN THE PHILIPPINES, How To SOLVE LEGAL DISPUTES

WITHOUT A CouRTRooM TRIAL, 59 . REX Bookstore Inc.

p.h. collin. (2000). dictionary of law. peter collin publishing ltd.

P.H. Collin. (2000). Dictionary of Law. Peter Collin Publishing Ltd.

ROGELIO E. SUBONG. (n.d.). Bringing Justice Closer to the People.

SUBONG, R. E. (n.d.). Bringing Justice Closer to the People.

Tan, Bayani K. and Ma. Gracia M. Pulido (1981) ’Katarungang Pambarangay Law: Its

Goals, Processes and Impact on the Right Against Self-Incrimination’, Philippine Law

Journal 56: 425-38.

JURISPRUDENCE

Uy vs. Contreras, G.R. Nos. 111416-17. September 26, 1994.


BULACAN STATE UNIVERSITY - COLLEGE OF LAW 72

Espino vs. Legarda, G.R. No. 149266, 485 SCRA 76 [2006]

ESTELA L. BERBA vs. JOSEPHINE PABLO and THE HEIRS OF CARLOS

PALANCA, G.R. No. 160032. November 11, 2005

Harold vs. Aliba, G.R. No. 130864. October 2, 2007

Zamora vs. Heirs of Carmen Izquierdo, G.R. No. 146195. November 18, 2004

(Pang-et vs. Manacnes, , 2007)

Home Bankers Savings and Trust Company vs. Court of Appeals, G.R. No.

115412. November 19, 1999

Vidal vs. Escueta, G.R. No. 156228. December 10, 2003

Bonifacio Law Office vs. Bellosillo, A.M. No. MTJ-00-1308. December 16, 2002

LAWS

1991, A. A. (October 10, 1991). Republic Act No. 7160 Section 41(b); Section 43

Amended by RA 8553.

Republic Act No. 7160, AN ACT PROVIDING FOR A LOCAL GOVERNMENT

CODE OF 1991. (n.d.).

ADMINISTRATIVE CIRCULAR NO. 14-93. (n.d.).

WEBSITE OR ONLINE REFERENCES

http://opinion.inquirer.net/57591/hustisyeah-to-decongest-the-judiciary#ixzz5Ng9jr5nz.

(n.d.).

http://werdan88.blogspot.com/2009/10/critical-analysis-of-justice-system-in.html. (n.d.).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 73

http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Hand

book_0.pdf. (n.d.).

http://www.accessfacility.org/sites/default/files/Katarungang%20Pambarangay%20Hand

book_0.pdf. (n.d.).

http://www.central.com.ph/sfsreader/session/00000166208888cc20f04683003600fb002c

009e/t/?o=False. (n.d.).

http://www.garph.co.uk/IJARMSS/Feb2018/12.pdf. (n.d.).

http://www.gov.ph/catjlocalgov/default.asp . (n.d.).

http://www.ls.pnp.gov.ph/July%202012%20Legal%20Advisories.pdf. (n.d.).

http://zabalketa.org/wp-content/uploads/2016/02/Guide_to_katarungang_2012.pdf. (n.d.).

https://asiafoundation.org/2012/04/11/taking-a-hard-look-at-formal-and-informal-justice-

systems-in-the-philippines/. (n.d.).

https://dirp3.pids.gov.ph/ris/taps/tapspp9926.pdf. (n.d.).

https://en.wikipedia.org/wiki/Community_court. (n.d.).

https://en.wikipedia.org/wiki/Judiciary_of_Solomon_Islands. (n.d.).

https://wikivividly.com/wiki/Katarungang_Pambarangay. (n.d.).

https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mechanisms%20

in%20some%20Overseas%20Countries%3A%20Models%20and%20Comparison

s/pa. (n.d.).

https://www.alrc.gov.au/publications/30.%20Indigenous%20Justice%20Mechanisms%20

in%20some%20Overseas%20Countries%3A%20Models%20and%20Comparison

s/pa. (n.d.).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 74

https://www.dayananconsulting.com/understanding-philippines-local-government-unit-

system-foreign-businesses-operators/. (n.d.).

https://www.manilatimes.net/all-disputes-generally-subject-of-barangay-

conciliation/155694/. (n.d.).

https://www.niu.edu/cseas/_pdf/lesson-plans/fulbright-hays/philippine-political-

structure.pdf. (n.d.).
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 75

Dear Respondent,

One of my requirements as a student of Bulacan State University College of Law is to complete a


thesis entitled,” A Critical Analysis on the effectiveness of the Revised Katarungang Pambarangay Law
under Republic Act R.A 7160, otherwise known as the Local Government Code of 1991 in Barangay
Taboc in the decongestion of cases of the Municipal Trial Court of Angat, Bulacan.. That being said, I
would like to request you to answer this short questionnaire for the information and answers you will
indicate are very much relevant. Your responses will be kept confidential.

Thankfully yours,

Princess Ruth B. Adriano

Check your responses.

Gender ○ Male ○ Female

Age ○ 18-24 years old


○ 25-34 years old
○ 35-44 years old
○ 45-54 years old
○ 55-64 years old

Marital Status ○ Single ○ Married ○ Separated ○ Widowed

Employment ○ Private Practitioner

○ Government Employee

○ Member of the Judiciary

○ Out of work and looking for work

○ Out of work but not currently looking for work

○ Retired

Education ○ University Graduate


○ College Undergraduate
○ High School Graduate
○ High School Undergraduate
○ Elementary Level
KATANUNGAN TUGON
( PARA SA MGA TAGAPAGPATUPAD)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 76

1. Narinig mo na ba ang patungkol sa “Katarungang Pambarangay OO HINDI


Law?”

2. Ikaw ba ay naging bahagi na ng pagpapatupad nito? OO HINDI

3. Bilang isang taga- pagpatupad, masasabi mo bang ito ay kapaki - OO HINDI


pakinabang?

4. Ikaw ba ang minsan ng naging bahagi ng mga trainings/ seminars na OO HINDI


may kinalaman sa pagpapalawig ng batas na ito?

5. Sa iyong palagay, nangangailangan pa ba ng mga trainings/ OO HINDI


seminars ang mga tagapagpatupad nito?

6. Masasabi mo bang maayos ang pagpapatupad nito? OO HINDI

7. May mga pagkakataon ba na hindi nareresolba ang mga kaso na OO HINDI


idinudulog sa barangay?

8. Kung Oo, alin sa mga sumusunod ang posibleng mga dahilan?


(maaaring pumili ng higit sa isa)

a. Kakulangan ng kaalaman ng ukol sa batas na ito;


b. Hindi pagdalo ng mga mga partido sa itinakdang
paghaharap;
c. Kawalan ng interes ng mga partido;
d. Kagustuhan ng magkabilang panig na huwag na lamang
magkasundo;
e. Hindi maipaliwanag na dahilan ng pagpapaliban sa
itinakdang paghaharap;
f. Kawalan ng kumpiyansa sa sarili ng ilang miyembro ng
Lupon;
g. Kawalan ng pormal na edukasyon ng ilang miyembro ng
Lupon;
h. Hindi pagkakasundo – sundo ng mga ideya ng mga
miyembro ng Lupon;

9. Masasabi mo bang ito ay isang mabisang paraan upang makatulong OO HINDI


sa pagpapaluwag ng bilang ng mga kaso sa Municipal Trial Court?

10. Ikaw ba ay sumasang ayon na ang batas na ito ay ginawa upang OO HINDI
malutas ang hindi pangkaraniwang pagsikip ng mga “court dockets”
at mapanatili ang maayos na pagsasamahan ng mga miyembro ng
komunidad?

KATANUNGAN TUGON
(PARA SA MGA PARTIDO)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 77

1. Narinig mo na ba ang patungkol sa “Katarungang OO HINDI


Pambarangay Law?”
2. Ikaw ba ay minsan nang humingi ng tulong sa batas na OO HINDI
ito?
3. Masasabi mo bang naresolba ng batas na ito ang iyong OO HINDI
suliranin?
4. Masasabi mo bang epektibo ang paraan ng OO HINDI
pagpapatupad nito?
5. Nangangailangan pa ba ng dagdag na kaalaman ukol sa OO HINDI
pagpapatupad nito?

ABOUT THE AUTHOR:


(CURRICULUM VITAE)
BULACAN STATE UNIVERSITY - COLLEGE OF LAW 78

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