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Second-Order Effects on Seismic Response of Slender Bridge Columns

Article  in  Aci Structural Journal · July 2016


DOI: 10.14359/51688751

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ACI STRUCTURAL JOURNAL TECHNICAL PAPER
Title No. 113-S63

Second-Order Effects on Seismic Response of Slender


Bridge Columns
by Rigoberto Burgueño, Ata Babazadeh, Lauren K. Fedak, and Pedro F. Silva
This paper presents and discusses, through an experimental inves- qualitatively demonstrated the effect of second-order effects
tigation, the second-order effects of P-Δ and P-δ on the inelastic on the spread of the plastic region through visual observa-
seismic response of slender reinforced concrete (RC) bridge tions of damage on cover concrete. Dodd3 also discussed
columns. Two large-scale RC columns with an aspect ratio (shear the global instability resulting from the slenderness of the
span to section width) of 12 were tested under quasi-static cyclic
columns by studying the force-displacement response.
loading. The destabilizing effect of P-Δ and the contribution of P-δ
However, enhanced understanding of second-order effects on
to the growth of the plastic region were experimentally evaluated
by comparing primary and secondary moment gradients. Results the seismic response of slender RC columns needs a quantita-
confirmed the destabilizing effect of P-Δ demands and showed tive evaluation at global and local levels with considerations
that the geometric second-order effects from P-δ led to a signifi- of current design practice, which generally adopts lower
cant increase in the extent of the plastic region (Lpr). Enhancing axial load ratios. Lehman et al.4 reported more recent exper-
the strength to compensate for the second-order effects proved to imental studies on half-scale slender RC columns designed
be inadequate to improve the deformation capacity before insta- according to modern codes. The effect of increasing slen-
bility as limited by current seismic design guidelines. Yet, the test derness (up to 10) on the reduction of the strain limit state
columns exhibited stable cyclic response beyond the conventional for spalling of the cover concrete was reported. However,
stability limit indexes. effects from P-Δ and P-δ were not directly addressed. Hines
Keywords: bridge columns; P-D; plastic region; reinforced concrete;
et al.5,6 studied local effects of shear cracking on the spread
second-order effects, slenderness; stability. of the plastic region in RC columns with aspect ratios up to
6, where shear has a more significant role than the second-
INTRODUCTION order effects. Columns with aspect ratios greater than 6 were
Current analysis and design procedures for slender reinforced not considered in the noted study because shear effects are
concrete (RC) bridge columns with aspect ratios (shear inversely proportional to column aspect ratio.7 Thus, the
span length to section width or L/D) greater than 10 require extent of the plastic region on slender columns (L/D > 6) in
further investigation and reevaluation. This follows from the which second-order effects govern remains underexplored.
relative lack of experimental evidence on their performance Second-order effects on RC building columns are rela-
because most of the test columns reported in the PEER struc- tively well-studied. Bae and Bayrak8 conducted experiments
tural performance database1 and a recent fib state-of-the-art on ultimate drift ratio of building columns. They reported
report2 have aspect ratios less than 7. However, slender RC significant loss of drift capacity when the aspect ratio
columns are commonly used in elevated highway intersec- increased from 5 to 7, the largest aspect ratio tested. This
tions and consideration of soil-structure interaction effects was contrary to the fact that columns with high aspect ratios
can modify the moment gradient demand on a column, thus are considered ductile members with adequate capacity
increasing the effective aspect ratio beyond that considered to deform before ultimate.9,10 Although Bae and Bayrak11
in design. The response of slender columns at the global and extended the results of their findings to columns with aspect
local levels is anticipated to differ from their shorter coun- ratios up to 10 by proposing a new plastic hinge model that
terparts due to the greater influence of global displacements considers slenderness, the derivation and calibration of their
(P-Δ effects) and member deformations (P-δ effects). The model were based on experimental data from test columns
destabilizing effect caused by P-Δ moments at a global with lower aspect ratios. Barrera et al.12 tested RC building
level expedites failure of the column even before significant columns with aspect ratios up to 15 and documented insta-
material deterioration and damage occur. At the same time, bility as the ultimate failure mode for slender columns. The
moments generated by P-δ effects reshape the distribution authors concluded that the ultimate displacement ductility,
of internal bending moment profiles along the column height as obtained from the instability limit of slender columns,
and leads to the spread of plasticity and damage to higher decreases with the longitudinal reinforcement ratio but does
sections of the column. Consideration of these second-order not necessarily decrease with the aspect ratio.13 However,
effects on the seismic analysis of slender RC bridge columns they noted that further comment on the influence of slender-
and their design implications have received limited attention
in the literature.
ACI Structural Journal, V. 113, No. 4, July-August 2016.
Early experimental studies on slender RC bridge columns MS No. S-2014-375.R3, doi: 10.14359/51688751, was received August 17, 2015,
have been reported by Dodd.3 One sixth-scale column with and reviewed under Institute publication policies. Copyright © 2016, American
Concrete Institute. All rights reserved, including the making of copies unless
an aspect ratio of 10 and an axial load ratio of 0.4fcʹAg was permission is obtained from the copyright proprietors. Pertinent discussion including
author’s closure, if any, will be published ten months from this journal’s date if the
dynamically tested in a shake table. Results from this study discussion is received within four months of the paper’s print publication.

ACI Structural Journal/July-August 2016 735


Table 1—Concrete and steel reinforcement material properties
Concrete properties
Test unit M121505 M123005
Average or standard deviation Average Standard deviation Average Standard deviation
fc’, MPa (ksi) 42.7 (6.2) 3.99 (0.579) 46.2 (6.7) 2.06 (0.298)
ft’, MPa (ksi) 3.16 (0.462) 0.117 (0.017) 3.37 (0.489) 0.110 (0.016)
Reinforcement properties
Test unit M121505 M123005
Reinforcement type Longitudinal Transverse Longitudinal Transverse
Diameter, mm (in.) 19.1 (0.75) 12.7 (0.5) 25.4 (1) 12.7 (0.5)
s, mm (in.) — 76.2 (3.0) — 76.2 (3.0)
fy, MPa (ksi) 455 (66) 469 (68) 486 (70.5) 469 (68)
fu, MPa (ksi) 689 (100) 689 (100) 738 (107) 689 (100)
εsu 0.11 0.12 0.12 0.12

ness on deformation capacity of columns was not possible


due to limited experimental data on slender columns.
In this work, experimental tests on two large-scale RC
bridge columns with an aspect ratio of 12 were conducted
to study the P-Δ and P-δ effects on the structural perfor-
mance of slender columns. The destabilizing effect from P-Δ
moments was studied using stability indexes proposed in the
literature. The effect of nonlinear distribution of internal
bending moment profiles on the plastic region growth along
the columns’ height was also used to study the effect of P-δ
on the seismic response of slender bridge columns. Finally,
current seismic design methods for estimating the extent
of the plastic region and determining the stability limit of
slender columns were reevaluated with the new experi-
mental data.

RESEARCH SIGNIFICANCE
RC columns are commonly expected to possess higher
levels of deformation capacity as aspect ratio increases when
considering only material-related performance limit states.
However, the ability of a slender column to sustain large
deformations before becoming unstable has not been fully
investigated. This work contributes to this effort by providing
a quantitative assessment of P-Δ and P-δ effects on the Fig. 1—Reinforcement details for test columns. (Note:
local (spread of plasticity) and global responses (stability) Dimensions in inches; 1 in. = 25.4 mm.)
of slender columns. Moreover, the presented experimental
results enhance the available database for the validation and digits indicate the nominal axial load ratio P/fcʹAg. Geom-
verification of analysis and design approaches for slender etry and reinforcement details for the test units are shown
RC bridge columns under seismic demands. in Fig. 1(a). Concrete strength properties were evaluated
through standard testing and the compressive (fcʹ) and tensile
EXPERIMENTAL PROGRAM (ftʹ) strengths for both columns at the day of test are provided
Test units in Table 1. Details on the reinforcement steel geometry (bar
The study is based on the experimental testing of two half- size and spiral pitch s) and its properties (yield strength fy,
scale RC bridge columns with an aspect ratio (L/D) of 12. ultimate strength fu, and ultimate strain εsu) are also given
The columns had a circular cross section with a diameter in Table 1, where the values are the average data from three
of 610 mm (24 in.), were detailed to behave in a ductile tensile tests for each of the reinforcing bar types.
manner, and differed only in their longitudinal reinforcement
ratio ρsl, which was 1.5% for Column M121505 and 3% for Test setup
Column M123005. The columns’ identification tag includes The columns were tested as freestanding cantilevers with a
six digits, where the first two digits show the aspect ratio; footing affixed to the laboratory reaction floor, as depicted in
the two digits in the middle represent ρsl and the last two Fig. 2(a). Also shown in Fig. 2(b) is Column M123005 in its

736 ACI Structural Journal/July-August 2016


deformed shape. A constant axial load P of 712 kN (160 kip), Test procedure
corresponding to 0.05fcʹAg for a reference concrete strength Tests were conducted quasi-statically following a fully
of 48 MPa (7 ksi), was applied to the columns throughout reversed cyclic loading pattern in two steps associated with
the test. The axial load setup, as shown in Fig. 2(c), consisted pre-yield and post-yield response regimes. The pre-yield
of two hydraulic jacks and high-strength steel rods reacting regime was intended to load the columns until reinforce-
against the column’s top block through a spandrel beam. The ment yielding occurs for the first time. Four cycles were
two axial loading rods were anchored to the laboratory floor applied under force control. The target forces were 25,
at their lower end and were post-tensioned, thus leading to 50, 75, and 100% of the first yield force Fyʹ, defined by
a compressive axial force in the test column. Lateral loads the lateral force that corresponds to the first yield moment
Feff and displacements Δ were applied to the test columns My′ at the base level, where My′ is the moment that causes
by a horizontal servo-controlled actuator connected to the yielding on the extreme longitudinal reinforcing reinforcing
loading block at top, as illustrated in Fig. 2(d). bar in tension. Values of My′ and Fyʹ were determined from
Having a fixed end at the bottom and a moving end at section moment-curvature analyses prior to the tests. During
the top of the post-tensioning rods generated an axial load the pre-yield tests, the yielding condition was monitored
that diverged from the vertical direction when the column by strain gauges attached to the extreme longitudinal rein-
was laterally displaced. The inclination angle θ at most forcing bars. The pre-yield regime was concluded once
reached 0.08 rad (4.6 degrees). The vertical component of yielding of the reinforcement was detected for the first time.
the inclined axial load Pcosθ, which represents the gravita- The top displacement at first yield Δy′ was recorded and used
tional force from the superstructure of a hypothetical bridge, to estimate the ideal yield displacement Δy. The ideal yield
was thus almost identical to (0.3% smaller than) the applied displacement Δy was calculated according to Priestley et al.14
force. However, the inclined axial load generated a substan- by Δy = Δy′ × Mn/My′, where Mn is the moment at which either
tial horizontal component Psinθ that could become as large the extreme confined concrete fibers reached εc = –0.004 or
as 8% of the axial load. The effect of the inclined axial load the extreme steel fiber in tension reached εs = 0.015, which-
on the test results was considered and force measurements ever occurred first. Displacement values Δ were normalized
were corrected as discussed later. by dividing by the ideal yield displacement Δy and termed
as displacement ductility (μΔ = Δ/Δy). Further progress of
Table 2—Force and displacement values at the tests was guided and assessed in terms of displacement
theoretical (first) and ideal yield ductility μΔ, such that μΔ = 1 corresponded to the ideal yield
displacement Δ = Δy, μΔ < 1 represented the pre-yield condi-
Test unit M121505 M123005
tion and μΔ > 1 indicated the post-yield responses.
Fyʹ. kN (kip) 66.7 (15) 111 (25) The post-yield step of the tests was conducted in displace-
Δyʹ, mm (in.) 109 (4.3) 142 (5.6) ment control with three cycles each at the displacement
Fy, kN (kip) 71.6 (16.1) 119 (26.8)
ductility levels μΔ = 1, 1.5, 2, and 3 (3.5 for M121505). The
columns were not subjected to larger deformation levels
Δy, mm (in.) 137 (5.4) 173 (6.8)
due to limitations on the actuator stroke (1016 mm [40 in.]),

Fig. 2—Test setup for experiments as depicted by: (a) schematic representation of entire test setup; (b) Test Column M123005;
(c) axial load setup; and (d) lateral load setup.

ACI Structural Journal/July-August 2016 737


which was enough to deform the test columns beyond the
current stability limits, as discussed later. The values of Fyʹ
and Δy that defined the target forces and displacements for
the loading protocol are listed in Table 2.

Instrumentation
The test columns were instrumented to measure average
flexural curvature and lateral deformation profiles along
the height. Flexural curvatures were monitored at 15 and
20 sections along the height of Columns M123005 and
M121505, respectively. At each section, a pair of vertically
oriented displacement transducers (DTs) that measured
extension and contraction at two extreme sides of the
columns was used. In addition to flexural curvatures, shear
deformations were experimentally evaluated by a set of
horizontal, vertical, and diagonal DTs attached to the side
of the test columns. Shear strains were experimentally
obtained following a method that can be found in the litera-
ture.15 Horizontal DTs were employed to measure the lateral
displacement and the deformed shape of the test columns at
seven sections along the columns’ length. The instrumenta-
tion layout of Column M121505 is illustrated in Fig. 1(b).
The servo-controlled hydraulic actuator, which was used
to apply lateral loads, was equipped with a load cell that
measured the applied lateral forces. Further, two load cells
were dedicated to measure the axial load transferred to the
column through the post-tensioned axial loading rods. The
rotation of the column at the top was recorded by an elec-
tronic clinometer. Yielding of the longitudinal and transverse
reinforcements was monitored through the strain gauges
attached to the reinforcing bars. Fig. 3—Extent of spalling region: (a) on Column M121505
at μΔ = 3.5; (b) on Column M123005 at μΔ = 3; and (c)
TEST OBSERVATIONS during the tests.
Different damage limit states were observed during the moment associated with the first yield limit state. Experi-
cyclic test. The onset of each damage state was linked to mental test data showed that the columns reached the first
engineering design parameters of displacement ductility μΔ yield limit at a force level close to that predicted from
and drift ratio Δ/L. The following describes the observed the moment-curvature analyses. Yet, the columns’ slender-
states of damage in the order of occurrence. ness led to high drift ratios at first yield: 1.6% and 2% for
Columns M121505 and M123005, respectively.
Tensile cracking
Tensile cracking first appeared on both test columns at a Initiation of spalling
load level equal to half that of their yielding limit (0.5Fyʹ). Spalling damage is generally understood as a major
At this stage, the extent of cracking along the height was damage to the cover concrete. Yet, defining the exact onset
3658 mm (12 ft) for both columns. Upon reaching μΔ = 1, of spalling in a test environment is somewhat subjective. In
tensile cracking reached 5486 mm (18 ft) and was as high this paper, a quantitative approach, which enables a consis-
as 6401 mm (21 ft) at the end of the tests. Governed by the tent evaluation of spalling damage in numerical models,16
spiral pitch, which was 76 mm (3 in.), cracks were uniformly was used. Using the definition by Hose et al.17 and Hose and
spaced at multiples of 76 mm (3 in.). The spacing between Seible,18 the initiation of spalling occurs when the size of
cracks was initially 152 mm (6 in.) but decreased to 76 mm the spalled region of the cover concrete reaches one-tenth
(3 in.) by the end of the test. the section diameter. Spalling initiated at μΔ values of 1.5
and 2 for Test Columns M121505 and M123005, respec-
First yielding tively. For both columns, spalling first appeared at the base
The onset of first yielding was defined as the first time level (next to the footing block). The drift ratios at initial
when the strain in the extreme longitudinal steel reinforcing spalling were 3.8% and 3.6% for Columns M121505 and
bar exceeded its yield strain in tension. Experimentally, M123005, respectively. In general, the column with higher
yielding of extreme longitudinal reinforcement was deter- longitudinal reinforcement (M123005) experienced spalling
mined from strain gauges at the base of the column (crit- at lower levels of displacement ductility and the damaged
ical section). Analytically, a sectional analysis using a region extended higher.
fiber-based approach was used to predict the curvature and

738 ACI Structural Journal/July-August 2016


Fig. 4—P-Δ and P-δ effects on extent of plastic region Lpr along axially loaded cantilever columns.
Significant spalling column segment over which RC sections undergo significant
The onset of significant spalling was defined after Hose inelastic deformations. The moment-curvature response of
et al.17 and Hose and Seible18 at the moment when the spalling RC sections was used to identify the inelastic curvatures.
region’s size on the cover concrete exceeded one-half the In this regard, the ideal yield curvature ϕy, which defines an
section diameter. Significant spalling was observed at μΔ = 2 approximate bilinear moment-curvature response, was used.
for both test columns. The drift ratio associated with the onset The value of ϕy for the test sections was obtained according
of significant spalling was 4.7% for M123005 and 3.8% for to the method from Priestley et al.14 by extrapolating the line
M121505. The height of the spalled region at the maximum between the origin and the conditions at first tensile yielding
imposed displacement (μΔ = 3 for M123005 and μΔ = 3.5 for of the extreme longitudinal reinforcement (ϕ′y, My′) to the
M121505) was 660 and 533 mm (26 and 21 in.) for Columns nominal yield moment Mn, as expressed by ϕy = ϕ′yMn/My′.
M123005 and M121505, respectively. The observed damage The plastic region length Lpr was thus determined from the
in both columns in terms of significant spalling at the end of experimental measurements of curvatures along the height
the tests is shown in Fig. 3(a) and (b). Further, the extent of of the test columns. In this paper, Lpr was measured from the
the spalling region on both sides of the test columns, which base level (interface between the column and its footing) to
was recorded during the test, is given in Fig. 3(c). the highest monitored section in which the yield curvature
was reached.
ANALYSIS OF TEST RESULTS The plastic hinge length Lp is related to the plastic
Experimental results that specifically address second- region length Lpr; however, Lp is not directly proportional
order effects on the inelastic response of RC columns are to Lpr because the expressions for Lp combine the effect of
presented. Therefore, it is essential to discuss these second- plastic region with other sources of inelastic deformations
order effects of P-Δ and P-δ in advance. Also discussed prior to provide accurate predictions for the ultimate displace-
to presenting the experimental results is the concept of a ments. Three major sources of inelastic deformations in RC
plastic region Lpr over which the inelastic response occurs. columns are moment gradient, strain penetration, and tension
shift, from which only the moment gradient portion of Lp is
Plastic hinge length Lp and plastic region length Lpr directly proportional to Lpr. The length of the plastic region
Inelastic response of RC members is commonly assessed Lpr is used throughout this paper to address the second-order
using lumped plasticity models in which plastic deforma- effects on the inelastic response of RC bridge columns.
tions are assumed to occur along an equivalent plastic hinge
length Lp. The notion of a plastic hinge length is an abstract Second-order effects of P-Δ and P-d
analytical parameter that is meant to combine all sources of Lateral displacement Δ of the bridge column at the top
inelastic deformations and provide an accurate estimate of induces an additional moment demand P-Δ due to eccen-
the resulting inelastic rotations. Experimental results from tricity of the axial load. The P-Δ moment (PΔcosθ in the
the force-displacement response of RC members can be used case of a non-vertical P) is applied to the base independent
to suggest expressions for Lp that yield the maximum accu- from the deformed shape of the column. Therefore, the effect
racy for the predicted inelastic rotations and displacement of P-Δ is typically considered by linearly increasing the
regardless of the actual size of the plastic region.6 primary bending moment profile caused by the shear force,
In contrast with the plastic hinge length Lp, the plastic region as illustrated in Fig. 4(a) and 4(b), in which the axial load P
length Lpr is the physical length of the actual plastic region is shown inclined to be consistent with the test setup. The
along the columns’ height.6 The plastic region represents a second-order moment at the base level is accommodated by
the RC section’s capacity; thus, the effect reduces the actual

ACI Structural Journal/July-August 2016 739


Fig. 5—Effect of P-Δ on force-displacement response of RC columns in terms of: (a) loss of strength; and (b) reduced stiffness.
shear force resisted by the column, leading to instability of of the top loading block and the force applied by the actu-
the element. ator, or the effective force Feff. This should be distinguished
Besides the lateral displacement at the top, slender columns from the net shear force Fnet resisted by the column and
also bend as illustrated in Fig. 4(c), where the parameters of Δ transmitted to the base because a portion of the force applied
and δ are depicted. δ is the normal distance between the actual by the actuator is used to counteract the horizontal compo-
location of each section and the chord line of the column and nent of the axial force Psinθ. The measured effective force
Δ is the horizontal distance of the chord line from the top of Feff was thus modified according to the guidelines provided
the column. The axial load combined with the deformation of by the PEER structural performance database manual24
the column perpendicular to its chord line δ creates member to obtain the actual shear force Fnet acting on the column.
second-order moments, referred to as P-δ effects. The P-δ The force-displacement response of both columns in terms
moments (Pδ) reshape the bending moment gradient and of effective and net lateral forces is shown in Fig. 6. Also
lead to a nonlinear distribution with larger effects at midspan. shown is the columns’ loss of lateral load-resisting capacity
Nonlinear P-δ moments are expected to increase the spread due to the additional P-Δ moment. It is worth noting that
of inelastic region to elevations higher than predicted by a the loss of strength, as obtained by PcosθΔ/L, is not strictly
linear distribution, as shown in Fig. 4(d). Although the base linear with respect to Δ due to the interrelationship with θ.
moment demand is not directly affected by the P-δ moment, Yet, the nonlinearity is too small to be visually appreciated
extension of the inelastic region along the height of the in the plots presented in Fig. 6. By comparing the strength
column increases the flexibility of the column, which in turn loss due to P-Δ effects in both columns, it can be seen that
leads to a larger lateral displacement at the top. the column with lower longitudinal reinforcement ratio
The destabilizing P-Δ effects on the force-deformation (M121505) was more affected.
response of columns leads to a decrease in the lateral load
bearing capacity of the element.19-23 A simple approach to Flexural curvature profiles
compensate for the P-Δ effect is to increase the member’s Flexural actions on the test columns were assessed by
strength. This concept is illustrated by means of a typical determining section curvature demands along their height.
force-displacement response in Fig. 5(a). An increase of the The flexural curvature of a segment was calculated from the
base-moment capacity was recommended by Pettinga and relative displacements measured between two sections at the
Priestley23 for RC and steel structures by 50 and 100% of extreme tensile and compressive sides of the columns (refer
the P-Δ moment, respectively. The strength compensation to Fig. 1(b)) and divided by the respective gauge length
approach, however, is based on assumed (from numerical to obtain average strains. The calculated strains at a given
modeling) yielding and degradation mechanisms, which elevation were then used to calculate the average flexural
need further experimental validation. In addition to the loss curvature for the segment. Flexural curvatures along the
of strength, the destabilizing effect of P-Δ is also viewed height of Column M121505 are shown in Fig. 7(a). It can
as a degradation of stiffness. A typical cyclic response of a be seen that the measurements at the base are not consistent
column with P-Δ effects is shown in Fig. 5(b). The response with the rest because the fixed-end rotation of the column
is considered stable as long as the reloading stiffness K*s is caused by the strain-penetration (or bond-slip) effect is
positive and greater than 5% of the initial stiffness Ki—that included in the measurements for the curvatures. Therefore,
is, upon complete unloading there exists a minimum stiff- the curvature values at base level were eliminated from the
ness that resists further lateral displacements and generates test data for further analyses.
a resisting load.19 In this paper, the effects of P-Δ on the
stability of RC columns in terms of loss of strength and stiff- Bending moment profiles
ness are evaluated using experimental data. Results from fiber-based moment-curvature analyses
on the test columns were used to convert the experimental
Load-displacement response curvature profiles to internal bending moment profiles.
Lateral force-displacement responses of the test columns The conversion was done by replacing curvatures with the
were obtained by measuring the displacements at the middle associated moment obtained from the section analyses. The

740 ACI Structural Journal/July-August 2016


Fig. 6—Cyclic force-displacement responses.

Fig. 7—Profiles of post-yield: (a) curvature; and (b) moment along Column M121505.
bending moment profiles for Column M121505 are shown moment at top of the test columns does not adversely affect
in Fig. 7(b). the accuracy of the results presented herein. The moment
The test setups for the axial and lateral loads were profiles were decomposed into their main contributors using
designed such that the applied forces go through the center (Eq. (1))
point of the loading block. Zero concentrated moment was
thus generated by the applied forces at the columns’ top, M t = M p + M P -D + M P -d (1)
which was defined as the center point of the loading block.
In addition, lack of any rotational constraint at top of the test where Mt is the total moment at a section; and Mp is the
columns provided zero moment condition at the top end of primary moment at a section, estimated by assuming a
the columns. However, it is worth mentioning that lateral linear distribution of moments by Mp = Fneth, where h is the
displacements led to slight divergence of the applied forces vertical distance of the section of interest from the top of the
from the center point of the loading block. The non-zero column. MP-Δ is the secondary moment caused by P-Δ effects
moment at top of the column MTop caused by the eccen- and calculated by MP-Δ = PΔcosθ; and MP-δ is the internal
tricity of the forces was estimated using the geometry of moment developed in each section due to the effect of P-δ,
the displaced and rotated loading block. It was found that given by MP-δ = Pδ.
MTop is insignificantly small compared to the moments along The resulting profiles from the decomposition of the total
the height. For instance, MTop was at most 0.0065 times the moments for Column M121505 are shown in Fig. 8(a) and
moment at the base MBase. Therefore, the assumption of zero 8(b) for μΔ levels of 1 and 3, respectively. It can be seen that

ACI Structural Journal/July-August 2016 741


Fig. 8—Decomposed moment profiles for Column M121505.
which the flexural curvatures (Fig. 7(a)) or the moment
profile (Fig. 7(b)) exceeded the ideal yield curvature ϕy or
the ideal yield moment Mϕy. The experimental spread of
plasticity on the test columns is shown in Fig. 9 as a func-
tion of μΔ, which demonstrates the progress of the tests.
The plotted traces show an uneven growth of the plastic
region during the tests. These uneven trends are caused
in part by the random distribution of crack openings that
prevent uniform distribution of curvatures along the column
height. Also shown in Fig. 9 are traces for the spread of
plasticity obtained from the decomposed moment profiles.
Comparisons of the traces that correspond to cases with and
without P-δ show the substantial effect of P-δ on increasing
the plastic region height. Therefore, while the additional
moment caused by P-δ effects is only a small increase to
the moments, it can lead to a significant shift in inelastic
moments and curvatures. It is worth noting that the primary
moment by itself was not large enough to develop inelastic
demands. Therefore, no plastic region would be developed
in the columns if both P-Δ and P-δ effects were neglected.
The contribution of P-δ on the spread of plasticity can be
better appreciated by highlighting the amount of increased
plastic region length due to this effect as depicted in Fig. 10,
which shows the percentage increase in the plastic region
caused solely by consideration of the P-δ effect. The traces
start with a spike at approximately μΔ = 1, which occurs
because the spread of plasticity does not start simultaneously
for cases with and without P-δ consideration. Neglecting
the spike at the beginning of the diagram, which occurs
Fig. 9—Experimental spread of plasticity. over a small range of μΔ, the test data shows a steady 20%
at lower ductility demand, the existing moment at a section and 25% increase in the plastic region height for Columns
of a column mainly comes from the primary moment. M123005 and M121505, respectively. It is worth noting
Higher stiffness, which limits the column’s deformation, is that the column with lower reinforcement ratio, M121505,
the reason that secondary effects show little impact on the exhibits more sensitivity to the effect of P-δ on the spread
distribution of internal moments early on. In contrast, the of plasticity.
effect of secondary actions caused by P-Δ and P-δ is more
profound at μΔ = 3. At this deformation level a main portion Base moment demands
of the moment demand comes from the second-order effects. Plotting the bending moment demand at the column base,
where the internal moment is at its maximum, allows evalu-
Spread of plasticity ating the effect of secondary moments on structural stability.
The extent of the plastic region at different displacement The contribution of primary and secondary moments to the
ductility levels was obtained by determining the height at total moment experienced at different levels of loading is

742 ACI Structural Journal/July-August 2016


illustrated in Fig. 11 for the nearest section to the base, for the test columns. Based on this index, the stability limit for
which experimental data was available (102 mm [4 in.] Column M123005 is μΔ = 3.0, while Column M121505, with
above the base level). The results show that the P-Δ moment lower longitudinal steel reinforcement, reaches the stability
makes a significant portion of the internal moment, partic- limit at μΔ = 2.3. It should be noted that both columns reach
ularly after yielding. This simply indicates the necessity of the stability limit before material-based ultimate damage
considering the secondary effect to satisfy the general equi- limit states, such as bar buckling or core concrete crushing,
librium of the structure; otherwise, the base moment would were reached.
be underestimated. However, moments caused by member The ACI Code25 also defines a stability limit for the effect
deformation P-δ are very small at sections near the base. The of secondary moments on RC columns. The limit is based on
loss of moment capacity for resisting lateral loads is thus the ratio of the total moment (including P-Δ and P-δ) to the
caused mostly by the P-Δ moments. primary moment Mp and is required to be less than 1.4. The
resulting stability limits, which are also plotted in Fig. 11,
Stability limit occur at μΔ values of 2.5 and 1.8 for Columns M123005 and
In addition to conventional damage limit states that are M121505, respectively. For both columns, the ACI stability
mostly related to the material properties, slender columns limit is more conservative than that proposed by Priestley et
have a limit that marks the onset of structural instability. al.21 Application of the ACI limit to the column with lower
For a slender column, the stability limit may define the ulti- longitudinal reinforcement (M121505) would limit defor-
mate response condition before significant material-related mation capacity to a displacement ductility level before
damage is observed. Limits to stability have been proposed observing significant spalling damage to the cover concrete.
in terms of a stability index θΔ by Priestley et al.,14 as given Recent research on the stability of slender RC columns
in (Eq. (2)) has attempted to set new limits that extend the deforma-
bility of slender column beyond the aforementioned conven-
θ D = P ( D + d ) / M D (2) tional limits. Silva et al.22 explored the stability of slender
RC bridge columns through inelastic dynamic analyses and
where MD is the base moment capacity. Priestley et al.21 proposed a new instability limit of 0.40. Application of the
recommended a limit of 0.3 to ensure stable cyclic response, aforementioned stability limit to the test columns of this
defined as a positive reloading stiffness.19 The stability article predicts the onset of instability at μΔ values of 4.1
limit state enforced by θΔ ≤ 0.3 is depicted in Fig. 11 for and 3.1 for Columns M123005 and M121505, respectively.
Barrera et al.12 proposed an alternative approach to deal with
the instabilities due to P-Δ moments. In this method, the
failure capacity of slender columns was defined at a point in
which the P-Δ moment exceeded the primary moment. By
implementing the method by Barrera et al.,12 the projected
drift capacity of Columns M123005 and M121505 was
found at displacement ductility levels of 5.4 and 3.6, respec-
tively. The inconsistency among different stability limits
indicates the necessity for further research.

IMPLICATIONS TO DESIGN AND ANALYSIS


Length of critical region for special detailing
Seismic design guidelines require special detailing and
enhanced confinement from transverse reinforcement in
the plastic regions of RC columns to ensure stable ductile
Fig. 10—Increase in spread of plasticity due to P-δ effect.

Fig. 11—Conventional stability limits and components of bending moment at closest monitored section to base level (102 mm
[4 in.] above base).

ACI Structural Journal/July-August 2016 743


Fig. 12—Length of critical region for special detailing as average of two loading sides.
resulted in values less than 1.5 times the dimension of the
section, 914 mm (36 in.), the first criterion by AASHTO was
the governing limit. The height of plastic region according
to AASHTO’s guidelines is also plotted in Fig. 12. An inset
in Fig. 12 also compares the yield moment estimated from
AASHTO (0.75Mu) to the ideal yield moment, Mϕy (moment
corresponding to the ideal yield curvature ϕy), which can be
seen to be more accurately estimated for Column M123005.
Therefore, AASHTO’s criteria provide a good estimate for
the spread of the plastic region in Column M123005. For
the column with lower longitudinal steel ratio (M121505),
yielding occurs at a moment less than 0.75Mu; therefore,
the plastic region height is underestimated. The results in
Fig. 12 also show that ignoring member deformations (P-δ
effects) leads to a lower estimate of the plastic region height.
Fig. 13—Effect of increasing strength on force-displacement Thus, an accurate estimate of the yield moment and consid-
response of slender columns. eration of member deformations (P-δ effects) in deriving
the internal moment profile is required to adequately predict
response. The ACI Code25 specifies the length of the critical the height of critical region in slender columns using the
region lo on columns of intermediate and special moment AASHTO criteria.
frames to be the larger of: a) maximum dimension of the
cross section; b) one-sixth of the clear span; or c) 457 mm Effect of increased strength
(18 in.). Similarly, the AASHTO seismic design guidelines26 Increasing the strength of slender columns has been
define a plastic region length Lpr as the largest value of: a) suggested as a practical way to counteract against P-Δ
1.5 times the dimension of the cross section in the bending effects.14,23 The efficacy of this method was investigated by
direction; b) the length of the region where the moment comparing the force-displacement response of Columns
demand exceeds 75% of the maximum plastic moment; or M121505 and M123005, where the latter had higher lateral
c) the analytical plastic hinge length Lp. According to the strength (as much as 160% of the maximum P-Δ effect.)
ACI Code, the length of the critical plastic region for the test Therefore, Column M123005 was considered as a design
columns is governed by one-sixth of the span length, which modification to Column M121505. Figure 13 illustrates the
is 1.22 m (48 in.). This is equivalent to two times the section force-displacement response of both columns as well as the
diameter or 16.7% of the column length, which is conserva- loss of strength due to P-Δ effects, shown by shaded areas. It
tive up to μΔ = 1.5. However, experimental results show that can be seen that the strength modification succeeds in terms of
the plastic region for both columns exceeds the proposed providing extra strength to compensate for the loss of strength
length by ACI when μΔ is greater than 1.5, as depicted in due to P-Δ effect. However, providing extra strength had a
Fig. 12. partial effect on enhancing the column’s stability because the
Use of AASHTO’s method to determine the length of ductility capacity increased only by 0.7 if the stability indexes
plastic region requires knowledge about the distribution proposed by Priestley et al.21 and ACI25 are used.
of bending moments along the column’s height. The limit The effectiveness of increased strength on the stability of
of 75% of the maximum moment is, to the authors’ under- slender columns can vary depending on the stability limit
standing, meant to estimate the ideal yield moment of index being used. For instance, use of the stability limits
the section. This limit was used in conjunction with two proposed by Silva et al.22 and Barrera et al.12 extend the
internal moment profiles, in which the P-δ effect was either displacement ductility capacity of the enhanced strength
included or ignored to obtain the length of the plastic region column (M123005) by 1 and 1.6 units, respectively,
according to AASHTO’s guidelines. When this method compared to Column M121505. Therefore, the effect of

744 ACI Structural Journal/July-August 2016


3. Application of currently used stability limit indexes to
columns with an aspect ratio of 12 restricted the displace-
ment ductility to values as low as 1.8, prior to the observa-
tion of significant damage—for example, in form of cover
concrete spalling. However, studying the reloading stiffness
from cyclic response showed satisfactory cyclic stability.
4. The experimental data considered herein showed that for
high slenderness ratios the approach of increasing strength
to account for P-Δ effects only leads to slight improvements
on stability.

AUTHOR BIOS
ACI member Rigoberto Burgueño is a Professor of structural engineering
at Michigan State University, East Lansing, MI. He received his BS, MS,
and PhD, all in structural engineering, from the University of California,
La Jolla, San Diego, CA. He is a member of ACI Committees 341, Earth-
Fig. 14—Ratio of reloading to initial lateral stiffness in quake-Resistant Concrete Bridges, and 440, Fiber-Reinforced Polymer
Reinforcement. His research interests include structural mechanics and the
cyclic tests. development of tailored materials for applications in mechanical devices
and structural systems.
increased strength on improving the stability of RC columns
is more significant based on these recently developed criteria. Ata Babazadeh is a PhD Student in the Department of Civil and Environ-
mental Engineering at Michigan State University. He received his BS and
MS in civil engineering from Amirkabir University of Technology, Tehran,
Stability of cyclic response Iran, and his MS in engineering mechanics from Michigan State Univer-
Through numerical modeling of cyclic response of RC sity in 2008, 2011, and 2014, respectively. His research interests include
nonlinear analysis, three-dimensional finite element simulation, seismic
columns, Priestley et al.21 found that cyclic stability is design of structural systems, and bridge engineering.
insured (K*s/Ki > 0.05) if the stability limit (Eq. (2)) is below
0.3. To further evaluate this stability limit index, the K*s/Ki Lauren K. Fedak is a Structural Engineer at Harley Ellis Deveraux,
Southfield, MI. She received her BS and MS in civil engineering from Mich-
ratio was experimentally obtained for all loading cycles of igan State University.
the test columns and results are plotted against displacement
ductility in Fig. 14. It can be seen that the reloading stiff- ACI member Pedro F. Silva is an Associate Professor of civil engineering
at George Washington University, Washington, DC. He received his BS and
ness remains above 10% of the initial stiffness. This would MS in civil engineering from the University of California, Irvine, Irvine, CA,
imply that for Column M121505 the stability limit of 0.3 and his PhD in structural engineering from the University of California,
provided by Priestley et al.21 can be exceeded without losing San Diego. He is a member of the ACI Committees 341, Earthquake-Resis-
tant Concrete Bridges, and 440, Fiber-Reinforced Polymer Reinforcement.
the cyclic stability. Comparing the results for both columns His research interests include the development of design procedures for
reveals that there is no significant difference between the civil structures to resist natural and manmade hazards.
rates of degrading stiffness at reloading cycles in spite of
dramatic difference in lateral strengths. This is another ACKNOWLEDGMENTS
This material is based upon a collaborative research project between the
evidence for the limited contribution of higher strength in George Washington University and Michigan State University supported by
slender columns to overall stability. the U.S. National Science Foundation under grant numbers CMS-1000797
and CMS-1000549. Any opinions, findings, and conclusions or recommen-
dations expressed in this material are those of the authors and do not neces-
CONCLUSIONS sarily reflect the views of the National Science Foundation.
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746 ACI Structural Journal/July-August 2016


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