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https://doi.org/10.1007/s41062-019-0206-3
TECHNICAL PAPER
Abstract
Micropiles are suitable for underpinning and seismic retrofitting of structures. It is specially suitable for low head room area
and can easily access congested areas where it is difficult to construct conventional piles. Its two basic functions are structural
support and soil reinforcement. Literature review showed contradictory group effects on micropile behaviour subjected to
vertical and lateral loading. This study is to investigate the response of micropile groups subjected to lateral load installed
in loose sand (relative density 30%), in medium dense sand (relative density 50%) and in dense sand (relative density 80%).
The group behaviour is found to be a function of the state of the sand, spacing of the micropile groups and length-to-diameter
(L/D) ratio. Ultimate lateral resistances of micropile groups are maximum at 2D spacing in loose sand and in medium dense
sand. In dense sand, maximum lateral resistance is observed in 6D spacing. Overall, it was observed that groups with higher
L/D ratio had positive group effects. Modes of failure of the micropile groups are found to be a function of the length-to-
diameter ratio and relative density of the sand.
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length-to-diameter (L/D) ratios and different centre-to-centre micropile groups subjected to lateral loading is not reported.
spacings, installed in sand beds of relative densities of 30, 50 This work is a parametric study of micropile group behav-
and 80%. The piles and the pile groups were subjected to lat- iour placed in sand of three different relative densities sub-
eral loading condition. The object was to study the response jected to lateral loading. Identification of short pile and long
of the pile group due to the relative density of the sand, pile through model testing is also attempted in this study.
spacing of the piles and L/D ratio of the piles.
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cement slurry of water/cement ratio of 0.6 under a constant (a) Load (N)
gravity head of 100 cm. The pile caps were reinforced with 0 100 200 300 400 500
steel wire mesh and casted in concrete. 0
5
Loading arrangement L/D=24, Spacing=2D
Extension Rod
Fig. 2 a–c Lateral load versus lateral deflection plot for L/D ratio 24
and L/D ratio 60
Mechanical Jack
Proving Ring
the relation between lateral load and lateral deflection is
Ball & Socket Dial Gauge nonlinear. For the purpose of this experiment, ultimate
Pile Cap
resistance of the single piles and pile groups under lateral
load has been taken as the point on the lateral load ver-
sus lateral displacement curve at which the curve main-
tains a continuous displacement increase with no further
Fig. 1 Lateral loading set-up increase in lateral load. Similarly, the lateral load versus
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lateral deflection plot for all the L/D ratios at 30% and Effect of length/diameter ratio
80% relative density at 2D, 4D and 6D spacing is shown
in Fig. 3a–f. The relation between ultimate lateral load and length-to-
diameter (L/D) ratio of single micropiles is shown in Fig. 4.
The ultimate lateral resistance increases at a high rate up to
L/D ratio of 48 for 30% and 50% relative density and up to
10
Lateral Deflection (mm)
15 L/D=18 L/D=18
20 15 L/D=24
L/D=24
25 L/D=30
L/D=30 20 L/D=36
30 L/D=36
35
25 L/D=48
L/D=48 L/D=60
40 L/D=60 30
L/D=80
45 L/D=80 35
50
40
55
60 Spacing=4D, Relative density=30% 45
50 Spacing=4D, Relative density=80%
Load (N)
(c) Load (N) (f)
0 100 200 300 400 500 0 100 200 300 400 500 600 700
0 0
L/D=12 5
5 L/D=12
L/D=18 10
Lateral deflection (mm)
L/D=18
Lateral deflection (mm)
L/D=24
10 15 L/D=24
L/D=30
L/D=36 20 L/D=30
15 L/D=36
L/D=48 25
L/D=60 L/D=48
20 30 L/D=60
L/D=80
35 L/D=80
25
40
30 45
50
35 Spacing=2D, Relative density=30%
55 Spacing=6D, Relative density=80%
Fig. 3 a–f Lateral load versus lateral deflection plots for 30% and 80% relative density
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300 Spacing=2D
100
Relative Spacing=4D
density=30% 200
Spacing=6D
Relative
density=50% 100
Relative
density=80% 0
10 20 30 40 50 60 70 80 90
0
10 20 30 40 50 60 70 80 90 L/D ratio
L/D ratio
(b) Relative density=50%
600
Fig. 4 Ultimate load versus L/D ratio for the single piles
500
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600
500
Ultimate load (N)
Relative
400
Density=30%
300 Relative
Density=50%
200 Relative
100 Spacing=2D Density=80%
Spacing=4D Spacing=6D
0
10 20 30 40 50 60 70 80 9010 20 30 40 50 60 70 80 9010 20 30 40 50 60 70 80 90
L/D ratio
Fig. 6 Ultimate load versus L/D ratio for the three different spacings
relative density compared to the group capacity at 4D and Mode of failure of the micropile groups
6D spacing. Again dense sand at relative density of 80% is
dilative sand and on insertion of the aluminium casing at According to Broms [1], piles installed in cohesionless
2D spacing, the sand around the block dilates. On penetra- soil subjected to lateral load undergo two modes of failure.
tion of the grout into the surrounding soil, the same strong In the first type of failure, failure occurs in the soil pile
composite pile group block formation occurs at 2D spacing. system subjected to lateral load by soil failure. In the sec-
Hence, piles having L/D ratio of 36 to 80 placed in sand ond type, failure occurs by fracture of piles by formation
bed having 30, 50 and 80% relative density show the same of plastic hinges. Soil failure is observed by a short pile.
ultimate lateral resistance at 2D spacing. It is observed that Failure occurs at the toes when passive resistance at the
these piles actually fail under structural failure. Piles having head and toe is exceeded. The second category of failure
L/D ratio of 12 to 30 fail by soil failure which occurs due is observed by a long pile. A long pile cannot rotate due to
to passive resistance of the soil being exceeded. A small high cumulative passive resistance developed at the lower
increase is seen in ultimate lateral resistance for these L/D part of the pile, and structural failure occurs at the point
ratios at 80% relative density compared to 30% and 50% of maximum bending moment.
relative density since passive resistance of the soil is high at Pile groups from L/D 12 to L/D 30 placed in sand bed
80% relative density. At 4D spacing, ultimate lateral load is having relative density of 30% and 50% failed by soil
observed to be nearly same at 30% and 50% relative density failure and the pile groups from L/D 36 to L/D 80 failed
and found to increase at 80% relative density. At 6D spacing, by structural failure. Pile groups from L/D 12 to L/D 24
effect of relative density is observed. Ultimate lateral load placed in sand bed having relative density of 80% failed
at 80% relative density is greatest followed by 50% and 30% by soil failure and the pile groups from L/D 30 to L/D
relative density. 80 failed by structural failure at 4D and 6D spacing. At
At 80% relative density, ultimate lateral resistance is high 2D spacing, the failure mode is same as at 30% and 50%
at 6D spacing. Side resistance of a pile is dependent upon relative density. Overall, it can be said the spacing of
the normal stress on the interface between pile and sand and micropile groups had no effect on the mode of failure of
the critical state strength of the sand. The normal stress of the pile groups (Fig. 7). Similarly, for single piles, it was
the interface is dependent upon the state of the sand when found that the piles beyond L/D ratio of 18 failed by struc-
it is subjected to shearing. Dense sand would expand under tural failure at 30% and 50% relative density and beyond
shearing and loose sand would contract. Volume changes in L/D ratio of 24 failed by structural failure at 80% relative
sand would result in a variation of normal stress along the density. From the lateral load deflection plots shown in
surface. Dilative sand would result in an increase in normal Fig. 3a–f, it is observed that piles undergoing soil failure
stress along the surface and contractive sand would result in undergo more deflection than piles undergoing structural
a decrease in normal stress. Stress overlapping phenomenon failure. It can therefore be said that relative density of
is another parameter which influences group capacity. Again the sand and length/diameter (L/D) ratio are two major
the grouting of the piles results in a strong grout to ground influencing factors in the mode of failure of free head sin-
bond around the periphery of the piles. Which parameters gle micropiles and micropile groups. A typical structural
have actually contributed more to give a high value of ulti- failure is shown in Fig. 8. In this study, structural failure
mate lateral resistance at 6D spacing at 80% relative density was observed by development of cracks at the pile body
cannot be ascertained at this stage. Further investigations are at positions of 0.2 to 0.4 times the pile depth. This further
needed in this direction. gives indication of the depth of fixity of the pile groups.
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8 (a) 1.4
Relative density=80% Relative density=30%
6
1.2
4
2 1
Efficiency (%)
0 0.8
8 Spacing=2D
Relative density=50% 0.6
Spacing (cm)
6 Spacing=4D
Soil failure 0.4
4 Transition Spacing=6D
2
Structural failure 0.2
0 0
8 10 20 30 40 50 60 70 80 90
Relative density=30% L/D ratio
6
4 (b)
1.2 Relative density=50%
2
1
0
Efficiency (%)
10 20 30 40 50 60 70 80 90 0.8
0
10 20 30 40 50 60 70 80 90
L/D Ratio
1.2
1
Efficiency (%)
0.8
Spacing=2D
0.6 Spacing=4D
0.4 Spacing=6D
0.2
0
10 20 30 40 50 60 70 80 90
L/D ratio
Fig. 9 a–c Efficiency versus L/D ratio for the three different relative
densities
Fig. 8 Structural failure of laterally loaded pile group (L/D 80) at rel- the point of maximum moment or by shear. Hence, design
ative density 30%
of long micropiles is to be governed by structural carrying
capacity of the piles.
Unrestrained short piles upon application of horizontal
loads fail by rotation as a rigid body about a centre of rota- Group efficiency
tion. Hence, short micropiles are to be governed by geotech-
nical load carrying capacity. Long piles, both unrestrained A lot of research work has been carried out regarding the
and restrained piles, behave as an elastic member as the group efficiency of micropiles. However, the results have not
lower end cannot rotate, but is fixed in position. Failure in been consistent so far. Efficiency of micropile groups in this
long micropiles, as observed, is by fracture of the pile at
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1.3
1.2 Relative density=30% Relative density=50% Relative density=80%
1.1
Efficiency (%) 1
0.9 L/D=12
0.8 L/D=18
L/D=24
0.7 L/D=30
0.6 L/D=36
0.5 L/D=48
L/D=60
0.4 L/D=80
0.3
2 3 4 5 6 2 3 4 5 6 2 3 4 5 6
Spacing/Diameter ratio
study has been defined in the same way as for conventional 2D spacing; moreover, the efficiency came out to be high at
piles as given in Eq. (1). this spacing compared to other spacing. However, the state
of the sand was not mentioned in the work.
Qg The efficiency is highest for 6D spacing, followed by 4D
𝜂= (1) and 2D spacing for 80% relative density. The effect of spac-
nQs
ing with respect to relative density on the efficiency is fur-
where η = efficiency of the pile group, Qg = the group capac- ther shown in Fig. 10. At 2D spacing, efficiency is more at
ity, Qs = capacity of a reference pile that is identical to a 30% and 50% relative density than at 80% relative density,
group pile but is isolated from the group and n = the number whereas at 6D spacing, efficiency is more at 80% relative
of micropiles in the group. density than at 30% and 50% relative density. The effect
For the present study, single micropiles of the same L/D of spacing on efficiency is further illustrated in Fig. 11. At
ratio as micropile groups were tested. 2D spacing for 30% relative density and at 6D spacing for
The variation of efficiency with L/D ratio for 2D, 4D 80% relative, positive group effect is observed. Positive
and 6D spacing with pile groups placed in sand bed having group effect is also observed by a few piles of higher L/D
30, 50 and 80% relative density is illustrated in Fig. 9a–c, ratio at 4D spacing at the three relative densities. Overall,
where it is seen that in case of micropile groups, efficiency the experimental results show that at L/D ratio greater than
increases with increase in L/D ratio initially. However, around 50, efficiency comes out to be greater than 1 for all
beyond a certain L/D ratio, the increase in efficiency comes the three different spacings and for all the three different
out to be insignificant. Maximum efficiency is observed at relative densities. So it can be concluded that positive group
2D spacing, followed by 4D and 6D spacing for 30% and effect will be obtained in case of micropile groups subjected
50% relative density. Similar observation is also reported to lateral loading for high slenderness ratio greater than 50.
by Lizzi [7], where it has been shown that in case of lateral
loading, micropile groups showed positive group effect at
1.2
1.1
1
0.9 L/D=12
Efficiency (%)
0.8 L/D=18
0.7 L/D=24
L/D=30
0.6 L/D=36
0.5 L/D=48
0.4 L/D=60
0.3 L/D=80
Spacing=2D Spacing=4D Spacing=6D
0.2
30 50 70 90 30 50 70 90 30 50 70 90
Relative density (%)
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