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j m a t e r r e s t e c h n o l .

2 0 1 9;8(3):3306–3326

Available online at www.sciencedirect.com

www.jmrt.com.br

Review Article

Parametric review of microwave-based materials


processing and its applications

Praveen Kumar Loharkar a,∗ , Asha Ingle b , Suyog Jhavar c


a Department of Mechanical Engineering, MPSTME, SVKM’s Narsee Monjee Institute of Management Studies (NMIMS), Shirpur Campus,
Maharashtra 425405, India
b Department of Mechanical Engineering, MPSTME, SVKM’s Narsee Monjee Institute of Management Studies (NMIMS), Mumbai 400056,

Maharashtra, India
c Department of Mechanical Engineering, Atria Institute of Technology, Bangalore 560024, India

a r t i c l e i n f o a b s t r a c t

Article history: The realization of microwave’s heating ability is a significant discovery in the history of sci-
Received 12 November 2018 entific research. The thermal ability of microwave has led to the invention of devices and
Accepted 4 April 2019 processes that could replace conventional heating methods and reduce humankind’s depen-
Available online 28 May 2019 dency on fossil fuels. In the early days, microwave heating was limited to food processing
and drying. Researchers over the years have examined the utility of microwave in materials
Keywords: processing and showed encouraging outcomes. Currently, microwave-based materials pro-
Cladding cessing research is aligned toward exploring the processing of novel materials and achieving
Heating greater reliability and control in the existing processes. This, in turn, requires extensive
Joining knowledge of the parameters of the microwave heating processes. This review provides
Melting insights into microwave-based heating parameters and their effect on the response param-
Microwave eters of major microwave processing applications. Four significant parameters viz., heating
mechanisms, dielectric and magnetic properties, load and applicators have been identified
and factors influencing these parameters have been critically examined to understand the
requirements of efficient microwave-based materials processing. This review analyzes the
existing state of research and identifies the future scope of research in this field. It reveals
optimization studies, commercialization of the process at large scale, simulation studies for
better understanding of heating mechanisms and innovation in processing set-ups as few
of the potential areas with a wide scope for investigation.
© 2019 The Authors. Published by Elsevier B.V. This is an open access article under the
CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).


Corresponding author.
E-mails: ploharkar@gmail.com (P.K. Loharkar), asha.ingle@gmail.com (A. Ingle), suyogjhavar@gmail.com (S. Jhavar).
https://doi.org/10.1016/j.jmrt.2019.04.004
2238-7854/© 2019 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3307

Praveen Kumar Loharkar obtained his


Bachelor of Engineering (BE) degree in Abbreviations
Mechanical Engineering from University
of Pune, India and M.Tech. in Indus- MOR modulus of rupture, psi
trial Design from Maulana Azad National YS yield strength, MPa
Institute of Technology, Bhopal, India. He UTS ultimate tensile strength, MPa
has three years of industrial and more
than five years of academic experience. Symbols
He is currently working as an Assistant ε* complex permittivity, Fm−1
Professor in the Department of Mechan-
ε dielectric constant, Fm−1
ical Engineering, SVKM’s NMIMS, Mukesh
Patel School of Technology Management and Engineering, ε dielectric loss factor, Fm−1
Shirpur Campus, India and pursuing Ph.D. from SVKM’s tan ı magnetic loss tangent
NMIMS (Deemed-to-be University), Mumbai, India. He has tan ıε dielectric loss tangent
around 14 research publications in various international and r relative magnetic permeability
national journals and conferences. His research interests r relative magnetic loss factor
include mechanical engineering design and advanced man-
εr relative dielectric constant
ufacturing processes.
εr relative dielectric loss factor
c velocity of light, ms−1
εeff effective dielectric loss factor
Dr. Asha Ingle obtained her Bachelor
of Engineering (BE) degree from Visves- ε0 permittivity of free space, 8.854 × 10−12 Fm−1
varaya Regional College of Engineering, Erms local value of the electric field, Vm−1
Nagpur, India in Metallurgical Engineer- f frequency, cps
ing and M.Tech. and Ph.D. from Indian ω angular frequency, rad/s
Institute of Technology, Mumbai, India. eff effective magnetic loss factor
She has worked in the corporate R&D divi-
0 magnetic permeability of vacuum,
sion of Crompton Greaves Ltd, Mumbai,
India for twelve years before moving to 4␲ × 10−7 Hm−1
Academics seven years ago. She is cur- Hrms local value of the magnetic field, Am−1
rently a Professor in the Department of L change in length of the compact, mm
Mechanical Engineering at SVKM’s NMIMS (Deemed-to-be L0 initial length of the compact, mm
University), Mukesh Patel School of Technology Management B0 collection of material parameters
and Engineering, Mumbai, India. She has published exten-
t sintering time, s
sively and also has 10 filed patent applications and 5 design
D particle diameter, ␮m
registrations to her credit. Her areas of interest include char-
acterization of materials, process optimization, silicon steels, R gas constant, J kg−1 K−1
advanced manufacturing processes and failure analysis of T absolute temperature, K
materials. Q activation energy of diffusion, J

Dr. Suyog Jhavar is currently working


as an Associate Professor in Mechan- 1. Introduction
ical Engineering at Atria Institute of
Technology, Bangalore. He is also pro-
Microwaves are electromagnetic radiations having a wave-
fessor in-charge for Centre of Excellence
in Additive Manufacturing at the insti- length between 1 mm and 1 m and are an important
tute. He received Ph.D. in Metal Additive constituent of many modern technologies [1]. These radi-
Manufacturing from Indian Institute of ations are used extensively in the field of network and
Technology Indore, India in 2014 and Mas- communications, medical treatments, remote sensing, and
ter of Technology in Welding engineering food processing applications [2]. Microwaves exhibit unique
from Indian Institute of Technology Roor-
uniform heating characteristics that have led to the develop-
kee, India in 2010. He has served in various national and
ment of applications beyond food processing, which involve
international organizations including University of Texas,
USA as Assistant Research Scientist. He is specialized in thermal energy [1–6]. For example, various materials process-
metal additive manufacturing, welding engineering, advanced ing applications, such as sintering, joining, cladding/coating,
and hybrid materials processing techniques. He has pub- melting/casting, etc. require high temperature for processing
lished several book chapters, research papers in SCI-indexed of materials [7]. The unique heating ability of microwaves
journals of international repute. He has addressed several has inspired researchers to explore avenues for utilizing
international technical programs and has visited Singapore,
this source of energy in materials processing and industrial
USA, China, and Israel for his academic interests. He is
also a recognized reviewer for many international jour- applications [8]. The use of microwaves in these applica-
nals in his field of specialization and a member of expert tions have produced encouraging results in terms of shorter
committee at Shanghai Additive Manufacturing Association, processing times, better mechanical properties and superior
China. control over the process [2,8–16]. Another aspect of using
3308 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

2. Parameters affecting microwave-based


heating processes

It is imperative to identify and understand the parameters and


the factors that govern these parameters to optimize and con-
trol microwave-based materials processing. Since microwaves
are electromagnetic radiations, the heating process is pri-
marily influenced by dielectric and magnetic properties of
the materials being processed. The authors have identified
four significant parameters affecting microwave heating as (i)
dielectric and magnetic properties, (ii) heating mechanisms,
Fig. 1 – Microwave processing of metals: chronological
(iii) load subjected to microwave heating and (iv) applica-
development [16].
tors used for heating the materials and underlying factors
that govern these parameters. Fig. 2 depicts parameters and
microwaves is its economic viability and emission-less char- corresponding factors affecting microwave-based heating pro-
acteristics. Subsequently, development of microwave-based cesses.
processing technology is significant as it minimizes depen-
dency on fossil fuels as well as other high-energy based 2.1. Dielectric and magnetic properties
heating systems. As there is an increased awareness of
reduced emissions and attempts toward the use of greener Electromagnetic nature of microwaves results in the interac-
technologies in the field of manufacturing, microwave heat- tion of inherently present electric and magnetic fields with
ing presents itself as an effective alternative to conventional the electrons, ions, and molecules at micro-levels. In order to
heating based processes. understand the microwave-heating phenomenon, a numeri-
In the context of processes involving metals, microwave- cal study has also been used [21]. The results have indicated
based heating methodologies are still at the preliminary stages that dielectric properties have a strong effect on heating.
of development. It is mostly limited to laboratory experi- The dielectric parameter that characterizes heating ability is
ments. Fig. 1 shows the chronological order of development known as complex permittivity, ε∗ [2]. It is expressed by Eq. (1):
of microwave-based metal processing [16]. It is evident that
microwave-based heating has the potential to replace their ε∗ = ε − jε (1)
conventional counterparts at the commercial level in metal
processing applications, such as sintering, surface engineer- where the real term, ε , quantifies the ability to store energy
ing, joining, melting and drilling. while the imaginary term and ε , is the measure of the ability
Large-scale commercialization of microwave-based pro- to convert the stored energy into useful heat.
cessing applications is a potential area for research. The The ratio of the imaginary term and the real term is
major challenge, however, lies in the unique source of energy known as loss tangent, tan ıε , which assesses if the material
in the case of microwaves, which differentiates it from the is suitable for microwave-based heating. Several methods for
conventional processes and involves an altogether different determining dielectric constant and dielectric loss factor have
mode of heating. It requires knowledge of physics involved in been presented in the literature [22,23]. Table 1 presents the
the propagation of electromagnetic radiations and its behav- principle of few methods used for characterization of electro-
ior. The lack of synchronization between researchers from magnetic properties.
physics/electronics domain and materials processing domain The magnetic component of microwaves also contributes
is one of the major cause of the slow pace of development in to heating. Yoshikawa et al. [24] studied the effect of
this domain of research. Heating efficiencies can be improved microwave interaction on iron particles and ferromagnetic
with the design and development of dedicated applicators materials. It has been found that the source of heating in these
through collaboration. materials was their magnetic effect. In the case of magnetic
There have been several studies to explore theories, various materials, the property characterizing loss and storage of mag-
interaction mechanisms, applications and numerical simula- netic energy is a complex permeability [25]. Eq. (2) expresses
tions in different microwave processing domains but there is permeability in real and imaginary terms.
a need for consolidated information on parametric evaluation
for microwave-based metal processing [1,2,8–20]. The objec- ∗ =  − j (2)
tive of this review is to summarize and discuss parameters
and corresponding factors affecting microwave processing The real term of complex permeability, ∗ is known as
including discussion on input variables involved in microwave magnetic permeability,  while the imaginary term is called
processing and their effect on response variables. The follow- magnetic loss factor,  . The magnetic properties result in
ing sections will discuss the process and material parameters heating due to losses depending on the resonant frequencies
related to major applications of microwave heating developed corresponding to a given material. For example, the resonant
in the past two decades. In addition, the paper summarizes frequency of a water molecule is 2.45 GHz [26]. Both complex
this novel processing concept and methodologies in develop- permittivity and magnetic permeability are variable quanti-
ing microwave-assisted materials processing. ties and are affected by frequency, temperature and material
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3309

Fig. 2 – Parameters affecting microwave-based heating processes.

composition. Complex permittivity is a function of dielectric 2.2. Mechanism of heating


constant (refer to Eq. (1)). With the increase in temperature,
dielectric constant and imaginary part of complex permittiv- Prediction and control over the response of the material sub-
ity increases for a particular frequency and drops with the jected to the microwave environment are significantly affected
increase in frequency [27]. by mechanisms involved in heating. Researchers, such as Hao
Fuzerova et al. [28] discussed variation in magnetic perme- et al. [30], Sun et al. [20], Mishra and Sharma [19], have stud-
ability in soft magnetic composites. The variation in the real ied microwave-heating mechanisms. Hao et al. [30] specifically
and imaginary part of magnetic permeability using a mixture developed a model termed as “flat-ball” to express the rela-
of Somaloy 700 powder (insulated iron particles) and amor- tionship between sintering time and density. It is clear that
phous Vitroperm (Fe73 Cu1 Nb3 Si16 B7 ) with respect to frequency microwave heating is primarily due to the electric field and
and sample composition. Thus, by controlling the material magnetic field heating. Subsequent sections discuss the var-
composition and frequency of radiations, the magnetic prop- ious aspects of the two heating modes and the advent of a
erties of the specimen can be altered. hybrid-heating concept.
The chemical nature of a specimen is another factor that
affects the rate of microwave heating. Evaluation of the effect 2.2.1. Electric field heating
of composition, structure, and impurities in the substance was Heating due to the electric field is attributed to various
carried out by Yixin and Liu [29]. The experimental investiga- mechanisms, namely polarization of dipolar molecules, ionic
tion revealed that microwave absorption is a function of the conduction and Maxwell–Wagner effect [20]. The mechanisms
chemical state of the material subjected to microwaves and involved in the electric field and magnetic field heating are
thus, it plays an important role in heating efficiency. presented in Fig. 3.
In conclusion, the factors such as frequency of radiations The polarization of dipolar molecules occurs under the
are governed by the standards laid down by governing bodies effect of the applied electric field, which is an inseparable part
[2,25] and temperature of processing is limited by the applica- of any electromagnetic radiation. The heat generated through
tion and control available. Therefore, the only factor that can this phenomenon is because of frictional interaction due to
be controlled by the researcher is the material being used and “to and fro” movement of these molecules under the effect of
its composition. In cases where the material to be processed a time-varying electric field [2].
do not have required dielectric or magnetic properties, the use In the mechanism involving ionic conduction, the charge
of hybrid heating is devised [15]. Refer Section 2.2.3 for detail carriers, such as electrons and ions, undergo forward-reverse
discussion on this mechanism. movement when the electric field is applied [20]. This leads

Table 1 – Methods for characterization of electromagnetic properties [22,23].


Method Principle

Transmission/reflection The sample is placed within a wave-guide, a device such as vector network analyzer (VNA) is used for the
line method measurement of transmitted/reflected signal parameters. These parameters help in identifying the
electromagnetic characteristics of the sample.
Open-end co-axial line A co-axial probe is made to get in contact with the sample and the reflection coefficient is used to
method identify material properties using VNA.
Free space method In this method, vector network analyzer is connected to two antennas, the sample is placed between
these two antennas and the signals are analyzed using VNA for determining material properties.
Resonance cavity method Presence of a sample within a cavity leads to variation in the resonant frequency, which is detected by
the vector network analyzer. This aids in the determination of properties.
3310 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Table 2 – Comparison between electric field heating and


magnetic field heating.
Particulars Heating-electric Heating-magnetic
field field

Mechanisms Polarization due Losses due to


to dipolar effect eddy current
Conduction of Losses attributed
ions to Hysteresis
Maxwell–Wagner Magnetic
polarization resonance losses
Residual losses
Materials Aqueous Magnetic-
electrolytic dielectric
solutions materials (ferrite)
Carbon materials Powder of
conductive
materials
Ferromagnetic
materials (steel,
nickel etc.)
Microwave power P= P=
loss density ω · εeff · ε0 · E2r.m.s ω · eff · 0 · Hr.m.s
2

(per unit where ω = 2f where ω = 2f


volume) at any
location (x,y,z)

Table 3 – Susceptor material properties at different


temperatures [32].
Fig. 3 – Mechanisms of electric and magnetic field heating. Material tan ıε (25 ◦ C) tan ıε (500 ◦ C) tan ıε (900 ◦ C)

Al2 O3 0.0005 0.002 0.01


ZrO2 0.0002 0.04 0.25
to the induction of currents which releases heat. In materials
AlN 0.004 0.004 >0.01
that consist of excess electrons like carbon, a cause of elec-
tric field heating is attributed to the Maxwell–Wagner effect
[20]. Here, the heat is generated due to interfacial polariza-
tion. The excess electrons also termed as  electrons available 2.2.3. Microwave hybrid heating
in carbon, are unable to couple with the changing phase of the
Energy generated in electric and magnetic field heating is
electric field component of the microwave, thereby, resulting
inadequate to achieve desired heating effects. This is primar-
in dissipation of energy [31]. In the context of microwave-
ily due to the inability of materials to interact with microwaves
based materials processing applications, there are quite a few
effectively. In microwave hybrid heating, high microwave
materials that do not interact with microwaves or reflect the
absorbent material, known as susceptors are used, such as
microwaves altogether. This is quite prominent in the case
carbon, silicon carbide and alumina for rapid heating. This
of metals. Therefore, susceptors such as charcoal, graphite,
absorption property is a function of temperature [32]. The loss
and silicon carbide are used due to their heating capability as
tangent increases with increase in temperature thus enhanc-
a result of the Maxwell–Wagner effect. These susceptors are
ing the microwave heating characteristics. Table 3 shows the
used as per the requirement of the set-up as described in detail
value of loss tangents at different temperatures for selected
in Section 2.2.3.
materials that are used as susceptors. The loss tangent (tan ıε )
value >0.01 suggests good absorption capacity.
2.2.2. Magnetic field heating
Owing to the in microwave hybrid heating, applications,
The magnetic field component of microwaves also causes
such as sintering, coating and joining have attracted the atten-
heating under the effect of microwave irradiation. Several
tion of several researchers. Table 4 summarizes research on
loss mechanisms have an effect on temperature rises, like
powder metals and their use in microwave-hybrid heating.
in the case of magnetic materials and conductors. These are
losses due to eddy current, Hysteresis, magnetic resonance
and residual losses. Sun et al. [20] and Mishra and Sharma [19] 2.3. Load
discussed this in detail. Table 2 is a comparison between the
two modes of heating under the influence of microwaves. Load in the context of microwave hybrid heating refers to the
Mathematical modeling of heat transfer and generation material being heated inside the chamber. The factors that
mechanisms in microwave-based materials processing is an affect this parameter selection are size, penetration depth – a
area that needs further investigation to achieve greater relia- factor dependent on the electrical conductivity of the material
bility and reproducibility of experimental results. – and load positioning in the applicator [2].
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3311

Table 4 – Microwave direct/hybrid heating applications.


Reference Material Powdered/bulk Susceptor/direct Application

Gupta and Sharma Austenitic stainless steel Bulk substrate and Graphite Cladding
[33] (SS-316)/EWAC powder as clad powder as clad
material (40 ␮m) material
Gupta and Sharma Austenitic stainless steel Bulk substrate and Graphite Cladding for wear
[34] (SS-316)/WC10Co2Ni Clad material powder as clad resistance
(40 ␮m) material
Gupta et al. [35] Austenitic stainless steel Bulk substrate and Graphite Cladding for wear
(SS-316)/(EWAC (Ni-based) + 20% powder as clad resistance
Cr23 C6 ) Clad material (40 ␮m) material
Sharma and Gupta Austenitic stainless steel Bulk substrate and Graphite Cladding for wear
[36] (SS-316)/EWAC + 20% WC10Co2Ni powder asclad resistance
Clad material (40 ␮m) material
Pathania et al. [37] Mild steel/EWAC + 20% WC10Co2Ni Bulk substrate and Charcoal Cladding for wear
Clad material (40 ␮m) powder asclad resistance
material
Zafar and Sharma SS304/WC-12Co Bulk substrate and Charcoal Cladding for wear
[38–40] powder as clad resistance
material
Roy et al. [41] Al, Cu, Co, W, Ni Metal powders SiC/MoS2 Sintering
Fe and steel
Mo, WC and Sn and their alloys
Saitou [42] Ni (99.8%, 45 ␮m), SUS316L (45 ␮m), Powder SiC powder Sintering
Co (99.5%, 5 ␮m) Cu (99.5%, 75 ␮m)
and Fe (99.5%, 45 ␮m)
Agrawal [7] Copper-steel Powder Direct Sintering
Prabhu et al. [43] W (99.95%, 5–7 ␮m) Powder Direct Sintering
Xu et al. [44] Al (purity: 96%, average diameter: Powder Direct Sintering
120 ␮m)
Shannigrahi et al. Ferrite Powder SiC Sintering
[45]
Bykov et al. [46] Al2 O3 –Ni (2–2.5 ␮m) Powder Direct Sintering
Thuault et al. [47] Kaolin bowls Bulk SiC Sintering
Yang et al. [48] SiC Fiber bundles Direct Sintering
Li et al. [49] SiC (125 ␮m) Powder Direct Sintering
Ghobadi et al. [50] Al2 O3 nanocomposites Powder Direct Sintering/composites
synthesis

2.3.1. Penetration depth [25], the penetration depth is fixed for a given operational
Selection of a load for microwave interaction is based on frequency of the applicator.
an understanding of the parameter known as penetration
A typical value of penetration depth (at 2.45 GHz) for
depth. A material with all other parameters constant would
behave differently under the microwave environment when conductors (opaque/reflecting materials), absorbing materi-
the dimensions change. Penetration depth is defined as: “The als and transparent materials is shown in Table 5adapted
depth at which electric field component drops to 1/e times from [51]. This categorization helps in understanding load
the magnitude of electric field intensity at the surface” [20].
Mathematically, it is expressed by Eq. (3): attributes and facilitates selection of crucible materials.


2c  −1/2 2.3.2. Size
d=  (1 + tan2 ıε · tan2 ı + tan2 ıε + tan2 ı )
1/2
tan ı tan ıε Size of the load under treatment affects the uniformity in
ω εr r
heating. Maximum efficiency is attained only when load
(3)
dimensions are close to the order of penetration depth. In
the case of materials with unfavorable di-electric and mag-
where tan ı = r /r and tan ıε = εr /εr .
netic properties, powdered materials have exhibited superior
The magnitude of penetration depth is used to catego-
ability to interact with microwaves. Studies have attempted
rized materials as transparent, reflectors and absorbing. Due
to understand the behavior and utility of powdered metals
to inherent properties, conventionally processed materials
in microwave-based applications. Whittaker and Mingos [52]
such as plain carbon steels, alloy steels, aluminum and cop-
found that powder metals show good coupling characteristics
per have low penetration depths and therefore, microwaves
with microwaves. Experiments were carried out in a power
do not effectively heat these materials. These are termed as
controlled 2.45 GHz microwave oven. The study revealed that
transparent materials. This might be a reason for the slow rate
there was no morphological change compared with conven-
of progress in microwave-based processing technologies. Eq.
tional syntheses after microwave syntheses. To understand
(3) shows that frequency has an inverse relationship with pen-
the nature of heat absorption in a powder sample, Mondal
etration depth. Since the frequency band for industrial heating
et al. [53] examined the influence of microwave field on the
is limited to specific values such as 915 MHz, 2.45 GHz, etc.
3312 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Table 5 – Penetration depth for different category of materials [51].


Sr. No. Reflectors Absorbers Transparent

Material Penetration depth Material Penetration depth Material Penetration depth



1 Silver 0.33 ␮m Water + 20 C 16 mm Quartz, pure 200 m
2 Aluminum (100% purity) 0.86 ␮m Nitrile rubber, natural 650 mm Aluminum oxide 30 m
®
3 Brass (70% Cu) 1.4 ␮m Cooked meat + 40 ◦ C 11 mm PTFE (Teflon ) 90 m
4 Stainless steel (304) 4.3 ␮m Sand soil, dry 2000 mm Ice, −12 ◦ C 12 m
5 Titanium, pure 3.3 ␮m Spruce 10% moist. 77 mm Polythene, 25 ◦ C 40 m

thermal profile of copper powder with different particle sizes the field across the load. The challenge with the single mode
and porosity under the condition of constant power. A thin applicators is the proper selection of system components and
layer of graphite was used as a susceptor. It was observed precise impedance matching to avoid loss of power. A typi-
that particle size inversely affects the heating rate that is, cal single mode applicator configuration is shown in Fig. 4.
the heating rate increases with reduced particle size while The microwave is generated by the magnetron and passed
higher porosity provides higher heating rates. Ghosh et al. through a series of components placed inside a transmission
[54] combined powdered aluminum, alumina, to synthesize line known as waveguides, analogous to electrical transmis-
composites. The results were quite effective owing to the sion lines. Theisolator protects the generator from cutting off
exposure of each powdered particle to radiation. All these the reflected microwave transmission back to the source [8].
studies revealed that the size of the sample is an important Sometimes circulators are also used to perform the task of
factor in the processing of materials and therefore, a key com- directing microwaves to desired space using multiple ports. In
ponent of process effectiveness. order to enable thetransfer of waves without obstruction and
reversal, which will damage the source, it is important to have
2.3.3. Load positioning in the applicator a matching of impedance. Stub tuners are used for impedance
Several studies have attempted to identify the optimum loca- matching and minimizing reversal of waves [56]. Maximum
tion for the positioning of the load. Microwaves form a heating in the cavity or the heating zone is achieved when the
standing wave pattern inside the chamber due to the inter- standing waves developed after interference with the reflected
ference phenomenon. The location with maximum amplitude wave are constructive in nature. Constructive interference is
has the maximum possible energy for conversion into thermal achieved by having a movable shorting plunger. The load or
energy. Therefore, it is important to know these locations for the material to be processed has to be placed in this heating
load positioning. zone [57].
Researchers have designed single mode applicators for
2.4. Applicators various heating applications to achieve closer process con-
trol. For instance, Gower [58] developed a beam applicator for
Applicators are chambers in which microwave processing is melting of ceramicsand Uhm et al. [59] fabricated a unique
carried out. The applicator type i.e., single mode or multi- microwave torch to synthesize carbon nanotubes. A single
mode and cavity design and size have a direct effect on mode applicator prototype developed by Pavuluri et al. [60]
microwave heating efficiency. It influences the availability of was 10 times faster in heating the integrated circuit pack-
power for processing [55]. Researchers have for long been ages required for electronic components. The single-mode
finding ways to customize applicators for improving power applicator with a cylindrical cavity developed by Prapuchanay
concentration and in turn heating efficiencies. It has led et al. [61] exhibited superior heating performance compared
to the development of various industrial microwave heat- with multi-mode microwave ovens. Customized single-mode
ing systems and customized set-ups. Based on the modes of applicators have been developed for microwave drilling appli-
microwave frequencies generated by the source, the applica- cations [62–68]. These applicators have provided novel means
tors are classified as single mode and multi-mode. Rana and for drilling concrete, silicon, glass [65], bones [66] and Litz wire
Rana [18] discussed in detail microwave reactors. The follow- [68].
ing sections discuss the applicator types and their impact on Saitou [42] carried out series of experiments in a single
applications. mode applicator using selected metal powders, such as iron,
cobalt, nickel, copper and stainless steel to investigate the
mechanism of microwave sintering. Sintered SiC tube was
2.4.1. Single mode applicators
used as a susceptor. The applicator had the provision for estab-
These applicators operate at single mode microwave fre-
lishing a controlled atmosphere (nitrogen gas for nickel and
quency. The radiations propagate through waveguides. These
cobalt and hydrogen gas for other materials). It was achieved
waveguides are transmission media, similar to that of an elec-
by providing two ports to the applicator chamber: one for cre-
trical cable used for passing electricity and can be circular or a
ating a vacuum which in turn, created space for the gas to be
rectangular cross-section. In rectangular waveguides, either
introduced while the other port acted as an inlet to the gas;
a transverse electric mode or a transverse magnetic mode
H2 /N2 mixture in this case. Nitrogen was used as it is one of
of wave propagation can exist depending on the boundary
the best low-cost alternative to argon for creating inert atmo-
conditions. These applicators provide better control over the
sphere to avoid the formation of undesired compounds during
microwave process parameters due to the predictability of
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3313

Fig. 4 – Typical single-mode microwave processing system.

applicators while Srinath et al. [73] used simulations to pre-


dict microwave-heating behavior in a multi-mode setup. There
was a good agreement between the experimental and simula-
tion results. These simulation results revealed the distribution
of electric and magnetic fields along with thermal losses and
the temperature distribution in the applicator.Thus, favor-
able results obtained using experiments and simulation of
microwave-based heating can be used for development of
large-scale furnaces for industrial applications.

2.4.3. Design modifications and accessories in applicators


Fig. 5 – Multi-mode microwave processing system.
In order to understand the effects of process variables, several
researchers have done modifications in multi-mode applica-
tors, such as provision for temperature measurement, gas
the sintering process [69]. However, there is a tendency for supply and vacuum creation. The set-up used by Roy et al.
nitrogen uptake by the material and formation of nitrides [70]. [41] was an industrial one with a maximum power rating up
Therefore, to ensure sinter quality, hydrogen is used for iron, to 6 kW, working at frequency 2.45 GHz. Facility for mount-
copper and stainless steel. It develops a reducing atmosphere ing susceptors was also available to enable hybrid heating.
in the furnace and absorbs the oxygen from the oxide layers The temperature at 1400 ◦ C was suitable for achieving sin-
between the particles formed under the high temperature of tering of all the combinations of metal and alloy samples.
the furnace. This improves bonding and reduces porosity [71]. Various metal powder components were successfully sintered.
Yoshikawa et al. [24] carried out a similar experiment using a On evaluation, these sintered components exhibited superior
1.5 kW single mode applicator. This enabled easier prediction metallurgical properties. Agrawal [74] also used an industrial
of the locations with higher strength of magnetic fields and batch type microwave furnace with a high power rating (up
electric fields. The area with higher strength magnetic field to 6 kW) at 2.45 GHz to sinter copper-steel powdered compo-
showed greater efficiency in heating ferromagnetic materials nents. Temperature, to the order of 1260 ◦ C, was achieved in
while nickel-oxide, another material used here, showed better this experiment. These studies suggested that judicious usage
heating results at the location with higher strength of the elec- of multi-mode applicators could lead to a significant magni-
tric field. The factor that limits the utilization of single-mode tude of temperature. A significant investigation in this context
applicators is its inability to support larger size specimen. has been carried out by Prabhu et al. [43]. Sintering of high
melting point material, tungsten was performed in a multi-
2.4.2. Multi-mode applicators mode microwave furnace with variable power input facility
Multi-mode applicators, shown in Fig. 5 are designed to at 2.45 GHz. The furnace had the facility of creating a vac-
accommodate multiple modes of microwave radiations emit- uum. Even using domestic ovens at different power ratings
ted from a microwave source such as a magnetron. This leads yielded desired results in cladding and coating processes [14].
to the distribution of energy in a larger cavity. Eventually, the Although there was no clear mention of the temperature levels
energy efficiencies obtained in these applicators are lower achieved in these experiments the quality of clads and their
compared with that achieved in single-mode applicators. For properties reveal that complete melting of the clad materials,
the material processed in multi-mode applicators, the posi- such as EWAC (Ni-based) + 20% Cr23 C6 , WC10Co2Ni and EWAC,
tion of the load is insignificant as the uniformity in heating is etc. have taken place. Table 6 shows the temperature achieved
obtained by rotating the load or by using a mode stirrer, i.e. a in different applicators.
component that reflects the microwaves to desired locations. An important component of the microwave applicator
Multi-mode applicators are the most commonly used test design is the selection of microwave source. Generally, com-
chambers for microwave treatment. The domestic ovens mercial ovens use a magnetron. Apart from this, other
are a prime example of a multi-mode set-up. Vollmer [26] generators, such as power grid, gyrotron, traveling wave tube
described the physics of how these ovens operate while the and klystron are available [25]. The selection of the generator
use of simulations has been reported in applications involv- is factorized by power. Gyrotron and klystron are high power
ing multi-mode applicators as well. For instance, Ju and Zhao devices with a frequency range greater than the one used for
[72] used a simulation software (HFSS) in the designing of domestic heating (2.45 GHz) while power grids exhibit very
3314 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Table 6 – Applicator type and temperature attained.


Reference Temperature ◦ C Power/frequency Applicator

Das et al. [75] 1310 800 W/2.45 GHz Multi-mode


Gupta and Sharma [33] Melting point of WC10Co2Ni 900 W/2.45 GHz Multi-mode
Gupta et al. [35] Melting point of EWAC (Ni-based) + 20% 900 W/2.45 GHz Multi-mode
Cr23 C6
Gupta and Sharma [34,76] Melting point of EWAC + 20% WC10Co2Ni 900 W/2.45 GHz Multi-mode
Pathania et al. [37] Melting point of EWAC + 20% WC10Co2Ni 900 W/2.45 GHz Multi-mode
Roy et al. [41] 1200 1.4 kW/2.45 GHz Multi-mode
Saitou[42] Fe: 775–1250 1.5 kW/2.45 GHz Single Mode
Co: 900–1200
Ni: 900–1300
SS316L: 900–1200
Cu: 600–1000
Agrawal[7] 1260 6 kW/2.45 GHz2 kW/2.45 GHz Multi-mode-Batch furnace
Prabhu et al. [43] 1600, 1700, 1800 3 kW/2.45 GHz Multi-mode
Shannigrahi et al. [45] 900–950 0.5–3 kW/2.45 GHz Multi-mode
(1400-capacity of furnace)
Bykov et al. [46] 1250 5 kW/24 GHz Multi-mode
Thuault et al. [77] 1200 6 kW/2.45 GHz Multi-mode
Yang et al. [48] 1200 4 kW/2.45 GHz Multi-mode
Li et al. [49] 1800 3 kW/2.45 GHz Multi-mode
Hassan et al. [78] 1300 5 kW/30 GHz Multi-mode
Ghobadi et al. [50] 1520 900 W/2.45 GHz Multi-mode

high-power characteristics at lower frequencies [25]. Thus, one Gradually, it was understood that apart from drying
can choose these microwave sources as per the requirement microwave energy could be used in efficient sintering of
of the application. ceramics [74]. For instance, sintering of WC/Co composites
The parameters discussed above are the basis for the suc- through microwave led to a drastic reduction in processing
cessful implementation of microwave heating in materials time and offered superior mechanical properties [7,10,74].
processing. This field of research has much to offer in terms of Similar advantages have also been reported in the case of
exploring materials for processing, the design of applicators, metal powders [41,42].
controlling factors, such as frequency, the atmosphere inside The outcome of the sintering process is measured in terms
the furnace, analyzing mechanisms of heat generation among of three distinct parameters: mechanical properties, sintered
others for getting desired experimental outcomes. density, and porosity. In order to understand the effect of
microwave heating on mechanical properties, Roy et al. [41]
used components of varied alloy compositions, such as iron,
3. Applications of microwave processing nickel, molybdenum, aluminum, tungsten, tungsten carbide
and tin, manufactured through powder metallurgy route on a
The extent of control over the parameters discussed above commercial basis. The applicator had controlled environment
determines the effectiveness of the microwave processing and provision for single mode as well as multi-mode opera-
applications. The following sections discuss the development tions while susceptors (SiC and MoS2 ) were used to enhance
in microwave-based heating applications and the relation- heating efficiency. The results indicated the superiority of
ship between corresponding response parameters and input microwave sintering process, which boosted toughness and
parameters discussed in previous sections. ductility of the materials.
For materials with high melting points (such as tungsten –
about 3683 K), these characteristics are relevant as it is pro-
3.1. Microwave sintering applications cessed primarily through powder metallurgy route. Prabhu
et al. [43] carried out sintering of tungsten powder and acti-
The conventional methods of sintering use resistance heat- vated tungsten powder. Activation of the tungsten powder was
ing or heating through conventional modes of heat transfer achieved using the ball milling process. The experiment was
that is, conduction, convection and radiation. These methods carried out with three different experimental conditions based
have limitations such as slow heat transfer rate and uneven on variable sintering temperatures (1873 K, 1973 and 2073 K)
heating. The development of microwave heating attracted and varying power input in a 3 kW, 2.45 GHz-controlled atmo-
attention when it was observed that microwave sintering sphere (5% H2 and 95% N2 ) multi-mode microwave furnace.
offered several advantages over conventional sintering. The It was observed that activated tungsten showed better prop-
energy transfer from microwaves to materials is achieved by erties in terms of sintered density as shown in Fig. 6. This
absorption. This heating is uniform in nature and therefore enhancement is due to the increased surface area, smaller
yields superior characteristics of the processed material quan- particle sizes and increased strain energies developed during
tified as response parameters [79]. activation using the ball milling process.
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3315

Fig. 6 – Sintered density versus temperature for activated tungsten and as received tungsten [43].

A unique output parameter identified by Saitou [42] for hardness, modulus of rupture (MOR) and reduced processing
evaluating the sintering process effectiveness is “Shrinkage time.
Measurement” [80]. The shrinkage parameter can be mea- In short, the response parameters in sintering are sintered
sured using Eq. (4). density, hardness, flexural strength and toughness in gen-
eral and magnetic properties and shrinkage in particular. The
 L n/2  −Q  superior properties of microwave-sintered components are
−1
= B0 t(2n Dm RT) exp (4) attributed to the following reasons [41]:
L0 RT
• Bulk heating characteristics of microwaves resulting in heat
Values of numerical constants, n and m, depending on the transfer in dual directions (from penetration depth to both
sintering mechanism: the sides of the sample.
• Fast processing speed leading to microstructure-dependent
n = 2, m = 1 for viscous or plastic flow; property enhancement such as finer grain size and devel-
n = 5, m = 3 for volume diffusion; opment of round edge porosities. It also minimizes the
n = 6, m = 4 for grain boundary diffusion; and formation of undesired compounds and at the same time,
n = 7, m = 4 for surface diffusion. provides energy advantage due to low consumption of
power.
The samples used in the study consisted of several metal
powders, viz. copper, cobalt, iron, nickel and stainless steel Sintering is a well-known application in microwave
subjected to sintering in single mode applicator within a con- processing wherein a lot of development in design and devel-
trolled environment. It was observed that microwave-heating opment of dedicated microwave furnaces has taken place.
process has an impact on shrinkage, which is dependent There is very little understanding of the mechanisms involved
on material parameters as expressed in Eq. (4). It was also in sintering. Large-scale commercialization is also yet to be
pointed out by the author that the reasons for shrink- realized. At the same time, the optimization of the process
age are still unknown and further studies are required to parameters and predictable control over the process is still a
understand it [42]. challenge and demands extensive research.
Ferrite is an important component in many engineering
applications, especially in electrical and electronic devices due
to its magnetic properties. It is processed through powder 3.2. Cladding and surface coating applications
metallurgy route and requires sintering. Conventional sin-
tering causes a loss in fineness of the particles as a result Many engineering applications require materials that exhibit
of high temperatures [45]. Microwave sintering of the ferrite strong resistance to chemical attacks and wear with an
powders led to superior properties [45]. Microwaves, exhibit ability to perform intended function even in hostile envi-
selective heating characteristics due to different interaction ronments and operating conditions [81]. Marine applications,
abilities of materials as discussed in Section 2.3.1. This abil- aeronautical applications, oil and gas refineries and drilling
ity of microwaves was used in the sintering of Ni–Al2 O3 applications, agricultural applications, and defense applica-
functionally graded material [46]. The samples obtained tions are few of those applications that involve extreme as well
were free from defects, such as cracks and delamination. as adverse environments [82,83]. The materials used in these
Fig. 7a–c compares a few response parameters of microwave applications also need to have sufficient strength, hardness
sintering with conventional sintering of selected samples and toughness to withstand the various structural and ther-
[41,74]. Microwave sintering resulted in a greater degree of mal loads experienced by them [84–88]. The effects of adverse
3316 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Fig. 7 – (a) Comparison of hardness achieved in the microwave and conventional sintering. (b) Comparison of MOR achieved
in the microwave and conventional sintering. (c) Comparison of time required to achieve the desired temperature [41,74].

environmental and severe operating conditions are primarily


limited to surfaces.
There are different ways to modify or enhance surface
properties, such as modification of chemical composition by
surface nitriding, surface cyaniding, carburizing, vanadizing
and modification in the surface characteristics by mechanical
and thermal processes and development of layers or overlays
on the surfaces using coating and cladding processes. Conven-
tional surface modification methods are thermal spraying [82],
high-velocity oxyfuel spraying [89], tungsten inert gas (TIG)
cladding, laser cladding, and submerged metal arc welding
(SMAW) based cladding, etc [84] . Laser cladding is the most
effective process in terms of its superior properties resulting
in reduced cracks, porosity and errors in bonding along with
Fig. 8 – Microstructure of EWAC microwave cladded
the controlled cooling rate. The major issue with laser-based
cross-section (Reprinted from Surface and Coatings
processes is the cost and thermal stresses developed due to
Technology, 205 /21-22, Dheeraj Gupta, A.K. Sharma,
the concentration of heat [33].
Development and microstructural characterization of
With a greater understanding of microwave heating phe-
microwave cladding on austenitic stainless steel,
nomenon, several applications of coating and cladding using
5147-5155, 2011, with permission from Elsevier.) [33].
microwave thermal energy have been reported. Gupta and
Sharma [33] demonstrated successful cladding of EWAC (97%
nickel) over austenitic stainless-steel substrate. The pro-
cess was carried out in the domestic microwave oven (1 kW, In extension to this work, Gupta and Sharma [29] car-
2.45 GHz). The clad exhibited metallurgical bonding with the ried out cladding experiments to gauge the effectiveness of
substrate and developed intermetallic compounds, such as microwave cladding of a composite (EWAC-Ni-based and 20%
iron-nickel and nickel-silicide. The average microhardness Cr23 C6 powder) over austenitic stainless steel. The results
achieved was about 304 + 48 HV, which is twice than that of the were encouraging as the obtained clads exhibited desired
substrate material. Additionally, the clads were observed to be properties. Using similar methodologies, the cladding of anti-
of a superior quality which was evident through its pores-free wear powders to improve wear resistance have been achieved
characteristics as can be seen in Fig. 8. [37,38,40].
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3317

Table 7 – Parametric summary of microwave-based coating and cladding research.


Reference Material Power Remarks

Das et al. [75] Commercial aluminum 800 W, 2.45 Hz 1. Preheating: 200 h Muffle furnace heating in air (600 ◦ C)
(purity ∼99%). 2. Coating thickness:17 ± 3.2 ␮m (porous coating)
Cylindrical 3. Preheating: 200 h Muffle furnace heating in air
samples/aluminum (600 ◦ C) + 60 min: microwave heating (1050 ± 25 ◦ C)
oxide coating solid 4. Coating thickness: 42 ± 0.1 ␮m (porous coating)
(length ≈ 10 mm, 5. Preheating: 200 h Muffle furnace heating in air
ϕ ≈ 18 mm) (600 ◦ C) + 90 min: microwave heating (1310 ± 25 ◦ C)
6. Coating thickness: 661 ± 58.9 ␮m (thick and dense
coating)
Gupta and Sharma [33] Austenitic stainless 900 W, 2.45 Hz 1. Vicker’s microhardness
steel (SS316)/EWAC •Clad: 304 ± 48 HV
powder as Clad material •SS-316 substrate: 175 HV
(40 ␮m) 2. Processing time: 360 s
3. Preheating: the EWAC powder was pre-heated at 100 ◦ C
for 24 h in a conventional Muffle furnace
Gupta and Sharma [34] Austenitic stainless 900 W, 2.45 GHz 1. Vicker’s microhardness: 1064 ± 99 HV
steel 2. Porosity: 0.89%
(SS-316)/WC10Co2Ni 3. Wear resistance.
Clad material (40 ␮m) 4. Processing time: 360 s
Solid substrate
(35 mm × 12 mm × 6 mm)
and powder as Clad
material
Gupta et al. [35] Austenitic stainless 900 W, 2.45 GHz 1. Vicker’s microhardness:
steel (SS-316)/(EWAC 2. Clad: 425 ± 140 HV
(Ni-based) + 20% Cr23C6) 3. Porosity: 0.9%
Clad material (40 ␮m) 4. Processing time: 360 s
Solid substrate 5. Preheating: EWAC and Cr23 C6 powder particles were
(35 mm × 12 mm × 6 mm) preheated at 100 ◦ C for 24 h
and powder as Clad
material
Sharma and Gupta [36] Austenitic stainless 900 W, 2.45 GHz 1. Flexural strength (3-point bend test): 629 ± 8 N
steel Deformation: 0.76 mm.
(SS-316)/WC10Co2Ni 2. Vicker’s microhardness:
Clad material (40 ␮m) •Clad: 416 ± 20 HV
Solid substrate •SS-316: ∼200 HV
(35 mm × 12 mm × 6 mm) 3. Processing time: 360 s
and powder as Clad 4. Preheating: EWAC and WC10Co2Ni particles were
material preheated at 100 ◦ C for 24 h.
Gupta and Sharma [76] Austenitic stainless 900 W, 2.45 GHz 1. Vicker’s microhardness:
steel •Clad: 1042 ± 124 S HV
(SS-316)/EWAC + 20% •SS-316: ∼250 HV
WC10Co2Ni Clad •SS-316, microhardness near the clad surface: 377 ± 68 HV
material (40 ␮m) 2. Processing time: 120 s
Solid substrate 3. Preheating: WC10Co2Ni particles were preheated at
(35 mm × 12 mm × 1 mm) 100 ◦ C for 24 h.
and powder as Clad
material
Pathania et al. [37] Mild steel/EWAC + 20% 900 W, 2.45 GHz 1. Wear test parameters
WC10Co2Ni Clad •Sliding distances (meters) 500, 1000, 1500
material (40 ␮m) •Sliding speed (m/s) 0.5, 1, 1.5
•Normal load (kg) 0.5, 1, 1.5
2. Wear resistance is measured to be 128 times mild steel
3. Vickers micro-hardness: 980 ± 52 HV
Zafar and Sharma [38] SS304/WC-12Co as Clad 1.4 and 1.1 kW, 2.45 GHz 1. Vicker’s microhardness
material •NM Clad: 1564 ± 53 HV
Samples of size •MM Clad: 1138 ± 90 HV
20 mm × 10 mm × 6 mm

The quality of the coating and cladding is determined levels, the results of various researchers are presented
by characterizing and measuring response parameters, such in Table 7.
as micro-hardness, wear resistance, deformation index, Microwave-based cladding or coating has the potential to
and thickness. In order to understand the conditions be developed as an alternative to conventional surface mod-
under which these parameters have attained the desired ification techniques. Microwaves ability to achieve uniform
3318 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

heating makes a case for strong thermal stress-free surface heating provided the initial rise in temperature to a critical
modification. Another important observation in the area of one of the sandwich layers comprising a powdered slurry of
surface modification application is the lack of studies on the copper. Beyond this temperature, the powder started coupling
effect of process and response parameters. This could be a with microwaves. It was found that the joint had a uniform
result of the lack of suitable experimental set-ups and the microstructure, an outcome of uniform heating. This resulted
early days of development of such an application. This offers in superior microhardness, denser microstructure, significant
tremendous scope for future research on the reliability of the tensile strength, and high elongation.
process control, the advent of clads of novel materials and This development is significant due to poor weldability
optimization of processes. of copper through conventional methods. Another impor-
tant field in microwave-based joining is the preparation of
3.3. Microwave joining of materials high-quality dissimilar joints. Upon successful processing
of high-quality similar metal joints of copper–copper and
A wide variety of materials such as plastics, mild steel, stain- SS316L–SS316L, experiments were carried out for joining two
less steel, copper have been tested for suitability of joining different metals SS316L and MS with Ni as an interfacing
through microwave energy. The process is based on utiliz- material [103]. Due to strong intermetallic bonding, high ulti-
ing the heat developed by microwave energy for melting mate tensile strength (up to 346.6 MPa) and hardness of 133 HV
interfacing powder material at the joint either directly or were obtained. This method was found to be time-efficient.
through hybrid heating and fusion of the melted powder with The use of clean energy in the form of microwave radiations
the rectangular plates or cylindrical specimen to be joined made the process eco-friendly too. Bansal et al. [92] examined
[90–100]. MS-MS joints formed with nickel as an interfacing material
Siores and Diego [101] carried out pioneering work in in a multi-mode applicator of 900 W rating at an exposure
microwave joining. Set-ups for carrying out joining of plas- time of 600 s and a frequency of 2.45 GHz. Complete melting
tics and metals were developed and bonding agents having of the interfacing material at the interface led to diffusion
low loss factors were used for the joining purpose to enhance bonding which resulted in superior joint quality. The SEM
microwave absorption. The set-ups were specially devised to micrograph showed that the joint had a predominant ductile
utilize microwave energy with minimum losses. Diagnostic fracture behavior. Badiger et al. [97] showed the joining of bulk
tools were incorporated for measuring process parameters, Inconel-625 alloy using a novel technique based on microwave
such as the strength of the electric field, the temperature of the heating. The researchers followed a similar procedure with
specimen, incident and reflected power and joining interface that of earlier experimental studies. Butt joining of the square
pressure. This provided an opportunity to detect and control specimens was carried out using nickel powder as an inter-
joining processes with the help of microcomputer. Investi- facing material. The joint strength obtained was observed
gations showed that microwaves can be successfully used to be greater than 35% of the base metal strength. Most of
for joining not only high loss materials such as mullite, alu- these experiments were conducted in a multi-mode domestic
mina, but also low loss materials viz. plastic polymers and microwave oven. Hoyt et al. [104] carried out soldering of cop-
metals. Rods of the composite of alumina (48%), zirconium per with lead telluride using a customized microwave-based
(32%), SiO2 (20%) were butt welded in a single mode applicator welding system. It was cost and time effective. Numerical sim-
using microwaves generated by the variable power source with ulation of the joining process has also been done on COMSOL,
pulsating input [90]. It was observed that at higher power a commercial package, to understand the temperature dis-
ratings, 1 and 1.25 kW, and loading pressure of about 1 MPa, tribution and the results were compared with experimental
the joint strength was found to be reduced. It was due to values [73].
the formation of blowholes and flash. On the other hand, It can be concluded that main response parameters in the
very low power and loading pressure of magnitude 0.5 MPa microwave-based joining of materials are: joint hardness, joint
resulted in incomplete joints. Ahmed and Siores [90] have strength, porosity, percentage elongation of the joint and time
also reported that joint quality is affected by the rate of required for processing as shown in Fig. 9.
temperature rise which can be controlled with the use of inci- The magnitude of response parameters of the joint
dent power pulsing. Therefore, an efficient microwave joining obtained using microwave-based heating for various combi-
process requires close control over the rate of temperature nations of metals, interfacing powders and susceptors used is
rise. shown in Table 8.
A significant development in microwave joining was the The magnitude of joint hardness, porosity, joint ultimate
advent of methodologies for joining metals. Experiments were tensile strength proves the efficacy of microwave-based join-
carried out to weld bulk SS316L using microwave hybrid ing methodology. All these studies focused on investigating
heating [102]. The joint was formed by fusing powdered sand- the feasibility of joining different materials using microwaves
wich layer heated through microwave interaction in 900 W and quantified the magnitudes of response parameters using
multi-mode applicator at 2.45 GHz frequency. The joints were experiments. The parametric effects of variables, such as pow-
characterized for morphology and mechanical properties and der size, time of materials’ ‘microwave exposure have seldom
were found to have good strength and microhardness owing been reported. Gamit et al. [96] reported the results of time
to the formation of carbides in the intermetallic phases due to dependency on the strength of the bond formed between the
the use of charcoal as a susceptor. Using a similar methodol- two metal pieces. Although there was not much improvement
ogy, copper plates were joined using microwave hybrid heating in the yield strength of the joint with time, it was revealed
with the help of charcoal as a susceptor material [98]. Hybrid that the exposure time has a synergistic relationship with the
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3319

Fig. 9 – Response parameters in microwave-based joining.

Table 8 – Comparison of microwave joining parameters.


Reference Material Susceptor Interfacing Joint UTS Joint hardness Porosity % Elongation Processing
combination material (MPa) (HV) (%) time (s)

Srinath et al. SS 316L–SS 316L Charcoal Ni-based 309 290 ± 14 0.78 11.5 900
[102] Plate sizes: powder
(25 × 12 × 6) mm3 (40 ␮m)
Srinath et al. Copper–copper Charcoal Copper 164.4 78 ± 7 1.92 29.21 900
[98] Plate sizes: powder
15 × 12 × 4) mm3 (50 ␮m)
Coin size:
18 mm × 12 mm)
Srinath et al. SS 316L and MS Charcoal Ni-based 346.6 133 0.58 13.58 450
[103] Plate sizes: powder
(25 × 12 × 6) mm3 (40 ␮m)
Srinath et al. MS-MS Charcoal Ni-based 240 420 ± 30 – 6 600
[92] Plate sizes: powder
(15 × 10 × 4) mm3 (40 ␮m)
and
(10 × 10 × 4) mm3
Bansal et al. SS 316–SS 316 Silicon SS 316 425 275 ± 20 0.94 9.44 720
[91] Plate sizes: Carbide powder
(25 × 15 × 4) mm3 (50 ␮m)
Badiger et al. Inconel-625–Inconel Charcoal Ni-based 326 350 ± 10 – 9.05 1260
[97] 625 powder
Plate sizes: (40 ␮m)
(12 × 102 × 6) mm3

metallurgical bonding formed between the interface material attributed to the close proximity of the powder size to the
and the bulk pipes of mild steels. penetration depth of the material.
Investigation on the effect of powder size on joint hardness, The materials joined by microwave heating have shown
ultimate tensile strength (UTS) and percentage elongation good characteristics and shorter processing times in differ-
in the joining of SS304 specimen was carried out by Bagha ent investigations. Apart from conventional materials such
et al. [94]. Four joints were prepared with interfacing pow- as steel and copper, this technique of joining can be used in
der Nickel with a size of 50 ␮m, 40 ␮m, 30 ␮m, and 20 ␮m. different applications involving difficult-to-join materials,
The effect of variation of powder size on the response vari- such as aluminum and its alloys, magnesium and its alloys
ables is as shown in Fig. 10. It was found that the size of and various dissimilar joints.
powders has an inverse relationship with joint homogene- The major challenges posed by the microwave-based join-
ity, strength, and hardness. That is, there is an increase in ing process is selection of suitable interfacing powder or filler
the joint hardness and ultimate tensile strength with the material compatible to the materials to be joined, preparation
reduction in powder size; while the ductility tensile strength of set-up that includes selection and positioning of susceptor
reduces with decreasing powder size. This is due to increased and masking materials to avoid bulk specimen from get-
microwave interaction with reducing powder size. This is ting exposed to microwaves while ensuring maximum heat
3320 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Fig. 10 – Effect of particle size.

transfer from the susceptor to the joint area. In addition, the casting set-up was developed in an industrial multi-mode
most significant challenge is to estimate the processing time, microwave oven (1.4 kW at 2.45 GHz) by Mishra and Sharma
which is still based on trial and error [96]. [108]. This was used to melt a cylindrical piece of 100 g alu-
minum 7079 alloy. Major parts of the set-up were made up of
3.4. Microwave casting/melting applications materials that exhibit good interaction with microwaves. This
included a pouring basin with SiC susceptor; alumina sprue
Researchers have also explored possibilities in utilizing and a graphite mold in two pieces (cope and drag). The cast-
microwave-based heating technology in melting or casting ing process got completed with microwave exposure for only
processes. One of the earlier usages of microwave energy for 8 min and 45 s. COMSOL Multiphysics, a commercial package
casting process is the de-waxing operation in the investment was also used to indicate the thermal history of the load under
casting process. Brum et al. [105] evaluated the feasibility of the influence of microwave irradiation. The simulation results
using microwave technology in dewaxing while Yahaya et al. demonstrated that the location of charge to be melted had a
[106] implemented the concept of microwave hybrid heating significant effect on heating characteristics.
for in microwave dewaxing. It offered advantages, such as non- An important parameter in microwave processing is the
degradation of wax quality and faster processing time. rate of temperature rise. Xu et al. [44] performed the melt-
Although microwave-based melting of copper, aluminum ing of copper powder of three different sizes of 25 ␮m, 38 ␮m,
and steel specimen have been reported earlier by Agrawal [7], and 74 ␮m. An additional experimental factor was quantity.
however, not many details are available on the experimental These were used in three different quantities, viz. 50 g, 100 g,
parameters. Chandrasekaran et al. [107] carried out a simi- and 150 g. The samples were exposed to 1.3–1.8 kW power at
lar investigation to understand the heating characteristics of 2.45 GHz in a multi-mode industrial applicator. The applicator
metals, such as lead, tin, copper, and aluminum in a multi- had a provision for temperature measurement and setting up
mode oven under hybrid heating environment. The process of a controlled atmosphere of Ar gas. The research resulted in
parameters selected were microwave power and the quantity the development of a model for the rate of temperature rise
of material being processed (load). The results of the experi- in copper of powder size 74 ␮m. The rise in temperature has
ment were compared with conventional melting. Microwave been expressed as a function of ‘t’ using Eq. (5).
heating resulted in rapid temperature rise attributed to the
increased interaction of microwaves with the material. Three 
different power levels 100% (1300 W), 70% (910 W) and 40% 8.8t + 443.7, R2 = 0.9993 (0 < t ≤ 26)
T= (5)
(520 W) and at various sample loads (25–150 g) were used for −294.5 + 49.9t − 0.46t2 , R2 = 0.9793 (26 ≤ t ≤ 55)
investigation. An important outcome was the fact that melting
through microwave power was found to be twice faster than
conventional heating-based melting and it is also a cleaner Xu et al. [44] also showed that an increase in temperature
process with reasonable control. leads to densification from 2.13 g/cm3 at room temperature
The success achieved in the melting of metals using to 3.31 g/cm3 , 4.29 g/cm3 , 4.85 g/cm3 and 8.07 g/cm3 at 900 ◦ C,
microwave energy led to the research on casting. An in situ 1060 ◦ C, 1083 ◦ C and 1090 ◦ C respectively for the powder size of
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3321

Fig. 11 – Response parameters in microwave-based casting/melting.

74 ␮m. Thus, the desired level of cast quality can be obtained that can be achieved through this process and superior cast
by controlling the temperature rise. product quality in terms of mechanical properties that can be
In general, the response parameters in any casting process obtained with better control over the process.
are the strength of the cast, porosity, microhardness of the
cast, the rate of temperature rise, different phases obtained
after the process, microstructure, and elemental analysis as 4. Conclusion and potential areas for
shown in Fig. 11. research
For developing the understanding of the structure and
property of the cast, Mishra and Sharma [109] determined Efficient microwave-based processing techniques save cost,
the characteristics of the in situ Al–Zn–Mg alloy cast. Charac- time and energy. There is wide scope for introduction of novel
terization was done to obtain cast microstructure, elemental materials in microwave-based coating and cladding such as
analysis, phase analysis, porosity, micro-indentation hard- the use of conducting polymers for anti-corrosion and stealth
ness and tensile strength. The porosity of the cast was found applications, microwave-based joining and microwave-based
to be less than 2%. Fig. 12 shows the comparison between casting. Development of experimental set-ups is required for
properties of received aluminum alloy material and cast dedicated application areas. It can enhance the predictability
alloy. The cast alloy exhibited superior characteristics with of newly developed processes. Further research and analysis
increased yield strength, 86 MPa against 70 MPa; ultimate ten- are required to describe the relationships between the input
sile strength, 149 MPa against 112 MPa and larger percentage and response parameters for accurately achieving reliable pro-
elongation, 1.92% versus 1.59%. cess control. Summary of the present research in the field of
Melting application or casting through microwave energy microwave processing is described as follows:
is a recent development in the context of microwave-based
heating applications and therefore, further research is antic- • Four significant input parameters have been identified that
ipated to establish its reliability at the commercial level for control the microwave-based heating process. These input
different castable materials. The characteristics that make it parameters are dielectric and magnetic properties, heating
a lucrative research domain is the amount of energy savings mechanisms, load and applicators.
3322 j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326

Fig. 12 – Comparison between as received alloy and cast alloy properties.

• Each of these parameters is influenced by several factors temperature rise. Sintering has been the most widely prac-
such as morphology and size of the material being pro- ticed microwave-based materials processing application
cessed, frequency, positioning inside the applicator, the and has shown to be effective in microwave-based process-
type of applicator and the set-ups used, the dominant heat- ing.
ing mechanisms, etc. • Cladding and coating applications have exhibited enhanced
• The type of applicator i.e. single mode or multi-mode, size wear properties, improved micro-hardness and sufficient
of the material, heating mechanism and the temperature of thickness. Still, these are in their infancy stage and
the process need finer attention and control. demands further development for large scale processing.
• The material, especially metals when used in the pow- • Microwave-based joining is characterized by joint strength,
der form with a size of the order of penetration depth joint hardness, porosity, percentage elongation. Joint qual-
(around 10 ␮m) increases interaction, which results in uni- ity is a function of the rate of temperature rise. Hence, hybrid
form heating and superior properties along with a reduction heating and careful selection of applicator with precise con-
in processing time. This reduction is quite drastic that is, trol is an area that needs to be intensively investigated.
from hours required in conventional processes to minutes Loss of weld strength (up to 50%) during microwave join-
in microwave-based applications. ing. Therefore, the development of higher strength welds
• Microwave-based processing scope can be widened using and microwave joining of novel materials are impending
a microwave hybrid heating approach at a large scale to challenges.
process the materials with poor microwave interaction. • Melting or casting processes have exhibited advantages and
• Selection of susceptors such as silicon carbide, charcoal, desired output parameters such as mechanical and physical
graphite, alumina, mullite, zirconia, etc. requires a thorough properties have been obtained in the cast product. However,
understanding of the applications. In addition, the selec- quantitative analysis of energy conserved using this clean
tive heating capability of the microwave can be utilized in production methodology needs further extensive research.
composite materials synthesis as these have distinct phases
with variable microwave interaction capability.
• Future studies can focus on overcoming the challenge of an
Conflicts of interest
uncontrolled rise of loss tangent at elevated temperatures,
The authors declare no conflicts of interest.
which leads to excessive undesired heating.
• The common response parameter of all the microwave-
based heating applications is the rate of temperature rise Acknowledgment
that indirectly affects product characteristics. Control over
the heating rate offers advantages in the form of improved The work is a part of the research project titled, “Study
morphology and properties of the processed material. on the effect of microwave heating on metals(Grant ID
• In the case of sintering, the response parameters are sin- NMIMS/MPSTME/PROJECT/41)” funded by SVKM’s NMIMS
ter density, modulus of rupture, hardness, the rate of (Deemed-to-be University), Mumbai, India. The authors would
j m a t e r r e s t e c h n o l . 2 0 1 9;8(3):3306–3326 3323

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