Emergency Response Plan Element

Compliance Audit Checklist

Name of Auditor:
[1]
[2]
Name of Auditee:
[1]
[2]
[3]

Compliance level
Level - 1 :Fully complied the requirement (100 -90 %)
Level -2 : Partially complied the requirement ( 90 to 40 %)
Level -3 : Very less compliance to requirement (below 40%)
Level -4 : Action to comply the requirement not initiated.

Compliance
SN Requirements level
Is OEMP/ERDMP Procedure available to all? ( Check
1 availability in CONSOL/Field Staff/Manager)
Is OEMP/ERDMP Training attended by all unit team members?
2 (please mention % of compliance)
Is Live Fire Fighting Training attended by all unit team
3 members? (please mention % of compliance)
How many no’s of PIP identified in unit? (write down the nos
4 in remark)
5 Is QRA scenario considered while preparing the PIP?
Is standard format used for the preparation of PIP? (If yes
6 please verify the samples)
Is planning tracker for PIP preparation & table top Exercise
7 available with lead person?
Is Table top Exercise conducted for all the identified PIPs?
8 (please mention % of compliance)
Is all shift staff participated in PIP table top exercise? (please
9 mention % of compliance)
Is the observations during Table top Exercise are incorporated
10 in PIP?
Are unit manager reviewing the planning and tracker of PIP
11 periodically.
Is IN & OUT Register available in SRR and /or other identified
12 place?
13 Is IN & OUT Register maintained as per requirement?

14 Are FS & Plant Manager helmets marked with Green band(s)?

15 Is mock drills are conducted as planned?

Is there are repetitive observations for unit or Fire team,
16 security team or other?
Is the mock drill recommendation are tracked for compliance
17 at unit level.
18 Is mock drill conducted during night shift?
 Is all the responsible person having role in ERP are well aware
19 about their roles and responsibilities including ground level
staff?
Are contractor personnel aware about the action required to
20 be taken during emergency?

21 Is wind sock or any other means visible to all unit location?

Are all emergency light and doors identified and in working

22 condition.
23 Is emergency escape route marked in unit area?
24 Is assembly point identified and is in safe area?
25 Is lifesaving equipment (SCBA SET) available at site?
Are all unit members know the safe operation of life saving
26 equipment?
sponse Plan Element
e Audit Checklist

Date:

Unit:

Observation