Beruflich Dokumente
Kultur Dokumente
Around the year 1430, Ugolino of Orvieto (ca. 1380–1452) reiterated an age-
old distinction between musicus and cantor. Advocating a middle road between a
pure practical method and a speculative one, he argues that “those who desire
to be trained a little in the background to such practice require a measure of
speculation.”1 In writings on music, this balance between musica practica and
musica speculativa underwent critical shifts in the fifteenth century, with an
enduring effect on the form and genre of the music theory treatise. The
evolution of the music treatise itself is our object of study here.
Matters of solmization, mode, mensural rhythm and notation, and coun-
terpoint received many theoretical treatments over the course of the fifteenth
century, often as part of ardent polemics. Irreconcilable debates arose over
defining consonances, establishing agreeable tuning systems, and determin-
ing the proper use of musica ficta; these debates fomented yet further invec-
tive.2 Simultaneously, theorists summarized and challenged texts both by
recent writers (Marchetto da Padova, fl. 1305–19 and Johannes de Muris, ca.
1290–after 1344) and the looming authorities of Boethius and Guido of
Arezzo, as theorists sought to reconcile ancient pedagogical texts with
1 Ugolino, Declaratio musicae disciplinae, bk. 3, prologue (ed. Seay, 2:60–61); adapted from the translation in
Gallo, Music of the Middle Ages II, 111–12. Whereas the theorist “understands and demonstrates mode, time
and prolation, alteration, imperfection and perfection, and the rest by means of speculation, the practical
musician only reports these things from his experience.” “Mediocriter affectare hanc musicam praticam
mensuratam est eius secundum viam praticam et non speculativam, quae ad theoricum spectat notitiam
habere. Ipse enim theoricus modum, tempus et prolationem, alterationem, imperfectionem et perfectio-
nem, et cetera, via speculationis intelligit et demonstrat quae praticus solum exercitio suo pronuntiat. Vel
mediocriter affectare est inter puram praticam, quae orationis est expers, et speculativa, quae omnis ratio
est particeps, huius mensuratae musicae notitiam via quadam media velle ratione comprehendere . . .
Indigent enim speculatione quadam qui in huiusmodi pratica plenius desiderant edoceri.” There are echoes
here of the fourteenth-century Speculum musicae of Jacobus: “Si quis autem musicam theoricam simul et
practicam possideret, perfectior esset musicus eo qui solum haberet alteram, dum tamen perfecte ambas
possideret, ut alteram alter possidet” (bk. 1, ch. 3.12).
2 Two excellent surveys that trace the treatment of the major concepts of music theory in the fifteenth
century are Herlinger, “Music Theory of the Fourteenth and Early Fifteenth Centuries,” and Blackburn,
“Music Theory and Musical Thinking.” On notation, see the contributions by Anne Stone and Emily
Zazulia in this volume, Ch. 30 and Ch. 31.
[602]
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Transformations in music theory and music treatises 603
current musical practice.3 The ideas of composition and the work concept
continued to crystallize during the fifteenth century.4 As musical styles and
genres evolved, so too did the manner in which theorists explained musical
phenomena.
These transformations of emphasis and new modes of thinking about
music and its place in the arts surface in fifteenth-century treatises. One can
trace significant changes in which topics were treated and how they were
divided and organized within a single treatise or between multiple texts by a
single author. Several subgenres of the music theory treatise emerged: we find
encyclopedic approaches as well as topic-by-topic organization, and summa-
ries of and commentaries on earlier theoretical traditions as well as cutting-
edge responses to modern musical practice. In some cases the collected
treatises of one theorist appear to serve as a pedagogical program for music
students (e.g., John Hothby and Johannes Tinctoris); in others, the exhaus-
tive treatment of all musical knowledge in one text gives the appearance of a
reference work (Ugolino’s Declaratio).
This essay explores how this spectrum of subgenres impacted the treatment
of a common set of music-theoretical subjects. To consider this question, I will
survey several Italian treatise subgenres, including the encyclopedic summa, the
notebook and compendium, the dialogue, the laus musicae, and the focused
treatment of notation, counterpoint, and mode. I will also consider how
authors demonstrated their understanding of earlier music theory while also
responding to contemporary musical practice. I conclude by pondering the
readership of these theoretical writings.
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604 EVAN A. MACCARTHY
delve into connections with the arts of the Trivium, as well as the possibility of
classifying musical works according to how they use elements introduced in
the first three books. Indeed Stefano Mengozzi has recently suggested that
with its call for a renovatio in music education, Ciconia’s treatise is more
humanistically inclined than was previously thought, and as a result is more
directly concerned with practical matters than it might at first appear.5 Overall
the Nova musica reflects a trend toward an intermingling of ancient authorities
with practical and humanistic discussions.
Some writings on music fit into a larger program of quadrivial studies, with
a neat division between speculative and practical treatises. In the case of the
physician Prosdocimus de Beldemandis (d. 1428), his oeuvre constitutes a
complete study of music’s practice and nature. According to the mathema-
tician and Franciscan friar Luca Pacioli (1445–1517), Prosdocimus’s treatises
on subjects like music, astrology, and arithmetic earned him a place among
universal authorities such as Euclid and Boethius.6 Like Ciconia,
Prosdocimus drew upon the writings of earlier authorities – but he also
engaged with fourteenth-century theorists like Muris and Marchetto on
matters of mode, mensural notation, even improvised polyphony, and was
not always in agreement with them.7 While at times hinged to the writings of
Boethius, especially in his Brevis summula proportionum (1409) and his treatise
on the monochord (Parvus tractatulus de modo monacordum dividendi, 1412),
Prosdocimus infused speculative ideas with a keen awareness of musical
practice and contemporary repertory, such as his proposal for a seventeen-
note octave encompassing all the known chromatic pitches; his distilled
observations on contrapuntal practice found in the six rules in his
Contrapunctus (1412) that seem aimed at his academic audience at the
University of Padua; and his rejection of Marchetto’s division of the whole
tone into five equal parts in his Musica speculativa (1425).
Prosdocimus is one of several fifteenth-century theorists who we know
obtained university degrees or held university posts; others include Bartolomé
Ramos de Pareja (ca. 1440–after 1491), Nicolò Burzio (1453–1528), Franchino
Gaffurio (1451–1522), and Johannes Tinctoris (ca. 1435–1511).8 Indeed even as
a concern to address musical practice crept into theoretical writings, the aca-
demic roots of many theorists ensured the continued relevance of a quadrivial
foundation for musical thought.
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Transformations in music theory and music treatises 605
The Declaratio musicae disciplinae (ca. 1430–35) of the composer and theorist
Ugolino of Orvieto demonstrates a concerted attempt to convey both types of
musica in one systematic and encyclopedic text, divided into five books. The
first two books summarize the Guidonian curriculum: the first book treats
pitches, intervals, mutations, mode, and differentiae, while the second covers
note-against-note counterpoint (N.B., before any discussion of mensuration)
within the hexachordal system, including a passage on using musica ficta to
achieve a “delectabiliorem harmoniam” (“more delightful harmony”).9 The
third book moves to mensural matters, wherein Ugolino continues the com-
mentary tradition on the French Ars nova treatise Libellus cantus mensurabilis.10
The remaining two books turn from practical matters to a comprehensive,
speculative treatment of all musica. With significant reliance on an anony-
mous set of Questiones attributed to the circle of the Italian philosopher,
astrologer, and mathematician Biagio Pelacani, the fourth book offers a
mathematical consideration of proportions as the foundation of intervals.11
The concluding fifth book considers the nature of sound and the traditional
tripartite division of musica instrumentalis, musica humana, and musica mundana
through a Boethian lens. A handful of manuscripts of Ugolino’s Declaratio also
carry an accompanying Tractatus monochordi that relies heavily on
Prosdocimus’s monochord treatise.12 On the whole Ugolino’s treatise is
notable for the way it integrates writings by a host of ancient and recent
theorists into a single, encyclopedic tome.
This preference for a large curriculum treating both the nature and practice
of music continued throughout the century, but with a return to topic-specific
treatises. This trend can be observed in the writings of John Hothby, an
English theorist, composer, and Carmelite monk based in Lucca for much of
his career. Well known as a teacher, Hothby covered the major subjects of
counterpoint, mensuration, proportions, and plainchant theory. Many of his
writings survive in manuscript copies of what appear to be circulated lecture
notes, in either Latin or Italian and in various states of completeness and
quality. (This circumstance has led to some questions of attribution.)
Considering all of these writings together reveals a systematic, if at times
confusing, approach to both speculative and practical music, including both
chant and polyphony.
Hothby’s intellectual ties to older theorists, namely Marchetto, Guido, and
Boethius, stimulated intense, personal debates with his contemporary Ramos.
One treatise resulting from this debate came in the form of a dialogue,
9 Ugolino, Declaratio musicae disciplinae, bk. 2, ch. 162 (ed. Seay, 1:229).
10 On Muris, see the essay by Anne Stone in this volume, Ch. 30.
11 Panti, “Una fonte della Declaratio musicae disciplinae.” 12 See Declaratio, ed. Seay, 3:227–53.
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606 EVAN A. MACCARTHY
Hothby’s Dialogus in arte musica, a relatively rare subgenre up until this point.13
Precedents for this are Pseudo-Odo’s Dialogus de musica (early eleventh cen-
tury), a text probably taught by Hothby, and Georgius Anselmi’s De musica of
1434. In the latter, Anselmi presents three dialogues between himself and
Pietro dei Rossi of Parma, set at the Bagni di Lucca over three days in
September 1433, that treat both celestial and human harmony with a level of
detail not seen since ancient times (e.g., Macrobius and Martianus Capella).14
The dialogue’s conversational, accessible tone enabled Anselmi to propose
reforms to the Boethian model without the vitriol of other theorists’
ad hominem attacks.
Traditionally minded theorists like Hothby responded to such calls for
reform, reinforcing the defenses of Boethius, Pythagoras, and Guido.
Johannes Gallicus (ca. 1415–73) is a unique case. Employing humanistic
methods developed by contemporary scholars, he maintained the primacy
of Boethius’s De institutione musica as a textbook for learning music, having
learned himself from the humanist educator Vittorino da Feltre with
Boethius as his guide. Johannes’s Ritus canendi (ca. 1458–64) is divided into
two parts: first, a survey of Greek ratios, tetrachords, and the monochord;
second, a treatment of notation, intervals, and modes of chant theory.
Another important defender of earlier theoretical systems was Nicolò
Burzio, whose Musices opusculum (also entitled Florum libellus) was printed in
Bologna in 1487. Citing classical authorities like Pliny, Cicero, Martial,
and Valerius Maximus, he combated Ramos (attacked here as “worthless,”
“arrogant,” and “impudent”) and Ramos’s student Giovanni Spataro with
apologetic defenses of Boethius (“the monarch of musicians”), Pythagoras,
and the established practices of Guidonian solmization and hexachordal
mutation. This precipitated a vituperative response from Spataro in 1491,
the Honesta defensio, aimed directly at Burzio, cataloging what Spataro
considered to be numerous errors.
Tinctoris
Many sixteenth-century musicians engaged with Ramos’s theories, so much
so that a case could be made that he was the most influential theorist of his
time. Still, this distinction must ultimately go to the Brabantine singer,
composer, theorist, and teacher Johannes Tinctoris.15 Both theorists
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Transformations in music theory and music treatises 607
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608 EVAN A. MACCARTHY
Tinctoris can also be credited with helping advance new subgenres in music
theory treatises. His Terminorum musicae diffinitorium, for instance, composed
amid a new interest in lexicographic texts, was one of the first dictionaries of
musical terms, written in the 1470s and later printed in the early 1490s in
Treviso.20 For all of its usefulness, the Terminorum offers exasperatingly brief
definitions of musical concepts for the layman, here Tinctoris’s dedicatee
Beatrice d’Aragona. He also admits his passion for fields other than music, for
“achieving knowledge in various subjects, not being satisfied with a single art.”21
Texts aimed at enumerating the power and effects of music, or more
generally heaping upon it words of praise, flourished in the fifteenth cen-
tury.22 Again, Tinctoris played an important role in this development, as can
be seen in his Complexus effectuum musices (Treatise on the Effects of Music).
An early version appeared in the early 1460s, before his journey to Italy; a
revised and shortened version, naming just twenty of the many effects of
music, circulated after about 1475.23 In his dedication to Beatrice d’Aragona,
Tinctoris admits that creating such a compilation is “beyond the ability of a
cantor” since it draws on theology, philosophy, and poetry; with this state-
ment he seems to signal that, even though he was also a singer and composer,
he wishes to be considered a musicus, a title he gives himself in his sole
surviving letter written almost twenty years later.24 A much larger project
Tinctoris set for himself but ultimately never completed was his De inventione
et usu musicae (On the Invention and Use of Music), which sought to trace the
origins and history of music from mythological legends up to his day. From
surviving manuscript and print fragments, we encounter Tinctoris remarking
on instrumental music and praising modern-day musicians including
Ockeghem and Pietrobono in an informal tone that gives the impression he
was trying to reach a wider audience.25
20 Tinctoris, Diffinitorium musice, ed. Panti. See also MacCarthy, “Tinctoris and the Neapolitan Eruditi,”
57–60.
21 Tinctoris, Diffinitorium musice, 4.
22 Holford-Strevens, “The Laudes musicae in Renaissance Music Treatises.”
23 See Woodley, “The Printing and Scope.” For two other humanist treatises on music, see Tractatus de
duplici ritu cantus of Gilles Carlier and Contra vituperatorem musicae of Carlo Valgulio, trans. and ed.
Cullington. On the latter, see the essay by James Hankins in this volume, Ch. 13.
24 See Woodley, “Tinctoris’s Italian Translation,” 194–202 and 236–44.
25 Allan Atlas describes Tinctoris here as “journalistic” (Renaissance Music, 234). See also MacCarthy,
“Tinctoris and the Neapolitan Eruditi,” 55–57.
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Transformations in music theory and music treatises 609
Ramos and Gaffurio. In stark contrast to Tinctoris and Hothby, Ramos needed
only one book to convey his theoretical precepts. His Musica practica of 1482
treats the theory of music as a performing art. Dividing his treatise into three
parts, covering pitch, chant, and mensuration, Ramos provoked contemporary
theorists with challenges to the authorities of Boethius and Guido. The first
part of Musica practica is ironically dedicated to musica theorica, but is grounded
in empirical conclusions in place of a reliance on older authorities. Ramos
usually reserves citations for points of disagreement.
On the matter of tuning, Ramos challenges the speculative monochord
proposed by Boethius, whose divisions are grounded in precise numerical
measurements, complaining that “although this division is useful and pleas-
ant to theorists, to singers it is laborious and difficult to understand.”26 In
response to the increased use of imperfect consonances in fifteenth-century
music, Ramos proposes a system of just intonation, favoring the purity of
thirds and sixths in his division of the monochord (e.g., replacing the
Boethian ratios of 81:64 and 32:27 for the major and minor third respectively
with pure thirds of 5:4 and 6:5). Ramos also attacks Guido’s hexachordal
solmization system (ut, re, mi, fa, sol, la) as impractical, offering instead an
eight-step sequence of syllables (psal-li-tur per vo-ces is-tas) that begins on C
below gamma-ut and permits mutation on notes an octave apart by replacing
any syllable with psal. These attacks provoked fiery responses from Hothby,
Burzio, and Gaffurio, which in turn inspired a defense from Giovanni
Spataro, who had studied with Ramos in Bologna.27 These debates persisted
for the next four decades, laying the ground for many conceptual discussions
in the sixteenth century.
The theorist, choirmaster, and composer Gaffurio stands as one of the
first theorists to achieve an earnest integration of the campaign of human-
istic endeavors that had already begun to blossom early in the fifteenth
century in other liberal and mechanical arts.28 During an exciting period in
which scholars circulated rediscovered or newly translated ancient texts,
Gaffurio sought to elevate music theory to the position of the other arts
like sculpture, architecture, and poetry, which had more direct links to
their antique heritage, by collecting, copying, and commissioning trans-
lations of Greek music theory and attempting to explicate their contents.
He composed a range of treatises, with the titles Theoricum opus musice
discipline (Theory of the Discipline of Music, 1480), Theorica musice
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610 EVAN A. MACCARTHY
Reading audiences
The corpus of fifteenth-century music theory treatises prompts questions
about their intent, function, and readership. Why were these treatises
written? Who was the intended audience? How widely did they circulate?
Even if hundreds of manuscripts were copied, how many treatises were
actually read? In a period of evolving structures of music education and
training, there is good reason to consider the audiences for these impor-
tant texts.
Beyond named dedicatees, it is hard to determine how widely treatises
circulated. As is often the case, dedications signify gratitude for patronage or
other support in completing or publishing the text. Tinctoris dedicated
several treatises to two members of the Aragonese court in Naples, King
Ferrante and his daughter Beatrice. Gaffurio dedicated his Theoricum opus
musice discipline to Giovanni Arcimboldi, the Cardinal of Novara (1480), his
Theorica musice and Practica musicae to Lodovico Maria Sforza, the first as
Duke of Bari (1492), the second as Duke of Milan (1496), and his De harmonia
musicorum instrumentorum opus to Jean Grolier, who finally supported the
text’s publication in 1518.
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Transformations in music theory and music treatises 611
Bibliography
Bibliographic information for editions and translations of fifteenth-century
theoretical writings can be found in David Russell Williams and C. Matthew
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612 EVAN A. MACCARTHY
Adam of Fulda, Musica, in Scriptores ecclesiastici de musica sacra, ed. Martin Gerbert, 3
vols., Saint-Blaise, 1784; repr. Milan, 1931, 3:329–81
Anselmi, Georgius, De musica, ed. Giuseppe Massera, Florence, 1961
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Burzio, Nicolò, Florum libellus, ed. Giuseppe Massera, Florence, 1975; trans. Clement
A. Miller as Musices opusculum, MSD 37, Neuhausen, 1983
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and virtuous art”, trans. and ed. Cullington, 31–57
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Transformations in music theory and music treatises 613
Opera omnia de musica mensurabili, ed. Gilbert Reaney, CSM 31, Neuhausen, 1983
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614 EVAN A. MACCARTHY
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