Sie sind auf Seite 1von 10

CAB Reviews 2016 11, No.

010

Animal-based indicators to assess welfare in zoo animals


X Manteca*, M Amat, M Salas and D Temple

Address: School of Veterinary Science, Universitat Autònoma de Barcelona, 08193 Bellaterra (Barcelona), Spain

*Correspondence: X Manteca. Email: xavier.manteca@uab.es

Received: 24 February 2016


Accepted: 11 May 2016

doi: 10.1079/PAVSNNR201611010

The electronic version of this article is the definitive one. It is located here: http://www.cabi.org/cabreviews

© CAB International 2016 (Online ISSN 1749-8848)

Abstract

Animal welfare is a priority for modern zoos and science-based welfare indicators are needed.
Welfare indicators can be divided into environment-based and animal-based indicators.
Environment-based indicators are usually easier to measure, but only animal-based indicators
provide direct information on the welfare of animals and are therefore preferred. Animal-based
indicators include abnormal behaviours; changes in the frequency, duration or intensity of normal
behaviours; disease prevalence or incidence; life span; body condition, physiological parameters;
telomere length; and keeper ratings. Some of the abnormal behaviours most commonly used to
assess welfare are stereotypies, apathy, regurgitation-reingestion and feather-damaging behaviour.
Changes in sleep, feed intake, rumination, displacement behaviours, anticipatory behaviour, play,
affiliative behaviour, aggression and maternal behaviour can also be used to assess welfare in zoo
animals. There is no single indicator that can provide all the information needed to assess the welfare
of an animal or group of animals. Further, all potential welfare indicators have shortcomings and
methodological limitations. Therefore, several indicators have to be used to assess zoo animal
welfare and they should be checked for validity, reliability and feasibility. Also, both positive and
negative indicators of welfare should be used. One area deserving further research is the
development of welfare assessment protocols that combine the best indicators for a given species or
taxonomic group. Some of the protocols developed for farm animals could be applied to zoo animals.
Most research on welfare assessment of zoo animals refers to mammals and birds and identification
of welfare indicators for reptiles, fish and amphibians is another research priority.

Keywords: Animal welfare, Zoo, Behaviour, Stress

Review Methodology: Scientific papers have been searched in CAB Abstracts and PubMed using the following keyword search terms:
‘zoo AND animal welfare’ and ‘stress AND animal welfare’. Also, all issues of the journals Animal Welfare, Applied Animal Behaviour
Science and Zoo Biology published after 2005 have been systematically searched for papers on zoo animal welfare, and those including
information on animal-based indicators that could be used in zoo animals were selected. The references in the articles found have also
been used to check for additional relevant material. The authors also spoke to their colleagues to check for upcoming research.

Introduction animals in captivity [2, 3], which has been identified as a


research priority for the zoo community [4].
Animal welfare has become a priority for modern zoos. For Animal welfare assessment should be based on the fact
example, in 2015 the World Association of Zoos and that animal welfare includes the physical and mental health
Aquariums launched its animal welfare strategy Caring for of animals, as well as their behaviour [5–7]. As a result of
Wildlife, urging zoos to provide the best possible standards the multi-dimensional nature of animal welfare, there is no
of animal welfare [1]. Scientifically-validated animal welfare single indicator that can provide enough information to
indicators are therefore needed to identify problem areas assess the welfare status of an animal or group of animals;
and monitor progress when improvement strategies are consequently, several indicators have to be used when
implemented. As a result, there has been a growing interest assessing welfare [8–10]. Animal welfare indicators can be
in the development of welfare assessment tools for wild divided into two broad categories: environment-based and

http://www.cabi.org/cabreviews
2 CAB Reviews

animal-based indicators. Many environment-based indi- normal foraging behaviour [21]. Stereotypies have been
cators have the advantage of being easier to measure than described in mammals and birds [22], and whilst it is
animal-based indicators. However, a given environmental uncertain whether they occur in other taxonomic groups,
feature may have a variable and often an unpredictable some repetitive behaviours in fish might be equivalent to
effect on the welfare of animals, as its effect will depend on stereotypies [23, 24]. Stereotypies are frequent in several
the temperament of each individual animal and on its species of zoo animals and in some cases account for a
interaction with other environmental features. This is why significant proportion of the time budget of the animal. For
animal-based indicators, which provide direct information example, a very high percentage of zoo elephants [25] and
on the welfare of animals, are generally preferred giraffes [26] show stereotypies.
[3, 10–12]. Ideally, animal welfare indicators should be Different types of stereotypies may have different causes.
checked for validity, reliability (both intra- and inter- For example, oral stereotypies in herbivores appear to be
observer reliability) and feasibility before being used [10]. caused, at least partly, by their inability to perform normal
Although most research on animal welfare has focused on foraging behaviour and rumination when kept in captivity
negative indicators of welfare, positive indicators are [27, 28]. In carnivores, pacing results from a combination of
equally important. several factors, including lack of space and the inability to
The objectives of this paper are to describe the main perform normal behaviour. It has been shown that species
animal-based indicators that can be used in zoo animals of carnivores that travel long distances in the wild are more
and to discuss their rationale as well as their conceptual likely to show stereotypies when kept in captivity [19, 20].
and methodological limitations. The following categories Stereotypies may also result from medical conditions [29].
of animal-based indicators will be covered in this review: Stereotypies are one of the most used indicators of poor
abnormal behaviours; changes in the frequency, duration welfare and there is no doubt that they are indeed very
or intensity of normal behaviours; disease prevalence useful, as their main causes are linked to frustration or
and incidence; life span; body condition; physiological behavioural deprivation [15]. Moreover, stereotypies may
parameters; telomere length; and keeper ratings. contribute to the development of medical problems,
Abnormal behaviours are defined as behaviours that are including dental and foot conditions [30, 31]. However,
never or very rarely seen in the wild and that are a using stereotypies as welfare indicators is not without
consequence of poor welfare [13]. problems [16, 32]. First, stereotypies are not always easy to
identify; for example, the most common stereotypy in
marine mammals is repetitive swimming in a fixed pattern
Abnormal behaviours around the pool, but this could also be functional patrolling
behaviour [33]. Also, if a given stereotypy has been shown
Stereotypies for a long period of time, it may become ‘fixed’ and
therefore the possibility exists that an animal currently kept
Stereotypies were originally defined as repetitive, invariant in a suitable environment displays stereotypic behaviour as
behaviours that have no obvious function [14]. Stereotypies a result of it having been kept in an inadequate environment
have also been defined as repetitive behaviours induced by in the past [32]. Stereotypies may appear as a result of
frustration, repeated attempts to cope and/or central learning, in which case they are not necessarily good
nervous system dysfunction [15]. This second definition indicators of poor welfare. Finally, many studies on
acknowledges the fact that stereotypies are not always as stereotypies in zoo animals do not include the time when
invariant as originally thought and that some stereotypies animals are kept in indoor facilities at night and their results
may help animals cope in inadequate environments [16, 17]. may be misleading, as stereotypies may be more frequent
Some of the most common stereotypies in zoo animals when animals are indoors [34].
include pacing, repeatedly licking or biting objects, and
repetitive movements of different body parts while the
animal is stationary. The frequency of each type of Apathy
stereotypy varies according to the taxonomic group; for
example, pacing seems to be most common in carnivores, Apathy, defined as a reduction in goal-oriented behaviour,
while oral stereotypies (including, e.g. biting or licking is a common feature of several psychiatric disorders of
objects) are particularly common in ungulates [18]. Even humans, including depression [35]. In animals, apathy has
within a given taxonomic group, species may differ not only been defined as abnormal inactivity and lack of interest in
in the extent to what they develop stereotypies [19, 20], environmental stimuli [36]. Specific signs of apathy in
but also in the form of stereotypy they display. For example, animals include altered self-grooming, reduced interaction
the most common stereotypy in pinnipeds is repetitive with conspecifics, impaired maternal care and decreased
swimming, but walruses develop a stereotypy in which they exploration of novel objects [35]. Apathy may occur in
rub their tusks against the walls or floor of the pool. animals that are kept in barren environments or that have a
Walruses appear to be the only pinniped species that perceived sense of lack of control over their environment,
display oral stereotypies and this has been linked to their and it is considered an indicator of poor welfare [36].

http://www.cabi.org/cabreviews
X Manteca, M Amat, M Salas and D Temple 3

When assessing apathy in animals, it is important to Rumination


consider the normal rhythm of activity of the species to
distinguish apathy-related inactivity from normal levels of Work done in domestic ruminants has shown that stress
inactivity. reduces rumination [47, 48]. A review of behavioural
responses to stress in sheep concluded that rumination
decreases in several stressful situations such as social
Regurgitation-reingestion (RR) isolation and separation of lamb from the ewe [49].
Rumination time also depends on the type of diet, and
RR behaviour (RR) has been described in some primates when there is an insufficient amount of fibre, rumination
such as gorillas, bonobos and chimpanzees [37–39]. It has time will decrease.
been suggested that one of the main factors contributing to
RR is the inability to display normal foraging behaviour in
captivity, and therefore RR would be a potentially useful Displacement behaviours
indicator of behavioural restriction [40]. RR has also been
described in marine mammals. In these species, RR may Displacement behaviours are behaviours that seem irrele-
cause a loss of body condition, as food is partially lost in the vant and inappropriate in the context in which they appear
water after regurgitation (D. Garcia-Párraga, personal and are the result of a conflict situation. It has been
communication, 2015). suggested that the frequency of displacement behaviours
such as yawning and self-grooming can be used as a welfare
indicator in primates [50]. One of the main difficulties of
using displacement activities as a welfare indicator is that
Feather damaging behaviour
they may be normal behaviours that bear no relation to the
emotional state of the animal. Therefore, before drawing
Some species of birds, particularly Psittaciformes, may
conclusions on the welfare of an animal, long-term
develop feather-damaging behaviour (FDB) in which they
recordings of the frequency of displacement behaviours
pull out or damage their own feathers. FDB results from a
are needed.
combination of causes, including medical problems, stress, a
barren environment and lack of opportunity to perform
normal foraging or social behaviour [41].
Anticipatory behaviour

Anticipatory behaviour is shown in response to cues that


Changes in the frequency, duration and intensity of signal an imminent rewarding stimulus and includes an
normal behaviours increase in activity [51]. The intensity of anticipatory
behaviour is related to the welfare of the animal. For
Sleep example, animals that are kept in barren environments tend
to show more anticipatory behaviour than animals kept in
There are several studies in humans and other species enriched environments [51]. Therefore, the intensity or
showing that stress reduces sleep duration and quality [42]. duration of anticipatory behaviour has been suggested as a
Electroencephalography is the most common methodology welfare indicator in a variety of animals, including zoo
to study sleep, at least in laboratory animals, but it is not animals [52]. One of the problems when using anticipatory
feasible in zoo animals. Interestingly, non-invasive obser- behaviour to assess welfare is that animals in very poor
vation of sleep behaviour is a useful measure of stress in rats welfare may also show a decrease in anticipatory behaviour;
[43] and a similar methodology has been used in domestic this is the case, for example, with animals that are in a state
and zoo animals. For example, one study showed that of chronic stress [51].
rapid-eye-movement (REM) sleep decreased significantly in
adult giraffes after a stressful event, whereas poor health
seemed to increase REM sleep in newborn giraffes [44]. Aggressive behaviour

There are two reasons why aggressive behaviour may be a


Feed intake useful indicator of poor welfare: first, aggressive inter-
actions may cause injury and stress, and secondly, several
The effects of stress on feed intake depend on several negative emotions such as pain, fear, chronic stress and
factors including the type of stressor and its intensity. In frustration may cause or at least increase aggressive
general, however, severe stress causes a reduction in feed behaviour [53–55]. However, aggressive behaviour is part
intake, which may therefore be considered an indicator of of the normal behavioural repertoire of all species and it is
poor welfare. In some cases, however, stress has the by no means easy to decide when aggressive behaviour is
opposite effect [45, 46]. indicative of a welfare problem. The effects of aggressive

http://www.cabi.org/cabreviews
4 CAB Reviews

behaviour on welfare will vary depending on its intensity, as because they interact more often. Finally, in some species
very intense aggressions are likely to cause more severe social grooming and affiliative behaviours in general may
stress and injuries than low-intensity aggression. Therefore, be part of the so-called ‘reconciliation behaviours’.
changes in both the frequency and the intensity of Reconciliation behaviour, defined as an increase in affiliative
aggressive behaviours should be recorded. For example, a behaviour after a conflict between two individuals [65] has
study on the behaviour of grey kangaroos concluded that been described in a variety of primate and non-primate
the frequency of aggressive interactions was higher in species [66].
captivity than in the wild, but this difference was significant
only for low-intensity aggressions, which are likely to be
less relevant from an animal welfare standpoint [56].
Maternal behaviour
There are some instances where captive wild animals
show forms of aggression, which are very unlikely to be
Emotions play a central role in maternal behaviour [67] and
part of the natural behaviour of the species, as they would
there is evidence that negative emotions can cause
reduce fitness. This is the case, for example, with male
abnormal behaviour [68]. For example, stress caused by
clouded leopards, which may attack and even kill sexually
social disruption and inadequate housing caused infant
receptive females [57]. Although the causes of this behav-
neglect in gorillas [69], and experimental administration of
iour are not clearly understood, it has been suggested that
glucocorticoids to lactating female common marmosets
stress may play a role (personal communication: Fernando
impaired maternal behaviour [70]. The effect of stress on
Nájera-Muñoz, 2015) and therefore this ‘abnormal’ form of
maternal behaviour is not restricted to primates: in
aggression could be considered an indicator of poor
rodents, maternal behaviour is impaired in females that
welfare.
have suffered stress during pregnancy and this appears to be
due to a stress-induced reduction in oxytocin receptors
[71]. On the other hand, however, the effect of stress
Play behaviour
during pregnancy on maternal behaviour in domestic sheep
is far from clear [72], and therefore the possibility exists
Play behaviour has been proposed as a positive indicator of
that species differ in this regard. In some cases, stress may
welfare mainly because it is a pleasurable behaviour [58]
have more subtle effects on maternal behaviour, including
and also because animals will play less if they are sick,
excessive grooming of the offspring or, in carnivores,
malnourished or stressed [59, 60]. However, in some
moving the offspring from one place to another too
circumstances play may increase after a potentially stressful
frequently [73].
situation such as weaning [61] and also after a period in
which animals have been unable to play [62]. A further
difficulty is that play may be rarely seen, especially in adult
animals. Despite these limitations, play may be a useful Disease prevalence and incidence
indicator of good welfare in mammals and birds [60];
although behaviours that could be equivalent to play have Although zoo animals often have the benefits of veterinary
been described in other taxonomic groups, it is uncertain care, in some cases the prevalence of diseases is higher in
whether animals other than mammals and birds play [63]. captive animals than in their conspecifics living in the wild
[74]. Physical health is an important part of welfare [5, 6]
and therefore prevalence/incidence of injuries and diseases
Affiliative behaviour provide relevant information on the welfare of animals. It is
suggested that diseases that cause pain, pruritus or other
Affiliative behaviours and, particularly, social grooming, forms of discomfort are particularly relevant from an
serve to reinforce social bonds and reduce tension in animal welfare standpoint, as are multifactorial diseases that
groups of animals, and based on this have been suggested as depend to a certain extent on the environment in which the
positive indicators of welfare [59]. One of the problems animal is kept and the animal’s stress response.
when using social grooming to assess welfare is that species One example of medical condition that is very relevant in
differ in the extent to which they show this behaviour. Also, terms of welfare is lameness, as it is obviously associated
the frequency of social grooming may change depending on with pain and is multifactorial in nature. Lameness is rather
several factors such as age, group size and composition, and frequent in several zoo animals (e.g. [75]) and gait scoring
reproductive state [59]. A further difficulty is that an systems similar to those developed for domestic animals
increase in social grooming does not necessarily reflect are available for some zoo species [76]. Integument
good welfare. For example, domestic pigs kept in barren alterations and clinical signs of respiratory and digestive
environments show more social grooming than con- conditions have also been used to assess welfare in
specifics kept in enriched environments where they can domestic animals [77], and they are likely to be useful in
explore and root [64]. Also, animals confined in a reduced many zoo species as well. Dental problems are very
space may show a high frequency of social grooming simply frequent in some taxonomic groups such as bears [78],

http://www.cabi.org/cabreviews
X Manteca, M Amat, M Salas and D Temple 5

and are likely to have a significant impact on welfare as they indicator. Body condition scoring systems have been
are painful and may interfere with normal behaviour [29]. developed for several species of zoo animals (e.g.
[83, 84]). In some cases the scoring systems have been
validated with an independent measure, such as measure-
Life span ment of body fat with ultrasound [85].

Reduced life expectancy indicates that the animal has


suffered stress and that its welfare has been poor [8]. In Physiological parameters
zoo animals, life span has been used to study differences
between species in their response to captivity [79, 80]. For Long-lasting or intense stress is a welfare problem [5].
example, females of browsing ruminants kept in zoos have a Stress involves the activation of the hypothalamic-pituitary-
lower relative life expectancy (defined as the ratio between adrenal (HPA) axis, which in turn results in increased
average life expectancy and the record longevity of the secretion of glucocorticoids. Therefore, the concentration
species) than females of grazing species, and this may be due of glucocorticoids (cortisol or corticosterone, depending
to the difficulties faced by many zoos to provide an on the species) or their metabolites has been used to assess
adequate diet to browsing animals [80]. animal welfare. Glucocorticoids or their metabolites can be
Another potential use of life span studies is to identify measured in various samples, including plasma, saliva,
factors that may decrease the welfare of zoo animals [81]. faeces, hair and feathers [86]. Although potentially inter-
For example, it has been found that life expectancy of Asian esting, measures of the HPA axis activity are not without
elephants (Elephas maximus) is negatively affected by problems [86, 87]. For example, blood sampling itself may
transferring animals from one zoo to another [81]. cause stress and change the plasma concentration of
Although studies using life span and other similar glucocorticoids. Saliva sampling may be less stressful for
indicators (such as relative life expectancy) have provided the animal than blood sampling, and although it requires
useful information on the welfare of zoo animals, they have training the animal so that it gets used to the sampling
some important limitations. First, life span is not useful to procedure, it has been successfully used in several species
assess the current welfare status of a given individual or [88, 89]. Plasma and saliva concentration of glucocorticoids
group of individuals as differences in life span are likely to show a circadian rhythm and ideally samples should be
reflect past conditions. For example, work on African taken at the same time of the day if comparisons are to be
elephants (Loxodonta africana) concluded that life expect- meaningful. Both plasma and saliva concentrations of
ancy of zoo elephants had increased during the last years of glucocorticoids measure acute stress.
the study [81]. A further problem is to find a reference The concentration of glucocorticoid metabolites in
value for a given species. In the above study on life faeces has been successfully used in several species, but
expectancy of elephants, the authors compared the the nature of the metabolites, which are excreted in faeces
average life span of zoo African elephants with that of and their concentration in faecal samples varies across
elephants living in the Amboseli National Park and found species [90, 91]. The excretion of cortisol metabolites in
that zoo elephants had a significantly shorter life expect- faeces does not occur immediately after the animal
ancy than elephants living in the wild [81]. It could be perceives the stressor, and the time lag ranges from a few
argued, however, that different populations of wild hours to more than 1 day, according to the digestive transit
elephants may have different life expectancies and thus time of each species [90, 91]. Finally, the concentration of
selecting a given population to obtain a reference value may cortisol in hair or feathers is potentially a very interesting
affect the conclusions of the study. Finally, it is important to measure of chronic stress in mammals and birds [92, 93].
remember that a long life span is not necessarily equivalent Most studies have used measures of HPA axis activity to
to good welfare, as a very old animal may still have a poor assess welfare deal with mammals or birds. However, levels
quality of life. of glucocorticoid can be useful in other taxonomic groups.
For example, levels of corticosterone have shown to be
reliable indicators of stress in reptiles. Corticosterone can
Body condition be measured in plasma [94] and faeces [95] to assess acute
stress, and in keratinized tissues such as snake sheds [96]
Significant weight loss or poor body condition often and turtle claws [97] to determine chronic stress. Similarly,
indicate the existence of a disease or that the animal is cortisol has been used to study fish welfare [98], whereas
unable to meet its nutritional requirements either because corticosterone levels in blood and corticosterone metab-
the diet is inadequate or the animal cannot successfully olite levels in urine can be measured to study stress in
compete with other individuals for access to food. amphibians [99]. Interestingly, a non-invasive technique to
Alternatively, obesity, which is a rather common problem measure water-borne glucocorticoids in fish and amphi-
in some zoo animals, can have adverse effects on health and bians has been developed [99].
may be caused by lack of exercise [82]. Inadequate body It is important to bear in mind that the activity of the
condition should therefore be considered a welfare HPA axis may increase in situations that are far from being

http://www.cabi.org/cabreviews
6 CAB Reviews

unpleasant to the animal, such as mating or exposure to a ‘tense’, etc. It has been shown that the results of QBA have
new environment that elicits exploratory behaviour [87]. a high inter-observer reliability and are correlated with
Also, studies in humans have shown that negative emotional quantitative measures of welfare [109]. A similar approach
states such as depression and anxiety may not cause an can be used in zoo animals and it has been shown that
increase in cortisol levels [100]. Therefore, HPA axis zoo keeper ratings also have a high inter-observer-reliability
activity should not be used as the only measure when and are correlated with quantitative measures of welfare,
assessing the welfare of the animals, and studies combining both physiological and behavioural. In summary, and
behavioural observations with measures of glucocorticoid although more research is needed, it seems that keeper
levels are likely to provide more relevant information (e.g. ratings may be extremely useful to assess zoo animal
[101]). welfare, particularly considering the time constraints faced
Other potentially interesting physiological measures of by zoo staff [3].
zoo animal welfare are oxytocin concentration, heterophil:
lymphocyte ratio and plasma concentration of acute phase
proteins. Oxytocin is involved in the control of positive Conclusions
social interactions and contributes to reducing the stress
response, and its concentration in urine has been used as a This review shows that there is a significant body of
positive indicator of welfare [102]. information on animal-based indicators to assess the
The ratio between the number of heterophils and welfare of zoo animals. It is also generally agreed that
lymphocytes has been frequently used as an indicator of indicators of good and bad welfare should be used, and
stress in birds as both exposure to a stressor and that both the physical health and the affective state of the
corticosterone administration increase it [103]. However, animals must be considered when assessing their welfare.
at least in some circumstances, birds exposed to a very Although most welfare indicators commonly used to
stressful situation may show the opposite change [104]. assess welfare of zoo animals are negative indicators,
The plasma concentration of acute phase proteins varies positive indicators, such as play behaviour, affiliative
as a result of tissue injury or inflammation and has been interactions and oxytocin, deserve particular attention so
used in several zoo animals to assess health problems that an approach to welfare evaluation that goes beyond the
[105, 106]. avoidance of suffering and considers positive emotions can
be taken.
It is suggested that there are two areas that deserve
Telomere length particular attention in further research: the development of
zoo animal welfare assessment protocols and the identifi-
Telomeres are protein-DNA caps that protect the end of cation of indicators to assess the welfare of animals other
chromosomes. Several studies have shown that exposure than mammals and birds.
to chronic stress may reduce telomere length [107]. Although there are many potentially useful welfare
Similarly, social stress caused by individual housing seems indicators that can be used in a variety of species or
to decrease telomere length in African grey parrots taxonomic groups, all indicators have methodological
(Psittacus erithacus) [108]. If further studies show a similar limitations. Also, as mentioned in the introduction of this
effect in other species, telomere length could be a useful report, animal welfare is a multi-dimensional concept that
measure of chronic stress in long-lived, social species such includes the physical and mental health of the animals as
as elephants, dolphins and some primates. However, more well as their behaviour, and there is no single indicator that
information is needed on the genetic and environmental can provide all the information needed to assess animal
factors that may affect telomere length in different species welfare [8]. Consequently, several indicators should be
before this parameter can be used to assess welfare. used to assess welfare and they should be selected based on
the species’ natural history and its most common welfare
problems. Additionally, potential indicators should be
Keeper ratings checked for validity, reliability and feasibility. Selected
indicators should then be combined into an assessment
Keepers can provide useful information on the welfare of protocol. Several animal welfare assessment protocols have
the animals they are familiar with by observing their overall been developed for domestic species, particularly farm
behaviour and demeanour. This qualitative, holistic assess- animals. Among them, the Welfare Quality® protocols
ment of welfare based on the subjective impressions of could be particularly useful. The Welfare Quality® proto-
observers was initially developed for farm animals and is cols include mainly animal-based indictors grouped under
now an important element in many welfare assessment four principles of welfare (good feeding, good housing,
protocols used in domestic species. In this methodology, health and appropriate behaviour). Each principle includes
known as ‘Qualitative Behavioural Assessment’ or QBA, several criteria and each criteria is assessed through a
several observers rate the animals to be assessed on a number of indictors tested for validity, reliability and
number of descriptors such as ‘happy’, ‘bored’, ‘relaxed’, feasibility [110]. The Welfare Quality® protocols are

http://www.cabi.org/cabreviews
X Manteca, M Amat, M Salas and D Temple 7

potentially useful for a variety of species [111] and have 10. European Food Safety Authority. Panel on Animal Health and
been used to assess the welfare of farmed foxes and mink Welfare: statement on the use of animal-based measures to
assess the welfare of animals. EFSA Journal 2012;10(6):2767.
[112]. More recently, they have been used to develop a
welfare assessment index for captive bottlenose dolphins 11. Main DCJ, Whay HR, Leeb C, Webster AJF. Formal
animal-based welfare assessment in UK certification schemes.
(Tursiops truncatus) [84] and work is now in progress to
Animal Welfare 2007;16:233–6.
develop similar protocols for African elephants [113, 114]
and Dorcas gazelles [115]. Clearly, a similar exercise should 12. Roe E, Buller H, Bull J. The performance of farm animal
assessment. Animal Welfare 2011;20:69–78.
be done for as many zoo species as possible.
With a few exceptions (e.g. [116, 117]) most papers on 13. Hosey G, Melfi V, Pankhurst S, editors. Zoo Animals.
the assessment of welfare of wild animals in captivity, deal Behaviour, Management and Welfare. 2nd ed. Oxford
University Press, Oxford, UK; 2013.
with mammals or birds. This is unfortunate as many zoos
keep a large number of species belonging to other 14. Fox MW. Environmental factors influencing stereotyped and
allelomimetic behavior in animals. Laboratory Animal Care
taxonomic groups, particularly reptiles, fish and amphi-
1965;15:363–70.
bians. For some of these species, zoos are expected to play
a key conservation role. Also, there is evidence that animals 15. Mason GJ. Stereotypic behaviour in captive animals:
fundamentals and implications for welfare and beyond. In:
other than mammals and birds may have welfare problems Mason GJ, Rushen J, editors. Stereotypic Animal Behaviour.
when kept in zoos. For example, a study has shown that Fundamentals and Applications to Welfare. 2nd ed.
several species of lizards have a significantly lower life CAB International, Wallingford, UK; 2006. p. 325–56.
expectancy in zoos than in the wild [117]. It is therefore 16. Mason GJ. Stereotypies: a critical review. Animal Behaviour
urgent to identify science-based indicators for reptiles, fish 1991;41:1015–37.
and amphibians. 17. Loijens LWS, Schouten WGP, Wiepkema PR, Wiegant VM.
Brain opioid receptor density relates to stereotypies in
chronically stressed pigs. Stress 1999;3:17–26.
Acknowledgements 18. Rushen J, Mason GJ. A decade-or-more’s progress in
understanding stereotypic behaviour. In: Mason GJ, Rushen J,
editors. Stereotypic Animal Behaviour. Fundamentals and
I would like to thank Conrad Enseñat, Daniel García, Hugo
Applications to Welfare, 2nd ed. CAB International,
Fernández, Jesús Fernández, Eva Martínez and Sergio Wallingford, UK; 2006. p. 1–18.
Tejedor for sharing their knowledge on zoo animal behav-
19. Mason GJ. Captivity effects on wide-ranging carnivores.
iour and welfare. Nature 2003;425:473–4.
20. Clubb R, Mason G. Natural behavioural biology as a risk factor
in carnivore welfare: how understanding species differences
References could help zoos redesign enclosures. Applied Animal
Behaviour Science 2007;102:303–28.
1. World Association of Zoos and Aquariums. WAZA Caring for 21. Mason GJ. Species differences in response to captivity: stress,
Wildlife. The World Zoo and Aquarium Animal Welfare welfare and the comparative method. Trends in Ecology and
Strategy. WAZA, Gland, Switzerland; 2015. Evolution 2010;25:713–21.
2. Barber JC. Programmatic approaches to assessing and 22. Keiper RR. Causal factors of stereotypies in caged birds.
improving animal welfare in zoos and aquariums. Zoo Biology Animal Behaviour 1969;17:114–9.
2009;28:519–30.
23. Ashley PJ. Fish welfare: current issues in aquaculture. Applied
3. Whitham JC, Wielebnowski N. Animal-based welfare
Animal Behaviour Science 2007;104:199–235.
monitoring: using keeper ratings as an assessment tool.
Zoo Biology 2009;28:545–60. 24. Scott GW, Rollinson DJ, Hull SL. Surface breaking behaviour
in a population of captive rays Raja: the expression of a need to
4. Kreger MD, Hutchins M. Ethics of keeping mammals in zoos
forage? Aquarium Sciences and Conservation 1999;2:161–9.
and aquariums. In: Kleiman DG, Thompson KV, Baer CK,
editors. Wild Mammals in Captivity: Principles and Techniques 25. Haspeslagh M, Stevens JMG, De Groot E, Dewulf J,
for Zoo Management. 2nd ed. University of Chicago Press, Kalmar ID, Moons CPH. A survey of foot problems, stereotypic
Chicago, USA; 2010. p. 3–36. behaviour and floor type in Asian elephants (Elephas
maximus) in European zoos. Animal Welfare 2013;22:437–43.
5. Farm Animal Welfare Council. FAWC updates the five
freedoms. Veterinary Record 1992;17:357. 26. Bashaw MJ, Tarou LR, Maki TS, Maple TL. A survey
assessment of variables related to stereotypy in captive
6. Fraser D, Weary DM, Pajor EA, Milligan BN. A scientific
giraffes and okapi. Applied Animal Behaviour Science
conception of animal welfare that reflects ethical concerns.
2001;73:235–47.
Animal Welfare 1997;6:187–205.
27. Baxter E, Plowman AB. The effect of increasing dietary fibre on
7. Mendl M. Assessing the welfare state. Nature 2001;410:31–2.
feeding, rumination and oral stereotypies in captive giraffes
8. Broom DM. Animal welfare: concepts and measurements. (Giraffa camelopardalis). Animal Welfare 2001;10:281–90.
Journal of Animal Science 1991;69:4167–75.
28. Fernandez LT, Bashaw MJ, Sartor RL, Bouwens NR, Maki TS.
9. Dawkins MS. A user’s guide to animal welfare science. Trends Tongue twisters: feeding enrichment to reduce oral stereotypy
in Ecology and Evolution 2006;21:77–82. in giraffe. Zoo Biology 2008;27:200–12.

http://www.cabi.org/cabreviews
8 CAB Reviews
29. Maslak R, Sergiel A, Hill SP. Some aspects of locomotory companion animal obesity. Journal of Veterinary Behavior
stereotypies in spectacled bears (Tremarctos ornatus) and 2013;8:376–85.
changes in behavior after relocation and dental treatment.
47. Herskin MS, Munksgaard L, Ladewing J. Effects of acute
Journal of Veterinary Behavior 2013;8:335–41.
stressors on nociception, adrenocortical responses and
30. Wenker CJ, Müller M, Berger M, Heiniger S, behavior of dairy cows. Physiology and Behavior
Neiger-Aeschbacher G, Schwawalder P, et al. Dental health 2004;83:411–20.
status and endodontic treatment of captive brown bears
48. Bristow DJ, Holmes DS. Cortisol levels and anxiety-related
(Ursus arctos spp.) living in the Bernese bear pit. Journal of
behaviors in cattle. Physiology and Behavior 2007;90:626–8.
Veterinary Dentistry 1998;15:27–34.
31. Baker DG. Combination therapy for footpad lesions in a captive 49. Cockram MS. A review of behavioural and physiological
Bengal tiger (Panthera tigris tigris). Journal of Zoo and Wildlife responses of sheep to stressors to identify potential
Medicine 2002;33:389–91. behavioural signs of distress. Animal Welfare 2004;13:283–91.

32. Mason GJ, Latham NR. Can’t stop, won’t stop: is stereotypy a 50. Maestripieri DI, Schino G, Aureli F, Troisi A. A modest proposal:
reliable animal welfare indicator? Animal Welfare 2004;13: displacement activities as an indicator of emotion in primates.
S57–69. Animal Behaviour 1992;44:967–79.

33. Clark FE. Marine mammal cognition and captive care. 51. Van der Harst JE, Spruijt BM. Tools to measure and improve
A proposal for cognitive enrichment in zoos and aquariums. animal welfare: reward-related behaviour. Animal Welfare
Journal of Zoo and Aquarium Research 2013;1:1–6. 2007;16(S):67–73.

34. Duggan G, Burn CC, Clauss M. Nocturnal behavior in captive 52. Watters JV. Searching for behavioural indicators of welfare in
giraffe (Giraffa camelopardalis) – A pilot study. Zoo Biology zoos: uncovering anticipatory behavior. Zoo Biology
2016;35:14–8. 2014;33:251–6.

35. Cathomas F, Hartmann MN, Seifritz E, Pryce CR, Kaiser S. 53. Arnone M, Dantzer R. Does frustration induce aggression in
The translational study of apathy—an ecological approach. pigs? Applied Animal Ethology 1980;6:351–62.
Frontiers in Behavioral Neuroscience 2015;9:1–7. 54. Kruk MR, Halász J, Meelis W, Haller J. Fast positive feedback
36. Broom DM, Johnson KG, editors. Stress and Animal Welfare. between the adrenocortical stress response and a brain
Chapman and Hall, London, UK; 1993. mechanism involved in aggressive behavior. Behavioral
Neuroscience 2004;118:1062–70.
37. Gould E, Bres M. Regurgitation and reingestion in captive
gorillas: description and intervention. Zoo Biology 55. Camps T, Amat M, Mariotti VM, Le Brech S, Manteca X.
1986;5:241–50. Pain-related aggression in dogs: 12 clinical cases. Journal of
Veterinary Behavior-Clinical Applications and Research
38. Baker KC, Easley SP. An analysis of regurgitation and 2012;7:99–102.
reingestion in captive chimpanzees. Applied Animal Behaviour
Science 1996;49:403–15. 56. Höhn M, Kronschnabel M, Ganslosser U. Similarities and
differences in activities and agonistic behaviour of mal Eastern
39. Miller LJ, Tobey JR. Regurgitation and reingestion in bonobos grey Kangaroos (Macropus giganteus) in captivity and the wild.
(Pan paniscus): relationships between abnormal and social Zoo Biology 2000;19:529–39.
behaviour. Applied Animal Behaviour Science
2012;141:65–70. 57. Wielebnowski NC, Fletchall N, Carlstead K, Busso JM,
Brown JL. Noninvasive assessment of adrenal activity
40. Lukas KE. A review of the nutritional and motivational factors associated with husbandry and behavioral factors in the North
contributing to the performance of regurgitation and American clouded leopard population. Zoo Biology
reingestion in captive lowland gorillas (Gorilla gorilla gorilla). 2002;21:77–98.
Applied Animal Behaviour Science 1999;63:237–49.
58. Martin P, Caro TM. On the functions of play and its role in
41. van Zeeland YRA, Spruit BM, Rodenburg TB, Riedstra B, van development. In: Rosenblatt JS, Slater PJB, editors. Advances
Hierden YM, Buitenhuis B, et al. Feather damaging behaviour in the Study of Behaviour; 1985. p. 59–103.
in parrots: a review with consideration of comparative aspects.
Applied Animal Behaviour Science 2009;121:75–95. 59. Boissy A, Manteuffel G, Jensen MB, Moe RO, Spruijt B,
Keeling LJ, et al. Assessment of positive emotions in animals
42. Bradbury MJ, Dement WC, Edgar DM. Effects of to improve their welfare. Physiology and Behavior
adrenalectomy and subsequent corticosterone replacement on 2007;92:375–97.
rat sleep state and EEG power spectra. American Journal of
Physiology 1988;275:555–65. 60. Held SDE, Spinka M. Animal play and animal welfare. Animal
behaviour 2011;81:891–9.
43. Abou-Ismail UA, Burmon OHP, Nicol CJ, Mendl M. Can sleep
behaviour be used as an indicator of stress in group-housed 61. Bateson P, Young M. Separation from the mother and the
rats? Animal Welfare 2007;16:185–88. development of play in cats. Animal Behaviour
1981;29:173–80.
44. Sicks F. Paradoxer Schlaf als Parameter zur Messung der
Stressbelastung bei Giraffen (Giraffa camelopardalis) 62. Jensen MB. Effects of confinement on rebounds of locomotor
[dissertation]. Goethe-Universität, Frankfurt am Main behavior of calves and heifers, and the spatial preferences of
(Germany); 2012. calves. Applied Animal Behaviour Science 1999;62:43–56.
45. Maniam J, Morris MJ. The link between stress and feeding 63. Fagen R. Animal Play Behavior. Oxford University Press,
behaviour. Neuropharmacology 2012;63:97–110. New York, USA; 1981.
46. McMillan FD. Stress-induced and emotional eating in animals: 64. de Jong IC, Ekkel ED, van de Burgwal JA, Lambooij E,
a review of the experimental evidence and implications for Korte SM, Ruis MA, et al. Effects of strawbedding on

http://www.cabi.org/cabreviews
X Manteca, M Amat, M Salas and D Temple 9
physiological responses to stressors and behavior in growing 82. Kurt F, Kumarasinghe JC. Reports on body growth and
pigs. Physiology and Behavior 1998;64:303–10. phenotypes in Asian elephants (Elephas maximus). Acta
Theriologica 1998; Suppl. 5:135–53.
65. De Waal FBM, van Roosmalen A. Reconciliation and
consolation among chimpanzees. Behavioral Ecology and 83. Taylor LA, Schwitzer C, Owen-Smith N, Kreuzer M, Clauss M.
Sociobiology 1979;5:55–66. Feeding practices for captive greater kudus (Tragelaphus
strepsiceros) in UK collections as compared to diets of
66. Webb CE, Franks B, Romero T, Higgins ET, de Waal FBM. free-ranging specimens. Journal of Zoo and Aquarium
Individual differences in chimpanzee reconciliation relate to Research 2013;1:7–13.
social switching behaviour. Animal behaviour 2014;90:57–63.
84. Clegg ILK, Borger-Turner JL, Eskelinen HC. C-Well: the
67. Pryce CR. A comparative systems model of the regulation of development of a welfare assessment index for captive
maternal motivation in mammals. Animal Behaviour bottlenose dolphins (Tursiops truncatus). Animal Welfare
1992;43:417–41. 2015;24:267–82.
68. Maestripieri D. Emotions, stress and maternal motivation in 85. Morfeld KA, Lehnhardt J, Alligood C, Bolling J, Brown JL.
primates. American Journal of Primatology 2011;73:516–29. Development of a body condition scoring index for female
69. Bahr NI, Pryce CR, Dobeli M, Martin RD. Evidence from African elephants validated by ultrasound measurements of
urinary cortisol that maternal behavior is related to stress in subcutaneous fat. Plos ONE 2014;9:1–9.
gorillas. Physiology and Behavior 1998;64:429–37. 86. Mormède P, Andanson S, Aupérin B, Beerda B, Guémené D,
70. Saltzman W, Abbott DH. Effects of elevated circulating cortisol Malmkvist J, et al. Exploration of the
concentrations on maternal behavior in common marmoset hypothalamic-pituitary-adrenal function as a tool to evaluate
monkeys (Callithrix jacchus). Psychoneuroendocrinology animal welfare. Physiology and Behavior 2007;92:317–39.
2009;34:1222–34. 87. Rushen J. Some problems with the physiological concept of
71. Champagne FA, Meaney MJ. Stress during gestation alters stress. Australian Veterinary Journal 1986;63:359–61.
postpartum maternal care and the development of the offspring 88. Pedernera-Romano C, Valdez RA, Singh S, Chiappa X,
in a rodent model. Biological Psychiatry 2006;59:1227–35. Romano MC, Galindo F. Salivary cortisol in captive dolphins
72. Dwyer CM. Maternal behaviour and lamb survival: from (Tursiops truncatus): a non-invasive technique. Animal Welfare
neuroendocrinology to practical application. Animal 2006;15:359–62.
2014;8:102–12. 89. Montanha JC, Silva SL, Boere V. Comparison of salivary
73. Maisch H. The influence of husbandry and pack management cortisol concentrations in jaguars kept in captivity with
on dhole Cuon alpinus reproduction. International Zoo differences in exposure to the public. Ciência Rural
Yearbook 2010;44:149–64. 2009;39:1745–51.

74. Munson L, Terio KA, Worley M, Jago M, Bagot-Smith A, 90. Wasser SK, Hunt KE, Brown JL, Cooper K, Crockett CM,
Marker L. Extrinsic factors significantly affect patterns of Bechert U, et al. A generalized fecal glucocorticoid assay for
disease in free-ranging and captive cheetah (Acinonyx use in a diverse array of nondomestic mammalian and avian
jubatus) populations. Journal of Wildlife Diseases species. General and Comparative Endocrinology
2005;41:542–48. 2000;120:260–75.

75. Harris M, Sherwin C, Harris S. The Welfare, Housing and 91. Keay JM, Singh J, Gaunt MC, Kaur T. Fecal glucocorticoids
Husbandry of Elephants in UK Zoos. University of Bristol, and their metabolites as indicators of stress in various
Bristol, UK; 2008. mammalian species: a literature review. Journal of Zoo and
Wildlife Medicine 2006;37:234–44.
76. Reimers M, Schwammer H, Schmidt S. Quantifying locomotion
in African elephants (Loxodonta africana) at the Vienna Zoo. 92. Bortolotti GR, Marchant TA, Blas J, German T. Corticosterone
Proceedings of the International Elephant and Rhino Research in feathers is a long-term, integrated measure of avian stress
Symposium; Vienna, Austria; 2001. physiology. Functional Ecology 2008;22:494–500.

77. Temple D, Courboulay V, Velarde A, Dalmau A, Manteca X. 93. Davenport MD, Tiefenbacher S, Lutz CK, Novak MA,
The welfare of growing pigs in five different production systems Meyer JS. Analysis of endogenous cortisol concentrations in
in France and Spain: assessment of health. Animal Welfare the hair of rhesus macaques. General and Comparative
2012;21:257–71. Endocrinology 2006;147:255–61.

78. Bourne DC, Cracknell JM, Bacon HJ. Veterinary issues related 94. French SS, Fokidis HB, Moore MC. Variation in stress and
to bears (Ursidae). International Zoo Yearbook innate immunity in the tree lizard (Urosaurus ornatus) across
2010;44:16–32. an urban–rural gradient. Journal of Comparative Physiology B
2008;178:997–1005.
79. Small RJ, DeMaster DP. Survival of five species of captive
marine mammals. Marine Mammal Science 1995;11:209–26. 95. Kalliokoski O, Timm JA, Ibsen IB, Hau J, Frederiksen AMB,
Bertelsen MF. Fecal glucocorticoid response to environmental
80. Müller DWH, Lackey LB, Streich WJ, Fickel J, Hatt JM, stressors in green iguanas (Iguana iguana). General and
Clauss M. Mating system, feeding type and ex situ Comparative Endocrinology 2012;177:93–7.
conservation effort determine life expectancy in captive
ruminants. Proceedings of the Royal Society B 96. Berkvens CN, Hyatt C, Gilman C, Pearl DL, Barker IK,
2011;278:2076–80. Mastromonaco GF. Validation of a shed skin corticosterone
enzyme immunoassay in the African House Snake
81. Clubb R, Rowcliffe M, Lee P, Mar KU, Moss C, Mason GJ. (Lamprophis fuliginosus) and its evaluation in the Eastern
Compromised survivorship in zoo elephants. Science Massasauga Rattlesnake (Sistrurus catenatus catenatus).
2008;322:1649. General and Comparative Endocrinology 2013;194:1–9.

http://www.cabi.org/cabreviews
10 CAB Reviews
97. Baxter-Gilbert JH, Riley JL, Mastromonaco GF, Litzgus JD, 108. Aydinonat D, Penn DJ, Smith S, Moodley Y, Hoelzl F, Knauer F,
Lesbarrères D. A novel technique to measure chronic levels of et al. Social isolation shortens telomeres in African Grey
corticosterone in turtles living around a major roadway. Parrots (Psittacus erithacus erithacus). PLoS ONE 2014;9(4):
Conservation Physiology 2014;2:1–9. e93839.
98. Ellis T, Yildiz HY, López-Olmeda J, Spedicato MT, Tort L, 109. Wemelsfelder F, Hunter TEA, Mendl MT, Lawrence AB.
Overli O, et al. Cortisol and finfish welfare. Fish Physiology and Assessing the ‘whole animal’: a free choice profiling approach.
Biochemistry 2012;38:163–88. Animal Behaviour 2011;62:209–20.
99. Gabor CR, Bosch J, Fries JN, Davis DR. A non-invasive
110. Botreau R, Veissier I, Butterworth A, Bracke MBM, Keeling LJ.
water-borne hormone essay for amphibians. Amphibia-Reptilia
Definition of criteria for overall assessment of animal welfare.
2013;34:151–62.
Animal Welfare 2007;16:225–8.
100. Van Eck M, Berkhof H, Nicolson N, Sulon J. The effects of
perceived stress, traits, mood states, and stressful daily events 111. Hill SP, Broom DM. Measuring zoo animal welfare: theory and
on salivary cortisol. Psychosomatic Medicine practice. Zoo Biology 2009;28:531–44.
1996;58:447–58.
112. Mononen J, Moller SH, Hansen SW, Hovland AL, Kolstinen T,
101. Ugaz C, Valdez RA, Romano MC, Galindo F. Behavior and Lidfords L, et al. The development of on-farm welfare
salivary cortisol of captive dolphins (Tursiops truncatus) kept in assessment protocols for foxes and mink. The WelFur project.
open and closed facilities. Journal of Veterinary Behavior Animal Welfare 2012;21:363–71.
2013;8:285–90.
113. Manteca X. Animal welfare assessment protocols as a
102. Seltzer LJ, Ziegler TE. Non-invasive measurement of small management tools in zoos: the African elephant (Loxodonta
peptides in the common marmoset (Callithrix jacchus): a africana) as a case study. Proceedings of the International
radiolabeled clearance study and endogenous secretion under Conference on Diseases of Zoo and Wild Animals; 2012 May
varying conditions. Hormones and Behavior 2007;51:436–42. 16–19; Bussolengo, Italy.
103. Maxwell MH. Avian blood leucocyte responses to stress.
World’s Poultry Science Journal 1993;49:34–43. 114. University of Nottingham. Developing behavioural indicators as
part of a wider set of indicators, to assess the welfare of
104. Müller C, Jenni-Eiermann S, Jenni L. Heterophils / elephants in UK zoos. Defra Project WC 1081 Final Report.
Lymphocytes-ratio and circulating corticosterone do not Nottingham, 2015.
indicate the same stress imposed on Eurasian kestrel
nestlings. Functional Ecology 2011;25:566–76. 115. Salas M, Temple D, Fernández-Bellón H, Enseñat C,
Martínez-Nevado E, Quevedo MA, et al. Detection of
105. Bertelsen MF, Kjelgaard-Hansen M, Grondahl C,
enclosure shortcomings using a protocol to assess animal
Heegaard PM, Jacobsen S. Identification of acute phase
welfare in captive Dorcas gazelles (Gazella dorcas).
proteins and assays applicable in nondomesticated mammals.
Proceedings of the Congress of the European College of
Journal of Zoo and Wildlife Medicine 2009;40:199–203.
Animal Welfare and Behavioural Medicine; 2014 November
106. Cray C, Hammond E, Haefele H. Acute phase protein and 19–21; Apt, France.
protein electrophoresis values for captive Grant’s zebra
(Equus burchelli). Journal of Zoo and Wildlife Medicine 116. Warwick C, Arena P, Lindley S, Jessop M, Steedman C.
2013;44:1107–10. Assessing reptile welfare using behavioural criteria. In Practice
2013;35:123–31.
107. Epel ES, Blackburn EH, Lin J, Dhabhar FS, Adler NE,
Morrow JD, et al. Accelerated telomere shortening in response 117. Mendyk RW. Life expectancy and longevity of varanid lizards
to life stress. Proceedings of the National Academy of (Reptilia: Squamata: Varanidae) in North American zoos. Zoo
Sciences USA 2004;101:17312–5. Biology 2015;34:139–52.

http://www.cabi.org/cabreviews

Das könnte Ihnen auch gefallen