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1
White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
d’autres tableaux de grand maîtres anciens degradation products have been identified and comparable processes seem
suggère que le sulfate de plomb et de potas-
to or may have taken place.
sium est un produit de dégradation courant
dans des peintures à l’huile d’origine diffé-
rente. Surface crusts on traditional
oil paintings – a review
Resumen Recent research has demonstrated the formation of surface crusts on
Este artículo describe la identificación de una
degraded smalt paints that show similarities with those on degraded historic
costra blanquecina superficial insoluble que
cubre la mayoría de las zonas oscuras de la glass (Spring et al. 2005). Smalt is a blue pigment that consists of finely
obra Homero (1663) de Rembrandt, de la co- ground cobalt glass. The crusts are the result of depletion of potassium
lección del museo Mauritshuis, y cómo afecta from the discoloured smalt and its subsequent migration, probably in the
esto a su interpretación y tratamiento. Los es-
form of soaps, to the surface, where it reacts with anionic sources from the
tudios demostraron que el plomo y el potasio
de la pintura rica en esmalte y de la base de environment to form complex salts, such as sulphates, carbonates and/or
preparación hecha con blanco de plomo ha- oxalates. The presence of calcium salts makes these crusts insoluble.
bían migrado a la superficie, posiblemente en
forma de jabones. Se cree que los depósitos In a recent in-depth study of crust formation on dark, binding-medium rich
han sufrido otras reacciones con compuestos 17th-century oil paints, three types of surface layers were distinguished
atmosféricos para formar mezclas complejas
(van Loon 2008). In a number of cases, degraded calcium carbonate-rich
de sales insolubles ricas en plomo, potasio
y azufre. Recientemente se han identificado
glazes, probably deteriorated organic lakes, applied on top of the dark paints
costras superficiales comparables en obras to create modelling or visual effects, were found to be responsible for the
de antiguos maestros que sugieren que el whitened surface appearance. These glazes are part of the original paint
sulfato de potasio y plomo es un producto de
build-up. In other examples, the white surface crusts were found to be the
degradación común de pinturas al óleo cuyo
origen puede variar.
result of fatty acid migration in the oil paint together with saponification
and migration processes of lead white, present in an upper or underlying
paint layer. Similar to potassium in smalt paints, the lead migrates to the
surface, probably as carboxylates/soaps, and crystallises or reacts with
components from the paint or the atmosphere to form new mineral phases:
lead carbonate, lead sulphate or lead chloride. Comparable deposits of free
fatty (palmitic, stearic and azelaic acids) and lead soaps (lead palmitate and
stearate) are frequently found on modern oil and alkyd paintings (Ordonez
and Twilley 1997, Skaliks 1999). The last category of crusts comprises the
complex lead-potassium-calcium-sulphur-rich crusts, which were found
in paints containing both lead white and smalt, or another potassium-
containing pigment or paint component. This group also includes the crust
on the Homer, which will be further discussed below.
Experimental
The study of paint cross-sections with light microscopy alone often gives
limited information, or can lead to misinterpretation. Therefore, a combination
of analytical techniques is necessary for complete characterisation. Samples
from different areas in the painting were taken before and during treatment
and prepared as paint cross-sections for light microscopy, specular reflection
FTIR imaging, Raman microscopy, and SEM-EDX studies (Table 1).
Additional analysis of a scraping of the white crust was carried out using
single-point FTIR transmission spectroscopy. The binding medium of the
Figure 2 paint and ground layers were also analysed using DTMS.3
Micro-detail of the crust formation, black
brushstroke in garment Table 1
Rembrandt, Homer (1663). List of samples analysed
3
White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
Figure 4
Identification of the crust
Same paint cross-section as Figure 3
(ultraviolet; photographed at a
magnification of 500x)
Based on light microscopy alone, the crust was first interpreted as varnish or
residual substrate from a lake pigment, but the SEM electron-backscattered
images show deposits of fine powdery, strongly scattering particles
concentrated at and near the paint surface (Figure 5). EDX detected the
4
White hazes
and surface crusts
in Rembrandt’s Homer
and related
paintings
elements lead, potassium, sulphur and calcium in the crust in all cases.
Some of the crusts incorporate aluminium-silicate particles that are likely
trapped dirt particles.
The Raman spectra reveal a small, sharp peak at 982 cm-1 in the crust, which
lies in between lead sulphate (anglesite) PbSO4 and potassium sulphate
K2SO4 that exhibit strong bands at respectively 979 cm -1 and 983/4 cm-1
(Burgio and Clark 2001). This suggests the formation of a composite salt,
a lead-potassium-sulphate, rather than simple lead sulphate or potassium
sulphate salts. Calcium sulphate would have shown a band at a higher
wavenumber, at 1009 cm-1.
Paint dynamics
Figure 5
The identification of lead-potassium-sulphate as the main component in the
SEM backscattered-electron image showing crust is surprising and raises questions about its origin. The mechanism of
the fine powdery, highly scattering deposits the crust formation can in part be extracted from the analytical data. 6 The
of lead-potassium-sulphate at the surface
and an embedded dirt particle backscatter images reveal that the lead white in the upper ground no longer
(sample 584_x56) has the particle morphology and distribution characteristic of 17th-century
Figure 6
stack process lead white, but appears dissolved and transformed into lead
SEM backscattered-electron image of a soaps as a result of reaction with free fatty acids from the oil. Figures 6
white highlight on sleeve showing well- and 7 compare a white highlight from Homer’s right sleeve, where the
defined, intact lead white particles
(sample 584_x68) lead white is intact, and the upper ground where the lead white appears
as grey diffuse areas as a result of having reacted away. The presence of
Figure 7
SEM backscattered-electron image of the lead soaps in the upper ground was confirmed by DTMS (mass peaks at
upper ground showing saponified lead m/z 348-350 typical of lead azelate soaps) and FTIR imaging (band at
white (sample 584_x05)
c. 1520 cm-1 characteristic of the lead carboxylate group).
SEM-EDX gives indication that the lead soaps do not stay in place, but
easily diffuse into the upper paint layer(s), where they migrate towards the
5
White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
6
White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
The white surface crust and the discolouration of certain pigments have
altered the overall tonality of Homer. Certainly the dark areas must have
been richer and more glowing in tone. The identification of the crust also
had important consequences for treatment. Since the crust is not an original
part of the paint build-up, it could ethically be removed or reduced, however,
the inorganic nature of the crust containing sulphate, carbonate and oxalate
lead and calcium species makes it highly insoluble. Furthermore, the
SEM studies demonstrated that the crust is so intimately bound with the
paint surface that its removal was not possible since this would damage
the original paint layer (Figure 5). The final stages of cleaning of Homer
proceeded under the stereomicroscope, where it was possible to reduce
the amount of imbibed varnish in the crust, thereby reducing the degree of
whitening. Saturation of the crust with a low molecular weight, synthetic
varnish (Regalrez 1094) rendered it more transparent.
Table 2
Other occurrences of lead-potassium-sulphate deposits
7
White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
favours the formation. In most cases, blue sky paints consisting of lead
white and smalt are affected. In the painted ceiling in the Trippenhuis
in Amsterdam, a thin surface layer rich in lead, potassium and sulphur
has formed on top of the sky paint (van Loon 2008). In The Hay Wagon
by Philips Wouwerman (The Hague, Mauritshuis), a surface crust has
not formed but instead tiny localised yellow spots/ craters due to the
formation of potassium and lead soaps in the smalt/lead white underpaint
of the sky that cause subsequent loss of the overlying ultramarine layer. 8
In The Tribute Money by Jacob Jordaens (Copenhagen, Statens Museum)
whitish lumps (up to 100 µm) that consist of lead potassium sulphates
cover the surface of the sky (Boon et al. 2009). In Simeon’s Song of Praise
(Mauritshuis, The Hague), an early Rembrandt painting, a white haze is
visible in several dark areas in the painting. Here, the potassium is thought
to originate from pigment sources other than smalt: lakes (precipitated
with alum) and earth pigments (Noble and van Loon 2008). In the Art
of Painting by Vermeer (Vienna, Kunsthistorisches Museum), chunks of
lead-potassium-sulphate (up to 30 µm) have been detected in the lead
white-containing ground; in this case, the potassium sulphate is thought to
originate from the alum that was used as ingredient in the lining adhesive
(Boon and Oberthaler 2010).
Conclusion
The formation of a whitish surface crust that drastically alters the tonality
of Rembrandt’s Homer is the result of migration of lead and potassium
in the paint – most likely as soaps – to the surface, where they interact
with the atmosphere to form new stable mineral phases. Lead-potassium-
sulphate was identified as main component in the crust. The reason for the
severe degradation of the dark areas primarily lies with the saponification
of lead white in the upper ground and the composition of the translucent
dark paint layers containing large amounts of smalt mixed with bone
black, lakes and earth pigments. Environmental conditions and possibly
past treatment are considered to have exacerbated the deterioration. This
new information has important consequences for the interpretation and
treatment of the painting. Interestingly, lead-potassium-sulphates have
recently been found as degradation products in other Old Master paintings,
demonstrating that this type of degradation is more common than was
previously assumed.
Acknowledgements
The authors would like to thank the following persons for their contributions
to the research: Edwin Verweij and Ruth Jongsma (Trippenhuis, Amsterdam);
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White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
Notes
1
The treatment was carried out in 2004–20066 by Petria Noble in the Conservation studio
of the Mauritshuis.
2
The gauze-like intermediate support fabric is visible in the X-ray. It is adhered to the
original canvas with a mixture of chalk and red earth, bound in oil thickened with wax
(DTMS analysis March 2006, FOM-AMOLF).
3
See van Loon 2008, 124–25 for the experimental details. The authors thank Jerre van
de Horst, FOM-AMOLF, for his assistance with the DTMS analysis and Silvia Centeno,
The Metropolitan Museum New York, for her kind help with Raman microscopy.
4
The intermediate varnish was probably applied when the painting was sent in unfinished
state in 1661 to Messina for Ruffo’s approval. This layer is seen in many of the cross-
sections from this painting.
5
Spectra shown in van Loon 2008, 158–159.
6
The role of SEM backscatter imaging in visualising the various steps in the reaction
mechanism is described in van Loon, Noble and Boon (submitted).
7
The use of smalt in Rembrandt’s paintings is further addressed in a forthcoming article
that was presented at the ASTR meeting in Vienna 23–24 September 2010.
8
The small yellow spots in the sky paint were examined by Annelies van Loon together
with Oleg Karuvits, intern in the Mauritshuis, who observed the yellow spots in the sky
during his recent treatment of the painting.
9
Grateful thanks to Barabara Berrie, Melanie Gifford and Sarah Fisher (National Gallery
of Art, Washington) and Dorothy Mahon (The Metropolitan Museum, New York) for
generously making their examination notes on these paintings available.
References
Berrie, B. 1985. Analytical report of Rembrandt’s Lucretia, May 8th 1985/ 2009.
National Gallery of Art, Washington.
Bomford, D., J. Kirby, A. Roy, A. Rüger, and R. White. 2006. Rembrandt,
Art in the Making, 166–177. London: The National Gallery.
Boon, J.J., F. Hoogland, and K. Keune. 2007. Chemical processes in aged
oil paints affecting metal soap migration and aggregation. AIC Paintings Specialty Group
Postprints Vol. 19, compiler H. Mar Parkin, 16–23. The American Institute for Conservation
of Historic & Artistic Works.
Boon, J.J., T. Filtenborg, and J. Verhave. 2009. Surface condition and
chemical reactivity of paints, related to the technique and former treatments of The Tribute
Money by Jacob Jordaens. Studying Old Master Paintings, London 16–18 September 2009,
Book of Abstracts, 73–74. London: The National Gallery.
Boon, J.J., and E. Oberthaler. 2010. Mechanical weakness and chemical
reactivity observed in the paint structure and surface of The Art of Painting by Vermeer.
Vermeer’s The Art of Painting, Scrutiny of a Picture, Exhibition catalogue, 235–253,
328–335. Vienna: Kunsthistorisches Museum.
Burgio, L., and R.J.H. Clark. 2001. Library of FT-Raman spectra of pigments,
minerals, pigment media and varnishes, and supplement to existing library of Raman spectra
of pigments visible excitation. Spectrochimica Acta Part A 57: 1491–1521.
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White hazes
and surface crusts
PAINTINGS in Rembrandt’s Homer
and related
paintings
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