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Ethnicity and civil war

Author(s): Elaine K Denny and Barbara F Walter


Source: Journal of Peace Research, Vol. 51, No. 2, Anniversary Special Issue (March 2014),
pp. 199-212
Published by: Sage Publications, Ltd.
Stable URL: https://www.jstor.org/stable/24557416
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Journal of ,
Anniversary Special Issue
Peace Research

Journal of Peace Research


2014, Vol. 51(2) 199-212
Ethnicity and civil war ©1The
The Author(s)
Author(s) 2013
2013
Reprints and permission:
sagepub.co.uk/journalsPermissions.nav
DOI: 10.1177/0022343313512853
jpr.sagepub.com

Elaine K Denny

Department of Political Science & School of International Relations and Pacific Studies, University of
California, San Diego
Barbara F Walter

Graduate School of International Relations and Pacific Studies, University of California, San Diego

Abstract

If a civil war begins, it is more likely to be initiated by an ethnic group than any other type of group. We argue that
ethnic groups, on average, are likely to have more grievances against the state, are likely to have an easier time orga
nizing support and mobilizing a movement, and are more likely to face difficult-to-resolve bargaining problems. We
further argue that each of these factors was likely due to three pre-existing patterns associated with ethnicity. First,
when political power is divided along ethnic lines, ruling elites can disproportionately favor their own ethnic group at
the expense of others. This creates grievances that fall along ethnic lines. Second, ethnic groups tend to live together
in concentrated spaces, sharing the same language and customs, and enjoying deep ties with ethnic kin. This means
that ethnic groups, if they are aggrieved, will have an easier time mobilizing support to demand change. Third, the
fact that ethnic identity tends to be less elastic than other types of identity means that credible commitments to any
bargain - before and during a conflict— will be more difficult to make. The result is that ethnic groups will have a
greater number of reasons, opportunities, and incentives to mobilize and fight than non-ethnic groups.

Keywords
ethnicity, civil war, conflict

Since 1946,64% ofall civil wars1 have divided along ethnic societies go to war it is usually between groups defined
lines. Ethnic identity played an influential role in civil wars by ethnicity (Blattman & Miguel, 2010). Second, ethnic
in Iraq, Lebanon, Congo, Burundi, Syria, Sudan, Uganda, civil wars do not appear to be driven by ethnic tensions per
Pakistan, Rwanda, Georgia, and Nigeria (to name a few), se. Although these disputes break down along ethnic lines,
This large ratio of ethnic to non-ethnic civil wars is intri- fighting appears to be driven by the same grievances that
guing for two reasons. First, societies organize themselves drive non-ethnic groups to rebel.2 Given that most civil
along many different lines - class, geography, political wars are motivated by similar complaints and an overall
ideology, religion, and ethnicity, for example - yet when desire for change, why do most divide along ethnic lines?
The most obvious answer is that civil wars include
many self-determination movements that, by definition,
1 Data on civil conflicts come from the PRIO Battle Deaths Dataset
Version 3.0 (Lacina & Gleditsch, 2005), compatible with the UCDP/
PRIO Armed Conflict Dataset (Themnér & Wallensteen, 2012). We 2 Sambanis (2001) identifies distinguishing features in the initiation
define civil wars as those conflicts exceeding 1,000 battle deaths, which of these two types of conflict.
is the standard cutoff point (Fearon & Laidn, 2003). Best estimates are
used when available, and low estimates are used otherwise. The patterns
observed in conflicts over 1,000 batde deaths hold when the death Corresponding author:
threshold is lowered to 25 (more than doubling the universe of cases). bfwalter@ucsd.edu

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200 journal of Peace Research 51(2)

are ethnic in nature.3 Self-determination often emerges find themselves (Barth, 1969). Ethnic identity can be
as a result of ethnic nationalism - the desire of an ethnic crafted from within a group as a response to a changing
group to gain political independence from the state - political environment or the frustrations of the modern
making ethnicity an inevitable feature of a conflict (Smith, industrial state (Gellner, 1994, 1997). Alternatively,
2000). Moreover, ethnic minorities living far from the ethnic identity may be manipulated by a leader as a way
capital, along remote international borders, and in geogra to mobilize a segment of the population and gain polit
phically concentrated areas are also in a ready-made posi ical support (Brubaker, 2004). This raises the question
tion to create their own state (Wucherpfennig et al., 2011; of ethnicity's causality in conflict: if ethnicity is at least
Cederman, Girardin & Gleditsch, 2009). It is no surprise, partially subjective, is it used internally to build solidar
therefore, that combatants fighting civil wars often break ity in response to latent catalysts of conflict (disen
down along ethnic lines if self-determination conflicts are franchisement, power imbalances), or does the
included in the universe of cases. exogenous definition of ethnic lines create tensions that
However, even if one removes secessionist movements themselves increase the likelihood of conflict? Further
from the list of civil wars, the puzzle remains. Almost half research would be valuable in understanding the
of the remaining civil wars (all of which are fought for con actors and causal pathways that promote ethnic group
trol of government) are started by rebel groups with a dif identification.

ferent ethnicity from the government (33 of 73 cases, or Regardless of the extent to which ethnicity can be
45%). Given that many types of societal groups experi constructed - and by whom - the question remains:
ence discrimination (lower classes and castes, women, Why do so many conflicts divide along ethnic lines
homosexuals, etc.), ethnicity is still the most prominent even when excluding nationalist secession movements?
feature around which rebellions are organized. The existing civil war literature that addresses ethnicity
Any discussion of ethnic conflict requires serious can roughly be broken down into two categories, nei
attention to how an 'ethnic group' is defined. Scholars ther of which addresses this question. One looks at the
have defined 'ethnicity' in various ways such as utiliz universe of all ethnic groups and attempts to explain
ing the characteristics of a group, its cultural context, why some of these groups are motivated to launch rebel
or the lenses used by external analysts to define a movements while others are not (Horowitz, 1985;
group (Brubaker & Laitin, 1998). Nevertheless, the Posen, 1993; Gurr & Harff, 1994; Fearon, 2006; Laitin,
literature generally agrees that ethnicity is tied to cul 2007; Cederman, Wimmer & Min, 2010). A second cate
ture (Nagel, 1994) and involves individuals identify gory looks at the universe of all countries and attempts to
ing with each other based on shared characteristics explain whether a state's ethnic characteristics make a
such as appearance, language, religion, or traditions country more or less likely to experience civil war (Fearon
(Horowitz, 1985). Barth's (1969) seminal work out & Laitin, 2003; Collier & Hoeffler, 2004; Posner, 2004;
lines four criteria for an ethnic group: it must (1) Blimes, 2006; Montalvo & Reynal-Querol, 2010). These
be predominantly self-perpetuating, (2) share core literatures tell us why one ethnic group might rise against
cultural values, (3) serve as a sphere for communicat the state while another ethnic group does not, and
ing and interacting, and (4) have a membership that what ethnic and demographic traits of a country may
can be self-identified and identified by others based contribute to its risk of civil war. Yet, neither body
on the group's commonalities. of research explains why individuals tend to organize
We argue that an individual's membership in an eth rebellions around ethnicity rather than some other identi
nic group tends to be more stable - particularly across fying feature.
generations - and more clearly identifiable than other We argue that rebel movements are more likely to
types of non-ethnic political memberships such as polit organize around ethnicity because ethnic groups are
ical ideology or class. This does not mean that the more apt to be aggrieved, better able to mobilize, and
bounds of ethnic groups are static or impervious to more likely to face difficult bargaining challenges com
change. A rich literature addresses when and how ethni pared to other groups. These conditions are the result of
city can be constructed (May, 2011), suggesting that three features associated with ethnicity: the historical
'ethnic groups' are defined by the context in which they distribution of political power based on ethnicity, the
physical location and concentration of ethnic groups
(including their migration patterns), and an ethnicity
3 Ninety-eight percent (39 of 40 cases) of secessionist movements based identity that is more fixed and identifiable rela
since 1946 are cases of ethnic conflict. tive to other political affiliations. Below, we show how

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Denny & Walter 201

Ethnic and non-ethnic conflict initiation


Table
Table
I. Conflicts since 1945
I.by Conflicts
type since 1945 b
1000 + battle deaths

Wars
Wars for Control Wars forfor Control
Type of the Center Secession Total
■o 15
Non-ethnic 40 (54.79%) 1 (2.50%) 41 (36.28%;
(36.28%)
Ethnic
Ethnic 33 (45.21%) 39 (97.50%) 72
72 (63.72%;
(63.72%)
Total 73 (100%) 40 (100%) 113 (100%) 10

these unique aspects of ethnic group identity help f


explain why so many conflicts are fought along ethnic z
lines and why they then last longer than conflicts with
out such features.
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Conceptualizing ethnic civil war: The Conflict start year


Conflict start year

phenomenon
_ , . ... Figure 1. Distribution of civil conflict
Figure initiation since
1. Distribution 1945
of civil conflict initi
bthmc civil wars are common

To define our universe of civil war cases, we apply the eth


nic conflict classifications from the Ethnic Armed Conflict Ethnic civil wars take lonZer t0 resolve than non
dataset (Cederman, Wimmer & Min, 2010) to civil war wars
data from the PRIO Batde Deaths Dataset Version 3.0 The mean duration for ethnic civil war between
(Lacina & Gleditsch, 2005).4 The Ethnic Armed Conflict and 2005 was 137 Eears while the average non
dataset classifies ethnic wars as involving'conflicts over eth- civil war lasted 8"3 Xears- This average diffcren
nonational self-determination, the ethnic balance of power Eears is indicative of a larger trend which ca
in government, ethnoregional autonomy, ethnic and racial in Figure 2' which compares the frequency of
discrimination (whether alleged or real), and language and W™ of civil conflict (ethnic or non-ethnic),
other cultural rights'; all other aims are defined as non- the underlying distribution of civil war duration for
ethnic. We specifically consider conflict cases that exceed in each conflict category. A higher proportio
the 1,000 battle death threshold, a criterion for a case to ethnic conflicts lasted the shortest duration (under
be classified as a civil war (Fearon & Laitin, 2003). years)> while Proportionally more ethnic conflicts
Table I reveals that the majority of civil wars since 1946 longer than eight years" °f the 13 conflicts lastin
have broken down along ethnic lines.5 Even removing 25 Eears> onl>' 10 (clustered at the 40-year ma
secessionist wars from the data (98% are defined as ethnic non-ethnic. Both analyses of mean duration a
conflicts), 45% of the remaining conflicts for central gov- bution of duration frequency show ethnic conflic
ernment are considered ethnic civil wars. These frequen- longer on average"
cies, and additional patterns discussed below, hold for The data reveal three important patterns. Fir
smaller conflicts below the 1,000 batde death threshold. civil war emerges' there is nearlf a two-thirds l
Figure 1 shows the frequency of all civil wars initiated that the conflict has an ethnic tension. For th
since 1946 in five-year increments, distinguishing years, ethnicity has remained a defining feature
between ethnic and non-ethnic conflicts. It illustrates mai°"ty of civil wars. Second, once an ethnic
how ethnic civil wars have dominated almost all periods initiates a civil war>ir is llkel>'to continue fightinf lo
since the end of World War II.6 than lf a non-ethnic group had initiated the war.

4 Civil wars between 1945 and 2005. 7 While the difference is not significant (stand
ethnic
5 These findings are similar to Buhaug's (2006) and non-ethnic
which means are 9.5 and 13.0, resp
compared four
datasets on ethnic and non-ethnic conflicts through
length the early
is higher 2000s. conflict at every perce
for ethnic
tion except the
Our numbers offer additional data for understanding lowestin
patterns percentiles
eth and the 70th pe
nic conflict. due to two lengthy non-ethnic insurgencies
Colombia. civil wars over non
It is possible that the dominance of ethnic
ethnic civil wars is a post-1945 phenomenon
By 'non-ethnic
since the group'
datawe mean
are a based
group that is not associated with
on this period only. any particular ethnic, racial or religious background.

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202 journal

Distribution
Distributionof
ofconflict
conflictduration
duration to take place,

0
0.08
08 -
their activity
sufficient so
Conflict
Conflict Type
Type
2004; Fearon
Ethnic
Ethnic

Non-Ethnic
Non-Ethnic
and building
still not suff
0.06 to occur, a th
sides of the
ment a settl
that experien
cantly more
c 0.04 -
B We believe t
Q
nic lines beca
problems te
lines, makin
0.02
Ethnic group
the state in p
been divided
to migrate
more likely t
0 00 are more ap
peripheral a
20 40 60
likely to fac
because
Duration(Years)
Duration(Years) ethn
other types o
across ethnic
Figure
Figure 2.
2. Duration
Durationofof
ethni
eth

Ethnic group
the civil wars we observe a
The first wa
increasingly divided along
group grieva
result of ethnic civil wars
satisfaction w
civil wars given a similar
Horowitz (19
these patterns suggest tha
rebel if they
larger rather than a smalle
state. Discrim
policies that

Theoretical framework nant ethnic g


ethnically bia
The main goal of this article is to offer a theoreticalSimilarly Gu
framework for explaining why so many rebel movements likely in cou
are organized (intentionally or not) along ethnic lines.cally, politica
To do this, we draw from the existing literature on grie other group
vances, opportunity, and bargaining failures. Catalysts of Still others h
conflict begin at the most basic level. In order to have a emerge in co
motive to rebel, individuals first must feel aggrieved by 2003), low le
the state and be deeply dissatisfied with the status quo
(Gurr, 2000).9 Most aggrieved individuals, however,
never rebel (Laitin, 2007). For an organized rebellion10 Horowitz is
rooted ethnic tensions can themselves drive conflict. Various
conflict models have also been based on the assumption that
9 Unless groups
groups prefer to associate
are with co-ethnics
entirely
(Alesina, Baqir & Easterly,
as a source 1999; Alesina
of & La Ferrara, 2000; Esteban & Ray,
profit. See 1999). Co

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Denny & Walter 203

conditions (Russett, 1964;


1977; Paige, 1978). The grea
ship individuals are forced t
they are to rebel (Fearon & L
banis, 2006; Murdoch & Sand
thought to be true relative
Disparities in power betwee
or in their access to governme
sidered a structural source
Cederman & Min, 2009; Ced
Each of these arguments
ethnic groups since political
quently distributed along
1993).11 An ethnic division
of colonial practices that favo
another, as was the case in R
(Horowitz, 1985; Laitin, 198
2008). It may also result f
occurred in the Soviet Unio
groups were favored at the e
nant ethnic groups (Gorenbu
simple demographics where
country was able to consoli
being constructed (the Cast
example). Or it may result f
boundaries as a consequence
(the break-up of the Austro
in a number of multi-ethnic
kia, with one dominant et
minority groups) (Smit
Dividing political power alon
is significantly more likely
ing ethnic group uses its posit
other ethnic groups (Ce
Gleditsch, 2011). This can ta
exclusion, where those in co
other ethnic groups to com
(Rabushka & Shepsle, 1972
involve linking strong nation
nicity as a strategy to maint
2007; Kaufman, 1996). It can
nomic discrimination, where t
proportionately directs resour
the exclusion of others (Cha
could be cultural or social di
erning ethnic group outlaws
(Fearon & Lait

11 Although 12 Hoerder
authors (2002:
frequently as2
ethnic lines, group
this and
assertion out-grou
is almos
and isolated examples, not
existing by
powerempir
relat

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204 journal of Peace Research 51(2)

Hoeffler, 2004). Three conditions have been proposed as better able to punish traitors (Moore, 1993; Ostrom,
necessary to make rebellion feasible: (1) a base of sup 1990; Petersen, 2001; Weinstein, 2007).
port, (2) money and supplies, and (3) a weak central
government. Financing. Recruiting soldiers, building popular sup
port, and evading capture will not be sufficient to con
Base of support. Individuals wishing to challenge the duct a war in the absence of financing. Financing can
state and sustain a rebellion must have a base of support. come from outside patrons (such as diaspora groups,
This enables individual leaders to recruit soldiers willing NGOs, or sympathetic third parties), from access to and
to fight for the movement (Gates, 2002; Walter, 2004) trade in natural resources (such as diamonds or drugs), or
and provides a safe haven from which the rebels can from the production of agricultural products (such as
operate and leaders can evade capture (Collier, 2003). cashew nuts and bananas) (Ballentine, 2003; de Soysa
Movements that do not have such a support base or are & Neumayer, 2007; Gilmore et al., 2005; Humphreys,
unable to retain their popularity - like the Red 2005; Le Billon, 2001; Ross, 2004). Ethnic cohesion
Brigades in Italy since 1988 - are unlikely to remain means that groups are more likely to be geographically
viable (Weinstein, 2005, 2007). concentrated, giving them greater access to and control
Concentrated ethnic groups are likely to have an over resources on those lands. If an ethnic group is con
advantage in both of these areas. First, rebel leaders may centrated along an international border, then engaging
have an easier time incentivizing co-ethnics to join a and trading in criminal activity will also be easier.
movement (Gates, 2002; Humphreys & Weinstein, Ethnic groups are more likely to benefit from the
2006). Common language and culture facilitate the spread support of ethnic kin outside their territory (Collier &
of ideas and information needed for leaders to gauge inter Hoeffler, 2004). Because migrants tend to settle with
nal support for the cause (Bates, 1983). Leaders can then other co-ethnics (Edin, Fredriksson & Aslund, 2003),
draw from a set of individuals whose spatial proximity and large diaspora communities have emerged in wealthy
dense social networks make it easier for elites to identify immigrant countries such as the United States, Australia,
relevant members and coordinate recruits (Weidmann, and Canada (Sheffer, 2003).13 These communities tend
2009; Fearon, 2006; Esteban & Ray, 2008). to be better organized than other rypes of groups, have
Individuals who speak the same language can also bet strong ties to the home community, and are willing to
ter maintain group trust and accountability (Laitin, channel resources back home. The Irish Republican
2007) and reduce free-riding (Fearon & Laitin, 1996). Army of Northern Ireland, for example, was sustained
According to Bueno de Mesquita et al. (2004) rebel lead for many years by donations from the Irish diaspora in
ers face a time inconsistency problem when seeking sup the United States (Hanagan, 1998). The same is true
porters. Once conflict ends, leaders of the winning side of the Tamils living in North America, Europe, and the
have little incentive to redistribute spoils to their sup Middle East (Biersteker & Eckert, 2007; McDowell,
porters; knowing this, potential recruits have no reason 1996; Wayland, 2004; AI-Ali & Koser, 2004; Cheran,
to believe leaders' promises of war spoils as a reward for 2003). Groups organized by ethnicity are also more
joining the cause. Ethnic groups, however, are uniquely likely to have ethnic kin living in neighboring countries,
poised to overcome this challenge: shared ties provide making the cross-border movement of arms and soldiers
incentives for leaders not to defect, both to benefit one's easier (Salehyan, 2008). These facts suggest that rebel
extended group and because informal network ties help leaders who are able to organize along ethnic lines
ensure a leader is punished if the promised benefits of will be better positioned to gain and maintain the mate
a victory are not shared with co-ethnics. Because of this rial support needed to sustain a rebellion (Lidow, 2011).
accountability structure, ethnic group members are more
willing to join a nascent movement and remain with it. State capacity. Even leaders of wealthy ethnic groups,
Finally, ethnic leaders are also likely to have an easier however, will have difficulty launching a rebellion if the
time evading government capture because of the advan state can thwart their attempts to build a movement. The
tages of geography and social sanctioning. Leaders oper
ating from ethnic enclaves, especially in peripheral and
13 One could argue that other types of groups - such as ideological
hard-to-reach areas, will be more difficult to apprehend
groups (i.e. Marxists, Communists, freedom fighters) may have
than leaders operating in more accessible regions. They access to support from wealthy patrons. The United States and the
are also less likely to be renounced and turned in by Soviet Union, for example, sent large sums of money and supplies
neighbors and fellow citizens, since ethnic groups are to rebels on both sides of the East-West divide during the Cold War.

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Denny & Walter 205

better able leaders are to evade government repression, of a settlement to maintain peace over time. If war
the better able they will be to organize. Again, leaders occurs, it is because at least one of these three conditions
of ethnic groups are likely to have an advantage in evad is not met.

ing government repression when the group is located in We believe so many civil wars divide along ethnic
geographically isolated areas, as was the case with the lines because leaders of ethnically based opposition
Tuareg in Mali or Kachin State in Myanmar. Groups groups face particularly severe divisibility and commit
located in remote areas show higher correlations with ment problems. We also believe this is the reason ethnic
likelihood of rebellion (Buhaug & Lujala, 2005; Buhaug, civil wars tend to last longer than non-ethnic civil wars.
Gates & Lujala, 2009; Cunningham & Weidmann, The more severe the bargaining problems, the less likely
2010; Cederman & Girardin, 2007). a conflict is to end in a negotiated settlement, and the
In sum, common language, customs, and cultural ties longer it is likely to last.
make coordinating a movement and maintaining its
cohesion easier. The geographic concentration of ethnic Divisibility problems and ethnic civil war. In theory,
groups makes it easier for rebel movements to extract divisibility issues should be relatively easy to resolve
resources and evade repression. Ethnic diasporas and (Fearon, 1995; Powell, 1999).15 Disputants should be
cross-border kin can then offer these movements financ
able to divide the stakes - whether political or territorial -
ing and support. Together these factors suggest the ways in a variety of creative ways. The Conservative and Lib
in which strong ethnic ties can be used to enhance the eral parties in Colombia, for example, agreed in 1958 to
opportunity to rebel in ways not available to other types alternate control over the presidency. Political autonomy
of groups. can also be transferred down to the regional level, as
occurred in Aceh in 2005 where rebels were guaranteed
a share of political and territorial control. Disputants can
Ethnic groups and bargaining problems
also offer side-payments to the party who relinquished
Understanding the connections between grievance, claims to a stake.
opportunity, and ethnic identification still does not thor
In reality, some disputants may be less willing to
oughly explain the strong connection between ethnicity
divide certain stakes such as territory because it holds
and civil war. If ethnic groups are more likely to have
great symbolic value to group members (Goddard,
grievances against the state and are also better able to
2006; Hassner, 2003; Toft, 2006).16 'How else,' Toft
organize a rebellion, then governments should be aware
of this connection and offer solutions that allow both asks, 'can we explain why, in places like Jerusalem and
Kosovo, men and women not only are willing to die but
parties to avoid war. Violence occurs in part because
also allow their sons and daughters to die just to remain
leaders on both sides are choosing not to settle.
in their homeland?' (Toft, 2003: 1). Ethnic groups are
The third and most recent wave of civil war theory -
likely to have deeper ties to territory for historical or cul
bargaining theory - has sought to explain why parties
tural reasons or simply because they have inhabited a
engaged in a dispute choose to resolve their dispute
piece of land for a long time (Hensel, 2000). This creates
through violence rather than bargaining (Fearon, 1995;
a situation where members of an ethnic group may place
Garfinkel & Skaperdas, 2000; Walter, 2002, 2009;
greater value on retaining a piece of territory, making the
Powell, 1999). This literature's central insight is that war
group more likely to fight for it and less amenable to
is costly and inefficient so disputants should be better off
side-payments (Holsti, 1991).
negotiating a compromise and dividing the stakes with
out first suffering the pain of war (Fearon, 1995).14 Suc
cessful negotiation, however, requires at least three
Information problems and ethnic civil war. Other
scholars have focused on private information disputants
conditions. First, governments and leaders of disaffected
have regarding their capabilities and resolve, as well as
groups must be fighting over stakes mutually perceived
the incentives they have to withhold or misrepresent this
to be divisible. Second, agreement must exist about the
groups' relative strength and the likely outcome of war.
This enables a fair and acceptable division of stakes. 15 In fact, some scholars argue that territorial partition is the only
Third, both parties must be able to enforce the terms stable, long-term solution to civil war, especially ethnic civil war (see
Roeder, 2009; Kaufmann, 1998).
16 Constructivists often emphasize the issue of divisibility as a social
14 This is especially true of civil wars given the heavy toll they inflict construction and seek ways to understand how political actors decide
on the country involved. which issues are truly indivisible (Hurd, 2008).

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206 journal of Peace Research 51(2)

information. According to Fearon (1995), parties misrepresent this willingness if they face multiple poten
involved in a dispute may have incentives to conceal tial challengers. In a situation where the state includes a
aspects of their military strength if this information con large number of ethnic groups, the government may
tains crucial secrets necessary to prosecute a successful have strong incentives to invest in a reputation for fight
war. In other cases, they may have incentives to exagge ing in order to deter additional challenges over time
rate how strong they are if this could convince their (Walter, 2006a,b).
opponent to offer them better terms for peace. If govern
ments and potential rebels feel the need to withhold or Commitment problems and ethnic civil war. Any
misrepresent information, and if reliable information is negotiated solution to disputes between a dissatisfied
otherwise difficult to obtain, then agreement on the ethnic group and the government likely requires political
terms of a settlement will be difficult to reach. reform and power-sharing. To credibly commit to such a
We do not believe that information problems are the deal, however, the government and rebel leaders must
main driver of ethnic civil war in part because we believe convince each other that they will honor the terms of the
governments are likely to have relatively high-quality agreement. Because power-sharing is likely to be deter
information about the strength of ethnic groups and mined in part by demographics (i.e. each side receives
their commitment to change. Macro-level dispersion of a share of political power commensurate to its share of
ethnic groups within a country tends to be relatively pre the population at the signing of the settlement), any
dictable (Weidmann, 2009; Lake & Rothchild, 1996). change in demographics will make it difficult for the side
This is less the case with other types of groups - such expected to grow in size to credibly commit to the deal
as those based on class or ideology - where identification (Fearon, 1995, 2004; Powell, 2004). This creates incen
with a group is more fluid, and individuals' activity tives for members of the weaker side to fight to a decisive
within these groups more difficult to follow. solution while their strength is relatively high, rejecting a
The fact that ethnic civil wars generally last longer settlement that is likely to leave them weaker over time.
than non-ethnic civil wars supports this claim.17 If pri Ethnic groups are particularly vulnerable to this com
vate information and incentives to misrepresent are caus mitment problem due to the relatively fixed nature of eth
ing civil wars to break out between ethnic groups and the nic identity and the play of ethnic politics. Ethnic
government, then settlements should be reached soon demographics tend to evolve in predictable ways. Muslims
after fighting has commenced (Fearon, 2004; Powell, in Lebanon, for example, have had a significandy higher
2006). Governments should update their beliefs that birth rate than Lebanese Christians for much of the 20th
they are facing a committed opponent and offer what century, which has fundamentally changed the demo
ever deal is necessary to buy peace. We know, however, graphic balance in that country. Groups attempting to
that civil wars involving ethnic divisions actually last lon negotiate a settlement, therefore, can look 'down the road',
ger (Fearon, 2004) and are not easily resolved in a nego anticipate who is likely to be stronger in the future, and
tiated settlement (Kaufmann, 1996; Roeder & anticipate that the agreement cannot be enforced over time.
Rothchild, 2005; Hartzell & Hoddie, 2007). The dura The fixed nature of ethnic identities can also affect the
tion and outcome of ethnic civil wars therefore suggests credibility of commitments in a second way. Negotiated
that information problems are not the main factor caus settlements rarely emerge when a plurality of citizens
ing these wars to break out and last as long as they do.18reject the terms being demanded by the rebels as their
There is, however, one information problem that mayprice for peace (Fearon, 2004). In these cases, govern
account for the higher rate of ethnic civil war. Govern ments may wish to grant concessions to an ethnic minor
ments have private information about their willingness ity group, but unless politicians can insulate themselves
to fight nascent uprisings and may have incentives tofrom the play of majoritarian politics, they cannot cred
ibly promise to implement these reforms. Successive pre
sidents in the Philippines, for example, have struggled to
17 Related factors found to increase conflict length include rebelreassure Muslims in Mindanao that they will faithfully
group strength (Cunningham, Gleditsch & Salehyan, 2009) andtransfer political autonomy given how unpopular the
distance from the capital (Buhaug, Gates & Lujala, 2009). transfer is with the majority Christian population.
18 It is possible, however, that ethnicity could lead to greater
In short, commitment problems ultimately stem from
information problems if different cultural practices or language
make it more difficult to communicate or lead to greaterthe relative predictability of ethnic demographics and
voting patterns. Not only are people's ethnic identities
misperception and misinformation - all of which make it more
difficult to gauge an opponent's strength and resolve. less open to change than their class affiliation, geographic

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Denny & Walter 207

location, or party identification, but ethnic identity is Conflict is also likely to last longer when a group has
also one of the best predictors of how individuals are access to mineral wealth (Buhaug, Gates & Lujala, 2009).
likely to vote, now and in the future (Hutchings & This article has offered a theoretical structure for
Valentino, 2004; Hajnal & Trounstine, 2013). One understanding the connection between ethnicity and
implication is that the relatively unchanging nature of civil war. Clearly, there is more work to be done to deter
ethnic identities allows both sides to predict current mine how ethnic identity is mobilized for political pur
and future voting power (Lake & Rothchild, 1996). poses, the many reasons individuals choose to organize
The side known to be stronger, or that is known to along ethnic (or other) lines, and the mechanisms linking
be gaining strength, will struggle to credibly commit these conditions to a decision to fight. A large area of
to honoring the original agreement making war more future research lies in the study of ethnic conflict's
likely. Commitment problems, therefore, not only help microfoundations (Blattman & Miguel, 2010). As stud
explain our first puzzle - why so many civil wars are ini ies look more closely at subnational group dynamics, it
tiated by ethnic groups - but also our second puzzle - becomes increasingly important to understand why indi
why ethnic civil wars last so much longer than non viduals choose to identify and join one group rather than
ethnic wars. another, and why certain groups are more successful than
others. Creative research designs such as that of Habyar
imana, Humphreys & Posner (2011) have yielded valu
Next steps
able initial insights into in- and out-group dynamics.
The main goal of the article was to offer a basic framework Further study in this vein is needed, particularly research
for why so many civil wars have an ethnic dimension. We that links scholarship on group dynamics with the causal
argued that ethnic groups, on average, are likely to have mechanisms of conflict.

more grievances against the state, have an easier time orga The biggest challenge, however, will be empirical.
nizing support and mobilizing a movement, and face Over the last ten years, progress in our understanding
more difficult-to-resolve bargaining problems than groups of civil war has slowed in part due to insufficient subna
organized along other lines. This was likely due to three tional and group-level data. Country-level data existed
factors: the ways in which political power has historically on the ethnic makeup, ethnic and religious fractionaliza
been divided, leaders' ease of mobilizing support to tion, and broad characteristics of a country. Yet cross
demand change, and the relatively non-fluid nature of eth national data did not exist on the characteristics of soci

nic identity. The result is that members of ethnic groups etal groups or on the individuals who ultimately made
will have greater incentives and opportunities to fight the the decision to fight or stay at peace.19 There were
government than members of other types of groups. no data on specific groups, their location and concentra
We do not suggest that all members of all ethnic groups tion, their movement, their level of support, and their
have the desire and the ability to rebel, or that members of relationship with or level of access to the central
different types of identity groups will always remain pas
sive. In fact, a relatively small percentage of ethnic groups
meet all the criteria discussed above. This may explain, in 19 The ethno-linguistic fractionalization (ELF) index developed by
Taylor & Hudson (1972) and extended by Roeder (2001) has been
part, why only a small percent of ethnic groups ultimately the common measure used to test whether conflicts have an ethnic
are willing and able to rebel (Laitin, 2007). dimension. ELF values calculate the probability that two individuals
Recent studies on ethnic civil war deepen our under randomly drawn from the national population will belong to different
standing of the conditions under which ethnic conflict ethno-linguistic groups. However, studies are beginning to show that
becomes more probable. Cederman, Wimmer & Min ELF values may not measure the dimensions of ethnicity most likely
to be linked to conflict - it is not the dominance of one group, but
(2010), for example, find that ethnic groups are more
rather a host of other factors (political inclusion, geographic location,
likely to rebel when they are heavily excluded from gov
group homogeneity, etc.) that connects ethnicity with conflict. The
ernment, when they have greater mobilization capacity, Minorities At Risk database (Gurr, 1993) has provided finer
and when they have experienced a loss of political power. grained data on ethnopolitical groups for use in the study of conflict.
How the government treats different ethnic groups and However, the project defines a 'minority at risk' as 'an ethnopolitical

groups' ease of organizing matter in their willingness and group that collectively suffers, or benefits from, systematic discrimi
natory treatment vis-à-vis other groups in a society; and/or collec
ability to rebel. Other analyses find that higher ethnic
tively mobilizes in defense or promotion of its self-defined
group density is correlated with higher likelihood of con
interests'. Hence, the dataset focuses on specific minority groups,
flict (Weidmann, 2009), as is a group's location in moun complicating studies of broader patterns in power dynamics between
tainous terrain (Buhaug, Cederman & Rod, 2008). ethnic groups or between an ethnic group and the state.

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208 journal of Peace Research 51(2)

government. Data continue to be sparse on individuals' This 50th-anniversary issue is an opportune time for
reasons for identifying with or supporting one group the study of ethnic civil war. Scholars will almost cer
over another. This complicates inquiries into why leaders tainly take advantage of new GIS data to analyze the con
can better mobilize along ethnic lines and why ethnic ditions that cause some ethnic groups to rebel. This will
groups are more likely to rebel. hopefully be followed by data collection efforts that
These data limitations are beginning to disappear. expand beyond ethnic groups and ethnic conflict to
The data collection efforts of ETH Zürich and UCLA include GIS data on all groups that could potentially
have developed the Ethnic Power Relations (EPR) data organize for war. We hope this article helps ground the
set, a measure of access each ethnic group in a country new empirical papers in a broader theory. Only by asking
has to central power (Cederman, Wimmer & Min, why so many civil wars are initiated by ethnic groups can
2010). An updated version of the data is now available we begin to understand what drives some individuals to
as the ETH Ethnic Power Relations dataset, or EPR turn to violence, and why ethnicity tends to be the iden
ETH. These disaggregated data allow researchers to tifying feature around which they organize.
study civil wars at the group rather than country level,
thereby testing theories for why groups choose to rebel
Replication data
or not. This greatly improves upon previous data that
were either entirely at the country level (such as the ELF The execution files used to produce the table and figures

index) or were gathered at the group level, but included in this article can be found at http://www.prio.no/jpr/
datasets.
only discriminated minority groups (MAR data).20 We
expect that these data will lead to a wave of empirically
grounded studies on ethnic civil wars, enabling further Acknowledgements
research on why some ethnic groups rebel but not others.
We thank our three anonymous reviewers for their help
In addition, UCDP/PRIO conflict data are now geo
ful and insightful comments.
coded (Tollefsen, Strand & Buhaug, 2012). The
GeoEPR dataset provides polygon data in GIS format
showing changes in ethnic power configurations over References
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Ethnic Diversity and Publi
San Diego; work
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conflict, norms diffusion,
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BARBARA F WALTER, b
ELAINE K DENNY, b. 1982, MPP
Science (University
(University of Ch
Michigan, 2009), MA Associate
in Political Dean, Graduate
Science (Univer
California, San Diego, Relations
2013); joint
andPhD candidat
Pacific Stud
Department of Political
SanScience
Diego;and the
most Schoolbo
recent o
International Relations (Cambridge
and Pacific Studies, Unive
University Pr

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