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1
Professor, Department of Civil, Construction, and Environmental Engineering, North
Carolina State University, Raleigh, NC 27695-7908; PH (919) 515-7904; FAX (919)
515-7908; email: gabr@eos.ncsu.edu.
2
Associate Professor, Civil, Environmental, & Architectural Engineering (CEAE)
Department, the University of Kansas, 2150 Learned Hall, 1530 W. 15th Street, Chester,
Lawrence, Kansas 66045-7609; PH (785) 864-3766; FAX (785) 864-5631; email:
jiehan@ku.edu.
Abstract
Introduction
practices in the above applications including the most prevalent approaches in the US and
other countries, presents recent advances and nature of the work being done, and
identifies gaps in our current knowledge. Ideas for future directions are proposed. The
use of geosynthetics for stability of slopes above foundation level is not a part of this
review. Practice and research work prior to 2000 are considered “current practice” in this
paper, while recent advances refer to findings from the research work and publications
after 2000.
Geosynthetics-Reinforced Embankments
Geosynthetics are used as reinforcement at the base of embankments for increasing their
stability. Jewell (1988) accredited the reinforcement “by reducing the forces causing
failure and increasing the forces resisting failure”.
Current practice. Bonaparte and Christopher (1987) outlined a design methods for
geosynthetic-reinforced embankments over soft soil, which included the overall bearing
capacity of the entire embankment, lateral sliding of a portion of the embankment, and
deep-seated slope stability. Simplified design charts for calculating the bearing capacity
using the bearing capacity factors from Mandel and Salecon (1967) were recommended.
Simplified design charts were also proposed for calculating the required tensile force in
reinforcement due to the lateral sliding resulting from lateral earth pressure by the
embankment fill. The mechanics of geosynthetic-reinforced embankments on soft soils
were also presented by Jewell (1988). Limit equilibrium methods, such as modified
Bishop’s method, are commonly used to evaluate the deep-seated slope stability of the
embankment. Geosynthetic reinforcements are considered providing resisting moments
in the factor of safety calculation.
Rowe and Li (1999) investigated the behavior of geosynthetic-reinforced
embankments over soft foundation under undrained and partially drained conditions
using a finite element program incorporating Biot’s consolidation theory. They found
that geosynthetic reinforcement could significantly increase the stability of embankments
under both conditions (undrained and drained). Rowe and Li reported that the effect of
reinforcement stiffness on the failure height of the embankment is greater under partially
drained condition than under undrained condition. On the other hand, the finite element
analysis by Varadarajan et al. (1999) showed that the inclusion of geosynthetic
reinforcement could reduce both horizontal and vertical displacements on the foundation
surface under an undrained condition while it can only reduce the horizontal
displacement, not the vertical displacement, under a drained condition.
Forsman et al (1999) conducted a finite element analysis of the widening of a road
embankment on soft soil reinforced by geosynthetics. The analysis showed that
reinforcement carried horizontal stresses induced by the weight of the new embankment
so that horizontal displacements were reduced. As a result, the cracking of pavements
between the existing and new embankments was minimized.
Recent advances. Current methods are mainly based on limit equilibrium approaches
and have been successfully used for designing many embankments over soft soils against
instability. Most constructed geosynthetic-reinforced embankments have had satisfactory
Gaps and future directions. Limit equilibrium methods are commonly used in the
routine design of geosynthetic-reinforced embankments, which are suitable for ensuring
the stability of the embankments against general failure. However, limit equilibrium
methods cannot be used to evaluate the deformation behavior of reinforced
embankments. It is generally believed that geosynthetic reinforcement can reduce
differential settlements of embankments especially when multiple layers of reinforcement
are used. However, limited research has been conducted on this issue so far.
Development of simplified design methods for vertical and horizontal displacements of
reinforced embankments over soft soils will be useful for practical applications. The
combined use of geosynthetic reinforcement and PVDs shows a promising performance
and further research is necessary. Design and construction guidelines are need for the
use of geosynthetic reinforcement for supporting embankments on soft soils.
Current practice. Construction of shallow foundation in loose and soft subsurface soil
conditions leads to unacceptable levels of deformation, excessive straining, and failure of
the superstructure. Among the available technologies for soil improvement, the use of
"excavate and replace" has been implemented in practice when soft soils are encountered.
With the introduction of soil reinforcement, it became apparent that geosynthetics can be
used to reinforce the backfill during the "excavate and replace" operation such that
smaller and shallower excavations are utilized in construction. A reduction in the
excavation size provides for significant cost savings and substantial health and safety
benefits due to the shortening of construction and labor time, excavation of shallower and
smaller pits, and the use of less natural fill material. Several studies were conducted in
the past decade to investigate the contribution of geosynthetics (namely geogrids and
geotextiles) to the bearing characteristics of a soil mass supporting a shallow foundation.
Most of the work performed to date has been focused on comparing the bearing capacity
of the foundation with and without geosynthetic reinforcement inclusions. The results
were generally presented in the form of a bearing capacity ratio (BCR), which was
defined as the ratio between the bearing capacity with reinforcement to the bearing
capacity without reinforcement. Critical parameters affecting the performance of the
foundation included B/L, u/B, z/B, h/B, b/B, and l/b where B= width of footing, L =
length of footing, u = depth to the top reinforcement layer, z=reinforcement spacing, h=
total depth of the reinforced mat, b= width of reinforcement, and l=length of
reinforcement (see Figure 1).
B or L
z h
z
b or l
Early work by Binquet and Lee (1975a) presented the results of bearing capacity
tests using a 75mm wide strip footing on sand reinforced with strips of aluminum foil.
The data showed that considerable benefit might be obtained in terms of increasing the
ultimate bearing capacity by the use of a modest amount of reinforcement. Akinmusuru
and Akinbolade (1981) indicated an optimum u/B ratio of 0.5 at which the most gain in
BCR was measured. A decrease in BCR was observed for u/B ratios below and above the
value of 0.5. Fragaszy and Lawton (1984) described laboratory model tests that
incorporated the influence of soil density and reinforcing length on the load-settlement
behavior of sand. Guido et al (1985) indicated an increase in the BCR when geotextile
reinforcement was used with a negligible increase in BCR when u exceeded 1.25 B. In a
second study using geogrid-reinforced sand, Guido et al (1987) reported an increase in
BCR as the u/B ratio decreased with a lower magnitude of such an increase observed for
stiffer geogrids. At u/B of 0.25, a BCR value of 2.0 was estimated using the BX 1300
geogrids versus a BCR value of 2.8 that was estimated using BX 1100 geogrids. This
behavior was observed by others including Gabr and Hart (1998). Miyazaki and
Hirokawa (1992) indicated the presence of a critical u/B ratio for which the maximum
increase in the BCR was obtained. Research conducted by Das et al (1994a,b) utilizing a
model footing supported by geogrid-reinforced sand and clay soils provided data on the
impact of geogrid reinforcement on the bearing capacity of soils. Optimum depth and
width of reinforcing layers as well as optimum location of the first reinforcement layer
were presented based on the results of the experimental program. An increase in the
bearing capacity by a factor as high as four was measured when geogrids were used to
reinforce the test soils.
An experimental prototype study was conducted by Chadbourne (1994) to
investigate the performance of shallow foundation on geogrid-reinforced sand. The
testing program was performed at the FHWA Turner Fairbank Research Center and
included three test series using prototype footings that ranged in size from 0.3 m to 0.9 m.
Tentative conclusions were made regarding the effect of geogrids inclusion on the
bearing capacity of the test footings. Chadbourne (1994) found that BCR for u/B of 0.375
(BCR =1.2) was larger than for u/B =0.25 (BCR= 1.02) and tentatively attributed this
difference to the larger overburden pressure. However, under the applied test loads, this
difference in overburden pressure is rendered insignificant compared to the applied test
stress and the BCR values were most probably reflecting the presence of a critical u/B
ratio.
Another study utilizing model tests was carried out by Yetimoglu et al (1994) on
reinforced sand. In this study, a model rectangular footing was used and the contribution
of geogrids to the bearing capacity of the footing was investigated. Measured results
indicated a BCR of approximately 3 due to the inclusion of the geogrid reinforcement.
Finite element analyses (FEA) by Yetimoglue et al (1994) indicated that the increase in
the bearing pressure of the footing due to the inclusion of geogrid reinforcement was a
function of the amount of settlement. A BCR of seven was computed for settlement
magnitude equal to 10% of the footing’s width. It was concluded from the FEA that
increasing the axial stiffness of the geogrids beyond 92 kN/m resulted in a small increase
in the bearing capacity. Ismail and Raymond (1995) conducted a study on a model
footing over granular soil. Results indicated that while a u/B= 0.3125 yielded the stiffest
load-deformation response, the largest increase in bearing capacity was for u/B = 0.5. A
BCR of 2 was measured for two-layer reinforcement and a BCR of approximately 1.5
was measured for one layer of reinforcement.
One of the few studies on large-scale tests in sand was reported by Adams and
Collin (1997). Thirty-four tests were performed on footings constructed in sand pit at the
FHWA Turner Fairbank Laboratory. The footings were 0.3 m x 0.3 m, 0.46 m x 0.46 m,
0.6 m x 0.6 m, and 0.91 m x 0.91 m in size. Several parameters were varied to optimize
the geogrid-reinforced structure. These parameters included number of reinforcement
layers (N), spacing between reinforcement layers (h), plan area of the reinforcement
(b/B), depth to the top layer of reinforcement (u), and soil density. Relative densities
ranged from a low of 12.3% to a high of 42.5%. From the tests, it was determined that
three layers of geogrid outperformed the two and one layer systems. BCR values for the
three-layer system ranged from 1.92 to 2.61, while BCR values for the one and two layer
systems ranged form 1.11 to 1.89. Also, improvement was shown with respect to
differential settlement as long as the footing was centered over the reinforced mattress.
A more recent study by Huang and Menq (1997) was performed to evaluate and
quantify the failure mechanisms associated with footing on reinforced soil. They
indicated that reinforcements with smooth interfaces may not be suitable for support of
footings due to the inadequate surface bonding needed to develop a “quasi-rigid earth
slab under the footing.” A study aimed at investigating the deformation aspects of
reinforced sand was conducted by Gabr et al (1996, 1997, 1998). Based on a number of
plate load tests performed on sand, it was indicated that the state-of-practice elastic
methods (Boussinesq or Westergaard) over predicted the magnitude of the measured
stresses at relatively low surface pressure (28.7 kPa) and underpredicted the measured
stresses at relatively high surface stress (430.5 kPa). Reducing the data in accordance
with the approximate method, higher values of the angle of the stress distribution (")
were estimated for the reinforced sand as compared to the unreinforced samples which
may be indicative of a better attenuation of the stress due to the inclusion of the
reinforcement (Gabr and Dodson, 1998).
In several instances, results from past studies indicated the presence of a critical
u/B ratio for which the maximum increase in the BCR was obtained. This ratio was
estimated to be between 0.25 and 0.75 and depended on the number of reinforcement
layers, spacing, and stiffness. Also, there appears to be little benefit in using more than
three layers of reinforcement.
Current practice is focused on evaluating the increase in the bearing capacity of
the foundation when reinforcement was included. Alternatively, the change in stress
distribution with depth, with the presence of reinforcement, is specified through the use
of a larger stress distribution angle. Most of the previous studies were conducted using
sand as the foundation soil with a plate or reduced-size footing. A discussion related to
the testing of reduced scale footing and the extrapolation to a field scale was presented by
Fellenius and Altaee (1994) and Briaud and Jeanjean (1994) with a discussion on Briaud
and Jeanjean paper presented by Deschamps (1995). Fellenius and Altaee indicated that
settlement of a footing on sand is independent of the footing size and the soil density but
rather related to the sand state parameter as defined by Been and Jefferies (1985) and
Bardet (1986). Data from Briaud and Jeanjean indicated that the issue of scale effect can
be addressed by presenting the load test results in terms of a strain ratio defined as s/B
where s=settlement and B= width of the footing. Deschamps (1995) indicated that while
Briaud and Jeanjean conclusion is true for clay, bearing capacity in sand is dependent on
the size of the footing. However, Briaud and Jeanjean concluded that the “use of the
general bearing capacity theory should be discontinued” and presented data to support
their conclusion.
Recent advances. Recent advance in this area are limited to the introduction of refined
analytical methods as presented by Michalowski (2004), for example, on the use of
kinematics’ approach of limit analysis to estimate limit capacity of strip footing over
reinforced layers. Michalowski developed equations considering slip and rupture modes
of failure and recommended that the strength of reinforcement to be used in design
corresponds to strain not exceeding 5%.
Gaps and future directions. Previous studies were mostly performed using model tests,
and they focused on evaluating the increase in bearing capacity of the shallow foundation
on a reinforced soil mattress. Most studies attempted to isolate particular design
parameters in order to determine their effect on the performance of the foundation. A
challenge to using this approach is that the results of a particular study are only valid for
that soil and reinforcement condition used. There is a dearth of data on the fundamental
mechanics associated with the attenuation of stresses and deformation modes of
geosynthetics-reinforced mats supporting shallow foundations over soft soils. It seems
that experimental testing effort in this area has slowed down considerably especially with
respect to the relatively large size> 3ft footing. Michalowski (2004) pointed out problems
associated with the using results from small-scale testing to verify analytical solutions.
These included boundary and scale effects.
Furthermore, no analytical models are available in the literature to characterize the
load transfer mechanisms and corresponding coupled deformation modes of the
reinforced mat and the soft soils. The use of numerical models in this case is also
impeded due to the lack of input constitutive models describing the behavior of the
reinforced mat over soft soils. There is a need to study the fundamental mechanisms by
which improvements in the load carrying capacity of shallow foundations are manifested
with the presence of soil reinforcement. Specifically:
S
Small size
pile caps
Vertical piles
single geosynthetic layer. For multiple geogrid layers in fill platforms, Card and Carter
(1995) suggested that each geogrid layer should be designed to carry the weight of the fill
above within the soil wedge. Granular fill is required for multiple geogrid layers to form
a load transfer platform. In most design methods, the soil resistance underneath
geosynthetic layers is ignored. Tensioned membrane theories are used to calculate the
required tensile strength of geosynthetics based on an allowable tensile strain (Giroud et
al., 1990 and British Standard BS 8006, 1995). Han (1999) reported that percent
coverage of pile caps or columns for most constructed projects ranged from 10% to 30%.
Recent advances. Several research activities have been on going in the United States in
the past few years, which include the FHWA funded project - “Geosynthetic Reinforced
Pile Supported (GRPS) Embankments” by Briaud, the FHWA pooled fund project –
“Column-Supported Embankments” by Collin and Han, the National Deep Mixing
Program project by Han – “Development of Design Charts for Geosynthetic-Reinforced
Embankments over Deep Mixed Columns”, the Virginia Transportation Research
Council funded project - "Columnar Reinforcement of Soft Ground beneath Roadway
Embankments" and the NSF funded project "Deformation-Based Design of Geotechnical
Composite Foundation Systems Incorporating Columnar Support with or without
Geosynthetic Reinforcement" by Filz and industries-sponsored project – “Geosynthetic-
Rammed Aggregate Pier Supported Embankment” by White. This technology has been
adopted in several recent highway projects including the I-95/Route 1 interchange project
reported by Stewart et al. (2004). Several papers and reports have been published to
provide the state of the art or practice review of this technology (for example, Li et al.,
2002; Han, 2003; Collin, 2003; and Han et al., 2004).
Two and three-dimensional numerical methods have been used to analyze these
complicated systems. Han et al. (2005) and Huang et al. (2005) indicate that the
numerical methods can reasonably predict the maximum settlement at the base of the
embankment and the tension in the geosynthetic layers as compared with the measured.
It was previously thought the maximum tension in the geosynthetic layer developed in
the middle of the span between piles or columns. However, recent numerical studies (for
example, Han and Gabr, 2002; Han et al., 2005) and some field studies (for example,
Forsman et al., 1999) both indicated that the maximum tension in a single geosynthetic
layer developed at the edges of the pile caps or columns. Huang et al. (2005) further
found in a three layers system that the maximum tension in the lower layer developed in
the middle of the span; however, the maximum tension in the top layer developed at the
edges of the pile caps). This behavior implies that geosynthetic-reinforced fill platforms
act as a beam. On the other hand, Pham et al. (2004) conducted a numerical analysis of
geosynthetic-rammed aggregate pier supported embankment and found the contribution
of geosynthetic was limited.
Svanø et al. (2000) suggested that load on the geosynthetic reinforcement is
eventually carried by “two” strips between pile caps. These two strips have a width equal
to that of the pile caps and a length equal to pile spacing. They are perpendicular to each
other if piles are installed in a square pattern. This proposed method considered the 3-D
effect. Kempfert et al. (2004) modified Hewlett and Randolph (1988) method and
considered the soil resistance underneath the geosynthetic layer. Collin (2003) detailed
the procedures for designing multiple geogrid layer-reinforced fill platform as a stiffened
beam of reinforced soil that distributes the load from the embankment above and acts as
transfer platform (i.e., stiffened beam) to the columns.
In addition, field studies are necessary to evaluate the constructibility, quality assurance
and control, and performance of geosynthetic-encased soil columns. Design methods are
needed for estimating the required tensile strength of geosynthetics and the equivalent
modulus of the geosynthetic-encased soil columns.
10
11
Recent advances. Tingle and Webster (2003) used field test results to back-calculate the
value of the bearing capacity factor, Nc, using the Steward et al. (1977) method. Thus,
they obtained the following values: Nc = 2.6 for the unreinforced section, Nc = 3.6 for the
geotextile reinforced section, and Nc = 5.8 for the geogrid-reinforced section. Based on
experimental study on geogrid-reinforced base over soft soil conducted by Gabr (2001)
and field tests on unreinforced soil documented by Hammitt (1970), Giroud and Han
(2004a and 2004b) proposed a new design method for geosynthetic-reinforced unpaved
roads. This new design method considers the effects of base quality, torsional rigidity of
geosynthetics, and type of geosynthetics in addition to subgrade properties, number of
passes, rut depth, wheel load, and contact pressure. In this method, the stress distribution
angle decreases with an increase of the number of traffic passes accounting for the
deterioration of subbase course (Figure 3).
Tires
Geosynthetic
Subgrade
Geosynthetics are used as reinforcements above sinkholes to bridge over the possible
depression resulting from the existence of sinkholes.
12
Current practice.
Few attempts have been made to develop an analysis methodology for reinforcement
bridging over sinkhole activities. Original work by Terzaghi (1943) and Kezdi (1975),
although was not related to geosynthetics reinforcement bridging, established equations
for arching stresses due to soil over infinitely long and circular voids, respectively. These
equations were utilized by Giroud (1981) along with the tensioned membrane theory to
evaluate the load-carrying capacity of geosynthetics bridging a void. Bonaparte and
Christopher (1987) presented a procedure for supporting roadways embankments over
“weak foundation” using geosynthetics. Giroud et al (1990) extended their earlier work
and that of Bonaparte and Berg (1987) and provided an analysis scheme for soil-
geosynthetic system bridging tension cracks, sinkholes, dissolution cavities, and
depression.
Giroud et al (1990) model included a two-step analysis approach. First, the soil
layer was analyzed using the concept of arching. In this step the pressure on the portion
of the geosynthetic located above the void was determined. The pressure was calculated
for infinitely long voids using Terzaghi's (1943) equation as follows:
H H
-..5 .5
p = 2 b (1 - e b
) + qe b
(1)
Equation 1 is only valid for soils with a friction angle of at least 20º. For a given H/b
ratio, the computed p is the same regardless of H and b values. For example, no
distinction was made for the case of H=20 and b=10 feet versus the case of H=60 feet and
b=30 feet. In the case of a circular void, the pressure at the cavity can be determined by
replacing b with r in equation 1, where r is the radius of the void.
In the second step, the tensioned membrane theory was used to estimate the
tension force as follows:
= pb (2)
1 y b
= 2 + (3)
4 b 2y
The method presented by Giroud et al (1990) is a useful tool for engineers designing soil-
geosynthetic systems resting on subgrades where voids may develop. However,
Equations 2 and 3 were established assuming no strain in the geosynthetic outside the
13
void area. In addition, the geosynthetic must be located directly on the cavity; a
configuration that implies prior knowledge of and construction access to the location of
the cavity.
A finite element analysis was conducted by Drumm et al (1987) to investigate the
effect of bedrock cavities on deformational and stability characteristics of a residual soil
profile. It was assumed in this investigation that the soil spanned a circular cavity in the
bedrock and gravitational forces caused the soil to displace into the cavity. Plain strain
and axisymmetric conditions were assumed in the analysis. Results of the study indicated
that, for large cavities, smaller zones of distressed soil occurred under thick soil cover
than under thin soil cover. In addition, although thick soil deposits resulted in high stress
adjacent to the cavity, the yielded soil area did not extend to the surface.
Drumm et al (1990) extended the 1987 work to analyze a karst site that was under
consideration for the disposal of sanitary and industrial wastes. The results of the finite
element stability analysis indicated that in the region surrounding the void, the principal
stresses rotated due to the arching effects. Drumm presented the results of the finite
element analysis in the form of profile functions similar to those used in mining
engineering. Using hyperbolic elastic relationship to model the soil behavior, the surface
deformation due to the formation of subsurface cavity was given as:
X
( )
-5.46 + 2.04 rv
S(x) = e e 0.56 H
(4)
where = 2.50 and $ = 3.30 and are site specific empirical parameters, x = horizontal
distance from the center of the cavity, and rv= radius of soil void.
Using Finite element analysis, Gabr et al (1994) studied the induced surface displacement
due to a void placed 40 ft (12.2 m) below a landfill load of 480 kN/m2. The use of
geogrid lead to a reduction in the surface total and differential movement mainly due to
the arching effect that lead to redistribution of the stress to the sides of the voids. Agaiby
and Jones (1995) presented the results of a parameters study of the problem using the
computer program FLAC in order to account for large strains associated with such
configurations. The authors identified the contribution of the reinforcement as the fill
height increased and explained arching phenomenon as a function of fill height and
mobilized reinforcement level.
Recent advances. It seems that the most recent studies conducted in this area
(geosynthetics over subsurface voids) were presented in Europe (particularly France and
Germany) in association with the high-speed rail systems. A composite geosynthetics-
soil amended system is generally used to reduce differential settlement and allow time for
repairs in case voids opened up in sinkhole-prone areas. Villiard et al (2000) performed a
comprehensive experimental and numerical study on the use of geosynthetics
reinforcement over voids. The work was focused on evaluating the arching contribution,
with the presence of geosynthetics, to shifting loads and reducing the “sag” over the void.
The ratio of depth to the void (H) to the width of the void (L) was identified as a major
indicator of collapse versus yielding with formation of a stable arch. A design procedure
was proposed by Villiard et al (2000). Alexview et al (2002) presented a study of using
14
Gaps and future directions. The use of geosynthetics over subsurface voids has been
gaining acceptance especially if used in conjunction with other measures such as
chemically stabilized soils and volume grouting. Perhaps one interesting aspect of
utilizing geosynthetics is the possibility of instrumenting it with strain gages and
monitoring the strains with time throughout the service life of the structure. As a
subsurface cavity begins to develop and yielding occurs, a level of warning may be
recited through the strain signal for the implementation of expedient remedial measures.
It seems that no universal design/analysis method currently exists for use of
geosynthetics over subsurface voids. Indeed the complexity of the problem may
necessitate the use of numerical analysis for case-specific study and design. Perhaps
future directions should be focused on the optimization of the arching phenomenon with
composite geosynthetics-stabilized soils systems. Such combination, to an extent,
provides for implementation of gradual yielding to allow sufficient time for deploying
remedial measures. Advances may also be in the area of instrumentations where rational
systems are developed to not only mitigate the occurrence of catastrophic incidents but
also lead to a minimal loss of serviceability.
Conclusions
Current methods for designing reinforced embankments over soft foundations are mostly
based on limit equilibrium approaches, which have been successfully used in practice to
ensure the stability of embankments. Deformations of reinforced embankments over soft
foundations are not well investigated. Combining technologies are promising but require
future research. Most design methods were developed based on a single layer of
reinforcement. Multiple layer reinforcement effects should be explored. Two-
dimensional analyses are commonly used in the current design but three-dimensional
effects should be investigated.
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