Beruflich Dokumente
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B. Stroke
Stroke is a kind of severe disease which has been one of the
most frequent diseases that can cause sudden deaths. Even if
the unattended patients attacked stroke and survived, a great or
small part of the heart will still be always affected, and work of
heart involvement and the possibility of chronic HF will be pro-
duced. Moreover, arrhythmias will be caused. In China, there
were epidemiological studies that confirmed that stroke, which
has a fivefold higher incidence than that of MI, is the second
commonest cause of death [40]. Thus, stroke prediction using
genetic information has been developed and attracted increasing
Many GWAS have had initial success in discovering genes attention. The identification of the underlying genes associated
that are associated with diseases, of which a significant frac- with stroke may contribute to risk assessment and measurement
tion is CVD outcomes/traits. In the Framingham Heart Study, for CVD prevention and treatment. Table III lists the loci asso-
CVD is defined as a composite of coronary heart disease (CHD), ciated with stroke.
cerebrovascular events, peripheral artery disease, and heart fail- There was an exciting GWAS cohort study that had a haz-
ure (HF) [28]. The studies, which include cohort studies and ard ratio of 1.29 [95% CI 1.19–1.41] [43]. Matarin et al. [44]
case-control studies, will all be introduced in detail on the genes (not shown in Table III) found that rs7506045 (on chromosome
that are associated with CHD, MI, stroke, HF, and other CVD 18p11.21, P = 7 × 10−7 ) was closely associated with stroke.
outcomes/traits. The effect size of OR reached 5.39 [95% CI 2.77–10.5], and its
risk AF in controls was 0.1. The excellent OR value should at-
A. CHD and MI tract more groups to study this SNP. In addition to technological
There are regional studies indicating that more than 50% of limitations, stroke has many different categories which make it
all cardiovascular outcomes are CHD in patients <75 years of difficult to determine responsible genes ultimately.
age [29], and a 49% lifetime risk for male and 32% for female
of developing CHD in the ones >40 years of age [30]. As one of C. HF
the serious results induced by CHD, MI has caused numerous There are other severe cardiovascular outcomes, such as HF,
deaths in different countries. Therefore, predicting them in their a kind of common disease, which can cause leg swelling, short-
early periods and then taking interventions to reduce the acute ness of breath, and the other severe symptoms. There is a sta-
events or even avoid the events will make significant significance tistical data in developed countries which indicated that the rate
to the society. suffered from HF can reach around 2% of adults and even 6–
Genes, which are found to explain CHD and MI accurately, 10% in the ones > 65 years of age [45], [46]. Certainly, HF can
can be useful for disease prediction, prevention, and therapy. be led by other diseases, such as rheumatic heart disease, anemic
Gene detection for CHD and MI could help health professionals heart disease, and toxic heart disease. In this paper, we did not
identify disease risk and allow them to prepare for prevention. take into account these different causes. The events of HF attack
Gene detection could also help doctors evaluate the risk, diag- are all taken as CVD outcomes. It is not contrary to the definition
nose the etiology, and assist in preparing dose administration to of CVD in the Framingham Heart Study [28]. If the genes asso-
avoid acute events in their patients. ciated with these outcomes are discovered, the prediction model
Recent GWAS have discovered that some genes have an as- would be greatly improved. As shown in Table IV, it was one co-
sociation with CHD and MI (as shown in Table II). In addition, hort study developed by Smith et al. [47]. Rs10519210 on chro-
there are lots of variants in the GWAS for CHD; in order to avoid mosome 15q22.31 and rs11172782 on chromosome 12q14.1
tedious listing, OR > 1.2 and allele frequency (AF) in controls were discovered to be associated with HF to some extent.
>5% are chosen in some listed studies [31]–[34]. More detailed
information can be obtained from the references. All effects
were evaluated with the odds ratio (OR) and corresponding 95% D. Risk Factors
CIs, and it was shown that nine SNPs were associated with CHD Cardiovascular risk factors, which are traits or characteristics,
and 11 SNPs were associated with MI. From the outcomes of the can help predict the risk of developing CVD in the monitored
case-control studies, it could be obtained that four of the 20 SNPs objects. By now, some risk factors have been discovered to be
were all on the chromosome 9p21.3. These were rs1333049-C closely associated with CVD and so are excellent factors for
(OR 1.36, 95% CI 1.27–1.46) [35] and rs1333049-C (OR 1.47, CVD risk prediction. The different degrees of the risk factors
95% CI 1.27–1.70) [36] with CHD, and rs4977574-G (OR 1.29, make up the risk score. The greater risk score (i.e., severer risk
95% CI 1.25–1.34) [34] and rs10757278-G (OR 1.28, 95% CI factors) predicts the higher risk of developing CVD. There-
1.22–1.35) with MI [37]. Therefore, there were more and more fore, the work, which focused on discovering new risk factors
798 IEEE TRANSACTIONS ON INFORMATION TECHNOLOGY IN BIOMEDICINE, VOL. 16, NO. 5, SEPTEMBER 2012
TABLE II
LOCI ASSOCIATED WITH CHD AND MI FROM GWAS
TABLE III
LOCI ASSOCIATED WITH STROKE FROM GWAS
TABLE IV
LOCI ASSOCIATED WITH HEART FAILURE FROM GWAS
and studying the other factors that are associated with the tra- Although so many SNPs have been discovered to be associ-
ditional risk factors, developed in abundance rapidly. However, ated with CVD outcomes/traits, the complete allelic architecture
the unknown biological mechanisms of complex CVD may play of CVD still requires much study, especially long-term clinical
an important role in CVD prediction by affecting the signifi- trials. However, these initial studies pave the way to genetic
cance of the CVD risk factors. Many studies have therefore been CVD risk prediction. Many studies have had partial success
developed. when attempting to use genetic variants as one of the informa-
There were many SNPs that have been discovered to be as- tive tool for CVD prediction without knowing the mechanism.
sociated with other risk factors of CVD (eight SNPs have been
replicated for systolic blood pressure [43], [44]; five SNPs for
hypertension [48]–[50]; 14 SNPs for total cholesterol [51], [52]; IV. INITIAL STUDIES ON CVD RISK PREDICTION USING
56 SNPs for HDL cholesterol [50], [51], [53]–[59]; 59 SNPs for GENETIC INFORMATION
LDL cholesterol [50]–[52], [53], [55], [56], [59], [60]–[64]; 60 As humans have genetic information linked to different dis-
SNPs for BMI [15], [65]–[72], one SNP for nicotine depen- eases, more studies should be developed to determine the value
dence [73]; 90 SNPs for Type 2 Diabetes [74]–[96]; 37 SNPs in building individual CVD risk prediction models that incor-
for C-reactive protein levels [97]–[102], etc.) porate genetic markers from individuals. A new genetic marker
PU et al.: INVESTIGATION ON CARDIOVASCULAR RISK PREDICTION USING GENETIC INFORMATION 799
should have important features when added into the prediction their study, the genetic variants chosen are all associated with
model as a risk factor. type-2 diabetes mellitus. Even in nondiabetic individuals, the
First, to make the clinical trial be more significant and the one with higher number of alleles associated with higher CVD
experiment data more reliable, the sample population should be incidence (including overall mortality).
in large size. Moreover, the cohort study should be followed up
for years in order to gain CVD events in sufficient quantity.
Second, the effect size of a new independent risk factor should V. CHALLENGES IN ADDING GENETIC INTO CVD RISK
be evaluated through the traditional risk model (which is more PREDICTION
well founded, such as the atherosclerosis risk in communities With the aforementioned combination of outcomes, several
(ARIC) cardiovascular risk score, Framingham risk score) co- studies shown that it is likely to have the potential that adding
operated with the established risk factors. Otherwise, the effect genetic variants into CVD risk prediction can do improve the
size of the same risk factor can be different between when it is performance of the risk prediction model, and there was a study
taken as the only factor and as one of the risk factors that induced to prove the clinical utility of the genetic variants in the CVD
one kind of disease, i.e., in univariate analysis and multivariate risk prediction. We expected more and better performance of
analysis, so it will be hard to evaluate the effect size correctly the genetic risk prediction in the near future, especially on de-
and objectively. veloping individual CVD risk prediction. It will still be hard to
Third, it should have a positive effect on the metrics (risk dis- carry out because it needs abundant studies with clinical trials
crimination, calibration, risk reclassification, and clinical util- to prove it. With the requirement of long-time follow-up and
ity). Discrimination is the cognitive and sensory ability to distin- large-size samples in the trials, there are many challenges that
guish the ones who will suffer from disease from those who will exist.
not. A practical way to ascertain discrimination is to observe the First, there are a large number of genes that have or will be
area under the receiver operator curve (AUC). Perfect candidate discovered to associate with complex disease (see Fig. 2). The
predictors will have AUC = 1.00, and those with no predictive established risk factors have been explained half of the CVD risk
ability will have AUC = 0.5. Calibration of a risk model directly and included the most part of important risk factors for CVD,
determines the agreement between predicted and observed risk adding that only one or a few genetic variants will be hard to
across subgroups with different rank of the disease. Hosmer– improve the performance of the traditional prediction model.
Lemeshow statistic is a metric for calibration commonly. Re- Owing to the complexity of CVD, it is only possible to explain
classify estimates whether the addition of a novel marker im- it with multiple genes. There is a simulation on how the number
proves the risk classification of individuals or not. Proportion of genes with constant OR influence discriminative accuracy
reclassified and net reclassification improvement (NRI) are two of genetic profiling for predicting complex diseases (Fig. 3).
kinds of metrics for assessing the reclassification. Finally, the By now, a majority of the GWAS have shown the value of
other criterion is the clinical significance of the genetic informa- OR < 1.5. So, the potential genetic risk factor should be made
tion. It should have consistent effects across diverse populations up of hundreds of genetic variants when AUC > 0.85. Many
when incorporating genetic information into the risk predic- of these genetic variants require much effort and time to seek
tion model, i.e., the heterogeneity of the study-specific effects the gene group that explains CVD disease exactly. Therefore,
should be measured. A measure of it is I 2 metric (“inconsis- the cost was an obstacle for lots of groups, especially when
tency”), whose values range from 0 to 100% and can be used genotyping methods of SNPs needed to have high flux, high
to assess the extent of heterogeneity beyond chance. Therefore, accuracy, adapted sensitivity, and high specificity. Information
large studies and meta-analyses are prerequisites across differ- about family history, on the other hand, can be collected simply,
ent populations in the search for a new genetic marker for risk quickly, and cheaply. The genetic variants are easily replaced
prediction. by family history in many follow-up studies just because of the
Several efforts devoted to reviewing CVD prediction using high cost—especially, there are other obstacles.
genetic information have been published already (such as [103] Second, different races, lifestyles, and living environments
and [104]). Table V shows a simple list of several studies on could induce these genetic variants to be differently explained.
evaluating the genetic prediction power of single or multiple Many genes were detected in the subject’s body, but they did
SNPs from current publications. Although it is a pity that all the not explain the disease because of the special lifestyles and liv-
studies did not assess the I 2 metric, all studies have chosen large ing environment. Some GWAS enrolled extreme subjects with
sample sizes to collect relatively credible experimental data. In and control subjects without a family history of CVD to iden-
the previous studies, even for the SNP (rs10757274) that has tify some genetic associations more clearly. Other problems
been repeatedly discovered to be strongly associated with CVD, occurred in some GWAS, for example, too more subjects died
their clinical utility for CVD prediction is minimal [105]–[107]. or lost before the follow-up finished. All the phenomena would
As CVD is a complex disease, many studies included multiple influence the experimental results and induce attenuated effect
SNPs in the prediction model and only obtained results that were size in the further replication with larger sample sizes.
not clinically useful, and the most genetic variants have been just Third, it takes too much time to genotype SNP and collect
successfully used for the reclassification of CVD risk. Recently, useful information for evaluating the merits of genetic CVD risk
a cheerful study has discovered that the genetic variants perform prediction for clinical use. Although case-control studies would
a positive effect on CVD risk prediction significantly [108]. In only require a relatively short time to research the association
800 IEEE TRANSACTIONS ON INFORMATION TECHNOLOGY IN BIOMEDICINE, VOL. 16, NO. 5, SEPTEMBER 2012
TABLE V
GWAS RESEARCH ON THE CVD RISK PREDICTION USING GENETIC INFORMATION
technology, gene discoveries have been developed rapidly and [8] G. Assmann, P. Cullen, and H. Schulte, “Simple scoring scheme for
found lots of useful genetic variants associated with CVD out- calculating the risk of acute coronary events based on the 10-year follow-
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can fully explain complex CVD have not yet been identified. In [10] Y. Wu, X. Liu, X. Li, Y. Li, L. Zhao, Z. Chen, X. Rao, B. Zhou, R.
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reviewers for their careful reading of the paper and their valu- high-density lipoprotein cholesterol levels using the Framingham heart
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808 IEEE TRANSACTIONS ON INFORMATION TECHNOLOGY IN BIOMEDICINE, VOL. 16, NO. 5, SEPTEMBER 2012
Li-Na Pu received the M.S. degree from Peking Yuan-Ting Zhang (M’90–SM’93–F’06) received
Union Medical College, Tsinghua University, the Ph.D. degree from the University of New
Beijing, China, in 2009. Brunswick, Fredericton, NB, Canada, in 1990.
She is currently an Assistant Professor at the Shen- He is the Director of Joint Research Center for
zhen Institutes of Advanced Technology, Chinese Biomedical Engineering and a Professor in the De-
Academy of Sciences, Beijing. Her current research partment of Electronic Engineering, Chinese Univer-
interests include biosignal processing, biomodeling, sity of Hong Kong, Shatin, Hong Kong. He is also
and health informatics. the Director of the Key Lab for Health Informatics of
the Chinese Academy of Sciences, Shenzhen, China.
He has authored/coauthored more than 400 scien-
tific publications and 11 book chapters, and filed 31
patents. He has provided extensively professional services of significant value to
the local industries and global academic communities. His research spans sev-
eral fields, including wearable medical devices, body sensor networks, bio-THz
technologies, biomodeling and biosignal processing, neural engineering, health
Ze Zhao received the B.S. and M.S. degrees informatics, and p-Health technologies, and is closely tied up to his teaching
from Northeastern University, Shenyang, China, in and publishing activities.
2007 and 2009, respectively, both in biomedical Dr. Zhang was the Associate Editor of the IEEE TRANSACTIONS ON BIOMED-
engineering. ICAL ENGINEERING, founding Associate Editor of the IEEE TRANSACTIONS ON
From January 2009 to February 2012, she was a MOBILE COMPUTING, and the Guest Editor for the IEEE TRANSACTIONS ON
Research assistant at the Chinese University of Hong INFORMATION TECHNOLOGY IN BIOMEDICINE and IEEE Communication Maga-
Kong, Shatin, Hong Kong, and Shenzhen Institutes zine. He was previously the Vice President of the IEEE Engineering in Medicine
of Advanced Technology, Chinese Academy of Sci- and Biology Society (EMBS) during 2000–2001. He served as the Technical
ences, Beijing. During the study and work, her re- Program Chair and the General Conference Chair of the 20th and 27th IEEE-
search interests include biomedical image and signal EMBS Annual International Conferences in 1998 and 2005, respectively. He
processing with wearable biomedical devices. currently serves on the International Academy of Medical and Biological En-
gineering Fellow Nomination Committee, the IEEE Medal on Innovations in
Healthcare Technology Award Committee, the IEEE-EMBS Standard Com-
mittee, HK-ITC Projects Assessment Panel, and the IEEE Fellow Elevation
Committee. He also serves as the Editorial Board Member for the Book Series
of Biomedical Engineering published by IEEE Press and Wiley, Chair of work-
ing group for developing IEEE standard on wearable cuffless blood pressure
measuring devices, and the Editor-in-Chief of the IEEE TRANSACTIONS ON IN-
FORMATION TECHNOLOGY IN BIOMEDICINE. He holds the fellowships from the
International Academy of Medical and Biological Engineering, the IEEE, and
the American Institute of Medical and Biological Engineering in recognition of
his outstanding contributions to the development of wearable medical devices
and mobile health technologies. His research work has won him a number of
awards including Best Journal Paper Awards and APICTA e-Health Award.