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THEAETETUS, 200D201C:
1
TRUTH WITHOUT CERTAINTY
Franco Trabattoni
1
I am very grateful to David Sedley, who read a draft version of this
paper and sent me his comments and suggestions.
2
M. Burnyeat, Socrates and the Jury: Paradoxes in Platos Distinction
between Knowledge and True Belief, in: The Proceedings of the Aristote-
lian Society, Suppl. vol. LIV, 1980, pp. 172191.
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Truth without Certainty
On the basis of E1, it may be assumed that if both the witnesses and
the jury had had enough time to speak and the jury enough time to
listen, thorough knowledge of the criminal actions could eventually
be reached. On the basis of E2, however, we are compelled to state
that the jury could not achieve knowledge anyway, regardless of the
allotted time, for only an eyewitness can know (p. 181). To over-
come this paradox, Burnyeat argues that knowledge in this passage
has to be taken to signify understanding rather than knowledge.
A very common assumption in the Platonic corpus is that attaining
understanding is a very difficult enterprise. Indeed, understanding
is not transmissible in the same sense as knowledge is (p. 186), as
it in many fields
requires that one master for oneself a proof or
explanation (pp. 186187), and proof or explanation is something
one must work at for oneself (p. 187). Hence, the paradox can be
removed by distinguishing between knowledge and understanding,
and maintaining that Socrates here is referring to the latter. Indeed,
according to Burnyeat, one cannot reasonably claim that it is eye-
witnesses only who may achieve knowledge, insofar as there is no
defensible concept of knowledge such that only an eyewitness can
know that Alcibiades mutilated the Hermae (p. 188). Moreover, in
his monograph on the Theaetetus, Burnyeat adds that E2 has the
immediate and paradoxical effect of making historical knowledge
impossible (none of us witnessed Socrates death in 399 or that of
Theaetetus in 369).3
Burnyeats interpretation is attractive in several respects. For in-
stance, he is undoubtedly right in pointing out that Platos basic con-
cept of understanding is connected with a personal and intrans-
missible action of knowing, which prevents the process of education
from being mechanical and unproblematic.4 However, its general in-
terpretation is not fully persuasive, as he does not adequately ac-
count for the metaphysical features of both Platonic epistemology
and philosophy.
3
M. Burnyeat, The Theaetetus of Plato, Indianapolis 1990, p. 125.
4
There is no such speech-act as letting someone understand (M. Bur-
nyeat, Socrates and the Jury, p. 191, n. 28). Though Burnyeat is speaking
here from a logical point of view (he quotes Hintikkas paradoxes), some
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II
important Platonic passages can also be brought forth to bear on the issue;
see for example Prot. 314b, Symp. 175d, 518bd, Leg. 890bc .
5
See the bibliography in F. Trabattoni, La verità nascosta. Oralità e
scrittura in Platone e nella Grecia classica, Roma 2005.
6
On this subject, see my Lorientamento al bene nella filosofia di Pla-
tone, in: G. Reale S. Scolnicov (eds.), New Images of Plato. Dialogues on
the Idea of the Good, Sankt Augustin 2002, pp. 294304.
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Truth without Certainty
Both the Phaedo and the recollection theory claim that humans
can achieve perfect knowledge of Forms only when the soul is
aloof and detached from the body (P3).
Such knowledge is a kind of firm mental grasp over or insight
into Forms, and it is not a matter of discursive or propositional
thought (P4).
In their lifetime, humans can only come within reach of knowl-
edge of Forms via the second-best way, provided by lÍgoi (ac-
cording to the deÕteroq plo×q metaphor in the Phaedo) (P5).
The Theaetetus failure to find a reliable answer to the question
of what is knowledge? lies in the fact that human intellectual
knowledge cannot but be fallible, while the knowledge at issue in
the dialogue is perfect and infallible (P6).
Let us begin with P5 and P6. In the passage examined by Burnyeat,
Socrates introduces orators as examples of the kind of people who
can engender opinion (poio×teq doj¡zein) but not teach (oÚ did¡-
skonteq). Indeed, to Socrates, persuading is equivalent to generat-
ing a dÍja in the person who is being persuaded: in other words, tÎ
peÁsai is nothing more than poi·sai doj¡sai (201a7b5). The
difference between dÍja and ¯pistµmh thus mirrors an analogous
difference between persuading and teaching. Plato also stresses this
difference in a well-known passage in the Phaedrus, where Socrates
ascribes to rhapsodes the production of discourses that are uttered
only to generate persuasion, while completely lacking in instructive
power (277e89). The example of the rhapsodes, rather surprising
to be found in a dialogue that is at loggerheads with orators and
sophists, is actually quite interesting. As it can be inferred from
Xenophon, 7 in classical Athens rhapsodes were classified as the
lowest and most popular class of would-be intellectuals, who ex-
erted an important educational influence over their fellow-citizens.
Since a good deal of Platos dialogues are committed to demonstrat-
ing how such would-be wise men are not wise at all, and should
therefore not be allowed to teach, it was very important for him to
7
Xenophon, Mem. IV,2,10; Symp. 3,6. In both passages the rhapsode is
described as silly (¸løuioq).
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stress that they are only able to convey a very poor kind of cognition
(dÍja), which has actually nothing to share with knowledge in the
true sense of the word (¯pistµmh).
The framework we have outlined is often confirmed in Platos
work, and is usually taken for granted by modern scholars. Just con-
sider, for instance, the last pages of the Republic V and the Simile
of the Line in the same work. The representation of Platos episte-
mology so far seems no less clear than unproblematic. On the one
hand we have all sorts of would-be intellectuals, such as sophists,
orators, rhetoricians, poets, rhapsodes, who are devoid of wisdom,
and therefore can merely bring about persuasion (dÍja) in their au-
dience. On the other side we have the philosophers, who possess
wisdom (¯pistµmh), and consequently are the only ones entitled to
teach their fellow-citizens.
III
8
Plato, Lys. 218a, Symp. 204a, Phdr. 278d.
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Truth without Certainty
9
An overall interpretation of the Symposium, to a large degree consis-
tent with both the thesis put forward in this paper and my overall view of
Platos thought, can be found in G. A. Scott W. A. Welton, Eros as Mes-
senger in Diotimas Teaching, in G. A. Press (ed.), Who Speaks for Plato?
Studies in Platonic Anonymity, Lanham, Md. 2000, pp. 147159. See, for
instance, p. 159: Plato is not a modern rationalist confident in the power
of unaided reason to win undubitable truths, but a philosopher who seems
profoundly aware of the obstacles to knowledge
The way of reading the
Symposium we have proposed here requires grasping that Plato deliber-
ately juxtaposes the dogmatic and skeptical elements in the dialogues
the Forms hold the greatest significance for Plato as objects of human striv-
ing; they may be most significant for philosophy precisely as something
that is lacked. This implies not only the skeptical assertion that humans
cannot know Forms now, but the more Platonist assertion that being hu-
man means striving to know them. I completely agree with the Authors,
too, in thinking that such an interpretation provides us with a hard way of
reading Plato, a way between dogmatism and skepticism that integrates
the two poles in the dialogue (ibid.).
10
About the philological and philosophical problems arising from aÅ-
tøaq logismîå at Meno, 98a3, see S. Martinelli Tempesta, Alcune con-
siderazioni su Platone, Menone, 98a3, in: Acme, 53, 2000, pp. 318.
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Franco Trabattoni
IV
11
An identical explanation for dÍja is set forth by the Eleatic Stranger
in Soph. 263e264a.
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eral passages where Plato uses words like dÍja or doj¡zein to sig-
nify intellectual understanding.12 Furthermore, in the Republic we
also find a very clear definition, where Socrates says that having a
belief which agrees with the way things are is knowing the truth13
(º oÚ tÎ t¢ Ðnta doj¡zein ¤lhueÕein dokeÁ soi eÈnai; 413a78).
This important passage clearly testifies that intellective cognition is
also a kind of doj¡zein.
But doj¡zein, as we have seen, has a strict connection with peÁ-
sai, i.e. persuading. As a matter of fact, the soul decides to give its
assent or denial to a proposition precisely when it is persuaded of its
truth or falsehood. As Socrates says in the passage of the Theaetetus
we have just quoted (190a24), when the soul has reached a defi-
nition
and affirms the same thing without being still unsure, this
is what we call its belief (dÍja). Thus, intellective cognition ap-
pears to be strictly connected not only with dÍja, but with persua-
sion too.
It would be hardly acceptable, however, that such a way of know-
ing, so deeply involved in dÍja and persuasion, were the only kind
of intellectual cognition Plato allowed. In fact, we find many refer-
ences in the dialogues to a pure intellectual insight capable of grasp-
ing the Forms directly, without the assistance of lÍgoq, dÍja or per-
suasion. Much of my general reading of Platonic philosophy (see
points P1P6 listed above) indicates that Plato did not think such
knowledge could actually be available to humans in their mortal
condition (as shown by both the Phaedo and the Phaedrus, as well
as by the recollection theory). If I am right, then, we must conclude
12
See, for instance, Phd. 66b12. However expressions of this kind oc-
cur very often in the dialogues. Gail Fine quotes Resp. 506c, where Soc-
rates claims to have beliefs, but not knowledge, about the form of good
(Knowledge and Belief in Republic V, in: Plato on Knowledge and Forms.
Selected Essays, Oxford 2003, p. 66 [originally published in Archiv für
Geschichte der Philosophie, 60, 1978, pp. 121139]). For a general reading
of this passage, together with others akin to it, see F. Trabattoni, Scrivere
nellanima. Verità, dialettica e persuasione in Platone, Firenze 1994, pp.
140148 (now also available on line: http://www.unimi.it/ateneo/filarete/
online/scaffale.htm).
13
Translation T. Griffith.
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Franco Trabattoni
14
Plato, Tht. 189e8190a2. See also Soph. 263e39.
15
Plato, Tht. 190a23.
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Truth without Certainty
16
See, for example, Phd. 66de. However the most clues are to
be found in Resp. 476b411, 486c4d2, 500b8c7, 501b17, 519c10,
524c68, 536e1.
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Franco Trabattoni
17
Thus R. Polansky, Philosophy and Knowledge. A Commentary on
Platos Theaetetus, London Toronto 1992, p. 206. Polansky rightly points
out that the necessity of eye-witnessing for knowledge makes two evident
contributions, namely, to explain how the person engaged in teaching or
persuading come to know initially and give the guarantee that the jurors
who are being persuaded in court do not gain knowledge but only opinion
(see also D. Bostock, Platos Theaetetus, Oxford 1988, p. 200). No less
than Burnyeat, however, he limits these conditions to the case of events
such as Socrates refers to, overlooking the rather evident link with the rec-
ollection theory: this theory seeks to show that only an eyewitness can
know also and possibly at most as far as the knowledge of Forms is
concerned. No further proposals of explanation can be drawn from David
Sedley and Timothy Chappells new monographs on Theaetetus. The
former considers the jury passage as ironic (The Midwife of Platonism. Text
and Subtext in Platos Theaetetus, Oxford 2004, pp. 150151), whereas the
latter plainly admits that a neat solution of this problem is not forthcom-
ing (Reading Platos Theaetetus, Sankt Augustin 2004, p. 196).
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VI
18
I have stressed the importance of persuasion in Platos epistemology
especially in Scrivere nellanima and in La verità nascosta (pp. 67101).
19
M. Narcy, Doxazein: «opinare» o «giudicare», in: G. Casertano (ed.),
Il Teeteto di Platone: strutture e problematiche, pp. 723, Napoli 2002.
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Franco Trabattoni
20
M. Burnyeat, The Theaetetus of Plato, p. 19.
21
M. Narcy, Doxazein: «opinare» o «giudicare», p. 19.
22
Thus ibid., p. 21. This explains why Narcy prefers to reject it.
23
M. Burnyeat, The Theaetetus of Plato, p. 127.
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according to which one can have knowledge, but not beliefs, about
forms, and beliefs, but not knowledge, about sensibles. This is a
quotation from Gail Fine,24 who then immediately adds that we call
this the Two Worlds Theory (TW). As a result, Fine claims that the
difference between belief and knowledge at an epistemological level
implies a corresponding difference between sensibles and Forms at
an ontological one, and vice versa. True enough, Fines aim is to ex-
ploit such an implication to endorse an interpretation of Platos epis-
temology and metaphysics that is diametrically opposed to the tradi-
tional one: since Plato, as several passages in the dialogues show,
clearly allows knowledge and belief about the same objects
and
he may also there allow knowledge of sensibles,25 it is TW that must
be rejected.
Although Fine has argued this reading in a number of interesting
papers, and although her coherentist interpretation of Platos epis-
temology is also compelling,26 her main thesis is far from convinc-
ing. Indeed, it is grounded on the unproven assumption that Platos
ontology and epistemology are wholly symmetrical. Actually, our
textual evidence goes further than to confirm a supposed inconsis-
tence between passages in which belief and knowledge are clearly
distinguished, and passages in which the two notions look as if in-
terchangeable in several ways. We must also consider that, deep
down, there is only one kind of knowledge (¯pistµmh) for Plato:
namely, the direct mental insight into the Forms, achieved by the
eyes of the soul, and only available to it when it is completely de-
tached from the body. If the hallmark of knowledge (¯pistµmh),
that sets it apart from belief or opinion (dÍja) lies in the fact that the
former is infallible while the latter is not (see Resp. 477e6), then
knowledge has to be the above-mentioned mental insight, since no
other ways of knowing possess such a quality. It is clear, then, that
all kinds of weaker cognition, however close they may come to the
24
G. Fine, Knowledge and Belief, p. 66.
25
Ibid.
26
See the papers collected in Plato on Knowledge and Forms, plus
Knowledge and true Belief in the Meno, in: Oxford Studies in Ancient Phi-
losophy, 27, 2004, pp. 4181.
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truth, are species of the genus dÍja. Indeed, as argued above, Plato
uses the term dÍja to encompass all sorts of understanding which,
in various ways, are not as infallible and exhaustive as the mental
insight into Forms. This is the very reason why lÍgoq and dia-
lgesuai in the Theaetetus are connected with dÍja, and why
Plato generally has no qualms about employing terms as dÍja or
dÍjazein to mean intellective cognition: for such a cognition cannot
be anything but dÍja, inasmuch it fails to attain the highest level of
mental insight.
It consequently follows that a careful interpretation of both Pla-
tos ontology and epistemology not only does not rule TW out but
rather on the contrary requires it, since only in a world of purely im-
material souls and Forms, completely different from the one we all
live in, may the very high standards required by the Platonic true
notion of knowledge be fulfilled. Surely, it is obvious that TW can-
not be understood along the same lines as does Fine and most other
analytical interpreters. According to them, believing in TW amounts
to thinking that at present, humans have two different kinds of ob-
jects (sensibles and Forms) at their disposal, and that they can turn
their eyes (of body and mind, respectively) to both at will. Yet in
that case there would not be two worlds, but rather two hemispheres
of the same world, and TW would be scaled down to OW (One
World Theory). Unless valid existence is established of a World
Two, inaccessible to men in their mortal life, there is no reason for
speaking of TW.
On the basis of such metaphysical considerations, the third way
between foundationalist (à la Vlastos) and coherentist (à la
Fine), recently heralded by Nicholas Smith, must be also rejected.27
27
N. Smith, Plato on Knowledge as a Power, in: Journal of the History
of Philosophy, 38, 2000, pp. 145168. Smiths main point is that the differ-
ence between ¯pistµmh and dÍja, expounded by Plato in Resp. 477c6d5,
is not to be understood in terms of our cognition-of/about-object relation-
ship, but rather in terms of the difference between cognitive states
pro-
duced in us by different cognitive powers (pp. 150151). According to
Smith, it is precisely by assuming that dÍja and ¯pistµmh are powers
that cognitive cross-over (as having dÍjai about Forms) and mixed con-
tent cognitions (as having a knowledge about sensibles and Forms at the
same time) can be accounted for. It is enough to think that, although the
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29
For a very careful and for me definitive inquiry on the true meaning
of the metaphor, cf. S. Martinelli Tempesta, Sul significato di deÕteroq
plo×q nel Fedone di Platone, in: M. Bonazzi F. Trabattoni (eds.), Pla-
tone e la tradizione platonica. Studi di filosofia antica, Milano 2003, pp.
89125.
30
From an etymological point of view, dÍja is linked with the verb
devc(k)omai and with the root dec/dek. It means, thus, something that is in-
asmuch as it is received, accepted, or allowed (by someone). On this sub-
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VII
But let us now come back to the Theaetetus passage. I hope it has at
least been proved that there is a way to expound propositions T3 and
T4 (see above) so that they appear consistent with the overall frame-
work of Platos metaphysics and epistemology. I will now turn to
propositions T1 and T2. The main feature of Platos epistemology
consists in positing a clear-cut gap between the direct and perfect
insight into the Forms (¯pistµmh), available only to the gods or to
disembodied human souls, and all the other defective albeit in dif-
ferent ways sorts of cognition (each and every one of them being
instances of dÍja). Therefore, given that the latter is the only kind
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of intellectual cognition humans are involved in, they are not truly
interested in a qualitative difference between a knowledge and an
understanding of sorts: in fact, they are committed only to quanti-
tative differences between varying degrees of dÍja, ranging from
the lowest level of dÍja as simple sense-perception to the ¤lhueÁq
dÍjai thoroughly supported by lÍgoi.
As for the inconsistence between E1 and E2 that Burnyeat singled
out, the interpretation we have suggested helps to solve the problem
in this case too. Just like the water-clock in the Greek courts of law
prevents witnesses from successfully persuading juries, it could be
inferred that such an aim could be reached if they had enough time.
This conclusion, however, seems to be inconsistent with the eyewit-
nesses explanation (i.e. E2). Still, if we leave the Greek court of law
behind, and examine our passage from the metaphysical point of
view we have adopted so far, things look very different. Plato sets
the direct knowledge of Forms in a conjectural timeless condition, in
that their main feature is precisely that of being devoid of any in-
volvement in becoming whatsoever. Thus, the lack of time in the law
court may be regarded as a metaphor for the condition of human un-
derstanding, which on the one hand cannot attain the perfect knowl-
edge of Forms provided only by direct mental insight into them, and
on the other could eventually reach this goal only thanks to unlim-
ited time at its disposal: of course, this is also unfeasible. Roughly
speaking, a timeless insight into Forms can be construed as expound-
ing the very same regulating (to put it in Kantian terms) and unreal
condition as enjoying unlimited time to pursue the inquiry. As Brice
Wathcherhauser has rightly pointed out in his book on the Gada-
merean Plato,32 since men cannot attain a changeless contemplation
of the Good (p. 92), so contemplation may remain the goal of the
philosophers search but dialectic is the path she must tread (p. 93).
Furthermore, the path of dialectic can never come to an end because
we are finite knowers [who] know only some propositions and have
only a very limited and fallible view of the logical relationships that
obtain between them (p. 107). Such a gap could only be bridged by
overcoming the limits imposed by human condition, i.e. supposing
that dialectical inquiry could last for ever.
32
B. Wathcherhauser, Beyond Being. Gadamers Post-Platonic Herme-
neutical Ontology, Evanston 1999.
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Truth without Certainty
33
It is not worth asking, then, why Socrates in the Theaetetus fails
where his successor as Platos main speaker in the Sophist will succeed
(D. Sedley, The Midwife of Platonism, p. 132), as the problem at stake in
both dialogues is not the same. It follows, thus, that the aporetic character
of the former cannot be overcome simply by alleging the conclusive one of
the latter.
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not find a feasible meaning of knowledge beyond the subtle but fal-
lible models of Ïru¶ or ¤lhu¶q dÍja. The cause of such short-
coming is nothing but human finitude that prevent human beings
from attaining an infallible and conclusive understanding of the
proper objects of their reason: that is, the Forms.
Take, for instance, the very difficult passage in which Socrates
states the impossibility of ¤llodojøa (189b190e). As I have ar-
gued elsewhere, a feasible reading of this passage can be offered
only by assuming that Plato is showing that a mental insight into
Forms is unavailable to men, for intellective cognition would other-
wise be infallible, and, in contrast with factual evidence, ¤llodojøa
impossible.34 Whats more, particularly striking is the failure of the
third section, where Theaetetus suggests a definition of knowledge
which seems, however, quite consistent with the general tone of
Platos epistemology, and echoes that of Socrates in the Meno (in
both cases it is a matter of Ïru¶ dÍja plus a sort of reasoning, i.e.
logismÍq / lÍgoq). Why such a promising definition couldnt resist
Socratic elenchus? Because, as showed by the Theaetetus passage
noted above, lÍgoq (or proposition) is strictly bound with persua-
sion and dÍja, and thus cannot provide Ïru¶ dÍja with the adden-
dum needed to turn it into the infallible ¯pistµmh (which requires
a non-propositional mental insight, as we have seen). Thus, the rea-
son why right belief plus an account cannot be the real definition
of knowledge (¯pistµmh) is anything but obscure.
VIII
Coming back to the Theaetetus passage we started out with, the fol-
lowing reading can be suggested. First of all, we must hold in due
consideration the conclusions drawn from the so-called dialogical
approach, which are particularly effective when an aporetic dia-
logue is at issue. They maintain that the Theaetetus should not be
34
A very similar reading of this passage has been almost simultaneously
put forward by David Barton (The Theaetetus on How We Think, in: Phro-
nesis, 44, 1999, pp. 163180) and by myself (Il pensiero come dialogo
interiore [Tht. 189e4190a6], in: G. Casertano, Il Teeteto di Platone, pp.
175187.)
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IX
35
N. Smith, op. cit., p. 163.
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