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The Heffter Review of Psychedelic Research, Volume 1, 1998

2. Psychiatric Research with Hallucinogens: What have we learned?

Charles S. Grob, M.D.

Psychiatric research with hallucinogens has revelatory access to the sacred (Dobkin de Rios and
resumed. After two decades of virtual prohibition, Smith, 1976). In some societies (e.g. Aztec civilization)
formal authorization from federal regulatory agencies to use of psychotropic plants was restricted to the select
conduct investigative studies in the United States with castes of the religious priesthood. In others, including
these unique mind altering substances has been the progenitors of our own contemporary Euro-
successfully obtained (Strassman, 1991). The bitter and American culture, absolute proscriptions on the use of
acrimonious debate that raged through the 1960s and plant drugs for divine purposes were decreed.
1970s and into the 1980s has largely subsided. Scientific
and health policy makers have determined that these Repression of Shamanistic Traditions
drugs, although possessing an inherent abuse potential, To fully understand the enormous resistances to
do have a safety profile of acceptable magnitude when these drugs and the unique experiences they induce, it
compared to drugs currently the subject of formal would be revealing to examine some elements of our
research investigation as well as others actively historical legacy. A poorly appreciated period from
dispensed in clinical practice. The U.S. Food and Drug Fourteenth through Seventeenth Century European
Administration has therefore determined that formal History has been the persecution of indigenous healers,
and well controlled investigations designed to assess the predominantly woman, during the reign of the
risk-benefit ratio of particular hallucinogenic substances Inquisition, particularly in Northern and Western
may now be pursued. However, for such studies to Europe. During a span of three hundred years several
proceed successfully and for the much heralded (and million women were accused of practicing witchcraft
often vilified) potential of the hallucinogens to be and condemned to die. The Medieval scholar Jules
explored, it is imperative that we fully grasp the lessons Michelet has explored the complicity between
of the past. For, to paraphrase Santayana, if we fail to ecclesiastical and medical authorities in the subjugation
understand our history, we will be condemned to repeat of non-sanctioned healing, commenting on the attitude
the patterns and reactions which will inevitably lead to of the Church "that if a woman dare cure without
yet another round of repudiation and rejection of this having studied, she is a witch and must die" (Michelet,
unique class of psychoactive substances, along with its 1965). To have "studied" in this context is to have
inherent and inestimable potential for learning and faithfully adhered to the precepts and moral authority of
healing. the Church, and to have forsworn receiving knowledge
from Nature.
Shamanistic Roots A rich heritage of plant lore and applied healing
Hallucinogens, throughout the breadth of time, had been passed down from pagan and pre-Christian
have played a vital albeit hidden and mysterious role. Europe, rivaling and often surpassing the demonstrated
They have often, in aboriginal and shamanic contexts, efficacy of Church sanctioned medical practitioners.
been at the absolute center of culture and world view Hallucinogenic plants with magical as well as healing
(Dobkin de Rios, 1984). Opening up the doors to the properties were essential elements of this indigenous
spiritual planes, and accessing vital information pharmacopoeia. Members of the Solanaceae family
imperative to tribal cohesion and survival, with their alkaloids atropine and scopolamine, including
hallucinogenic plants became what some scholars have a great number of species of the genus Datura, as well as
considered to be the bedrock of human civilization mandrake, henbane, and belladonna, had wide
(Wasson, 1968; Wasson et al, 1978; Huxley, 1978). application as agents of healing and transcendence
Within the context of shamanic society, these awe (Harner, 1973). In taking action against the indigenous
inspiring botanicals were utilized to facilitate healing, use of psychotropic plants, the Church sought to
divine the future, protect the community from danger eliminate a perceived threat to its oligarchic powers and
and enhance learning (e.g. teaching hunters the ways of reassert its monopoly on legitimate access to the
animals) (Cordova-Rios, 1971). However, with the supernatural (O'Neil, 1987). By casting the healer as a
advent of stratified and hierarchical societies, such plant witch and the hallucinogenic plants as tools of Satan,
potentiators came to be viewed as dangerous to the the Church succeeded not only in eliminating
commonweal and controls were placed on direct and competition to the elite physician class but also in

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Grob, Psychiatric Research with Hallucinogens

virtually eradicating knowledge of these vestiges of deeply underground and maintaining their world view
pagan and shamanic consciousness. and shamanic practices in secret from the dominant
A second historical period whose examination may Euro-American culture, has this knowledge survived.
be pertinent to understanding our ingrained cultural
resistances and aversion to hallucinogens is the Early Research with Hallucinogens
European conquest of the New World. Shortly after Interest in plant hallucinogens lay dormant until
arrival in Central and South America in the late the second half of the Nineteenth Century when
Fifteenth and early Sixteenth Centuries, the invading growing activities in the new fields of experimental
Spanish Conquistadors observed an impressive array of physiology and pharmacology sparked efforts at
psychoactive pharmacopoeia, including morning glory laboratory analyses of medicinal plants. In the late
seeds (containing the potent hallucinogen, lysergic acid 1880's German toxicologist Louis Lewin, often called
amide), peyote, and psilocybin mushrooms. the "father of modern psychopharmacology," received a
These extraordinary plants were utilized by the collection of peyote samples from the Parke-Davis
native inhabitants to induce an ecstatic intoxication and Pharmaceutical Company. Succeeding at isolating
were an integral component of their aboriginal religion several alkaloids from the peyote, Lewin was unable to
and ritual. As plant hallucinogens were attributed to identify any of them as the psychoactive component
have supernatural powers, they were quickly perceived through animal testing. The investigation was then
by the European invaders as weapons of the Devil taken up by Arthur Heffter, who characterized
designed to prevent the triumph of Christianity over additional pure alkaloids from the cactus. By ingesting
traditional Indian religion (Furst, 1976). An early each of them he was able to identify the crucial one,
Seventeenth Century Spanish observer of native which he named mescaline (Heffter, 1897).
customs, Hernando Ruiz de Alarcon, wrote of the Along with Lewin's published work, interest in
idolatries he observed involving the consumption of the plant hallucinogens was encouraged by increasing
morning glory: "Olouihqui is a kind of seed-like lentils dissemination of knowledge of the Native American
produced by a type of vine in this land, which when Indian use of peyote, a phenomena of increasing
drunk deprive of the senses, because it is very powerful, prevalence as the century drew to a close. Obtaining a
and by this means they communicate with the devil, sample of peyote from the South-Western plains,
because he talks to them when they are deprived of physician and founder of the American Neurological
judgment with the said drink, and deceive them with Association Weir Mitchell, conducted an experiment
different hallucinations, and they attribute it to a god using himself as the subject. Although overwhelmed
they say is inside the seed" (Guerra, 1971). with the aesthetic power of the experience, describing
Identifying the threat not only to consolidating their that the peyote revealed "a certain sense of the things
power and control over the conquered peoples, but also about me as having a more positive existence than
the danger of lower caste immigrant Spaniards usual," Mitchell expressed alarm that such a profound
developing interest in native rituals and healing experience might not be successfully integrated within
practices, The Holy Inquisition of Mexico issued in his contemporary context: "I predict a perilous reign of
1616 a proclamation ordering the persecution and the mescal habit . . . The temptation to call again the
excommunication of those who, under the influence of enchanting magic of my experience will, I am sure, be
"herbs and roots with which they lose and confound too much for some men to resist after they have once set
their senses, and the illusions and fantastic foot in this land of fairy colors where there seems so
representations they have, judge and proclaim much to charm and so little to excite horror or disgust"
afterwards as revelation, or true notice of things to (Mitchell, 1896).
come. . ." (Guerra, 1967). To continue to engage in Inspired by reports of Mitchell's self-
native practices and utilize their traditional plant experimentation, the prominent English physician
hallucinogens as agents of knowledge and healing Havelock Ellis decided to pursue a similar encounter
would risk indictment of heresy and witchcraft, and with the plant hallucinogen, which he later reported as
inevitably the implementation of the cruelest an experience of unparalleled magnitude, asserting that
punishments of the Inquisition, from public flogging to to "once or twice be admitted to the rites of mescal is not
being burned alive at the stake. Unable to accept the only an unforgettable delight but an educational
indigenous utilization of such psychoactive substances influence of no mean value" (Ellis, 1897). Such
as anything other than idolatry and a threat to their unqualified praise of a drug with as yet no proven
goals of domination and exploitation, the European medical application, however, provoked harsh censure
conquerors denied them legitimacy, endeavoring to from the editors of the British Medical Journal who
expunge their traditions and knowledge. Only by going

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The Heffter Review of Psychedelic Research, Volume 1, 1998

expressed grave concern of peyote's injurious potential his home to rest. He subsequently would write that
and reprimanded Ellis for irresponsibly "putting the upon reaching home and lying down with his eyes
temptation before the section of the public which is closed he experienced an "extreme activity of the
always in search of new sensation" (British Medical imagination . . . there surged upon me an uninterrupted
Journal, 1898). Such a vituperative response to Ellis' stream of fantastic images of extraordinary plasticity
naive efforts at publicizing and perhaps promoting auto- and vividness and accompanied by an intense
experimentation with magical plants is an early kaleidoscope like play of colors. After about two hours,
harbinger of the conflict that mired and paralyzed the the not unpleasant inebriation, which had been
field of hallucinogenic research some seventy years experienced while I was fully conscious, disappeared"
later. (Hofmann, 1983).
Interest in the unusual psychogenic effects of peyote Concluding that he had probably accidentally
and, following its synthesis in 1919, mescaline, absorbed a small quantity of the compound through his
continued through the 1920's. Activities included skin, Hofmann set out three days later, on April 19,
further exploration of the unique visions induced by the 1943, to replicate the phenomena by self administering
drug by a variety of literary figures and scholars what he considered to be an extremely small and
introduced to its exotic phenomena, although when cautious dose, 250 micrograms. Intending to record his
William James experienced a severe gastro-intestinal subjective experiences of what he had assumed to be a
reaction upon attempting to swallow a segment of very low dose of the peculiar substance, less than an
peyote he is alleged to have stated: "Henceforth, I'll take hour later Hofmann began to feel the onset of what was
the visions on trust" (Stevens, 1987). A comprehensive to be a powerful and indeed frightening altered state of
survey of the effects of mescaline was published by Karl consciousness, and again felt compelled to return to his
Beringer, a close associate of Hermann Hesse and Carl home. Hofmann would later report "On the way home,
Jung, in his massive tome "Der Meskalinrausch" (The my condition began to assume threatening forms. . .
Mescaline Inebriation) in 1927, followed a year later by Everything in my field of vision wavered and was
Heinrich Kluver's Mescal: The "Divine" Plant and Its distorted as if seen in a curved mirror. I also had the
Psychological Effects, the first attempt at formal sensation of being unable to move from the spot.
classification and analysis of mescaline visions (Kluver, Nevertheless, my assistant later told me that we had
1928). And heralding the next phase of hallucinogen traveled very rapidly. . . My surroundings had now
research, mescaline was touted by psychiatric transformed themselves in more terrifying ways.
researchers as a putative biochemical model for major Everything in the room spun around, and the familiar
mental disturbances, particularly schizophrenia objects and pieces of furniture assumed grotesque,
(Guttman and Maclay, 1936; Stockings, 1940). threatening forms. They were in continuous motion,
animated, as if driven by an inner restlessness… Even
Dr. Hofmann's Serendipitous Discovery worse than these demonic transformations of the outer
The modern era of hallucinogen research began in world, were the alterations that I perceived in myself, in
the laboratory of Dr. Albert Hofmann, a senior research my inner being. Every exertion of my will, every
chemist for the Sandoz Pharmaceutical Company in attempt to put an end to the disintegrations of the outer
Basel, Switzerland. In mid April, 1943, Hofmann was world and the dissolution of my ego, seemed to be
engaged in work to chemically modify alkaloids from wasted effort. A demon had invaded me, had taken
the rye ergot fungus, Claviceps purpurea, in an effort to possession of my body, mind and soul." Shortly
develop a new analeptic agent (a respiratory stimulant). thereafter, Hofmann would describe, "the climax of my
Acting on a premonition that earlier tests had missed despondent condition had passed. . . the horror softened
something, he returned to and prepared a fresh batch of and gave way to a feeling of good fortune and gratitude.
a compound he had previously synthesized in 1938, but . . now, little by little I could begin to enjoy the
which had proved at that time to have what were unprecedented colors and plays of shapes that persisted
considered to be uninteresting results in animal testing. behind my closed eyes. Kaleidoscopic, fantastic images
The chemical compound he had decided to return to surged in on me, alternating, variegated, opening and
after this five year hiatus was the twenty-fifth in a series then closing themselves in circles and spirals, exploding
of lysergic acid amides, and had previously received the in colored fountains. . . Exhausted, I then slept, to
designation of LSD-25. awake next morning refreshed, with a clear head,
While working with a modest quantity of this though still somewhat tired physically. A sensation of
compound for further study, Hofmann complained of well-being and renewed life flowed through me "
restlessness and feeling dizzy and decided to return to (Hofmann, 1983). Dr. Hofmann's shocking experience
of madness and transcendence, precipitated by an

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Grob, Psychiatric Research with Hallucinogens

infinitesimally low dose of what would soon be those obtained with schizophrenics" (Rinkel and
recognized as the most potent psychoactive substance Denber, 1958)., it became increasingly apparent,
known to man, heralded the advent of a new era of however, that although an impressive array of
psychiatric research committed to uncovering the psychiatric researchers and theoreticians had elucidated
mysteries of the mind and revealing the basis of mental and elaborated upon the startling degree of resemblance
illness. between schizophrenia and the hallucinogenic
experience, a growing consensus was emerging that the
The Psychotomimetic Model dissimilarities between the two states essentially
Albert Hofmann's discovery of LSD soon led to a obviated the value of the chemical psychosis model
period of intense interest and activity designed to (Grinspoon and Bakalar, 1979). Speaking at the First
explore its utility as a model of understanding and International Congress of Neuropsychopharmacology in
treating psychotic illness. Such a direction was 1959, the legendary Manfred Bleuler enunciated the
consistent with earlier investigations equating the central argument in opposition to the psychotomimetic
mescaline catalyzed altered state of consciousness with model. He stated that it was the gradual and inexorable
the subjective experience of schizophrenic patients progression of a symptom complex that included
(Guttman and Maclay, 1936; Stockings, 1940). Tayleur disturbed thought processes, depersonalization and
Stockings had described the similarities between the two auditory hallucinations, evolving into a generalized
states: "Mescaline intoxication is indeed a true functional incapacitation that was characteristic of
'schizophrenia’ if we use the word in its literal sense of schizophrenia. He concluded with the demonstrative
‘split mind,’ for the characteristic effect of mescaline is declaration that although the psychotomimetic drugs
a molecular fragmentation of the entire personality, may have strengthened our conceptual understanding of
exactly similar to that found in schizophrenic patients… organic psychoses, they have "contributed nothing to the
Thus the subject of the mescaline psychosis may believe understanding of the pathogenesis of schizophrenia"
that he has become transformed into some great (Bleuler, 1959).
personage, such as a god or a legendary character, or a
being from another world. This is a well-known Hallucinogen Research and the Role of the CIA
symptom found in states such as paraphrenia and Following the end of World War II, as relations
paranoia" (Stockings, 1940). Noting the enormity of with our former ally the Soviet Union began to
perceptual disturbances induced by LSD, coupled with deteriorate and Cold War tensions heightened, a
the sensation in some subjects of losing their mind, as program was initiated by the U.S. Central Intelligence
had transiently been the case with Dr. Hofmann, Sandoz Agency to develop a speech inducing drug for use in
in 1947 began actively marketing LSD to psychiatric interrogations of suspected enemy agents. Such a
researchers and practitioners as a tool for understanding search was in part stimulated by knowledge of prior,
psychoses. Not only was LSD experimentation in albeit unsuccessful, efforts by Nazi medical researchers
normal subjects proposed as a viable model for studying at the Dachau Concentration Camp to utilize mescaline
the pathogenesis of psychotic illness, but psychiatrists as an agent of mind control (Marks, 1979). By the early
were encouraged to self-administer the drug so as to 1950's the CIA had acquired from Sandoz
gain insight into the subjective world of the patient with Pharmaceutical a large quantity of the highly touted
serious mental illness (Stevens, 1987). For a young psychotomimetic, LSD, and had begun their own
field struggling to gain credibility as a medical science, extensive testing program. Early experiments often
this model of chemically controlled psychosis emerged involved the furtive "dosing" of unwitting subjects,
as a propitious sign for the future. including employees of the CIA and other intelligence
Preoccupation with the hallucinogen induced organizations, soldiers and customers solicited by
psychotomimetic model continued through the 1950's. prostitutes in the service of the CIA. Given the ill-
The psychotomimetic position was summarized by one prepared mental set of the victim, the often adverse
its leading proponents, Harvard psychiatrist Max setting in which the "experiment" occurred, and the lack
Rinkel: "The psychotic phenomena produced were of therapeutic aftercare, it is no surprise that highly
predominantly schizophrenia-like symptoms, mani- deleterious outcomes, including suicide, did occur.
fested in disturbances of thought and speech, changes in Although knowledge of this irresponsible and ethically
affect and mood, changes in perception, production of suspect association between the CIA and hallucinogenic
hallucinations and delusions, depersonalizations and substances remained suppressed for the next twenty
changes in behavior. Rorschach tests and concrete- years, knowledge of such activities was ultimately
abstract thinking tests showed responses quite similar to obtained through the Freedom of Information Act

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The Heffter Review of Psychedelic Research, Volume 1, 1998

(Marks, 1979; Lee and Schlain, 1985). uncovering early childhood memories, and inducing an
Through the 1950's, as Cold War fears escalated, affective release, psychiatrists claimed to have achieved
the CIA began to developed an affinity for the a breakthrough in reducing the duration and improving
psychotomimetic model then in vogue. In order to the outcome of psychotherapeutic treatment (Chandler
further their own goals of investigating the mind control and Hartmann, 1960). Problems arose with the
potentials of hallucinogenic drugs, the CIA began to psycholytic paradigm, however, as critics noted that the
recruit and fund a number of distinguished psychiatric content of regressed material released from the
researchers. Included among these was Ewen Cameron, unconscious was extremely sensitive to the psychiatrist's
elected President of the American Psychiatric own analytic orientation, in most cases Freudian or
Association in 1953 and first President of the World Jungian. Questions arose over whether the phenomena
Psychiatric Association. Capitalizing on the CIA's observed in the psychotherapeutic sessions, including
preoccupation with LSD's purported ability to break the often positive treatment outcome, were not simply
down familiar behavior patterns, Cameron received attributable to the presence of heightened powers of
funding to develop a bizarre and unorthodox method for suggestibility. Moreover, with psycholytic treatments,
treating severe mental illness. The treatment protocol care had to be taken to utilize sufficiently low dosages of
began with "sleep therapy", where patients were sedated the hallucinogen that the patient's ego would not be
with barbiturates for a several month period, and was overwhelmed to the point where verbal analysis would
followed by a "depatterning" phase of massive be inhibited. When in the course of psycholytic
electroshock and frequent doses of LSD designed to psychotherapy higher dosages were utilized, the
obliterate past behavior patterns. Patients were then resultant experience could no longer be contained
once again heavily sedated, and subsequently subjected within the intended theoretical framework, thus
to a prolonged "psychic driving" reconditioning phase necessitating delineation of an entirely new paradigm.
where they received constant auditory bombardment
from speakers under their pillows repeating tape The Psychedelic Treatment Model
recorded messages, with some patients hearing the same Psychiatrists utilizing the higher dose model on
message repeated a quarter of a million times. Given their patients, as well as self-experimenting on
the gross excesses in all modalities of this "treatment", themselves, quickly realized that they had accessed an
inevitably severe neuro-psychiatric deterioration was entirely new and novel dimension of consciousness. As
incurred by many of Cameron's unconsented subjects Dr. Hofmann had experienced during his own
(Marks, 1979; Lee and Schlain, 1985). Ultimately, the exploration, this unexpected level of awareness could
efforts of the CIA and their contract psychiatrists came alternately be rapturous or terrifying. The first
to naught as their ill-advised collaboration with psychiatrist to explore this paradigm was the Canadian
hallucinogens yielded little of value to support either the researcher Humphrey Osmond. Utilizing first mescal-
CIA's mind control theories or the psychotomimetic ine, and later LSD, Osmond devoted his studies to the
investigations of psychiatric researchers. treatment of alcoholism, a notoriously difficult and
refractory condition. Noting that some alcoholics were
The Psycholytic Treatment Model only able to cease their pathological drinking behaviors
Early experimentation in Switzerland following after they had experienced a terrifying, hallucinatory
Albert Hofmann's discovery in the 1940's had discerned episode of delirium tremens during alcohol withdrawal,
a phenomena quite different than that of the much Osmond set out to replicate this state through utilization
heralded yet bizarre psychotomimetic mental of a high dose hallucinogen model. Observing that what
experience. In subjects given a relatively low dose of distinguished his treatment successes from his treatment
LSD, there appeared to occur a release of repressed failures was whether a transcendent and mystical state
psychic material, particularly in anxiety states and of consciousness was attained, Osmond recognized the
obsessional neuroses. By allowing this otherwise strong resemblance to states of religious conversion,
repressed and threatening material to flow effortlessly bringing to mind William James' old axiom that "the
into consciousness, investigators surmised that low dose best cure for dipsomania is religiomania." Dissatisfied
LSD treatment could facilitate the psychotherapy with the prevailing jargon, and arguing that his model
process (Stoll, 1947). Application of the low dose demonstrated that hallucinogens did much more than
model in Europe as well as the United States ascertained "mimic psychosis", Osmond introduced at the 1957
that psycholytic treatment had particular value with meeting of the New York Academy of Sciences the term
patients with rigid defense mechanisms and excessively psychedelic, explaining that the "mind manifesting"
strict superego structures. By facilitating ego regression, state did not necessarily produce a predictable and

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Grob, Psychiatric Research with Hallucinogens

pathological sequence of events, but rather could By the mid-1960's, the secret was out. Growing
catalyze an enriching and life changing vision. And in interest in hallucinogens had catalyzed, and was
presaging the cacophonous debate that would shortly catalyzed by, profound cultural shifts. Along with the
fall upon the infant field of hallucinogen research, social upheaval surrounding opposition to an
Osmond concluded that the psychedelic model not only increasingly unpopular war in South-East Asia,
allowed us to escape "Freud's gloomier moods that hallucinogens assumed a central role in a movement
persuaded him that a happy man is a self-deceiver", but that began to question many of the basic values and
would soon come to the aid of humanity's imperiled precepts of mainstream Euro-American culture. The
existence and "have a part to play in our survival as a populace, fueled by sensational media accounts, grew to
species" (Osmond, 1957). identify hallucinogens as a prime suspect in inciting the
accelerating state of cultural havoc. Along with the
The Prohibition of Hallucinogen Research drugs themselves, adherents of the experimental and
With the evolution to the psychedelic model, treatment models became increasingly identified as part
hallucinogens moved beyond the bounds of control of of the problem. Such circumstances were in no way
the medical elite (Neill, 1987). No longer could they be improved by the rash pronouncements from the radical
confined to investigations of a model psychosis, nor wing of what had rapidly become identified as an
could they be contained within the framework of hallucinogen-inspired political movement. The leaders
conventional psychiatric therapies with implicit of one notorious research group in particular drew
prescribed roles for doctor and patient. By blurring the public ire and aroused anxiety and panic by such
boundaries between religion and science, between proclamations as: "Make no mistake: the effect of
sickness and health, and between healer and sufferer, consciousness-expanding drugs will be to transform our
the psychedelic model entered the realm of applied concepts of human nature, of human potentialities, of
mysticism. As word of the astounding phenomenon existence. The game is about to be changed, ladies and
induced by the psychedelic model spread into the culture gentleman. . . These possibilities naturally threaten
at large, the inevitable backlash occurred. Horrified that every branch of the Establishment. The dangers of
this extraordinary investigative probe had been external change appear to frighten us less than the peril
appropriated from their control, the leaders of the of internal change. LSD is more frightening than the
psychiatric profession directed harsh criticism at their Bomb!" (Leary and Alpert, 1962).
irrepressible and increasingly evangelistic colleagues. In response to escalating fears that hallucinogens
Roy Grinker, the first editor of the prestigious Archives had become an out of control menace to public safety
of General Psychiatry, in a 1963 editorial castigated and cultural stability, the government moved to restrict
those psychiatric researchers who had become access to these potent agents of change. Psychiatric
preoccupied with administering "the drug to themselves, leaders, gravely concerned by the threat to public mental
and some, who became enamored with the mystical health, and perhaps to their professional image as well,
hallucinatory state, eventually in their 'mystique' became vehemently urged government regulating agencies to
unqualified as competent investigators" (Grinker, 1963). tighten their controls. Roy Grinker, illustrious
And a year later, in the Journal of the American psychiatrist and President of the American Medical
Medical Association, Grinker charged researchers with Association, issued an urgent warning to his colleagues
"using uncontrolled, unscientific methods. In fact, these that greater damage lay ahead unless usage of these
professionals are widely known to participate in drug hazardous chemical agents was contained. Going
ingestion, rendering their conclusions biased by their beyond merely calling for the psychiatry profession to
own ecstasy…The psychotomimetics are being take action against this growing peril, which would
'bootlegged', and as drugs now under scientific include denouncing the renegades within its own ranks,
investigation they are being misused" (Grinker, 1964). Grinker castigated the government for having been
In moving beyond the boundaries of conventional woefully lacking in vigilance and having neglected its
scientific inquiry, the hallucinogens had "become duty: "The Food and Drug Administration has failed in
invested with an aura of magic" (Cole and Katz, 1964), its policing functions. The drugs are indeed dangerous
and thus could no longer be provided the status and even when used under the best of precautions and
protection of their elite profession. The covenant had conditions” (Grinker, 1964).
been broken. The hallucinogens, along with the Driven into action by increasingly lurid media and
proponents of their continued exploration, were cast out, law enforcement accounts of widespread hallucinogen
becoming pariahs in a land and a time that increasingly use among the young, amidst dire warnings that this
viewed them as threats to public safety and social order. insidious threat would erode the values and work ethic
of future generations, government regulators had no

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The Heffter Review of Psychedelic Research, Volume 1, 1998

choice but to act. In 1965 the Congress passed the Drug and shame, hallucinogen research became a non-issue,
Abuse Control Amendment, which placed tight virtually disappearing from the professional literature
restrictions on hallucinogen research, forcing all and educational curriculums. By the early 1970's,
research applications to be routed through the FDA for psychiatric researchers and academicians had perceived
approval. In April, 1966, succumbing to mounting that to continue to advocate for human research with
adverse publicity, Sandoz Pharmaceuticals ceased the hallucinogens, or even to be identified with past interest
marketing of what their esteemed research chemist in their therapeutic potential, might seriously jeopardize
Albert Hofmann would come to call "my problem child" their future careers. Difficult decisions had to be made.
(Hoffman, 1983). Also during the spring of 1966, From the mid 1960's onward, a split began to appear in
Senator Robert Kennedy called for Congressional the ranks of psychiatric hallucinogen researchers. For
Hearings on the problem. Kennedy, whose wife Ethel those who would maintain their enthusiasm for the
had reportedly received psychiatric treatments with potentials of these singular substances, a path of
LSD, expressed concern that potentially vital research professional marginalization would follow. For those
was being obstructed, questioning: "Why if they were who would take a stand against their perfidious threat,
worthwhile six months ago, why aren't they worthwhile accolades and professional advancement would be
now?… I think we have given too much emphasis and forthcoming. For most, however, it was to be a process
so much attention to the fact that it can be dangerous of quietly disengaging, often from what had been a
and that it can hurt an individual who uses it. . . that passionate interest, and re-directing their careers
perhaps to some extent we have lost sight of the fact that towards tamer and less disputable areas. With very few
it can be very, very helpful in our society if used exceptions (Grinspoon and Bakalar, 1979; Grinspoon
properly" (Lee and Schlain, 1985). Kennedy's pleas and Bakalar, 1986; Strassman, 1984), a veil of silence
went unheeded, as over the next few years more and had descended over the putative role of hallucinogen
more stringent restrictions were imposed on research in psychiatry.
hallucinogen research, culminating in the Bureau of
Narcotics and Dangerous Drugs (the predecessor to the The Future of Hallucinogen Research in
Drug Enforcement Agency) decision to place the Psychiatry
hallucinogens in the Schedule I class, reserved for Where are we to go with this most unusual class of
dangerous drugs of abuse with no medical value. psychoactive substances? Some would say it is best to
Research ground to a virtual halt. Government, civic let sleeping dogs lie, that the hallucinogens only brought
and medical leaders had all responded to their call to discord and controversy to the ranks of psychiatry and
duty, permanently expunging, they hoped, what their re-examination can only lead to further turmoil
President Lyndon Johnson had declared in his State of and acrimony. Psychiatry has moved far beyond the
the Union address in January, 1968, "these powders time where hallucinogens were viewed as being on the
and pills which threaten our nation's health, vitality and cutting edge of research investigation. Many
self-respect" (Stevens, 1987). psychiatrists graduating from training programs in the
last decade are not even aware of the role hallucinogens
Discounting Hallucinogen Research once did play in the arena of legitimate research. The
Hallucinogens, in the guise of an experimental conventional point of view is that these drugs are
probe into the mysterious world of mental illness, had potential substances of abuse, nothing more. Within
burst on the scene during the infancy of psychiatric mainstream, academic psychiatry forums for discussion
research. They had not only unleashed a firestorm of of the relative merits of resuming inquiries into this area
controversy as a highly touted therapeutic intervention, have been restricted. What was once a roar of often
but had greatly contributed to the development of the vituperative debate has receded to barely a whisper.
exciting new specialty of laboratory neurochemistry Perhaps this twenty-five year period of quiescence
research. Access to these unique agents for animal and retreat into relative obscurity has been necessary to
research has been permitted to continue unimpeded, and finally give the question of hallucinogens a fair hearing.
they have contributed greatly to our understanding of We have seen in a prior epoch of investigation a playing
neurotransmitter systems, brain imaging techniques and field painfully polarized between ardent advocates and
behavioral pharmacology (Jacobs, 1984; Freedman, fervent foes of the hallucinogens' putative role as agents
1986). And yet, human research with hallucinogens of discovery and healing. The truth has always rested
had, until now, vanished from the scene. Discounted somewhere in between the dichotomous poles of
for ever having held value or potential, it is as if they panacea and toxin. The protagonists of the past, whose
had never been with us. A source of embarrassment careers and integrity so often appeared to be interwoven

14
Grob, Psychiatric Research with Hallucinogens

with the content and outcome of their fierce debate, are hallucinogen research during the 1950s and 1960s, and
exiting the arena. Rumblings of renewed interest are persisting as an alluring hope, has been their putative
being heard within the halls of academic psychiatry. A role in alleviating mental suffering. During a mere
new dialogue is slowly starting to emerge. Hopefully, fifteen year period, over a thousand clinical papers were
the lessons of the past will be appreciated, and utilized published in the professional literature discussing the
to forge a partnership and collaboration where divergent experiences of 40,000 patients treated with
perspectives will be given a fair and open hearing, and hallucinogens (Grinspoon and Bakalar, 1979). While
the true potential of the hallucinogens may finally be many of these reports were presented in the form of
illuminated. descriptive case studies and are attributed little value by
As the sleeping giant of hallucinogen research contemporary research standards, they can help point
emerges from its twenty-five year slumber, it will the way for future investigations. A wide variety of
perceive that the world of psychiatry has vastly changed psychopathological phenomena were subjected to
from when it was put to rest. The once reigning rulers intervention with hallucinogens, often leading to
of psychoanalysis have receded to positions of relative encouraging reports of positive clinical outcomes.
obscurity as the field has become progressively Unfortunately, examining these stimulating accounts in
dominated by the adherents of biological reductionism. retrospect reveals notable flaws in their design,
The insights gleaned from the individual case study, including primitive and by today's standards deficient
once the standard of psychoanalytic investigation, have measures designed to evaluate therapeutic change, lack
been devalued and supplanted by the rigorous of outcome follow-up and unwillingness to utilize
methodological research design of modern psychiatry. appropriate control subjects. As the debate over
In the future, the putative value of hallucinogens in hallucinogens intensified, it also became apparent that
psychiatry can no longer rest on claims deriving from from both warring camps investigators' biases (whether
anecdotal case studies, as inspiring as they may be, but conscious or unconscious) were confounding their
rather must evolve out of the findings of well-structured, results. From our current vantage point, it is often
controlled, scientific investigation. To achieve difficult to ascertain the true significance of this past
relevance and be accepted as a reputable field of study, research other than to appreciate that sufficient clinical
hallucinogen research must satisfy the standards of change appears to have been catalyzed that further
contemporary psychiatric research. To maintain an investigation is merited. And as we prepare to delve
iconoclastic insistence that the very nature of these into the question of the hallucinogens' application to
substances transcends standard research designs would treatment models, it will be essential that we control for
be to prolong their marginalization and deny the the flaws that made a previous generation of research
opportunity finally to explore their potential utility. suspect. State of the art research methodology must be
The knowledge base of biological psychiatry and utilized, including proper attention to set and setting,
the neurosciences has exploded over the last two control populations and measures of short and long term
decades, facilitated in part by probes and techniques treatment outcome. An atmosphere of active
developed with hallucinogen research in animals collaboration among investigators with contrasting
(Jacobs, 1984; Freedman, 1986). The potential for perspectives needs to be established, avoiding at all costs
further advances in our understanding of the the schism which led to the collapse of earlier efforts.
mechanisms of brain function has been recognized and
enunciated at a technical meeting of the National The Relevance of the Past
Institute on Drug Abuse (NIDA) in July, 1992, that We are on the threshold of initiating explorations
concluded that it is now time to move beyond pure which may have considerable ramifications for our
animal research into the realm of human investigation. future. There is much at stake and much to learn. But
We are now on the threshold of initiating studies in order to take full advantage of this opportunity we
utilizing state of the art research techniques, including must fully understand our past, including that which we
sophisticated brain imaging scans, neuroendocrine know from cultures distant to our own place and time.
challenge tests, and receptor binding studies in human Plant derived hallucinogens once played a vital, albeit
subjects. The strategy of pursuing such biological poorly appreciated role in our pre-historical lineage
investigations will likely not only yield valuable new (Furst, 1976; Dobkin de Rios, 1984). While psychiatry
information in the neurosciences, but facilitate the re- has traditionally held a disparaging and pathologizing
legitimization of human research with hallucinogens view towards shamanic belief systems and practices
and ultimately become a prelude to the re-exploration of (Devereux, 1958), evidence supplied by transcultural
their effects on perception, cognition, and emotion. anthropological investigators (Jilek, 1971; Noll, 1983)
One of the most controversial arenas of

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The Heffter Review of Psychedelic Research, Volume 1, 1998

demonstrates that shamanic practices may actually be An Illustrative Model


conducive to high levels of psychological health and One of the most exciting areas of investigation
functioning. To move beyond the commonly held from the past era of hallucinogen research was the
psychiatric viewpoint that shamanism is nothing more treatment of severe, refractory alcoholism. In the 1950s
than primitivism and the prehistorical wellspring of psychiatric researchers had identified the similarities
mental illness, would allow for receptivity to learning between the spectrum of the LSD experience and the
from a paradigm that has incorporated for thousands of phenomenology of delirium tremens (Osmond, 1957;
years the utilization of hallucinogens as a vital facet of Ditman and Whittlesey, 1959). As alcoholism was
belief systems and healing practices (Bravo and Grob, notorious for its lack of responsiveness to conventional
1989). If we are to assess optimally the true clinical treatment approaches, great interest and energies were
efficacy and safety of the hallucinogens, it is imperative directed towards this area of study. Highly impressive
that we be conscious of the critical extrapharmaco- short term results of treatment with hallucinogens
logical variables that we know to be integral to the (Chwelos et al, 1959; MacLean et al, 1961; Van Dusen
shamanic model. Ample attention and sensitivity must et al, 1967) gave impetus to a surge of enthusiasm that a
be given to the preparation for the hallucinogen dramatic and effective intervention had finally been
experience, the powerful expectation effects directed found. Additional support was forthcoming from Bill
toward predetermined therapeutic goals, the formalized Wilson, the founder of Alcoholics Anonymous, who
structure of the session and the integration of the altered revealed that his own carefully supervised experiences
state experience in the days, weeks and months with LSD had not only been a highly valuable personal
following the experience. The failure to adhere to any experience, but were also fully compatible with the
of these aspects of the shamanic paradigm would be to tenets of the movement he had started (Grof, 1987).
deny hallucinogen research the full opportunity to test However, as the level of discord within the psychiatric
its true value. profession and the degree of alarm in the public
What removes the shamanic world view so far from heightened, resistance to accepting the hallucinogen
our own, and consequently presents the greatest model for alcoholism intensified. As mainstream
challenges when attempting to incorporate its insights psychiatry could no longer stand idly by in the face of
into contemporary research methodology, is the belief threatened radical upheaval, so the Board of Trustees of
that the plant hallucinogens are sacraments of divine Alcoholics Anonymous felt compelled to reject their
origin. However, it is this reverential and spiritual creator Bill Wilson's proposed endorsement.
utilization of psychoactive substances that so pointedly It soon became apparent that the methodological
distinguishes the practices of tribal and shamanic shortcomings of the research alleging to demonstrate
peoples from our own contemporary profaned and unequivocally positive results in the treatment of
pathologized context of drug abuse. Hallucinogens in alcoholism would undermine progress in the field.
the shamanic world have traditionally played a critical Poorly controlled research design, with questionable
role in rites of initiation, providing personal measures of change and inadequate follow-up led to
regeneration and radical change, and are perceived as charges that hallucinogen advocates had been blinded
essential to the process of growth and maturity and the by their own enthusiasm and had mis-interpreted and
acquisition of meaning (Grob and Dobkin de Rios, mis-represented their findings. Opponents of the
1992; Zoja, 1989). They are not mis-used or abused, hallucinogen treatment model would subsequently
and are not agents of societal chaos and destruction. conduct their own clinical trials, designed to refute what
Their use is fully sanctioned and integrated into the they perceived as dangerous and exaggerated claims of
mainstream of society, and commonly utilized in therapeutic success (Smart et al, 1966; Hollister et al,
ritually prescribed and elder facilitated ceremonies. The 1969; Ludwig, Levine and Stark, 1970). These studies,
hypersuggestible properties of the hallucinogens, which purported to demonstrate an entire lack of
utilized within a highly controlled set and setting, treatment efficacy of models utilizing hallucinogens,
achieves a powerful effect, reinforcing cultural cohesion were received by the psychiatric establishment with
and commitment. These apparent beneficial effects of great relief. In fact, the Ludwig, Levine and Stark study
shamanic hallucinogen use contrast markedly with the provided such reassurance to a profession so shaken by
destructive outcomes often observed in our own its own iconoclasts, as well as satisfying contemporary
contemporary contexts (Dobkin de Rios and Grob, formal medical research standards with such aplomb,
1993). that it was awarded the prestigious Lester N. Hofheimer
Prize for Research from the American Psychiatric
Association.

16
Grob, Psychiatric Research with Hallucinogens

Nevertheless, the investigations designed to provide Native American Church is a clear contemporary
the last word on the "failed" hallucinogen treatment example of the successful application of the shamanic
model have themselves come under scathing attack. model to the treatment of severe, refractory illness.
Not only have the investigators' lack of appreciation of Although the Native American Church applies to a
set and setting, failure to adequately prepare their circumscribed and relatively homogenous population, it
patients for the experience and refusal to allow for provides a valuable lesson on the importance of the
follow-up integration been identified (Grinspoon and shamanic model and the need for attentiveness to set
Bakalar, 1979), but the capricious nature of medical and setting, intention, preparation and integration, as
research has itself been implicated. "At a time when well as group identification. If we are to develop
LSD was popular, Levine and Ludwig (1967) had optimal research designs for evaluating the therapeutic
reported positive results… When LSD fell out of favor utility of hallucinogens, it will not be sufficient to adhere
and the positive results became politically unwise, they to strict standards of scientific methodology alone. We
obtained negative results. Unconsciously or consciously must also pay heed to the examples provided us by such
they built into their study a number of antitherapeutic successful applications of the shamanic paradigm. It
elements that guaranteed a therapeutic failure" (Grof, will only be then, when we have wedded our state of the
1980). art research designs to the wisdom accrued from the
The discussion of the potential role of past, that we will adequately appreciate what role
hallucinogens in the treatment of alcoholism, and by hallucinogens may have in our future.
inference its application to other psychiatric disorders as
well, would not be complete without an examination of Conclusion
the role of the plant hallucinogen, peyote, in the After a twenty-five year period of virtual
treatment of Native American Indians. Evidence exists prohibition, formal psychiatric research with
that peyote was in widespread use in Central America hallucinogenic drugs has resumed. This article has
and revered as a medicine and religious sacrament as reviewed the process by which hallucinogens came to be
early as 200 B.C. (Furst, 1976). After the American viewed as beyond the pale of respected and sanctioned
Civil War, the use of peyote moved north of the Rio clinical investigation, and has directed attention to the
Grande River and quickly spread to dozens of native importance of fully understanding the lessons of the past
tribes throughout the United States and Canada. During so as to avoid a similar fate for recently approved
the 1870s and 1880s a peyote vision religion developed research endeavors. The shamanistic use of
in reaction to the inexorable encroachment of non- hallucinogenic plants as agents designed to facilitate
native peoples onto the Indian lands and the associated, healing, acquire knowledge and enhance societal
deliberate destruction of native culture. With the defeat cohesion were brutally repressed in both the Old and
and subjugation of the Native American people, New Worlds by the progenitors of our own
alcoholism became epidemic. Although until recently contemporary Euro-American culture, often with
faced with unrelenting political repression by the U.S. complicity of the medical professions. Knowledge of
government, the Native American Church, a syncretistic the properties and potentials of these consciousness
church combining elements of traditional Indian altering plants was forgotten or driven deeply
religion and Christianity and utilizing peyote as its underground for centuries. It was not until the late
ritual sacrament, has been recognized by 1800s that German pharmaceutical researchers
anthropologists and psychiatrists as being the only investigating the properties of peyote re-discovered the
effective treatment for endemic alcoholism (Schultes, profound and highly unusual effects of these substances.
1938, La Barre, 1947, Bergman, 1971, Albaugh and A dispute anticipating the virulent controversies of the
Anderson, 1974). Karl Menninger, a revered figure in 1960s ensued, however, pitting proponents of this new
the development of American Psychiatry in the 20th model of consciousness exploration against those who
Century, has stated: "Peyote is not harmful to these questioned the propriety of their colleagues enthusiasm
people; it is beneficial, comforting, inspiring, and for self experimentation and penchant for sweeping
appears to be spiritually nourishing. It is a better proclamations. The history of hallucinogen research in
antidote to alcohol than anything the missionaries, the the 20th century has revolved around this regrettable
white man, the American Medical Association, and the polarization, and as such has impeded the evolution of
public health services have come up with" (Bergman, the field.
1971). Developments in the second half of the 20th
Integral to the positive treatment outcome with century were catalyzed by the remarkable discoveries of
peyote has been its sacramental utilization within the the Swiss research chemist, Albert Hofmann. In the
ritual context of mystical-religious experience. The

17
The Heffter Review of Psychedelic Research, Volume 1, 1998

wake of his synthesis of the extraordinarily potent fascinating yet poorly understood class of psychoactive
psychoactive substance, lysergic acid diethylamide, a substances. Whether we can successfully take
period of active investigation ensued. Notable gains advantage of this opportunity will depend ultimately on
were accomplished utilizing the psychotomimetic model how well we have learned the lessons of the past.
for understanding mental illness and the low dose
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A slightly abbreviated version of this article first appeared in the Yearbook for Ethnomedicine and the Study of Consciousness 3:91-
112, 1994

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