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to a stance of narcissism, the mirror stage thus harbors also its own
peculiar mode of nondescript conflict a n d a n t a g o n i s m , but a conflict
which does not obey fixed rules or lines of demarcation. In J a m e s o n ' s
words, the I m a g i n a r y level is p r e g n a n t with a p o l y m o r p h o u s kind of
agressivity which results "from t h a t indistinct rivalry between self
a n d other in a period t h a t precedes the very elaboration of a self or
t h e c o n s t r u c t i o n of an ego"; far from c a n c e l i n g t h e " n o r m a l
t r a n s i t i v i s m " between agents, aggressivity at this point manifests a
" s i t u a t i o n a l experience of o t h e r n e s s as pure r e l a t i o n s h i p , as
struggle, violence, a n d a n t a g o n i s m , in which the child can occupy
either term indifferently, or indeed, as in transitivism, both at once."
These experiences of e m p a t h y a n d rivalry, of i m a g i n a r y identifica-
tion a n d conflict also provide initial clues for later moral distinctions
a n d ethical valorizations of h u m a n conduct. To this extent, the
I m a g i n a r y level reflects a concretely lived "ethos" which can
function as a storehouse of n o r m a t i v e precepts. Thus, it is possible to
describe the I m a g i n a r y as the scene of " t h a t primordial rivalry a n d
transitivistic substitution of imagoes, t h a t indistinction of p r i m a r y
narcissism a n d aggressivity, from which our later conceptions of
good a n d evil derive. ''20
In L a c a n ' s theory, the I m a g i n a r y functions as a backdrop, a n d as
a necessary a n d ineradicable backdrop, to the Symbolic order which
is the level of rule-governed, syntactical a n d discursive language. As
he writes, h i g h l i g h t i n g the crucial i m p o r t a n c e of this sequence: the
m o m e n t w h e n "the child is born into l a n g u a g e is also t h a t in which
'desire becomes h u m a n . '''21 For Lacan, the move to discursive
l a n g u a g e is by no m e a n s arbitrary or fortuitous, but rather an
integral part of the infant's " h u m a n i z a t i o n . " Nevertheless, in
contrast to the h a r m o n i z i n g claims of ego a n d superego psychology
(as well as theories of c o m m u n i c a t i v e rationality), the move is not
seen as an u n m i t i g a t e d advance, nor does it result in stable
interactions. By being "born into language," the child acquires an
ego a n d a sense of self-identity--mainly by relying on personal
p r o n o u n s which enable the child to differentiate between ' T ' a n d
others or between "mine" and "yours." However, pronouns do not
provide a secure identity; in linguistic theory they are k n o w n as
"shifters" because they can be appropriated indiscriminately by
speakers a n d a g e n t s - - w i t h the result t h a t subjectivity is simultane-
ously constituted a n d dispersed or discarded. Moreover, discursive
l a n g u a g e does not establish a stable reference to the world but only
an indirect or "symbolic" linkage. According to Saussure, words or
"signifiers" do not directly or unequivocally relate to objects; rather,
the function of signification is to point circuitously to missing or
absent objects. This point is accentuated by L a c a n into an intimate
Fred Dallmayr 481
III
NOTES
1. The status of"obj ect relations" theory in the above conflict is difficult to pinpoint
due to its complexity and many nuances. Recently Fred Alford has marshalled
the resources of that theory (with a focus on Melanie Klein and her successors) for
a critical assessment of the contributions of the Frankfurt School. While Alford
tends to stress the ego- or subject-pole of "object relations," I find the approach
more congenial when that pole is deemphasized. See C. Fred Afford, "Habermas,
Post-Freudian Psychoanalysis and the End of the Individual," Theory, Culture
and Society, vol. 4 (1987), pp. 3-29; and his Narcissism: Socrates, the Frankfurt
School, and Psychoanalytic Theory (New Haven: Yale University Press, 1988).
Compare also Jay Greenberg and Stephen Mitchell, Object Relations in Psycho-
analytic Theory (Cambridge, MA: Harvard University Press, 1983).
Press, 1983).
2. Theodor W. Adorno, "Social Science and Sociological Tendencies in Psycho-
analysis" (unpublished); cited in Martin Jay, The Dialectical Imagination
(Boston: Little, Brown & Co., 1973), p. 104.
3. Adorno, "Die revidierte Psychoanalyse," in Adorno, Gesammelte Werke, ed. Rolf
Tiedemann, vol. 8 (Frankfurt-Main: Suhrkamp, 1972), p. 40.
4. Max Horkheimer and Theodor W. Adorno, Dialectic of Enlightenment, trans.
John Cumming (New York: Seabury Press, 1972), pp. 31-32, 40, 54-55.
5. See Adorno, Negative Dialectics, trans. E. B. Ashton (New York: Seabury Press,
1973), and Aesthetic Theory, trans. Christian Lenhardt (London: Routledge &
Kegan Paul, 198). For a discussion of mimesis compare Martin Jay, Adorno
(Cambridge, MA: Harvard University Press, 1984), pp. 155-158.
6. The antinomial character of Adorno's thought in this field is evident from a
memorandum of 1944 pinpointing methodological maxims: "We do not call the
influence of socio-economic factors psychological since they are more or less on a
rational level. . . . The term psychological should be reserved for those traits
which are prima faeie irrational. This dichotomy means that we do not approve
of a socio-psychological approach ~ la Fromm, but rather think in terms of
rational and irrational motivations which are essentially to be kept apart." Cited
in Jay, The Dialectical Imagination, pp. 229-230.
7. See Herbert Marcuse, One-Dimensional Man: Studies in the Ideology of Ad-
vanced Industrial Society (Boston: Beacon Press, 1964), and An Essay on
Liberation (Boston: Beacon Press, 1969).
8. Marcuse, "Philosophy and Critical Theory," in Negations: Essays in Critical
Theory, trans. Jeremy J. Shapiro (Boston: Beacon Press, 1968), p. 135 (translation
slightly altered).
9. Marcuse, Eros and Civilization (Boston: Beacon Press, i955). For a sensitive
synopsis of some of the main arguments of the study see Jay, The Dialectical
490 Politics, Culture, and Society
Imagination, pp. 107-112. Regarding the difference of Marcuse from his former
Frankfurt colleagues J a y writes (p. 107): "Unlike Horkheimer and Adorno, who
used Freud's insights into the profound contradictions of modern man to support
their arguments about non-identity, Marcuse found in Freud, and the later,
meta-psychological Freud to boot, a prophet of identity and reconciliation."
10. Marcuse, Counterrevolution and Revolt (Boston: Beacon Press, 1972), p. 23.
11. J~irgen Habermas, Knowledge and Human Interests, trans. Jeremy J. Shapiro
(Boston: Beacon Press, 1971), pp. 216-217.
12. Compare Habermas, "What is Universal Pragmatics?" in Communication and
the Evolution of Society, trans. Thomas McCarthy (Boston: Beacon Press, 1979),
pp. 1-68. In terms of speech-act theory, subjective experience in Habermas's
scheme provides the ground for "expressive" or self-representative speech acts,
just as in the field of sociological action theory, subjectivity serves as springboard
for "dramaturgical" action geared toward self-display in front of an audience. In
every instance, thus, psychic life is integrated into a fabric of complementary
and mutually supportive categories: in the case of validity claims, into the
structure of "communicative rationality," and in the case of action types, into the
framework of communicative action and interaction. Among the types of
"reconstructive" analysis Habermas pays tribute particularly to Chomsky's
generative grammar, Piaget's theory of cognitive development, and Kohlberg's
model of stages of moral maturation.
13. Habermas, The Theory of Communicative Action, vol. I: Reason and the
Rationalization of Society, trans. Thomas McCarthy (Boston: Beacon Press,
1984), p. 385. The case against the older Frankfurt School is broadly developed on
pp. 366-390.
14. Joel Whitebook, "Reason and Happiness: Some Psychoanalytic Themes in
Critical Theory," in Richard J. Bernstein, ed., Habermas and Modernity
(Cambridge, MA: MIT Press, 1985), pp. 154-155. Compare also his comments (p.
155): "Where the philosophers of the consciousness had difficulty reaching extra-
mental existence from within the closed circle of subjectivity, Habermas has
difficulty contacting extralinguistic reality from within the equally closed circle
of intersubjectivity." Habermas's compromise with hedonism occurs chiefly on
the highest (seventh) stage of moral development where discursive reasoning is
given the task of interpreting private needs.
15. Whitebook, "Reason and Happiness," p. 157. His observations seem less
applicable, in my view, to Adorno whose ambition was precisely to maintain the
mentioned "dialectic of harmony and disharmony."
16. The essay does contain, however, numerous suggestive or tantalizing passages,
for instance the following (pp. 145-146): "While we are indeed accustomed to
thinking of the ego as anti-instinctual, I would like to suggest that, insofar as the
ego possesses a synthetic function, and insofar as Eros is defined as the drive to
establish and preserve 'ever greater unities,' we can locate something like Eros in
the ego itself."
17. For helpful introductions to Lacan's thought see Anthony G. Wilden, The
Language of the Self (Baltimore: Johns Hopkins University Press, 1968); Anika
Rifflet-Lemaire, Jacques Lacan (Brussels: Dessart, 1970); John P. Muller and
William J. Richardson, Lacan and Language: A Reader's Guide to Ecrits (New
York: International Universities Press, 1982); J a n e Galop, Reading Lacan
(Ithaca, NY: Cornell University Press, 1985); Ellie Ragland-Sullivan, Jacques
Lacan and the Philosophy of Psychoanalysis (Urbana: University of Illinois
Press, 1986); and Shoshana Felman, Jacques Lacan and the Adventure of
Insight: Psychoanalysis in Contemporary Culture (Cambridge, MA: Harvard
University Press, 1987). These comments by Felman strike me as particularly
insightful (p. 57): "As for the theory of psychoanalysis, its originality for Lacan
consists not so much in Freud's discovery of the u n c o n s c i o u s . . , as in Freud's
discovery of the unprecedented fact that the unconscious speaks . . . . The
unconscious is therefore no longer--as it has traditionally been conceived--the
Fred Dallmayr 491
simple outside of the conscious, but rather a division, Spaltung, cleft within
consciousness itself." In relying on Lacan I do not mean to endorse all his
teachings--for the simple reason that I cannot claim to understand all of them
fully.
18. Jacques Lacan, Ecrits (Paris: Seuil, 1966), p. 113.
19. Fredric Jameson, "Imaginary and Symbolic in Lacan: Marxism, Psychoanalytic
Criticism, and the Problem of the Subject," in Yale French Studies, No. 55/56
(1977), pp. 354-355.
20. Jameson, "Imaginary and Symbolic in Lacan," pp. 356-357.
21. Lacan, Ecrits: A Selection, trans. Alan Sheridan (New York: Norton, 1977), p.
103.
22. Jacqueline Rose, "Introduction--II," in Juliet Mitchell and Rose, eds., Feminine
Sexuality: Jacques Lacan and the Ocole freudienne (New York: Norton, 1985), p.
31. Rose (pp. 31-32, note 2) also points to Lacan's concern with "the structure of
metaphor (or substitution) which lies at the root of, and is endlessly repeated
within, subjectivity in its relation to the unconscious. It is in this sense also that
Lacan's emphasis on language should be differentiated from what he defined as
'culturalism,' that is, from any conception of language as a social phenomenon
which does not take into account its fundamental instability (language as
constantly placing, and displacing, the subject)."
23. Jameson, "Imaginary and Symbolic in Lacan," p. 359. Jameson (p. 363) also
quotes Rifflet-Lemaire to the effect that "the subject mediated by language is
irremediably divided because it has been excluded from the symbolic chain (the
lateral relations of signifiers among themselves) at the very moment at which it
became 'represented' in it."
24. This stricture also seems to apply to the Deleuze-Guattari endorsement of
schizophrenia and their celebration of archaic, pre-verbal layers of the psyche;
see Gilles Deleuze and Felix Guattari, Anti-Oedipus, trans. Robert Hanley, Mark
Selen and Helen Cane (New York: Viking Press, 1982). Regarding Lacan's
linguistic turn and his critique of a subjectivist humanism compare also the
comments by Juliet Mitchell: "The humanistic conception of mankind assumes
that the subject exists from the beginning. At least by implication ego psy-
chologists, object-relations theorists and Kleinians base themselves on the same
premise. For this reason, Lacan considers that in the last analysis, they are more
ideologues than theorists of psychoanalysis . . . . Lacan dedicated himself to
reorienting psychoanalysis to its task of deciphering the ways in which the
h u m a n subject is constructed--how it comes into being--out of the small h u m a n
animal. It is because of this aim that Lacan offered psychoanalytic theory the
new science of linguistics which he developed and altered in relation to the
concept of subjectivity." See Mitchell and Rose, Feminine Sexuality, pp. 4-5.
25. Jacques Lacan, Schriften II, ed. Norbert Haas (Freiburg: Olten, 1975), p. 263;
Rainer N~igele, "Freud, Habermas and the Dialectic of Enlightenment: On Real
and Ideal Discourses," New German Critique, No. 22 (1981), p. 43. The comments
by Haas are cited in N~gele, "The Provocation of Jacques Lacan: An Attempt at
a Theoretical Topography apropos a Book about Lacan," New German Critique,
No. 16 (1979), pp. 8-9. On the other side of the fence see, e.g., Peter C. Hohendahl,
"Habermas and His Critics," New German Critique, No. 16 (1979), pp. 89-118.
26. I realize that the above comments are not fully supported by Lacan's writings.
However, the themes have been developed or at least sketched by some of Laean's
critical students or readers. Compare Luce Irigaray, This Sex Which Is Not One,
trans. Catherine Porter with Carolyn Burke (Ithaca, NY: Cornell University
Press, 1985); Julia Kristeva, Desire in Language, trans. Thomas Gara, Alice
Jardine and Leon S. Roudier (New York: Columbia University Press, 1980) and
Revolution in Poetic Language, trans. Margaret Waller (New York: Columbia
University Press, 1984). Jameson points vaguely in the above direction when he
writes that "at a time when the primacy of language and the Symbolic Order is
widely understood--or at least widely asserted--it is rather in the underestima-
492 Politics, Culture, and Society
tion of the Imaginary and the problem of the insertion of the subject that the
'un-hiddenness of truth' (Heidegger) may now be sought." See "Imaginary and
Symbolic in Lacan," p. 383.
27. Friedrich Nietzsche, The Birth of Tragedy, in The Birth of Tragedy and the
Genealogy of Morals, trans. Francis Golffing (Garden City, NY: Doubleday
Anchor Books, 1956), p. 19 (translation slightly altered for purposes of clarity). In
invoking Dionysos and Apollo, Nietzsche explicitly rejects customary inner-
outer dichotomies or the distinction between "subjective" and "objective" art.
Challenging the Kantian and post-Kantian aesthetics of taste he writes (p. 37):
"All that more recent aesthetics has been able to add by way of interpretation is
that here the 'objective' artist is confronted by the 'subjective' artist. We find this
interpretation of little use, since to us the subjective artist is simply the bad artist
and since we demand above all, in every genre and range of art, a triumph over
subjectivity, deliverance from the self, the silencing of every personal will and
desire." Compare also these comments on lyrical poetry (pp. 38-39): "The T here
sounds out of the depth of being; what recent writers on aesthetics call
'subjectivity' is a more figment . . . . Being the active center of that world he (the
poet) may boldly speak in the first person, only his T is not that of the actual
waking man, but the T dwelling, truly and eternally, in the ground of being."
28. The Birth of Tragedy, pp. 22-23.
29. The Birth of Tragedy, pp. 25-27. A little later Nietzsche adds (p. 32): "The more I
have come to realize in nature those omnipotent formative tendencies and, with
them, an intense longing for illusion, the more I feel inclined to the hypothesis
that the original Oneness, the ground of being, ever-suffering and contradictory,
time and again has need of rapt vision and delightful illusion to redeem itself."
30. The Birth of Tragedy, pp. 21-22, 28, 34.
31. The Birth of Tragedy, pp. 92-93. Somewhat later (p. 137), Nietzsche attacks "a
Socratism bent on the extermination of myth. Man today, stripped of myth,
stands famished among all his pasts and must dig frantically for roots, be it
among the most antiquities. What does our great historical hunger signify, our
clutching about us of countless other cultures, our consuming desire for
knowledge, if not the loss of myth, of a mythic home, the mythic womb?"
Nietzsche's ambivalence regarding Socrates is well known. Elsewhere he calls
for an "artistic Socrates," that is, a balance of knowledge and art, reason and
nature.
32. The Birth of Tragedy, pp. 31, 33-34.
33. The Birth of Tragedy, pp. 49, 53-54, 56-57. Compare also this comment (p. 58):
"Thus we may recognize a drastic stylistic opposition: language, color pace,
dynamics of speech are polarized into the Dionysian poetry of the chorus, on the
one hand, and the Apollonian dream world of the scene on the other."
34. The Birth of Tragedy, pp. 138, 142, 145.
35. Ragland-Sullivan, Jacques Lacan and the Philosophy of Psychoanalysis, p. 65.