Beruflich Dokumente
Kultur Dokumente
1
automatically result in a failing grade in the course. You must turn in your exam
when the time is over. I will not accept any exam that is turned in seconds late.
Policy on Make-up Test & “Extra Credit”:
You are expected to take tests and exam at the scheduled time. Make-up exams are rarely
granted. Students who have to miss a test with legitimate reasons such as personal or
family emergency may request in advance, in writing, for a make-up. Such written
requests must be submitted before the scheduled test, and I will decide on the make-up
date. I will not grant any “extra credit” for extra work; you have plenty opportunities to
perform well in the class.
Grading and Evaluation:
Grading will be based on midterm exam and final report, class attendance credit. The
breakdown of the total points is: Midterm Exam: 30%; Final report: 40%; 70 points in
total. Class attendance and classroom etiquette: 30 points.
Class Schedule
Week Dates Subject Contents Chapter #
1 02/20 Course Description
2 02/27 The Nature of Mutual Funds Chap1
Mutual Fund Regulation and Issues Chap 2
3 03/06 The Economics of Mutual Funds Chap 3
Mutual Fund Fees and Expenses Chap 4
4 03/13 How Financial Markets Work Chap 5
Active versus Passive Investing Chap 6
5 03/20 Efficient Markets and Mutual Fund Investing:
Chap 7
The Advantages of Index Funds
6 03/27 Asset Allocation: Design and Care of Portfolios Chap 8
7 04/03 The Morningstar Approach to Mutual Fund
Analysis-Part1 Chap 9
The Morningstar Approach to Mutual Fund Chap 10
Analysis-PartII
8 04/10 Building a Portfolio of Mutual Funds: A
Chap 11
Morningstar Approach
9 04/17 Midterm Exam
10 04/24 Performance of Actively Managed versus Index
Chap 12
Funds: The Vanguard Case
11 05/01 Classic and Enhanced Index Funds: Performance
Chap 13
and Issues
12 05/08 Mutual Funds versus Exchange-Traded Funds Chap 14
13 05/15 The Challenge to Mutual Fund Stewardship Chap 15
14 05/22 Identifying Mutual Fund Stewardship
Chap 16
Normative Transparency of Mutual Fund
Chap 17
Disclosure
15 05/29 Group Report
16 06/05 Group Report
17 06/12 No class
18 06/19 Group Report