Beruflich Dokumente
Kultur Dokumente
IMR 454
Management of Records Repository
1
Introduction
2
STEPS INVOLVED IN PLANNING AND DEVELOPING A
RECORDS CENTER
4
Establishing an administrative
Structure
5
Establishing an administrative Structure
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Establishing an administrative Structure
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Content Central-ization
authority,
service
levels and location
costs.
Administrative
stuctures
Accomm-
odation
transport
staffing ICT 8
1. Centralization
• One records center or several?
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Centralization – Brain Cracker
Based on the structure and needs of your organization, give three
advantages and three disadvantages to centralizing a records
center for your organization. Then give three advantages and three
disadvantages to decentralizing the records center.
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2. Location - advantages
• Should the records center be on the central site or at a remote site?
• Not only does the close proximity allow for timely service but it also
helps demonstrate the benefits of good records management practice
because retrieval is speedy and staff quickly become familiar with the
records center.
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Location- disadvantages
• The principal disadvantage of a central
location is cost.
12
Location
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3. Means of Transport
• How will the records be transferred, disposed of and retrieved?
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Means of Transport
• The records center should have accommodation and
equipment to facilitate large transfers of records :-
Weatherproof loading bay, adequate parking
Space for large vehicles
A working area where transferred materials can be
cleaned and checked before being placed on shelves.
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Means of Transport
• The records center should also be able to receive, store and
retrieve records in non-typical formats.
• The records center is not simply a storage area but the base
for an information service. Materials held in the records
center must be available for use.
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Means of Transport
• Records are also regularly moved out of the records center,
under the provisions of the disposal schedules.
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Means of Transport
• The records center should be able to control the issue and
replacement of records that are on loan to agencies.
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4. Communications and Technology
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Communications and Technology
Allow agencies to request records, to ask for
statistical and other information about the
working of this aspect of the records and
archives institution or to obtain information
on the presence or absence of records
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5. Staffing Requirements
21
Staffing Requirements
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Staffing Requirements
Director
Records Center
Manager
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Staffing Requirements
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Staffing Requirements
Duties of Records Centre Staff
administrative duties.
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Staffing Requirements
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Staffing Requirements
• The record staff should know:
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Staffing Requirements
2. RECEIVING RECORDS FROM CREATING AGENCIES
• When records are received in the RC, they should be
accompanied by completing transfer lists.
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Staffing Requirements
• Staff should shelves boxes of transferred records in
accordance with a plan.
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Staffing Requirements
3. RETRIEVING RECORDS ON DEMAND
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Staffing Requirements
• Records centre staff are responsible for retrieving the correct
record, controlling its issue and return, supervising its use in
the search room and ensuring its return to the correct
location.
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Staffing Requirements
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Staffing Requirements
5. COMMUNICATIONS AND TECHNOLOGY MANAGEMENT
• Only one staff member should be responsible for the computer system, if
one is used.
• This area of responsibility involves liaison with the appropriate officer in
the records and archives institution.
• Tasks may include the choice of the hardware and software systems used.
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Staffing Requirements
34
Staffing Requirements
6. ADMINISTRATIVE DUTIES
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6. Accommodation Requirements
• There must be accommodation for all of the
processes of the records center, including the
– Transferring process
– Management of Records
– Storage of records
– The provision of reference services
– Staff facilities
– Storage and maintenance of vehicles.
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Accommodation Requirements
1. Transfer of Records
All these movements require the use of a loading bay. This area should be
protected from the weather and should lead directly to a clean, secure
work area.
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Accommodation Requirements
2. Management of Records
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Accommodation Requirements
39
Accommodation Requirements
3. Storage of Records
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Accommodation Requirements
4. Reference to Records
• There should be
– desks or tables at which users may consult the records
– a desk for the supervising officer (placed so that the officer can see the
users)
– shelves for reference material
– access to a photocopier.
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Accommodation Requirements
5. Facilities for Staff
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Accommodation Requirements
6. Storage and Maintenance of Vehicles
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7. Authority, Service Levels and Costs
• The service offered by the records centre and its staff form
part of the larger records and archives institution which
should be established on a firm statutory basis and
managed in accordance with a records policy.
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Authority, Service Levels and Costs
• The level of service offered should be the subject of specific
regulations, procedures and agreements, which should cover such
matters as :-
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Authority, Service Levels and Costs
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Collecting Information About
Records Systems
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Collecting Information About Records Systems
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Collecting Information About Records Systems
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Collecting Information About Records Systems
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Collecting Information About Records Systems
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Deciding on A Physical Site For
the Records Centre
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Deciding on A Physical Site For the Records Centre
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Constructing or Adapting a Building
For use As A Records Center
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Constructing or Adapting a Building For use As A
Records Center
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Constructing or Adapting a Building For use As A Records Center
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Constructing or Adapting a Building For use As A Records
Center
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Storage areas in records
center
Stack
Areas
• Administrative
area
Non • Processing area
Stack • Reference area
Areas • Staging area
• Disposal area
Security
System
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Constructing or Adapting a Building For use As A Records Center
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Constructing or Adapting a Building For use As A Records
Center
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Constructing or Adapting a Building For use As A Records
Center
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Constructing or Adapting a Building For use As A Records
Center
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Constructing or Adapting a Building For use As A Records
Center
v. Disposal Area
permits small quantity disposals to be accumulated for
sale to a dealer
allows large quantity disposals to be removed from the
shelves on a time available basis without the need for
immediate destruction action
located near loading dock
3. Security System
restrict records center to authorized personnel only
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Conducting A Pilot Study
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Conducting A Pilot Study
• Before embarking on any new system for the care of records in
records center, it is advisable to carry out a pilot project.
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Conducting A Pilot Study
• Retrieval for reference should be tested. The pilot own official
vehicles, staff’s car and visitor’s cars.
• It will not serve the purpose if its scope is too large or the task is
too difficult to complete within a reasonable time.
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Establishing A Full Record Service
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Establishing A Full Record Service
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Establishing A Full Record Service
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Caring For Records in Special
Formats
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Caring For Records in Special Formats
• Most records held within the records centre will be in formats (mainly
paper) that permit their storage in standard boxes or bundles.
• The bulk of the records centre can be shelved on a regular pattern and
boxes allocated to spaces on a random access basis.
• However, it is likely that there will be a proportion of records that cannot fit
into standard shelf spaces or standard boxes or that demand special
treatment. These include:
1. Maps and plans
2. Photographs
3. Moving images
4. Audiotape
5. Electronic record
6. Computer printouts
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Caring For Records in Special Formats
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Caring For Records in Special Formats
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Caring For Records in Special Formats
• The funds are better used to provide more secure storage for
records with enduring value while the maps with a short life
span can housed using regular records center storage
facilities.
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Caring For Records in Special Formats
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Caring For Records in Special Formats
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Caring For Records in Special Formats
2. Photographs
Should be kept in acid free folders,
individually and kept in a controlled
environment.
Also need specialized indexing
It is important to link between
photographs and others records be
retained.
It is often impossible to understand what
a photograph depicts unless the
contextual documents reveal it.
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Caring For Records in Special Formats
3. Audiovisual Materials
Moving image film also requires
special storage condition.
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Caring For Records in Special Formats
3. Audiovisual Materials
4. Electronic Records
The guidelines for the storage of
electronic records are continually
changing as new mechanism are
established.
Provisions for the storage of electronic
records in the RC should conform to
procedures issued by the records and
archives institution.
In general, electronic records should be
stored in areas free of dust and magnetic
fields and protected as much as possible
from fluctuations in temperature and
humidity. 81
Caring For Records in Special Formats
4. Electronic Records
Computer printouts on continuous stationery do not produce any special
storage problem except that they tend to be too big for standard boxes or
shelf spaces.
The RC Manager should talk with the records office about the likelihood of
receiving this material and remember to ask about printouts during the
survey of the creator agencies.
Computer printouts must be appraised and have action dates allocated to
them on transfer so that they are not retained in the RC indefinitely.
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Determining A plan For Costing
Services
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Determining A plan For Costing Services
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Determining A plan For Costing Services
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Determining A plan For Costing Services
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Determining A plan For Costing Services
The costing of records service can only be done as par of a general policy of
the government or corporate service.
There may be reasons for not considering the contracting out of records
services even if these might be offered more cheaply or more efficiently by
external agencies.
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