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Abstract
This study measured incidental vocabulary learning and supported the
reliability of Hulstijn and Laufer’s (2001) Involvement Load Hypothesis (ILH)
among learners with different word levels by focusing on four tasks involving
reading the BBC news. A vocabulary test designed by Nation (1983) was taken
by the 180 participants, who were then placed into four word levels based on
their test results: 40 learners at the 2,000 word level; 60 learners at the 3,000 word
level; 48 learners at the 5,000 word level; and, 32 learners at the university word
level. Participants at each level were divided into four groups, with each subgroup
completing one of four vocabulary learning tasks that varied in the cognitive
load required: reading comprehension (low effort), reading comprehension plus
supplied target words (moderate effort), reading comprehension plus composition
writing (strong effort), and reading comprehension plus dictionary look-up and
composition writing (very strong effort). Findings revealed that, in line with
the predictions of ILH, vocabulary learning was highest in the fourth task, and
descended according to involvement load. This study also suggested that the
applicability of incidental learning and ILH was affected by the participants’ word
levels, and that a critical lexical threshold appeared to exist for comprehending
the BBC News.
1
Lecturer, Department of English, Nanning University, China. Corresponding author, E-mail:
tengfeng@uni.canberra.edu.au
1. Introduction
It is widely acknowledged that vocabulary plays an indispensable role
in reading comprehension; however, the relationship between vocabulary
and reading comprehension is complex. This complexity lies in the
encoding of vocabulary within the given context and the decoding of
information while reading. As the building blocks of learning a language,
vocabulary has received considerable research emphasis with the ultimate
aim of improving vocabulary outcomes for EFL learners (Bell, 2001; Coady,
1997). In regard to research targeting how reading improves the learning
of vocabulary, Au (1993) showed that integrating the teaching of word
meanings within the given context is more helpful than a separate word list
with explanations. This activity of learning word meanings according to
their context is defined as “semantic mapping” (Stahl and Vancil, 1986, p.
62) and “word family association” (Nagy, 1988, p. 30).
Reading input provides the basis for most vocabulary learning (Waring
and Nation, 2004), and to facilitate acquisition of vocabulary, reading inputs
should be authentic (Nunan, 2002) and comprehensible (Krashen, 1985).
To achieve the desired vocabulary learning outcomes, learners should be
encouraged to read many authentic and comprehensible materials, such as
BBC News. In doing so, learners can benefit by gaining knowledge of word
meanings. As one popular source of authentic and comprehensible reading
inputs, BBC News materials can be used to help EFL students learn more
vocabulary. Accordingly, the present study employed BBC News articles
as reading materials with the goal of expanding our existing knowledge of
task-induced involvement by testing its predictive power on word learning
by Chinese-native speakers of different proficiency levels.
2. Literature Review
2.1 Inputs and outputs
Reading is a major source for language inputs among both EFL
and native learners and speakers. However, most EFL learners receive
only limited language inputs, which inhibits their ability to read a wider
variety of English material. Unfortunately, this fruitless cycle is common
in EFL settings. Krashen (1982, 1985, 2004) conducted many studies
supporting input theory, and pointed out that inputs are preconditions
and prerequisites for learning English. Similarly, Day and Bamford (1998)
suggested that extensive reading helps students become more proficient in
the English language. Adding to this, Ramscar and Dye (2010) suggested
that the acquisition of regular and irregular language structures comes
from conventions in the distribution patterns of reading texts without any
connections with a learner’s innate constraints. Thus, it is very important to
use reading as a language input for EFL learners.
Output theory is the opposite of input theory, and stems from the
unexpected results of the French immersion program in Canada in the
1980s. Swain (1985, p. 248) called this output “pushed,” and language
learners benefited from the output practice. Swain (1999) argued that
providing more opportunities for output made sense for individuals to
learn languages. According to Mackey (2002), learners could understand
the teachers’ interpretations and benefit from the interactional processes
after being pushed to make modifications. Moreover, these studies suggest
the benefits of outputs for learning languages and display the benefits of
“pushing” learners to produce language with grammatical structures or
vocabulary that exceeds their current level.
In the present study, the tasks were designed to link meaning-focused
inputs with meaning-focused output exercises based on Nation’s (2007)
Four Strands.
occurs subconsciously (Paribakht & Wesche, 1999). Many studies have also
explored the effects of extensive reading on incidental vocabulary learning
(Day, Omura, & Hiramatsu, 1991; Horst, 2005; Webb, 2008). Although
these studies used different methodologies, they produced a similar result:
incidental vocabulary learning does occur from reading.
Waring and Takaki (2003) used the graded reader, A Little Princess, to
test the effects of reading and word frequency rates on vocabulary learning.
Their findings suggested that, although words can be learned incidentally,
not many words can be learned this way. More specifically, the learners
relied heavily on the frequency of the words and their deliberate learning.
Nevertheless, much research (e.g., Krashen, 1993; Laufer, 2009; Nagy,
Herman, & Anderson, 1985) has indicated that the successful achievement
of incidental vocabulary learning could manifest through reading.
Although the present study will not settle the controversy surrounding
incidental vs. intentional learning, it does provide in-depth insights into
incidental learning by testing the predictive power of ILH on word learning
by EFL students of various proficiency levels.
3. Research Questions
With respect to the articles reviewed, this study developed the
following three research questions:
(1) Do learners at different word levels assigned to tasks with different
involvement indexes evince different outcomes in word learning?
(2) What is the lexical threshold for comprehending BBC materials?
(3) As the task with the highest involvement index, does Task 4 provide
the maximum benefit in learning vocabulary regardless of the learners’
word levels?
4. Methodology
4.1 Participants
To categorize the participants’ word levels, the 180 English majors
(aged 19-22) recruited to participate in this study were given a vocabulary
test (Nation, 1983). The rationale for choosing English majors was that they
were believed to have a higher English proficiency level.
According to the results of the vocabulary test, 40 learners were at the
2,000 word level, 60 were at the 3,000 word level, 48 were at the 5,000 word
level, and 32 were at the university word level. According to Nation (1983,
p. 16), learners at the 2,000 word level have mastered the general service
list, which is a word list for reading simplified materials; the 3,000 word
level is the basis for beginning to read more complex materials; the 5,000
word level is the basis for beginning to read original texts; and learners
4.3 Tasks
The present study investigated four tasks with different involvement
indexes, as shown in Table 2.
As described in Table 2, the involvement load need was held constant.
The four tasks differed only in the component search (absent or present)
and evaluation (none, moderate, or strong). As can be seen, Task 4 had the
4.4 Procedure
As mentioned above, the 180 participants were categorized according
to English proficiency into four word levels. Participants in each word-level
category were divided equally and randomly into four groups with each
subgroup completing one of the four tasks. Participants were not informed
of the purpose of the study. They were also not told that vocabulary tests
would be administered after the reading program, so as to not motivate
participants to memorize the words in anticipation of a following test.
The author prepared and printed the reading materials for all
participants. One English teacher was responsible for each task, so a total
of four teachers were involved. They were non-native English speakers.
Task instructions were provided in Chinese to better facilitate the students’
understanding of the task procedures.
All tasks were finished during regular class time and completed by
participants at their own pace. The teachers distributed the tasks and
administered the tests. After receiving their tasks, participants read the
directions (as the participants are English majors, the directions were
written in English) on the cover page and began reading the materials. The
time for finishing the tasks varied among the treatment groups. Tasks 1,
2, 3, and 4 took an average of 90, 120, 150, and 190 minutes to complete,
respectively. After participants completed their tasks, the teachers collected
their materials and distributed the post-tests, as described below.
Participants were given one point for writing a correct word and zero
for an incorrect word.
The second part required the learners to produce a sentence with the
test words. Similarly, the learner also received one point for producing
a sentence that correctly incorporated the target word in terms of usage
(grammar/spelling was not judged).
The maximum possible score for the test was 52 points (26 points
each for parts one and two). The results of which were used to establish
the proficiency of the participants. This vocabulary test was administered
twice: once four weeks prior to the reading program and immediately after
the reading program to assess the learners’ vocabulary growth. The reason
for administering the test four weeks prior to the program was to prevent
alerting the participants’ attention to the target words. In addition, to avoid
the difficulties involved in creating equal-level word-proficiency tests, the
post test was identical to the pre-test with the exception that the item order
was changed.
Table 5: One-way ANOVA results of the four tasks after the program
S df M F p
Between tasks .183 3 .06 .018 .97
Within tasks 193.467 56 3.45
Total 193.650 59
*p < .05
Table 7: One-way ANOVA results for the four tasks after the program
S df M F P
Between tasks 552.563 3 184.19 57.106 .00*
Within tasks 141.917 44 3.23
Total 696.479 47
*p < .05
Table 8: Post-hoc multiple comparison of the four tasks after the program
95% CI
(I) task (J) task M.D. (I-J) SEM p
Lower bound Upper bound
1 2 -2.00 .73 .03* -4.13 .13
3 -4.50 .73 .00* -6.63 -2.36
4 -9.08 .73 .00* -11.21 -6.95
2 1 2.00 .73 .03* -.13 4.13
3 -2.50 .73 .02* -4.63 -.36
4 -7.08 .73 .00* -9.21 -4.95
3 1 4.50 .73 .00* 2.36 6.63
2 2.50 .73 .20* .36 4.63
4 -4.58 .73 .00* -6.71 -2.45
4 1 9.08 .73 .00* 6.95 11.21
2 7.08 .73 .00* 4.95 9.21
3 -4.58 .73 .00* 2.45 6.71
*p < .05
Table 10: One-way ANOVA results for the four tasks after the program
S df M F p
Between tasks 152.375 3 50.79 36.004 .00*
Within tasks 39.500 28 1.41
Total 191.875 31
*p < .05
Table 11: Post-hoc multiple comparison of the four tasks after the program
95% CI
(I) task (J) task M.D. (I-J) SEM p
Lower bound Upper bound
1 2 -1.75 .59 .00* -3.51 .01
3 -2.50 .59 .00* -4.26 -.73
4 -6.00 .59 .00* -7.76 -4.23
2 1 1.75 .59 .00* -.01 3.51
3 -.75 .59 .00* -2.51 1.01
4 -4.25 .59 .00* -6.01 -2.48
3 1 2.50 .59 .00* .73 4.26
2 .75 .59 .00* -1.01 2.51
4 -3.50 .59 .00* -5.26 -1.73
4 1 6.00 .59 .00* 4.23 7.76
2 4.25 .59 .00* 2.48 6.01
3 3.50 .59 .00* 1.73 5.26
*p < .05
5.6 Question 2
To answer the second question of what the lexical threshold is for
reading BBC business materials comprehensibly, the vocabulary gain results
at each word level were analyzed.
First, concerning vocabulary growth in this study, the students at the
2,000 word level demonstrated a weak position. Consequently, this implies
that knowledge of the 2,000 word level is insufficient for such learners to
recognize and use the words in a specific area of written texts, such as the
BBC news materials in this study. This is in line with Nation and Hwang’s
(1995) study that the sight-recognition knowledge of the 2,000 word level is
far from adequate for general reading comprehension. Second, with regard
to the critical lexical threshold for reading comprehension and learning
vocabulary, Nation (1993) proposed that knowledge of around 3,000 word
level is the critical threshold needed for basic reading comprehension.
When this threshold is not met, learners will likely encounter lexical
problems in understanding the English they are exposed to (Alderson &
Banerjee, 2002).
Although the participants at the 3,000 word level in the current study
demonstrated a significant vocabulary improvement after taking part in
the reading program, the results of the four tasks in terms of learning
vocabulary were unexpected in that vocabulary growth from each task did
not significantly differ. This suggests that although some participants at
the 3,000 word level conducted writing tasks (Tasks 3 and 4), they did not
produce a significantly better outcome than the reading plus fill-in exercise
(Task 2) or simple reading task (Task 1).
At the 5,000 word level and the university word level, the learners
registered enormous improvements in learning vocabulary and yielded
different results for the different tasks. Accordingly, it is suggested that
5,000 word level is a minimum level resulted in greater lexical coverage and
superior vocabulary improvement, with the university word level yielding
the maximum vocabulary growth. These results accord with two other
recent related studies, namely Laufer and Ravenhorst-Kalovski (2010) and
Laufer (2013).
Therefore, regarding the second research question of the lexical
threshold for reading BBC news, the results of this study suggest that the
threshold locates at around the 5,000 word level.
5.7 Question 3
The third research question, “does Task 4 with the highest involvement
index provide the maximum benefit in learning vocabulary regardless of
the learners’ word levels,” is addressed in the following.
Participants at the 2,000 word level did not appear to register different
outcomes in learning vocabulary from the four tasks, including Task 4.
Although the participants at the 3,000 word level displayed vocabulary
growth, the predictive power produced by the four tasks was not
significantly different. This means it is also difficult to claim that Task 4
facilitated the greatest amount of vocabulary learning for those at the 3,000
word level.
One possible explanation is that the numerical values of the
involvement index given to the four tasks were not treated with the same
weight. For example, the requirement of evaluation, which is to compare
the specific meaning of a word with other meanings through writing a
composition, may have been too difficult for the learners at the 3,000 word
level. To those at this level, some words may have been confusing and some
meanings misleading. Thus, predicting the requirement of evaluation that
refers to the comparison of the usage of the target words with other words
is problematic.
For the learners at the 5,000 word level and university word level,
the results evidently endorse the hypothesis that Task 4, with the highest
involvement index, led to the best results in vocabulary learning.
Therefore, concerning the third research question, Task 4, with the
highest involvement index, was demonstrated to yield the maximum
benefits in learning vocabulary for learners at the 5,000 word level and
university word level. It is also implied by the present study that a lexical
threshold is key to ILH, and that the efficacy of ILH is connected with the
learners’ current word levels.
6. Pedagogical Implications
Hulstijn and Laufer (2001) claimed that the retention of word
meanings was based on the manipulation of cognitive and motivational
variables within tasks; in other words, learning was based on the need,
search, and motivation factors assigned in different tasks. Drawing on
ILH, which purports that tasks with higher involvement indexes lead to
better learning outcomes, four different tasks were designed with different
involvement indexes in the present study. Overall, the findings had both
expected and unexpected outcomes. One expected result was that learners
at the 2,000 word level did not benefit differentially from the four tasks in
vocabulary learning. An unanticipated result was that although the learners
at the 3,000 word level registered vocabulary growth, the predictive power
produced by the four tasks did not significantly differ, which brings ILH
into question for this level of English proficiency. Be that as it may, this
does not mean that IHL is not applicable, only that more consideration
(e.g., learners’ word levels) should be paid to the implementation of the two
cognitive constructs (namely search and evaluation).
The findings from the present study imply that the three constructs
of task-induced involvement have a different role in EFL vocabulary
learning. Need, a drive to learn vocabulary, is the precondition for the
acquisition of an unknown word; in contrast, search, which means the
action of determining word meanings through use of a dictionary, leads
to vocabulary growth; and lastly, evaluation, comparing and assessing the
word usage of an unknown word, leads to the final acquisition of words.
However, the active evaluation for using words did not lead to significant
vocabulary growth for the students at the 2,000 and 3,000 word levels.
One reason might be that it is too early to expect students at these levels
to produce language with vocabulary that exceeds their current level. As a
consequence, it is justifiable that the construct of evaluation should not be
highlighted for the students with a low proficiency level.
For students at the 2,000 and 3,000 word levels to read BBC news,
elaborate bottom-up processing of frequent words is necessary because
it is difficult for them to achieve a level of comprehension sufficient to
incidentally learn new words from reading authentic texts until they
have gained a certain lexical threshold in the target language. Moreover,
due to the lexical threshold deficiency, it could be argued that deliberate
vocabulary teaching should be incorporated into class activities for lower
level students, and that teachers should encourage the development of
extensive vocabulary knowledge so that learners can use new words both
receptively and productively, which is an important part of a well-balanced
four strands vocabulary teaching program (Nation, 2008). This method
has been found helpful for learners of low proficiency levels (Nation &
Yamamoto, 2012; Teng, 2014b, 2014c). More specifically, such teaching
methods require explicit vocabulary teaching for which particular words
and phrases are focused on, various types of deliberate teaching styles for
practicing vocabulary are used, and frequent attention to target words is
given.
Finally, another salient finding this study produced was in noting that
learners at the advanced level, such as the 5,000 word level and university
word level, had significant improvement in vocabulary learning through
reading BBC News and employing the evaluation construct. This indicates
that there is value in designing tasks based on ILH for learners of high
proficiency levels.
7. Conclusion
In conclusion, it should be emphasized that it may not be sufficient to
simply require students to read more and assign them more written tasks.
Moreover, the students’ ability to handle the cognitive and motivational
dimensions of tasks and their lexical threshold for reading comprehension
is a critical point that must be considered. And as discussed above, the
incidental learning of vocabulary and the applicability of ILH is affected
by learners’ lexical levels. Although this study was conducted in provincial
China, the results have resonance for the many global contexts where
English is taught and learned as a foreign language.
8. Limitations
First, because of the methodological limitations of the present study
(e.g., completion times were not held constant across the four tasks),
generalizations may not be able to be made concerning task-induced
involvement. Some evidence has suggested that the benefits associated with
more effective tasks are negated when completion times are held constant
across tasks (e.g., Folse, 2006; Webb, 2005). Furthermore, the issue of word
exposure frequency was not taken into consideration (Teng, 2014a), adding
this issue will make this study more inclusive. Finally, the numbers of
participants in each group was also small; a bigger sample would provide
more robust results.
Acknowledgements
I would like to express my sincere thanks to Shu Zhang, Bing Zhang,
Fang He, and Huiping Qin, our four English teachers in our department
who contributed their time and effort to this study. I also owe a special
thanks to my students, who sacrificed their precious time for joining this
study. I also want to convey my sincere appreciation to the anonymous
reviewers who provided me with professional suggestions on improving the
quality of this paper. This study is funded by Nanning University (research
grant number: 2014JSGC10).
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Appendix A
Selected Target Words
Word level Selected target words
7,000 Adamant, anonymity, insolvent, infuriate, pessimistic, resurgence, sluggish, swathe,
indebted, prelude, grapple, entrant, beverage, deflate
8,000 Enumerate, inversion, longevity, reticence, revamp, stagnant, zest
9,000 Brandish, eavesdrop, snub, gnarled, impunity
Appendix B
Sample tasks
Task 1: Glossed reading (1 item out of 26)
A pre-pack administration is one in which the insolvent company
has already lined up a buyer for its profitable assets before it enters
administration, allowing a sale within days.
Insolvent: A person or
an organization that has
not enough money to pay
their debts
Insolvent: A person or
an organization that has
not enough money to pay
their debts
Follow-up writing
Please write a composition on any theme. Please note that you need to
use all the words in the word list.
Word list
Words Part of speech Definition
Adamant adj. Unwilling to change the minds
Anonymity n. The state of remaining unknown to most other people
Insolvent adj. A person or an organization that has not enough money to pay
their debts
Infuriate v. Make someone extremely angry
Pessimistic adj. Someone who believes bad things will happen
Follow-up writing
Please write a composition on any theme. Please note that you need to
use all the words in the word list. The part of speech (adjective, noun, and
verb) and definition are not provided; please use any dictionary to confirm
them.
Word list
Words Part of speech Definition
Adamant
Anonymity
Insolvent
Infuriate
Pessimistic
Appendix C
Sample test items (two items out of 26)
Active recall
1. If a company has not enough money to pay their debts, it means they
are a(an) company.
Produce a sentence
Please use the word that you have written down to create a new
sentence.
2. If someone is determined not to change their mind, it means s/he is
_____ about something.
Produce a sentence
Please use the word that you have written down to create a new
sentence.
EaGLE 1(2)-03
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