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1 BYZANTINE RESPONSES TO THE BATTLEFIELD TACTICS

2 OF THE ARMIES OF THE TURKOMAN PRINCIPALITIES:


3 THE BATTLE OF PELEKANOS (1329)
4
5 SAVVAS KYRIAKIDIS / İSTANBUL

6
7 The present research examines the Byzantine reactions to the battlefield
8 tactics followed by the armies of the Turkoman principalities during the
9 thirteenth and fourteenth centuries. The study of Byzantine-Turkoman warfare
10 is important, since it was the military strength of the Turkoman emirates which
11
brought about the end of Byzantine rule in Asia Minor and paved the way for
12
the collapse of the Byzantine empire. Furthermore, by examining the military
13
conflict between the Byzantines and the Turkomans a deeper insight is gained
14
into the structure of the Byzantine military forces and the Byzantine attitudes
15
to warfare.The late Byzantine empire was a state under constant threat and
16
military conflict with its neighbours was a permanent state of affairs. Yet the
17
study of thirteenth and fourteenth-century Byzantine military practice is in
18
many respects still an underdeveloped field. This reflects the scarcity of
19
sources. Although matters of war dominate the historical accounts of the
20
period, most late Byzantine authors had no military experience; they did not
21
personally observe the warfare between Byzantium and its enemies. Con-
22
sequently, their descriptions of battles are frequently vague and summary. They
23
tend to report nothing more than the outcome of a particular battle or
24
25
campaign. In addition, there are no surviving military manuals from the late
26
Byzantine period which could provide information about the developments in
27
Byzantine methods of fighting. Therefore, the study of Byzantine warfare after
28
1204 relies mainly on circumstantial details from the sources of the period.
29 Moreover, battles were only one aspect of the conflict between the
30 Byzantines and the Turkomans. Of equal importance were also the instances of
31 siege warfare and the condition of the Byzantines static defences. Sieges and
32 the defence of strategic cities formed an important element of Byzantine war
33 planning and strategic thought during the period under discussion. The
34 available source material indicates that the defence of Byzantine possessions in
35 Asia Minor relied substantially on the strength of the fortifications and defence
36 systems of large fortified cities, such as Nicaea and Nikomedeia. More often
37 than not the Turkomans found it impossible to seize them by assault. The only
38 effective way for them to capture Byzantine cities was to starve them into
39 submission by blocking their main routes of communication to prevent them
40 from receiving supplies and reinforcements. For instance, Kantakouzenos
41 states that in 1331 the Ottomans attacked Byzantine possessions around
42 Nikomedeia. The city could not be captured by storm, since it was well

DOI 10.1515/BYZS.2010.008
84 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 protected by strong fortifications and natural defences. It would fall only if it


2 could be deprived of resources. The same historian adds that, perceiving this,
3 the Ottomans planned to block the road through which Nikomedeia received
4 its food supplies.1 It would be superfluous to list the numerous similar
5 examples that can be found in the sources. Most of the imperial campaigns in
6 Asia Minor, some of which will be discussed below, aimed at relieving those
7 Byzantine cities which were threatened by the Turkomans.2
8 The most characteristic example reflecting the difficulties faced by the
9 Byzantine army when confronted by the armies of the Turkoman principalities
10 in this period is the battle of Pelekanos, in the gulf of Nikomedeia. This battle
11 illustrates the problems for the Byzantines in confronting enemies who relied
12 on light cavalry archers. It was fought in 1329 between the Byzantines, under
13
the command of the emperor Andronikos III (1328 – 1341), and the Ottomans,
14
whose leader was Orhan (1326 – 1362). A critical analysis of the available
15
Byzantine sources is essential for reconstructing the course of this encounter
16
and Byzantine-Turkoman warfare in general. The battle of Pelekanos, which
17
sought to remove the Turkomans from Mesothynia and relieve Nicaea and
18
other Byzantine possessions from the threat of Ottoman conquest, is described
19
by the Histories of John Kantakouzenos and Nikephoros Gregoras, while a
20
summary of it can be found in a short chronicle, which is dated between 1352
21
and 1425.3 During the civil war between Andronikos II (1282 – 1328) and his
22
grandson Andronikos III, which was fought intermittently from 1321 until
23
24 1 Kantakouzenos, historiarum libri IV, ed. L. Schopen, CSHB, 23 – 25. Bonn 1831 – 32, I
25 459.
26 2 For thirteenth and fourteenth-century Byzantine fortifications in Asia Minor see, C.
27 Foss/D. Winfield, Byzantine Fortifications. An Introduction. Pretoria 1986, 79 – 167; C.
28 Foss, Late Byzantine Fortifications in Lydia, JB 28 (1979) 297 – 320; idem, The
Defences of Asia Minor against the Turks, Greek Orthodox Theological Review 27
29
(1982) 145 – 205; idem, Survey of Medieval Castles of Anatolia II: Nicomedia. Ankara
30 1996; C. Giros, Fortifications mdivales, in: B. Geyer/J. Lefort (eds.), La Bithynie au
31 Moyen age. Paris 2003, 210 – 224. For the strategic background of the conflict between
32 the Byzantines and the Turkomans in Asia Minor in the late thirteenth century see I.
33 Booth, The Sangarios Frontier: The History and Strategic Role of Paphlagonia.
Byzantine Defence in the Thirteenth Century, BF 28 (2004) 45 – 86; idem, Ghazis, Roads
34
and Trade in north-west Anatolia 1179 – 1291, BMGS 31 (2007) 127 – 145.
35 3 Gregoras comments that the most important reason that led Andronikos III to campaign
36 was that the Ottomans threatened Nicaea: Gregoras, Byzantina Historia, ed. L.
37 Schopen, CSHB, 38 – 40. Bonn 1829 – 55, I 433; P. Schreiner, Die Byzantinischen
38 Kleinchronken, CFHB, 12. Vienna 1975 – 79, I 73 – 74, 78. The battle of Pelekanos is
passed over quietly in the Ottoman chronicles. See U. Bosch, Kaiser Andronikos III
39
Palaiologos. Versuch einer Darstellung der Byzantinischen Geschichte in den Jahren
40
1321 – 1341. Amsterdam 1965, 52; H. Inalcik, The Struggle Between Osman Gazi and
41 the Byzantines for Nicaea, in: H. Inalcik et al. (eds.), Iznik Throughout History.
42 Istanbul 2003, 78.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 85

1 1328, Kantakouzenos and Gregoras supported opposing camps. This influ-


2 enced their analysis of the battle of Pelekanos and their approach to the
3 battlefield tactics followed by the Byzantines.
4 The History of the megas domestikos and emperor John Kantakouzenos,
5 which was probably compiled in the 1360 s, is rather important for the study of
6 late Byzantine warfare.4 Kantakouzenos was the only late Byzantine author
7 with significant military experience. He was the supreme commander of the
8 Byzantine army from 1321 until 1341 and played a leading role in all the major
9 imperial expeditions of the period. In 1341, Kantakouzenos proclaimed himself
10 emperor in Didymoteichon. In 1347, after his victory in the civil war which
11 followed the death of Andronikos III, he was enthroned in Constantinople. He
12 abdicated in 1354.
13 Kantakouzenos provides a detailed account of the battle of Pelekanos, in
14 which he participated in his capacity as commander-in-chief of the Byzantine
15 army after the emperor. Kantakouzenos thorough discussion of the battle is
16 explained neither by its strategic importance nor by the fact that the opposing
17 armies were led by Andronikos III and Orhan. Rather, the author wishes to
18 portray himself and Andronikos III as competent generals and to criticise the
19 policy of Andronikos II towards the Turks. Kantakouzenos also wants to
20
establish that during the reign of Andronikos III and while he was the
21
commander-in-chief of the Byzantine military forces, the Byzantine army was
22
able to resist the Ottomans, who at the time he compiled his History (the
23
1360 s) seemed invincible. More specifically, emphasizing that one of the most
24
important tasks of Andronikos III after his accession was to thwart the
25
expansion of the Turkomans in Asia Minor, Kantakouzenos writes that the
26
emperor was indignant at seeing the Turkomans continuously campaigning
27
against the Byzantines, while the Byzantines never undertook an expedition
28
against them.5 To strengthen his argument and his criticism of the policies of
29
Andronikos II, Kantakouzenos includes in his account of the battle of
30
Pelekanos a speech which Orhan is supposed to have delivered before his
31
generals, among whom were Qulaguz and Bahadur, who according to
32
Kantakouzenos were comrades of Orhans father, Osman.6 The Ottoman
33
ruler allegedly recommended the Ottomans not to ignore the military
34
experience and daring spirit of the Byzantines. He allegedly added that the
35
Ottomans had never before faced a Byzantine army that fought so gallantly
36
and could be defeated neither through stratagems and surprise, nor in close-
37
38
4 On the dating of the History of Kantakouzenos see H. Hunger, Die hochsprachliche
39
profane Literatur der Byzantiner. Handbuch der klassischen Altertumswissenschaft XII,
40
5. Munich 1978, I 469.
41 5 Kantakouzenos (as footnote 1 above) I 341.
42 6 For Qulaguz and Bahadur see G. Moravscik, Byzantinoturcica. Berlin 1958, II 162, 205.
86 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 quarter engagements.7 Through this speech, put into the mouth of Orhan,
2 Kantakouzenos is criticising Andronikos II for being unable to resist the
3 Turkoman expansion and wishes to present the younger Andronikos as a
4 soldier emperor who, unlike his grandfather, was determined to defend the
5 Byzantine lands and who sees military action as the only way to stop the
6 Turkomans.
7 Gregoras was neither a soldier nor a participant in the campaign.
8 Nonetheless, his account of the battle of Pelekanos is similar to that of
9 Kantakouzenos. The fact that he was based in Constantinople and on good
10 terms with the megas domestikos when this battle was fought make it possible
11 that he drew his information from good sources. It cannot be excluded that
12 Kantakouzenos was one of these. However, being a supporter of Andronikos II
13 during the civil war between the two Andronikoi, Gregoras wishes to
14 demonstrate that Andronikos III was a poor general. Consequently, his
15 interpretation of the factors which led to the Byzantine defeat is quite different
16 from that of Kantakouzenos. Gregoras presents the Byzantine emperor as an
17 inexperienced general who cannot understand the battlefield tactics of the
18 enemy and points out that the Byzantine army was made up of poor quality
19 soldiers.
20 With regard to the course of the battle of Pelekanos, according to the short
21 chronicle mentioned above, the Byzantine army departed to Mesothynia on 1
22 June 1329.8 It arrived in Pelekanos, at the passage where the fortresses of
23 Philokrene, Niketiatou, Dakivytza and Retzio were located.9 Seeing that the
24 Ottomans had already captured the surrounding hills and were aware of their
25 moves, the Byzantines halted their march and decided to withdraw. Kant-
26 akouzenos relates that Orhan deployed his troops on high ground which was
27 difficult to reach and adds that if the Ottomans had had no intention to fight
28 and remained in their positions, the Byzantine army would have returned to
29 Constantinople. He argues that it should not have been seen as an indication of
30 cowardice that the Byzantines withdrew. Indeed, it was the reasonable thing to
31 do, since it was impossible to fight the enemy.10
32 Eventually, the Byzantines ordered their line on flat terrain, which,
33 according to Kantakouzenos, was suitable for heavy cavalry manoeuvres.11
34 Orhan ordered his troops on a hill and placed part of his army in ambushes.12
35 According to Kantakouzenos, Orhan started the battle by detaching 300
36 cavalry archers to entice the Byzantines into an undisciplined charge.
37
7 Kantakouzenos (as footnote 1 above) I 355 – 356.
38
8 Schreiner, Die Byzantinischen Kleinchronken (as footnote 3 above) I 78.
39 9 For this fortresses see Foss, Nikomedia (as footnote 2 above) 44 – 58.
40 10 Kantakouzenos (as footnote 1 above) I 343.
41 11 Kantakouzenos (as footnote 1 above) I 344.
42 12 Kantakouzenos (as footnote 1 above) I 344 – 345.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 87

1 Andronikos III sent out 300 cavalrymen to drive the Ottomans off. The
2 emperor ordered them to advance cautiously and in close order against the
3 Ottomans. They were also instructed not to pursue the enemy more than
4 necessary because they would get exhausted and as a result they could break
5 order and fall into ambushes.13 Kantakouzenos relates that when they saw that
6 their shots did not break the discipline and order of the Byzantines, the
7 Ottomans retreated. He adds that the Ottomans carried out many similar
8 attacks but all of them failed. However, the broken ground prevented
9 Andronikos III from sending forward his whole army. It was impossible for the
10 Byzantines to encircle the enemy.14
11 Kantakouzenos and Gregoras differ in the reaction they ascribe to the
12 Ottoman tactics on the part of Andronikos III. Kantakouzenos implies that the
13 Byzantine soldiers who were sent to force back the Ottoman cavalry archers
14 owed their success to the emperors orders. Gregoras, in contrast, writes that it
15 was a mistake to send troops against the Ottoman cavalry archers, whose
16 feigned retreats aimed to draw the imperial forces over to rough ground where
17 a series of ambuscades had been prepared. Gregoras also relates that
18 Andronikos III saw this method of fighting by the Ottomans as evidence of
19 cowardice and, encouraged by this belief, he sent Byzantine soldiers against
20 them, contrary to the advice of the more experienced commanders around
21 him. As a result, the Byzantines were constantly in a defensive position and
22 exhausted themselves in the summer heat.15 This account reflects not only
23 Gregoras negative view of Andronikos III, but also his different approach to
24 the outcome of the battle. As the supreme commander of the Byzantine army
25 and a close associate of the emperor, Kantakouzenos emphasises the success of
26 the Byzantines in being able to force back the Ottoman cavalry archers without
27 losing their order. As a critic of the generalship of Andronikos III, Gregoras
28 sees the decision to send troops against the Ottoman provocation to attack as
29 an aimless illustration of Andronikos misunderstanding of Ottoman battle-
30 field tactics.
31 In the next stage of the battle, Orhan ordered a general assault against the
32 Byzantines, but they successfully defended themselves and carried out a
33 counterattack, killing many enemies.16 However, believing that it was too risky
34 to advance any further, the Byzantines decided to withdraw and prepared to
35 return to Constantinople, unless the Turks decided to fight on open ground.17
36 Both Kantakouzenos and Gregoras point out that the lack of discipline and the
37 false rumour that the emperor had been fatally wounded turned the Byzantine
38
13 Kantakouzenos (as footnote 1 above) I 347.
39 14 Kantakouzenos, ibid. I 343 – 348.
40 15 Gregoras (as note 3 above) I 434.
41 16 Kantakouzenos (as note 1 above) I 349 – 350; Gregoras (as note 3 above) I 435.
42 17 Kantakouzenos, ibid. I 350 – 352; Gregoras, ibid. I 435.
88 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 withdrawal into panicked flight. Eventually, the army was dispersed into the
2 fortresses around Nikomedeia and departed to Constantinople.18
3 It is interesting that in his account of the Byzantine withdrawal Kant-
4 akouzenos has included an incident which typifies the inability of the
5 Byzantines to deal effectively with the Turkoman cavalry archers. He relates
6 that a certain Sevastopoulos, who was a Bulgarian submitted to the emperor
7 and had joined the campaign at the head of 300 poorly armed men, used poor
8 quality horses and held the last position in the army, assembled his troops and
9 some infantrymen from the rest of the army and hastily advanced against the
10 Ottomans. Kantakouzenos comments that the troops of Sevastopoulos were
11 defeated because they did exactly what he and Andronikos III had instructed
12 the army not to do during the battle. As he writes, the Turks pretended that
13 they were defeated and feigned retreat. Sevastopoulos troops stupidly, as
14 Kantakouzenos calls it, pursued them. Then suddenly, the Ottomans counter-
15 attacked and put them to flight.19
16 The battle of Pelekanos as described by Gregoras and Kantakouzenos
17 shows that the Byzantine military leadership possessed a good knowledge of
18
the fighting methods of the Turkomans. Andronikos IIIs instructions to his
19
soldiers, as described by Kantakouzenos, and Kantakouzenos account of the
20
engagement between the troops of Sevastopoulos and the Ottomans prove that
21
the Byzantine generals were aware how much the Turkoman armies relied on
22
the mobility of light cavalry archers, on feigned retreats and ambushes, and on
23
the avoidance of fighting at close quarters against heavily armoured cavalry. It
24
is worth noting that Kantakouzenos description of the fighting methods of the
25
Turkomans and his suggestions concerning the Byzantine responses are in
26
accordance with the instructions provided by military treatises of earlier
27
epochs, such as the sixth-century Strategikon, which is attributed to the
28
emperor Maurice (582 – 602), and the late ninth or early tenth-century Tactica,
29
which are attributed to the emperor Leo VI (886 – 912). According to the
30
Strategikon, warriors such as the Turks and the Avars are well-trained as
31
mounted archers. On campaign they are followed by numerous spare horses
32
and they place a great many troops outside the line of the battle, in order to lay
33
ambushes. Furthermore, the author of the Strategikon observes that, since the
34
35
Avars and the Turks prefer to fight their enemies from a distance and to deploy
36
ambushes and feigned retreats, Byzantine soldiers should never pursue them
37
without taking precautions. He also relates that it is best to fight the Turks in
38
the open field, using dense cavalry formations.20 As has been shown above, this
39
was the aim of the Byzantines at Pelekanos.
40 18 Kantakouzenos, ibid. I 362 – 363; Gregoras, ibid. I 436.
41 19 Kantakouzenos (as footnote 1 above) I 352 – 354.
42 20 Das Strategikon des Maurikios, ed. G. T. Dennis. CFHB, 17. Vienna 1981, XI. 2
S. Kyriakidis, Byzantine responses to the battlefield tactics … 89

1 The author of the Tactica adopts the comments of the Strategikon and points
2 out the reliance of the Saracens and the Turks on archery. He adds that the
3 Byzantines should engage them at close quarters without delay. By doing so,
4 the Byzantine soldiers would avoid any damage from the enemy arrows and
5 would take advantage of the enemys lack of armour. The Tactica also
6 comment that, because arrow shots damage the coherence and order of heavy
7 cavalry, the Byzantines should engage mobile cavalry archers only on the plain.
8 It is noteworthy that the author of this treatise comments, we know how the
9 Turks fight because we used them against the Bulgarians when they raided
10 Thrace.21 Consequently, long before the fourteenth century the Byzantines
11 were aware of the fighting methods of enemies who relied on the mobility of
12 light cavalry archers. Therefore, a comparison of the earlier sources to
13 Kantakouzenos and Gregoras accounts of the battle of Pelekanos shows the
14 continuity of the military practice of bringing the enemy to close action as
15 swiftly as possible, if an army of mobile horse-archers was to be attacked, so as
16 to avoid undue casualties and attrition from missile attack.
17 Furthermore, the available source material suggests that, throughout the
18 thirteenth and early fourteenth centuries, the armies of the Turkoman
19 principalities in Asia Minor followed battlefield tactics which were similar to
20 those followed by the Ottomans in the battle of Pelekanos. Describing one of
21 the campaigns of Michael VIII (1259 – 1282) in Asia Minor during the last
22 years of his reign, Gregoras relates that, in 1280, when considerable Turkoman
23 military forces assembled in Paphlagonia, the emperor encountered them in
24 the Sangareios river and decided to lead a large army against them. However,
25 the Turkomans inflicted a crushing defeat on the Byzantines because the latter
26 failed to react successfully to the battlefield tactics of their enemy. As Gregoras
27 writes,
28
They [the Turks] laid ambushes and waited for the Romans to arrive.
29
They did not fight pitched battles but instead, as was their custom,
30
they attacked in groups one after the other. They pretended to retreat.
31
Then they returned with great speed. They did this repeatedly until
32
they disrupted the order of their enemy and broke their ranks. Then,
33
once their enemies were in disorder and disorganised, they charged
34
and won very easily. They [the Turks] could not attack the Romans,
35
who wore armour and had good weapons. They were fleeing and the
36
Byzantine army was pursuing them unreasonably (it should not have
37
done so) without good order, without suspecting anything and without
38
any fear, despite the prohibitions and orders of the most prudent of
39
the generals. But it seems that this war was the beginning of the
40
41 21 The Tactica of Leo VI, ed. G. T. Dennis. CFHB, 49. Washington D.C. 2010, XVIII.43–X-
42 VIII.72.
90 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 disaster of the Romans, which was the divine punishment for countless
2 sins. And when the Turks crossed Sangareios, they (the Byzantines)
3 crossed it as well, killing those who could not ride fast, until suddenly
4 and unexpectedly they fell in the ambushes laid by the Turks. And
5 while they were gasping for breath, due to the long pursuit and the
6 heat, the Romans had to face fresh and eager enemies. Thus, they
7 were encircled by countless enemy soldiers along the river and all
8 apart from a few were slaughtered, achieving little that is worthy of
9 mentioning and remembering.22
10
11
The mobility of the Turkoman soldiers and their ability to successfully ambush
12
the imperial armbies is also reflected in the account of George Pachymeres. He
13
reports that in 1301 a large number of Turks in the area between Nikomedeia
14
and Nicaea in Mesothynia took by surprise an army led by the megas
15
hetaireiarches Leo Mouzalon. As Pachymeres writes, when the Byzantines
16 reorganised their forces, they pursued the Turkomans, who quickly withdrew to
17 a higher point on a nearby mountain. From there, their archers inflicted heavy
18 casualties on the Byzantine army. Eventually, the Byzantines were encircled
19 and their general narrowly escaped with his life. Pachymeres concludes that
20 this event paved the way for the further advance of the Turkomans, encouraged
21 Osman to carry out more daring raids and motivated more Turkomans to join
22 his forces. Pachymeres holds Leo Mouzalon responsible for the Byzantine
23 defeat, blaming him for either failing to understand the battlefield tactics of the
24 enemy, or for being unable to impose his authority and necessary discipline on
25 his troops.23 In another similar example, Pachymeres reports that in 1304, the
26 army of the megas stratopedarches ton tzaggratoron Sgouros was ambushed
27 and annihilated in the fortress of Katoikia (modern Kara-Cepş) which is
28 located close to Nicaea.24 The Ottomans had at night secretly captured the
29 roads leading to the fortress and, taking the Byzantines by surprise, they drove
30 them towards Katoikia. Another Ottoman force in ambush squeezed them
31 from the other side.25 Therefore, it is safe to conclude that, despite knowing the
32 fighting methods of the Turkomans, the late Byzantines failed repeatedly to
33 deal with them effectively.
34 The discussion above shows that the Byzantine military leadership was often
35 unable to impose the necessary discipline on its troops and prevent them from
36 falling into the ambushes of the Turkomans. It is significant that, long before
37 the thirteenth century and despite the recommendations of military treatises,
38
22 Gregoras (as footnote 3 above) I 139.
39 23 George Pachymrs. Relations historiques, ed. A. Failler, CFHB 24. Paris 1984 – 2000,
40
IV 365.
41 24 For the identification of Katoikia, see Inalcik, The Struggle (as footnote 3 above) 74.
42 25 Pachymeres (as footnote 23 above) IV 455.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 91

1 the authors who saw as a cardinal sin the undisciplined rush to pursue an
2 enemy fielding light cavalry archers described the general difficulties for
3 Byzantine armies of dealing with opponents who made extensive use of
4 archers. The author of the Tactica observes that Byzantine archery had been
5 neglected in the period when the Arab forces recruited their substantial
6 numbers of Turkish cavalry archers for use against the Byzantines. He
7 comments that the decline of archery is one of the main reasons why the
8 Byzantines had made so many mistakes on the battlefield and concludes that
9 all Byzantines up to the age of forty should be forced to learn to wield the
10 bow.26 Indeed, there are contemporary examples showing the effectiveness of
11 archery against the Byzantines. For instance, in 838, Turkish cavalry archers
12 played a decisive role in the victory of the Arabs over the Byzantines in the
13 battle of Anzen, where they inflicted a heavy defeat on the imperial army led
14 by the emperor Theophilos (829 – 842).27 In the eleventh century, the
15 Byzantines failed repeatedly to deal effectively with the cavalry archers of
16 the Seljukid armies. The contribution of archery to the advance of the Seljuks
17 in Asia Minor has already been pointed out and it would be superfluous to
18 repeat here details of the nature of the conflict between the Byzantines and the
19 Seljuks.28
20 It has been argued that one of the main reasons that the Byzantines
21 experienced great difficulties when confronted by effective archery during the
22
middle Byzantine period is that this type of weapon was not native to the
23
empires lands and Byzantine military and tactical organisation did not enforce
24
regular training and practice of the required skills. From the sixth until the
25
tenth centuries the mounted archers used by the Byzantines were mercenaries
26
and allies. Consequently, the possibilities of this sort of training were limited.29
27
With regard to the late Byzantine period, Asia Minor seems to have been a
28
source of competent archers, most probably infantry, who seem to have made
29
up a significant part of the armies of the so-called empire of Nicaea. Their
30
presence is attested in the siege of Constantinople in 1235 by John III Batatzes
31
(1221 – 1254).30 Describing the accession to the throne by Theodore II (1254 –
32
1258), Akropolites points out that Philadelpheias residents could bear arms.
33
He adds that they were very competent archers and were in constant warfare
34
with the Turkomans. He also comments that Theodores army in his second
35
36 26 Tactica (as footnote 21 above) VI.5; W. Kaegi, The contribution of Archery to the
37 conquest of Anatolia, Speculum 39 (1964) 99 – 101.
27 Kaegi (as footnote 26 above) 98 – 100.
38
28 See Kaegi (as footnote 26 above) 102 – 108.
39 29 J. Haldon, Warfare, State and Society in the Byzantine World 565 – 1204. London 1999,
40
215 – 217.
41 30 Da Canale Martino, Cronaca Veneta. ed. G. Galvani, Archivio Storico Italiano 8 (1845)
42 364.
92 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 campaign against the Bulgarians in 1256 included a great many archers and
2 that the majority of the Byzantine soldiers who fought at the battle of
3 Pelagonia in 1259 were archers.31 Pachymeres relates that a great part of the
4 forces of Michael VIII in the siege of Galata in 1260 were Nicaean archers,
5 whose successful shots caused many problems to the besieged Latins. Referring
6 to a rebellion against Michael VIII in Zygenoi in Asia Minor in 1262,
7 Pachymeres comments, the peasants in this area were competent archers.32
8 However, there is no indication that the Byzantines employed an effective
9 force of archers, either cavalry or infantry, against the Turkomans throughout
10 the fourteenth century. It seems that during the first decades of the fourteenth
11 century the role of Byzantine archers was reduced to one of garrisoning cities
12 and fortresses. The loss of imperial control over Asia Minor, which was the
13 main source of competent archers who were experienced in daily frontier
14 warfare against the Turkomans, must have been one of the main reasons why
15 their presence is not mentioned by the fourteenth-century sources. However,
16 this does not mean that archers, whether mounted or not, would necessarily
17 have been effective in fighting the Turkomans. The troops of Choirovoskos,
18 who in 1303 created an army and operated in Asia Minor, included many
19 archers, but his operations failed.33 Yet the Catalan Grand Company, which
20
relied substantially on heavy cavalry and not on archery, achieved significant
21
victories at the expense of the Turkomans.
22
What the late Byzantine armies relied on was heavy cavalry. Describing a
23
battle against a force of Cuman raiders in 1256 near Didymoteichon,
24
Akropolites writes, As is their custom, the Romans are clad in armour
25
which is burdensome, while the Scyths are lightly armed warriors and use bows.
26
Therefore, they struck the Romans with arrows from a distance and wounded
27
their horses and easily made the horsemen foot-soldiers and finally turned
28
them to flight.34 The dominant role of heavy cavalry, which more often than
29
not was ineffective against mobile light-cavalry archers, and the reluctance to
30
train and create a force of effective archers, can be explained not only by the
31
Byzantines unfamiliarity with this weapon, but also by the fact that the use of
32
heavy cavalry was not limited to military purposes. It served also as a means of
33
displaying status. For instance, Kantakouzenos, who was the supreme
34
commander of the Byzantine army for two decades, considers throughout his
35
account only the heavy cavalry pronoia holders and the western European
36
heavy cavalrymen soldiers worthy of respect. He does not call infantrymen and
37
38
31 Georgii Acropolitae Opera, ed. A. Heisenberg, 2 vols. Leipzig 1903 repr. Stuttgart 1978,
39
I 105, 119, 169.
40 32 Pachymeres (as footnote 23 above) I 173, III 267.
41 33 Pachymeres, ibid. IV 485 – 487.
42 34 Akropolites (as footnote 31 above) I 126.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 93

1 archers soldiers. 35 Therefore, the role of heavy cavalry was not limited to the
2 needs of battlefield tactics. It was also a symbol of the exalted status of the
3 members of the aristocracy, which monopolised the military command.
4 Moreover, stereotyped views about the Turkomans affected the perform-
5 ance of the late Byzantine armies in the late thirteenth and early fourteenth
6 centuries. It seems that the Byzantine leaders, even if they knew the fighting
7 methods of the Turkomans, very often could not fully understand the strength
8 of their armies and consequently underestimated them. For instance,
9 Pachymeres, who otherwise displays a good knowledge of the military affairs
10 of the Byzantine state and provides a reasoned account of the collapse of the
11 Byzantine defence in Asia Minor, remarks that the Turkomans were fighting
12 like brigands.36 He also relates that Michael VIII underestimated the strength
13 of their armies and believed that he could recover what had been lost in
14 Paphlagonia whenever he liked.37 This attitude was one of the reasons that led
15 Michael VIII to transfer significant resources and manpower to the western
16 parts of the empire, in order to organise the defence against a possible attack
17 from western European powers and to conduct military operations against the
18 Epirots and the Latins in the Peloponnese. It seems that Michael VIII was
19 more afraid of the Frankish cavalry of Charles I of Anjou than of the
20 Turkoman cavalry archers. Furthermore, in his work entitled On the Scyths
21 Theodore Metochites states that the Scyths were living almost like animals,
22 were prone to war and were prone to escape from the battlefield.38 In other
23 words, the feigned retreats and mobility of the nomads were seen by members
24 of the Byzantine elite as acts of cowardice and brigandage, and not as the sort
25 of military tactics that a well-organised army would follow. This shows that the
26 Byzantine failure to react successfully to the battlefield tactics of the
27 Turkomans could partly be described as a failure of cultural adaptation,
28 reinforced by ethnic stereotypes about barbarians.
29 Furthermore, the inability of the Byzantine armies to adjust to the demands
30 of the battlefield tactics of the Turkoman warriors, despite the instructions
31 given by the military treatises and despite numerous examples in the previous
32 experience of fighting against enemies of a similar nature is also related to the
33 conservatism of the ruling elite, which monopolised the military command.
34 With some exceptions, lineage rather than skills and performance on the
35 battlefield was the main criterion for appointment to military responsibility.
36 This development caused a sense of conservatism among the late Byzantine
37 leaders, since they did not need to improve their skills or to achieve important
38
35 For relevant examples, see Kantakouzenos (as footnote 1 above) II 187, 405 – 406.
39 36 Pachymeres, ibid. I 33.
40 37 Pachymeres, ibid. I 293.
41 38 Metochites, Miscellanea philosophica et historica, ed. C. Mller. Leipzig 1821 repr.
42 Amsterdam 1966, 728 – 729.
94 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 military successes to be promoted in the military hierarchy. Thus it was more


2 difficult for generals to learn from the experience of the past.
3 The employment of large groups of highly disciplined foreign mercenaries
4 was the most effective response of the Byzantines to the Turkomans
5 battlefield tactics. For instance, Akropolites and Gregoras praise the 800
6 western European heavy cavalry which played a decisive role in the victory of
7 Theodore I Laskaris (1204 – 1221) over the Seljuks in the battle of Antioch-on-
8 the-Maiander in 1211.39 In 1304, the Catalan Grand Company achieved
9 significant victories against the Turkomans in Asia Minor. Pachymeres does
10 not doubt the competence of the Catalans and comments that the rumour of a
11 forthcoming Catalan attack was sufficient to make the troops of the emirate of
12 Karaşi lift the siege of Germe and flee without order.40 Moreover, the
13 mismanagement and mishandling of mercenaries had a negative impact on the
14 effectiveness of the Byzantine armies. Pachymeres opposed the recruitment of
15 the Catalan Company, arguing that the emperor hired them without taking into
16 serious consideration the states finances which were insufficient to maintain
17 such an expensive group of soldiers. He is critical of the harsh fiscal measures
18 taken by Andronikos II to produce enough cash to maintain the Catalans.41
19 As a supporter of Andronikos II, Gregoras finds the employment of the
20 Catalans a wise decision and recalls that the superiority of their weapons, their
21 discipline and experience resulted in the retreat of the Turkomans in Asia
22 Minor, mainly in the area around Philadelpheia. However, Gregoras com-
23 ments that because they had been recalled to the west and were not provided
24 with guides the Catalans refused to advance further in the east. Claiming they
25 had not received their payment, they became a burden on the local population
26 and eventually they turned against the Byzantine state.42Consequently, despite
27 their different approaches, Pachymeres and Gregoras do not doubt the military
28 competence of the Catalan mercenaries. However, they are critical of the way
29 in which the government managed them and imply that the Byzantine state did
30 not have the resources to maintain such an expensive group of soldiers.
31 Another characteristic example of mismanaging resources and manpower is
32 provided by Pachymeres account of the treatment of the Alan mercenaries,
33 who were recruited in 1301. He relates that the emperor employed the Alans
34
because he knew that the Alans are a well behaved and obedient nation and
35
also very warlike and bellicose. For this reason he neglected the Romans as
36
37 39 Akropolites (as footnote 31 above) I 16; Gregoras (as footnote 3 above) I 19 – 20.
40 Pachymeres (as footnote 23 above) IV 467.
38
41 Pachymeres, ibid. IV 435 – 437.
39 42 Gregoras (as footnote 3 above) 221 – 223; For the conflict between the Byzantine state
40
and the Catalan Grand Company see A. Laiou, Constantinople and the Latins: The
41 Foreign Policy of Andronikos II, 1282 – 1328. Harvard 1972, 158 – 177; M. Bartusis, The
42 Late Byzantine Army. Philadelpheia 1992, 78 – 82.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 95

1 having become effeminate and weakened, both because of the circumstances


2 and because of their malevolent attitudes and disposition.43 However, that the
3 emperors favouring the Alans and providing them with weapons and
4 resources which had previously belonged to native Byzantine soldiers,
5 contributed to the defeat of the Byzantines at the battle of Bapheus (27 July
6 1302) at the hands of the Ottomans.44 The Byzantine army which fought this
7 battle was composed of 2,000 Roman and Alan soldiers under the command of
8 the megas hetaireiarches Leo Mouzalon. Pachymeres remarks that although the
9 native Byzantine soldiers were expected to fight wholeheartedly for the
10 defence of their homes, they did not do so. They were demoralised and
11 unwilling to fight because of the funds and weapons that had been taken from
12 them to supply the Alan mercenaries. Nonetheless, Pachymeres account of the
13 battle shows that, following similar tactics to the Ottomans, the Alan cavalry
14 inflicted heavy casualties on the enemy. They encircled the Ottomans but
15 suffered heavy casualties themselves.45 Therefore, Pachymeres attributes the
16 Byzantine defeat to the mismanagement of resources and miscalculations of
17 the government and not to the tactical inferiority of the Byzantine army on the
18 battlefield. It should be added that the Alans who had participated in 1303 in
19 the failed campaign of Michael IX in Asia Minor requested permission to leave
20 the empire, complaining that they were misused on the battlefield.46
21 It is worth noting that the effectiveness of using disciplined western
22 European soldiers, mainly heavy cavalrymen, against the Turks is reflected not
23 only in the successes of the Latins of Theodore I and of the Catalan Grand
24 Company, but also in the achievements of the armies of Amadeo of Savoy and
25 Marshal Boucicaut, who were active in Byzantium in 1366 and 1399
26 respectively, when the Ottoman army had stopped relying heavily on the
27 accuracy and mobility of cavalry archers. A cousin of John V (1341 – 1391),
28 Amadeo VI of Savoy, leading around 1,500 soldiers, seized Kallipoli, with the
29 help of the Genoese ruler of Lesbos and returned it to Byzantium. In the
30 summer of 1399 Marshall Boucicaut was sent to Byzantium by the king of
31 France, Charles VI (1380 – 1422). He arrived in Constantinople leading 400
32 men-at-arms from noble families, 400 armed attendants and a number of
33 archers. His total force amounted to 1200 soldiers and was augmented along
34 the way. Boucicaut, together with Manuel II Palaiologos (1391 – 1425), cleared
35 Constantinoples hinterland when they launched a joint expedition against the
36 fortresses of the Black Sea close to Constantinople, which were held by the
37
43 Pachymeres (as footnote 23 above) IV 339.
38
44 For the battle of Bapheus see H. Inalcik, Osman Ghazis siege of Nicaea and the battle
39
of Bapheus, in: E. Zachariadou (ed.), The Ottoman Emirate. 1300 – 1389. Rethymnon
40
1993, 77 – 99.
41 45 Pachymeres (as footnote 23 above) IV 367.
42 46 Pachymeres, ibid. IV 345.
96 Byzantinische Zeitschrift Bd. 103/1, 2010: I. Abteilung

1 Turks. They also launched an unsuccessful attack on Nikomedeia. Boucicaut,


2 realising the ephemeral character of these successes, advised Manuel II to
3 write to France and ask for aid.47 The examples of Amadeo of Savoy and
4 Marshall Boucicaut show that the late Byzantine state did not have the
5 resources to maintain experienced and professional foreign soldiers who could
6 be effective against the Turks.
7 Therefore it was western European mercenaries and allies which provided
8 the Byzantine army with troops of a high level of professionalism and
9 significant battlefield experience. Furthermore, by achieving better co-
10 ordination between cavalry and infantry and maintaining a higher degree of
11 discipline than the late Byzantine armies, troops such as the Catalan Grand
12 Company inflicted significant defeats on the Turkomans. However, the long-
13 term employment and maintenance of large groups of high-quality western
14 European soldiers was generally too expensive for fourteenth-century
15 Byzantium. Temporary recruitment of very competent mercenaries could
16 lead to ephemeral successes but the Byzantine state did not have the resources
17 to turn temporary victories onto permanent gains.
18 In conclusion, the above discussion of the military engagements between the
19 Byzantines and the armies of the Turkoman chiefdoms during the thirteenth
20 and fourteenth centuries shows that the inability of the Byzantines to adjust
21 successfully to the battlefield tactics of the Turkomans resulted from a
22 combination of numerous factors. These related to the military organisation of
23 the Byzantine state, mismanagement of resources and cultural perceptions
24 about nomadic warriors. The discussion shows that although very often the
25 Byzantine military leaders were aware of the fighting methods of the
26 Turkoman soldiers, the Byzantine armies failed to respond to them effectively
27 and repeatedly made the same mistakes. As a result, the Byzantines suffered
28 defeats on the battlefield which facilitated the Turkoman advance in Asia
29 Minor. The available source material suggests that the main aim of the
30 Byzantines was to force the Turkomans to fight at close quarters. However,
31 they consistently failed to do so. In addition, despite past experience the
32 Byzantine armies found it difficult to keep their discipline and not fall into the
33 traps and ambushes of the Turkoman soldiers. It seems that the most effective
34 response found by the Byzantines to the Turkoman methods of fighting was the
35 employment of highly-skilled, experienced and disciplined foreign mercena-
36 ries. However, the Byzantine state could not afford their long-term main-
37 tenance and employment. Nor did late Byzantium have the resources to turn
38
47 See D. Nicol, The Last Centuries of Byzantium. London 1972, 274 – 277; Bartusis, The
39
Late Byzantine Army (as note 42 above) 104; J. Barker, Manuel II Palaeologus (1391 –
40
1425): A study in Late Byzantine Statesmanship. New Brunswick 1969, 62, 163; N.
41 HOUSLEY, One Man and His Wars: The depiction of Warfare by Marshall Boucicauts
42 Biographer, Journal of Medieval History 29 (2003) 27 – 40.
S. Kyriakidis, Byzantine responses to the battlefield tactics … 97

1 temporary military victories into permanent gains. In addition, the mismanage-


2 ment of resources and mishandling of groups of foreign mercenaries, such as
3 the Catalan Grand Company and the Alans, had a reverse impact on the
4 empires efforts to resist the advance of the Turkoman principalities in Asia
5 Minor. Similarly, a failure of cultural adaptation and the underestimation of
6 the strength of the Turkoman armies contributed to the inability of the
7 Byzantine army to respond effectively to the battlefield tactics of this enemy.
8
9
10 Abstract
11
12 This article examines the Byzantine responses to the battlefield tactics followed by the
13 armies of the Turkoman chiefdoms during the thirteenth and fourteenth centuries. The
most characteristic example reflecting the difficulties faced by the Byzantine army
14
when confronted by the Turkomans is the battle of Pelekanos, in the gulf of
15 Nikomedia. It was fought in 1329 between the Byzantines under the command of the
16 emperor Andronikos III (1328 – 1341), and the Ottomans whose leader was Orhan
17 (1326 – 1362). The outcome of this battle typifies the inability of the late Byzantine
18 armies to deal effectively with the Turkoman cavalry archers, despite the instructions
given by the military treatises which were compiled in the earlier periods of Byzantine
19
history, despite the experience of fighting against enemies of similar nature in the past,
20 and despite the fact that generals such as Kantakouzenos possessed a good knowledge
21 of the fighting methods of the Turkomans. This article argues that the inability of the
22 Byzantines to adjust to the demands of the battlefield tactics of the Turkoman warriors
23 was a combination of many factors. The loss of Asia Minor deprived Byzantium of its
main source of competent archers. The Byzantines relied on heavy cavalry which,
24
although it proved ineffective against the Turkomans, was the symbol of exalted status
25
of members of the aristocracy. Moreover, stereotyped views about the Turkomans
26 affected the performance of the Byzantines on the battlefield. It seems that Byzantine
27 generals, even if they knew the fighting methods of the Turkomans, very often could
28 not fully understand the strength of their armies. This article concludes that the failure
29
to react successfully to the battlefield tactics of the Turkomans could be partly
described as a failure of cultural adaptation, reinforced by stereotypes about
30
barbarians.
31
32
33
34
35
36
37
38
39
40
41
42