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UMTS Radio Theory

Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

2
Radio Transmission Technology Requirements

 Data:
 144 kbps High speed and driving
 384 kbps Modest speed and walking
 2 Mbps Low speed and indoor

 Voice
 4.75Kb/s -- 12.2Kb/s
 64kb/s (Video Phone)

 Information transmission at variable rate according to bandwidth


requirements;
 Delay requirements of different service

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3G services

Bit Error
Different QOS requirements

Delay

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3G services

Categories Actual Service Delay (One-way) Bearer Speed

Voice <150ms 12.2kbps


Video Call <150ms 64kbps
conversational VoIP <150ms 15.3~39.6kbps

Interaction Game <250ms N/A

Real-time Voice
<2s 4.7~25kbps
Streaming
Streaming
Real-time Video
<2s 64kbps~2Mbps
Streaming

Web Browsing <4s N/A


Interaction WAP Browsing <4s N/A
E-commerce <4s N/A
FTP No strict N/A
Background
E-mail No strict N/A

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Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

6
Duplex mode

 TDD mode-uplink and downlink  TDD ( Time division duplex,Such


has the same frequency as TD-SCDMA)
 Adaptable to any frequency band
 Suitable for both asymmetric and
symmetric services DDDDUUUU
 FDD mode-uplink and downlink
has the different frequency
 Paired frequency bands are needed  FDD(Frequency division duplex,
 Suitable for symmetric services Such as WCDMA and CDMA2000)

DDDDDDDD

UUUUUUUU

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Multiple Access Technologies
Multiple access technologies enable various users access public
communication line but without interference.
 Why Multiple Access?

 Increased capacity: serve more users


 Reduced capital requirements since
fewer media can carry the traffic
 Decreased per-user expense Transmission
 Types of Transmission Medium:
 Twisted pair Medium
 Coaxial cable
 Fiber optic cable
 Air interface (radio signals)
 Three methods are frequently used: Each pair of users enjoys a
 FDMA dedicated, private circuit
 TDMA
through the transmission
medium, unaware that the
CDMA
other users exist.

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FDMA (Frequency Division Multiple Access)

 FDMA
 Traffic channels are assigned to different users at different frequency band,
such as TACS, AMPS.

Users are using


different frequency
Time
FDMA

Frequency

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TDMA (Time Division Multiple Access)

 TDMA
 Traffic channels are assigned to different users at different time, such as GSM,
DAMPS.

Users are using


different time slot
Time
TDMA

Frequency
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CDMA (Code Division Multiple Access)

 CDMA
 Traffic channels are assigned to users at same time, same frequency band,
but with different code.

Users are using different


Time orthogonal code sequence
CDMA
Code

Frequency
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CDMA Application

 Users are distinguished by scrambling codes and OVSF codes


 Self-interference system
 CDMA system is restricted to interference (GSM system is
restricted to frequency resources)

BS2

BS1

Freq. 1
Code D

Freq. 1

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Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

13
Single Frequency Network

G SM 900/1800: 3G (W C D M A ):

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IMT-2000 Spectrum Allocation

1850 1900 1950 2000 2050 2100 2150 2200


2010 MHz

ITU IMT 2000 MSS IMT 2000 MSS

1885 MHz 2025 MHz 2110 MHz 2170 MHz

Europe GSM 1800 DECT UMTS MSS UMTS MSS

GSM
China 1800
TDD FDD MSS TDD FDD MSS
1980
1920
1880

Japan PHS IMT 2000 MSS IMT 2000 MSS


1930

1945

1965
1970
1975
1890
1865
1870
1885

1910

1990 MHz 2165 MHz


PCS
USA A D B EF C A D B EF C MSS Broadcast auxiliary Reserve MSS

1850 1900 1950 2000 2050 2100 2150 2200

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3G Spectrum Allocation in China

1755 1785 1850 1880 1920 1980 2010 2025 2110 2170 2200 2300 2400

Satellite Empty Satellite

30 40 15
60 MHz 100 MHz
MHz MHz MHz

FDD TDD 155MHz

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3G Spectrum Planning in China

 Main Operating Frequency Band:


 FDD mode:1920-1980 MHz / 2110-2170 MHz
 TDD mode:1880-1920MHz、2010-2025 MHz

 Supplementary Operating Frequency Band:


 FDD mode:1755-1785 MHz / 1850-1880 MHz
 TDD mode:2300-2400MHz

 Frequency Band for Satellite Mobile Communication System:


 1980-2010 MHz / 2170-2200 MHz

 The frequency bands, 825 - 835 MHz / 870 - 880 MHz, 885 - 915 MHz /
930 - 960 MHz and 1710 - 1755 MHz / 1805 - 1850 MHz, which are
currently allocated to public mobile communication system are also
allocated to expanded frequency bands of 3G public communication
system, but frequency using mode remains the same for both uplink
and downlink.
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Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

18
Spread Spectrum Principles

SHANON Formula

C = Blog2(1+S/N)
 Where,
 C is capacity of channel, b/s
 B is signal bandwidth, Hz
 S is average power for signal, W
 N is average power for noise, W

 It is the basic principle and theory for spread spectrum


communications.

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Spread Spectrum Principles

Power is “Spread” Over a Larger Bandwidth

12 KHz
5 MHz

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Spread Spectrum Principles

Despreading
Spreading radio channel

Noise

Transmitter Receiver

 User information bits are spread over a wide bandwidth by


multiplying high speed spread code(chip)
 Spread signal bandwidth W wider than original signal bandwidth
Rb

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Spread Spectrum Principles

S(f) S(f)

signal
signal

f0 f f0 f
Before spreading After spreading

S(f) S(f)

White noise signal


signal White noise

f0 f f0 f
After despreading
Before despreading

signal interference White noise

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Spreading Mode

 Direct sequence spread spectrum(DS-SS)


 Base band data is spread by multiplication of pseudo-noise sequence and
base-band pulse, the pseudo-noise sequence generated by the pseudo-
noise generator
 BER subject to Multiple Access Interference and near-far effect
 Power control can overcome the near-far effect, but it is limited by power
detection accuracy
 WCDMA uses DS-SS

 Frequency hopping spread spectrum(FH-SS)


 Data is transmitted in the random channel by the carrier frequency hopping
 Before FH again, data is transmitted using traditional narrowband modulation
 No near-far effect

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DS-SS communication system

 A technology of transmission after spreading signal spectrum.

Wideband
Signal

Slow Slow
Information Information
Sent Recovered

TX RX

Fast Fast
Spreading Spreading
Sequence Sequence

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Spread Spectrum Principles

Many code channels are individually


“spread” and then added together to
create a “composite signal”

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Spread Spectrum Principles

 Any Code Channel can be extracted from the received composite


signal by using the “right” orthogonal code
 Energy for transmitting signal can be lower than interference and
noise

Processing Gain

Broadband
Interference

Unwanted Power from


Other Resoures

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Concept of orthogonal code

Code1 +1 -1 +1 +1 -1 +1 -1 -1 Code1 +1 -1 +1 -1 -1 +1 -1 -1
Code2 -1 +1 +1 -1 -1 +1 +1 -1 Code2 +1 +1 -1 +1 -1 -1 +1 -1
Mul -1 -1 +1 -1 +1 +1 -1 +1 Mul +1 -1 -1 -1 +1 -1 -1 +1
Sum 0 Sum -2
Orthogonal Non-orthogonal

 Orthogonal—
the result of multiplying
and sum is 0

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Example of orthogonal code

-1 1 -1 1 -1 1 1 -1 1 -1 -1 -1 -1 -1 1 1 1 1
MUL MUL
-1 -1 -1 -1 1 1 1 1 -1 1 -1 1 1 -1 1 -1

1 -1 1 -1 1 -1 1 -1

-4 4 -1 1
Integral Judge
0 0

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Direct spread technique

S1 S1xC1

W
Spreading

S2XC2
Air Interface
S2

S
[S1xC1+S2xC2]xC1
N =S1 (S1xC1)+(S2xC2)
Despreading

[S1xC1+S2xC2]xC2 C1xC2=0,
=S2 C1,C2,orthogonal

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Sketch map of Spreading and Despreading
Symbol

Data=01001 1
0 -1
Chip
Spreading
Spreading code = 1
1 -1 -1 1 -1 1 1 -1 -1
( SF = 8 )
1
-1
Spread signal
= Data × code

Despreading 1
-1
Spreading code
1
-1
Data =
Spread signal ×
Spreading code

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Characteristics of Spreading Communication

 High anti-multi-path- interference capability


 Anti-sudden-pulse
 High security
 Lower transmitting power
 Easy to implement large-capacity Multiple Access
Communication
 Occupy band wide
 Complex realization

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Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

32
Purpose of Channel Coding

 By adding redundant information in the original data stream,


receivers can detect and correct the error signal, and improve
data transmission rates.

Can not satisfy


No correct coding: BER<10-1 ~ 10-2 the communication

Can satisfy the


Convolutional coding:BER<10-3 speech communication

Can satisfy the


Turbo coding: BER<10-6 data communication

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Principle of Channel Coding

 Channel coding
 Error-correcting ability obtains by adding redundancy in the original data
 Convolutional coding and Turbo coding (1/2,1/3) are widely applied.
 Increase noneffective load and transmission time
 Suitable to correct few non-continuous errors

WCDMA W? CCDDMMAA
WWCCDDMMAA
TURBO T T UURRBBOO T T ? URRBBOO
Encoding
SPEAK S S PPEEAAKK S S PPEE A? KK

Decoding

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Principle of Interleave Technology

 advantage
 Interleave is to change the sequence of data to random the unexpected
errors
 Advance the correcting validity

 disadvantage
 Increase the processing delay
 Especially, Several independent random errors may intertwined for the
unexpected error.
e.g.

x1 x6 x11 x16 x21

Data input
x2 x7 … x22 Data output
x3 x8 … x23
A = (x1 x2 x3 x4 x5 … x25) A’= (x1 x6 x11 x16… x25)
x4 x9 … x24
x5 x10 … x25

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Encoding and Interleaving

WCDMA WWCCDDMMAA WTSWTS


Encoding Interleaving
TURBO T T UURRBBOO CUPCUP
SPEAK S S PPEEAAKK DREDRE
MBAMBA
Encoding + Interleaving can correct AOKAOK
both continuous and non-continuous
errors
WTS???
Decoding W??CDDMMA? Deinterleaving
? ? ?CUP
T ? ?UR??BOO
DR?D?E
S ? ?P?EAAKK
M?AMBA
AOK?OK
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Contents
 The Basic Principles of Wireless Communication
 3G services

 Multiple Access Technologies

 Spectrum Planning

 Spreading Technology

 Coding And Interleave Technology

 Modulation

 UMTS Radio mechanism

37
Principle of Modulation

 Definition
 Modulation is the process where the amplitude, frequency, or phase of an
electronic or optical signal carrier is changed in order to transmit information.
 Using symbol stand for one or more bits to improve communication
effectiveness

 Classification
 Analog Modulation
Digital Modulation bit Symbo

Modulatio l
n

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Analog Modulation

 The purpose of analog modulation is to impress an information-


bearing analog waveform onto a carrier for transmission.
 Common analog modulation methods include:
 Amplitude modulation (AM)
 Frequency modulation (FM)
 Phase modulation (PM)

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Digital Modulation

 The purpose of digital modulation is to convert an information-


bearing discrete-time symbol sequence into a continuous-time
waveform (perhaps impressed on a carrier).
 Basic analog modulation methods include
 Amplitude shift Keying (ASK)
 Frequency shift Keying (FSK)
 Phase shift Keying (PSK)

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Contents

 The Basic Principles of Wireless Communication


 UMTS Radio mechanism
 UMTS Data transmission Procedure
 Channel Coding of UMTS
 Spreading Technology of UMTS

 Modulation of UMTS

41
WCDMA Data transmission Procedure

Encoding & Baseband Spreading


UE Data modulation Modulation
Interleaving

RF Transmitting

Despreading Demodulation RF Receiving

Baseband Decoding & UE Data


demodulation De-inteleaving

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Contents

 The Basic Principles of Wireless Communication


 UMTS Radio mechanism
 UMTS Data transmission Procedure
 Channel Coding of UMTS
 Spreading Technology of UMTS

 Modulation of UMTS

43
Convolutional Code

 Mainly used in the voice channel and control signal channel


 Coding rate is ½ and 1/3.

Input
D D D D D D D D
Output 0
G0 = 557 (octal)

Output 1
G1 = 663 (octal)

Output 2
G2 = 711 (octal)
Rate 1/3 convolutional coder

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Characteristics of Convolutional code

 Easy decode
 Short delay
 Generally use the Viterbi Algorithm
 Channel bit error rate is 10-3 magnitude
 Suitable to realtime service
 e.g. speech and video service.

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Turbo Code

 Used in Data service channel


 Code Rate is 1/3
 Can be implemented in the transmission for large block and long delay services
 Turbo coding structure is based on two or more weak error control code
combinations. The information bits are interleaved in the two Encoder, and
generate two information flow. At last, this information can be multiplexed and
punctured
 Decoding needs cycle iterative calculation

input

Multiplex
Encoder 1 output
Interleaver

Encoder 2
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Characteristics of Turbo Codes

 Complex decoding
 Use the LOG-MAP arithmetic
 Channel bit error rate is 10-6 magnitude
 Very suitable to non-realtime package service which is BER
sensitive & delay insensitive, e.g. WWW, FTP, E_mail, multimedia
transmission.

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Contents

 The Basic Principles of Wireless Communication


 UMTS Radio mechanism
 UMTS Data transmission Procedure
 Channel Coding of UMTS
 Spreading Technology of UMTS

 Modulation of UMTS

48
Spreading Process of UMTS

Symbol Chip
Data Spread Data
3.84Mcps

3.84Mcps

OVSF Code Scrambling Code

Symbol rate × SF = Chip rate=3.84Mcps


For UMTS,SF of uplink channelization code:4~256
SF of downlink channelization code: 4~512
OVSF: Orthogonal Variable Spreading Factor

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Channelization Code

 Adopt OVSF code


 Definition: Cch,SF,k, describe channelization code, where
 SF : spread factor, k : code number, 0 < k<SF-1

C ch,4,0 =(1,1,1,1)
C ch,2,0 = (1,1)
C ch,4,1 = (1,1,-1, - 1)
C ch,1,0 = (1)

C ch,4,2 = (1,-1 ,1,- 1)

C ch,2,1 = (1,-1)
C ch,4,3 = (1,- 1, - 1, 1)

SF = 1 SF = 2 SF = 4

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Scrambling Code

 UMTS Scrambling code is pseudo random binary sequence


 It has similar noise array character, seemingly random but with regularity.
 Can make the user data further random , strengthened by scrambling a code
to keep secret the user data, at the same time easy to carry out multiple
access communication.

 UMTS scrambling code is generated from Gold sequence


 Gold sequence has excellent self-correlation.
 Cross-correlation is very week between two codes.
 It is used to identify cell and user for multiple access.

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Characteristic of Scrambling code

 There are 224 Uplink Scrambling Codes, they are used to


distinguish different users in one cell.
 There are 218-1 Downlink Scrambling Codes, used to distinguish
different cells
 Scrambling codes usually used are the first 8192 codes, which are code 0,
1,……,8191. They are divided into 512 aggregations,each aggregation has
1 primary scrambling code (PSC) and 15 secondary scrambling codes (SSC).
 The 512 primary scrambling codes are divided further into 64 primary
scrambling code groups , with 8 primary scrambling codes in each group.

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Numbering rule for Downlink Scrambling Codes
18
2 -1 Downlink Scrambling Codes in all
(0..262142)

No.63 Primary Scrambling Code Group


……
No. 511 Scrambling Code
Group No.0 Primary Scrambling Code Group

No. No. 7 Scrambling


510 Scrambling Code Code
8176 8176:PSC
8177
Group
8177:SSC
…Group

… No. 1 Code
Scrambling Code
8160No. 504 112
Scrambling
8160:主扰码 8176:PSC
8191 8191:SSC
8161 8161:辅扰码
Group
Group 113 8177:辅扰码 … No. 0 Scrambling Code
… Group

8064 8064:主扰码 16 16:PSC
127 8191:辅扰码
8175:辅扰码
81758065 17 17:SSC 0 0:PSC
8065:辅扰码
… … 1 1:SSC
8079 8079:辅扰码 31 31:SSC …
15 15:SSC

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Code Functions

 Channelization code ---- for separation of physical channels in


the uplink and separation of users in the downlink

 Scrambling code ---- for separation of users/terminals in the


uplink and cells/sectors in the downlink.

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Spreading code & scrambling code

c ch 1 Air Interface

Modulation
c ch 2 c scrambling

c ch 3
 Cch:spread code
 Relative to service rate,extended to 3.84Mchips/s
 A kind of orthogonal code
 Cscrambling:scrambling code
 Have no effect on signal bandwidth
 Downlink for identifier cell,uplink identifier terminal
A pseudo-random sequence
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 55
Spreading code & scrambling code

c ch 1 Air Interface

Modulation
c ch 2 c scrambling

c ch 3

 Cch:spread code
 Relative to service rate,extended to 3.84Mchips/s
 A kind of orthogonal code

 Cscrambling:scrambling code
 Have no effect on signal bandwidth
 Downlink for identifier cell,uplink identifier terminal
 A pseudo-random sequence
© ZTE All rights reserved 56
Processing Gain
P

Processing Wc
Gain Processing Gain 
Rb

Despreading

f
W Rb

 PG=Wc/Rb (Wc : Chip rate , Rb : Service bit rate)


 Transmitter/receiver can obtain gain after spread/despread
 The narrower original signal bandwidth, the larger Pg , the better

The higher PG, the more anti-interference capability system has.


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Relation between Eb/N0 and PG

Signal Power S E/t Noise Power N


Eb = = = N0 = =
Bit Rate R B/t Bandwidth W

Signal to Noise
S
R
Eb S W S W
= = X = X
N0 R N N R
N
W
Processing Gain

The more the expansion multiples, the higher the


processing gain, the stronger the anti-jamming
capability
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Despreading procedure

 Method of despreading

Input signal
Output after despreading
Ts
(*)dt
0

When T=Ts, judge


integral

Local PN code

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Contents

 The Basic Principles of Wireless Communication


 UMTS Radio mechanism
 UMTS Data transmission Procedure
 Channel Coding of UMTS
 Spreading Technology of UMTS

 Modulation of UMTS

60
Modulation Methods in UMTS

 BPSK (Binary Phase Shift Keying) in Uplink channles


 QPSK (Quadrature Phase Shift Keying) in Downlink channels
 16QAM (16-state Quadrature Amplitude Modulation) in HSDPA

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Physical Channel Spread-Spectrum Modulation
Process-Downlink
Sdl,n
Serial I+jQ
Parallel Cch,SF,m
Downlink physical Switch
channel 1 G1
j
Sdl,n ∑ P-SCH

Serial I+jQ
Parallel
Cch,SF,m Gp
S-SCH
Downlink physical Switch

……
channel 2 G2
j Gp
……

cos(wt)
Separation Re(T) Pulse
of real Forming
Parts
And
Pulse
Imaginary Im(T)
parts Forming

-sin(wt)
© ZTE All rights reserved 62
Physical Channel Spread-Spectrum Modulation
Process-Uplink
Cd,1 βd
DPDCH1
Cd,3 βd I
DPDCH3 ∑
Cd,5 βd
cc Sdpch,n
DPDCH5 I+jQ

Cd,2 βd ∑
DPDCH2 Q
Cd,4 βd
DPDCH4 Q
Cd,6 βd ∑
DPDCH6 j
Cc βc
cc
DPCCH

cos(wt)
Separation Pulse
Re(S)
of real Forming
Parts
And
Im(S) Pulse
Imaginary
parts Forming
-sin(wt)

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Thank you

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