Hank Pruden Archival Materials

Materials available in University Archives. Contact James Krusling, jkrusling@ggu.edu, 415-442-

7248) with questions related to access.

BOX 1 ------------------------------------------------------------------------------------------------------------------------------

2017

 Technical Securities Analysts Association of San Francisco (TSAA) Review. Spring 2017. Includes
Letter from the Chairman by Henry O. “Hank” Pruden, PhD.

 Technical Securities Analysts Association of San Francisco: TSAASF I Report Delivered at IFTA
2016 Conference by Hank Pruden

 Course Materials (includes Course Description, Course Objectives, Course Requirements,

Student Responsibilities, Bookstore Information, Bio, Course Outline)

o Course: FI-355-SF1. Wyckoff Method II

o Course: FI-352-SF1. Technical Analysis of Securities

 Blog Post from the Bridge (GGU Blog)

o Professor Henry O. Pruden Wins Award from Prestigious Technical analysis Organization

 Academic Paper

o The Pruden Model: Wyckoff Method Combined with Elliott Waves by Hank Pruden, PhD,
and an Anonymous Golden gate University Student

2016

 Technical Securities Analysts Association of San Francisco (TSAA) Review. Winter 2016.
(Featured article: A Wyckoff Study of the US Stock Market, 2015 – By Hank Pruden, Bruce Fraser,
and Roman Bogomazov)

2015

2014

 The Wyckoff Method. Accumulation Confirmed by Reaccumulation: Springboards for a Powerful

Markup Phase. Technical Securities Analysts Association of San Francisco (TSAA) Review. Winter
2014. Hank Pruden, Bruce Fraser, and Roman Bogomazov.

 .

2013

2011
2010

 Getting Technical. Wyckoff Theory Alive and Well at Golden Gate. SFO Magazine (interview).
February 2010 (pp 90-91).

 Take Action Using Wyckoff Theory. The Official Advocate for Personal Investing (newsletter?
Magazine?). October 2010.

 The Whole New Mind: Why Right Brainers Will Rule the Future (Illustrating powerful techniques
for the 21st Century Trader. Presentation to the Boston Chapter, MTA. March 29th, 2010.

2009

2008

 A Quest for the Composite Man. Best of Wyckoff Conference. November, 2008. Hank Pruden.

 Managing Money is Emotionally Based Task. Faculty Profile (Hank Pruden). Golden Gate
University Catalog. Spring 2008.

 A (New) Major Bottom for the US Stock Market in 2008? ISAA Review. Spring 2008. Hank
Pruden, PhD.

 Bear Raids: Volume, support and resistance, and volatility combine in short-selling campaigns.
Reprinted with permission from Active Trader magazine. Active Trader. November 2008.
www.activetradermag.com. Henry O. (Hank) Pruden, PhD.

 The Three Skills of Top Trading. Market technicians Association Annual Mid-Winter retreat
(presentation). “Technical Analysis Applied.” January 25th-26th, 2008.

 The Importance of Pattern recognition. “Hank” Pruden: What the Future Holds. Technical Stocks
and Commodities interview. Henry June, 2007.

 Henry Pruden: helping understand the stock market. Examiner. February 15th, 2008.
www.Examiner.com

2007

 Market Timing Matters Greatly. Big Gains and Losses Concentrate into Small Packages of Time
per Benoit Mandelbort. TSAA Review. Winter 2007. Hank Pruden.

 Letter from the President. TSAA Review. Winter 2007. Hank Pruden.

 The Importance of Pattern Recognition. Henry “Hank” Pruden: What the Future Holds. Technical
Analysis of STOCKS & COMMODITIES Magazine. 2007. (reprint). Hank Pruden.

2006
  Facts, Market Research, and the Use of Point-and-Figure Charts. TSAA Review. Fall 2006. Henry
(Hank) Pruden, PhD.

 Interview With hank Pruden. The Trader’s Journal. Vol. 2, Issue 2. March/April 2006.

 The Wyckoff Method: 14,400 Target for DJIA Confirmed. The Technical Analyst.
September/October 2006 (pp 29-30). Hank Pruden.

 Emerald. 2006 Highly Commended Award. Presented to Henry O. Pruden for “Catastrophe
theory and technical analysis applied to Cal Tech experiment on irrational exuberance.”

 The Hedgehog and the Fox: “DJIA 14,400.” TSAA Review. Winter 2006. Hank Pruden.

2005

 “Catastrophe theory and technical analysis applied to Cal Tech experiment on irrational
exuberance.” Managerial Finance. Vol. 31, Number 5. 2005. (complete Vol 31 of Managerial
Finance available in Archives)

 ‘The World is Round’ or ‘Exploring the Brave New World of Non-Linear Dynamics That Lies
Beyond the Efficient Frontier.’” – Revelations and implications from the recent book by Benoit B.
Mandelbrot and Richard L. Hudson: The (Mis) Behavior of Markets: A Fractal View of Risk, Ruin
and Reward. Henry O. (Hank) Pruden, Visiting Professor Euromed-Marseille Ecole de
Management.

 Wyckoff Update. The Composite Man: A Quest. TSAA Review. Spring 2005. Hank Pruden.

 “Behind the Screens with the Composite Man.” Paper written expressly for the conference,
Recent Advances in the Psychology of Trading. Leading Edge Techniques in Real Time Trading.
Conference by Professor Andrew Lo, MIT’s Sloan School of Management and the Market
Technicians Association. March 11th, 2005. Boston Marriott Cambridge Hotel. Hank Pruden.

 The (Mis) Behavior of Markets in the 3-in-1 Trader Model. Journal of technical Analysis. Issue 63.
2005. Hank Pruden.

2004

 Member Profile: Henry (Hank) O. Pruden, PhD. MTA Journal. November 2004.

 A Test of Wyckoff. The Technical Analyst. February 2004. Henry Pruden.

 Behavioral Finance and Technical Analysis. Interpreting Data from an Experiment on Irrational
Exuberance, Part B: Reflections from Three Different Angles. Journal of technical Analysis.
Summer-Fall. 2004. Walter Baets, Bernard Paranque, and Henry Pruden. Euromed-Marseille
Ecole de Management.

2003
  Life Cycle of Model of Crowd Behavior. Journal of Technical Analysis. Issue 59. Winter-Spring
2003. Henry O. Pruden. (complete Journal of Technical Analysis Issue 59 available)

 Correspondence with Julie R. Dahlquist, guest editor Managerial Finance, regarding submission
of paper “Catastrophe Theory and Technical Analysis Applied to Cal tech Experiment on
Irrational Exuberance.” June 12th, 2003-November 30th, 2003.

2002

 Kiss in a Cusp: Catastrophe Theory and Technical Analysis Applied to a Cal Tech Experiment on
Irrational Exuberance. Behavioral Finance & Technical Analysis conference. June 11th& 12th,
2003. Geneva Switzerland.

 System States of Pedagogy and the Action Sequence Method. Journal of technical Analysis.
Summer-Autumn. 2002. Henry (Hank) Pruden.

 System State of Pedagogy and the Action Sequence Method. BET Journal (The Business,
Education, and Technology Journal). Vol. 4. NO. 1. (pp 14-25) Spring 2002. A Publication of The
School of technology and Industry. Golden Gate University. Hank Pruden.

2001

 Wyckoff Axioms: Jumps and Backups. Active Trader. January/February. 2001.

www.activetrader.com. Henry O. (Hank) Pruden.

 Wyckoff’s “Reverse Use of Trendlines.” TSAA Review. Spring 2001. Hank Pruden.

 Wyckoff Exit Strategies: 1, 2, 3. Australian Technical Analysts Association Journal. July/August

2001. Henry O. (Hank) Pruden.

 The Rules of 3: Risk Control and Money Management – The Wyckoff Way. TSAA Review.
Summer 2001. Henry O. (Hank) Pruden.

2000

 A Dow Theory Update. Technical Securities Analysts Association of San Francisco (TSAA) Review.
Fall 2000. Henry O. (Hank) Pruden.

 A Primary-Trend Projector. Hank Pruden.

 A Primary-Trend: Updated. A Dow Theory Update. May 2000. Hank Pruden.

 A Challenge to the Senior Market Technician: Integrating the Technical Market Analysis Mix.
Editorial Commentary on Contributions to the Body of Knowledge in technical Analysis. Henry O.
(Hank) Pruden, Editor.

1999
  Life Cycle Model of Crowd Behavior. Reprinted from Technical Analysis of STOCKS &
COMMODITIES magazine. 1999. Henry O. Pruden.

1998

 On a New academic Paradigm. Henry Pruden of Golden Gate University. Interview. Technical
Analysis of STOCKS & COMMODITIES magazine. 1998

1996

 Behavioral Finance: What Is IT? IFTA Update. September/October 1996. Reprinted from an
Article from the April/June 1996 Newsletter of the Technical Securities Analysts Association of
San Francisco (TSAA). Henry O. Pruden.

 Behavioral Finance: What Is IT? April/June 1996 Newsletter of the Technical Securities Analysts
Association of San Francisco (TSAA). Henry O. Pruden.

 Putting it All Together. MTA Journal. Spring-Summer 1996. Henry O. Pruden, Editor.

1995

 Mental State Control and the Composite Operator. TSAA Newsletter. July-September 1995. H.O
Pruden.

1994

 Individual Behavior and Mass Psychology. Telerate Seminars. June 1994 Henry O. Pruden.

 CMT, IFTA, and the MTA Journal. Editorial Opinion. MTA Journal. Summer-Fall 1994. Henry O.
Pruden, Editor.

 The Market Analysis Mix. MTA Newsletter. January 1994. Henry O. Pruden, PhD. Distinguished
Visiting Professor. Golden Gate University. Editor, MTA Journal.

 The Concept of the Composite Operator. TSAA Newsletter. July-September 1994. Henry O.
Pruden.

 Measurement. TSAA Newsletter. October-December 1994. Hank Pruden.

1992

 Golden Ratios of Area. Academic paper. No dates. Henry O. (Hank) Pruden.

 The Ten Tasks of Top trading. MTA Journal. Winter 1992/1993. Van K. Tharp and Henry O.
Pruden.

 A “Sealed Room” and “Only One Client.” MTA journal. Spring 1992. Henry O. Pruden.

1990
  Chart Reading in R-Mode. MTA Journal. Summer 1990. Henry O. Pruden.

1979

 Catastrophe Model: A model for Technical Analysis. Market Technicians Association Journal.
Issue 6. November 1979. Henry O. Pruden.

1978

 The Kondratieff Wave. Has the United States economy entered a long-term downtrend? Journal
of Marketing. April 1978. Henry O. Pruden.

BOX 2----------------------------------------------------------------------------------------------------------------------------------

2015-2016

2011

2010

 Henry (Hank) Pruden. Faculty Work Plan Agreement. Update – Self Evaluations for January –
May 15, 2010. (includes signature)

2006

 The Technical Analyst. The Publication for Trading and Investment Professionals. Sept/Oct 2006.
Article: Wyckoff Method: 14,400 Target for DJIA Confirmed. Hank Pruden.

2005

2001

 Wyckoff: The Man, The Method and the Mystique. Masters of Technical Analysis Annual
Conference. Australian Technical Analysts Association. October 27th and 28th, 2001. Hank
Pruden. (Wyckoff materials)

 Profit and Survival Techniques of the Legendary Traders. Masters of Technical Analysis Annual
Conference. Australian Technical Analysts Association. October 27th and 28th, 2001. Hank
Pruden. (Wyckoff materials)

 Wyckoff: Advanced Concepts and Techniques. Masters of Technical Analysis Annual Conference.
Australian Technical Analysts Association. October 27th and 28th, 2001. Hank Pruden. (Wyckoff
materials)

1998

 Technical Analysis of STOCKS & COMMODITIES. The Trader’s Magazine. September 1998. (3
copies). Interview: Henry Pruden of Golden Gate University.
More Materials

 The 3-in-1 Trader. The New Rational Manager. Hank Pruden. (book)

 Henry O. Pruden, PhD. Golden Gate University School of Business. (Curriculum Vita).

BOX 3----------------------------------------------------------------------------------------------------------------------------------

Course-Related Materials

2017

 FI 355: Wyckoff Couse Syllabus. 2017. Henry O. (Hank) Pruden (Professor, School of Business)
and Bruce Fraser (Consulting Adjunct Professor). Includes webinar information by Roman
Bogomazov (Adjunct Professor). Also includes Course Description and Teaching & Learning
Memo #1. (Wyckoff/Course materials).

2015

 FI 355: Wyckoff II syllabus. Spring B, 2015. Henry (Hank) Pruden. Includes Course information
and webinar information by Roman Bogomazov (adjunct professor)

2014

 Elliott Wave Materials. Tape Reading and Active Training. Pruden’s Elliot Puzzle and Wyckoff
Mystery Exercise or Quiz. Challenge Questions. Elliot Wave Principle – An Action Sequence
(Action Sheet. Feedback/Replay Sheet). Wyckoff Elliott Actions: Illustrated. The Importance of
Pattern recognition (Henry “Hank” Pruden: What the Future Holds). Syllabus: FI 498J: Wyckoff
Method and the Elliott Wave Principle. Spring C, 2014). Wyckoff + Elliott, FI 355. The Elliott
Wave Theory Interpretation (draft). Wave Structure in the DJIA (1966-2014 monthly bars, log
scale). The Elliott Wave Principle.

2011

2010

 Wyckoff’s “Composite Man.” Monograph. Part 1: Theory. Part 2: Application. Institute for
Technical Market Analysis in Affiliation with Golden Gate University. August 15, 2010. Hank
Pruden. (Wyckoff/Course materials)

 General Technical Analysis Materials. FI 358 Syllabus (Spring 2010): Technical Analysis and
Trading: Strategy and Implementation. Putting it Altogether (Henry O. Pruden, Editor’s

2008

 FI 354: Wyckoff Method 1 Couse Syllabus. Fall 2008. Henry (Hank) Pruden. Includes Course
Description and Trading the Wyckoff Way: Jumps and Backups (exercise). (Wyckoff/Course
materials).
2007

 The Real Rules of the Game, Richard D. Wyckoff. A TSAASF Presentation. September 10, 2007.
Golden Gate University. Hank Pruden. (Wyckoff/Course materials)

2005

 FI 498P & FI 360 Behavioral Finance Course Materials. FI 498P Syllabi, FI 498P Teaching &
Learning Memo. FI 360 Syllabus (Fall 2005). FI 352 Behavioral Finance Underpinnings of
Technical Analysis information. Behavioral Finance Use of Case Method (B). Interpreting Data
From an Experiment on Irrational Exuberance, Part C: Behind the Scenes with Wyckoff’s
“Composite Man” (2010, draft copy for discussion). KISS in a Cusp: Catastrophe Theory and
Technical Analysis Applied to a Cal Tech Experiment on Irrational Exuberance. Behavioral
Finance and Technical Analysis Working Paper.

2002

 Professional Development Materials. Best Teaching Practices: A Memo (to VPAA Barbara Karlin
from Hank Pruden). Mini Cases & Exercises (2001 ATAA Annual Conference) Wyckoff by the
Action Sequence Method, an Effective Way for Teaching & Learning technical Market Analysis
(TAG XVIII, New Orleans 1996). A Syllabus for teaching technical Analysis (MTA Newsletter, July
1996). The Use of the Case Method (B). An Introduction to cases – The case method is built
around the concepts of metaphors and simulation (Business, Education and Technology Journal
(Spring 2002)

2000

 Behavioral Finance (2000) Technical Analysis/Wyckoff Course Pack. Articles, case studies.

1996

 Wyckoff by the Action Sequence: The Role of the Composite Operator. ITMA Paper Series.
Institute for Technical Market Analysis (ITMA). September 1996. Henry O. Pruden.
(Wyckoff/Course materials)

 Commentary). FI 352: Technical Analysis. Putting it All Together (henry O. Pruden. Editor, MTA
Journal). Contrary Opinion Forum. October 3-5, 1996. Basin Harbor Club. Vermont.

Other Course-related Materials

 Outline of the Wyckoff Method of Supply and Demand Analysis. Henry O. Pruden.
(Wyckoff/Course materials)

 Bear Raids. (Wyckoff Campaigns). Henry O. (Hank) Pruden. (Wyckoff/Course materials)

 Getting In Gear Again With Wyckoff. Exhibit #2. Pre-Trade Analysis Record. Stock Market
Institute (STI). (Wyckoff/Course materials)
  The Wyckoff Matrix: Coordinating Bar Charts With Figure Charts. Hank Pruden. (Wyckoff/Course
materials)

 The Wyckoff Method: A Comic Strip Coverage of a Wall Street Classic. A Full Stay Company from
the Classic Era. Handwritten with comics. (Wyckoff/Course materials)

 A Test of Wyckoff. Henry (Hank) Pruden, Nagel T. Miner. (Wyckoff/Course materials)

 CALL…Wyckoff for Smart Money Timing. Hank Pruden. (Wyckoff/Course materials)

 The Concept of the Composite Operator. Henry O. Pruden. (Wyckoff/Course materials)

 Action Sequence worksheets. (Wyckoff/Course materials)

 Action Sequence worksheets (Action Sequence: The San Francisco Company). (Wyckoff/Course
materials)

 The 2-in-1 Trader. The New Rational Manager. Dr. Hank Pruden.

 FI 498C – Technical Analysis& trading: Strategy& Implementation I. Dr. Henry O. Pruden.

BOX 4----------------------------------------------------------------------------------------------------------------------------------

 FI 352 Technical Analysis Materials. The New Rational Manager (Book). Kepner/Tregoe. Included
Materials: A Note on Extending Deviation Analysis (Kepner – Tregoe’s Problem Analysis) to
Technical Market Analysis, Homework Memo: The Kepner- Tregoe Processes for managing
Information as A Link in Technical Market Analysis, To Think Like A Technical Trader, Decision
Analysis.

BINDERS-------------------------------------------------------------------------------------------------------------------------------

 Hank Pruden’s Post Tenure Review, 2010 (Binder #2)

 Hank Pruden’s Post Tenure Review, Years 2004-2009 (Binder #1)

 Hank Pruden Sabbatical Activities, 2004-2005

 FI 352 Technical Analysis of Securities (2002). Mini Cases. Action Sequence.

 Henry (Hank) O. Pruden. PhD., Scholarship of Integration, Application, and Discovery (2002)

 Hank Pruden Tenure Materials (1998). Supporting Documents for Scholarship.

 Hank Pruden Tenure Materials (1998). Executive Summary Portfolio.

 FI 352 Course Sequence Materials (for entire course).

 Technical Analysis and Wyckoff Mini cases & Readings.

 Executive Summary Portfolio for Dr. Henry Pruden, Ph.D.

  Hank Pruden Scrap Book (Awards, endorsements, Institute for Technical Market Analysis
materials, Courses- Tutorial Certificate, Systems Building/Behavioral Finance, Wyckoff, Mental
discipline)

Framed Materials

 Swiss Association of Market technicians (SAMT) Certificate of Honorary Membership, Henry O.

Pruden, PhD, June 11, 2014.

Updated 09282018 - JK