Beruflich Dokumente
Kultur Dokumente
19 (1996) 154-162
Process energy integration and continuous improvement of process technology are everlast-
ing issues to ensure profitability of chemical productions. And both objectives become in-
creasingly important due to long-term environmental effects of energy degradation, such
as resource depletion, emissions and the release of “waste” heat. The key success factor for
process improvement lies in combining up-to-date expertise from different areas in an over-
all approach. One such approach is the systems engineering concept. It helps to structure
and to organize problem-solving processes. We strongly believe that the increasing com-
plexity of large and interlinked chemical production systems and the tightening of global
economic pressure force us to use more than ever systematic analysis and design methods
to guarantee optimality throughout the entire product life. First we present a brief introduc-
tion to systems engineering in general. Then, in the main part of the paper, we give exam-
ples for optimizing the use of energy in chemical plants in order to illustrate advantages
of the systems engineering concept. The examples range from improving the performance
of individual pieces of equipment over changes in the process structure up to optimizing
process clusters.
1 Introduction: On the Increasing Complexity overgrow rate inducing variability and usually tightening
of Production Systems process constraints. Enterprises evolve to “global players”
and exchange information throughout the world. They at-
The complexity of today’s production and business systems tempt to optimally link heterogeneous and geographically
is rapidly growing. The reasons are manifold. In the first dispersed production conglomerates. Large-scale logistic
place, the number of criteria which have to be optimized to and production scheduling, thus appear as inherent issues.
remain economically competitive is continually increasing. The proper simulation of production, business and manage-
Productions have to be profitable, clean, energy efficient ment systems will be a requirement in the near future to op-
and safe, to name the four obviously most important crite- timize information exchange in product chains [3].
ria. One has to guarantee just-in-time output, to react
quickly to changes of the product quality requirements, and Fourth, the life cycles of both products and production
one must cope with production site constraints. Political, technologies become shorter thereby inducing increased in-
social and psychological influences act as well on business novation rates. Life cycle optimizations bring together
systems. Of course, the list can easily be continued. Second- product development, process development, engineering,
ly, production technologies itselves (incl. specific pieces of production, product distribution and marketing to a for-
equipment) advance and become more complex to ensure merly unknown degree. Hence, cross-disciplinary project
optimum production. Nowadays, elaborate monitoring and teams are one of the key topics today. T o simply keep one’s
feedback control systems maintain precise, efficient and products in the market, one has to comply with actual and
safe production at any time at the expense of more and future consumer demands and opinions with respect to both
more process feedback loops. In modern production facili- to the actual production and to future product designs.
ties, process simulation programs are combined with pro-
cess control systems and the production personnel has to
We argue that the tremendous complexity of large and in-
handle all three. Innovative and complex production tech-
terlinked chemical production systems compells the use of
nologies, e.g. bioreactions, membrane systems or reactive
systems engineering approaches to guarantee optimal per-
separations, are at the edge of widespread proliferation.
formance at every stage of the system’s life. Systems engi-
Multiproduct plants are state-of-the-art. Process intensifi-
neering helps to systematically structure and organize prob-
cation, miniaturization and flexibilization [ 1 , 21 are proba-
lem-solving processes. It has its main origin in the 40th [4]
bly the next, partly visionary topics of greatest interest.
and is today a well established concept in many technical ar-
eas (we will not discuss social, biological or other system
Third, the amount of information which has to be pro-
classes here). A recent literature review revealed that sys-
cessed literally explodes. Legislative rules change to an tems engineering is considered also as a means to restruc-
* Lecture presented by J. Koehler at the Eurotherm-Seminar “Ex- ture and to improve educational “systems” in chemical en-
ergoeconomicaf Analysis and Optimization in Chemical Engineer- gineering [5J.
ing’’, 17. 18. July 1995 in Aachen, Germany.
~
** Dr.-Ing. J . Koehler and Dr.-Ing. N. Schadler, Hoechst AG, Process We will try to highlight the advantages of the approach by
Engineering, D-65926 Frankfurt/M., Germany. giving several specific, but not too difficult industrial exam-
@ V C H Verlagsgesellschaft mbH, D-6945 1 Weinheim, 1996
0930-7516/96/0204-0154 $10.00+ .25/0
Chem. Eng. Technol. I9 (1996) 154- 162 155
ples for applying the thoughts and ideas of the systems Take the example of a chemical production process given in
engineering concept to chemical process optimization under Fig. 2. Input and output flows are material, energy, infor-
the special aspect of optimizing the rational use of energy. mation, money etc. The ones you have to consider depend
The system to be considered is generally an already existing on the problem you have to tackle and on the questions you
chemical process, a part thereof or even an entire produc- attempt to answer. There is no rule or definition on how to
tion site. The use of systems engineering ideas to the devel- select the system boundary, on which or on how many ex-
opment and design of new chemical processes will play only ternal connections must be included. There is always a sub-
a minor role in the following presentation, since it has been stantial degree of freedom. The system environment is ev-
intensively treated elsewhere [6 - 81. erything around our system to be analysed. You can consid-
er parts of the environment as constraints. System interac-
tion with the environment might occur also via information
flow over the system boundary. The selection of an appro-
2 Systems Engineering priate system boundary for the desired analysis is probably
the most important success factor.
Systems engineering in the very broad sense is an approach,
a methodology or a theory to systematically and efficiently Internally, a system consists of subsystems or system ele-
organize problem-solving processes. Systems engineering ments (s. Fig. 3), which are defined by the same properties
supports all decision finding aspects for the development,
design, planning, optimization, use, evaluation, organiza-
tion, and management of man-made systems [9, 101.
Systems engineering is especially useful for dealing with problem,
task, problem solving process solution
large and complex systems, if many disciplines have to be challenge
integrated, if different solutions can possibly be reached,
and if the route to an acceptable solution is not yet clearly
visible [ l 1 , 121.
f \
input-output problem solving formalism
environment abstraction levels
The overall concept is sketched in Fig. 1. The problem-solv-
system elements system life cycle
ing process comprises all activities that help us to meet a
new challenge, to fulfil a task or to resolve a problem. Goal Figure 1. Definitioi of systems engineering.
is a new solution. But, in this context new does not signify
that it always has to be entirely new in the sense of an inno-
vation. In the vast majority of cases it is sufficient to com-
bine known knowledge, to extent the range of know-how
application or simply to transfer state-of-the-art technol-
ogy.
Chemical Production
, I material 1
1
Process outputs
key ideas of the systems engineering philosophy are (i) the (or any part thereof)
system concept, which provides instruments to define and
to structure “objects” and their elements, and (ii) the prob- t
lem-solving strategy with certain helpful formalisms to sup- external constraints: market, product chain, legislation,
port the development of problem solutions. These two most (disturbances) site, licenses, society etc.
general parts of the systems engineering concept are not re- Figure 2. A chemical process in view of the systems concept.
lated to specific applications - in the words of Asbjornsen
[t 51 they are “technology free”. They mainly cover proce-
dures, strategies and methods.
internal element = subsystem system boundary
2. I System Approach \
environment i
I
input r3 output
A system is defined by the system boundary, the internal output
structure (elements), the input and output connections and
the environment. Systems provide a definite function, they input
serve a purpose. In general class of man-made, “artificial”
systems one can distinguish organization and management
systems, political and social systems, economic and trade output
systems, language and symbol systems, technical systems
(transportation, communication, production etc.) and
many more. Figure 3. The system’s internal structure in a black-box represenfation.
156 Chem. Eng. Technol. 19 (1996) 154-162
-iIlmFek
heat and power st. grate and organize all required project activities and
I resources constitutes also a decisive effort [lo]. It is men-
I
’ I l l L
Ill I i electricity from
tioned here for the sake of completeness but will not be
treated in this paper. Literature on project management is
‘public’
steam
1
c
) 1I 1I
I_
I
I
I
public power st. abundant.
-
I
I Energy Optimization
I cooling water,
cooling water
inlet ~- I condensates,
vapor outlet 3.1 Controlled and Manipulated Variables
- J
Now, let us throw the bridge to chemical process energy op-
Figure 4. A production site comprising several production facilities and timization. What means process optimization? The answer
the energy supply systems. is “making money”, since the ultimate control loop works
Chem. Eng. Technol. 19 (1 996) 154 - 162 157
with economic data. The current profit situation of the in- feedback
vestigated system has to be adjusted to meet the defined fi-
nancial and strategic goals, and the tool to d o so is process
economic I ’ constraints / disturbances
1
I
optimization. In terms of cybernetics, Fig. 6 puts it in a
quite simple control loop. The economic success of a pro- result
duction is measured. The achieved result is compared
against the setpoint and weighed against some overall stra- profit
tegic goals. In case of divergencies the “profit controller”
named process optimization takes corrective action, and the
so-called manipulated variables are set to altered “values”.
Examples for manipulatable variables in a chemical process flexibility
availability
are process operation, equipment, scheduling, production maintenance
technology or even administration and organization. How- etc. etc.
ever, process economy is only one, even though the most
important controlled variable. Fig. 6 includes a list of other Figure 6. The control loop for optimizing chemical processes.
process objectives or subgoals, which have to be met as
well, in order to reach the top goal of profitability. These For each of the first four categories, we will present ex-
subgoals for process optimization are usually interlinked in amples in the sections below and put them in the context of
a complex way and include energy consumption, safety, systems engineering. Hornke and Lueke [I 81 give examples
availability, maintenance etc. In terms of process analysis in the fifth category. We cannot, of course, touch all rele-
the subgoals represent also the viewpoints under which pro- vant aspects, but we will highlight some very important
duction facilities are usually been examined. ones.
Among the effects which have to be considered as con- The overall example we shall consider is part of a per-
straints or, sometimes equivalently, as disturbances in in- formed total site analysis (s. Fig. 4). One main objective
dustrial projects are market conditions, legislative regula-
tions, patents, licences, production site constraints and oth- Table 1. Categories or levels of chemical process (energy) optimization.
ers (s. Fig. 2).
Engineering strategies and objects (examples)
Clearly, we are dealing with a constrained multi-objective Plant operation specify optimal controller setpoints, install op-
optimization problem. And given the situation of our pro- timal feedback control strategies, limit cooling
water flow, proper control of air coolers, meet
cess industries in the western hemisphere, energy optimiza- product specifications exactly, use preventive
tion is among the most important goals. However, stand- maintenance plan, minimize material handling
alone energy optimization is seldom the case. It always goes (process logistic)
hand in hand with other goals as an essential part of overall Plant equipment install up-to-date equipment (compact heat ex-
systems optimization. It must also be kept in mind, that changers, structured column packings etc.),
most goals (controlled variables) can be affected by most reduce thermal and hydraulic losses, use
steam-driven pumps, check lighting design,
system elements (manipulated variables). It is sort of an consider air coolers vs. IiquidAiquid ex-
“everything depends on everything” situation. And it is ex- changers, install adequately sized pumps,
actly here, where the formal systems engineering check insulations
approaches offer most benefits. Process (structure) favor continuous over batch operation, devel-
op heat integration schemes (e.g. internal heat
exchanger network, heat pumps, vapor recom-
pression, condensate recovery), purge detri-
3.2 Levels of Energy Optimization mental trace components (e.g. as side
streams), substitute process technology (e.g.
membrane or extractive separation vs. distilla-
The uppermost objective is to reduce the production costs tion, mechanical instead of thermal drying
by reducing the consumption of fuels, electricity, cooling units), modify reaction or separation sequence
water, raw materials and other valuable input streams. The (e.g. pressure shift, prefractionators)
strategies to achieve a better overall energetic performance Process cluster attempt total site heat integration, optimize
cover a wide range of aspects. We intend to distinguish be- heat and power cogeneration (condensing tur-
bine, gas turbine), optimize product chain
tween the categories and optimization strategies given in (raw material + intermediates + final prod-
Tab. 1: ucts) and not individual processes, minimize
transportabilities optimize outside-battery-
1 ) Optimizing the operation of a given process, limits handling (product logistics)
2) installing better process equipment, Product search for new reaction paths or new produc-
3) changing the process (structure), tion technologies
Company optimize product portfolio, optimize number
4) optimizing process clusters, and of production sites, consider make-or-buy op-
5) developing new, more favorable products or production tions
technologies.
158 Chem. Eng. Technol. 19 (1996) 154- 162
was the reduction of cooling water usage. Total site analys- system: (i) the column incl. internals, (ii) the auxiliary
es to improve the energetic situation of a n entire production equipment like pumps, vessels and heat-exchangers, (iii) the
cluster including the existing infrastructure are very com- control and monitoring devices and (iv) column logistics.
plex, challenging and also in terms of human relations diffi- Fig. 7 gives the black box representation including input
cult tasks. One has to deal with many different production and output streams, where exergy is also considered, be-
processes and to involve many people, partly confronting cause a distillation column basically “consumes tempera-
them with unpleasant facts. Nowadays, there are even dif- ture” and not energy: Neglecting sensible heat effects, the
ferent companies located at one site. The product mix is energy supplied to the column as a condensing steam at a
generally heterogeneous and spans from small biological high temperature level is withdrawn at a lower temperature
and pharmaceutical batch products over fine and speciality using e.g. cooling water or air coolers.
chemicals up to bulk chemicals in huge continuously operat-
ed plants. Hence, process requirements and the process
The batch distillation to be considered is designed to sepa-
owners’ goals are naturally divergent. These objectives with
rate a light boiling fraction from the higher boiling main
respect to the energy supply systems have to be matched:
product. The analysis of the control subsystem revealed that
cheap steam vs. substantial steam generation reserves,
the distillation, which is a relatively small part of a larger
cheap electric power vs. process steam fed in the mains are
production facility, is operated manually. In order to guar-
only two examples for very conflicting objectives. The main
antee the distillate purity the reflux ratio is adjusted manu-
challenge is to bridge the gap between the overall goal and
ally after inspection of temperature readings in the column
the many, often small problem solutions and process im-
and in the top vapor line. Change of the reflux occurs in
provements. Simply the size of this task requires - more
several discrete steps (bold dashed curve in Fig. 8). This
than in other cases - a systematic analysis approach.
type of hands-on operation always offers a considerable po-
tential for improvement, because the operator necessarily
has to remain on the “safe side” in specifying the value of
3.3 Optimizing Plant Operation the manipulated variable (reflux ratio). As a rule, it is sel-
dom optimal to control an inherently non-steady, dynamic
Plant operation, i.e. processing of material, can mainly be process by adjusting variables in a few discrete steps.
optimized by meeting exactly the required product specifi-
cations, even under occasional slight process disturbances.
The reflux/time profile after modification of the column
If this objective can be realized by modern control tech-
control structure is drawn as a bold line in Fig. 8: The re-
niques, there is no need to remain cautiously on the safe side
flux ratio is now adjusted continuously according to tem-
of and beyond desired specifications in order to always
perature measurement in the upper column packing. In this
guarantee product quality. Adequate control systems also
way the desired distillate composition is maintained
serve to minimize warm stand-by periods, to reduce the du-
throughout the distillation process. As shown, the installed
ration of start-up and turn-down times or to achieve time-
control strategy yields distillation time, steam and cooling
optimum batch processing cycles.
water savings of more than 30To.
It is very likely, that during the life cycle of the product pro-
duction requirements and process operation deviate to an Consider, how by using the strict logic of systems engineer-
appreciable extent from the original design specifications. ing we first went down from the system “total site” to the
Ongoing evaluations and correct improvements may offset subsystem “individual production facility”, thereby exam-
this handicap. Not ignoring this fact and paying proper at- ining the economic control loop (s. Fig. 6). We reached the
tention is thus a main source for plant operation optimiza- further subsystem “distillation” and mainly analysed its ele-
tion. ment “control system”.
120
1W
material,, material,
80
auxiliary
information,, information, 60
40
energy,
7 20
logistic 0
0 2 4 6 8 10 12 14 16 18 ’20 22 24 26‘28
Distillation time / h
Figure 7. A systems analysis of a batch distillation arrangement. Figure 8. Manual vs. automatic feedback control to optimize batch dis-
tillation time.
Chem. Eng. Technol. 19 (1996) 154- 162 159
3.4 Revamping Process Equipment rates. The advantages are manifold: First, about 500 m3/h
cooling water are saved. Second, distillate subcooling can
The continuous progress in apparatus design and materials be manipulated by a control loop around the additional
science contributes significantly to minimize energy con- heat exchanger. And third, the reboiler steam demand of
sumption. Hence, plant revamps to install improved, state- the distillation decreases (!), because the large reflux stream
of-the-art pieces of equipment in production processes is no longer subcooled but merely at condensation tempera-
might offer a high potential for energy optimization as well. ture.
Take only the following two obvious possibilities: High per-
formance plate heat exchangers allow to decrease the tem- This is a marvellous example for how different properties of
perature difference between two process streams for a re- a system may interact intensely and how one intended im-
quired heat transfer duty. Modern structured column pack- provement may lead to substantially more benefits.
ings increase the number of theoretical separation stages per
column height, and reduce the energy consumption of the
column by lowering the required reflux ratio and the pres- 3.5 Changing the Process Structure
sure drop.
Changing the process structure is of course a major and ex-
The next example belongs to this class of process im- pensive effort, which has to lead to substantial plant im-
provements and involves the overhead system of a continu- provements in terms of efficiency to be economically justi-
ously operated distillation column, which needed approxi- fied. A frequent example is the addition of heat recovery
mately 750 m3/h cooling water. The sketch on the upper means, with many examples being published. Cases reach
left side of Fig. 9 reveals that the shell side of the heat-ex- from the simple installation of an additional heat exchanger
changer was partly flooded with condensed distillate in or- to sophisticated heat-pumping schemes. For instance, the
der to cool it down to the desired product temperature. Cor- heat exchanger network can be modified to approach the
rosive attacks occurred in the region of the liquid/vapor in- targets for minimum energy throughput. Pinch technology
terphase (Should we be able to bridge the gap between cor- is a key tool for this purpose and for unvealing the hidden
rosion and energy optimization?). potential [ 191. Many examples for improving the energy ef-
ficiency by modified process designs can be found in the lit-
By separating the two functions “phase change by conden- erature [ 18, 20 - 241.
sation” and “distillate cooling” and thus removing the liq-
uid/vapor interphase from the apparatus the problem could On this level of process optimization we can also change the
be solved. What else happened? The heat transfer coeffi- process structure by modifying recycles: Installing small
cient for the cooling task was low because the condensate on side columns in recycle streams to purge components, which
the shell side was a liquid almost at rest. The required heat are detrimental to the catalyst in the reactor, leads to less
exchange was made possible by a large cooling water by-product formation or higher yields and consequently to
stream, whose inlet and outlet temperatures differed by on- lower product purification costs. Other examples are the
ly three degrees. This increased the temperature difference substitution of parts of the process technology like replac-
between the shell and the tube side, and the heat duty could ing distillative separations by membrane or extractive sepa-
be achieved with the installed exchange area. rations, like increasing the number of evaporation effects or
like switching from thermal to mechanical drying units.
After inspection the main solution was the addition of a
small plate heat exchanger to separately cool the distillate, The next example is part of a pharmaceutical production in-
see right-down hand side of Fig. 9. Additionally, one shell volving methanol and other organic solvents, which are re-
cover (bonnet) was exchanged to achieve two-pass flow for covered from the main component water by batch distilla-
higher cooling water velocities and improved heat transfer tion (left in Fig. 10). The solvents are withdrawn as one
overhead product, water remains in the bottom vessel and
is discarded via the on-site biological wastewater treatment
plant. Due to an increase of the production rate at the time
of the total site study one was about to design and install a
second batch column arrangement.
methanol,
€22
M
methanol
HP-steam
0
Figure 12. Diagram of cooling water users on site. Maybe we can state the advantages of the systems engineer-
ing concept in one single illustrative phrase: “If you are ab-
solutely sure, that you are always tackling the right problem
system. This can already induce some electric power savings at the right time and that you are assuming the really deci-
for cooling water pumps and for fans in the cooling towers. sive viewpoint, you dont’t need systems engineering
Second, the cooling water system can be alleviated by mini- thoughts”.
mizing the water flow through maximizing the temperature
difference between cold cooling water inlet and warm outlet
(e.g. 10 K) at the process heat-exchangers. These flow sav-
Acknowledgements
ings, which d o not affect the processes’ energy throughputs
but only the cooling water circulation rate, might already
The authors would like to express many thanks to the fol-
require certain modifications in production facilities. Here
lowing colleagues in our process engineering group for con-
again, we save on (expensive external) electricity (the fact
tributing to this presentation: J. Bartels, R . S . Krause and
that electricity is consumed for the cooling water system is
K. Krejci.
reflected in Fig. 4 by the arrow going from the power line
to the cooling water system). In order to induce such savings
it is in the simplest cases sufficient to install a temperature
control means or to change the heat exchanger arrange- Received: October 10, 1995 [CET 7801
ment, as shown before in one of our examples. Third, in
other cases there is a potential for energy consumption re-
duction in the individual production facilities, which opens
up through process modifications (cf. section 3.5). References
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